UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
April 30, 2003
Date of Report (date of earliest event reported)
AVANEX CORPORATION
(Exact name of Registrant as specified in its charter)
Delaware
| | 000-29175
| | 94-3285348
|
(State or other jurisdiction of incorporation or organization) | | (Commission File Number) | | (I.R.S. Employer Identification Number) |
40919 Encyclopedia Circle
Fremont, California 94538
(Address of principal executive offices)
(510) 897-4188
(Registrant’s telephone number, including area code)
(Former name or former address, if changed since last report)
Item 7. Financial Statements and Exhibits
(c) Exhibits
Exhibit No.
| | Description
|
99.1 | | Press Release, dated as of April 30, 2003, entitled “Avanex announces quarterly revenue of $5.4 million and Improved Operating Performance”. |
Item 9. Regulation FD Disclosure (pursuant to Item 12)
In accordance with SEC Release No. 33-8216, the following information, intended to be furnished under “Item 12. Results of Operations and Financial Condition,” is instead furnished under “Item 9. Regulation FD Disclosure.” This information shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
On April 30, 2003, Avanex Corporation issued a press release announcing its anticipated results for the three months ended March 31, 2003. The press release is attached as Exhibit 99.1.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
AVANEX CORPORATION |
|
By: | | /s/ TONY FLORENCE
|
| | | Tony Florence Senior Vice President, Corporate Affairs |
Date: April 30, 2003
EXHIBIT INDEX
Exhibit No.
| | Description
|
99.1 | | Press Release, dated as of April 30, 2003, entitled “Avanex announces quarterly revenue of $5.4 million and Improved Operating Performance”. |
