The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVANCED MICRO DEVICES | COM | 007903107 | 10,949,175 | 67,500 | SH | DFND | 1 | 0 | 67,500 | 0 | |
ADVANCED MICRO DEVICES | COM | 007903107 | 3,649,725 | 22,500 | SH | DFND | 2 | 0 | 22,500 | 0 | |
ALGOMA STEEL GROUP INC | COM | 015658107 | 8,700,000 | 1,250,000 | SH | DFND | 1 | 0 | 1,250,000 | 0 | |
ALGOMA STEEL GROUP INC | COM | 015658107 | 3,480,000 | 500,000 | SH | DFND | 2 | 0 | 500,000 | 0 | |
ALGOMA STEEL GROUP INC -CW26 | COM | 015658115 | 84,067 | 93,408 | SH | DFND | 1 | 0 | 93,408 | 0 | |
ALPHA METALLURGICAL RESOURCE | COM | 020764106 | 101,619,468 | 362,241 | SH | DFND | 1 | 0 | 362,241 | 0 | |
ALPHA METALLURGICAL RESOURCE | COM | 020764106 | 673,272 | 2,400 | SH | DFND | 2 | 0 | 2,400 | 0 | |
AMBAC FINANCIAL GROUP INC | COM | 023139884 | 4,226,780 | 329,702 | SH | DFND | 1 | 0 | 329,702 | 0 | |
AMBAC FINANCIAL GROUP INC | COM | 023139884 | 1,918,013 | 149,611 | SH | DFND | 2 | 0 | 149,611 | 0 | |
AMERISERV FINANCIAL INC | COM | 03074A102 | 3,199,633 | 1,415,767 | SH | DFND | 2 | 0 | 1,415,767 | 0 | |
ANTERO RESOURCES CORP | COM | 03674X106 | 14,796,661 | 453,468 | SH | DFND | 1 | 0 | 453,468 | 0 | |
ANTERO RESOURCES CORP | COM | 03674X106 | 2,334,089 | 71,532 | SH | DFND | 2 | 0 | 71,532 | 0 | |
APPLIED MATERIALS INC | COM | 038222105 | 6,300,933 | 26,700 | SH | DFND | 1 | 0 | 26,700 | 0 | |
APPLIED MATERIALS INC | COM | 038222105 | 3,138,667 | 13,300 | SH | DFND | 2 | 0 | 13,300 | 0 | |
ARCH RESOURCES INC | COM | 03940R107 | 34,251,750 | 225,000 | SH | DFND | 1 | 0 | 225,000 | 0 | |
ARCH RESOURCES INC | COM | 03940R107 | 7,611,500 | 50,000 | SH | DFND | 2 | 0 | 50,000 | 0 | |
ASSURED GUARANTY LTD | COM | G0585R106 | 3,093,869 | 40,102 | SH | DFND | 2 | 0 | 40,102 | 0 | |
AVADEL PHARMACEUTICALS | COM | G29687103 | 51,204,903 | 3,641,885 | SH | DFND | 1 | 0 | 3,641,885 | 0 | |
AVADEL PHARMACEUTICALS | COM | G29687103 | 29,501,507 | 2,098,258 | SH | DFND | 2 | 0 | 2,098,258 | 0 | |
BABCOCK & WILCOX ENTERPR | COM | 05614L209 | 339,616 | 234,218 | SH | DFND | 1 | 0 | 234,218 | 0 | |
BABCOCK & WILCOX ENTERPR | COM | 05614L209 | 240,465 | 165,838 | SH | DFND | 2 | 0 | 165,838 | 0 | |
BELDEN INC | COM | 077454106 | 2,459,061 | 26,216 | SH | DFND | 1 | 0 | 26,216 | 0 | |
BELDEN INC | COM | 077454106 | 3,300,916 | 35,191 | SH | DFND | 2 | 0 | 35,191 | 0 | |
BERRY GLOBAL GROUP INC | COM | 08579W103 | 2,354,000 | 40,000 | SH | DFND | 1 | 0 | 40,000 | 0 | |
BLUE RIDGE BANKSHARES INC | COM | 095825105 | 733,992 | 281,223 | SH | DFND | 2 | 0 | 281,223 | 0 | |
BLUELINX HOLDINGS INC | COM | 09624H208 | 38,651,527 | 415,206 | SH | DFND | 1 | 0 | 415,206 | 0 | |
BLUELINX HOLDINGS INC | COM | 09624H208 | 6,512,204 | 69,956 | SH | DFND | 2 | 0 | 69,956 | 0 | |
BORR DRILLING LTD | COM | G1466R173 | 5,482,500 | 850,000 | SH | DFND | 1 | 0 | 850,000 | 0 | |
BV FINANCIAL INC | COM | 05603E208 | 1,622,749 | 136,251 | SH | DFND | 2 | 0 | 136,251 | 0 | |
CAMECO CORP | COM | 13321L108 | 5,707,200 | 116,000 | SH | DFND | 1 | 0 | 116,000 | 0 | |
CAMECO CORP | COM | 13321L108 | 1,426,800 | 29,000 | SH | DFND | 2 | 0 | 29,000 | 0 | |
CAMPING WORLD HOLDINGS INC-A | COM | 13462K109 | 5,073,472 | 284,069 | SH | DFND | 1 | 0 | 284,069 | 0 | |
CHAMPIONX CORP | COM | 15872M104 | 3,434,313 | 103,412 | SH | DFND | 1 | 0 | 103,412 | 0 | |
CHAMPIONX CORP | COM | 15872M104 | 1,144,749 | 34,470 | SH | DFND | 2 | 0 | 34,470 | 0 | |
CITIGROUP INC | COM | 172967424 | 6,187,350 | 97,500 | SH | DFND | 1 | 0 | 97,500 | 0 | |
CITIGROUP INC | COM | 172967424 | 3,966,250 | 62,500 | SH | DFND | 2 | 0 | 62,500 | 0 | |
CITIZENS COMMUNITY BANCORP I | COM | 174903104 | 2,903,596 | 250,959 | SH | DFND | 2 | 0 | 250,959 | 0 | |
CIVISTA BANCSHARES INC | COM | 178867107 | 154,900 | 10,000 | SH | DFND | 2 | 0 | 10,000 | 0 | |
COHERENT CORP | COM | 19247G107 | 11,858,804 | 163,660 | SH | DFND | 1 | 0 | 163,660 | 0 | |
COHERENT CORP | COM | 19247G107 | 2,964,701 | 40,915 | SH | DFND | 2 | 0 | 40,915 | 0 | |
CONSOL ENERGY INC | COM | 20854L108 | 14,830,571 | 145,355 | SH | DFND | 1 | 0 | 145,355 | 0 | |
CONSOL ENERGY INC | COM | 20854L108 | 943,982 | 9,252 | SH | DFND | 2 | 0 | 9,252 | 0 | |
CORE LABORATORIES INC | COM | 21867A105 | 5,701,368 | 280,994 | SH | DFND | 1 | 0 | 280,994 | 0 | |
CORE LABORATORIES INC | COM | 21867A105 | 3,462,144 | 170,633 | SH | DFND | 2 | 0 | 170,633 | 0 | |
CORE MOLDING TECHNOLOGIES IN | COM | 218683100 | 982,605 | 61,644 | SH | DFND | 1 | 0 | 61,644 | 0 | |
CORNING INC | COM | 219350105 | 18,509,111 | 476,425 | SH | DFND | 1 | 0 | 476,425 | 0 | |
CORNING INC | COM | 219350105 | 4,335,971 | 111,608 | SH | DFND | 2 | 0 | 111,608 | 0 | |
CUMMINS INC | COM | 231021106 | 8,307,900 | 30,000 | SH | DFND | 1 | 0 | 30,000 | 0 | |
DIXIE GROUP INC | CL A | 255519100 | 911,415 | 1,391,473 | SH | DFND | 1 | 0 | 1,391,473 | 0 | |
DOMINION ENERGY INC | COM | 25746U109 | 1,225,000 | 25,000 | SH | DFND | 1 | 0 | 25,000 | 0 | |
DRILLING TOOLS INTERNATIONAL | COM | 26205E107 | 1,615,087 | 287,382 | SH | DFND | 2 | 0 | 287,382 | 0 | |
ENERSYS | COM | 29275Y102 | 10,168,356 | 98,226 | SH | DFND | 2 | 0 | 98,226 | 0 | |
EQT CORP | COM | 26884L109 | 13,590,150 | 367,500 | SH | DFND | 1 | 0 | 367,500 | 0 | |
EQT CORP | COM | 26884L109 | 4,160,250 | 112,500 | SH | DFND | 2 | 0 | 112,500 | 0 | |
FENNEC PHARMACEUTICALS INC | COM | 31447P100 | 781,017 | 127,826 | SH | DFND | 1 | 0 | 127,826 | 0 | |
FENNEC PHARMACEUTICALS INC | COM | 31447P100 | 950,343 | 155,539 | SH | DFND | 2 | 0 | 155,539 | 0 | |
FIRST BANK/HAMILTON NJ | COM | 31931U102 | 896,947 | 70,404 | SH | DFND | 2 | 0 | 70,404 | 0 | |
FIRST MID BANCSHARES INC | COM | 320866106 | 7,073,113 | 215,119 | SH | DFND | 2 | 0 | 215,119 | 0 | |
FIRST SOLAR INC | COM | 336433107 | 3,776,455 | 16,750 | SH | DFND | 1 | 0 | 16,750 | 0 | |
FIRST SOLAR INC | COM | 336433107 | 1,860,045 | 8,250 | SH | DFND | 2 | 0 | 8,250 | 0 | |
FIRST TRUST NATURAL GAS ETF | COM | 33733E807 | 1,830,507 | 69,654 | SH | DFND | 1 | 0 | 69,654 | 0 | |
FIRST TRUST NATURAL GAS ETF | COM | 33733E807 | 6,304,178 | 239,885 | SH | DFND | 2 | 0 | 239,885 | 0 | |
FIRST UNITED CORP | COM | 33741H107 | 3,641,948 | 178,352 | SH | DFND | 2 | 0 | 178,352 | 0 | |
FIRST US BANCSHARES INC | COM | 33744V103 | 3,172,963 | 343,023 | SH | DFND | 2 | 0 | 343,023 | 0 | |
FOSTER (LB) CO-A | COM | 350060109 | 486,244 | 22,595 | SH | DFND | 1 | 0 | 22,595 | 0 | |
FRIEDMAN INDUSTRIES | COM | 358435105 | 6,729,557 | 445,666 | SH | DFND | 1 | 0 | 445,666 | 0 | |
HALLIBURTON CO | COM | 406216101 | 60,866,088 | 1,801,838 | SH | DFND | 1 | 0 | 1,801,838 | 0 | |
HALLIBURTON CO | COM | 406216101 | 5,261,235 | 155,750 | SH | DFND | 2 | 0 | 155,750 | 0 | |
HAWTHORN BANCSHARES INC | COM | 420476103 | 326,799 | 16,505 | SH | DFND | 2 | 0 | 16,505 | 0 | |
HBT FINANCIAL INC/DE | COM | 404111106 | 528,531 | 25,883 | SH | DFND | 2 | 0 | 25,883 | 0 | |
HELMERICH & PAYNE | COM | 423452101 | 22,619,701 | 625,891 | SH | DFND | 1 | 0 | 625,891 | 0 | |
HELMERICH & PAYNE | COM | 423452101 | 5,746,260 | 159,000 | SH | DFND | 2 | 0 | 159,000 | 0 | |
HMN FINANCIAL INC | COM | 40424G108 | 7,406,678 | 323,577 | SH | DFND | 2 | 0 | 323,577 | 0 | |
IES HOLDINGS INC | COM | 44951W106 | 572,347,994 | 4,107,859 | SH | DFND | 0 | 4,107,859 | 0 | ||
IES HOLDINGS INC | COM | 44951W106 | 175,495,888 | 1,259,570 | SH | DFND | 1 | 0 | 1,259,570 | 0 | |
IES HOLDINGS INC | COM | 44951W106 | 782,717,346 | 5,617,723 | SH | DFND | 3 | 0 | 5,617,723 | 0 | |
IF BANCORP INC | COM | 44951J105 | 116,512 | 7,201 | SH | DFND | 1 | 0 | 7,201 | 0 | |
IF BANCORP INC | COM | 44951J105 | 5,032,740 | 311,047 | SH | DFND | 2 | 0 | 311,047 | 0 | |
INNOSPEC INC | COM | 45768S105 | 7,396,367 | 59,846 | SH | DFND | 1 | 0 | 59,846 | 0 | |
INNOVATE CORP | COM | 45784J105 | 748,969 | 1,238,785 | SH | DFND | 1 | 0 | 1,238,785 | 0 | |
INNOVATE CORP | COM | 45784J105 | 1,711,040 | 2,830,036 | SH | DFND | 2 | 0 | 2,830,036 | 0 | |
INTEL CORP | COM | 458140100 | 774,250 | 25,000 | SH | DFND | 2 | 0 | 25,000 | 0 | |
INTERFACE INC | COM | 458665304 | 3,675,329 | 250,363 | SH | DFND | 2 | 0 | 250,363 | 0 | |
INVESCO S&P SMALLCAP ENERGY | COM | 46138G474 | 4,147,721 | 78,869 | SH | DFND | 2 | 0 | 78,869 | 0 | |
INVESCO SOLAR ETF | COM | 46138G706 | 804,200 | 20,000 | SH | DFND | 2 | 0 | 20,000 | 0 | |
ISHARES RUSSELL 2000 ETF | COM | 464287655 | 55,773,447 | 274,895 | SH | DFND | 1 | 0 | 274,895 | 0 | |
ISHARES RUSSELL 2000 ETF | COM | 464287655 | 18,260,100 | 90,000 | SH | DFND | 2 | 0 | 90,000 | 0 | |
ISHARES RUSSELL 2000 VALUE E | COM | 464287630 | 6,615,607 | 43,438 | SH | DFND | 1 | 0 | 43,438 | 0 | |
ISHARES RUSSELL 2000 VALUE E | COM | 464287630 | 11,946,107 | 78,438 | SH | DFND | 2 | 0 | 78,438 | 0 | |
JD.COM INC-ADR | COM | 47215P106 | 3,876,000 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | |
KLX ENERGY SERVICES HOLDING | COM | 48253L205 | 7,154,369 | 1,445,327 | SH | DFND | 1 | 0 | 1,445,327 | 0 | |
KLX ENERGY SERVICES HOLDING | COM | 48253L205 | 1,128,065 | 227,892 | SH | DFND | 2 | 0 | 227,892 | 0 | |
LIBERTY ENERGY INC | COM | 53115L104 | 13,368,326 | 639,939 | SH | DFND | 1 | 0 | 639,939 | 0 | |
LIBERTY ENERGY INC | COM | 53115L104 | 2,089,000 | 100,000 | SH | DFND | 2 | 0 | 100,000 | 0 | |
LOUISIANA-PACIFIC CORP | COM | 546347105 | 8,233,000 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
LSB INDUSTRIES INC | COM | 502160104 | 6,824,026 | 834,233 | SH | DFND | 1 | 0 | 834,233 | 0 | |
LSB INDUSTRIES INC | COM | 502160104 | 13,221,031 | 1,616,263 | SH | DFND | 2 | 0 | 1,616,263 | 0 | |
MATRIX SERVICE CO | COM | 576853105 | 7,165,418 | 721,593 | SH | DFND | 1 | 0 | 721,593 | 0 | |
MATRIX SERVICE CO | COM | 576853105 | 2,134,950 | 215,000 | SH | DFND | 2 | 0 | 215,000 | 0 | |
MOHAWK INDUSTRIES INC | COM | 608190104 | 35,320,470 | 310,947 | SH | DFND | 1 | 0 | 310,947 | 0 | |
MOHAWK INDUSTRIES INC | COM | 608190104 | 5,352,020 | 47,117 | SH | DFND | 2 | 0 | 47,117 | 0 | |
NABORS INDUSTRIES LTD | COM | G6359F137 | 30,839,250 | 433,379 | SH | DFND | 1 | 0 | 433,379 | 0 | |
NABORS INDUSTRIES LTD | COM | G6359F137 | 5,658,501 | 79,518 | SH | DFND | 2 | 0 | 79,518 | 0 | |
NATIONAL CINEMEDIA INC | COM | 635309206 | 2,004,562 | 456,620 | SH | DFND | 2 | 0 | 456,620 | 0 | |
NEXTRACKER INC-CL A | COM | 65290E101 | 468,800 | 10,000 | SH | DFND | 2 | 0 | 10,000 | 0 | |
NINE ENERGY SERVICE INC | COM | 65441V101 | 4,305,188 | 2,562,612 | SH | DFND | 1 | 0 | 2,562,612 | 0 | |
NINE ENERGY SERVICE INC | COM | 65441V101 | 1,404,164 | 835,812 | SH | DFND | 2 | 0 | 835,812 | 0 | |
NORTHWEST PIPE CO | COM | 667746101 | 509,550 | 15,000 | SH | DFND | 1 | 0 | 15,000 | 0 | |
NORTHWEST PIPE CO | COM | 667746101 | 339,700 | 10,000 | SH | DFND | 2 | 0 | 10,000 | 0 | |
NRG ENERGY INC | COM | 629377508 | 3,114,400 | 40,000 | SH | DFND | 1 | 0 | 40,000 | 0 | |
ODP CORP/THE | COM | 88337F105 | 639,276 | 16,279 | SH | DFND | 1 | 0 | 16,279 | 0 | |
ODP CORP/THE | COM | 88337F105 | 863,390 | 21,986 | SH | DFND | 2 | 0 | 21,986 | 0 | |
OIL STATES INTERNATIONAL INC | COM | 678026105 | 10,754,568 | 2,422,200 | SH | DFND | 1 | 0 | 2,422,200 | 0 | |
OIL STATES INTERNATIONAL INC | COM | 678026105 | 2,628,666 | 592,042 | SH | DFND | 2 | 0 | 592,042 | 0 | |
ORION GROUP HOLDINGS INC | COM | 68628V308 | 8,286,548 | 871,351 | SH | DFND | 1 | 0 | 871,351 | 0 | |
PATRICK INDUSTRIES INC | COM | 703343103 | 9,775,904 | 90,059 | SH | DFND | 0 | 90,059 | 0 | ||
PEABODY ENERGY CORP | COM | 704551100 | 56,375,895 | 2,548,639 | SH | DFND | 1 | 0 | 2,548,639 | 0 | |
PEABODY ENERGY CORP | COM | 704551100 | 10,078,160 | 455,613 | SH | DFND | 2 | 0 | 455,613 | 0 | |
PEOPLES BANCORP INC | COM | 709789101 | 317,670 | 10,589 | SH | DFND | 2 | 0 | 10,589 | 0 | |
PEOPLES BANCORP OF NC | COM | 710577107 | 6,358,680 | 217,763 | SH | DFND | 2 | 0 | 217,763 | 0 | |
PHINIA INC | COM | 71880K101 | 726,782 | 18,465 | SH | DFND | 2 | 0 | 18,465 | 0 | |
QXO INC | COM | 82846H405 | 2,753,503 | 38,371 | SH | DFND | 2 | 0 | 38,371 | 0 | |
RANGE RESOURCES CORP | COM | 75281A109 | 11,131,960 | 332,000 | SH | DFND | 1 | 0 | 332,000 | 0 | |
RANGE RESOURCES CORP | COM | 75281A109 | 2,615,340 | 78,000 | SH | DFND | 2 | 0 | 78,000 | 0 | |
RANGER ENERGY SERVICES INC | COM | 75282U104 | 6,483,413 | 616,294 | SH | DFND | 1 | 0 | 616,294 | 0 | |
REPUBLIC BANCORP INC-CLASS A | CL A | 760281204 | 7,865,069 | 146,709 | SH | DFND | 2 | 0 | 146,709 | 0 | |
SB FINANCIAL GROUP INC | COM | 78408D105 | 683,522 | 48,823 | SH | DFND | 2 | 0 | 48,823 | 0 | |
SCHLUMBERGER LTD | COM | 806857108 | 63,901,677 | 1,354,423 | SH | DFND | 1 | 0 | 1,354,423 | 0 | |
SCHLUMBERGER LTD | COM | 806857108 | 10,226,265 | 216,750 | SH | DFND | 2 | 0 | 216,750 | 0 | |
SELECT WATER SOLUTIONS INC | COM | 81617J301 | 12,100,887 | 1,130,924 | SH | DFND | 1 | 0 | 1,130,924 | 0 | |
SELECT WATER SOLUTIONS INC | COM | 81617J301 | 109,836 | 10,265 | SH | DFND | 2 | 0 | 10,265 | 0 | |
SKYLINE CHAMPION CORP | COM | 830830105 | 5,081,250 | 75,000 | SH | DFND | 1 | 0 | 75,000 | 0 | |
SHORE BANCSHARES INC | COM | 825107105 | 3,245,045 | 283,410 | SH | DFND | 2 | 0 | 283,410 | 0 | |
SMART SAND INC | COM | 83191H107 | 2,195,221 | 1,040,389 | SH | DFND | 1 | 0 | 1,040,389 | 0 | |
SOUTHLAND HOLDINGS INC | COM | 84445C100 | 312,196 | 68,165 | SH | DFND | 2 | 0 | 68,165 | 0 | |
SPDR S&P BIOTECH ETF | COM | 78464A870 | 6,656,578 | 71,800 | SH | DFND | 1 | 0 | 71,800 | 0 | |
SPDR S&P BIOTECH ETF | COM | 78464A870 | 4,403,725 | 47,500 | SH | DFND | 2 | 0 | 47,500 | 0 | |
SPDR S&P REGIONAL BANKING | COM | 78464A698 | 7,242,250 | 147,500 | SH | DFND | 1 | 0 | 147,500 | 0 | |
SPDR S&P REGIONAL BANKING | COM | 78464A698 | 11,255,046 | 229,227 | SH | DFND | 2 | 0 | 229,227 | 0 | |
SUNCOKE ENERGY INC | COM | 86722A103 | 2,671,392 | 272,591 | SH | DFND | 1 | 0 | 272,591 | 0 | |
TEAM INC | COM | 878155308 | 138,519 | 15,599 | SH | DFND | 1 | 0 | 15,599 | 0 | |
TETRA TECHNOLOGIES INC | COM | 88162F105 | 14,391,008 | 4,159,251 | SH | DFND | 1 | 0 | 4,159,251 | 0 | |
TETRA TECHNOLOGIES INC | COM | 88162F105 | 3,385,593 | 978,495 | SH | DFND | 2 | 0 | 978,495 | 0 | |
TRANSOCEAN LTD | COM | H8817H100 | 25,918,102 | 4,844,505 | SH | DFND | 1 | 0 | 4,844,505 | 0 | |
TRANSOCEAN LTD | COM | H8817H100 | 5,160,567 | 964,592 | SH | DFND | 2 | 0 | 964,592 | 0 | |
UBS GROUP AG-REG | COM | H42097107 | 2,215,500 | 75,000 | SH | DFND | 2 | 0 | 75,000 | 0 | |
VANECK OIL SERVICES ETF | COM | 92189H607 | 72,075,128 | 227,956 | SH | DFND | 1 | 0 | 227,956 | 0 | |
VANECK OIL SERVICES ETF | COM | 92189H607 | 18,018,782 | 56,989 | SH | DFND | 2 | 0 | 56,989 | 0 | |
WESTERN DIGITAL CORP | COM | 958102105 | 16,157,953 | 213,250 | SH | DFND | 1 | 0 | 213,250 | 0 | |
WESTERN DIGITAL CORP | COM | 958102105 | 3,542,248 | 46,750 | SH | DFND | 2 | 0 | 46,750 | 0 |