The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMBAC FINANCIAL GROUP INC | COM NEW | 023139884 | 1,772 | 138,793 | SH | DFND | 1 | 138,793 | 0 | 0 | |
AMERISERV FINANCIAL INC | COM | 03074A102 | 2,071 | 737,188 | SH | DFND | 2 | 737,188 | 0 | 0 | |
BANK OF AMERICA CORP | COM | 060505104 | 1,265 | 52,500 | SH | DFND | 2 | 52,500 | 0 | 0 | |
BLUE RIDGE BANKSHARES INC | COM | 095825105 | 765 | 56,493 | SH | DFND | 2 | 56,493 | 0 | 0 | |
BLUELINX HOLDINGS INC | COM NEW | 09624H208 | 9,538 | 443,021 | SH | DFND | 1 | 443,021 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 431 | 10,000 | SH | DFND | 2 | 10,000 | 0 | 0 | |
CITIZENS COMMUNITY BANCORP I | COM | 174903104 | 370 | 53,637 | SH | DFND | 1 | 53,637 | 0 | 0 | |
CITIZENS COMMUNITY BANCORP I | COM | 174903104 | 1,465 | 212,601 | SH | DFND | 2 | 212,601 | 0 | 0 | |
CIVISTA BANCSHARES INC | COM NO PAR | 178867107 | 236 | 18,862 | SH | DFND | 2 | 18,862 | 0 | 0 | |
CLEVELAND-CLIFFS INC | COM | 185899101 | 8,280 | 1,289,695 | SH | DFND | 1 | 1,289,695 | 0 | 0 | |
COLONY BANKCORP | COM | 19623P101 | 1,089 | 101,322 | SH | DFND | 2 | 101,322 | 0 | 0 | |
CONTURA ENERGY INC | COM | 21241B100 | 5,696 | 778,100 | SH | DFND | 1 | 778,100 | 0 | 0 | |
CORE MOLDING TECHNOLOGIES IN | COM | 218683100 | 2,029 | 228,955 | SH | DFND | 1 | 228,955 | 0 | 0 | |
DIXIE GROUP INC | CL A | 255519100 | 1,184 | 1,317,210 | SH | DFND | 1 | 1,317,210 | 0 | 0 | |
EMCLAIRE FINANCIAL CORP | COM | 290828102 | 275 | 10,951 | SH | DFND | 2 | 10,951 | 0 | 0 | |
ESSA BANCORP INC | COM | 29667D104 | 2,576 | 208,946 | SH | DFND | 2 | 208,946 | 0 | 0 | |
FIRST BANK/HAMILTON NJ | COM | 31931U102 | 443 | 71,482 | SH | DFND | 2 | 71,482 | 0 | 0 | |
FIRST UNITED CORP | COM | 33741H107 | 1,495 | 127,701 | SH | DFND | 2 | 127,701 | 0 | 0 | |
FIRST US BANCSHARES INC | COM | 33744V103 | 1,152 | 173,704 | SH | DFND | 2 | 173,704 | 0 | 0 | |
HAWTHORN BANCSHARES INC | COM | 420476103 | 1,330 | 70,208 | SH | DFND | 2 | 70,208 | 0 | 0 | |
HC2 HOLDINGS INC | COM | 404139107 | 1,431 | 592,059 | SH | DFND | 2 | 592,059 | 0 | 0 | |
HMN FINANCIAL INC | COM | 40424G108 | 3,927 | 296,133 | SH | DFND | 2 | 296,133 | 0 | 0 | |
IES HOLDINGS INC | COM | 44951W106 | 309,746 | 9,749,646 | SH | DFND | 9,749,646 | 0 | 0 | ||
IES HOLDINGS INC | COM | 44951W106 | 54,292 | 1,708,893 | SH | DFND | 1 | 1,708,893 | 0 | 0 | |
IF BANCORP INC | COM | 44951J105 | 111 | 7,201 | SH | DFND | 1 | 7,201 | 0 | 0 | |
IF BANCORP INC | COM | 44951J105 | 2,167 | 140,093 | SH | DFND | 2 | 140,093 | 0 | 0 | |
LSB INDUSTRIES INC | COM | 502160104 | 39 | 24,236 | SH | DFND | 1 | 24,236 | 0 | 0 | |
MACKINAC FINANCIAL CORP | COM | 554571109 | 1,771 | 183,498 | SH | DFND | 2 | 183,498 | 0 | 0 | |
MID PENN BANCORP INC | COM | 59540G107 | 1,549 | 89,466 | SH | DFND | 2 | 89,466 | 0 | 0 | |
NESCO HOLDINGS INC | COM | 64083J104 | 42 | 10,000 | SH | DFND | 2 | 10,000 | 0 | 0 | |
PATRICK INDUSTRIES INC | COM | 703343103 | 10,554 | 183,488 | SH | DFND | 183,488 | 0 | 0 | ||
PATRICK INDUSTRIES INC | COM | 703343103 | 2,122 | 36,900 | SH | DFND | 1 | 36,900 | 0 | 0 | |
PEOPLES BANCORP OF NC | COM | 710577107 | 3,026 | 196,104 | SH | DFND | 2 | 196,104 | 0 | 0 | |
PREMIER FINANCIAL BANCORP | COM | 74050M105 | 763 | 70,621 | SH | DFND | 2 | 70,621 | 0 | 0 | |
REPUBLIC BANCORP INC-CLASS A | CL A | 760281204 | 2,779 | 98,691 | SH | DFND | 2 | 98,691 | 0 | 0 | |
RIVERVIEW FINANCIAL CORP | COM | 76940Q105 | 1,578 | 233,369 | SH | DFND | 2 | 233,369 | 0 | 0 | |
SB FINANCIAL GROUP INC | COM | 78408D105 | 392 | 29,045 | SH | DFND | 2 | 29,045 | 0 | 0 | |
SEVERN BANCORP INC/MD | COM | 81811M100 | 1,992 | 307,006 | SH | DFND | 2 | 307,006 | 0 | 0 | |
SHORE BANCSHARES INC | COM | 825107105 | 1,017 | 92,619 | SH | DFND | 2 | 92,619 | 0 | 0 | |
SUNCOKE ENERGY INC | COM | 86722A103 | 4,478 | 1,309,237 | SH | DFND | 1 | 1,309,237 | 0 | 0 | |
UNITED BANCSHARES INC/OHIO | COM | 909458101 | 6,293 | 292,682 | SH | DFND | 2 | 292,682 | 0 | 0 | |
WVS FINANCIAL CORP | COM | 929358109 | 1,673 | 125,641 | SH | DFND | 2 | 125,641 | 0 | 0 | |
AVADEL PHARMACEUTICALS-ADR | SPONSORED ADR | 05337M104 | 4,351 | 863,196 | SH | DFND | 1 | 863,196 | 0 | 0 | |
AVADEL PHARMACEUTICALS-ADR | SPONSORED ADR | 05337M104 | 1,270 | 252,015 | SH | DFND | 2 | 252,015 | 0 | 0 | |
ISHARES RUSSELL 2000 ETF | COM | 464287655 | 9,549 | 63,750 | SH | DFND | 1 | 63,750 | 0 | 0 | |
ISHARES RUSSELL 2000 ETF | COM | 464287655 | 4,906 | 32,750 | SH | DFND | 2 | 32,750 | 0 | 0 |