UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: | 811-08747 |
Dividend and Income Fund | |
(Exact name of registrant as specified in charter) | |
2255 Buffalo Road, Rochester, NY | 14624 |
(Address of principal executive offices) | (Zip code) |
Russell Kamerman, Esq.
Dividend and Income Fund
2255 Buffalo Road
Rochester, NY 14624
(Name and address of agent for service)
Registrant's telephone number, including area code: | 1-212-785-0900 |
Date of fiscal year end: | 12/31 |
Date of reporting period: | 07/01/2022 - 06/30/2023 |
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record
ICA File Number: 811-08747
Registrant Name: Dividend and Income Fund
Reporting Period: 07/01/2022 - 06/30/2023
Dividend and Income Fund
ALLY FINANCIAL INC. Meeting Date: MAY 03, 2023 Record Date: MAR 07, 2023 Meeting Type: ANNUAL | ||||
Ticker: ALLY Security ID: 02005N100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Franklin W. Hobbs | Management | For | For |
1b | Elect Director Kenneth J. Bacon | Management | For | For |
1c | Elect Director William H. Cary | Management | For | For |
1d | Elect Director Mayree C. Clark | Management | For | For |
1e | Elect Director Kim S. Fennebresque | Management | For | For |
1f | Elect Director Melissa Goldman | Management | For | For |
1g | Elect Director Marjorie Magner | Management | For | For |
1h | Elect Director David Reilly | Management | For | For |
1i | Elect Director Brian H. Sharples | Management | For | For |
1j | Elect Director Michael F. Steib | Management | For | For |
1k | Elect Director Jeffrey J. Brown | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
ALPHABET INC. Meeting Date: JUN 02, 2023 Record Date: APR 04, 2023 Meeting Type: ANNUAL | ||||
Ticker: GOOGL Security ID: 02079K305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Larry Page | Management | For | For |
1b | Elect Director Sergey Brin | Management | For | For |
1c | Elect Director Sundar Pichai | Management | For | For |
1d | Elect Director John L. Hennessy | Management | For | Against |
1e | Elect Director Frances H. Arnold | Management | For | Against |
1f | Elect Director R. Martin "Marty" Chavez | Management | For | For |
1g | Elect Director L. John Doerr | Management | For | For |
1h | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
1i | Elect Director Ann Mather | Management | For | For |
1j | Elect Director K. Ram Shriram | Management | For | For |
1k | Elect Director Robin L. Washington | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
7 | Publish Congruency Report on Partnerships with Globalist Organizations and Company Fiduciary Duties | Shareholder | Against | Against |
8 | Report on Framework to Assess Company Lobbying Alignment with Climate Goals | Shareholder | Against | For |
9 | Report on Risks Related to Fulfilling Information Requests for Enforcing Laws Criminalizing Abortion Access | Shareholder | Against | Against |
10 | Report on Risks of Doing Business in Countries with Significant Human Rights Concerns | Shareholder | Against | For |
11 | Publish Independent Human Rights Impact Assessment of Targeted Advertising Technology | Shareholder | Against | For |
12 | Disclose More Quantitative and Qualitative Information on Algorithmic Systems | Shareholder | Against | For |
13 | Report on Alignment of YouTube Policies With Online Safety Regulations | Shareholder | Against | For |
14 | Report on Content Governance and Censorship | Shareholder | Against | Against |
15 | Commission Independent Assessment of Effectiveness of Audit and Compliance Committee | Shareholder | Against | Against |
16 | Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders | Shareholder | Against | Against |
17 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | For |
18 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
AMERCO Meeting Date: AUG 18, 2022 Record Date: JUN 21, 2022 Meeting Type: ANNUAL | ||||
Ticker: UHAL Security ID: 023586100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward J. "Joe" Shoen | Management | For | Withhold |
1.2 | Elect Director James E. Acridge | Management | For | For |
1.3 | Elect Director John P. Brogan | Management | For | For |
1.4 | Elect Director James J. Grogan | Management | For | For |
1.5 | Elect Director Richard J. Herrera | Management | For | For |
1.6 | Elect Director Karl A. Schmidt | Management | For | For |
1.7 | Elect Director Roberta R. Shank | Management | For | For |
1.8 | Elect Director Samuel J. Shoen | Management | For | Withhold |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
3 | Ratify and Affirm Decisions and Actions Taken by the Board and Executive Officers for Fiscal 2022 | Shareholder | For | Against |
4 | Adopt GHG Emissions Reduction Targets Aligned with the Paris Agreement Goal | Shareholder | Against | For |
AMN HEALTHCARE SERVICES, INC. Meeting Date: MAY 17, 2023 Record Date: MAR 21, 2023 Meeting Type: ANNUAL | ||||
Ticker: AMN Security ID: 001744101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jorge A. Caballero | Management | For | For |
1b | Elect Director Mark G. Foletta | Management | For | For |
1c | Elect Director Teri G. Fontenot | Management | For | For |
1d | Elect Director Cary S. Grace | Management | For | For |
1e | Elect Director R. Jeffrey Harris | Management | For | For |
1f | Elect Director Daphne E. Jones | Management | For | For |
1g | Elect Director Martha H. Marsh | Management | For | For |
1h | Elect Director Sylvia Trent-Adams | Management | For | For |
1i | Elect Director Douglas D. Wheat | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Amend Right to Call Special Meeting | Shareholder | Against | Against |
ARCBEST CORPORATION Meeting Date: APR 26, 2023 Record Date: FEB 27, 2023 Meeting Type: ANNUAL | ||||
Ticker: ARCB Security ID: 03937C105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Salvatore A. Abbate | Management | For | For |
1b | Elect Director Eduardo F. Conrado | Management | For | Against |
1c | Elect Director Fredrik J. Eliasson | Management | For | For |
1d | Elect Director Michael P. Hogan | Management | For | For |
1e | Elect Director Kathleen D. McElligott | Management | For | For |
1f | Elect Director Judy R. McReynolds | Management | For | For |
1g | Elect Director Craig E. Philip | Management | For | For |
1h | Elect Director Steven L. Spinner | Management | For | For |
1i | Elect Director Janice E. Stipp | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Amend Charter to Permit the Exculpation of Officers Consistent with Changes to Delaware General Corporation Law | Management | For | For |
ASBURY AUTOMOTIVE GROUP, INC. Meeting Date: MAY 09, 2023 Record Date: MAR 17, 2023 Meeting Type: ANNUAL | ||||
Ticker: ABG Security ID: 043436104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Reddin | Management | For | For |
1.2 | Elect Director Joel Alsfine | Management | For | For |
1.3 | Elect Director William D. Fay | Management | For | For |
1.4 | Elect Director David W. Hult | Management | For | For |
1.5 | Elect Director Juanita T. James | Management | For | For |
1.6 | Elect Director Philip F. Maritz | Management | For | For |
1.7 | Elect Director Maureen F. Morrison | Management | For | For |
1.8 | Elect Director Bridget Ryan-Berman | Management | For | For |
1.9 | Elect Director Hilliard C. Terry, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
AUTOZONE, INC. Meeting Date: DEC 14, 2022 Record Date: OCT 17, 2022 Meeting Type: ANNUAL | ||||
Ticker: AZO Security ID: 053332102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. George | Management | For | For |
1.2 | Elect Director Linda A. Goodspeed | Management | For | For |
1.3 | Elect Director Earl G. Graves, Jr. | Management | For | For |
1.4 | Elect Director Enderson Guimaraes | Management | For | For |
1.5 | Elect Director Brian P. Hannasch | Management | For | For |
1.6 | Elect Director D. Bryan Jordan | Management | For | For |
1.7 | Elect Director Gale V. King | Management | For | For |
1.8 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
1.9 | Elect Director William C. Rhodes, III | Management | For | For |
1.10 | Elect Director Jill A. Soltau | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
B2GOLD CORP. Meeting Date: JUN 23, 2023 Record Date: MAY 12, 2023 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: BTO Security ID: 11777Q209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Nine | Management | For | For |
2.1 | Elect Director Clive Johnson | Management | For | For |
2.2 | Elect Director Jerry Korpan | Management | For | For |
2.3 | Elect Director Kevin Bullock | Management | For | For |
2.4 | Elect Director George Johnson | Management | For | For |
2.5 | Elect Director Robin Weisman | Management | For | For |
2.6 | Elect Director Liane Kelly | Management | For | For |
2.7 | Elect Director Lisa Pankratz | Management | For | For |
2.8 | Elect Director Thabile Makgala | Management | For | For |
2.9 | Elect Director Kelvin Dushnisky | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Amend Restricted Share Unit Plan | Management | For | For |
5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
BARCLAYS PLC Meeting Date: MAY 03, 2023 Record Date: MAR 16, 2023 Meeting Type: ANNUAL | ||||
Ticker: BARC Security ID: 06738E204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Elect Marc Moses as Director | Management | For | For |
5 | Re-elect Robert Berry as Director | Management | For | For |
6 | Re-elect Tim Breedon as Director | Management | For | For |
7 | Re-elect Anna Cross as Director | Management | For | For |
8 | Re-elect Mohamed A. El-Erian as Director | Management | For | For |
9 | Re-elect Dawn Fitzpatrick as Director | Management | For | For |
10 | Re-elect Mary Francis as Director | Management | For | For |
11 | Re-elect Crawford Gillies as Director | Management | For | For |
12 | Re-elect Brian Gilvary as Director | Management | For | For |
13 | Re-elect Nigel Higgins as Director | Management | For | For |
14 | Re-elect Diane Schueneman as Director | Management | For | For |
15 | Re-elect Coimbatore Venkatakrishnan as Director | Management | For | For |
16 | Re-elect Julia Wilson as Director | Management | For | For |
17 | Reappoint KPMG LLP as Auditors | Management | For | For |
18 | Authorise the Board Audit Committee to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise UK Political Donations and Expenditure | Management | For | For |
20 | Authorise Issue of Equity | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
23 | Authorise Issue of Equity in Relation to the Issuance of Contingent Equity Conversion Notes | Management | For | For |
24 | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes | Management | For | For |
25 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
26 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
BHP GROUP LIMITED Meeting Date: NOV 10, 2022 Record Date: SEP 27, 2022 Meeting Type: ANNUAL | ||||
Ticker: BHP Security ID: 088606108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Elect Michelle Hinchliffe as Director | Management | For | For |
3 | Elect Catherine Tanna as Director | Management | For | For |
4 | Elect Terry Bowen as Director | Management | For | For |
5 | Elect Xiaoqun Clever as Director | Management | For | For |
6 | Elect Ian Cockerill as Director | Management | For | For |
7 | Elect Gary Goldberg as Director | Management | For | For |
8 | Elect Ken MacKenzie as Director | Management | For | For |
9 | Elect Christine O'Reilly as Director | Management | For | For |
10 | Elect Dion Weisler as Director | Management | For | For |
11 | Approve Remuneration Report | Management | For | For |
12 | Approve Grant of Awards to Mike Henry | Management | For | For |
13 | Approve the Amendments to the Company's Constitution | Shareholder | Against | Against |
14 | Approve Policy Advocacy | Shareholder | Against | Against |
15 | Approve Climate Accounting and Audit | Shareholder | Against | Against |
BLACKROCK, INC. Meeting Date: MAY 24, 2023 Record Date: MAR 30, 2023 Meeting Type: ANNUAL | ||||
Ticker: BLK Security ID: 09247X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bader M. Alsaad | Management | For | For |
1b | Elect Director Pamela Daley | Management | For | For |
1c | Elect Director Laurence D. Fink | Management | For | For |
1d | Elect Director William E. Ford | Management | For | For |
1e | Elect Director Fabrizio Freda | Management | For | For |
1f | Elect Director Murry S. Gerber | Management | For | For |
1g | Elect Director Margaret "Peggy" L. Johnson | Management | For | For |
1h | Elect Director Robert S. Kapito | Management | For | For |
1i | Elect Director Cheryl D. Mills | Management | For | For |
1j | Elect Director Gordon M. Nixon | Management | For | For |
1k | Elect Director Kristin C. Peck | Management | For | For |
1l | Elect Director Charles H. Robbins | Management | For | For |
1m | Elect Director Marco Antonio Slim Domit | Management | For | For |
1n | Elect Director Hans E. Vestberg | Management | For | For |
1o | Elect Director Susan L. Wagner | Management | For | For |
1p | Elect Director Mark Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Report on Third-Party Civil Rights Audit | Shareholder | Against | Against |
6 | Report on Ability to Engineer Decarbonization in the Real Economy | Shareholder | Against | Against |
7 | Report on Societal Impacts of Aerospace & Defense Industry ETF | Shareholder | Against | Against |
BLUELINX HOLDINGS INC. Meeting Date: MAY 18, 2023 Record Date: MAR 24, 2023 Meeting Type: ANNUAL | ||||
Ticker: BXC Security ID: 09624H208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anuj Dhanda | Management | For | For |
1.2 | Elect Director Dominic DiNapoli | Management | For | For |
1.3 | Elect Director Kim S. Fennebresque | Management | For | For |
1.4 | Elect Director Keith A. Haas | Management | For | For |
1.5 | Elect Director Mitchell B. Lewis | Management | For | For |
1.6 | Elect Director Shyam K. Reddy | Management | For | For |
1.7 | Elect Director J. David Smith | Management | For | For |
1.8 | Elect Director Carol B. Yancey | Management | For | For |
1.9 | Elect Director Marietta Edmunds Zakas | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
BRITISH AMERICAN TOBACCO PLC Meeting Date: APR 19, 2023 Record Date: MAR 07, 2023 Meeting Type: ANNUAL | ||||
Ticker: BATS Security ID: 110448107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Reappoint KPMG LLP as Auditors | Management | For | For |
4 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
5 | Re-elect Luc Jobin as Director | Management | For | For |
6 | Re-elect Jack Bowles as Director | Management | For | For |
7 | Re-elect Tadeu Marroco as Director | Management | For | For |
8 | Re-elect Kandy Anand as Director | Management | For | For |
9 | Re-elect Sue Farr as Director | Management | For | For |
10 | Re-elect Karen Guerra as Director | Management | For | For |
11 | Re-elect Holly Keller Koeppel as Director | Management | For | For |
12 | Re-elect Dimitri Panayotopoulos as Director | Management | For | For |
13 | Re-elect Darrell Thomas as Director | Management | For | For |
14 | Elect Veronique Laury as Director | Management | For | For |
15 | Authorise UK Political Donations and Expenditure | Management | For | For |
16 | Authorise Issue of Equity | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
20 | Adopt New Articles of Association | Management | For | For |
CELANESE CORPORATION Meeting Date: APR 20, 2023 Record Date: FEB 22, 2023 Meeting Type: ANNUAL | ||||
Ticker: CE Security ID: 150870103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jean S. Blackwell | Management | For | For |
1b | Elect Director William M. Brown | Management | For | For |
1c | Elect Director Edward G. Galante | Management | For | For |
1d | Elect Director Kathryn M. Hill | Management | For | For |
1e | Elect Director David F. Hoffmeister | Management | For | For |
1f | Elect Director Jay V. Ihlenfeld | Management | For | For |
1g | Elect Director Deborah J. Kissire | Management | For | For |
1h | Elect Director Michael Koenig | Management | For | For |
1i | Elect Director Kim K.W. Rucker | Management | For | For |
1j | Elect Director Lori J. Ryerkerk | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
CREDIT ACCEPTANCE CORPORATION Meeting Date: JUN 02, 2023 Record Date: APR 10, 2023 Meeting Type: ANNUAL | ||||
Ticker: CACC Security ID: 225310101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth S. Booth | Management | For | For |
1.2 | Elect Director Glenda J. Flanagan | Management | For | For |
1.3 | Elect Director Vinayak R. Hegde | Management | For | For |
1.4 | Elect Director Thomas N. Tryforos | Management | For | For |
1.5 | Elect Director Scott J. Vassalluzzo | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
DISCOVER FINANCIAL SERVICES Meeting Date: MAY 11, 2023 Record Date: MAR 13, 2023 Meeting Type: ANNUAL | ||||
Ticker: DFS Security ID: 254709108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
1.2 | Elect Director Mary K. Bush | Management | For | For |
1.3 | Elect Director Gregory C. Case | Management | For | For |
1.4 | Elect Director Candace H. Duncan | Management | For | For |
1.5 | Elect Director Joseph F. Eazor | Management | For | For |
1.6 | Elect Director Roger C. Hochschild | Management | For | For |
1.7 | Elect Director Thomas G. Maheras | Management | For | For |
1.8 | Elect Director John B. Owen | Management | For | For |
1.9 | Elect Director David L. Rawlinson, II | Management | For | For |
1.10 | Elect Director Beverley A. Sibblies | Management | For | For |
1.11 | Elect Director Mark A. Thierer | Management | For | For |
1.12 | Elect Director Jennifer L. Wong | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
DOLLAR GENERAL CORPORATION Meeting Date: MAY 31, 2023 Record Date: MAR 22, 2023 Meeting Type: ANNUAL | ||||
Ticker: DG Security ID: 256677105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Warren F. Bryant | Management | For | For |
1b | Elect Director Michael M. Calbert | Management | For | For |
1c | Elect Director Ana M. Chadwick | Management | For | For |
1d | Elect Director Patricia D. Fili-Krushel | Management | For | For |
1e | Elect Director Timothy I. McGuire | Management | For | For |
1f | Elect Director Jeffery C. Owen | Management | For | For |
1g | Elect Director Debra A. Sandler | Management | For | For |
1h | Elect Director Ralph E. Santana | Management | For | For |
1i | Elect Director Todd J. Vasos | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Report on 2025 Cage-Free Egg Goal | Shareholder | Against | For |
6 | Amend Right to Call Special Meeting | Shareholder | Against | Against |
7 | Oversee and Report a Workplace Health and Safety Audit | Shareholder | Against | For |
ELEVANCE HEALTH, INC. Meeting Date: MAY 10, 2023 Record Date: MAR 17, 2023 Meeting Type: ANNUAL | ||||
Ticker: ELV Security ID: 036752103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gail K. Boudreaux | Management | For | For |
1.2 | Elect Director R. Kerry Clark | Management | For | For |
1.3 | Elect Director Robert L. Dixon, Jr. | Management | For | For |
1.4 | Elect Director Deanna D. Strable | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
6 | Annually Report Third Party Political Contributions | Shareholder | Against | Against |
ENCORE WIRE CORPORATION Meeting Date: MAY 02, 2023 Record Date: MAR 16, 2023 Meeting Type: ANNUAL | ||||
Ticker: WIRE Security ID: 292562105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel L. Jones | Management | For | For |
1.2 | Elect Director Gina A. Norris | Management | For | For |
1.3 | Elect Director William R. Thomas | Management | For | For |
1.4 | Elect Director W. Kelvin Walker | Management | For | For |
1.5 | Elect Director Scott D. Weaver | Management | For | For |
1.6 | Elect Director John H. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
ENOVA INTERNATIONAL, INC. Meeting Date: MAY 10, 2023 Record Date: MAR 17, 2023 Meeting Type: ANNUAL | ||||
Ticker: ENVA Security ID: 29357K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ellen Carnahan | Management | For | For |
1b | Elect Director Daniel R. Feehan | Management | For | For |
1c | Elect Director David Fisher | Management | For | For |
1d | Elect Director William M. Goodyear | Management | For | For |
1e | Elect Director James A. Gray | Management | For | For |
1f | Elect Director Gregg A. Kaplan | Management | For | For |
1g | Elect Director Mark P. McGowan | Management | For | For |
1h | Elect Director Linda Johnson Rice | Management | For | For |
1i | Elect Director Mark A. Tebbe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
ENTERPRISE PRODUCTS PARTNERS LP Meeting Date: NOV 22, 2022 Record Date: OCT 11, 2022 Meeting Type: SPECIAL | ||||
Ticker: EPD Security ID: 293792107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Omnibus Stock Plan | Management | For | Against |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
ESSENT GROUP LTD. Meeting Date: MAY 02, 2023 Record Date: MAR 03, 2023 Meeting Type: ANNUAL | ||||
Ticker: ESNT Security ID: G3198U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Casale | Management | For | For |
1.2 | Elect Director Douglas J. Pauls | Management | For | For |
1.3 | Elect Director William Spiegel | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
FIDELITY NATIONAL FINANCIAL, INC. Meeting Date: JUN 14, 2023 Record Date: APR 21, 2023 Meeting Type: ANNUAL | ||||
Ticker: FNF Security ID: 31620R303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William P. Foley, II | Management | For | For |
1.2 | Elect Director Douglas K. Ammerman | Management | For | For |
1.3 | Elect Director Thomas M. Hagerty | Management | For | For |
1.4 | Elect Director Peter O. Shea, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
IMPERIAL BRANDS PLC Meeting Date: FEB 01, 2023 Record Date: DEC 09, 2022 Meeting Type: ANNUAL | ||||
Ticker: IMB Security ID: 45262P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Stefan Bomhard as Director | Management | For | For |
5 | Re-elect Susan Clark as Director | Management | For | For |
6 | Re-elect Ngozi Edozien as Director | Management | For | For |
7 | Re-elect Therese Esperdy as Director | Management | For | For |
8 | Re-elect Alan Johnson as Director | Management | For | For |
9 | Re-elect Robert Kunze-Concewitz as Director | Management | For | For |
10 | Re-elect Lukas Paravicini as Director | Management | For | For |
11 | Re-elect Diane de Saint Victor as Director | Management | For | For |
12 | Re-elect Jonathan Stanton as Director | Management | For | For |
13 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
15 | Approve Share Matching Scheme | Management | For | For |
16 | Authorise UK Political Donations and Expenditure | Management | For | For |
17 | Authorise Issue of Equity | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
KFORCE INC. Meeting Date: APR 20, 2023 Record Date: FEB 17, 2023 Meeting Type: ANNUAL | ||||
Ticker: KFRC Security ID: 493732101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Derrick D. Brooks | Management | For | For |
1.2 | Elect Director Ann E. Dunwoody | Management | For | For |
1.3 | Elect Director N. John Simmons | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LAM RESEARCH CORPORATION Meeting Date: NOV 08, 2022 Record Date: SEP 09, 2022 Meeting Type: ANNUAL | ||||
Ticker: LRCX Security ID: 512807108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sohail U. Ahmed | Management | For | For |
1b | Elect Director Timothy M. Archer | Management | For | For |
1c | Elect Director Eric K. Brandt | Management | For | For |
1d | Elect Director Michael R. Cannon | Management | For | For |
1e | Elect Director Bethany J. Mayer | Management | For | For |
1f | Elect Director Jyoti K. Mehra | Management | For | For |
1g | Elect Director Abhijit Y. Talwalkar | Management | For | For |
1h | Elect Director Lih Shyng (Rick L.) Tsai | Management | For | For |
1i | Elect Director Leslie F. Varon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
LYONDELLBASELL INDUSTRIES N.V. Meeting Date: MAY 19, 2023 Record Date: APR 21, 2023 Meeting Type: ANNUAL | ||||
Ticker: LYB Security ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jacques Aigrain | Management | For | For |
1b | Elect Director Lincoln Benet | Management | For | For |
1c | Elect Director Robin Buchanan | Management | For | For |
1d | Elect Director Anthony (Tony) Chase | Management | For | For |
1e | Elect Director Robert (Bob) Dudley | Management | For | For |
1f | Elect Director Claire Farley | Management | For | For |
1g | Elect Director Rita Griffin | Management | For | For |
1h | Elect Director Michael Hanley | Management | For | For |
1i | Elect Director Virginia Kamsky | Management | For | For |
1j | Elect Director Albert Manifold | Management | For | For |
1k | Elect Director Peter Vanacker | Management | For | For |
2 | Approve Discharge of Directors | Management | For | For |
3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
4 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9 | Approve Cancellation of Shares | Management | For | For |
MEDIFAST, INC. Meeting Date: JUN 14, 2023 Record Date: APR 17, 2023 Meeting Type: ANNUAL | ||||
Ticker: MED Security ID: 58470H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey J. Brown | Management | For | For |
1.2 | Elect Director Daniel R. Chard | Management | For | For |
1.3 | Elect Director Elizabeth A. Geary | Management | For | For |
1.4 | Elect Director Michael A. Hoer | Management | For | For |
1.5 | Elect Director Scott Schlackman | Management | For | For |
1.6 | Elect Director Andrea B. Thomas | Management | For | For |
1.7 | Elect Director Ming Xian | Management | For | For |
2 | Ratify RSM US LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
NEXSTAR MEDIA GROUP, INC. Meeting Date: JUN 15, 2023 Record Date: APR 21, 2023 Meeting Type: ANNUAL | ||||
Ticker: NXST Security ID: 65336K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Amend Charter to Add Federal Forum Selection Provision | Management | For | For |
3 | Amend Certificate of Incorporation to Reflect New Delaware Law Provisions Regarding Officer Exculpation | Management | For | For |
4 | Amend Charter | Management | For | For |
5.1 | Elect Director John R. Muse | Management | For | For |
5.2 | Elect Director I. Martin Pompadur | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
9 | Require Independent Board Chair | Shareholder | Against | For |
NMI HOLDINGS, INC. Meeting Date: MAY 11, 2023 Record Date: MAR 15, 2023 Meeting Type: ANNUAL | ||||
Ticker: NMIH Security ID: 629209305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bradley M. Shuster | Management | For | For |
1.2 | Elect Director Adam S. Pollitzer | Management | For | For |
1.3 | Elect Director Michael Embler | Management | For | For |
1.4 | Elect Director Priya Huskins | Management | For | For |
1.5 | Elect Director James G. Jones | Management | For | For |
1.6 | Elect Director Lynn S. McCreary | Management | For | For |
1.7 | Elect Director Michael Montgomery | Management | For | For |
1.8 | Elect Director Regina Muehlhauser | Management | For | For |
1.9 | Elect Director Steven L. Scheid | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
OLIN CORPORATION Meeting Date: APR 27, 2023 Record Date: FEB 27, 2023 Meeting Type: ANNUAL | ||||
Ticker: OLN Security ID: 680665205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Beverley A. Babcock | Management | For | For |
1b | Elect Director C. Robert Bunch | Management | For | For |
1c | Elect Director Matthew S. Darnall | Management | For | For |
1d | Elect Director Earl L. Shipp | Management | For | For |
1e | Elect Director Scott M. Sutton | Management | For | For |
1f | Elect Director William H. Weideman | Management | For | For |
1g | Elect Director W. Anthony Will | Management | For | For |
1h | Elect Director Carol A. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
PENNSYLVANIA REAL ESTATE INVESTMENT TRUST Meeting Date: AUG 02, 2022 Record Date: APR 11, 2022 Meeting Type: ANNUAL | ||||
Ticker: PEI Security ID: 709102701 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth B. Hart | Management | For | For |
1.2 | Elect Director Christopher Swann | Management | For | For |
PENNSYLVANIA REAL ESTATE INVESTMENT TRUST Meeting Date: JUN 01, 2023 Record Date: APR 03, 2023 Meeting Type: ANNUAL | ||||
Ticker: PRET Security ID: 709102701 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth B. Hart | Management | For | For |
1.2 | Elect Director Christopher Swann | Management | For | For |
POOL CORPORATION Meeting Date: MAY 03, 2023 Record Date: MAR 15, 2023 Meeting Type: ANNUAL | ||||
Ticker: POOL Security ID: 73278L105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter D. Arvan | Management | For | For |
1b | Elect Director Martha "Marty" S. Gervasi | Management | For | For |
1c | Elect Director James "Jim" D. Hope | Management | For | For |
1d | Elect Director Debra S. Oler | Management | For | For |
1e | Elect Director Manuel J. Perez de la Mesa | Management | For | For |
1f | Elect Director Carlos A. Sabater | Management | For | For |
1g | Elect Director Robert C. Sledd | Management | For | For |
1h | Elect Director John E. Stokely | Management | For | For |
1i | Elect Director David G. Whalen | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
RIO TINTO PLC Meeting Date: OCT 25, 2022 Record Date: SEP 26, 2022 Meeting Type: SPECIAL | ||||
Ticker: RIO Security ID: 767204100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Proposed Joint Venture with China Baowu Steel Group Co., Ltd | Management | For | For |
2 | Approve Any Acquisition or Disposal of a Substantial Asset from or to China Baowu Steel Group Co., Ltd or its Associates Pursuant to a Future Transaction | Management | For | For |
RIO TINTO PLC Meeting Date: APR 06, 2023 Record Date: MAR 08, 2023 Meeting Type: ANNUAL | ||||
Ticker: RIO Security ID: 767204100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
3 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
4 | Approve the Potential Termination of Benefits for Australian Law Purposes | Management | For | For |
5 | Elect Kaisa Hietala as Director | Management | For | For |
6 | Re-elect Dominic Barton as Director | Management | For | For |
7 | Re-elect Megan Clark as Director | Management | For | For |
8 | Re-elect Peter Cunningham as Director | Management | For | For |
9 | Re-elect Simon Henry as Director | Management | For | For |
10 | Re-elect Sam Laidlaw as Director | Management | For | For |
11 | Re-elect Simon McKeon as Director | Management | For | For |
12 | Re-elect Jennifer Nason as Director | Management | For | For |
13 | Re-elect Jakob Stausholm as Director | Management | For | For |
14 | Re-elect Ngaire Woods as Director | Management | For | For |
15 | Re-elect Ben Wyatt as Director | Management | For | For |
16 | Reappoint KPMG LLP as Auditors | Management | For | For |
17 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise UK Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
ROBERT HALF INTERNATIONAL INC. Meeting Date: MAY 17, 2023 Record Date: MAR 24, 2023 Meeting Type: ANNUAL | ||||
Ticker: RHI Security ID: 770323103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Julia L. Coronado | Management | For | For |
1b | Elect Director Dirk A. Kempthorne | Management | For | For |
1c | Elect Director Harold M. Messmer, Jr. | Management | For | For |
1d | Elect Director Marc H. Morial | Management | For | For |
1e | Elect Director Robert J. Pace | Management | For | For |
1f | Elect Director Frederick A. Richman | Management | For | For |
1g | Elect Director M. Keith Waddell | Management | For | For |
1h | Elect Director Marnie H. Wilking | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SKYWORKS SOLUTIONS, INC. Meeting Date: MAY 10, 2023 Record Date: MAR 16, 2023 Meeting Type: ANNUAL | ||||
Ticker: SWKS Security ID: 83088M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alan S. Batey | Management | For | For |
1b | Elect Director Kevin L. Beebe | Management | For | For |
1c | Elect Director Liam K. Griffin | Management | For | For |
1d | Elect Director Eric J. Guerin | Management | For | For |
1e | Elect Director Christine King | Management | For | For |
1f | Elect Director Suzanne E. McBride | Management | For | For |
1g | Elect Director David P. McGlade | Management | For | For |
1h | Elect Director Robert A. Schriesheim | Management | For | For |
1i | Elect Director Maryann Turcke | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Certificate of Incorporation to Allow Exculpation of Certain Officers | Management | For | For |
6 | Adopt Simple Majority Vote | Shareholder | None | For |
STEEL DYNAMICS, INC. Meeting Date: MAY 11, 2023 Record Date: MAR 20, 2023 Meeting Type: ANNUAL | ||||
Ticker: STLD Security ID: 858119100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark D. Millett | Management | For | For |
1.2 | Elect Director Sheree L. Bargabos | Management | For | For |
1.3 | Elect Director Kenneth W. Cornew | Management | For | For |
1.4 | Elect Director Traci M. Dolan | Management | For | For |
1.5 | Elect Director James C. Marcuccilli | Management | For | For |
1.6 | Elect Director Bradley S. Seaman | Management | For | For |
1.7 | Elect Director Gabriel L. Shaheen | Management | For | For |
1.8 | Elect Director Luis M. Sierra | Management | For | For |
1.9 | Elect Director Steven A. Sonnenberg | Management | For | For |
1.10 | Elect Director Richard P. Teets, Jr. | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
THE HOME DEPOT, INC. Meeting Date: MAY 18, 2023 Record Date: MAR 20, 2023 Meeting Type: ANNUAL | ||||
Ticker: HD Security ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerard J. Arpey | Management | For | For |
1b | Elect Director Ari Bousbib | Management | For | For |
1c | Elect Director Jeffery H. Boyd | Management | For | For |
1d | Elect Director Gregory D. Brenneman | Management | For | For |
1e | Elect Director J. Frank Brown | Management | For | For |
1f | Elect Director Albert P. Carey | Management | For | For |
1g | Elect Director Edward P. Decker | Management | For | For |
1h | Elect Director Linda R. Gooden | Management | For | For |
1i | Elect Director Wayne M. Hewett | Management | For | For |
1j | Elect Director Manuel Kadre | Management | For | For |
1k | Elect Director Stephanie C. Linnartz | Management | For | For |
1l | Elect Director Paula Santilli | Management | For | For |
1m | Elect Director Caryn Seidman-Becker | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | For |
6 | Require Independent Board Chair | Shareholder | Against | Against |
7 | Report on Political Expenditures Congruence | Shareholder | Against | For |
8 | Rescind 2022 Racial Equity Audit Proposal | Shareholder | Against | Against |
9 | Encourage Senior Management Commitment to Avoid Political Speech | Shareholder | Against | Against |
THOR INDUSTRIES, INC. Meeting Date: DEC 16, 2022 Record Date: OCT 17, 2022 Meeting Type: ANNUAL | ||||
Ticker: THO Security ID: 885160101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew Graves | Management | For | For |
1.2 | Elect Director Christina Hennington | Management | For | For |
1.3 | Elect Director Amelia A. Huntington | Management | For | For |
1.4 | Elect Director Laurel Hurd | Management | For | For |
1.5 | Elect Director Wilson Jones | Management | For | For |
1.6 | Elect Director William J. Kelley, Jr. | Management | For | For |
1.7 | Elect Director Christopher Klein | Management | For | For |
1.8 | Elect Director Robert W. Martin | Management | For | For |
1.9 | Elect Director Peter B. Orthwein | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TRACTOR SUPPLY COMPANY Meeting Date: MAY 11, 2023 Record Date: MAR 17, 2023 Meeting Type: ANNUAL | ||||
Ticker: TSCO Security ID: 892356106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joy Brown | Management | For | For |
1.2 | Elect Director Ricardo Cardenas | Management | For | For |
1.3 | Elect Director Andre Hawaux | Management | For | For |
1.4 | Elect Director Denise L. Jackson | Management | For | For |
1.5 | Elect Director Ramkumar Krishnan | Management | For | For |
1.6 | Elect Director Edna K. Morris | Management | For | For |
1.7 | Elect Director Mark J. Weikel | Management | For | For |
1.8 | Elect Director Harry A. Lawton, III | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
UNITEDHEALTH GROUP INCORPORATED Meeting Date: JUN 05, 2023 Record Date: APR 10, 2023 Meeting Type: ANNUAL | ||||
Ticker: UNH Security ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Timothy Flynn | Management | For | For |
1b | Elect Director Paul Garcia | Management | For | For |
1c | Elect Director Kristen Gil | Management | For | For |
1d | Elect Director Stephen Hemsley | Management | For | For |
1e | Elect Director Michele Hooper | Management | For | For |
1f | Elect Director F. William McNabb, III | Management | For | For |
1g | Elect Director Valerie Montgomery Rice | Management | For | For |
1h | Elect Director John Noseworthy | Management | For | For |
1i | Elect Director Andrew Witty | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Report on Third-Party Racial Equity Audit | Shareholder | Against | Against |
6 | Report on Congruency of Political Spending with Company Values and Priorities | Shareholder | Against | For |
7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
VALVOLINE INC. Meeting Date: JAN 26, 2023 Record Date: NOV 30, 2022 Meeting Type: ANNUAL | ||||
Ticker: VVV Security ID: 92047W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerald W. Evans, Jr. | Management | For | For |
1b | Elect Director Richard J. Freeland | Management | For | For |
1c | Elect Director Carol H. Kruse | Management | For | For |
1d | Elect Director Vada O. Manager | Management | For | For |
1e | Elect Director Samuel J. Mitchell, Jr. | Management | For | For |
1f | Elect Director Jennifer L. Slater | Management | For | For |
1g | Elect Director Charles M. Sonsteby | Management | For | For |
1h | Elect Director Mary J. Twinem | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
WESTLAKE CORPORATION Meeting Date: MAY 11, 2023 Record Date: MAR 15, 2023 Meeting Type: ANNUAL | ||||
Ticker: WLK Security ID: 960413102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a.1 | Elect Director Catherine T. Chao | Management | For | Withhold |
1a.2 | Elect Director Marius A. Haas | Management | For | For |
1a.3 | Elect Director Kimberly S. Lubel | Management | For | For |
1a.4 | Elect Director Jeffrey W. Sheets | Management | For | For |
1b.1 | Elect Director Carolyn C. Sabat | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Amend Certificate of Incorporation to Allow Exculpation of Certain Officers | Management | For | Against |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Strengthen 2030 GHG Reduction Targets and Adopt Long-Term Targets Aligned with Net Zero | Shareholder | Against | For |
8 | Report on Reducing Plastic Pollution of the Oceans | Shareholder | Against | For |
WILLIAMS-SONOMA, INC. Meeting Date: MAY 31, 2023 Record Date: APR 05, 2023 Meeting Type: ANNUAL | ||||
Ticker: WSM Security ID: 969904101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laura Alber | Management | For | For |
1.2 | Elect Director Esi Eggleston Bracey | Management | For | For |
1.3 | Elect Director Scott Dahnke | Management | For | For |
1.4 | Elect Director Anne Finucane | Management | For | For |
1.5 | Elect Director Paula Pretlow | Management | For | For |
1.6 | Elect Director William Ready | Management | For | For |
1.7 | Elect Director Frits van Paasschen | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
WOODSIDE ENERGY GROUP LTD. Meeting Date: APR 28, 2023 Record Date: MAR 27, 2023 Meeting Type: ANNUAL | ||||
Ticker: WDS Security ID: 980228308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2a | Elect Ian Macfarlane as Director | Management | For | For |
2b | Elect Larry Archibald as Director | Management | For | For |
2c | Elect Swee Chen Goh as Director | Management | For | For |
2d | Elect Arnaud Breuillac as Director | Management | For | For |
2e | Elect Angela Minas as Director | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Grant of Restricted Shares and Performance Rights to Meg O'Neill | Management | For | For |
5 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | None | For |
6a | Approve the Amendments to the Company's Constitution | Shareholder | Against | Against |
6b | Approve Contingent Resolution - Capital Protection | Shareholder | Against | Against |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Dividend and Income Fund
By: | /s/ Thomas B. Winmill | |
Thomas B. Winmill, Chief Executive Officer | ||
Date: July 31, 2023