and its Subsidiaries listed onSchedule 1 hereto
under the heading “Borrower Subsidiaries”,
as the Borrowers,
as the Administrative Agent,
Swing Line Lender and L/C Issuer,
J.P. MORGAN SECURITIES LLC,
and
WELLS FARGO SECURITIES, LLC,
as the Joint Lead Arrangers and Joint Book Managers,
and
WELLS FARGO BANK, NATIONAL ASSOCIATION,
as Co-Syndication Agents
and
U.S. BANK, NATIONAL ASSOCIATION
as Co-Documentation Agents
ARTICLE I. DEFINITIONS AND ACCOUNTING TERMS | 1 | |||
1.01 Defined Terms | 1 | |||
1.02 Other Interpretive Provisions | 24 | |||
1.03 Accounting Terms | 25 | |||
1.04 Rounding | 26 | |||
1.05 Times of Day | 26 | |||
1.06 Letter of Credit Amounts | 26 | |||
ARTICLE II. THE COMMITMENTS AND CREDIT EXTENSIONS | 26 | |||
2.01 The Committed Loans | 26 | |||
2.02 Borrowings, Conversions and Continuations of Loans | 27 | |||
2.03 Letters of Credit | 28 | |||
2.04 Swing Line Loans | 37 | |||
2.05 Prepayments | 40 | |||
2.06 Termination or Reduction of the Aggregate Commitments | 41 | |||
2.07 Repayment of Loans | 41 | |||
2.08 Interest | 41 | |||
2.09 Fees | 42 | |||
2.10 Computation of Interest and Fees; Retroactive Adjustments of Applicable Rate | 43 | |||
2.11 Evidence of Debt | 44 | |||
2.12 Payments Generally; the Administrative Agent’s Clawback | 44 | |||
2.13 Sharing of Payments | 46 | |||
2.14 Accordion Advances (Increases and Replacements of the Aggregate Commitments and New Term Loans) | 47 | |||
2.15 Joint and Several Liability of the Borrowers | 50 | |||
2.16 Designation of Parent as the Agent for the Borrowers | 53 | |||
2.17 Cash Collateral | 54 | |||
2.18 Defaulting Lenders | 55 | |||
ARTICLE III. TAXES, YIELD PROTECTION AND ILLEGALITY | 56 | |||
3.01 Taxes | 56 | |||
3.02 Illegality | 60 | |||
3.03 Inability to Determine Rates | 61 | |||
3.04 Increased Costs; Reserves on LIBOR Rate Loans | 61 | |||
3.05 Compensation for Losses | 63 | |||
3.06 Mitigation Obligations; Replacement of Lenders | 64 | |||
3.07 Survival | 64 | |||
ARTICLE IV. CONDITIONS PRECEDENT TO CREDIT EXTENSIONS | 64 | |||
4.01 Conditions of Initial Credit Extension and Amendment and Restatement | 64 | |||
4.02 Conditions to all Credit Extensions | 67 | |||
ARTICLE V. REPRESENTATIONS AND WARRANTIES | 68 | |||
5.01 Corporate Authority | 68 | |||
5.02 Governmental Approvals | 68 |
i
5.03 Title to Properties; Leases | 68 | |||
5.04 Financial Statements; Solvency | 69 | |||
5.05 No Material Changes, Etc. | 69 | |||
5.06 Permits, Franchises, Patents, Copyrights, Etc. | 69 | |||
5.07 Litigation | 69 | |||
5.08 No Materially Adverse Contracts, Etc. | 69 | |||
5.09 Compliance with Other Instruments, Laws, Etc. | 69 | |||
5.10 Tax Status | 70 | |||
5.11 No Event of Default | 70 | |||
5.12 Holding Company and Investment Company Acts | 70 | |||
5.13 Absence of Financing Statements, Etc. | 70 | |||
5.14 ERISA Compliance | 70 | |||
5.15 Use of Proceeds | 71 | |||
5.16 Environmental Compliance | 72 | |||
5.17 Transactions with Affiliates | 73 | |||
5.18 Subsidiaries | 73 | |||
5.19 True Copies of Charter and Other Documents | 74 | |||
5.20 Disclosure | 74 | |||
5.21 Capitalization | 74 | |||
5.22 Permits and Licenses | 74 | |||
5.23 Excluded Subsidiaries | 74 | |||
ARTICLE VI. AFFIRMATIVE COVENANTS | 75 | |||
6.01 Punctual Payment | 75 | |||
6.02 Maintenance of Offices | 75 | |||
6.03 Records and Accounts | 75 | |||
6.04 Financial Statements, Certificates and Information | 75 | |||
6.05 Legal Existence and Conduct of Business | 77 | |||
6.06 Maintenance of Properties | 77 | |||
6.07 Insurance | 78 | |||
6.08 Taxes | 78 | |||
6.09 Inspection of Properties, Books, and Contracts | 78 | |||
6.10 Compliance with Laws, Contracts, Licenses and Permits; Maintenance of Material Licenses and Permits | 78 | |||
6.11 Environmental Indemnification | 79 | |||
6.12 Further Assurances | 79 | |||
6.13 Notice of Potential Claims or Litigation | 79 | |||
6.14 Notice of Certain Events Concerning Insurance and Environmental Claims | 79 | |||
6.15 Notice of Default | 80 | |||
6.16 New Subsidiaries | 80 | |||
6.17 Reserved | 81 | |||
6.18 Additional Notices | 81 | |||
6.19 Designation of Excluded Subsidiaries | 81 | |||
ARTICLE VII. NEGATIVE COVENANTS | 82 | |||
7.01 Restrictions on Indebtedness | 82 | |||
7.02 Restrictions on Liens | 83 |
ii
7.03 Restrictions on Investments | 85 | |||
7.04 Merger, Consolidation and Disposition of Assets | 85 | |||
7.05 Sale and Leaseback | 86 | |||
7.06 Restricted Payments and Redemptions | 86 | |||
7.07 Employee Benefit Plans | 87 | |||
7.08 Burdensome Agreements | 88 | |||
7.09 Business Activities | 88 | |||
7.10 Transactions with Affiliates | 88 | |||
7.11 Prepayments of Indebtedness | 88 | |||
7.12 Accounting Changes | 88 | |||
7.13 Use of Proceeds | 89 | |||
7.14 Financial Covenants | 89 | |||
7.15 Restrictions on Excluded Subsidiaries | 89 | |||
ARTICLE VIII. EVENTS OF DEFAULT AND REMEDIES | 90 | |||
8.01 Events of Default | 90 | |||
8.02 Remedies Upon Event of Default | 92 | |||
8.03 Application of Funds | 92 | |||
ARTICLE IX. ADMINISTRATIVE AGENT | 93 | |||
9.01 Appointment and Authorization of the Administrative Agent | 93 | |||
9.02 Rights as a Lender | 93 | |||
9.03 Exculpatory Provisions | 94 | |||
9.04 Reliance by the Administrative Agent | 95 | |||
9.05 Delegation of Duties | 95 | |||
9.06 Resignation of the Administrative Agent | 95 | |||
9.07 Non-Reliance on the Administrative Agent and Other the Lenders | 96 | |||
9.08 No Other Duties, Etc. | 96 | |||
9.09 The Administrative Agent May File Proofs of Claim | 96 | |||
9.10 Release of Borrowers | 97 | |||
ARTICLE X. MISCELLANEOUS | 97 | |||
10.01 Amendments, Etc. | 97 | |||
10.02 Notices; Effectiveness; Electronic Communications | 99 | |||
10.03 No Waiver; Cumulative Remedies; Enforcement | 102 | |||
10.04 Expenses; Indemnity; Damage Waiver | 102 | |||
10.05 Payments Set Aside | 104 | |||
10.06 Successors and Assigns | 105 | |||
10.07 Treatment of Certain Information; Confidentiality | 110 | |||
10.08 Right of Setoff | 111 | |||
10.09 Interest Rate Limitation | 111 | |||
10.10 Counterparts; Effectiveness | 112 | |||
10.11 Survival of Representations and Warranties | 112 | |||
10.12 Severability | 112 | |||
10.13 Replacement of Lenders | 112 | |||
10.14 Governing Law; Jurisdiction; Etc. | 113 | |||
10.15 Waiver of Right to Trial by Jury | 114 |
iii
10.16 USA PATRIOT Act Notice | 114 | |||
10.17 No Advisory or Fiduciary Responsibility | 115 | |||
10.18 ENTIRE AGREEMENT | 115 | |||
10.19 Existing Credit Agreement Amended and Restated | 116 |
iv
1 | List of Subsidiaries of the Parent | |
1.01A | Existing Letters of Credit | |
1.01B | Covenanted Senior Debt | |
2.01 | Commitments and Applicable Percentages | |
5.07 | Litigation | |
5.14 | Pension Plans | |
5.16 | Environmental Matters | |
5.17 | Related Party Transactions | |
6.07 | Permitted Self-Insurance | |
7.01 | Existing Indebtedness | |
7.02 | Existing Liens | |
10.02 | Administrative Agent’s Office, Certain Addresses for Notices |
A-1 | Form of Committed Loan Notice | |
A-2 | Form of Swing Line Loan Notice | |
B-1 | Form of Revolving Credit Note | |
B-2 | Form of Swing Line Note | |
C-1 | Form of Compliance Certificate | |
C-2 | Form of Environmental Compliance Certificate | |
D-1 | Form of Assignment and Assumption | |
D-2 | Form of Administrative Questionnaire | |
E | Form of Instrument of Accession |
v
1
LIBOR Rate | Base Rate | Commitment | ||||||||||||||
Level | Leverage Ratio | Loans & L/C Fees | Loans | Fee | ||||||||||||
I | ³ 3.25:1.00 | 2.000 | % | 1.000 | % | 0.350 | % | |||||||||
II | ³ 2.75:1.00 and <3.25:1.00 | 1.650 | % | 0.650 | % | 0.300 | % | |||||||||
III | ³ 2.25:1.00 and <2.75:1.00 | 1.400 | % | 0.400 | % | 0.250 | % | |||||||||
IV | ³ 1.75:1.00 and <2.25:1.00 | 1.275 | % | 0.275 | % | 0.225 | % | |||||||||
V | < 1.75:1.00 | 1.150 | % | 0.150 | % | 0.200 | % |
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10-K with respect to each fiscal year (and in any event within one hundred (100) days after the end of such fiscal year), the consolidated balance sheets of the Consolidated Group as at the end of such year, and the related consolidated statements of income and cash flows of the Consolidated Group, each setting forth in comparative form the figures for the previous fiscal year, all such financial statements to be in reasonable detail, prepared in accordance with GAAP and audited and accompanied by a report and opinion of the Accountants, which report and opinion shall state that such financial statements present fairly the financial position of the Consolidated Group and shall not be subject to any qualification as to going concern or the scope of the audit;
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ADVANCED SYSTEMS PORTABLE RESTROOMS, INC.
AMERICAN DISPOSAL COMPANY, INC.
AMERICAN SANITARY SERVICE, INC.
ANDERSON COUNTY LANDFILL, INC.
BITUMINOUS RESOURCES, INC.
BRENT RUN LANDFILL, INC.
BROADACRE LANDFILL, INC.
BUTLER COUNTY LANDFILL, INC.
CAMINO REAL ENVIRONMENTAL CENTER, INC.
CAPITAL REGION LANDFILLS, INC.
CHAMBERS DEVELOPMENT OF NORTH CAROLINA, INC.
CHIQUITA CANYON, INC.
COLD CANYON LAND FILL, INC.
COMMUNITY REFUSE DISPOSAL INC.
CONTRACTORS WASTE SERVICES, INC.
CORRAL DE PIEDRA LAND COMPANY
COUNTY WASTE AND RECYCLING SERVICE, INC.
COUNTY WASTE TRANSFER CORP.
CURRY TRANSFER & RECYCLING, INC.
D. M. DISPOSAL CO., INC.
DENVER REGIONAL LANDFILL, INC.
ELKO SANITATION COMPANY
EMPIRE DISPOSAL, INC.
ENVIRONMENTAL TRUST COMPANY
EVERGREEN DISPOSAL, INC.
FINNEY COUNTY LANDFILL, INC.
FRONT RANGE LANDFILL, INC.
G & P DEVELOPMENT, INC.
HAROLD LEMAY ENTERPRISES, INCORPORATED
HIGH DESERT SOLID WASTE FACILITY, INC.
HUDSON VALLEY WASTE HOLDING, INC.
ISLAND DISPOSAL, INC.
By: | /s/ Worthing F. Jackman | |||||
Name: | Worthing F. Jackman | |||||
Title: | Chief Financial Officer |
S-1
LAKESHORE DISPOSAL, INC.
LEALCO, INC.
LFC, INC.
MADERA DISPOSAL SYSTEMS, INC.
MAMMOTH DISPOSAL COMPANY
MANAGEMENT ENVIRONMENTAL NATIONAL, INC.
MASON COUNTY GARBAGE CO., INC.
MDSI OF LA, INC.
MILLENNIUM WASTE INCORPORATED
MISSION COUNTRY DISPOSAL
MORRO BAY GARBAGE SERVICE
MURREY’S DISPOSAL COMPANY, INC.
NEBRASKA ECOLOGY SYSTEMS, INC.
NOBLES COUNTY LANDFILL, INC.
NORTHERN PLAINS DISPOSAL, INC.
NORTHWEST CONTAINER SERVICES, INC.
OKLAHOMA CITY WASTE DISPOSAL, INC.
OKLAHOMA LANDFILL HOLDINGS, INC.
OSAGE LANDFILL, INC.
POTRERO HILLS LANDFILL, INC.
PSI ENVIRONMENTAL SERVICES, INC.
PSI ENVIRONMENTAL SYSTEMS, INC.
PUEBLO SANITATION, INC.
R.A. BROWNRIGG INVESTMENTS, INC.
R.J.C. TRUCKING CO.
RED CARPET LANDFILL, INC.
RH FINANCIAL CORPORATION
RKS HOLDING, CORP.
RURAL WASTE MANAGEMENT, INC.
SAN LUIS GARBAGE COMPANY
SANIPAC, INC.
SCOTT SOLID WASTE DISPOSAL COMPANY
SEABREEZE RECOVERY, INC.
SEDALIA LAND COMPANY
SOUTH COUNTY SANITARY SERVICE, INC.
SOUTHERN PLAINS DISPOSAL, INC.
STUTZMAN REFUSE DISPOSAL INC.
TACOMA RECYCLING COMPANY, INC.
TENNESSEE WASTE MOVERS, INC.
WASCO COUNTY LANDFILL, INC.
By: | /s/ Worthing F. Jackman | |||||
Name: | Worthing F. Jackman | |||||
Title: | Chief Financial Officer |
S-2
WASTE CONNECTIONS OF ALABAMA, INC.
WASTE CONNECTIONS OF ARIZONA, INC.
WASTE CONNECTIONS OF ARKANSAS, INC.
WASTE CONNECTIONS OF CALIFORNIA, INC.
WASTE CONNECTIONS OF COLORADO, INC.
WASTE CONNECTIONS OF GEORGIA, INC.
WASTE CONNECTIONS OF IDAHO, INC.
WASTE CONNECTIONS OF ILLINOIS, INC.
WASTE CONNECTIONS OF IOWA, INC.
WASTE CONNECTIONS OF KANSAS, INC.
WASTE CONNECTIONS OF KENTUCKY, INC.
WASTE CONNECTIONS OF LOUISIANA, INC.
WASTE CONNECTIONS OF MINNESOTA, INC.
WASTE CONNECTIONS OF MISSISSIPPI, INC.
WASTE CONNECTIONS OF MONTANA, INC.
WASTE CONNECTIONS OF NEBRASKA, INC.
WASTE CONNECTIONS OF NEW MEXICO, INC.
WASTE CONNECTIONS OF NORTH CAROLINA, INC.
WASTE CONNECTIONS OF OKLAHOMA, INC.
WASTE CONNECTIONS OF OREGON, INC.
WASTE CONNECTIONS OF SOUTH CAROLINA, INC.
WASTE CONNECTIONS OF SOUTH DAKOTA, INC.
WASTE CONNECTIONS OF TENNESSEE, INC.
WASTE CONNECTIONS OF THE CENTRAL VALLEY, INC.
WASTE CONNECTIONS OF UTAH, INC.
WASTE CONNECTIONS OF WASHINGTON, INC.
WASTE CONNECTIONS OF WYOMING, INC.
WASTE CONNECTIONS TRANSPORTATION COMPANY, INC.
WASTE SERVICES OF N.E. MISSISSIPPI, INC.
WCI-WHITE OAKS LANDFILL, INC.
WEST BANK ENVIRONMENTAL SERVICES, INC.
WEST COAST RECYCLING AND TRANSFER, INC.
WYOMING ENVIRONMENTAL SERVICES, INC.
WYOMING ENVIRONMENTAL SYSTEMS, INC.
YAKIMA WASTE SYSTEMS, INC.
By: | /s/ Worthing F. Jackman | |||||
Name: | Worthing F. Jackman | |||||
Title: | Chief Financial Officer |
S-3
BORROWERS: | ||||||||
CARPENTER WASTE HOLDINGS, LLC | ||||||||
COUNTY WASTE — ULSTER, LLC | ||||||||
FORT ANN TRANSFER STATION, LLC | ||||||||
SIERRA HOLDING GROUP, LLC | ||||||||
STERLING AVENUE PROPERTIES, LLC | ||||||||
By: | COUNTY WASTE AND RECYCLING SERVICE, INC., its sole member and manager | |||||||
By: | /s/ Worthing F. Jackman | |||||||
Name: | Worthing F. Jackman | |||||||
Title: | Chief Financial Officer | |||||||
CLIFTON ORGANICS, LLC SIERRA PROCESSING, LLC | ||||||||
By: | SIERRA HOLDING GROUP, LLC, its manager | |||||||
By: | COUNTY WASTE AND RECYCLING SERVICE, INC., its sole member and manager | |||||||
By: | /s/ Worthing F. Jackman | |||||||
Name: | Worthing F. Jackman | |||||||
Title: | Chief Financial Officer | |||||||
WASTE CONNECTIONS OF TEXAS, LLC | ||||||||
By: | WASTE CONNECTIONS MANAGEMENT SERVICES, INC., its sole manager | |||||||
By: | /s/ Worthing F. Jackman | |||||||
Name: | Worthing F. Jackman | |||||||
Title: | Chief Financial Officer |
S-4
BORROWERS: | ||||||||
EL PASO DISPOSAL, LP | ||||||||
By: | WASTE CONNECTIONS OF TEXAS, LLC, its sole general partner | |||||||
By: | WASTE CONNECTIONS MANAGEMENT SERVICES, INC., its sole manager | |||||||
By: | /s/ Worthing F. Jackman | |||||||
Name: | Worthing F. Jackman | |||||||
Title: | Chief Financial Officer | |||||||
DELTA CONTRACTS, LLC | ||||||||
LACASSINE HOLDINGS, L.L.C | ||||||||
By: | WASTE CONNECTIONS OF LOUISIANA, INC., its sole member and manager | |||||||
By: | /s/ Worthing F. Jackman | |||||||
Name: | Worthing F. Jackman | |||||||
Title: | Chief Financial Officer | |||||||
MBO, LLC | ||||||||
By: | LACASSINE HOLDINGS, L.L.C., its sole member and manager | |||||||
By: | WASTE CONNECTIONS OF LOUISIANA, INC., its sole member and manager | |||||||
By: | /s/ Worthing F. Jackman | |||||||
Name: | Worthing F. Jackman | |||||||
Title: | Chief Financial Officer |
S-5
BORROWERS: | ||||||
ANDERSON REGIONAL LANDFILL, LLC | ||||||
By: | ANDERSON COUNTY LANDFILL, INC., its sole member and manager | |||||
By: | /s/ Worthing F. Jackman | |||||
Name: | Worthing F. Jackman | |||||
Title: | Chief Financial Officer | |||||
DIVERSIFIED BUILDINGS, L.L.C. | ||||||
By: | WASTE CONNECTIONS OF KANSAS, INC., its sole member and manager | |||||
By: | /s/ Worthing F. Jackman | |||||
Name: | Worthing F. Jackman | |||||
Title: | Chief Financial Officer | |||||
WASTE REDUCTION SERVICES, L.L.C. | ||||||
By: | WASTE CONNECTIONS OF OREGON, INC., its sole member and manager | |||||
By: | /s/ Worthing F. Jackman | |||||
Name: | Worthing F. Jackman | |||||
Title: | Chief Financial Officer | |||||
CHIQUITA CANYON, LLC | ||||||
By: | CHIQUITA CANYON, INC., its sole member and manager | |||||
By: | /s/ Worthing F. Jackman | |||||
Name: | Worthing F. Jackman | |||||
Title: | Chief Financial Officer |
S-6
BORROWERS: | ||||||
COLUMBIA RESOURCE CO., L.P. | ||||||
FINLEY-BUTTES LIMITED PARTNERSHIP | ||||||
By: | MANAGEMENT ENVIRONMENTAL NATIONAL, INC., its sole general partner | |||||
By: | /s/ Worthing F. Jackman | |||||
Name: | Worthing F. Jackman | |||||
Title: | Chief Financial Officer | |||||
HORIZON PROPERTY MANAGEMENT, LLC | ||||||
PIERCE COUNTY RECYCLING, COMPOSTING AND DISPOSAL, LLC | ||||||
RAILROAD AVENUE DISPOSAL, LLC | ||||||
SCOTT WASTE SERVICES, LLC | ||||||
SILVER SPRINGS ORGANICS L.L.C. | ||||||
THE TRASH COMPANY, LLC | ||||||
VOORHEES SANITATION, L.L.C. | ||||||
WASTE SOLUTIONS GROUP OF SAN BENITO, LLC | ||||||
By: | WASTE CONNECTIONS, INC., its manager | |||||
By: | /s/ Worthing F. Jackman | |||||
Name: | Worthing F. Jackman | |||||
Title: | Chief Financial Officer | |||||
LAUREL RIDGE LANDFILL, L.L.C. | ||||||
WASTE CONNECTIONS OF MISSISSIPPI DISPOSAL SERVICES, LLC | ||||||
By: | WASTE CONNECTIONS, INC., its managing member | |||||
By: | /s/ Worthing F. Jackman | |||||
Name: | Worthing F. Jackman | |||||
Title: | Chief Financial Officer | |||||
WASTE CONNECTIONS OF LEFLORE, LLC | ||||||
By: | WASTE CONNECTIONS, INC., its member | |||||
By: | /s/ Worthing F. Jackman | |||||
Name: | Worthing F. Jackman | |||||
Title: | Chief Financial Officer |
S-7
BANK OF AMERICA, N.A., as Administrative Agent | ||||
By: | /s/ Maria F. Maia | |||
Name: | Maria F. Maia | |||
Title: | Managing Director | |||
BANK OF AMERICA, N.A.,as a Revolving Lender, L/C Issuer and Swing Line Lender | ||||
By: | /s/ Maria F. Maia | |||
Name: | Maria F. Maia | |||
Title: | Managing Director | |||
JPMORGAN CHASE BANK, N.A.,as a Lender | ||||
By: | /s/ Keith Winzenried | |||
Name: | Keith Winzenried | |||
Title: | Credit Executive | |||
WELLS FARGO BANK, N.A., as a Lender | ||||
By: | /s/ Hamid Hussain | |||
Name: Hamid Hussain | ||||
Title: | Senior Vice President | |||
U.S. BANK NATIONAL ASSOCIATION, as a Lender | ||||
By: | /s/ Kathryn M. McAndrew | |||
Name: | Kathryn M. McAndrew | |||
Title: | Vice President | |||
UNION BANK, as a Lender | ||||
By: | /s/ Sandra Cortes | |||
Name: | Sandra Cortes | |||
Title: | Vice President | |||
DEUTSCHE BANK AG, NEW YORK BRANCH, as a Lender | ||||
By: | /s/ Edward D. Herko | |||
Name: | Edward D. Herko | |||
Title: | Director | |||
By: | /s/ Ross Levitsky | |||
Name: | Ross Levitsky | |||
Title: | Managing Director | |||
KEYBANK NATIONAL ASSOCIATION, as a Lender | ||||
By: | /s/ Frank J. Jancar | |||
Name: | Frank J. Jancar | |||
Title: | Vice President | |||
COMPASS BANK, as a Lender | ||||
By: | /s/ Scott Brewer | |||
Name: | Scott Brewer | |||
Title: | Managing Director | |||
BRANCH BANKING AND TRUST COMPANY,as a Lender | ||||
By: | /s/ Mark B. Grover | |||
Name: | Mark B. Grover | |||
Title: | Senior Vice President | |||
PNC Bank, National Association, as a Revolving Lender | ||||
By: | /s/ Philip K. Liebscher | |||
Name: | Philip K. Liebscher | |||
Title: | Senior Vice President | |||
SUMITOMO MITSUI BANKING CORPORATION,as a Lender | ||||
By: | /s/ David W. Kee | |||
Name: | David W. Kee | |||
Title: | Joint General Manager | |||
COBANK, ACB, as a Lender | ||||
By: | /s/ David Dornbirer | |||
Name: | David Dornbirer | |||
Title: | VP | |||
BANK OF THE WEST, as a Lender | ||||
By: | /s/ Edward Unwin | |||
Name: | Edward Unwin | |||
Title: | Vice President | |||
Jurisdiction of | ||
Name of Subsidiary | Organization | |
ADVANCED SYSTEMS PORTABLE RESTROOMS, INC. | Oregon | |
AMERICAN DISPOSAL COMPANY, INC. | Washington | |
AMERICAN SANITARY SERVICE, INC. | Oregon | |
ANDERSON COUNTY LANDFILL, INC. | Delaware | |
ANDERSON REGIONAL LANDFILL, LLC | Delaware | |
BITUMINOUS RESOURCES, INC. | Kentucky | |
BRENT RUN LANDFILL, INC. | Delaware | |
BROADACRE LANDFILL, INC. | Colorado | |
BUTLER COUNTY LANDFILL, INC. | Nebraska | |
CAMINO REAL ENVIRONMENTAL CENTER, INC. | New Mexico | |
CAPITAL REGION LANDFILLS, INC. | New York | |
CARPENTER WASTE HOLDINGS, LLC | New York | |
CHAMBERS DEVELOPMENT OF NORTH CAROLINA, INC. | North Carolina | |
CHIQUITA CANYON, INC. | Delaware | |
CHIQUITA CANYON, LLC | Delaware | |
CLIFTON ORGANICS, LLC | New York | |
COLD CANYON LAND FILL, INC. | California | |
COLUMBIA RESOURCE CO., L.P. | Washington | |
COMMUNITY REFUSE DISPOSAL INC. | Nebraska | |
CONTRACTORS WASTE SERVICES, INC. | Kentucky | |
CORRAL DE PIEDRA LAND COMPANY | California | |
COUNTY WASTE — ULSTER, LLC | New York | |
COUNTY WASTE AND RECYCLING SERVICE, INC. | New York | |
COUNTY WASTE TRANSFER CORP. | New York | |
CURRY TRANSFER & RECYCLING, INC. | Oregon | |
D. M. DISPOSAL CO., INC. | Washington | |
DELTA CONTRACTS, LLC | Delaware | |
DENVER REGIONAL LANDFILL, INC. | Colorado | |
DIVERSIFIED BUILDINGS, L.L.C. | Kansas | |
EL PASO DISPOSAL, LP | Texas | |
ELKO SANITATION COMPANY | Nevada |
Jurisdiction of | ||
Name of Subsidiary | Organization | |
EMPIRE DISPOSAL, INC. | Washington | |
ENVIRONMENTAL TRUST COMPANY | Tennessee | |
EVERGREEN DISPOSAL, INC. | Montana | |
FINLEY-BUTTES LIMITED PARTNERSHIP | Oregon | |
FINNEY COUNTY LANDFILL, INC. | Delaware | |
FORT ANN TRANSFER STATION, LLC | New York | |
FRONT RANGE LANDFILL, INC. | Delaware | |
G & P DEVELOPMENT, INC. | Nebraska | |
HAROLD LEMAY ENTERPRISES, INCORPORATED | Washington | |
HIGH DESERT SOLID WASTE FACILITY, INC. | New Mexico | |
HORIZON PROPERTY MANAGEMENT, LLC | Colorado | |
HUDSON VALLEY WASTE HOLDING, INC. | Delaware | |
ISLAND DISPOSAL, INC. | Washington | |
J BAR J LAND, INC. | Nebraska | |
LACASSINE HOLDINGS, L.L.C. | Louisiana | |
LAKESHORE DISPOSAL, INC. | Idaho | |
LAUREL RIDGE LANDFILL, L.L.C. | Delaware | |
LEALCO, INC. | Texas | |
LFC, INC. | Delaware | |
MADERA DISPOSAL SYSTEMS, INC. | California | |
MAMMOTH DISPOSAL COMPANY | California | |
MANAGEMENT ENVIRONMENTAL NATIONAL, INC. | Washington | |
MASON COUNTY GARBAGE CO., INC. | Washington | |
MBO, LLC | Delaware | |
MDSI OF LA, INC. | California | |
MILLENNIUM WASTE INCORPORATED | Indiana | |
MISSION COUNTRY DISPOSAL | California | |
MORRO BAY GARBAGE SERVICE | California | |
MURREY’S DISPOSAL COMPANY, INC. | Washington | |
NEBRASKA ECOLOGY SYSTEMS, INC. | Nebraska | |
NOBLES COUNTY LANDFILL, INC. | Minnesota | |
NORTHERN PLAINS DISPOSAL, INC. | Delaware | |
NORTHWEST CONTAINER SERVICES, INC. | Oregon | |
OKLAHOMA CITY WASTE DISPOSAL, INC. | Oklahoma | |
OKLAHOMA LANDFILL HOLDINGS, INC. | Delaware | |
OSAGE LANDFILL, INC. | Oklahoma |
Jurisdiction of | ||
Name of Subsidiary | Organization | |
PIERCE COUNTY RECYCLING, COMPOSTING AND DISPOSAL, LLC | Washington | |
POTRERO HILLS LANDFILL, INC. | California | |
PSI ENVIRONMENTAL SERVICES, INC. | Indiana | |
PSI ENVIRONMENTAL SYSTEMS, INC. | Indiana | |
PUEBLO SANITATION, INC. | Colorado | |
R.A. BROWNRIGG INVESTMENTS, INC. | Oregon | |
R.J.C. TRUCKING CO. | Oregon | |
RAILROAD AVENUE DISPOSAL, LLC | Delaware | |
RED CARPET LANDFILL, INC. | Oklahoma | |
RH FINANCIAL CORPORATION | Washington | |
RKS HOLDING, CORP. | New York | |
RURAL WASTE MANAGEMENT, INC. | Oklahoma | |
SAN LUIS GARBAGE COMPANY | California | |
SANIPAC, INC. | Oregon | |
SCOTT SOLID WASTE DISPOSAL COMPANY | Tennessee | |
SCOTT WASTE SERVICES, LLC | Kentucky | |
SEABREEZE RECOVERY, INC. | Delaware | |
SEDALIA LAND COMPANY | Colorado | |
SIERRA HOLDING GROUP, LLC | New York | |
SIERRA PROCESSING, LLC | New York | |
SILVER SPRINGS ORGANICS L.L.C. | Washington | |
SOUTH COUNTY SANITARY SERVICE, INC. | California | |
SOUTHERN PLAINS DISPOSAL, INC. | Delaware | |
STERLING AVENUE PROPERTIES, LLC | New York | |
STUTZMAN REFUSE DISPOSAL INC. | Kansas | |
TACOMA RECYCLING COMPANY, INC. | Washington | |
TENNESSEE WASTE MOVERS, INC. | Delaware | |
THE TRASH COMPANY, LLC | Colorado | |
VOORHEES SANITATION, L.L.C. | Idaho | |
WASCO COUNTY LANDFILL, INC. | Delaware | |
WASTE CONNECTIONS MANAGEMENT SERVICES, INC. | Delaware | |
WASTE CONNECTIONS OF ALABAMA, INC. | Delaware | |
WASTE CONNECTIONS OF ARIZONA, INC. | Delaware | |
WASTE CONNECTIONS OF ARKANSAS, INC. | Delaware |
Jurisdiction of | ||
Name of Subsidiary | Organization | |
WASTE CONNECTIONS OF CALIFORNIA, INC. | California | |
WASTE CONNECTIONS OF COLORADO, INC. | Delaware | |
WASTE CONNECTIONS OF GEORGIA, INC. | Delaware | |
WASTE CONNECTIONS OF IDAHO, INC. | Indiana | |
WASTE CONNECTIONS OF ILLINOIS, INC. | Delaware | |
WASTE CONNECTIONS OF IOWA, INC. | Iowa | |
WASTE CONNECTIONS OF KANSAS, INC. | Delaware | |
WASTE CONNECTIONS OF KENTUCKY, INC. | Delaware | |
WASTE CONNECTIONS OF LEFLORE, LLC | Mississippi | |
WASTE CONNECTIONS OF LOUISIANA, INC. | Delaware | |
WASTE CONNECTIONS OF MINNESOTA, INC. | Minnesota | |
WASTE CONNECTIONS OF MISSISSIPPI DISPOSAL SERVICES, LLC | Mississippi | |
WASTE CONNECTIONS OF MISSISSIPPI, INC. | Delaware | |
WASTE CONNECTIONS OF MONTANA, INC. | Delaware | |
WASTE CONNECTIONS OF NEBRASKA, INC. | Delaware | |
WASTE CONNECTIONS OF NEW MEXICO, INC. | Delaware | |
WASTE CONNECTIONS OF NORTH CAROLINA, INC. | Delaware | |
WASTE CONNECTIONS OF OKLAHOMA, INC. | Oklahoma | |
WASTE CONNECTIONS OF OREGON, INC. | Oregon | |
WASTE CONNECTIONS OF SOUTH CAROLINA, INC. | Delaware | |
WASTE CONNECTIONS OF SOUTH DAKOTA, INC. | South Dakota | |
WASTE CONNECTIONS OF TENNESSEE, INC. | Delaware | |
WASTE CONNECTIONS OF TEXAS, LLC | Delaware | |
WASTE CONNECTIONS OF THE CENTRAL VALLEY, INC. | California | |
WASTE CONNECTIONS OF UTAH, INC. | Delaware | |
WASTE CONNECTIONS OF WASHINGTON, INC. | Washington | |
WASTE CONNECTIONS OF WYOMING, INC. | Delaware | |
WASTE CONNECTIONS TRANSPORTATION COMPANY, INC. | Oregon | |
WASTE REDUCTION SERVICES, L.L.C. | Oregon | |
WASTE SERVICES OF N.E. MISSISSIPPI, INC. | Mississippi | |
WASTE SOLUTIONS GROUP OF SAN BENITO, LLC | Delaware | |
WCI-WHITE OAKS LANDFILL, INC. | Delaware | |
WEST BANK ENVIRONMENTAL SERVICES, INC. | Indiana | |
WEST COAST RECYCLING AND TRANSFER, INC. | Oregon | |
WYOMING ENVIRONMENTAL SERVICES, INC. | Indiana |
Jurisdiction of | ||
Name of Subsidiary | Organization | |
WYOMING ENVIRONMENTAL SYSTEMS, INC. | Indiana | |
YAKIMA WASTE SYSTEMS, INC. | Washington |
Jurisdiction of | ||
Name of Excluded Subsidiary | Organization | |
ECOSORT, L.L.C. | Oregon | |
RUSSELL SWEEPERS, LLC | New York | |
WEST VALLEY COLLECTION & RECYCLING, LLC | New York |
Type | LC # | Issue Date | Exp Date | Applicant Name | Beneficiary Name | US $ Amount | ||||||||
SBYFIN | 1415387 | 4/1/2005 | 8/1/2011 | WASTE CONNECTIONS IN | UNITED STATES FIDELI | $ | 1,800,000.00 | |||||||
SBYFIN | 1438655 | 4/1/2005 | 11/11/2011 | WASTE CONNECTIONS OF | BNY WESTERN TRUST CO | $ | 375,473.97 | |||||||
SBYFIN | 1439866 | 4/1/2005 | 11/30/2011 | WASTE CONNECTIONS OF | BNY WESTERN TRUST CO | $ | 348,171.72 | |||||||
SBYFIN | 1439867 | 4/1/2005 | 11/30/2011 | WASTE CONNECTIONS OF | BNY WESTERN TRUST CO | $ | 3,551,609.13 | |||||||
SBYFIN | 3074216 | 4/1/2005 | 8/1/2011 | HAROLD LEMAY ENTERPR | THE CITY OF CENTRALI | $ | 100,000.00 | |||||||
SBYFIN | 50061847 | 4/1/2005 | 6/16/2012 | MADERA DISPOSAL SYST | BNY WESTERN TRUST CO | $ | 1,828,998.00 | |||||||
SBYFIN | 68005718 | 4/6/2005 | 3/7/2012 | 999 HAROLD LEMAY ENT | U.S. BANK NATIONAL A | $ | 2,151,364.38 | |||||||
SBYFIN | 68005720 | 4/6/2005 | 3/7/2012 | 999 HAROLD LEMAY ENT | U.S. BANK NATIONAL A | $ | 16,126,397.26 | |||||||
SBYFIN | 68016802 | 1/16/2007 | 12/31/2011 | MAMMOTH DISPOSAL COM | COUNTY OF MONO | $ | 10,000.00 | |||||||
SBYFIN | 68019616 | 7/12/2007 | 7/12/2011 | WASTE CONNECTIONS IN | THE BANK OF NEW YORK | $ | 15,678,356.16 | |||||||
SBYPER | 68026728 | 4/10/2009 | 4/8/2012 | CHIQUITA CANYON INC. | COUNTY OF LOS ANGELE | $ | 1,000,000.00 | |||||||
SBYPER | 68026729 | 4/10/2009 | 4/9/2012 | CHIQUITA CANYON INC. | COUNTY OF LOS ANGELE | $ | 1,000,000.00 | |||||||
SBYFIN | 68026730 | 4/10/2009 | 4/10/2012 | CHIQUITA CANYON INC. | COUNTY OF LA DEPT OF | $ | 10,000.00 | |||||||
SBYFIN | 68026732 | 5/6/2009 | 5/6/2012 | WASTE CONNECTIONS IN | ACE AMERICAN INSURAN | $ | 38,678,000.00 | |||||||
SBYPER | 68026733 | 11/20/2009 | 12/1/2011 | WASTE CONNECTIONS OF | THE CITY OF DERBY (“ | $ | 1,470,763.80 | |||||||
SBYPER | 68026735 | 2/19/2010 | 2/15/2012 | SEDELIA LAND COMPANY | THE BOARD OF COUNTY | $ | 44,750.00 | |||||||
SBYFIN | 68026736 | 10/29/2010 | 11/1/2011 | WASTE CONNECTIONS OF | CITY OF HUTCHINSON, | $ | 100,000.00 | |||||||
SBYPER | 68036578 | 2/24/2011 | 2/23/2012 | WASTE CONNECTIONS OF | KANSAS DEPARTMENT OF | $ | 1,000.00 | |||||||
Total | $ | 84,274,884.42 |
1. | $175,000,000 of 6.22% Senior Notes due 2015 | ||
2. | $175,000,000 of 5.25% Senior Notes due 2019 | ||
3. | $100,000,000 of 3.30% Senior Notes due 2016, $50,000,000 of 4.00% Senior Notes due 2018, and $100,000,000 of 4.64% Senior Notes due 2021 |
Lender | Revolving Commitment | Revolving Percentage | ||||||
Bank of America, N.A. | $ | 180,000,000 | 15.000000000 | % | ||||
JPMorgan Chase Bank, N.A. | $ | 180,000,000 | 15.000000000 | % | ||||
Wells Fargo Bank, National Association | $ | 180,000,000 | 15.000000000 | % | ||||
U.S. Bank National Association | $ | 125,000,000 | 10.416666667 | % | ||||
Union Bank, N.A. | $ | 100,000,000 | 8.333333333 | % | ||||
Deutsche Bank AG New York Branch | $ | 80,000,000 | 6.666666667 | % | ||||
KeyBank National Association | $ | 65,000,000 | 5.416666667 | % | ||||
BBVA Compass | $ | 65,000,000 | 5.416666667 | % | ||||
BB&T Corporation | $ | 50,000,000 | 4.166666667 | % | ||||
PNC Bank, National Association | $ | 50,000,000 | 4.166666667 | % | ||||
Sumitomo Mitsui Banking Corporation | $ | 50,000,000 | 4.166666667 | % | ||||
CoBank, ACB | $ | 50,000,000 | 4.166666667 | % | ||||
Bank of the West | $ | 25,000,000 | 2.083333333 | % | ||||
TOTAL | $ | 1,200,000,000 | 100.000000000 | % |
Automobile Liability Insurance | $ | 2,000,000.00 | ||
Workers’ Compensation and Employer’s Liability Insurance | $ | 1,500,000.00 | ||
General Liability Insurance | $ | 1,000,000.00 | ||
Pollution Legal Liability (PLL) Insurance | $ | 250,000.00 | ||
Employment Practices Liability | $ | 250,000.00 | ||
Employee Group Health Insurance | $ | 250,000.00 | ||
All-Risk Property Insurance | $ | 25,000.00 |
Outstanding | ||||||
Lender | Borrower | Balance | ||||
California Pollution Control Financing Authority | Waste Connections, Inc. | 15,500,000 | ||||
California Pollution Control Financing Authority | Madera Disposal Systems, Inc. | 1,800,000 | ||||
California Pollution Control Financing Authority | Waste Connections of California, Inc. | 3,305,000 | ||||
California Pollution Control Financing Authority | Waste Connections of California, Inc. | 370,000 | ||||
California Pollution Control Financing Authority | Waste Connections, Inc. | 320,000 | ||||
Washington Economic Development Finance Authority | Harold LeMay Enterprises, Incorporated | 15,930,000 | ||||
Washington Economic Development Finance Authority | Harold LeMay Enterprises, Incorporated | 2,120,000 | ||||
Leonard L. Webster & Phyllis M. Webster | Waste Connections, Inc. | 233,645 | ||||
SEI Solid Waste, Inc. | Waste Connections of California, Inc. | 971,350 | ||||
Steven M. and Jan M. Popple | Waste Connections of Nebraska, Inc. | 41,659 | ||||
Michael L. Zupan | Waste Connections of Colorado, Inc. | 507,112 | ||||
John Delva & Marguerite Delva | Sedelia Land Company | 132,059 | ||||
Laura J. Long | LeMay Enterprises, Inc. | 1,005,850 | ||||
Antonio M. Totorica | Lakeshore Disposal, Inc. | 71,753 | ||||
Brenda Totorica | Lakeshore Disposal, Inc. | 71,753 | ||||
Craig and Linda Van Bockern | Waste Connections of South Dakota, Inc. | 261,022 | ||||
Northmarq Capital, Inc. | Waste Connections, Inc. | 1,239,893 | ||||
Statzman Trusts | Waste Connections of Kansas, Inc. | 5,000,000 | ||||
Paul and Brenda Pennington | Waste Connections of Tennessee, Inc. | 957,739 | ||||
Blue Star Holdings, Inc. | Waste Connections, Inc. | 1,132,867 | ||||
Private Placement Senior Note Holders | Waste Connections, Inc. | 175,000,000 | ||||
Private Placement Senior Note Holders | Waste Connections, Inc. | 175,000,000 |
Outstanding | ||||||
Lender | Borrower | Balance | ||||
Private Placement Senior Note Holders | Waste Connections, Inc. | 250,000,000 | ||||
Financial Federal Credit Inc. | Sanipac, Inc. | 197,471 | ||||
651,169,173 | ||||||
1. | Parent’s investment in Evergreen National Indemnity Company ($5,000,000) is posted as security to support surety and performance bonds issued by Evergreen on behalf of the Borrowers. |
2. | Liens Securing Indebtedness Listed on Schedule 7.01 |
COMPANY | SECURED PARTY | COLLATERAL | ||
SEDELIA LAND COMPANY | John Delva & Marguerite Delva | Deed of Trust over Sedelia Landfil | ||
WASTE CONNECTIONS, INC. | Northmarq Capital, Inc. | Land and Improvements | ||
WASTE CONNECTIONS OF TENNESSEE, INC. | Paul and Brenda Pennington | Deed of Trust | ||
LAKESHORE DISPOSAL, INC. | Antonio M. Totorica | All Assets and Vehicles | ||
LAKESHORE DISPOSAL, INC. | Brenda Totorica | All Assets and Vehicles |
3. | Other Liens |
FILE NO./ | ||||||||
COMPANY | JUR. | SECURED PARTY | FILE DATE | COLLATERAL | ||||
COLUMBIA RESOURCE CO., L.P. | WA | Dell Financial Services L.L.C. | 2003-265-9726-4 09/2003 | Specific leased computer equipment |
FILE NO./ | ||||||||
COMPANY | JUR. | SECURED PARTY | FILE DATE | COLLATERAL | ||||
Dell Financial Services, L.L.C. | 2003-276-3578-1 10/03/2003 | Specific leased computer equipment | ||||||
Dell Financial Services, L.L.C. | 2003-280-4224-3 10/07/2003 | Specific leased computer equipment | ||||||
EMPIRE DISPOSAL, INC. | WA | Kenworth Sales Co. Spokane | 2010-228-9183-0 08/16/2010 | Specific equipment and inventory | ||||
FINLEY-BUTTES LIMITED PARTNERSHIP | OR | Les Schwab Tire Centers of Portland, Inc. | 8660664 11/16/2010 | Goods and proceeds purchased from Secured Party by Debtor | ||||
LACASSINE HOLDINGS, L.L.C. | LA | CNH Capital America LLC | 117-1327329 06/06/2008 | Specific Leased Equipment (Kobelc Excavator) | ||||
LAKESHORE DISPOSAL, INC. | ID | Fluid Connector Products, Inc. | 2010-1079717-3 06/07/2010 | Specific Tools Loaned to Debtor | ||||
MURREY’S DISPOSAL COMPANY, INC. | WA | Lakeland Bank Equipment Leasing Division | 2006-229-6520-0 08/15/2006 | Specific Leased Equipment pursuant to a certain Lease Agreement | ||||
Associated Petroleum Products, Inc. | 2008-168-2648-5 06/16/2008 | Rectangular Tank | ||||||
[Benjamin Menczer | 2009-13306772-0 05/13/2009 | All Assets] | ||||||
POTRERO HILLS LANDFILL, INC. | CA | United Rentals Northwest, Inc. | 08-7142219569 01/03/2008 | Towable Light Tower |
FILE NO./ | ||||||||
COMPANY | JUR. | SECURED PARTY | FILE DATE | COLLATERAL | ||||
United Rentals Northwest, Inc. | 08-7142220591 01/03/2008 | Trash Pump | ||||||
RURAL WASTE MANAGEMENT, INC. | OK | SPC Leasing, Inc. | 2007014142425 12/04/2007 | Copier Equipment | ||||
SANIPAC, INC. | OR | Financial Federal Credit Inc. | 6988577 07/22/2005 | All Assets | ||||
Financial Federal Credit Inc. | 7037432 09/13/2005 | All Assets | ||||||
Financial Federal Credit Inc. | 7760093 10/02/2007 | All Assets | ||||||
Financial Federal Credit Inc. | 7760104 10/02/2007 | All Assets | ||||||
Financial Federal Credit Inc. | 7788752 11/01/2007 | All Assets | ||||||
Financial Federal Credit Inc. | 7788780 11/01/2007 | All Assets | ||||||
SILVER SPRINGS ORGANICS L.L.C. | WA | Bank of the West, Trinity Division | 2008-067-3426-4 03/07/2008 | Komptech Crambo Shredders | ||||
Clyde/West, Inc. | 2008-162-1243-1 06/10/2008 | Volvo Wheel Loader | ||||||
VFS Leasing Co. | 2008-254-6392-3 09/19/2008 | 2008 Volvo |
FILE NO./ | ||||||||
COMPANY | JUR. | SECURED PARTY | FILE DATE | COLLATERAL | ||||
WASTE CONNECTIONS OF CALIFORNIA, INC. | CA | Wells Fargo Financial Leasing, Inc. | 09-7208086212 09/14/2009 | Specific Leased Equipment (Copiers) | ||||
Bank of the West, Trinity Division | 09-7212870703 10/30/2009 | Security System | ||||||
WASTE CONNECTIONS OF COLORADO, INC. | DE | American Strategic Income Portfolio Inc.-II | 2010 3308503 09/22/2010 | All Assets | ||||
WASTE CONNECTIONS OF IOWA, INC. | IA | Bankers Leasing Company | E940742-6 09/26/2008 | Specific Leased Equipment (Copier) | ||||
WASTE CONNECTIONS OF KANSAS, INC. | DE | Key Equipment Finance Inc. | 2007 1714715 05/07/2007 | Specific Leased Equipment (pursuant to Master Lease) | ||||
Deere Credit, Inc. | 2008 0516391 02/12/2008 | Specific Leased Equipment (John Deere Tractors) | ||||||
Deere Credit, Inc. | 2008 3354691 10/03/2008 | Specific Leased Equipment (John Deere Scraper) | ||||||
WASTE CONNECTIONS OF MINNESOTA, INC. | MN | First National Bank | 200813761116 11/04/2008 | Specific Leased Equipment (Scanners, Copier) | ||||
WASTE CONNECTIONS OF MONTANA, INC. | DE | Deere Credit, Inc. | 2007 2374030 | Specific Leased Equipment (John Deere Excavator) |
FILE NO./ | ||||||||
COMPANY | JUR. | SECURED PARTY | FILE DATE | COLLATERAL | ||||
WASTE CONNECTIONS OF OKLAHOMA, INC. | OK | Oklahoma Office Systems, Inc. | E2006012339026 10/12/2006 | Specific Leased Equipment (Copiers, Printers) | ||||
Oklahoma Office Systems, Inc. | E2007015127631 12/28/2007 | Specific Leased Equipment (Copiers, Printers) | ||||||
LCA Bank Corporation | E2008001361627 02/06/2008 | Specific Leased Equipment (Security Equipment) | ||||||
Oklahoma Office Services | E2009006106832 06/18/2009 | Specific Leased Equipment (Copiers, Printers) | ||||||
WASTE CONNECTIONS OF OREGON, INC. | OR | Les Schwab Warehouse Center, Inc. | 7127192 12/19/2005 | Purchased Goods (New and Used Wheels, Batteries) | ||||
WASTE CONNECTIONS OF TENNESSEE, INC. | DE | First Tennessee Bank National Association | 2007 0360437 01/26/2007 | Specific Leased Equipment (Power Washers) | ||||
The McPherson Companies, Inc. | 2007 1115566 03/26/2007 | Specific Leased Equipment (Meters, Tubing, Reels) | ||||||
GreatAmerica Leasing Corporation | 2009 0899200 03/20/2009 | Specific Leased Equipment (Copiers) | ||||||
U.S. Bancorp | 2008 1503919 04/30/2008 | Specific Leased Equipment (Identifies by Serial Numbers Only) |
FILE NO./ | ||||||||
COMPANY | JUR. | SECURED PARTY | FILE DATE | COLLATERAL | ||||
U.S. Bancorp | 2009 3310718 10/14/2009 | Specific Leased Equipment (Identifies by Serial Number Only) | ||||||
WASTE CONNECTIONS OF TEXAS, LLC | DE | General Electric Capital Corporation | 2009 1853552 06/10/2009 | Specific Leased Equipment (Pursuant to Master Lease) | ||||
U.S. Bancorp Business Equipment Finance Group | 2011 0638224 02/22/2011 | Specific Leased Equipment (Identifies by Serial Number Only) | ||||||
U.S. Bancorp Business Equipment Finance Group | 2011 0718992 02/26/2011 | Specific Leased Equipment (Identifies by Serial Number Only) | ||||||
WASTE CONNECTIONS OF WASHINGTON, INC. | WA | Holt Cat | 2009-182-9173-0 07/01/2009 | Specific Leased Equipment (Caterpillar) | ||||
WASTE CONNECTIONS, INC. | DE | US Bancorp | 2010 2827040 08/12/2010 | Specific Leased Equipment (Identifies by Serial Number Only) | ||||
US Express Leasing, Inc. | 6304909 5 09/01/2006 | Specific Leased Equipment (Copier) | ||||||
The McPherson Companies, Inc. | 2007 1122802 03/26/2007 | Specific Leased Equipment (Pumps, Handles, Hardware) |
FILE NO./ | ||||||||
COMPANY | JUR. | SECURED PARTY | FILE DATE | COLLATERAL | ||||
LCA Bank Corporation | 2008 2385357 07/11/2008 | Specific Leased Equipment (Radios) | ||||||
LC Bank Corporation | 2008 2898789 08/26/2008 | Specific Leased Equipment (Radios) | ||||||
Copeco Inc DBA Seamless Solutions | 2009 2415872 07/28/2009 | Specific Leased Equipment (Copiers, Printers) | ||||||
Wilmington Trust Company, not in its individual capacity but solely as Trustee under Trust Agreement dated as of April 3, 2006 | 2010 0114151 12/24/2009 | Specific Leased Equipment (Aircraft) | ||||||
Holt Cat | 2010 0198402 01/20/2010 | Specific Leased Equipment (Caterpillar Tractor) | ||||||
US Bancorp | 2010 0352603 02/01/2010 | Specific Leased Equipment (Identifies by Serial Number Only) | ||||||
U.S. Bancorp Equipment Finance, Inc. | 2011 2298704 06/15/2011 | Specific Leased Equipment (Identifies by Serial Number Only) | ||||||
YAKIMA WASTE SYSTEMS, INC. | WA | Les Schwab Warehouse Center, Inc. | 200533429334 11/30/2005 | Specific Leased Equipment (Batteries) |
2295 Iron Point Road, Suite 200
Folsom, CA 95630-8767
Attention: Worthing F. Jackman, Executive Vice President
and Chief Financial Officer
Phone: (916) 608-8200
Fax: (916) 608-8291
Email: worthingj@wasteconnections.com
505 Montgomery Street, Suite 2000
San Francisco, CA 94111-6538
Attn: Kenneth Blohm, Esq.
Telephone: 415-395-8079
Facsimile: 415-395-8095
Email: KEN.BLOHM@LW.com
(for payments and Requests for Credit Extensions):
Bank of America, N.A.
101 N. Tryon Street
Mail Code: NC1-001-04-39
Charlotte, NC 28255-0001
Attention: Rose M. Bollard
Telephone: (980) 386-2881
Telecopier: (704) 409-0355
Electronic Mail: rose.bollard@baml.com
Account No.: 1366212250600
Ref: Waste Connections
ABA# 026009593
Bank of America, N.A.
Agency Management
Administrative Agent’s Office; Certain Addresses for Notices
Mail Code: TX1-492-14-11
Dallas, TX 75202
Attention: Ronaldo Naval
Telephone: (214) 209-1162
Telecopier: (877) 511-6124
Electronic Mail: ronaldo.naval@baml.com
Administrative Agent’s Office; Certain Addresses for Notices
Bank of America, N.A.
100 Federal Street
Mail Code: MA5-100-09-07
Boston, MA 02110
Attention: Maria F. Maia, Managing Director
Telephone: (617) 434-5751
Telecopier: (980) 233-7700
Electronic Mail: maria.f.maia@baml.com
Goulston & Storrs
400 Atlantic Avenue
Boston, MA 02110
Attention: Pamela M. MacKenzie, Esq.
Telephone: (617) 574-4106
Telecopier: (617) 574-4112
Electronic Mail: pmackenzie@goulstonstorrs.com
Trade Operations
1 Fleet Way
Mail Code: PA6-580-02-30
Scranton, PA 18507
Attention: Mary J. Cooper
Telephone: (570) 330-4235
Telecopier: (570) 330-4186
Electronic Mail: mary.j.cooper@baml.com
101 N. Tryon Street
Mail Code: NC1-001-04-39
Charlotte, NC 28255-0001
Attention: Rose M. Bollard
Telephone: (980) 386-2881
Telecopier: (704) 409-0355
Electronic Mail: rose.bollard@baml.com
Account No.: 1366212250600
Ref: Waste Connections
ABA# 026009593
Administrative Agent’s Office; Certain Addresses for Notices
1. | On (a Business Day). | ||
2. | In the amount of $ . | ||
3. | Comprised of . | ||
[Type of Loan requested] | |||
4. | For LIBOR Rate Loans: with an Interest Period of _____ months. |
WASTE CONNECTIONS, INC., | ||||||
on behalf of itself and the other Borrowers | ||||||
By: | ||||||
Name: | ||||||
Title: | ||||||
Form of Committed Loan Notice
1. | On (a Business Day). | ||
2. | In the amount of $ . |
WASTE CONNECTIONS, INC., | ||||||
on behalf of itself and the other Borrowers | ||||||
By: | ||||||
Name: | ||||||
Title: | ||||||
Form of Swing Line Loan Notice
$ | , 20 _____ |
Form of Revolving Credit Note
ADVANCED SYSTEMS PORTABLE RESTROOMS, INC.
AMERICAN DISPOSAL COMPANY, INC.
AMERICAN SANITARY SERVICE, INC.
ANDERSON COUNTY LANDFILL, INC.
BITUMINOUS RESOURCES, INC.
BRENT RUN LANDFILL, INC.
BROADACRE LANDFILL, INC.
BUTLER COUNTY LANDFILL, INC.
CAMINO REAL ENVIRONMENTAL CENTER, INC.
CAPITAL REGION LANDFILLS, INC.
CHAMBERS DEVELOPMENT OF NORTH CAROLINA, INC.
CHIQUITA CANYON, INC.
COLD CANYON LAND FILL, INC.
COMMUNITY REFUSE DISPOSAL INC.
CONTRACTORS WASTE SERVICES, INC.
CORRAL DE PIEDRA LAND COMPANY
COUNTY WASTE AND RECYCLING SERVICE, INC.
COUNTY WASTE TRANSFER CORP.
CURRY TRANSFER & RECYCLING, INC.
D. M. DISPOSAL CO., INC.
DENVER REGIONAL LANDFILL, INC.
ELKO SANITATION COMPANY
EMPIRE DISPOSAL, INC.
ENVIRONMENTAL TRUST COMPANY
EVERGREEN DISPOSAL, INC.
FINNEY COUNTY LANDFILL, INC.
FRONT RANGE LANDFILL, INC.
G & P DEVELOPMENT, INC.
HAROLD LEMAY ENTERPRISES, INCORPORATED
HIGH DESERT SOLID WASTE FACILITY, INC.
HUDSON VALLEY WASTE HOLDING, INC.
ISLAND DISPOSAL, INC.
By: | ||||||
Name: | ||||||
Title: | Chief Financial Officer |
Form of Revolving Credit Note
LAKESHORE DISPOSAL, INC.
LEALCO, INC.
LFC, INC.
MADERA DISPOSAL SYSTEMS, INC.
MAMMOTH DISPOSAL COMPANY
MANAGEMENT ENVIRONMENTAL NATIONAL, INC.
MASON COUNTY GARBAGE CO., INC.
MDSI OF LA, INC.
MILLENNIUM WASTE INCORPORATED
MISSION COUNTRY DISPOSAL
MORRO BAY GARBAGE SERVICE
MURREY’S DISPOSAL COMPANY, INC.
NEBRASKA ECOLOGY SYSTEMS, INC.
NOBLES COUNTY LANDFILL, INC.
NORTHERN PLAINS DISPOSAL, INC.
NORTHWEST CONTAINER SERVICES, INC.
OKLAHOMA CITY WASTE DISPOSAL, INC.
OKLAHOMA LANDFILL HOLDINGS, INC.
OSAGE LANDFILL, INC.
POTRERO HILLS LANDFILL, INC.
PSI ENVIRONMENTAL SERVICES, INC.
PSI ENVIRONMENTAL SYSTEMS, INC.
PUEBLO SANITATION, INC.
R.A. BROWNRIGG INVESTMENTS, INC.
R.J.C. TRUCKING CO.
RED CARPET LANDFILL, INC.
RH FINANCIAL CORPORATION
RKS HOLDING, CORP.
RURAL WASTE MANAGEMENT, INC.
SAN LUIS GARBAGE COMPANY
SANIPAC, INC.
SCOTT SOLID WASTE DISPOSAL COMPANY
SEABREEZE RECOVERY, INC.
SEDALIA LAND COMPANY
SOUTH COUNTY SANITARY SERVICE, INC.
SOUTHERN PLAINS DISPOSAL, INC.
STUTZMAN REFUSE DISPOSAL INC.
TACOMA RECYCLING COMPANY, INC.
TENNESSEE WASTE MOVERS, INC.
WASCO COUNTY LANDFILL, INC.
By: | ||||||
Name: | ||||||
Title: | Chief Financial Officer |
Form of Revolving Credit Note
WASTE CONNECTIONS OF ALABAMA, INC.
WASTE CONNECTIONS OF ARIZONA, INC.
WASTE CONNECTIONS OF ARKANSAS, INC.
WASTE CONNECTIONS OF CALIFORNIA, INC.
WASTE CONNECTIONS OF COLORADO, INC.
WASTE CONNECTIONS OF GEORGIA, INC.
WASTE CONNECTIONS OF IDAHO, INC.
WASTE CONNECTIONS OF ILLINOIS, INC.
WASTE CONNECTIONS OF IOWA, INC.
WASTE CONNECTIONS OF KANSAS, INC.
WASTE CONNECTIONS OF KENTUCKY, INC.
WASTE CONNECTIONS OF LOUISIANA, INC.
WASTE CONNECTIONS OF MINNESOTA, INC.
WASTE CONNECTIONS OF MISSISSIPPI, INC.
WASTE CONNECTIONS OF MONTANA, INC.
WASTE CONNECTIONS OF NEBRASKA, INC.
WASTE CONNECTIONS OF NEW MEXICO, INC.
WASTE CONNECTIONS OF NORTH CAROLINA, INC.
WASTE CONNECTIONS OF OKLAHOMA, INC.
WASTE CONNECTIONS OF OREGON, INC.
WASTE CONNECTIONS OF SOUTH CAROLINA, INC.
WASTE CONNECTIONS OF SOUTH DAKOTA, INC.
WASTE CONNECTIONS OF TENNESSEE, INC.
WASTE CONNECTIONS OF THE CENTRAL VALLEY, INC.
WASTE CONNECTIONS OF UTAH, INC.
WASTE CONNECTIONS OF WASHINGTON, INC.
WASTE CONNECTIONS OF WYOMING, INC.
WASTE CONNECTIONS TRANSPORTATION COMPANY, INC.
WASTE SERVICES OF N.E. MISSISSIPPI, INC.
WCI-WHITE OAKS LANDFILL, INC.
WEST BANK ENVIRONMENTAL SERVICES, INC.
WEST COAST RECYCLING AND TRANSFER, INC.
WYOMING ENVIRONMENTAL SERVICES, INC.
WYOMING ENVIRONMENTAL SYSTEMS, INC.
YAKIMA WASTE SYSTEMS, INC.
By: | ||||||
Name: | ||||||
Title: | Chief Financial Officer |
Form of Revolving Credit Note
BORROWERS: | ||||||||||
CARPENTER WASTE HOLDINGS, LLC COUNTY WASTE — ULSTER, LLC | ||||||||||
FORT ANN TRANSFER STATION, LLC | ||||||||||
SIERRA HOLDING GROUP, LLC | ||||||||||
STERLING AVENUE PROPERTIES, LLC | ||||||||||
By: | COUNTY WASTE AND RECYCLING SERVICE, INC., its sole member and manager | |||||||||
By: | ||||||||||
Name: | Worthing F. Jackman | |||||||||
Title: | Chief Financial Officer | |||||||||
CLIFTON ORGANICS, LLC | ||||||||||
SIERRA PROCESSING, LLC | ||||||||||
By: | SIERRA HOLDING GROUP, LLC, its manager | |||||||||
By: | COUNTY WASTE AND RECYCLING SERVICE, INC., its sole member and manager | |||||||||
By: | ||||||||||
Name: | ||||||||||
Title: | Chief Financial Officer | |||||||||
WASTE CONNECTIONS OF TEXAS, LLC | ||||||||||
By: | WASTE CONNECTIONS MANAGEMENT SERVICES, INC., its sole manager | |||||||||
By: | ||||||||||
Name: | Worthing F. Jackman | |||||||||
Title: | Chief Financial Officer |
Form of Revolving Credit Note
BORROWERS: | ||||||||||
EL PASO DISPOSAL, LP | ||||||||||
By: | WASTE CONNECTIONS OF TEXAS, LLC, its sole general partner | |||||||||
By: | WASTE CONNECTIONS MANAGEMENT SERVICES, INC., its sole manager | |||||||||
By: | ||||||||||
Name: | ||||||||||
Title: | Chief Financial Officer |
DELTA CONTRACTS, LLC | ||||||||
LACASSINE HOLDINGS, L.L.C | ||||||||
By: | WASTE CONNECTIONS OF LOUISIANA, INC., its sole member and manager | |||||||
By: | ||||||||
Name: | ||||||||
Title: | Chief Financial Officer |
MBO, LLC | ||||||||||
By: | LACASSINE HOLDINGS, L.L.C., its sole member and manager | |||||||||
By: | WASTE CONNECTIONS OF LOUISIANA, INC., its sole member and manager | |||||||||
By: | ||||||||||
Name: | ||||||||||
Title: | Chief Financial Officer |
Form of Revolving Credit Note
BORROWERS: | ||||||||
ANDERSON COUNTY LANDFILL, LLC | ||||||||
By: | ANDERSON COUNTY LANDFILL, INC., its sole member and manager | |||||||
By: | ||||||||
Name: | ||||||||
Title: | Chief Financial Officer | |||||||
DIVERSIFIED BUILDINGS, L.L.C. | ||||||||
By: | WASTE CONNECTIONS OF KANSAS, INC., its sole member and manager | |||||||
By: | ||||||||
Name: | ||||||||
Title: | Chief Financial Officer | |||||||
WASTE REDUCTION SERVICES, L.L.C. | ||||||||
By: | WASTE CONNECTIONS OF OREGON, INC., its sole member and manager | |||||||
By: | ||||||||
Name: | ||||||||
Title: | Chief Financial Officer | |||||||
CHIQUITA CANYON, LLC | ||||||||
By: | CHIQUITA CANYON, INC., its sole member and manager | |||||||
By: | ||||||||
Name: | ||||||||
Title: | Chief Financial Officer |
Form of Revolving Credit Note
BORROWERS: | ||||||||
COLUMBIA RESOURCE CO., L.P. | ||||||||
FINLEY-BUTTES LIMITED PARTNERSHIP | ||||||||
By: | MANAGEMENT ENVIRONMENTAL NATIONAL, INC., its sole general partner | |||||||
By: | ||||||||
Name: | ||||||||
Title: | Chief Financial Officer |
PIERCE COUNTY RECYCLING, COMPOSTING AND DISPOSAL, LLC
RAILROAD AVENUE DISPOSAL, LLC
SCOTT WASTE SERVICES, LLC
SILVER SPRINGS ORGANICS L.L.C.
THE TRASH COMPANY, LLC
VOORHEES SANITATION, L.L.C.
WASTE CONNECTIONS OF LEFLORE, LLC
WASTE SOLUTIONS GROUP OF SAN BENITO, LLC
By: | WASTE CONNECTIONS, INC., its manager | |||||||
By: | ||||||||
Name: | Worthing F. Jackman | |||||||
Title: | Chief Financial Officer |
LAUREL RIDGE LANDFILL, L.L.C. | ||||||||
WASTE CONNECTIONS OF MISSISSIPPI DISPOSAL SERVICES, LLC | ||||||||
By: | WASTE CONNECTIONS, INC., its managing member | |||||||
By: | ||||||||
Name: | ||||||||
Title: | Chief Financial Officer |
Form of Revolving Credit Note
Amount of | ||||||||||||
Principal or | Outstanding | |||||||||||
End of | Interest | Principal | ||||||||||
Type of | Amount of | Interest | Paid This | Balance | Notation | |||||||
Date | Loan Made | Loan Made | Period | Date | This Date | Made By | ||||||
Form of Revolving Credit Note
$ | _____ ,20__ |
Form of Swing Line Note
BORROWERS: WASTE CONNECTIONS, INC. ADVANCED SYSTEMS PORTABLE RESTROOMS, INC. AMERICAN DISPOSAL COMPANY, INC. AMERICAN SANITARY SERVICE, INC. ANDERSON COUNTY LANDFILL, INC. BITUMINOUS RESOURCES, INC. BRENT RUN LANDFILL, INC. BROADACRE LANDFILL, INC. BUTLER COUNTY LANDFILL, INC. CAMINO REAL ENVIRONMENTAL CENTER, INC. CAPITAL REGION LANDFILLS, INC. CHAMBERS DEVELOPMENT OF NORTH CAROLINA, INC. CHIQUITA CANYON, INC. COLD CANYON LAND FILL, INC. COMMUNITY REFUSE DISPOSAL INC. CONTRACTORS WASTE SERVICES, INC. CORRAL DE PIEDRA LAND COMPANY COUNTY WASTE AND RECYCLING SERVICE, INC. COUNTY WASTE TRANSFER CORP. CURRY TRANSFER & RECYCLING, INC. D. M. DISPOSAL CO., INC. DENVER REGIONAL LANDFILL, INC. ELKO SANITATION COMPANY EMPIRE DISPOSAL, INC. ENVIRONMENTAL TRUST COMPANY EVERGREEN DISPOSAL, INC. FINNEY COUNTY LANDFILL, INC. FRONT RANGE LANDFILL, INC. G & P DEVELOPMENT, INC. HAROLD LEMAY ENTERPRISES, INCORPORATED HIGH DESERT SOLID WASTE FACILITY, INC. HUDSON VALLEY WASTE HOLDING, INC. ISLAND DISPOSAL, INC. | ||||
By: | ||||
Name: | Worthing F. Jackman | |||
Title: | Chief Financial Officer | |||
Form of Swing Line Note
BORROWERS: J BAR J LAND, INC. LAKESHORE DISPOSAL, INC. LEALCO, INC. LFC, INC. MADERA DISPOSAL SYSTEMS, INC. MAMMOTH DISPOSAL COMPANY MANAGEMENT ENVIRONMENTAL NATIONAL, INC. MASON COUNTY GARBAGE CO., INC. MDSI OF LA, INC. MILLENNIUM WASTE INCORPORATED MISSION COUNTRY DISPOSAL MORRO BAY GARBAGE SERVICE MURREY’S DISPOSAL COMPANY, INC. NEBRASKA ECOLOGY SYSTEMS, INC. NOBLES COUNTY LANDFILL, INC. NORTHERN PLAINS DISPOSAL, INC. NORTHWEST CONTAINER SERVICES, INC. OKLAHOMA CITY WASTE DISPOSAL, INC. OKLAHOMA LANDFILL HOLDINGS, INC. OSAGE LANDFILL, INC. POTRERO HILLS LANDFILL, INC. PSI ENVIRONMENTAL SERVICES, INC. PSI ENVIRONMENTAL SYSTEMS, INC. PUEBLO SANITATION, INC. R.A. BROWNRIGG INVESTMENTS, INC. R.J.C. TRUCKING CO. RED CARPET LANDFILL, INC. RH FINANCIAL CORPORATION RKS HOLDING, CORP. RURAL WASTE MANAGEMENT, INC. SAN LUIS GARBAGE COMPANY SANIPAC, INC. SCOTT SOLID WASTE DISPOSAL COMPANY SEABREEZE RECOVERY, INC. SEDALIA LAND COMPANY SOUTH COUNTY SANITARY SERVICE, INC. SOUTHERN PLAINS DISPOSAL, INC. STUTZMAN REFUSE DISPOSAL INC. TACOMA RECYCLING COMPANY, INC. TENNESSEE WASTE MOVERS, INC. WASCO COUNTY LANDFILL, INC. | ||||
By: | ||||
Name: | Worthing F. Jackman | |||
Title: | Chief Financial Officer | |||
Form of Swing Line Note
BORROWERS: WASTE CONNECTIONS MANAGEMENT SERVICES, INC. WASTE CONNECTIONS OF ALABAMA, INC. WASTE CONNECTIONS OF ARIZONA, INC. WASTE CONNECTIONS OF ARKANSAS, INC. WASTE CONNECTIONS OF CALIFORNIA, INC. WASTE CONNECTIONS OF COLORADO, INC. WASTE CONNECTIONS OF GEORGIA, INC. WASTE CONNECTIONS OF IDAHO, INC. WASTE CONNECTIONS OF ILLINOIS, INC. WASTE CONNECTIONS OF IOWA, INC. WASTE CONNECTIONS OF KANSAS, INC. WASTE CONNECTIONS OF KENTUCKY, INC. WASTE CONNECTIONS OF LOUISIANA, INC. WASTE CONNECTIONS OF MINNESOTA, INC. WASTE CONNECTIONS OF MISSISSIPPI, INC. WASTE CONNECTIONS OF MONTANA, INC. WASTE CONNECTIONS OF NEBRASKA, INC. WASTE CONNECTIONS OF NEW MEXICO, INC. WASTE CONNECTIONS OF NORTH CAROLINA, INC. WASTE CONNECTIONS OF OKLAHOMA, INC. WASTE CONNECTIONS OF OREGON, INC. WASTE CONNECTIONS OF SOUTH CAROLINA, INC. WASTE CONNECTIONS OF SOUTH DAKOTA, INC. WASTE CONNECTIONS OF TENNESSEE, INC. WASTE CONNECTIONS OF THE CENTRAL VALLEY, INC. WASTE CONNECTIONS OF UTAH, INC. WASTE CONNECTIONS OF WASHINGTON, INC. WASTE CONNECTIONS OF WYOMING, INC. WASTE CONNECTIONS TRANSPORTATION COMPANY, INC. WASTE SERVICES OF N.E. MISSISSIPPI, INC. WCI-WHITE OAKS LANDFILL, INC. WEST BANK ENVIRONMENTAL SERVICES, INC. WEST COAST RECYCLING AND TRANSFER, INC. WYOMING ENVIRONMENTAL SERVICES, INC. WYOMING ENVIRONMENTAL SYSTEMS, INC. YAKIMA WASTE SYSTEMS, INC. | ||||
By: | ||||
Name: | Worthing F. Jackman | |||
Title: | Chief Financial Officer | |||
Form of Swing Line Note
BORROWERS: | ||||||||||
CARPENTER WASTE HOLDINGS, LLC COUNTY WASTE — ULSTER, LLC FORT ANN TRANSFER STATION, LLC SIERRA HOLDING GROUP, LLC STERLING AVENUE PROPERTIES, LLC | ||||||||||
By: | COUNTY WASTE AND RECYCLING SERVICE, INC., its sole member and manager | |||||||||
By: | ||||||||||
Name: | Worthing F. Jackman | |||||||||
Title: | Chief Financial Officer | |||||||||
CLIFTON ORGANICS, LLC SIERRA PROCESSING, LLC | ||||||||||
By: | SIERRA HOLDING GROUP, LLC, its manager | |||||||||
By: | COUNTY WASTE AND RECYCLING SERVICE, INC., its sole member and manager | |||||||||
By: | ||||||||||
Name: | ||||||||||
Title: | Chief Financial Officer | |||||||||
WASTE CONNECTIONS OF TEXAS, LLC | ||||||||||
By: | WASTE CONNECTIONS MANAGEMENT SERVICES, INC., its sole manager | |||||||||
By: | ||||||||||
Name: | Worthing F. Jackman | |||||||||
Title: | Chief Financial Officer |
Form of Swing Line Note
BORROWERS: | ||||||||||
EL PASO DISPOSAL, LP | ||||||||||
By: | WASTE CONNECTIONS OF TEXAS, LLC, its sole general partner | |||||||||
By: | WASTE CONNECTIONS MANAGEMENT SERVICES, INC., its sole manager | |||||||||
By: | ||||||||||
Name: | ||||||||||
Title: | Chief Financial Officer | |||||||||
DELTA CONTRACTS, LLC LACASSINE HOLDINGS, L.L.C | ||||||||||
By: | WASTE CONNECTIONS OF LOUISIANA, INC., its sole member and manager | |||||||||
By: | ||||||||||
Name: | Worthing F. Jackman | |||||||||
Title: | Chief Financial Officer | |||||||||
MBO, LLC | ||||||||||
By: | LACASSINE HOLDINGS, L.L.C., its sole member and manager | |||||||||
By: | WASTE CONNECTIONS OF LOUISIANA, INC., its sole member and manager | |||||||||
By: | ||||||||||
Name: | ||||||||||
Title: | Chief Financial Officer |
Form of Swing Line Note
BORROWERS: | ||||||||||
ANDERSON COUNTY LANDFILL, LLC | ||||||||||
By: | ANDERSON COUNTY LANDFILL, INC., its sole member and manager | |||||||||
By: | ||||||||||
Name: | Worthing F. Jackman | |||||||||
Title: | Chief Financial Officer | |||||||||
DIVERSIFIED BUILDINGS, L.L.C. | ||||||||||
By: | WASTE CONNECTIONS OF KANSAS, INC., its sole member and manager | |||||||||
By: | ||||||||||
Name: | Worthing F. Jackman | |||||||||
Title: | Chief Financial Officer | |||||||||
WASTE REDUCTION SERVICES, L.L.C. | ||||||||||
By: | WASTE CONNECTIONS OF OREGON, INC., its sole member and manager | |||||||||
By: | ||||||||||
Name: | Worthing F. Jackman | |||||||||
Title: | Chief Financial Officer | |||||||||
CHIQUITA CANYON, LLC | ||||||||||
By: | CHIQUITA CANYON, INC., its sole member and manager | |||||||||
By: | ||||||||||
Name: | Worthing F. Jackman | |||||||||
Title: | Chief Financial Officer |
Form of Swing Line Note
BORROWERS: | ||||||||||
COLUMBIA RESOURCE CO., L.P. FINLEY-BUTTES LIMITED PARTNERSHIP | ||||||||||
By: | MANAGEMENT ENVIRONMENTAL NATIONAL, INC., its sole general partner | |||||||||
By: | ||||||||||
Name: | Worthing F. Jackman | |||||||||
Title: | Chief Financial Officer | |||||||||
HORIZON PROPERTY MANAGEMENT, LLC PIERCE COUNTY RECYCLING, COMPOSTING AND DISPOSAL, LLC RAILROAD AVENUE DISPOSAL, LLC SCOTT WASTE SERVICES, LLC SILVER SPRINGS ORGANICS L.L.C. THE TRASH COMPANY, LLC VOORHEES SANITATION, L.L.C. WASTE CONNECTIONS OF LEFLORE, LLC WASTE SOLUTIONS GROUP OF SAN BENITO, LLC | ||||||||||
By: | WASTE CONNECTIONS, INC., its manager | |||||||||
By: | ||||||||||
Name: | Worthing F. Jackman | |||||||||
Title: | Chief Financial Officer | |||||||||
LAUREL RIDGE LANDFILL, L.L.C. WASTE CONNECTIONS OF MISSISSIPPI DISPOSAL SERVICES, LLC | ||||||||||
By: | WASTE CONNECTIONS, INC., its managing member | |||||||||
By: | ||||||||||
Name: | Worthing F. Jackman | |||||||||
Title: | Chief Financial Officer |
Form of Swing Line Note
Amount of | Outstanding | |||||||||||||||
Principal or | Principal | |||||||||||||||
Amount of | Interest Paid | Balance This | Notation | |||||||||||||
Date | Loan Made | This Date | Date | Made By | ||||||||||||
Form of Swing Line Note
FORM OF COMPLIANCE CERTIFICATE
1 | Include in quarterly Compliance Certificate only. | |
2 | Address any Defaults or Events of Default in this paragraph. |
Form of Compliance Certificate
Form of Compliance Certificate
WASTE CONNECTIONS, INC., on behalf of itself and the other Borrowers | ||||
By: | ||||
Name: | ||||
Title: Chief Financial Officer | ||||
Form of Compliance Certificate
to the Compliance Certificate
($ in 000’s)
I. | Section 7.14(a) — Leverage Ratio. | |
A. | Consolidated Total Funded Debt as of Statement Date: |
1. | Indebtedness relating to the borrowing of money or the obtaining of credit, including the issuance of notes, bonds, debentures or similar debt instruments | $ | ||||
plus | ||||||
2. | Attributable Indebtedness in respect of Capitalized Leases and Synthetic Leases | $ | ||||
plus | ||||||
3. | Indebtedness relating to the non-contingent deferred purchase price of assets and companies (typically known as holdbacks) to the extent recognized as a liability in accordance with GAAP, but excluding short-term payables incurred in the ordinary course of business | $ | ||||
plus | ||||||
4. | Indebtedness relating to any unpaid reimbursement obligations with respect to letters of credit outstanding (excluding any contingent obligations with respect to letters of credit outstanding) | $ | ||||
plus | ||||||
5. | Indebtedness of the types referred to in Line I.A.1 through Line I.A.4 above of another Person who is not a member of the Consolidated Group that is Guaranteed by one or more members of the Consolidated Group | $ | ||||
equals | ||||||
6. | Consolidated Total Funded Debt as of the Statement Date (sum of Line I.A.1 through Line I.A.5 above) | $ | ||||
Form of Compliance Certificate
B. | Consolidated EBITDA for four fiscal quarters ending on the Statement Date (the “Reference Period”): |
1. | Consolidated Net Income (or Deficit) of the Consolidated Group determined in accordance with GAAP | $ | ||||
plus | ||||||
2. | Interest expense | $ | ||||
plus | ||||||
3. | Income taxes | $ | ||||
plus | ||||||
4. | Non-cash stock compensation charges, to the extent that such charges were deducted in determining Consolidated Net Income (or Deficit), including, without limitation, charges for stock options and restricted stock grants | $ | ||||
plus | ||||||
5. | One-time, non-recurring acquisition costs to the extent such costs are expensed in accordance with FAS 141R and not capitalized | $ | ||||
plus | ||||||
6. | Non-controlling interest expense | $ | ||||
plus | ||||||
7. | Non-cash extraordinary non-recurring writedowns or writeoffs of assets, including non-cash losses on the sale of assets outside the ordinary course of business | $ | ||||
plus |
Form of Compliance Certificate
8. | Any losses associated with the extinguishment of Indebtedness | $ | ||||
plus | ||||||
9. | Special charges relating to the termination of a Swap Contract | $ | ||||
plus | ||||||
10. | Any accrued settlement payments in respect of any Swap Contract owing by any members of the Consolidated Group | $ | ||||
plus | ||||||
11. | One-time, non-recurring charges in connection with the modification of employment agreements with certain members of senior management as approved by the Administrative Agent | $ | ||||
minus | ||||||
12. | Non-cash extraordinary gains on the sale of assets to the extent included in Consolidated Net Income (or Deficit) | $ | ||||
minus | ||||||
13. | Any accrued settlement payments in respect of any Swap Contract payable to any members of the Consolidated Group | $ | ||||
equals | ||||||
14. | Consolidated EBIT for the Reference Period (result of (i) sum of Line I.B.1 through Line I.B.11 above, minus (ii) sum of Line I.B.12 and Line I.B.13 above) | $ | ||||
plus | ||||||
15. | Depreciation expense and amortization expense to the extent that each was deducted in determining Consolidated Net Income (or Deficit) | $ | ||||
Form of Compliance Certificate
plus | ||||||
16. | Consolidated EBITDA for the prior 12 months of companies or business segments acquired by the Borrowers during the Reference Period (without duplication)3 | $ | ||||
plus | ||||||
17. | Depreciation expense and amortization expense (without duplication) of any company whose Consolidated EBITDA was included under Line I.B.16 above | $ | ||||
equals | ||||||
18. | Consolidated EBITDA for the Reference Period (sum of Line I.B.14 through Line I.B.17 above) | $ | ||||
C. | Leverage Ratio (Line I.A.6 divided by Line I.B.18 above): | to 1.00 | ||||
Maximum Permitted: 3.50 to 1.00 | ||||||
II. | Section 7.14(b) — Interest Coverage Ratio. | |||||
A. | Consolidated EBIT for the Reference Period (Line I.B.14 above) | $ | ||||
B. | Consolidated Total Interest Expense for the Reference Period: |
1. | Aggregate amount of interest required to be paid or accrued by the Consolidated Group during such period on all Indebtedness of the Consolidated Group outstanding during all or any part of such period, whether such interest was or is required to be reflected as an item of expense or capitalized, including payments treated as interest under GAAP in respect of any Capital Lease or any Synthetic Lease and including commitment fees, agency fees, facility fees, balance deficiency fees and similar fees or expenses in connection with the borrowing of money | $ | |||||
3 | NOTE: Subject to delivery of financial statements and/or consent of the Administrative Agent, and delivery of a separate Compliance Certificate and appropriate documentation certifying the historical operating results, adjustments and balance sheet of the acquired company, all as set forth in the Credit Agreement. |
Form of Compliance Certificate
minus | ||||||
2. | Any amortization and other non-cash charges or expenses incurred during the Reference Period to the extent included in determining consolidated interest expense, including, without limitation, non-cash amortization of deferred debt origination and issuance costs and amortization of accumulated other comprehensive income | $ | ||||
minus | ||||||
3. | All amounts associated with the unwinding or termination of any Swap Contract | $ | ||||
minus | ||||||
4. | Any accrued settlement payments in respect of any Swap Contract payable to any member of the Consolidated Group | $ | ||||
minus | ||||||
5. | To the extent included as an item of interest expense, any premium paid to prepay, repurchase or redeem Indebtedness incurred by the Borrowers pursuant to Section 7.01 of the Credit Agreement | $ | ||||
plus | ||||||
6. | Any accrued settlement payments in respect of any Swap Contract owing by any member of the Consolidated Group | $ | ||||
equals | ||||||
7. | Consolidated Total Interest Expense for the Reference Period (Line II.B.1 aboveminusthe sum of Line II.B.2 through Line II.B.5 aboveplus Line II.B.6 above) | $ | ||||
Form of Compliance Certificate
C. | Interest Coverage Ratio (Line II.A divided by Line II.B.7 above): | to 1.00 | ||||
Minimum Permitted: 2.75 to 1.00 | ||||||
III. | Section 7.15 — Restrictions on Excluded Subsidiaries. | |||||
A. | Asset Value Limitation |
1. | Aggregate book value of the assets of all Excluded Subsidiaries on Statement Date | $ | ||||
2. | Aggregate book value of the assets of the Consolidated Group on the Statement Date | $ | ||||
3. | Asset value percentage (Line III.A.1 divided by Line III.A.2 above) | % | ||||
Maximum Permitted: 5% |
B. | Revenue Limitation |
1. | Aggregate revenues of all Excluded Subsidiaries for the fiscal quarter ending on the Statement Date | $ | ||||
2. | Aggregate revenues of the Consolidated Group for the fiscal quarter ending on the Statement Date | $ | ||||
3. | Revenue percentage (Line III.B.1 divided by Line III.B.2 above) | % | ||||
Maximum Permitted: 5% |
Form of Compliance Certificate
1.Assignor[s]: | ||
2.Assignee[s]: | ||
Form of Assignment and Assumption
[for each Assignee, indicate [Affiliate][Approved Fund] of [identify Lender]] |
3. | Borrowers: Waste Connections, Inc., and certain of its Subsidiaries | |
4. | Administrative Agent: Bank of America, N.A., as the administrative agent under the Credit Agreement | |
5. | Credit Agreement: Amended and Restated Credit Agreement, dated as of July 11, 2011, by and among Waste Connections, Inc., the other Borrowers party thereto, the Lenders from time to time party thereto, and Bank of America, N.A., as Administrative Agent, L/C Issuer, and Swing Line Lender | |
6. | Assigned Interest[s]: |
Aggregate | ||||||||||||||||
Amount of | Amount of | Percentage | ||||||||||||||
Commitment | Commitment | Assigned of | ||||||||||||||
Assignor[s] | Assignee[s] | for all Lenders | Assigned | Commitment | ||||||||||||
$ | $ | % | ||||||||||||||
$ | $ | % | ||||||||||||||
$ | $ | % |
Form of Assignment and Assumption
ASSIGNOR [NAME OF ASSIGNOR] | ||||
By: | ||||
Title: | ||||
ASSIGNEE [NAME OF ASSIGNEE] | ||||
By: | ||||
Title: | ||||
[Consented to and]4 Accepted: | ||||
BANK OF AMERICA, N.A., as Administrative Agent | ||||
By: | ||||
Title: | ||||
[Consented to:]5 | ||||
WASTE CONNECTIONS, INC., on behalf of itself and the other Borrowers | ||||
By: | ||||
Title: |
4 | To be added only if the consent of the Administrative Agent is required by the terms of the Credit Agreement. | |
5 | To be added only if the consent of the Borrower and/or other parties (e.g. Swing Line Lender, L/C Issuer) is required by the terms of the Credit Agreement. |
Form of Assignment and Assumption
ASSIGNMENT AND ASSUMPTION
Form of Assignment and Assumption
Form of Assignment and Assumption
FAX ALONG WITH COMMITMENT LETTER TO: | ||
FAX # | ||
• | Signing Credit Agreement _____ YES _____ NO | |
• | Coming in via Assignment _____ YES _____ NO |
III. Type of Lender: | ||
(Bank, Asset Manager, Broker/Dealer, CLO/CDO, Finance Company, Hedge Fund, Insurance, Mutual Fund, Pension Fund, Other Regulated Investment Fund, Special Purpose Vehicle, Other — please specify) |
IV. Domestic Address: | V. LIBOR Rate Address: | |
Primary | Secondary | |||||||||||
Credit Contact | Operations Contact | Operations Contact | ||||||||||
Name: | ||||||||||||
Title: | ||||||||||||
Address: | ||||||||||||
Telephone: | ||||||||||||
Facsimile: | ||||||||||||
E Mail Address: | ||||||||||||
Form of Administrative Questionnaire
Letter of Credit | Draft Documentation | |||||||||||
Contact | Contact | Legal Counsel | ||||||||||
Name: | ||||||||||||
Title: | ||||||||||||
Address: | ||||||||||||
Telephone: | ||||||||||||
Facsimile: | ||||||||||||
E Mail Address: | ||||||||||||
Pay to: | ||
(Bank Name) | ||
(ABA #) | ||
(Account #) | ||
(Attention) |
Pay to: | ||||
(Bank Name) | ||||
(ABA#) | (City/State) | |||
(Account #) | (Account Name) | |||
(Attention) |
Form of Administrative Questionnaire
W-8IMY (Certificate of Foreign Intermediary, Foreign Flow-Through Entity, or Certain U.S. branches for United States Tax Withholding) must be completed by the intermediary together with a withholding statement. Flow-through entities other than Qualified Intermediaries are required to include tax forms for each of the underlying beneficial owners.
Form of Administrative Questionnaire
* | Additional guidance and instructions as to where to submit this documentation can be found at this link: |
Pay to: | Bank of America, N.A. | |
ABA # 026009593 | ||
New York, NY | ||
Acct. # | ||
Attn: Corporate Credit Services | ||
Ref: Waste Connections, Inc. |
Form of Administrative Questionnaire
Form of Instrument of Accession
Form of Instrument of Accession
Form of Instrument of Accession
BANK OF AMERICA, N.A., as Administrative Agent | ||||||
By: | ||||||
Title: | ||||||
[INSERT NAME OF ACCEDING LENDER] | ||||||
By: | ||||||
Name: | ||||||
Title: | ||||||
WASTE CONNECTIONS, INC., on behalf of itself and the other Borrowers | ||||||
By: | ||||||
Name: | ||||||
Title: |
Form of Instrument of Accession
Form of Instrument of Accession
Form of Instrument of Accession