The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVANCED MICRO DEVICES | COM | 007903107 | 4,422,300 | 30,000 | SH | DFND | 2 | 0 | 30,000 | 0 | |
ALGOMA STEEL GROUP INC | COM | 015658107 | 12,537,500 | 1,250,000 | SH | DFND | 1 | 0 | 1,250,000 | 0 | |
ALGOMA STEEL GROUP INC | COM | 015658107 | 5,015,000 | 500,000 | SH | DFND | 2 | 0 | 500,000 | 0 | |
ALGOMA STEEL GROUP INC -CW26 | COM | 015658115 | 171,871 | 93,408 | SH | DFND | 1 | 0 | 93,408 | 0 | |
ALPHA METALLURGICAL RESOURCE | COM | 020764106 | 96,592,200 | 285,000 | SH | DFND | 1 | 0 | 285,000 | 0 | |
ALPHA METALLURGICAL RESOURCE | COM | 020764106 | 813,408 | 2,400 | SH | DFND | 2 | 0 | 2,400 | 0 | |
AMBAC FINANCIAL GROUP INC | COM | 023139884 | 2,980,359 | 180,847 | SH | DFND | 1 | 0 | 180,847 | 0 | |
AMBAC FINANCIAL GROUP INC | COM | 023139884 | 303,364 | 18,408 | SH | DFND | 2 | 0 | 18,408 | 0 | |
AMERISERV FINANCIAL INC | COM | 03074A102 | 4,031,176 | 1,246,113 | SH | DFND | 2 | 0 | 1,246,113 | 0 | |
ARCH RESOURCES INC | COM | 03940R107 | 30,820,202 | 185,731 | SH | DFND | 1 | 0 | 185,731 | 0 | |
ARCH RESOURCES INC | COM | 03940R107 | 16,552,515 | 99,750 | SH | DFND | 2 | 0 | 99,750 | 0 | |
ASSURED GUARANTY LTD | COM | G0585R106 | 3,000,833 | 40,102 | SH | DFND | 2 | 0 | 40,102 | 0 | |
AVADEL PHARMACEUTICALS-ADR | COM | 05337M104 | 49,981,722 | 3,539,782 | SH | DFND | 1 | 0 | 3,539,782 | 0 | |
AVADEL PHARMACEUTICALS-ADR | COM | 05337M104 | 29,307,020 | 2,075,568 | SH | DFND | 2 | 0 | 2,075,568 | 0 | |
BABCOCK & WILCOX ENTERPR | COM | 05614L209 | 353,048 | 241,814 | SH | DFND | 1 | 0 | 241,814 | 0 | |
BABCOCK & WILCOX ENTERPR | COM | 05614L209 | 288,111 | 197,336 | SH | DFND | 2 | 0 | 197,336 | 0 | |
BELDEN INC | COM | 077454106 | 1,443,880 | 18,691 | SH | DFND | 1 | 0 | 18,691 | 0 | |
BELDEN INC | COM | 077454106 | 2,718,505 | 35,191 | SH | DFND | 2 | 0 | 35,191 | 0 | |
BEYOND AIR INC | COM | 08862L103 | 1,042,040 | 531,653 | SH | DFND | 1 | 0 | 531,653 | 0 | |
BEYOND AIR INC | COM | 08862L103 | 1,153,742 | 588,644 | SH | DFND | 2 | 0 | 588,644 | 0 | |
BLUE RIDGE BANKSHARES INC | COM | 095825105 | 852,106 | 281,223 | SH | DFND | 2 | 0 | 281,223 | 0 | |
BLUELINX HOLDINGS INC | COM | 09624H208 | 47,046,992 | 415,206 | SH | DFND | 1 | 0 | 415,206 | 0 | |
BLUELINX HOLDINGS INC | COM | 09624H208 | 7,926,714 | 69,956 | SH | DFND | 2 | 0 | 69,956 | 0 | |
BV FINANCIAL INC | COM | 05603E208 | 1,932,039 | 136,251 | SH | DFND | 2 | 0 | 136,251 | 0 | |
CAMPING WORLD HOLDINGS INC-A | COM | 13462K109 | 7,873,483 | 299,828 | SH | DFND | 1 | 0 | 299,828 | 0 | |
CHART INDUSTRIES INC | COM | 16115Q308 | 2,044,950 | 15,000 | SH | DFND | 2 | 0 | 15,000 | 0 | |
CITIGROUP INC | COM | 172967424 | 2,572,000 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
CITIGROUP INC | COM | 172967424 | 2,572,000 | 50,000 | SH | DFND | 2 | 0 | 50,000 | 0 | |
CITIZENS COMMUNITY BANCORP I | COM | 174903104 | 2,704,530 | 230,959 | SH | DFND | 2 | 0 | 230,959 | 0 | |
CIVISTA BANCSHARES INC | COM | 178867107 | 184,400 | 10,000 | SH | DFND | 2 | 0 | 10,000 | 0 | |
CONSOL ENERGY INC | COM | 20854L108 | 10,053,000 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
CONSOL ENERGY INC | COM | 20854L108 | 4,021,200 | 40,000 | SH | DFND | 2 | 0 | 40,000 | 0 | |
CORE LABORATORIES INC | COM | 21867A105 | 1,847,536 | 104,617 | SH | DFND | 1 | 0 | 104,617 | 0 | |
CORE LABORATORIES INC | COM | 21867A105 | 1,015,026 | 57,476 | SH | DFND | 2 | 0 | 57,476 | 0 | |
CORE MOLDING TECHNOLOGIES IN | COM | 218683100 | 1,422,548 | 76,770 | SH | DFND | 1 | 0 | 76,770 | 0 | |
CUMMINS INC | COM | 231021106 | 3,593,550 | 15,000 | SH | DFND | 1 | 0 | 15,000 | 0 | |
DISH NETWORK CORP-A | COM | 25470M109 | 3,423,272 | 593,288 | SH | DFND | 2 | 0 | 593,288 | 0 | |
DIXIE GROUP INC | CL A | 255519100 | 1,035,952 | 1,391,473 | SH | DFND | 1 | 0 | 1,391,473 | 0 | |
ENERSYS | COM | 29275Y102 | 9,916,897 | 98,226 | SH | DFND | 2 | 0 | 98,226 | 0 | |
FENNEC PHARMACEUTICALS INC | COM | 31447P100 | 1,209,808 | 107,826 | SH | DFND | 1 | 0 | 107,826 | 0 | |
FENNEC PHARMACEUTICALS INC | COM | 31447P100 | 1,959,595 | 174,652 | SH | DFND | 2 | 0 | 174,652 | 0 | |
FIRST BANK/HAMILTON NJ | COM | 31931U102 | 1,034,939 | 70,404 | SH | DFND | 2 | 0 | 70,404 | 0 | |
FIRST MID BANCSHARES INC | COM | 320866106 | 7,456,025 | 215,119 | SH | DFND | 2 | 0 | 215,119 | 0 | |
FIRST UNITED CORP | COM | 33741H107 | 3,942,721 | 167,704 | SH | DFND | 2 | 0 | 167,704 | 0 | |
FIRST US BANCSHARES INC | COM | 33744V103 | 3,010,324 | 291,981 | SH | DFND | 2 | 0 | 291,981 | 0 | |
FOSTER (LB) CO-A | COM | 350060109 | 2,195,350 | 99,834 | SH | DFND | 1 | 0 | 99,834 | 0 | |
FRIEDMAN INDUSTRIES | COM | 358435105 | 5,787,095 | 374,327 | SH | DFND | 1 | 0 | 374,327 | 0 | |
HALLIBURTON CO | COM | 406216101 | 19,415,261 | 537,075 | SH | DFND | 1 | 0 | 537,075 | 0 | |
HALLIBURTON CO | COM | 406216101 | 2,711,250 | 75,000 | SH | DFND | 2 | 0 | 75,000 | 0 | |
HAWTHORN BANCSHARES INC | COM | 420476103 | 418,732 | 16,505 | SH | DFND | 2 | 0 | 16,505 | 0 | |
HBT FINANCIAL INC/DE | COM | 404111106 | 546,390 | 25,883 | SH | DFND | 2 | 0 | 25,883 | 0 | |
HELMERICH & PAYNE | COM | 423452101 | 9,159,603 | 252,888 | SH | DFND | 1 | 0 | 252,888 | 0 | |
HELMERICH & PAYNE | COM | 423452101 | 5,537,603 | 152,888 | SH | DFND | 2 | 0 | 152,888 | 0 | |
HMN FINANCIAL INC | COM | 40424G108 | 7,442,271 | 323,577 | SH | DFND | 2 | 0 | 323,577 | 0 | |
IES HOLDINGS INC | COM | 44951W106 | 325,424,590 | 4,107,859 | SH | DFND | 0 | 4,107,859 | 0 | ||
IES HOLDINGS INC | COM | 44951W106 | 124,127,283 | 1,566,868 | SH | DFND | 1 | 0 | 1,566,868 | 0 | |
IES HOLDINGS INC | COM | 44951W106 | 447,016,516 | 5,642,723 | SH | DFND | 3 | 0 | 5,642,723 | 0 | |
IF BANCORP INC | COM | 44951J105 | 115,432 | 7,201 | SH | DFND | 1 | 0 | 7,201 | 0 | |
IF BANCORP INC | COM | 44951J105 | 4,245,369 | 264,839 | SH | DFND | 2 | 0 | 264,839 | 0 | |
INNOVATE CORP | COM | 45784J105 | 1,526,175 | 1,240,793 | SH | DFND | 1 | 0 | 1,240,793 | 0 | |
INNOVATE CORP | COM | 45784J105 | 3,134,483 | 2,548,360 | SH | DFND | 2 | 0 | 2,548,360 | 0 | |
INTEL CORP | COM | 458140100 | 1,256,250 | 25,000 | SH | DFND | 2 | 0 | 25,000 | 0 | |
INTERFACE INC | COM | 458665304 | 276,731 | 21,928 | SH | DFND | 2 | 0 | 21,928 | 0 | |
INVESCO S&P SMALLCAP ENERGY | COM | 46138G474 | 4,104,950 | 78,869 | SH | DFND | 2 | 0 | 78,869 | 0 | |
ISHARES RUSSELL 2000 ETF | COM | 464287655 | 69,495,838 | 346,250 | SH | DFND | 1 | 0 | 346,250 | 0 | |
ISHARES RUSSELL 2000 ETF | COM | 464287655 | 20,823,663 | 103,750 | SH | DFND | 2 | 0 | 103,750 | 0 | |
ISHARES RUSSELL 2000 VALUE E | COM | 464287630 | 2,087,325 | 13,438 | SH | DFND | 1 | 0 | 13,438 | 0 | |
ISHARES RUSSELL 2000 VALUE E | COM | 464287630 | 10,630,475 | 68,438 | SH | DFND | 2 | 0 | 68,438 | 0 | |
KLX ENERGY SERVICES HOLDING | COM | 48253L205 | 14,625,648 | 1,298,903 | SH | DFND | 1 | 0 | 1,298,903 | 0 | |
KLX ENERGY SERVICES HOLDING | COM | 48253L205 | 2,566,064 | 227,892 | SH | DFND | 2 | 0 | 227,892 | 0 | |
LIBERTY ENERGY INC | COM | 53115L104 | 11,608,493 | 639,939 | SH | DFND | 1 | 0 | 639,939 | 0 | |
LIBERTY ENERGY INC | COM | 53115L104 | 1,814,000 | 100,000 | SH | DFND | 2 | 0 | 100,000 | 0 | |
LOUISIANA-PACIFIC CORP | COM | 546347105 | 7,083,000 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
LSB INDUSTRIES INC | COM | 502160104 | 4,891,539 | 525,407 | SH | DFND | 1 | 0 | 525,407 | 0 | |
LSB INDUSTRIES INC | COM | 502160104 | 13,666,615 | 1,467,950 | SH | DFND | 2 | 0 | 1,467,950 | 0 | |
MATRIX SERVICE CO | COM | 576853105 | 6,088,598 | 622,556 | SH | DFND | 1 | 0 | 622,556 | 0 | |
MATRIX SERVICE CO | COM | 576853105 | 1,956,000 | 200,000 | SH | DFND | 2 | 0 | 200,000 | 0 | |
MOHAWK INDUSTRIES INC | COM | 608190104 | 26,569,485 | 256,710 | SH | DFND | 1 | 0 | 256,710 | 0 | |
MOHAWK INDUSTRIES INC | COM | 608190104 | 4,876,610 | 47,117 | SH | DFND | 2 | 0 | 47,117 | 0 | |
NABORS INDUSTRIES LTD | COM | G6359F137 | 26,650,644 | 326,481 | SH | DFND | 1 | 0 | 326,481 | 0 | |
NABORS INDUSTRIES LTD | COM | G6359F137 | 5,699,407 | 69,820 | SH | DFND | 2 | 0 | 69,820 | 0 | |
NINE ENERGY SERVICE INC | COM | 65441V101 | 6,639,727 | 2,477,510 | SH | DFND | 1 | 0 | 2,477,510 | 0 | |
NINE ENERGY SERVICE INC | COM | 65441V101 | 2,239,976 | 835,812 | SH | DFND | 2 | 0 | 835,812 | 0 | |
NORTHWEST PIPE CO | COM | 667746101 | 808,063 | 26,704 | SH | DFND | 1 | 0 | 26,704 | 0 | |
NORTHWEST PIPE CO | COM | 667746101 | 748,814 | 24,746 | SH | DFND | 2 | 0 | 24,746 | 0 | |
ODP CORP/THE | COM | 88337F105 | 512,049 | 9,095 | SH | DFND | 1 | 0 | 9,095 | 0 | |
OIL STATES INTERNATIONAL INC | COM | 678026105 | 14,293,554 | 2,105,089 | SH | DFND | 1 | 0 | 2,105,089 | 0 | |
OIL STATES INTERNATIONAL INC | COM | 678026105 | 3,918,115 | 577,042 | SH | DFND | 2 | 0 | 577,042 | 0 | |
ORION GROUP HOLDINGS INC | COM | 68628V308 | 3,234,766 | 654,811 | SH | DFND | 1 | 0 | 654,811 | 0 | |
PATRICK INDUSTRIES INC | COM | 703343103 | 9,037,421 | 90,059 | SH | DFND | 0 | 90,059 | 0 | ||
PEABODY ENERGY CORP | COM | 704551100 | 39,650,525 | 1,630,367 | SH | DFND | 1 | 0 | 1,630,367 | 0 | |
PEABODY ENERGY CORP | COM | 704551100 | 10,624,508 | 436,863 | SH | DFND | 2 | 0 | 436,863 | 0 | |
PEOPLES BANCORP INC | COM | 709789101 | 357,485 | 10,589 | SH | DFND | 2 | 0 | 10,589 | 0 | |
PEOPLES BANCORP OF NC | COM | 710577107 | 6,737,587 | 217,763 | SH | DFND | 2 | 0 | 217,763 | 0 | |
RANGER ENERGY SERVICES INC | COM | 75282U104 | 1,080,493 | 105,620 | SH | DFND | 1 | 0 | 105,620 | 0 | |
REPUBLIC BANCORP INC-CLASS A | CL A | 760281204 | 8,092,468 | 146,709 | SH | DFND | 2 | 0 | 146,709 | 0 | |
SB FINANCIAL GROUP INC | COM | 78408D105 | 698,241 | 45,488 | SH | DFND | 2 | 0 | 45,488 | 0 | |
SEELOS THERAPEUTICS INC | COM | 81577F208 | 155,143 | 111,614 | SH | DFND | 1 | 0 | 111,614 | 0 | |
SEELOS THERAPEUTICS INC | COM | 81577F208 | 1 | 1 | SH | DFND | 2 | 0 | 1 | 0 | |
SELECT WATER SOLUTIONS INC | COM | 81617J301 | 8,431,913 | 1,110,924 | SH | DFND | 1 | 0 | 1,110,924 | 0 | |
SELECT WATER SOLUTIONS INC | COM | 81617J301 | 77,911 | 10,265 | SH | DFND | 2 | 0 | 10,265 | 0 | |
SHORE BANCSHARES INC | COM | 825107105 | 3,896,093 | 273,410 | SH | DFND | 2 | 0 | 273,410 | 0 | |
SILVERSUN TECHNOLOGIES INC | COM | 82846H207 | 256,667 | 15,001 | SH | DFND | 2 | 0 | 15,001 | 0 | |
SKYLINE CHAMPION CORP | COM | 830830105 | 5,569,500 | 75,000 | SH | DFND | 1 | 0 | 75,000 | 0 | |
SPDR S&P REGIONAL BANKING | COM | 78464A698 | 2,621,500 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
SPDR S&P REGIONAL BANKING | COM | 78464A698 | 6,906,447 | 131,727 | SH | DFND | 2 | 0 | 131,727 | 0 | |
SUNCOKE ENERGY INC | COM | 86722A103 | 2,973,369 | 276,850 | SH | DFND | 1 | 0 | 276,850 | 0 | |
TEAM INC | COM | 878155308 | 782,357 | 118,539 | SH | DFND | 1 | 0 | 118,539 | 0 | |
TETRA TECHNOLOGIES INC | COM | 88162F105 | 16,346,029 | 3,616,378 | SH | DFND | 1 | 0 | 3,616,378 | 0 | |
TETRA TECHNOLOGIES INC | COM | 88162F105 | 4,258,807 | 942,214 | SH | DFND | 2 | 0 | 942,214 | 0 | |
UBS GROUP AG-REG | COM | H42097107 | 2,317,500 | 75,000 | SH | DFND | 2 | 0 | 75,000 | 0 | |
VANECK OIL SERVICES ETF | COM | 92189H607 | 73,859,210 | 238,625 | SH | DFND | 1 | 0 | 238,625 | 0 | |
VANECK OIL SERVICES ETF | COM | 92189H607 | 12,342,110 | 39,875 | SH | DFND | 2 | 0 | 39,875 | 0 |