Exhibit 107
CALCULATION OF FILING FEE TABLES
Form S-3
(Form Type)
Guaranty Bancshares, Inc.
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered and Carry Forward Securities
Security Type | Security Class Title | Fee Calculation or Carry Forward Rule | Amount Registered | Proposed Maximum Offering Price Per Unit | Maximum Aggregate Offering Price | Fee Rate | Amount of Registration Fee | Carry Forward Form Type | Carry Forward File Number | Carry Forward Initial Effective Date | Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward | |
Newly Registered Securities | ||||||||||||
Fees to be Paid | -- | -- | -- | -- | -- | -- | -- | |||||
Fees Previously Paid | -- | -- | -- | -- | -- | -- | -- | |||||
Carry Forward Securities | ||||||||||||
Carry Forward Securities | Equity | Common Stock, par value $1.00 per share | Rule 415(a)(6) | (1) | (2) | (2) | ||||||
Carry Forward Securities | Equity | Preferred Stock, par value $5.00 per share | Rule 415(a)(6) | (1) | (2) | (2) | ||||||
Carry Forward Securities | Other | Warrants | Rule 415(a)(6) | (1) | (2) | (2) | ||||||
Carry Forward Securities | Other | Subscription Rights | Rule 415(a)(6) | (1) | (2) | (2) | ||||||
Carry Forward Securities | Debt | Debt Securities | Rule 415(a)(6) | (1) | (2) | (2) | ||||||
Carry Forward Securities | Equity | Depositary Shares | Rule 415(a)(6) | (1) | (2) | (2) | ||||||
Carry Forward Securities | Other | Purchase Contracts | Rule 415(a)(6) | (1) | (2) | (2) | ||||||
Carry Forward Securities | Other | Purchase Units | Rule 415(a)(6) | (1) | (2) | (2) | ||||||
Carry Forward Securities | Other | Units | Rule 415(a)(6) | (1) | (2) | (2) | ||||||
Carry Forward Securities | Unallocated (Universal) Shelf | (3) | Rule 415(a)(6) | (3) | $150,000,000 | Form S-3 | 333-261266 | November 30, 2021 | $13,905 | |||
Total Offering Amounts | $150,000,000 | $13,905 | ||||||||||
Total Fees Previously Paid | $13,905 | |||||||||||
Total Fee Offsets | N/A | |||||||||||
Net Fee Due | $0 | |||||||||||
(1) An indeterminate amount or number of the securities of each identified class, including an indeterminate number or amount of securities that may be issued upon the conversion, exercise, settlement or exchange of securities offered hereunder, described in this registration statement as may from time to time be issued as indeterminate prices in U.S. Dollars. Subject to Rule 462(b) under the Securities Act of 1933, as amended, or the Securities Act, in no event will the aggregate maximum offering price of all securities sold by the Registrant pursuant to this registration statement exceed $150,000,000.
(2) The proposed maximum per security and aggregate offering prices per class of securities will be determined from time to time by the Registrant in connection with the issuance by the Registrant of the securities registered hereunder and is not specified as to each class of security. Separate consideration may or may not be received for securities that are issuable on exercise, conversion or exchange of other securities, or that are issued in units.
(3) Pursuant to Rule 415(a)(6) under the Securities Act, the Registrant is carrying forward to this registration statement $150,000,000 of unsold securities (the “Unsold Securities”) that have previously been registered under the Registrant’s registration statement on Form S-3 (File No. 333-261266) filed on November 22, 2021, and declared effective on November 30, 2021 (the “Prior Registration Statement”), and the registration fee of $13,905 will continue to be applied to the Unsold Securities that are being carried forward to this registration statement. Pursuant to Rule 457(p), the registration fee of $13,905 for the Prior Registration Statement (calculated at the then-current rate of 0.0000927) was fully offset by the registration fee of $18,180 previously paid in connection with the Registrant’s registration statement on Form S-3 (File No. 333-228764) filed on December 12, 2018, and declared effective on December 18, 2018 registering up to $150,000,000 of securities that could have been issued under such registration statement, all of which remained unsold at the time of the filing of the Prior Registration Statement. No additional filing fee is due with respect to the Unsold Securities carried forward in this registration statement. To the extent that, after the filing date hereof and prior to the effectiveness of this registration statement, the Registrant sells any Unsold Securities pursuant to the Prior Registration Statement, the Registrant will identify in a pre-effective amendment to this registration statement the updated number of Unsold Securities from the Prior Registration Statement to be included in this registration statement pursuant to Rule 415(a)(6). Pursuant to Rule 415(a)(6), the offering of the Unsold Securities under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this registration statement.
