The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVANCED MICRO DEVICES | COM | 007903107 | 5,414,700 | 30,000 | SH | DFND | 1 | 0 | 30,000 | 0 | |
ADVANCED MICRO DEVICES | COM | 007903107 | 3,609,800 | 20,000 | SH | DFND | 2 | 0 | 20,000 | 0 | |
ALGOMA STEEL GROUP INC | COM | 015658107 | 10,612,500 | 1,250,000 | SH | DFND | 1 | 0 | 1,250,000 | 0 | |
ALGOMA STEEL GROUP INC | COM | 015658107 | 4,245,000 | 500,000 | SH | DFND | 2 | 0 | 500,000 | 0 | |
ALGOMA STEEL GROUP INC -CW26 | COM | 015658115 | 127,969 | 93,408 | SH | DFND | 1 | 0 | 93,408 | 0 | |
ALPHA METALLURGICAL RESOURCE | COM | 020764106 | 115,156,088 | 347,725 | SH | DFND | 1 | 0 | 347,725 | 0 | |
ALPHA METALLURGICAL RESOURCE | COM | 020764106 | 794,808 | 2,400 | SH | DFND | 2 | 0 | 2,400 | 0 | |
AMBAC FINANCIAL GROUP INC | COM | 023139884 | 4,660,897 | 298,202 | SH | DFND | 1 | 0 | 298,202 | 0 | |
AMBAC FINANCIAL GROUP INC | COM | 023139884 | 2,127,415 | 136,111 | SH | DFND | 2 | 0 | 136,111 | 0 | |
AMERISERV FINANCIAL INC | COM | 03074A102 | 3,562,060 | 1,370,023 | SH | DFND | 2 | 0 | 1,370,023 | 0 | |
APPLIED MATERIALS INC | COM | 038222105 | 5,506,341 | 26,700 | SH | DFND | 1 | 0 | 26,700 | 0 | |
APPLIED MATERIALS INC | COM | 038222105 | 2,742,859 | 13,300 | SH | DFND | 2 | 0 | 13,300 | 0 | |
ARCH RESOURCES INC | COM | 03940R107 | 37,584,341 | 233,748 | SH | DFND | 1 | 0 | 233,748 | 0 | |
ARCH RESOURCES INC | COM | 03940R107 | 10,819,720 | 67,291 | SH | DFND | 2 | 0 | 67,291 | 0 | |
ASSURED GUARANTY LTD | COM | G0585R106 | 3,498,900 | 40,102 | SH | DFND | 2 | 0 | 40,102 | 0 | |
AVADEL PHARMACEUTICALS-ADR | COM | 05337M104 | 60,846,715 | 3,602,529 | SH | DFND | 1 | 0 | 3,602,529 | 0 | |
AVADEL PHARMACEUTICALS-ADR | COM | 05337M104 | 35,563,398 | 2,105,589 | SH | DFND | 2 | 0 | 2,105,589 | 0 | |
BABCOCK & WILCOX ENTERPR | COM | 05614L209 | 273,250 | 241,814 | SH | DFND | 1 | 0 | 241,814 | 0 | |
BABCOCK & WILCOX ENTERPR | COM | 05614L209 | 222,990 | 197,336 | SH | DFND | 2 | 0 | 197,336 | 0 | |
BELDEN INC | COM | 077454106 | 1,730,974 | 18,691 | SH | DFND | 1 | 0 | 18,691 | 0 | |
BELDEN INC | COM | 077454106 | 3,259,039 | 35,191 | SH | DFND | 2 | 0 | 35,191 | 0 | |
BERRY GLOBAL GROUP INC | COM | 08579W103 | 2,419,200 | 40,000 | SH | DFND | 1 | 0 | 40,000 | 0 | |
BEYOND AIR INC | COM | 08862L103 | 1,221,910 | 702,247 | SH | DFND | 1 | 0 | 702,247 | 0 | |
BEYOND AIR INC | COM | 08862L103 | 1,320,354 | 758,824 | SH | DFND | 2 | 0 | 758,824 | 0 | |
BLUE RIDGE BANKSHARES INC | COM | 095825105 | 756,490 | 281,223 | SH | DFND | 2 | 0 | 281,223 | 0 | |
BLUELINX HOLDINGS INC | COM | 09624H208 | 54,076,429 | 415,206 | SH | DFND | 1 | 0 | 415,206 | 0 | |
BLUELINX HOLDINGS INC | COM | 09624H208 | 9,111,069 | 69,956 | SH | DFND | 2 | 0 | 69,956 | 0 | |
BV FINANCIAL INC | COM | 05603E208 | 1,407,473 | 136,251 | SH | DFND | 2 | 0 | 136,251 | 0 | |
CAMPING WORLD HOLDINGS INC-A | COM | 13462K109 | 7,911,322 | 284,069 | SH | DFND | 1 | 0 | 284,069 | 0 | |
CHART INDUSTRIES INC | COM | 16115Q308 | 931,986 | 5,658 | SH | DFND | 2 | 0 | 5,658 | 0 | |
CITIGROUP INC | COM | 172967424 | 5,217,300 | 82,500 | SH | DFND | 1 | 0 | 82,500 | 0 | |
CITIGROUP INC | COM | 172967424 | 3,952,500 | 62,500 | SH | DFND | 2 | 0 | 62,500 | 0 | |
CITIZENS COMMUNITY BANCORP I | COM | 174903104 | 3,049,152 | 250,959 | SH | DFND | 2 | 0 | 250,959 | 0 | |
CIVISTA BANCSHARES INC | COM | 178867107 | 153,800 | 10,000 | SH | DFND | 2 | 0 | 10,000 | 0 | |
COHERENT CORP | COM | 19247G107 | 2,727,900 | 45,000 | SH | DFND | 1 | 0 | 45,000 | 0 | |
CONSOL ENERGY INC | COM | 20854L108 | 12,174,935 | 145,355 | SH | DFND | 1 | 0 | 145,355 | 0 | |
CONSOL ENERGY INC | COM | 20854L108 | 3,350,400 | 40,000 | SH | DFND | 2 | 0 | 40,000 | 0 | |
CORE LABORATORIES INC | COM | 21867A105 | 3,520,615 | 206,125 | SH | DFND | 1 | 0 | 206,125 | 0 | |
CORE LABORATORIES INC | COM | 21867A105 | 2,062,666 | 120,765 | SH | DFND | 2 | 0 | 120,765 | 0 | |
CORE MOLDING TECHNOLOGIES IN | COM | 218683100 | 1,200,351 | 63,410 | SH | DFND | 1 | 0 | 63,410 | 0 | |
CUMMINS INC | COM | 231021106 | 7,366,250 | 25,000 | SH | DFND | 1 | 0 | 25,000 | 0 | |
DIXIE GROUP INC | CL A | 255519100 | 789,104 | 1,391,473 | SH | DFND | 1 | 0 | 1,391,473 | 0 | |
DRILLING TOOLS INTERNATIONAL | COM | 26205E107 | 35,355 | 11,785 | SH | DFND | 2 | 0 | 11,785 | 0 | |
ENERSYS | COM | 29275Y102 | 9,278,428 | 98,226 | SH | DFND | 2 | 0 | 98,226 | 0 | |
FENNEC PHARMACEUTICALS INC | COM | 31447P100 | 1,421,425 | 127,826 | SH | DFND | 1 | 0 | 127,826 | 0 | |
FENNEC PHARMACEUTICALS INC | COM | 31447P100 | 1,942,130 | 174,652 | SH | DFND | 2 | 0 | 174,652 | 0 | |
FIRST BANK/HAMILTON NJ | COM | 31931U102 | 967,351 | 70,404 | SH | DFND | 2 | 0 | 70,404 | 0 | |
FIRST MID BANCSHARES INC | COM | 320866106 | 7,030,089 | 215,119 | SH | DFND | 2 | 0 | 215,119 | 0 | |
FIRST SOLAR INC | COM | 336433107 | 2,827,400 | 16,750 | SH | DFND | 1 | 0 | 16,750 | 0 | |
FIRST SOLAR INC | COM | 336433107 | 1,392,600 | 8,250 | SH | DFND | 2 | 0 | 8,250 | 0 | |
FIRST TRUST NATURAL GAS ETF | COM | 33733E807 | 710,806 | 25,904 | SH | DFND | 1 | 0 | 25,904 | 0 | |
FIRST TRUST NATURAL GAS ETF | COM | 33733E807 | 5,381,944 | 196,135 | SH | DFND | 2 | 0 | 196,135 | 0 | |
FIRST UNITED CORP | COM | 33741H107 | 4,086,044 | 178,352 | SH | DFND | 2 | 0 | 178,352 | 0 | |
FIRST US BANCSHARES INC | COM | 33744V103 | 3,083,182 | 332,957 | SH | DFND | 2 | 0 | 332,957 | 0 | |
FOSTER (LB) CO-A | COM | 350060109 | 1,365,500 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
FRIEDMAN INDUSTRIES | COM | 358435105 | 8,164,381 | 435,666 | SH | DFND | 1 | 0 | 435,666 | 0 | |
HALLIBURTON CO | COM | 406216101 | 51,377,072 | 1,303,325 | SH | DFND | 1 | 0 | 1,303,325 | 0 | |
HALLIBURTON CO | COM | 406216101 | 5,666,625 | 143,750 | SH | DFND | 2 | 0 | 143,750 | 0 | |
HAWTHORN BANCSHARES INC | COM | 420476103 | 337,197 | 16,505 | SH | DFND | 2 | 0 | 16,505 | 0 | |
HBT FINANCIAL INC/DE | COM | 404111106 | 492,812 | 25,883 | SH | DFND | 2 | 0 | 25,883 | 0 | |
HELMERICH & PAYNE | COM | 423452101 | 15,502,096 | 368,571 | SH | DFND | 1 | 0 | 368,571 | 0 | |
HELMERICH & PAYNE | COM | 423452101 | 6,309,000 | 150,000 | SH | DFND | 2 | 0 | 150,000 | 0 | |
HMN FINANCIAL INC | COM | 40424G108 | 6,827,475 | 323,577 | SH | DFND | 2 | 0 | 323,577 | 0 | |
IES HOLDINGS INC | COM | 44951W106 | 499,679,969 | 4,107,859 | SH | DFND | 0 | 4,107,859 | 0 | ||
IES HOLDINGS INC | COM | 44951W106 | 177,542,095 | 1,459,570 | SH | DFND | 1 | 0 | 1,459,570 | 0 | |
IES HOLDINGS INC | COM | 44951W106 | 686,380,826 | 5,642,723 | SH | DFND | 3 | 0 | 5,642,723 | 0 | |
IF BANCORP INC | COM | 44951J105 | 119,753 | 7,201 | SH | DFND | 1 | 0 | 7,201 | 0 | |
IF BANCORP INC | COM | 44951J105 | 5,071,319 | 304,950 | SH | DFND | 2 | 0 | 304,950 | 0 | |
INNOSPEC INC | COM | 45768S105 | 7,090,411 | 54,990 | SH | DFND | 1 | 0 | 54,990 | 0 | |
INNOVATE CORP | COM | 45784J105 | 869,424 | 1,240,793 | SH | DFND | 1 | 0 | 1,240,793 | 0 | |
INNOVATE CORP | COM | 45784J105 | 1,785,636 | 2,548,360 | SH | DFND | 2 | 0 | 2,548,360 | 0 | |
INTEL CORP | COM | 458140100 | 1,104,250 | 25,000 | SH | DFND | 2 | 0 | 25,000 | 0 | |
INTERFACE INC | COM | 458665304 | 4,211,106 | 250,363 | SH | DFND | 2 | 0 | 250,363 | 0 | |
INVESCO S&P SMALLCAP ENERGY | COM | 46138G474 | 4,399,313 | 78,869 | SH | DFND | 2 | 0 | 78,869 | 0 | |
INVESCO SOLAR ETF | COM | 46138G706 | 907,400 | 20,000 | SH | DFND | 2 | 0 | 20,000 | 0 | |
ISHARES RUSSELL 2000 ETF | COM | 464287655 | 96,167,666 | 457,288 | SH | DFND | 1 | 0 | 457,288 | 0 | |
ISHARES RUSSELL 2000 ETF | COM | 464287655 | 31,316,404 | 148,913 | SH | DFND | 2 | 0 | 148,913 | 0 | |
ISHARES RUSSELL 2000 VALUE E | COM | 464287630 | 6,898,389 | 43,438 | SH | DFND | 1 | 0 | 43,438 | 0 | |
ISHARES RUSSELL 2000 VALUE E | COM | 464287630 | 10,868,639 | 68,438 | SH | DFND | 2 | 0 | 68,438 | 0 | |
KLX ENERGY SERVICES HOLDING | COM | 48253L205 | 10,806,619 | 1,396,204 | SH | DFND | 1 | 0 | 1,396,204 | 0 | |
KLX ENERGY SERVICES HOLDING | COM | 48253L205 | 1,763,884 | 227,892 | SH | DFND | 2 | 0 | 227,892 | 0 | |
LIBERTY ENERGY INC | COM | 53115L104 | 13,259,536 | 639,939 | SH | DFND | 1 | 0 | 639,939 | 0 | |
LIBERTY ENERGY INC | COM | 53115L104 | 2,072,000 | 100,000 | SH | DFND | 2 | 0 | 100,000 | 0 | |
LOUISIANA-PACIFIC CORP | COM | 546347105 | 8,391,000 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
LSB INDUSTRIES INC | COM | 502160104 | 7,324,566 | 834,233 | SH | DFND | 1 | 0 | 834,233 | 0 | |
LSB INDUSTRIES INC | COM | 502160104 | 14,190,789 | 1,616,263 | SH | DFND | 2 | 0 | 1,616,263 | 0 | |
MATRIX SERVICE CO | COM | 576853105 | 8,541,895 | 655,556 | SH | DFND | 1 | 0 | 655,556 | 0 | |
MATRIX SERVICE CO | COM | 576853105 | 2,801,450 | 215,000 | SH | DFND | 2 | 0 | 215,000 | 0 | |
MOHAWK INDUSTRIES INC | COM | 608190104 | 37,427,603 | 285,947 | SH | DFND | 1 | 0 | 285,947 | 0 | |
MOHAWK INDUSTRIES INC | COM | 608190104 | 6,167,144 | 47,117 | SH | DFND | 2 | 0 | 47,117 | 0 | |
NABORS INDUSTRIES LTD | COM | G6359F137 | 30,741,864 | 356,924 | SH | DFND | 1 | 0 | 356,924 | 0 | |
NABORS INDUSTRIES LTD | COM | G6359F137 | 6,848,885 | 79,518 | SH | DFND | 2 | 0 | 79,518 | 0 | |
NATIONAL CINEMEDIA INC | COM | 635309206 | 2,351,593 | 456,620 | SH | DFND | 2 | 0 | 456,620 | 0 | |
NEXTRACKER INC-CL A | COM | 65290E101 | 562,700 | 10,000 | SH | DFND | 2 | 0 | 10,000 | 0 | |
NINE ENERGY SERVICE INC | COM | 65441V101 | 5,549,622 | 2,477,510 | SH | DFND | 1 | 0 | 2,477,510 | 0 | |
NINE ENERGY SERVICE INC | COM | 65441V101 | 1,872,219 | 835,812 | SH | DFND | 2 | 0 | 835,812 | 0 | |
NORTHWEST PIPE CO | CL A | 667746101 | 714,928 | 20,615 | SH | DFND | 1 | 0 | 20,615 | 0 | |
NORTHWEST PIPE CO | COM | 667746101 | 796,149 | 22,957 | SH | DFND | 2 | 0 | 22,957 | 0 | |
OIL STATES INTERNATIONAL INC | COM | 678026105 | 14,293,436 | 2,320,363 | SH | DFND | 1 | 0 | 2,320,363 | 0 | |
OIL STATES INTERNATIONAL INC | COM | 678026105 | 3,554,579 | 577,042 | SH | DFND | 2 | 0 | 577,042 | 0 | |
ORION GROUP HOLDINGS INC | COM | 68628V308 | 6,720,441 | 819,566 | SH | DFND | 1 | 0 | 819,566 | 0 | |
PATRICK INDUSTRIES INC | COM | 703343103 | 10,759,349 | 90,059 | SH | DFND | 0 | 90,059 | 0 | ||
PEABODY ENERGY CORP | COM | 704551100 | 39,552,703 | 1,630,367 | SH | DFND | 1 | 0 | 1,630,367 | 0 | |
PEABODY ENERGY CORP | COM | 704551100 | 10,598,296 | 436,863 | SH | DFND | 2 | 0 | 436,863 | 0 | |
PEOPLES BANCORP INC | COM | 709789101 | 313,540 | 10,589 | SH | DFND | 2 | 0 | 10,589 | 0 | |
PEOPLES BANCORP OF NC | COM | 710577107 | 6,064,700 | 217,763 | SH | DFND | 2 | 0 | 217,763 | 0 | |
PHINIA INC | COM | 71880K101 | 709,610 | 18,465 | SH | DFND | 2 | 0 | 18,465 | 0 | |
RANGER ENERGY SERVICES INC | COM | 75282U104 | 6,076,165 | 538,190 | SH | DFND | 1 | 0 | 538,190 | 0 | |
REPUBLIC BANCORP INC-CLASS A | CL A | 760281204 | 7,482,159 | 146,709 | SH | DFND | 2 | 0 | 146,709 | 0 | |
SB FINANCIAL GROUP INC | COM | 78408D105 | 672,781 | 48,823 | SH | DFND | 2 | 0 | 48,823 | 0 | |
SCHLUMBERGER LTD | COM | 806857108 | 22,472,100 | 410,000 | SH | DFND | 1 | 0 | 410,000 | 0 | |
SCHLUMBERGER LTD | COM | 806857108 | 5,481,000 | 100,000 | SH | DFND | 2 | 0 | 100,000 | 0 | |
SEELOS THERAPEUTICS INC | COM | 81577F208 | 148,628 | 251,485 | SH | DFND | 1 | 0 | 251,485 | 0 | |
SEELOS THERAPEUTICS INC | COM | 81577F208 | 104,891 | 177,481 | SH | DFND | 2 | 0 | 177,481 | 0 | |
SELECT WATER SOLUTIONS INC | COM | 81617J301 | 10,438,429 | 1,130,924 | SH | DFND | 1 | 0 | 1,130,924 | 0 | |
SELECT WATER SOLUTIONS INC | COM | 81617J301 | 94,746 | 10,265 | SH | DFND | 2 | 0 | 10,265 | 0 | |
SHORE BANCSHARES INC | COM | 825107105 | 3,259,215 | 283,410 | SH | DFND | 2 | 0 | 283,410 | 0 | |
SILVERSUN TECHNOLOGIES INC | COM | 82846H207 | 2,417,239 | 183,263 | SH | DFND | 2 | 0 | 183,263 | 0 | |
SKYLINE CHAMPION CORP | COM | 830830105 | 6,375,750 | 75,000 | SH | DFND | 1 | 0 | 75,000 | 0 | |
SOUNDHOUND AI INC-A | COM | 836100107 | 589,000 | 100,000 | SH | DFND | 2 | 0 | 100,000 | 0 | |
SPDR S&P BIOTECH ETF | COM | 78464A870 | 5,864,202 | 61,800 | SH | DFND | 1 | 0 | 61,800 | 0 | |
SPDR S&P BIOTECH ETF | COM | 78464A870 | 3,558,375 | 37,500 | SH | DFND | 2 | 0 | 37,500 | 0 | |
SPDR S&P REGIONAL BANKING | COM | 78464A698 | 6,159,300 | 122,500 | SH | DFND | 1 | 0 | 122,500 | 0 | |
SPDR S&P REGIONAL BANKING | COM | 78464A698 | 11,525,534 | 229,227 | SH | DFND | 2 | 0 | 229,227 | 0 | |
SUNCOKE ENERGY INC | COM | 86722A103 | 3,072,101 | 272,591 | SH | DFND | 1 | 0 | 272,591 | 0 | |
TEAM INC | COM | 878155308 | 489,299 | 67,864 | SH | DFND | 1 | 0 | 67,864 | 0 | |
TETRA TECHNOLOGIES INC | COM | 88162F105 | 17,006,814 | 3,839,010 | SH | DFND | 1 | 0 | 3,839,010 | 0 | |
TETRA TECHNOLOGIES INC | COM | 88162F105 | 4,306,908 | 972,214 | SH | DFND | 2 | 0 | 972,214 | 0 | |
UBS GROUP AG-REG | COM | H42097107 | 2,304,000 | 75,000 | SH | DFND | 2 | 0 | 75,000 | 0 | |
VANECK OIL SERVICES ETF | COM | 92189H607 | 85,882,874 | 255,353 | SH | DFND | 1 | 0 | 255,353 | 0 | |
VANECK OIL SERVICES ETF | COM | 92189H607 | 22,450,028 | 66,750 | SH | DFND | 2 | 0 | 66,750 | 0 |