The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMBAC FINANCIAL GROUP INC | COM NEW | 023139884 | 675 | 43,876 | SH | DFND | 1 | 43,876 | 0 | 0 | |
AMERISERV FINANCIAL INC | COM | 03074A102 | 2,878 | 919,460 | SH | DFND | 2 | 919,460 | 0 | 0 | |
BANK OF AMERICA CORP | COM | 060505104 | 2,425 | 80,000 | SH | DFND | 1 | 80,000 | 0 | 0 | |
BANK OF AMERICA CORP | COM | 060505104 | 1,894 | 62,500 | SH | DFND | 2 | 62,500 | 0 | 0 | |
BLUE RIDGE BANKSHARES INC | COM | 095825105 | 1,078 | 60,534 | SH | DFND | 2 | 60,534 | 0 | 0 | |
BLUELINX HOLDINGS INC | COM NEW | 09624H208 | 13,782 | 471,015 | SH | DFND | 1 | 471,015 | 0 | 0 | |
CAMPING WORLD HOLDINGS INC-A | COM | 13462K109 | 17,822 | 684,131 | SH | DFND | 1 | 684,131 | 0 | 0 | |
CITIGROUP INC | COM NO PAR | 172967424 | 5,241 | 85,000 | SH | DFND | 1 | 85,000 | 0 | 0 | |
CITIGROUP INC | COM NO PAR | 172967424 | 1,233 | 20,000 | SH | DFND | 2 | 20,000 | 0 | 0 | |
CITIZENS COMMUNITY BANCORP I | COM | 174903104 | 584 | 53,637 | SH | DFND | 1 | 53,637 | 0 | 0 | |
CITIZENS COMMUNITY BANCORP I | COM | 174903104 | 2,553 | 234,426 | SH | DFND | 2 | 234,426 | 0 | 0 | |
CIVISTA BANCSHARES INC | COM NO PAR | 178867107 | 331 | 18,862 | SH | DFND | 2 | 18,862 | 0 | 0 | |
CLEVELAND-CLIFFS INC | COM | 185899101 | 11,280 | 774,750 | SH | DFND | 1 | 774,750 | 0 | 0 | |
COLONY BANKCORP | COM | 19623P101 | 1,484 | 101,322 | SH | DFND | 2 | 101,322 | 0 | 0 | |
CONSOL ENERGY INC | COM | 20854L108 | 3,405 | 472,289 | SH | DFND | 1 | 472,289 | 0 | 0 | |
CONTURA ENERGY INC | COM | 21241B100 | 10,108 | 889,022 | SH | DFND | 1 | 889,022 | 0 | 0 | |
CORE MOLDING TECHNOLOGIES IN | COM | 218683100 | 4,195 | 297,953 | SH | DFND | 1 | 297,953 | 0 | 0 | |
COUNTY BANCORP INC | COM | 221907108 | 201 | 9,087 | SH | DFND | 2 | 9,087 | 0 | 0 | |
DIXIE GROUP INC | CL A | 255519100 | 3,666 | 1,437,547 | SH | DFND | 1 | 1,437,547 | 0 | 0 | |
EMCLAIRE FINANCIAL CORP | COM | 290828102 | 335 | 10,951 | SH | DFND | 2 | 10,951 | 0 | 0 | |
ESSA BANCORP INC | COM | 29667D104 | 3,209 | 213,946 | SH | DFND | 2 | 213,946 | 0 | 0 | |
FIRST BANK/HAMILTON NJ | COM | 31931U102 | 1,263 | 134,700 | SH | DFND | 2 | 134,700 | 0 | 0 | |
FIRST UNITED CORP | COM | 33741H107 | 2,420 | 156,151 | SH | DFND | 2 | 156,151 | 0 | 0 | |
FIRST US BANCSHARES INC | COM | 33744V103 | 2,179 | 241,677 | SH | DFND | 2 | 241,677 | 0 | 0 | |
HAWTHORN BANCSHARES INC | COM | 420476103 | 1,538 | 70,208 | SH | DFND | 2 | 70,208 | 0 | 0 | |
HC2 HOLDINGS INC | COM | 404139107 | 2,324 | 712,742 | SH | DFND | 1 | 712,742 | 0 | 0 | |
HC2 HOLDINGS INC | COM | 404139107 | 5,581 | 1,711,829 | SH | DFND | 2 | 1,711,829 | 0 | 0 | |
HMN FINANCIAL INC | COM | 40424G108 | 5,449 | 316,802 | SH | DFND | 2 | 316,802 | 0 | 0 | |
IES HOLDINGS INC | COM | 44951W106 | 189,083 | 4,106,923 | SH | DFND | 4,106,923 | 0 | 0 | ||
IES HOLDINGS INC | COM | 44951W106 | 78,677 | 1,708,893 | SH | DFND | 1 | 1,708,893 | 0 | 0 | |
IES HOLDINGS INC | COM | 44951W106 | 259,791 | 5,642,723 | SH | DFND | 3 | 5,642,723 | 0 | 0 | |
IF BANCORP INC | COM | 44951J105 | 159 | 7,201 | SH | DFND | 1 | 7,201 | 0 | 0 | |
IF BANCORP INC | COM | 44951J105 | 4,363 | 198,057 | SH | DFND | 2 | 198,057 | 0 | 0 | |
JAWS ACQUISITION CORP-CL A | COM | G50744104 | 3,120 | 232,696 | SH | DFND | 1 | 232,696 | 0 | 0 | |
MACKINAC FINANCIAL CORP | COM | 554571109 | 2,341 | 183,498 | SH | DFND | 2 | 183,498 | 0 | 0 | |
MID PENN BANCORP INC | COM | 59540G107 | 1,959 | 89,466 | SH | DFND | 2 | 89,466 | 0 | 0 | |
NESCO HOLDINGS INC | COM | 64083J104 | 74 | 10,000 | SH | DFND | 2 | 10,000 | 0 | 0 | |
PATRICK INDUSTRIES INC | COM | 703343103 | 8,628 | 126,235 | SH | DFND | 126,235 | 0 | 0 | ||
PATRICK INDUSTRIES INC | COM | 703343103 | 5,480 | 80,176 | SH | DFND | 1 | 80,176 | 0 | 0 | |
PEOPLES BANCORP OF NC | COM | 710577107 | 4,982 | 216,417 | SH | DFND | 2 | 216,417 | 0 | 0 | |
PREMIER FINANCIAL BANCORP | COM | 74050M105 | 939 | 70,621 | SH | DFND | 2 | 70,621 | 0 | 0 | |
REPUBLIC BANCORP INC-CLASS A | CL A | 760281204 | 5,469 | 151,611 | SH | DFND | 2 | 151,611 | 0 | 0 | |
RIVERVIEW FINANCIAL CORP | COM | 76940Q105 | 2,256 | 246,587 | SH | DFND | 2 | 246,587 | 0 | 0 | |
SB FINANCIAL GROUP INC | COM | 78408D105 | 568 | 31,045 | SH | DFND | 2 | 31,045 | 0 | 0 | |
SEVERN BANCORP INC/MD | COM | 81811M100 | 2,421 | 339,116 | SH | DFND | 2 | 339,116 | 0 | 0 | |
SHORE BANCSHARES INC | COM | 825107105 | 2,253 | 154,337 | SH | DFND | 2 | 154,337 | 0 | 0 | |
SUMMIT FINANCIAL GROUP INC | COM | 86606G101 | 423 | 19,140 | SH | DFND | 2 | 19,140 | 0 | 0 | |
SUNCOKE ENERGY INC | COM | 86722A103 | 5,842 | 1,342,916 | SH | DFND | 1 | 1,342,916 | 0 | 0 | |
THOR INDUSTRIES INC | COM | 885160101 | 19,085 | 205,241 | SH | DFND | 1 | 205,241 | 0 | 0 | |
UNITED BANCSHARES INC/OHIO | COM | 909458101 | 7,471 | 293,682 | SH | DFND | 2 | 293,682 | 0 | 0 | |
WINNEBAGO INDUSTRIES | COM | 974637100 | 5,532 | 92,300 | SH | DFND | 1 | 92,300 | 0 | 0 | |
WVS FINANCIAL CORP | COM | 929358109 | 1,861 | 129,936 | SH | DFND | 2 | 129,936 | 0 | 0 | |
AVADEL PHARMACEUTICALS-ADR | SPONSORED ADR | 05337M104 | 9,375 | 1,403,487 | SH | DFND | 1 | 1,403,487 | 0 | 0 | |
AVADEL PHARMACEUTICALS-ADR | SPONSORED ADR | 05337M104 | 1,856 | 277,904 | SH | DFND | 2 | 277,904 | 0 | 0 | |
ISHARES RUSSELL 2000 ETF | COM | 464287655 | 4,902 | 25,000 | SH | DFND | 2 | 25,000 | 0 | 0 | |
SPDR S&P REGIONAL BANKING | COM | 78464A698 | 1,559 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
SPDR S&P REGIONAL BANKING | COM | 78464A698 | 520 | 10,000 | SH | DFND | 2 | 10,000 | 0 | 0 |