UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-121
NAME OF REGISTRANT: VANGUARD WELLINGTON FUND
ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482
NAME AND ADDRESS OF AGENT FOR SERVICE: HEIDI STAM
PO BOX 876
VALLEY FORGE, PA 19482
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000
DATE OF FISCAL YEAR END: NOVEMBER 30
DATE OF REPORTING PERIOD: JULY 1, 2012 - JUNE 30, 2013
FUND: VANGUARD WELLINGTON FUND
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ISSUER: Accenture plc
TICKER: ACN CUSIP: G1151C101
MEETING DATE: 2/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: ELECT DIRECTOR WILLIAM L. KIMSEY ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ROBERT I. LIPP ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR PIERRE NANTERME ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR GILLES C. PELISSON ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR WULF VON SCHIMMELMANN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: AMEND 2010 SHARE INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE THE HOLDING OF THE 2014 AGM AT ISSUER YES FOR FOR
A LOCATION OUTSIDE IRELAND
PROPOSAL #7: AUTHORIZE OPEN-MARKET PURCHASES OF CLASS ISSUER YES FOR FOR
A ORDINARY SHARES
PROPOSAL #8: DETERMINE THE PRICE RANGE AT WHICH ISSUER YES FOR FOR
ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT ACQUIRES AS
TREASURY STOCK
PROPOSAL #9: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
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ISSUER: ACE Limited
TICKER: ACE CUSIP: H0023R105
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ROBERT M. HERNANDEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT PETER MENIKOFF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT ROBERT RIPP AS DIRECTOR �� ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT THEODORE E. SHASTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #3.2: ACCEPT STATUTORY FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3.3: ACCEPT CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #5: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #6.1: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6.2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AS
AUDITORS
PROPOSAL #6.3: RATIFY BDO AG AS SPECIAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DIVIDEND DISTRIBUTION FROM LEGAL ISSUER YES FOR FOR
RESERVES THROUGH REDUCTION OF PAR VALUE
PROPOSAL #9: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: Air Products and Chemicals, Inc.
TICKER: APD CUSIP: 009158106
MEETING DATE: 1/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM L. DAVIS, III ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR W. DOUGLAS FORD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EVERT HENKES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARGARET G. MCGLYNN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
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ISSUER: AMERICAN INTERNATIONAL GROUP, INC.
TICKER: AIG CUSIP: 026874784
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT H. BENMOSCHE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR W. DON CORNWELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN H. FITZPATRICK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM G. JURGENSEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHRISTOPHER S. LYNCH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ARTHUR C. MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GEORGE L. MILES, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HENRY S. MILLER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROBERT S. MILLER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SUZANNE NORA JOHNSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RONALD A. RITTENMEYER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DOUGLAS M. STEENLAND ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR THERESA M. STONE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: LIMIT TOTAL NUMBER OF BOARDS ON WHICH SHAREHOLDER YES AGAINST FOR
COMPANY DIRECTORS MAY SERVE
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ISSUER: Anadarko Petroleum Corporation
TICKER: APC CUSIP: 032511107
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KEVIN P. CHILTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LUKE R. CORBETT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR H. PAULETT EBERHART ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PETER J. FLUOR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD L. GEORGE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PRESTON M. GEREN, III ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHARLES W. GOODYEAR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN R. GORDON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ERIC D. MULLINS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PAULA ROSPUT REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR R. A. WALKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
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ISSUER: ArcelorMittal
TICKER: N/A CUSIP: 03938L104
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #I: APPROVE CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #II: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #III: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #IV: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #V: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #VI: REELECT VANISH MITTAL BATHIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #VII: REELECT SUZANNE P. NIMOCKS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #VIII: REELECT JEANNOT KRECKÉ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #IX: RENEW APPOINTMENT OF DELOITTE AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #X: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #I: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS AND AMEND
ARTICLES 5.2 AND 5.5 ACCORDINGLY
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ISSUER: Archer-Daniels-Midland Company
TICKER: ADM CUSIP: 039483102
MEETING DATE: 11/1/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN L. BOECKMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE W. BUCKLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MOLLIE HALE CARTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TERRELL K. CREWS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PIERRE DUFOUR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DONALD E. FELSINGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANTONIO MACIEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATRICK J. MOORE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS F. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DANIEL SHIH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KELVIN R. WESTBROOK ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PATRICIA A. WOERTZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
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ISSUER: Archer-Daniels-Midland Company
TICKER: ADM CUSIP: 039483102
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN L. BOECKMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE W. BUCKLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MOLLIE HALE CARTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TERELL K. CREWS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PIERRE DUFOUR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DONALD E. FELSINGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANTONIO MACIEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATRICK J. MOORE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS F. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DANIEL SHIH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KELVIN R. WESTBROOK ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PATRICIA A. WOERTZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: AstraZeneca plc
TICKER: AZN CUSIP: 046353108
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT KPMG AUDIT PLC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5(a): RE-ELECT LEIF JOHANSSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(b): ELECT PASCAL SORIOT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(c): RE-ELECT SIMON LOWTH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(d): RE-ELECT GENEVIEVE BERGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(e): RE-ELECT BRUCE BURLINGTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(f): RE-ELECT GRAHAM CHIPCHASE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(g): RE-ELECT JEAN-PHILIPPE COURTOIS AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #5(h): RE-ELECT RUDY MARKHAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(i): RE-ELECT NANCY ROTHWELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(j): RE-ELECT SHRITI VADERA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(k): RE-ELECT JOHN VARLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(l): RE-ELECT MARCUS WALLENBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #7: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #8: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #9: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #10: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #11: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
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ISSUER: AT&T Inc.
TICKER: T CUSIP: 00206R102
MEETING DATE: 4/26/2013 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDALL L. STEPHENSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GILBERT F. AMELIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR REUBEN V. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES H. BLANCHARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAIME CHICO PARDO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SCOTT T. FORD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES P. KELLY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JON C. MADONNA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL B. MCCALLISTER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN B. MCCOY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOYCE M. ROCHE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MATTHEW K. ROSE ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR LAURA D'ANDREA TYSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND STOCK PURCHASE AND DEFERRAL PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON REDUCING LEAD BATTERY HEALTH SHAREHOLDER YES AGAINST FOR
HAZARDS
PROPOSAL #7: SUBMIT SEVERANCE AGREEMENT (CHANGE-IN- SHAREHOLDER YES AGAINST FOR
CONTROL) TO SHAREHOLDER VOTE
PROPOSAL #8: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
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ISSUER: Automatic Data Processing, Inc.
TICKER: ADP CUSIP: 053015103
MEETING DATE: 11/13/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELLEN R. ALEMANY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY D. BRENNEMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LESLIE A. BRUN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD T. CLARK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ERIC C. FAST ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LINDA R. GOODEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR R. GLENN HUBBARD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN P. JONES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CARLOS A. RODRIGUEZ ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ENRIQUE T. SALEM ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GREGORY L. SUMME ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS �� ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: Baker Hughes Incorporated
TICKER: BHI CUSIP: 057224107
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY D. BRADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLARENCE P. CAZALOT, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARTIN S. CRAIGHEAD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LYNN L. ELSENHANS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANTHONY G. FERNANDES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CLAIRE W. GARGALLI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PIERRE H. JUNGELS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES A. LASH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR J. LARRY NICHOLS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES W. STEWART ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CHARLES L. WATSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
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ISSUER: Bank of America Corporation
TICKER: BAC CUSIP: 060505104
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHARON L. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN S. BIES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK O. BOVENDER, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANK P. BRAMBLE, SR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ARNOLD W. DONALD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES K. GIFFORD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES O. HOLLIDAY, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LINDA P. HUDSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MONICA C. LOZANO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS J. MAY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BRIAN T. MOYNIHAN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LIONEL L. NOWELL, III ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR R. DAVID YOST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: AMEND BYLAW TO LIMIT MULTIPLE BOARD SHAREHOLDER YES AGAINST FOR
SERVICE
PROPOSAL #7: REPORT ON FEASIBILITY OF PROHIBITING SHAREHOLDER YES AGAINST FOR
POLITICAL CONTRIBUTIONS
PROPOSAL #8: REVIEW FAIR HOUSING AND FAIR LENDING SHAREHOLDER YES AGAINST FOR
COMPLIANCE
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ISSUER: BASF SE
TICKER: BAS CUSIP: D06216317
MEETING DATE: 4/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS OF EUR 2.60 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER NO N/A N/A
FOR FISCAL 2012
PROPOSAL #4: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER NO N/A N/A
FOR FISCAL 2012
PROPOSAL #5: RATIFY KPMG AS AUDITORS FOR FISCAL 2013 ISSUER NO N/A N/A
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ISSUER: BG Group plc
TICKER: BG. CUSIP: G1245Z108
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: ELECT DEN JONES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT LIM HAW-KUANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT PETER BACKHOUSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT VIVIENNE COX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT CHRIS FINLAYSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ANDREW GOULD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT BARONESS HOGG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT DR JOHN HOOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT MARTIN HOUSTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT CAIO KOCH-WESER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT SIR DAVID MANNING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT MARK SELIGMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT PATRICK THOMAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: APPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER �� YES FOR FOR
PROPOSAL #18: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #19: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #22: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
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ISSUER: BlackRock, Inc.
TICKER: BLK CUSIP: 09247X101
MEETING DATE: 5/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ABDLATIF YOUSEF AL-HAMAD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MATHIS CABIALLAVETTA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DENNIS D. DAMMERMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JESSICA P. EINHORN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FABRIZIO FREDA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID H. KOMANSKY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES E. ROHR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SUSAN L. WAGNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BP plc
TICKER: BP. CUSIP: 055622104
MEETING DATE: 4/11/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT BOB DUDLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT IAIN CONN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT DR BRIAN GILVARY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT PAUL ANDERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT FRANK BOWMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ANTONY BURGMANS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT CYNTHIA CARROLL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT GEORGE DAVID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT IAN DAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT DAME ANN DOWLING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT BRENDAN NELSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT PHUTHUMA NHLEKO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT ANDREW SHILSTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT CARL-HENRIC SVANBERG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORISE THEIR REMUNERATION
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bristol-Myers Squibb Company
TICKER: BMY CUSIP: 110122108
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR LAMBERTO ANDREOTTI ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR LEWIS B. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JAMES M. CORNELIUS ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR LAURIE H. GLIMCHER ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR MICHAEL GROBSTEIN ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR ALAN J. LACY ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR VICKI L. SATO ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR ELLIOTT SIGAL ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR GERALD L. STORCH ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR TOGO D. WEST, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cardinal Health, Inc.
TICKER: CAH CUSIP: 14149Y108
MEETING DATE: 11/2/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR COLLEEN F. ARNOLD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE S. BARRETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GLENN A. BRITT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CARRIE S. COX ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CALVIN DARDEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRUCE L. DOWNEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN F. FINN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CLAYTON M. JONES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GREGORY B. KENNY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID P. KING ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RICHARD C. NOTEBAERT ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JEAN G. SPAULDING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Celgene Corporation
TICKER: CELG CUSIP: 151020104
MEETING DATE: 6/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. HUGIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD BARKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL D. CASEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CARRIE S. COX ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RODMAN L. DRAKE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL A. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GILLA KAPLAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES J. LOUGHLIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ERNEST MARIO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chevron Corporation
TICKER: CVX CUSIP: 166764100
MEETING DATE: 5/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LINNET F. DEILY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT E. DENHAM ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALICE P. GAST ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ENRIQUE HERNANDEZ, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GEORGE L. KIRKLAND ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHARLES W. MOORMAN, IV ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KEVIN W. SHARER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN G. STUMPF ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RONALD D. SUGAR ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CARL WARE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOHN S. WATSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON MANAGEMENT OF HYDRAULIC SHAREHOLDER YES AGAINST FOR
FRACTURING RISKS AND OPPORTUNITIES
PROPOSAL #6: REPORT ON OFFSHORE OIL WELLS AND SPILL SHAREHOLDER YES AGAINST FOR
MITIGATION MEASURES
PROPOSAL #7: REPORT ON FINANCIAL RISKS OF CLIMATE SHAREHOLDER YES AGAINST FOR
CHANGE
PROPOSAL #8: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #9: PROHIBIT POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #11: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
PROPOSAL #12: REQUIRE DIRECTOR NOMINEE WITH SHAREHOLDER YES AGAINST FOR
ENVIRONMENTAL EXPERTISE
PROPOSAL #13: ADOPT GUIDELINES FOR COUNTRY SELECTION SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cisco Systems, Inc.
TICKER: CSCO CUSIP: 17275R102
MEETING DATE: 11/15/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CAROL A. BARTZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARC BENIOFF ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR M. MICHELE BURNS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL D. CAPELLAS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LARRY R. CARTER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN T. CHAMBERS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRIAN L. HALLA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN L. HENNESSY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KRISTINA M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RICHARD M. KOVACEVICH ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RODERICK C. MCGEARY ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ARUN SARIN ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR STEVEN M. WEST ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON ELIMINATING CONFLICT MINERALS SHAREHOLDER YES AGAINST FOR
FROM SUPPLY CHAIN
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Citigroup Inc.
TICKER: C CUSIP: 172967424
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL L. CORBAT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANZ B. HUMER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT L. JOSS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL E. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JUDITH RODIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT L. RYAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANTHONY M. SANTOMERO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOAN E. SPERO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DIANA L. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM S. THOMPSON, JR. ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ERNESTO ZEDILLO PONCE DE ISSUER YES FOR FOR
LEON
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #7: AMEND INDEMNIFICATIONS PROVISIONS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Comcast Corporation
TICKER: CMCSA CUSIP: 20030N101
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH J. BACON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHELDON M. BONOVITZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH J. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. MICHAEL COOK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GERALD L. HASSELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY A. HONICKMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDUARDO G. MESTRE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRIAN L. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RALPH J. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHNATHAN A. RODGERS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JUDITH RODIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
PROPOSAL #4: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CRH plc
TICKER: CRG CUSIP: 12626K203
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4(a): RE-ELECT ERNST BARTSCHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4(b): RE-ELECT MAEVE CARTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4(c): RE-ELECT BILL EGAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4(d): RE-ELECT UTZ-HELLMUTH FELCHT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4(e): RE-ELECT NICKY HARTERY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4(f): RE-ELECT JAN DE JONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4(g): RE-ELECT JOHN KENNEDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4(h): RE-ELECT MYLES LEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4(i): RE-ELECT HEATHER MCSHARRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4(j): RE-ELECT ALBERT MANIFOLD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4(k): RE-ELECT DAN O'CONNOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4(l): RE-ELECT MARK TOWE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #7: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #8: AUTHORISE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSX Corporation
TICKER: CSX CUSIP: 126408103
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DONNA M. ALVARADO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN B. BREAUX ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAMELA L. CARTER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEVEN T. HALVERSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR EDWARD J. KELLY, III ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GILBERT H. LAMPHERE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN D. MCPHERSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR TIMOTHY T. O'TOOLE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID M. RATCLIFFE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DONALD J. SHEPARD ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MICHAEL J. WARD ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR J.C. WATTS, JR. ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR J. STEVEN WHISLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CVS Caremark Corporation
TICKER: CVS CUSIP: 126650100
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. DAVID BROWN II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID W. DORMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANNE M. FINUCANE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KRISTEN GIBNEY WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LARRY J. MERLO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEAN-PIERRE MILLON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD J. SWIFT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TONY L. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: REDUCE VOTE REQUIREMENT UNDER THE FAIR ISSUER YES FOR FOR
PRICE PROVISION
PROPOSAL #6: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #7: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deere & Company
TICKER: DE CUSIP: 244199105
MEETING DATE: 2/27/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SAMUEL R. ALLEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CRANDALL C. BOWLES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VANCE D. COFFMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHARLES O. HOLLIDAY, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DIPAK C. JAIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CLAYTON M. JONES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOACHIM MILBERG ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD B. MYERS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THOMAS H. PATRICK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR AULANA L. PETERS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR SHERRY M. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dominion Resources, Inc.
TICKER: D CUSIP: 25746U109
MEETING DATE: 5/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM P. BARR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER W. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HELEN E. DRAGAS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES O. ELLIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS F. FARRELL, II ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN W. HARRIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT S. JEPSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK J. KINGTON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PAMELA J. ROYAL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT H. SPILMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MICHAEL E. SZYMANCZYK ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DAVID A. WOLLARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON COAL USE FROM MOUNTAINTOP SHAREHOLDER YES AGAINST FOR
REMOVAL MINING
PROPOSAL #6: INCLUDE SUSTAINABILITY AS A PERFORMANCE SHAREHOLDER YES AGAINST FOR
MEASURE FOR SENIOR EXECUTIVE COMPENSATION
PROPOSAL #7: MINIMIZE POOL STORAGE OF SPENT NUCLEAR SHAREHOLDER YES AGAINST FOR
FUEL
PROPOSAL #8: REPORT ON FINANCIAL RISKS OF CLIMATE SHAREHOLDER YES AGAINST FOR
CHANGE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Duke Energy Corporation
TICKER: DUK CUSIP: 26441C204
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM BARNET, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR G. ALEX BERNHARDT, SR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL G. BROWNING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HARRIS E. DELOACH, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL R. DIMICCO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN H. FORSGREN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANN MAYNARD GRAY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES H. HANCE, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN T. HERRON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES B. HYLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR E. MARIE MCKEE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR E. JAMES REINSCH ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JAMES T. RHODES ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR JAMES E. ROGERS ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR CARLOS A. SALADRIGAS ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR PHILIP R. SHARP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES FOR AGAINST
PROPOSAL #6: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eaton Corporation
TICKER: ETN CUSIP: 278058102
MEETING DATE: 10/26/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REDUCTION OF CAPITAL OF NEW ISSUER YES FOR FOR
EATON TO ALLOW CREATION OF DISTRIBUTABLE RESERVES OF
NEW EATON WHICH ARE REQUIRED UNDER IRISH LAW TO ALLOW
NEW EATON TO MAKE DISTRIBUTIONS AND TO PAY DIVIDENDS
AND REPURCHASE OR REDEEM SHARES
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eaton Corporation plc
TICKER: ETN CUSIP: G29183103
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GEORGE S. BARRETT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TODD M. BLUEDORN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHRISTOPHER M. CONNOR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL J. CRITELLI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALEXANDER M. CUTLER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHARLES E. GOLDEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LINDA A. HILL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ARTHUR E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR NED C. LAUTENBACH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DEBORAH L. MCCOY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR GREGORY R. PAGE ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR GERALD B. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: APPROVAL OF OVERSEAS MARKET PURCHASES OF ISSUER YES FOR FOR
THE COMPANY SHARES
PROPOSAL #7: APPROVE THE PRICE RANGE FOR THE ISSUER YES FOR FOR
REISSUANCE OF SHARES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: eBay Inc.
TICKER: EBAY CUSIP: 278642103
MEETING DATE: 4/18/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID M. MOFFETT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD T. SCHLOSBERG, ISSUER YES FOR FOR
III
PROPOSAL #1c: ELECT DIRECTOR THOMAS J. TIERNEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #4: REPORT ON PRIVACY AND DATA SECURITY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Edison International
TICKER: EIX CUSIP: 281020107
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAGJEET S. BINDRA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VANESSA C.L. CHANG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANCE A. CORDOVA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THEODORE F. CRAVER, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRADFORD M. FREEMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LUIS G. NOGALES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD L. OLSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD T. SCHLOSBERG, ISSUER YES FOR FOR
III
PROPOSAL #1.9: ELECT DIRECTOR THOMAS C. SUTTON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PETER J. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BRETT WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eli Lilly and Company
TICKER: LLY CUSIP: 532457108
MEETING DATE: 5/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RALPH ALVAREZ ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR WINFRIED BISCHOFF ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR R. DAVID HOOVER ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR FRANKLYN G. PRENDERGAST ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR KATHI P. SEIFERT ISSUER YES FOR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EMC Corporation
TICKER: EMC CUSIP: 268648102
MEETING DATE: 5/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL W. BROWN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RANDOLPH L. COWEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GAIL DEEGAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES S. DISTASIO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN R. EGAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR EDMUND F. KELLY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JUDITH A. MISCIK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WINDLE B. PRIEM ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PAUL SAGAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DAVID N. STROHM ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOSEPH M. TUCCI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #6: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
PROPOSAL #7: REQUIRE CONSISTENCY WITH CORPORATE SHAREHOLDER YES AGAINST FOR
VALUES AND REPORT ON POLITICAL CONTRIBUTIONS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emerson Electric Co.
TICKER: EMR CUSIP: 291011104
MEETING DATE: 2/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. A. H. BOERSIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. B. BOLTEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR M. S. LEVATICH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR R. L. STEPHENSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR A.A. BUSCH, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON SUSTAINABILITY SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EnCana Corporation
TICKER: ECA CUSIP: 292505104
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER A. DEA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLAIRE S. FARLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRED J. FOWLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUZANNE P. NIMOCKS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID P. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JANE L. PEVERETT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRIAN G. SHAW ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRUCE G. WATERMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CLAYTON H. WOITAS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #4: APPROVE SHAREHOLDER RIGHTS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exelon Corporation
TICKER: EXC CUSIP: 30161N101
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANTHONY K. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANN C. BERZIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN A. CANNING, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHRISTOPHER M. CRANE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR YVES C. DE BALMANN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NICHOLAS DEBENEDICTIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR NELSON A. DIAZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SUE L. GIN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PAUL L. JOSKOW ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBERT J. LAWLESS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RICHARD W. MIES ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR WILLIAM C. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR THOMAS J. RIDGE ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR JOHN W. ROGERS, JR. ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR MAYO A. SHATTUCK, III ISSUER YES FOR FOR
PROPOSAL #1p: ELECT DIRECTOR STEPHEN D. STEINOUR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exxon Mobil Corporation
TICKER: XOM CUSIP: 30231G102
MEETING DATE: 5/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR M.J. BOSKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR P. BRABECK-LETMATHE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR U.M. BURNS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR L.R. FAULKNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J.S. FISHMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR H.H. FORE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR K.C. FRAZIER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR W.W. GEORGE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR S.J. PALMISANO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR S.S. REINEMUND ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR R.W. TILLERSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR W.C. WELDON ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR E.E. WHITACRE, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
PROPOSAL #6: LIMIT DIRECTORS TO A MAXIMUM OF THREE SHAREHOLDER YES AGAINST FOR
BOARD MEMBERSHIPS IN COMPANIES WITH SALES OVER $500
MILLION ANNUALLY
PROPOSAL #7: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: STUDY FEASIBILITY OF PROHIBITING SHAREHOLDER YES AGAINST FOR
POLITICAL CONTRIBUTIONS
PROPOSAL #9: ADOPT SEXUAL ORIENTATION ANTI-BIAS POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: REPORT ON MANAGEMENT OF HYDRAULIC SHAREHOLDER YES AGAINST FOR
FRACTURING RISKS AND OPPORTUNITIES
PROPOSAL #11: ADOPT QUANTITATIVE GHG GOALS FOR SHAREHOLDER YES AGAINST FOR
PRODUCTS AND OPERATIONS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FedEx Corporation
TICKER: FDX CUSIP: 31428X106
MEETING DATE: 9/24/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES L. BARKSDALE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN A. EDWARDSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHIRLEY ANN JACKSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN R. LORANGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY W. LOVEMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR R. BRAD MARTIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSHUA COOPER RAMO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SUSAN C. SCHWAB ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FREDERICK W. SMITH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOSHUA I. SMITH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAVID P. STEINER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PAUL S. WALSH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ford Motor Company
TICKER: F CUSIP: 345370860
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN G. BUTLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIMBERLY A. CASIANO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTHONY F. EARLEY, JR. ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT DIRECTOR EDSEL B. FORD II ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM CLAY FORD, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD A. GEPHARDT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES H. HANCE, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM W. HELMAN IV ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JON M. HUNTSMAN, JR. ISSUER YES AGAINST AGAINST
PROPOSAL #1.10: ELECT DIRECTOR RICHARD A. MANOOGIAN ISSUER YES AGAINST AGAINST
PROPOSAL #1.11: ELECT DIRECTOR ELLEN R. MARRAM ISSUER YES AGAINST AGAINST
PROPOSAL #1.12: ELECT DIRECTOR ALAN MULALLY ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR HOMER A. NEAL ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR GERALD L. SHAHEEN ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR JOHN L. THORNTON ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVAL OF TAX BENEFITS PRESERVATION ISSUER YES FOR FOR
PLAN
PROPOSAL #7: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
PROPOSAL #8: AMEND BYLAWS -- CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: General Dynamics Corporation
TICKER: GD CUSIP: 369550108
MEETING DATE: 5/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY T. BARRA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICHOLAS D. CHABRAJA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES S. CROWN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM P. FRICKS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL G. KAMINSKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN M. KEANE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LESTER L. LYLES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PHEBE N. NOVAKOVIC ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM A. OSBORN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT WALMSLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #5: REVIEW AND ASSESS HUMAN RIGHTS POLICY SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: General Electric Company
TICKER: GE CUSIP: 369604103
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR W. GEOFFREY BEATTIE ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JOHN J. BRENNAN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JAMES I. CASH, JR. ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR FRANCISCO D'SOUZA ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR MARIJN E. DEKKERS ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ANN M. FUDGE ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR SUSAN HOCKFIELD ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JEFFREY R. IMMELT ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR ANDREA JUNG ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR ROBERT W. LANE ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR RALPH S. LARSEN ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR ROCHELLE B. LAZARUS ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR JAMES J. MULVA ISSUER YES FOR FOR
PROPOSAL #14: ELECT DIRECTOR MARY L. SCHAPIRO ISSUER YES FOR FOR
PROPOSAL #15: ELECT DIRECTOR ROBERT J. SWIERINGA ISSUER YES FOR FOR
PROPOSAL #16: ELECT DIRECTOR JAMES S. TISCH ISSUER YES FOR FOR
PROPOSAL #17: ELECT DIRECTOR DOUGLAS A. WARNER, III ISSUER YES FOR FOR
PROPOSAL #18: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #19: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #20: CESSATION OF ALL STOCK OPTIONS AND SHAREHOLDER YES AGAINST FOR
BONUSES
PROPOSAL #21: ESTABLISH TERM LIMITS FOR DIRECTORS SHAREHOLDER YES AGAINST FOR
PROPOSAL #22: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #23: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #24: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #25: REQUIRE MORE DIRECTOR NOMINATIONS THAN SHAREHOLDER YES AGAINST FOR
OPEN SEATS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: General Mills, Inc.
TICKER: GIS CUSIP: 370334104
MEETING DATE: 9/24/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR BRADBURY H. ANDERSON ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR R. KERRY CLARK ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR PAUL DANOS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR WILLIAM T. ESREY ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR RAYMOND V. GILMARTIN ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR JUDITH RICHARDS HOPE ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR HEIDI G. MILLER ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR HILDA OCHOA-BRILLEMBOURG ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR STEVE ODLAND ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR KENDALL J. POWELL ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR MICHAEL D. ROSE ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR ROBERT L. RYAN ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR DOROTHY A. TERRELL ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gilead Sciences, Inc.
TICKER: GILD CUSIP: 375558103
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. COGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ETIENNE F. DAVIGNON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARLA A. HILLS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN E. LOFTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN W. MADIGAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN C. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NICHOLAS G. MOORE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD J. WHITLEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GAYLE E. WILSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PER WOLD-OLSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Goldcorp Inc.
TICKER: G CUSIP: 380956409
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a1: ELECT DIRECTOR JOHN P. BELL ISSUER YES FOR FOR
PROPOSAL #a2: ELECT DIRECTOR BEVERLEY A. BRISCOE ISSUER YES FOR FOR
PROPOSAL #a3: ELECT DIRECTOR PETER J. DEY ISSUER YES FOR FOR
PROPOSAL #a4: ELECT DIRECTOR DOUGLAS M. HOLTBY ISSUER YES FOR FOR
PROPOSAL #a5: ELECT DIRECTOR CHARLES A. JEANNES ISSUER YES FOR FOR
PROPOSAL #a6: ELECT DIRECTOR P. RANDY REIFEL ISSUER YES FOR FOR
PROPOSAL #a7: ELECT DIRECTOR A. DAN ROVIG ISSUER YES FOR FOR
PROPOSAL #a8: ELECT DIRECTOR IAN W. TELFER ISSUER YES FOR FOR
PROPOSAL #a9: ELECT DIRECTOR BLANCA TREVINO ISSUER YES FOR FOR
PROPOSAL #a10: ELECT DIRECTOR KENNETH F. WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: AMEND RESTRICTED SHARE UNIT PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
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ISSUER: Halliburton Company
TICKER: HAL CUSIP: 406216101
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN M. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. BOYD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MILTON CARROLL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NANCE K. DICCIANI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MURRY S. GERBER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSE C. GRUBISICH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ABDALLAH S. JUM'AH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID J. LESAR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT A. MALONE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR J. LANDIS MARTIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DEBRA L. REED ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON HUMAN RIGHTS RISK ASSESSMENT SHAREHOLDER YES ABSTAIN AGAINST
PROCESS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Honeywell International Inc.
TICKER: HON CUSIP: 438516106
MEETING DATE: 4/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR GORDON M. BETHUNE ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR KEVIN BURKE ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JAIME CHICO PARDO ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR DAVID M. COTE ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR D. SCOTT DAVIS ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR LINNET F. DEILY ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR JUDD GREGG ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR CLIVE HOLLICK ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR GRACE D. LIEBLEIN ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR GEORGE PAZ ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR BRADLEY T. SHEARES ISSUER YES FOR FOR
PROPOSAL #1L: ELECT DIRECTOR ROBIN L. WASHINGTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HSBC Holdings plc
TICKER: HSBA CUSIP: 404280406
MEETING DATE: 5/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3(a): RE-ELECT SAFRA CATZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(b): RE-ELECT LAURA CHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(c): RE-ELECT MARVIN CHEUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(d): ELECT JIM COMEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(e): RE-ELECT JOHN COOMBE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(f): RE-ELECT JOACHIM FABER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(g): RE-ELECT RONA FAIRHEAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(h): ELECT RENATO FASSBIND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(i): RE-ELECT DOUGLAS FLINT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(j): RE-ELECT STUART GULLIVER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(k): RE-ELECT JAMES HUGHES-HALLETT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3(l): RE-ELECT WILLIAM LAIDLAW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(m): RE-ELECT JOHN LIPSKY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(n): RE-ELECT JANIS LOMAX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(o): RE-ELECT IAIN MACKAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(p): RE-ELECT SIR SIMON ROBERTSON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3(q): RE-ELECT JOHN THORNTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REAPPOINT KPMG AUDIT PLC AS AUDITORS AND ISSUER YES FOR FOR
AUTHORISE THEIR REMUNERATION
PROPOSAL #5: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #6: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #7: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #8: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intel Corporation
TICKER: INTC CUSIP: 458140100
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLENE BARSHEFSKY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANDY D. BRYANT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SUSAN L. DECKER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN J. DONAHOE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR REED E. HUNDT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES D. PLUMMER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID S. POTTRUCK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR FRANK D. YEARY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID B. YOFFIE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: International Business Machines Corporation
TICKER: IBM CUSIP: 459200101
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAIN J.P. BELDA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM R. BRODY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH I. CHENAULT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL L. ESKEW ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID N. FARR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHIRLEY ANN JACKSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW N. LIVERIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR W. JAMES MCNERNEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES W. OWENS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR VIRGINIA M. ROMETTY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOAN E. SPERO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SIDNEY TAUREL ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR LORENZO H. ZAMBRANO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Johnson & Johnson
TICKER: JNJ CUSIP: 478160104
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY SUE COLEMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES G. CULLEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IAN E.L. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALEX GORSKY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL M.E. JOHNS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUSAN L. LINDQUIST ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANNE M. MULCAHY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LEO F. MULLIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM D. PEREZ ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CHARLES PRINCE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR A. EUGENE WASHINGTON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR RONALD A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: SCREEN POLITICAL CONTRIBUTIONS FOR SHAREHOLDER YES AGAINST FOR
CONSISTENCY WITH CORPORATE VALUES
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Johnson Controls, Inc.
TICKER: JCI CUSIP: 478366107
MEETING DATE: 1/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID P. ABNEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JULIE L. BUSHMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EUGENIO CLARIOND REYES- ISSUER YES FOR FOR
RETANA
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY A. JOERRES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JPMorgan Chase & Co.
TICKER: JPM CUSIP: 46625H100
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES A. BELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CRANDALL C.BOWLES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHEN B. BURKE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID M. COTE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES S. CROWN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES DIMON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR TIMOTHY P. FLYNN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ELLEN V. FUTTER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LABAN P. JACKSON, JR. ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LEE R. RAYMOND ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: INSTITUTE PROCEDURES TO PREVENT SHAREHOLDER YES ABSTAIN AGAINST
INVESTMENTS IN COMPANIES THAT CONTRIBUTE TO GENOCIDE
OR CRIMES AGAINST HUMANITY
PROPOSAL #9: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kraft Foods Group, Inc.
TICKER: KRFT CUSIP: 50076Q106
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ABELARDO E. BRU ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEANNE P. JACKSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR E. FOLLIN SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: LABEL PRODUCTS WITH GMO INGREDIENTS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lowe's Companies, Inc.
TICKER: LOW CUSIP: 548661107
MEETING DATE: 5/31/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAUL ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID W. BERNAUER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEONARD L. BERRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER C. BROWNING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD W. DREILING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAWN E. HUDSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARSHALL O. LARSEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD K. LOCHRIDGE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT A. NIBLOCK ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ERIC C. WISEMEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marsh & McLennan Companies, Inc.
TICKER: MMC CUSIP: 571748102
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ZACHARY W. CARTER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR OSCAR FANJUL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DANIEL S. GLASER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR H. EDWARD HANWAY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LORD LANG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ELAINE LA ROCHE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEVEN A. MILLS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BRUCE P. NOLOP ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARC D. OKEN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MORTON O. SCHAPIRO ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ADELE SIMMONS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR LLOYD M. YATES ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR R. DAVID YOST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Medtronic, Inc.
TICKER: MDT CUSIP: 585055106
MEETING DATE: 8/23/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD H. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VICTOR J. DZAU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR OMAR ISHRAK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHIRLEY ANN JACKSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL O. LEAVITT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES T. LENEHAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DENISE M. O'LEARY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KENDALL J. POWELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT C. POZEN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JACK W. SCHULER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #5: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Merck & Co., Inc.
TICKER: MRK CUSIP: 58933Y105
MEETING DATE: 5/28/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LESLIE A. BRUN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS R. CECH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KENNETH C. FRAZIER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS H. GLOCER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM B. HARRISON JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR C. ROBERT KIDDER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROCHELLE B. LAZARUS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CARLOS E. REPRESAS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PATRICIA F. RUSSO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CRAIG B. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WENDELL P. WEEKS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR PETER C. WENDELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
PROPOSAL #6: REPORT ON CHARITABLE AND POLITICAL SHAREHOLDER YES AGAINST FOR
CONTRIBUTIONS
PROPOSAL #7: REPORT ON LOBBYING ACTIVITIES SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MetLife, Inc.
TICKER: MET CUSIP: 59156R108
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. GLENN HUBBARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN A. KANDARIAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. KEANE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALFRED F. KELLY, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES M. KILTS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CATHERINE R. KINNEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HUGH B. PRICE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KENTON J. SICCHITANO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Microsoft Corporation
TICKER: MSFT CUSIP: 594918104
MEETING DATE: 11/28/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR STEVEN A. BALLMER ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR DINA DUBLON ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR WILLIAM H. GATES, III ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR MARIA M. KLAWE ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR STEPHEN J. LUCZO ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR DAVID F. MARQUARDT ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR CHARLES H. NOSKI ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR HELMUT PANKE ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JOHN W. THOMPSON ISSUER YES FOR FOR
PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #11: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mitsubishi UFJ Financial Group
TICKER: 8306 CUSIP: J44497105
MEETING DATE: 6/27/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 7
PROPOSAL #2: AMEND ARTICLES TO AMEND PROVISIONS ON ISSUER YES FOR FOR
PREFERRED SHARES TO COMPLY WITH BASEL III - REMOVE
PROVISIONS ON CLASS 3 PREFERRED SHARES TO REFLECT
CANCELLATION
PROPOSAL #3.1: ELECT DIRECTOR OKIHARA, TAKAMUNE ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR WAKABAYASHI, TATSUO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR HIRANO, NOBUYUKI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR TANAKA, MASAAKI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR YUUKI, TAIHEI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR HAMAKAWA, ICHIRO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR KAGAWA, AKIHIKO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR TOYOIZUMI, TOSHIRO ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR OKAMOTO, JUNICHI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR ARAKI, SABURO ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR NOGUCHI, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR TOKUNARI, MUNEAKI ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR ARAKI, RYUUJI ISSUER YES FOR FOR
PROPOSAL #3.14: ELECT DIRECTOR WATANABE, KAZUHIRO ISSUER YES FOR FOR
PROPOSAL #3.15: ELECT DIRECTOR KAWAMOTO, YUUKO ISSUER YES FOR FOR
PROPOSAL #4.1: APPOINT STATUTORY AUDITOR MIKUMO, ISSUER YES FOR FOR
TAKASHI
PROPOSAL #4.2: APPOINT STATUTORY AUDITOR OKAMOTO, ISSUER YES AGAINST AGAINST
KUNIE
PROPOSAL #4.3: APPOINT STATUTORY AUDITOR IKEDA, ISSUER YES FOR FOR
YASUSHI
PROPOSAL #4.4: APPOINT STATUTORY AUDITOR KOJIMA, HIDEO ISSUER YES FOR FOR
PROPOSAL #5: AMEND DEEP DISCOUNT STOCK OPTION PLAN ISSUER YES FOR FOR
APPROVED AT 2007 AGM AND APPROVE ADJUSTMENT TO
AGGREGATE COMPENSATION CEILINGS FOR DIRECTORS AND
STATUTORY AUDITORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Morgan Stanley
TICKER: MS CUSIP: 617446448
MEETING DATE: 5/14/2013 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERSKINE B. BOWLES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWARD J. DAVIES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS H. GLOCER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES P. GORMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT H. HERZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR C. ROBERT KIDDER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KLAUS KLEINFELD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONALD T. NICOLAISEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HUTHAM S. OLAYAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES W. OWENS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR O. GRIFFITH SEXTON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR RYOSUKE TAMAKOSHI ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MASAAKI TANAKA ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR LAURA D. TYSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
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ISSUER: NextEra Energy, Inc.
TICKER: NEE CUSIP: 65339F101
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SHERRY S. BARRAT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT M. BEALL, II ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES L. CAMAREN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KENNETH B. DUNN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LEWIS HAY, III ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR TONI JENNINGS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES L. ROBO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RUDY E. SCHUPP ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN L. SKOLDS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM H. SWANSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MICHAEL H. THAMAN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR HANSEL E. TOOKES, II ISSUER YES FOR �� FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: MINIMIZE POOL STORAGE OF SPENT NUCLEAR SHAREHOLDER YES AGAINST FOR
FUEL
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ISSUER: Occidental Petroleum Corporation
TICKER: OXY CUSIP: 674599105
MEETING DATE: 5/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SPENCER ABRAHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWARD I. ATKINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN I. CHAZEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD P. DJEREJIAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN E. FEICK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARGARET M. FORAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CARLOS M. GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RAY R. IRANI ISSUER YES AGAINST AGAINST
PROPOSAL #1.9: ELECT DIRECTOR AVEDICK B. POLADIAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR AZIZ D. SYRIANI ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oracle Corporation
TICKER: ORCL CUSIP: 68389X105
MEETING DATE: 11/7/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY S. BERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. RAYMOND BINGHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. BOSKIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SAFRA A. CATZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE R. CHIZEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE H. CONRADES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAWRENCE J. ELLISON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HECTOR GARCIA-MOLINA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEFFREY O. HENLEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARK V. HURD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DONALD L. LUCAS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR NAOMI O. SELIGMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND NON-EMPLOYEE DIRECTOR STOCK OPTION ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADOPT MULTIPLE PERFORMANCE METRICS UNDER SHAREHOLDER YES AGAINST FOR
EXECUTIVE INCENTIVE PLANS
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: ADOPT RETENTION RATIO FOR SHAREHOLDER YES AGAINST FOR
EXECUTIVES/DIRECTORS
PROPOSAL #8: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
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ISSUER: PepsiCo, Inc.
TICKER: PEP CUSIP: 713448108
MEETING DATE: 5/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHONA L. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE W. BUCKLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IAN M. COOK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DINA DUBLON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VICTOR J. DZAU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RAY L. HUNT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALBERTO IBARGUEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR INDRA K. NOOYI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SHARON PERCY ROCKEFELLER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES J. SCHIRO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LLOYD G. TROTTER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DANIEL VASELLA ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR ALBERTO WEISSER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: 71654V408
MEETING DATE: 4/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2012
PROPOSAL #2: APPROVE CAPITAL BUDGET FOR UPCOMING ISSUER YES FOR FOR
FISCAL YEAR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4a: ELECT DIRECTORS APPOINTED BY ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER
PROPOSAL #4b: ELECT DIRECTORS APPOINTED BY MINORITY ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #5: ELECT BOARD CHAIRMAN APPOINTED BY ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER
PROPOSAL #6a: ELECT FISCAL COUNCIL MEMBERS APPOINTED ISSUER YES FOR FOR
BY CONTROLLING SHAREHOLDER
PROPOSAL #6b: ELECT FISCAL COUNCIL MEMBERS APPOINTED ISSUER YES FOR FOR
BY MINORITY SHAREHOLDERS
PROPOSAL #7: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pfizer Inc.
TICKER: PFE CUSIP: 717081103
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS A. AUSIELLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR M. ANTHONY BURNS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. DON CORNWELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANCES D. FERGUSSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM H. GRAY, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HELEN H. HOBBS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CONSTANCE J. HORNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES M. KILTS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GEORGE A. LORCH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SUZANNE NORA JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR IAN C. READ ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR STEPHEN W. SANGER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MARC TESSIER-LAVIGNE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Philip Morris International Inc.
TICKER: PM CUSIP: 718172109
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HAROLD BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATHIS CABIALLAVETTA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDRE CALANTZOPOULOS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LOUIS C. CAMILLERI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. DUDLEY FISHBURN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JENNIFER LI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GRAHAM MACKAY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SERGIO MARCHIONNE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KALPANA MORPARIA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTORLUCIO A. NOTO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROBERT B. POLET ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CARLOS SLIM HELU ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR STEPHEN M. WOLF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Prudential Financial, Inc.
TICKER: PRU CUSIP: 744320102
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. BALTIMORE, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GORDON M. BETHUNE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GASTON CAPERTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GILBERT F. CASELLAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES G. CULLEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. GRAY, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK B. GRIER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CONSTANCE J. HORNER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARTINA HUND-MEJEAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KARL J. KRAPEK ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CHRISTINE A. POON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JOHN R. STRANGFELD ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JAMES A. UNRUH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QUALCOMM Incorporated
TICKER: QCOM CUSIP: 747525103
MEETING DATE: 3/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BARBARA T. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DONALD G. CRUICKSHANK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RAYMOND V. DITTAMORE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SUSAN HOCKFIELD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS W. HORTON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PAUL E. JACOBS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SHERRY LANSING ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DUANE A. NELLES ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR FRANCISCO ROS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BRENT SCOWCROFT ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARC I. STERN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Raytheon Company
TICKER: RTN CUSIP: 755111507
MEETING DATE: 5/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES E. CARTWRIGHT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR VERNON E. CLARK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHEN J. HADLEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL C. RUETTGERS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RONALD L. SKATES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM R. SPIVEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LINDA G. STUNTZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM H. SWANSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: SUBMIT SERP TO SHAREHOLDER VOTE SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Schneider Electric SA
TICKER: SU CUSIP: F86921107
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.87 PER SHARE
PROPOSAL #4: APPROVE ADDITIONAL PENSION SCHEME ISSUER YES FOR FOR
AGREEMENT WITH THE MEMBERS OF THE MANAGEMENT BOARD
AND THE CHAIRMAN OF THE SUPERVISORY BOARD
PROPOSAL #5: APPROVE SEVERANCE PAYMENT AGREEMENT WITH ISSUER YES FOR FOR
JEAN-PASCAL TRICOIRE
PROPOSAL #6: REELECT GERARD DE LA MARTINIERE AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #7: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #8: ADOPT ONE-TIERED BOARD STRUCTURE AND ISSUER YES FOR FOR
AMEND ARTICLES 1, 11-21 AND 22-28 OF BYLAWS
PROPOSAL #9: TRANSFER OUTSTANDING DELEGATIONS OF ISSUER YES FOR FOR
POWERS TO ISSUE CAPITAL UNDER STOCK PURCHASE PLANS
FROM MANAGEMENT BOARD TO BOARD OF DIRECTORS
PROPOSAL #10: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 800 MILLION
PROPOSAL #11: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
FOR BONUS ISSUE OR INCREASE IN PAR VALUE
PROPOSAL #12: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 220 MILLION
PROPOSAL #13: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE UNDER ITEMS 10 AND 12
PROPOSAL #14: AUTHORIZE CAPITAL INCREASE OF UP TO 9.9 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR FUTURE ACQUISITIONS
PROPOSAL #15: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 110 MILLION
PROPOSAL #16: AUTHORIZE UP TO 1.8 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLAN
PROPOSAL #17: AUTHORIZE UP TO 0.5 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN STOCK OPTION PLAN
PROPOSAL #18: APPROVE EMPLOYEE STOCK PURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #19: APPROVE STOCK PURCHASE PLAN RESERVED ISSUER YES FOR FOR
FOR EMPLOYEES OF INTERNATIONAL SUBSIDIARIES
PROPOSAL #20: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #21: ELECT JEAN-PASCAL TRICOIRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #22: ELECT HENRI LACHMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #23: ELECT LEO APOTHEKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #24: ELECT BETSY ATKINS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #25: ELECT GERARD DE LA MARTINIERE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #26: ELECT XAVIER FONTANET DIRECTOR ISSUER YES FOR FOR
PROPOSAL #27: ELECT NOEL FORGEARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #28: ELECT ANTOINE GOSSET-GRAINVILLE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #29: ELECT WILLY R. KISSLING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #30: ELECT CATHY KOPP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #31: ELECT DOMINIQUE SENEQUIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #32: ELECT M.G. RICHARD THOMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #33: ELECT SERGE WEINBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #34: ELECT CLAUDE BRIQUET AS REPRESENTATIVE ISSUER YES AGAINST FOR
OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #35: ELECT MAGALI HERBAUT AS REPRESENTATIVE ISSUER YES FOR FOR
OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #36: ELECT THIERRY JACQUET AS REPRESENTATIVE ISSUER YES AGAINST FOR
OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #37: ELECT JEAN-MICHEL VEDRINE AS ISSUER YES AGAINST FOR
REPRESENTATIVE OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #38: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 1.3 MILLION
PROPOSAL #39: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Siemens AG
TICKER: SIE CUSIP: D69671218
MEETING DATE: 1/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 3.00 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2011/2012
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2011/2012
PROPOSAL #5: RATIFY ERNST & YOUNG GMBH AS AUDITORS ISSUER YES FOR FOR
FOR FISCAL 2012
PROPOSAL #6a: REELECT JOSEF ACKERMANN TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6b: REELECT GERD VON BRANDENSTEIN TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6c: REELECT GERHARD CROMME TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6d: REELECT MICHAEL DIEKMANN TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6e: REELECT HANS MICHAEL GAUL TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6f: REELECT PETER GRUSS TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6g: REELECT NICOLA LEIBINGER-KAMMUELLER TO ISSUER YES FOR FOR
THE SUPERVISORY BOARD
PROPOSAL #6h: ELECT GERARD MESTRALLET TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6i: ELECT GUELER SABANCI TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6j: ELECT WERNER WENNING TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #7: APPROVE SETTLEMENT AGREEMENT BETWEEN ISSUER YES FOR FOR
SIEMENS AG AND THOMAS GANSWINDT CONCLUDED ON NOVEMBER
20/28, 2012
PROPOSAL #8: APPROVE SPIN-OFF AND TAKEOVER AGREEMENT ISSUER YES FOR FOR
WITH OSRAM LICHT AG
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Standard Chartered plc
TICKER: STAN CUSIP: G84228157
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: ELECT OM BHATT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT DR LOUIS CHI-YAN CHEUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT MARGARET EWING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT DR LARS THUNELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT STEFANO BERTAMINI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT JASPAL BINDRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT JAMES DUNDAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT DR HAN SEUNG-SOO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT SIMON LOWTH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT RUDOLPH MARKHAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT RUTH MARKLAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT RICHARD MEDDINGS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT JOHN PAYNTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: RE-ELECT SIR JOHN PEACE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: RE-ELECT ALUN REES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19: RE-ELECT PETER SANDS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #20: RE-ELECT VISWANATHAN SHANKAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #21: RE-ELECT PAUL SKINNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #22: RE-ELECT OLIVER STOCKEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #23: REAPPOINT KPMG AUDIT PLC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #24: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #25: APPROVE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #26: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #27: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #28: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #29: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #30: AUTHORISE MARKET PURCHASE OF PREFERENCE ISSUER YES FOR FOR
SHARES
PROPOSAL #31: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #32: APPROVE SHARESAVE PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: State Street Corporation
TICKER: STT CUSIP: 857477103
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KENNETT F. BURNES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PETER COYM ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PATRICK DE SAINT-AIGNAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR AMELIA C. FAWCETT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LINDA A. HILL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOSEPH L. HOOLEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT S. KAPLAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD P. SERGEL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RONALD L. SKATES ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GREGORY L. SUMME ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR THOMAS J. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Swiss Reinsurance (Schweizerische Rueckversicherungs)
TICKER: N/A CUSIP: H8431B109
MEETING DATE: 4/10/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #1.2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE ORDINARY DIVIDENDS OF CHF 3.50 ISSUER YES FOR FOR
PER SHARE FROM CAPITAL CONTRIBUTION RESERVES
PROPOSAL #3.2: APPROVE SPECIAL DIVIDENDS OF CHF 4.00 ISSUER YES FOR FOR
PER SHARE FROM CAPITAL CONTRIBUTION RESERVES
PROPOSAL #4: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #5.1.1: REELECT WALTER KIELHOLZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.2: REELECT MALCOLM KNIGHT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.3: REELECT CARLOS REPRESAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.4: REELECT JEAN-PIERRE ROTH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.5: ELECT MARY FRANCIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6.1: AMEND TERMS OF EXISTING POOL OF ISSUER YES FOR FOR
CONDITIONAL CAPITAL
PROPOSAL #6.2: APPROVE CREATION OF CHF 8.5 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6.3: APPROVE CANCELLATION OF CAPITAL ISSUER YES FOR FOR
AUTHORIZATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Target Corporation
TICKER: TGT CUSIP: 87612E106
MEETING DATE: 6/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROXANNE S. AUSTIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DOUGLAS M. BAKER, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR HENRIQUE DE CASTRO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CALVIN DARDEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARY N. DILLON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARY E. MINNICK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ANNE M. MULCAHY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DERICA W. RICE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GREGG W. STEINHAFEL ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOHN G. STUMPF ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR SOLOMON D. TRUJILLO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON ELECTRONICS RECYCLING AND SHAREHOLDER YES ABSTAIN AGAINST
PREVENTING E-WASTE EXPORT
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Teva Pharmaceutical Industries Ltd.
TICKER: TEVA CUSIP: 881624209
MEETING DATE: 9/12/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: DISTRIBUTE CASH DIVIDENDS FOR THE YEAR ISSUER YES FOR FOR
ENDED DEC. 31, 2011, PAID IN FOUR INSTALLMENTS IN AN
AGGREGATE AMOUNT OF NIS 3.40 PER ORDINARY SHARE
PROPOSAL #3.1: REELECT PHILLIP FROST AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: REELECT ROGER ABRAVANEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT GALIA MAOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: REELECT RICHARD A. LERNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: REELECT EREZ VIGODMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PAYMENT TO EACH OF THE COMPANY ISSUER YES FOR FOR
DIRECTORS, OTHER THAN THE CHAIRMAN AND VICE CHAIRMAN,
OF AN ANNUAL FEE PLUS A PER MEETING FEE
PROPOSAL #5: APPROVE ANNUAL FEE AND REIMBURSEMENT OF ISSUER YES FOR FOR
EXPENSES OF CHAIRMAN
PROPOSAL #6: APPROVE ANNUAL FEE AND REIMBURSEMENT OF ISSUER YES FOR FOR
EXPENSES OF VICE CHAIRMAN
PROPOSAL #7: APPROVE CERTAIN AMENDMENTS TO ARTICLES ISSUER YES FOR FOR
OF ASSOCIATION
PROPOSAL #8: APPROVE INDEMNIFICATION AND RELEASE ISSUER YES FOR FOR
AGREEMENTS FOR DIRECTORS OF THE COMPANY
PROPOSAL #9: REAPPOINT KESSELMAN & KESSELMAN AS ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY AND AUTHORIZE BOARD TO DETERMINE ITS
COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Texas Instruments Incorporated
TICKER: TXN CUSIP: 882508104
MEETING DATE: 4/18/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RALPH W. BABB, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARK A. BLINN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DANIEL A. CARP ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CARRIE S. COX ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAMELA H. PATSLEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT E. SANCHEZ ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WAYNE R. SANDERS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RUTH J. SIMMONS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RICHARD K. TEMPLETON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CHRISTINE TODD WHITMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Boeing Company
TICKER: BA CUSIP: 097023105
MEETING DATE: 4/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID L. CALHOUN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ARTHUR D. COLLINS, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LINDA Z. COOK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KENNETH M. DUBERSTEIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR EDMUND P. GIAMBASTIANI, ISSUER YES FOR FOR
JR.
PROPOSAL #1f: ELECT DIRECTOR LAWRENCE W. KELLNER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EDWARD M. LIDDY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR W. JAMES MCNERNEY, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SUSAN C. SCHWAB ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RONALD A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MIKE S. ZAFIROVSKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: SUBMIT SERP TO SHAREHOLDER VOTE SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Chubb Corporation
TICKER: CB CUSIP: 171232101
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECTION OF DIRECTOR ZOE BAIRD BUDINGER ISSUER YES FOR FOR
PROPOSAL #1b: ELECTION OF DIRECTOR SHEILA P. BURKE ISSUER YES FOR FOR
PROPOSAL #1c: ELECTION OF DIRECTOR JAMES I. CASH, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECTION OF DIRECTOR JOHN D. FINNEGAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECTION OF DIRECTOR LAWRENCE W. KELLNER ISSUER YES FOR FOR
PROPOSAL #1f: ELECTION OF DIRECTOR MARTIN G. MCGUINN ISSUER YES FOR FOR
PROPOSAL #1g: ELECTION OF DIRECTOR LAWRENCE M. SMALL ISSUER YES FOR FOR
PROPOSAL #1h: ELECTION OF DIRECTOR JESS SODERBERG ISSUER YES FOR FOR
PROPOSAL #1i: ELECTION OF DIRECTOR DANIEL E. SOMERS ISSUER YES FOR FOR
PROPOSAL #1j: ELECTION OF DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #1k: ELECTION OF DIRECTOR JAMES M. ZIMMERMAN ISSUER YES FOR FOR
PROPOSAL #1l: ELECTION OF DIRECTOR ALFRED W. ZOLLAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE CONSISTENCY WITH CORPORATE SHAREHOLDER YES AGAINST FOR
VALUES AND REPORT ON POLITICAL CONTRIBUTIONS
PROPOSAL #5: REPORT ON SUSTAINABILITY SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Coca-Cola Company
TICKER: KO CUSIP: 191216100
MEETING DATE: 7/10/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STOCK SPLIT ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Coca-Cola Company
TICKER: KO CUSIP: 191216100
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HERBERT A. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD W. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOWARD G. BUFFETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD M. DALEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BARRY DILLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HELENE D. GAYLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EVAN G. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALEXIS M. HERMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MUHTAR KENT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT A. KOTICK ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MARIA ELENA LAGOMASINO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DONALD F. MCHENRY ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR SAM NUNN ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR JAMES D. ROBINSON, III ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR PETER V. UEBERROTH ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR JACOB WALLENBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #5: ESTABLISH BOARD COMMITTEE ON HUMAN RIGHTS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Dow Chemical Company
TICKER: DOW CUSIP: 260543103
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ARNOLD A. ALLEMANG ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR AJAY BANGA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JACQUELINE K. BARTON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES A. BELL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JEFF M. FETTIG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANDREW N. LIVERIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PAUL POLMAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DENNIS H. REILLEY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES M. RINGLER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RUTH G. SHAW ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: STOCK RETENTION SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Hartford Financial Services Group, Inc.
TICKER: HIG CUSIP: 416515104
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT B. ALLARDICE, III ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TREVOR FETTER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAUL G. KIRK, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LIAM E. MCGEE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KATHRYN A. MIKELLS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL G. MORRIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THOMAS A. RENYI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CHARLES B. STRAUSS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR H. PATRICK SWYGERT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The PNC Financial Services Group, Inc.
TICKER: PNC CUSIP: 693475105
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD O. BERNDT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES E. BUNCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL W. CHELLGREN ISSUER YES FOR �� FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM S. DEMCHAK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KAY COLES JAMES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD B. KELSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRUCE C. LINDSAY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANTHONY A. MASSARO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JANE G. PEPPER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES E. ROHR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DONALD J. SHEPARD ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LORENE K. STEFFES ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR DENNIS F. STRIGL ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR THOMAS J. USHER ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR GEORGE H. WALLS, JR. ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR HELGE H. WEHMEIER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON CLIMATE CHANGE FINANCING RISK SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Procter & Gamble Company
TICKER: PG CUSIP: 742718109
MEETING DATE: 10/9/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANGELA F. BRALY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH I. CHENAULT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT D. COOK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUSAN DESMOND-HELLMANN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT A. MCDONALD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR W. JAMES MCNERNEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHNATHAN A. RODGERS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARGARET C. WHITMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARY AGNES WILDEROTTER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PATRICIA A. WOERTZ ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ERNESTO ZEDILLO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT PROXY STATEMENT REPORTING ON SHAREHOLDER YES AGAINST FOR
POLITICAL CONTRIBUTIONS AND ADVISORY VOTE
PROPOSAL #5: REPORT ON ADOPTING EXTENDED PRODUCER SHAREHOLDER YES AGAINST FOR
RESPONSIBILITY POLICY
PROPOSAL #6: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Walt Disney Company
TICKER: DIS CUSIP: 254687106
MEETING DATE: 3/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.a: ELECT DIRECTOR SUSAN E. ARNOLD ISSUER YES AGAINST AGAINST
PROPOSAL #1.b: ELECT DIRECTOR JOHN S. CHEN ISSUER YES AGAINST AGAINST
PROPOSAL #1.c: ELECT DIRECTOR JUDITH L. ESTRIN ISSUER YES FOR FOR
PROPOSAL #1.d: ELECT DIRECTOR ROBERT A. IGER ISSUER YES FOR FOR
PROPOSAL #1.e: ELECT DIRECTOR FRED H. LANGHAMMER ISSUER YES AGAINST AGAINST
PROPOSAL #1.f: ELECT DIRECTOR AYLWIN B. LEWIS ISSUER YES AGAINST AGAINST
PROPOSAL #1.g: ELECT DIRECTOR MONICA C. LOZANO ISSUER YES FOR FOR
PROPOSAL #1.h: ELECT DIRECTOR ROBERT W. MATSCHULLAT ISSUER YES FOR FOR
PROPOSAL #1.i: ELECT DIRECTOR SHERYL K. SANDBERG ISSUER YES FOR FOR
PROPOSAL #1.j: ELECT DIRECTOR ORIN C. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Time Warner Inc.
TICKER: TWX CUSIP: 887317303
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES L. BARKSDALE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM P. BARR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY L. BEWKES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN F. BOLLENBACH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT C. CLARK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATHIAS DOPFNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JESSICA P. EINHORN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRED HASSAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KENNETH J. NOVACK ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PAUL D. WACHTER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DEBORAH C. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: U.S. Bancorp
TICKER: USB CUSIP: 902973304
MEETING DATE: 4/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DOUGLAS M. BAKER, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR Y. MARC BELTON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VICTORIA BUYNISKI ISSUER YES FOR FOR
GLUCKMAN
PROPOSAL #1d: ELECT DIRECTOR ARTHUR D. COLLINS, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD K. DAVIS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROLAND A. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DOREEN WOO HO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOEL W. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR OLIVIA F. KIRTLEY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JERRY W. LEVIN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DAVID B. O'MALEY ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR O'DELL M. OWENS ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR CRAIG D. SCHNUCK ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR PATRICK T. STOKES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
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ISSUER: UBS AG
TICKER: UBSN CUSIP: H89231338
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 0.15 PER SHARE FROM CAPITAL
CONTRIBUTION RESERVE
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1a: REELECT AXEL WEBER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1b: REELECT MICHEL DEMARE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1c: REELECT DAVID SIDWELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1d: REELECT RAINER-MARC FREY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1e: RELECT ANN GODBEHERE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1f: REELECT AXEL LEHMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1g: REELECT HELMUT PANKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1h: REELECT WILLIAM PARRETT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1i: REELECT ISABELLE ROMY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1j: REELECT BEATRICE WEDER DI MAURO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1k: REELECT JOSEPH YAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT RETO FRANCIONI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: RATIFY ERNST & YOUNG LTD. AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Unilever NV
TICKER: N/A CUSIP: 904784709
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #3: APPROVE DISCHARGE OF EXECUTIVE BOARD ISSUER YES FOR FOR
MEMBERS
PROPOSAL #4: APPROVE DISCHARGE OF NON-EXECUTIVE BOARD ISSUER YES FOR FOR
MEMBERS
PROPOSAL #5: REELECT P.G.J.M. POLMAN AS CEO TO BOARD ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #6: RELECT R.J.M.S. HUET AS CFO TO BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: REELECT L.O. FRESCO TO BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: REELECT A.M. FUDGE TO BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: REELECT C.E. GOLDEN TO BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: REELECT B.E. GROTE TO BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #11: REELECT H. NYASULU TO BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #12: REELECT M. RIFKIND TO BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #13: REELECT K.J. STORM TO BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #14: REELECT M. TRESCHOW TO BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #15: REELECT P.S. WALSH TO BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #16: ELECT L.M. CHA TO BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #17: ELECT M.MA TO BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #18: ELECT J. RISHTON TO BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #19: RATIFY PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
ACCOUNTANTS NV AS AUDITORS
PROPOSAL #20: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL 10
PERCENT IN CASE OF TAKEOVER/MERGER AND
RESTRICTING/EXCLUDING PREEMPTIVE RIGHTS
PROPOSAL #21: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #22: APPROVE AUTHORIZATION TO CANCEL ISSUER YES FOR FOR
ORDINARY SHARES
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ISSUER: Union Pacific Corporation
TICKER: UNP CUSIP: 907818108
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW H. CARD, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERROLL B. DAVIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. DONOHUE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ARCHIE W. DUNHAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JUDITH RICHARDS HOPE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN J. KORALESKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES C. KRULAK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL R. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL W. MCCONNELL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS F. MCLARTY, III ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STEVEN R. ROGEL ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JOSE H. VILLARREAL ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JAMES R. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Parcel Service, Inc.
TICKER: UPS CUSIP: 911312106
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR F. DUANE ACKERMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL J. BURNS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR D. SCOTT DAVIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STUART E. EIZENSTAT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL L. ESKEW ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM R. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CANDACE KENDLE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ANN M. LIVERMORE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RUDY H. P. MARKHAM ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CLARK T. RANDT, JR. ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR CAROL B. TOME ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR KEVIN M. WARSH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #4: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Technologies Corporation
TICKER: UTX CUSIP: 913017109
MEETING DATE: 4/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LOUIS R. CHÊNEVERT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN V. FARACI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JEAN-PIERRE GARNIER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMIE S. GORELICK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR EDWARD A. KANGAS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ELLEN J. KULLMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARSHALL O. LARSEN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HAROLD MCGRAW, III ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RICHARD B. MYERS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR H. PATRICK SWYGERT ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ANDRE VILLENEUVE ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR CHRISTINE TODD WHITMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UnitedHealth Group Incorporated
TICKER: UNH CUSIP: 91324P102
MEETING DATE: 6/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM C. BALLARD, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDSON BUENO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD T. BURKE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT J. DARRETTA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEPHEN J. HEMSLEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHELE J. HOOPER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RODGER A. LAWSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DOUGLAS W. LEATHERDALE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GLENN M. RENWICK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR KENNETH I. SHINE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR GAIL R. WILENSKY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Verizon Communications Inc.
TICKER: VZ CUSIP: 92343V104
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD L. CARRION ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MELANIE L. HEALEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR M. FRANCES KEETH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT W. LANE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LOWELL C. MCADAM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SANDRA O. MOOSE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH NEUBAUER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONALD T. NICOLAISEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CLARENCE OTIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR HUGH B. PRICE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RODNEY E. SLATER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KATHRYN A. TESIJA ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR GREGORY D. WASSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: COMMIT TO WIRELESS NETWORK NEUTRALITY SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: SUBMIT SEVERANCE AGREEMENT (CHANGE-IN- SHAREHOLDER YES AGAINST FOR
CONTROL) TO SHAREHOLDER VOTE
PROPOSAL #9: AMEND ARTICLES/BYLAWS/CHARTER- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
PROPOSAL #10: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wells Fargo & Company
TICKER: WFC CUSIP: 949746101
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN D. BAKER, II ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ELAINE L. CHAO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN S. CHEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LLOYD H. DEAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SUSAN E. ENGEL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ENRIQUE HERNANDEZ, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DONALD M. JAMES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CYNTHIA H. MILLIGAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR FEDERICO F. PENA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR HOWARD V. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JUDITH M. RUNSTAD ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR STEPHEN W. SANGER ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JOHN G. STUMPF ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR SUSAN G. SWENSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #7: REVIEW FAIR HOUSING AND FAIR LENDING SHAREHOLDER YES ABSTAIN AGAINST
COMPLIANCE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yahoo! Inc.
TICKER: YHOO CUSIP: 984332106
MEETING DATE: 6/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. HAYES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN M. JAMES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAX R. LEVCHIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER LIGUORI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL S. LOEB ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARISSA A. MAYER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS J. MCINERNEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MAYNARD G. WEBB, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HARRY J. WILSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL J. WOLF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON SUSTAINABILITY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly
caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
VANGUARD WELLINGTON FUND
By: /s/F. William McNabb III
F. William McNabb III*
Chairman and Chief Executive Officer
Date: August 29, 2013
*By: /s/Heidi Stam
Heidi Stam, pursuant to a Power of Attorney filed on March 27, 2012,
see File Number 2-11444. Incorporated by Reference.
