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SECURITIES AND EXCHANGE COMMISSION
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): September 27, 2002
SMARTDISK CORPORATION
| Delaware | 000-27257 | 65-0733580 | ||
| (State or Other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
3506 Mercantile Avenue, Naples, Florida 34104
Registrant’s telephone number, including area code: (239) 436-2500
| Item 5. Other Events | ||||||||
| Item 7. Exhibits | ||||||||
| Signatures | ||||||||
| Index to Exhibits | ||||||||
| EX-99.1 | ||||||||
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SMARTDISK CORPORATION
FORM 8-K
CURRENT REPORT
Item 5. Other Events
On September 27, 2002, SmartDisk Corporation (the “Company”) received a Staff Determination notice from the NASDAQ Listing Qualifications Department indicating that the Company does not currently comply with the minimum $1.00 per share requirement as set forth in Marketplace Rule 4450(a)(5) or the minimum $5.0 million market value of publicly held shares as set forth in Marketplace Rule 4450(a)(2). The Company requested a hearing to appeal the NASDAQ staff determination to delist the Company’s common stock from the NASDAQ National Market. The appeal and related hearing will stay the delisting of the Company’s common stock until a determination is made by the NASDAQ Listing Qualifications Panel. The hearing is scheduled for Thursday, October 31, 2002.
Item 7. Exhibits
99.1 Press Release dated October 3, 2002
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: October 7, 2002 | SMARTDISK CORPORATION | |||
| By: | /s/ Peter J. Quinn | |||
| Peter J. Quinn Chief Financial Officer | ||||
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Index to Exhibits
| 99.1 | Press Release dated October 3, 2002 |