The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AERCAP HOLDINGS NV | SHS | N00985106 | 179 | 4,374 | SH | OTR | 1,2 | 0 | 4,374 | 0 | |
AERCAP HOLDINGS NV | SHS | N00985106 | 87 | 160,000 | SH | Call | OTR | 1,2 | 0 | 160,000 | 0 |
AMBAC FINL GROUP INC | COM NEW | 023139884 | 833 | 131,061 | SH | OTR | 1,2 | 0 | 131,061 | 0 | |
AMERANT BANCORP INC | CL A | 023576101 | 272 | 9,688 | SH | OTR | 1,2 | 0 | 9,688 | 0 | |
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 31 | 602 | SH | OTR | 1,2 | 0 | 602 | 0 | |
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 1,192 | 132,400 | SH | Call | OTR | 1,2 | 0 | 132,400 | 0 |
AMERICAN NATL BANKSHARES INC | COM | 027745108 | 358 | 10,358 | SH | OTR | 1,2 | 0 | 10,358 | 0 | |
AMERIS BANCORP | COM | 03076K108 | 591 | 14,719 | SH | OTR | 1,2 | 0 | 14,719 | 0 | |
APPLE INC | COM | 037833100 | 467 | 3,413 | SH | OTR | 1,2 | 0 | 3,413 | 0 | |
ATLANTIC UN BANKSHARES CORP | COM | 04911A107 | 2,199 | 64,841 | SH | OTR | 1,2 | 0 | 64,841 | 0 | |
BANC OF CALIFORNIA INC | COM | 05990K106 | 917 | 52,051 | SH | OTR | 1,2 | 0 | 52,051 | 0 | |
BANK OF THE JAMES FINL GP IN | COM | 470299108 | 522 | 40,130 | SH | OTR | 1,2 | 0 | 40,130 | 0 | |
BANKUNITED INC | COM | 06652K103 | 4,403 | 123,771 | SH | OTR | 1,2 | 0 | 123,771 | 0 | |
BAYFIRST FINANCIAL CORP | COM | 07279B104 | 958 | 55,077 | SH | OTR | 1,2 | 0 | 55,077 | 0 | |
BECTON DICKINSON & CO | COM | 075887109 | 220 | 894 | SH | OTR | 1,2 | 0 | 894 | 0 | |
BK OF AMERICA CORP | COM | 060505104 | 40,245 | 1,292,792 | SH | OTR | 1,2 | 0 | 1,292,792 | 0 | |
BK OF AMERICA CORP | COM | 060505104 | 1,564 | 1,046,600 | SH | Call | OTR | 1,2 | 0 | 1,046,600 | 0 |
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 174 | 2,263 | SH | OTR | 1,2 | 0 | 2,263 | 0 | |
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 52 | 2,000 | SH | Call | OTR | 1,2 | 0 | 2,000 | 0 |
CAPITAL ONE FINL CORP | COM | 14040H105 | 697 | 6,692 | SH | OTR | 1,2 | 0 | 6,692 | 0 | |
CAPITAL ONE FINL CORP | COM | 14040H105 | 123 | 13,000 | SH | Call | OTR | 1,2 | 0 | 13,000 | 0 |
CB FINL SVCS INC | COM | 12479G101 | 836 | 36,573 | SH | OTR | 1,2 | 0 | 36,573 | 0 | |
CERUS CORP | COM | 157085101 | 1,669 | 315,604 | SH | OTR | 1,2 | 0 | 315,604 | 0 | |
CF BANKSHARES INC | COM | 12520L109 | 357 | 17,000 | SH | OTR | 1,2 | 0 | 17,000 | 0 | |
CHUBB LIMITED | COM | H1467J104 | 202 | 1,028 | SH | OTR | 1,2 | 0 | 1,028 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 2,336 | 50,796 | SH | OTR | 1,2 | 0 | 50,796 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 221 | 383,400 | SH | Call | OTR | 1,2 | 0 | 383,400 | 0 |
CITIZENS FINL GROUP INC | COM | 174610105 | 435 | 12,201 | SH | OTR | 1,2 | 0 | 12,201 | 0 | |
CITIZENS FINL GROUP INC | COM | 174610105 | 4 | 2,800 | SH | Call | OTR | 1,2 | 0 | 2,800 | 0 |
CIVISTA BANCSHARES INC | COM NO PAR | 178867107 | 423 | 19,920 | SH | OTR | 1,2 | 0 | 19,920 | 0 | |
CNO FINL GROUP INC | COM | 12621E103 | 731 | 40,390 | SH | OTR | 1,2 | 0 | 40,390 | 0 | |
CODORUS VY BANCORP INC | COM | 192025104 | 666 | 29,602 | SH | OTR | 1,2 | 0 | 29,602 | 0 | |
COLONY BANKCORP INC | COM | 19623P101 | 342 | 22,696 | SH | OTR | 1,2 | 0 | 22,696 | 0 | |
COLUMBIA BKG SYS INC | COM | 197236102 | 442 | 15,432 | SH | OTR | 1,2 | 0 | 15,432 | 0 | |
COMERICA INC | COM | 200340107 | 255 | 3,473 | SH | OTR | 1,2 | 0 | 3,473 | 0 | |
COMMUNITY FINL CORP MD | COM | 20368X101 | 356 | 9,657 | SH | OTR | 1,2 | 0 | 9,657 | 0 | |
CONNECTONE BANCORP INC | COM | 20786W107 | 1,037 | 42,421 | SH | OTR | 1,2 | 0 | 42,421 | 0 | |
COWEN INC | CL A NEW | 223622606 | 11,852 | 500,295 | SH | OTR | 1,2 | 0 | 500,295 | 0 | |
DIME CMNTY BANCSHARES INC | COM | 25432X102 | 1,005 | 33,881 | SH | OTR | 1,2 | 0 | 33,881 | 0 | |
ENTERPRISE FINL SVCS CORP | COM | 293712105 | 855 | 20,614 | SH | OTR | 1,2 | 0 | 20,614 | 0 | |
EQUITY DISTR ACQUISITION COR | *W EXP 09/09/202 | 29465E114 | 2 | 15,000 | SH | OTR | 1,2 | 0 | 15,000 | 0 | |
ESM ACQUISITION CORPORATION | *W EXP 02/02/202 | G3195H112 | 3 | 18,750 | SH | OTR | 1,2 | 0 | 18,750 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 497 | 5,800 | SH | OTR | 1,2 | 0 | 5,800 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 2 | 1,800 | SH | Call | OTR | 1,2 | 0 | 1,800 | 0 |
FB FINL CORP | COM | 30257X104 | 3,837 | 97,839 | SH | OTR | 1,2 | 0 | 97,839 | 0 | |
FIFTH THIRD BANCORP | COM | 316773100 | 3,032 | 90,251 | SH | OTR | 1,2 | 0 | 90,251 | 0 | |
FIFTH THIRD BANCORP | COM | 316773100 | 482 | 246,800 | SH | Call | OTR | 1,2 | 0 | 246,800 | 0 |
FIGURE ACQUISITION CORP I | *W EXP 03/31/202 | 302438114 | 2 | 12,000 | SH | OTR | 1,2 | 0 | 12,000 | 0 | |
FIRST BANCORP N C | COM | 318910106 | 2,408 | 68,994 | SH | OTR | 1,2 | 0 | 68,994 | 0 | |
FIRST CMNTY CORP S C | COM | 319835104 | 565 | 29,456 | SH | OTR | 1,2 | 0 | 29,456 | 0 | |
FIRST GTY BANCSHARES INC | COM | 32043P106 | 1,034 | 42,537 | SH | OTR | 1,2 | 0 | 42,537 | 0 | |
FORD MTR CO DEL | COM | 345370860 | 21 | 12,600 | SH | Call | OTR | 1,2 | 0 | 12,600 | 0 |
GENERAL MTRS CO | COM | 37045V100 | 84 | 50,000 | SH | Call | OTR | 1,2 | 0 | 50,000 | 0 |
HANCOCK WHITNEY CORPORATION | COM | 410120109 | 458 | 10,349 | SH | OTR | 1,2 | 0 | 10,349 | 0 | |
HANOVER INS GROUP INC | COM | 410867105 | 852 | 5,826 | SH | OTR | 1,2 | 0 | 5,826 | 0 | |
HOMETRUST BANCSHARES INC | COM | 437872104 | 578 | 23,114 | SH | OTR | 1,2 | 0 | 23,114 | 0 | |
HUDSON EXECUTIVE INVS CORP I | *W EXP 01/31/202 | 443760111 | 2 | 15,000 | SH | OTR | 1,2 | 0 | 15,000 | 0 | |
HUNTINGTON BANCSHARES INC | COM | 446150104 | 259 | 21,534 | SH | OTR | 1,2 | 0 | 21,534 | 0 | |
HUNTINGTON BANCSHARES INC | COM | 446150104 | 70 | 245,400 | SH | Call | OTR | 1,2 | 0 | 245,400 | 0 |
IMPAC MTG HLDGS INC | COM NEW | 45254P508 | 39 | 67,977 | SH | OTR | 1,2 | 0 | 67,977 | 0 | |
INDEPENDENT BK CORP MASS | COM | 453836108 | 1,705 | 21,471 | SH | OTR | 1,2 | 0 | 21,471 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 976 | 8,660 | SH | OTR | 1,2 | 0 | 8,660 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 3 | 2,800 | SH | Call | OTR | 1,2 | 0 | 2,800 | 0 |
KEYCORP | COM | 493267108 | 463 | 26,886 | SH | OTR | 1,2 | 0 | 26,886 | 0 | |
KEYCORP | COM | 493267108 | 236 | 99,400 | SH | Call | OTR | 1,2 | 0 | 99,400 | 0 |
KINGSTONE COS INC | COM | 496719105 | 401 | 101,866 | SH | OTR | 1,2 | 0 | 101,866 | 0 | |
LAKELAND BANCORP INC | COM | 511637100 | 2,616 | 178,953 | SH | OTR | 1,2 | 0 | 178,953 | 0 | |
LEO HLDGS CORP II | *W EXP 01/07/202 | G5463R128 | 2 | 18,000 | SH | OTR | 1,2 | 0 | 18,000 | 0 | |
LIMESTONE BANCORP INC | COM | 53262L105 | 877 | 47,643 | SH | OTR | 1,2 | 0 | 47,643 | 0 | |
MACERICH CO | COM | 554382101 | 23 | 75,000 | SH | Call | OTR | 1,2 | 0 | 75,000 | 0 |
MAINSTREET BANCSHARES INC | COM | 56064Y100 | 912 | 40,062 | SH | OTR | 1,2 | 0 | 40,062 | 0 | |
METLIFE INC | COM | 59156R108 | 279 | 4,446 | SH | OTR | 1,2 | 0 | 4,446 | 0 | |
METLIFE INC | COM | 59156R108 | 70 | 10,000 | SH | Call | OTR | 1,2 | 0 | 10,000 | 0 |
MID PENN BANCORP INC | COM | 59540G107 | 389 | 14,437 | SH | OTR | 1,2 | 0 | 14,437 | 0 | |
MORGAN STANLEY | COM NEW | 617446448 | 543 | 7,140 | SH | OTR | 1,2 | 0 | 7,140 | 0 | |
MR COOPER GROUP INC | COM | 62482R107 | 739 | 20,125 | SH | OTR | 1,2 | 0 | 20,125 | 0 | |
MR COOPER GROUP INC | COM | 62482R107 | 20 | 50,000 | SH | Call | OTR | 1,2 | 0 | 50,000 | 0 |
OFG BANCORP | COM | 67103X102 | 257 | 10,121 | SH | OTR | 1,2 | 0 | 10,121 | 0 | |
OLD NATL BANCORP IND | COM | 680033107 | 148 | 10,000 | SH | OTR | 1,2 | 0 | 10,000 | 0 | |
ONCOSEC MED INC | COM | 68234L306 | 220 | 296,282 | SH | OTR | 1,2 | 0 | 296,282 | 0 | |
OP BANCORP | COM | 67109R109 | 336 | 32,107 | SH | OTR | 1,2 | 0 | 32,107 | 0 | |
PACIFIC PREMIER BANCORP | COM | 69478X105 | 250 | 8,540 | SH | OTR | 1,2 | 0 | 8,540 | 0 | |
PAYONEER GLOBAL INC | *W EXP 06/25/202 | 70451X112 | 6 | 10,000 | SH | OTR | 1,2 | 0 | 10,000 | 0 | |
PEAPACK-GLADSTONE FINL CORP | COM | 704699107 | 5,071 | 170,741 | SH | OTR | 1,2 | 0 | 170,741 | 0 | |
PINNACLE FINL PARTNERS INC | COM | 72346Q104 | 3,242 | 44,829 | SH | OTR | 1,2 | 0 | 44,829 | 0 | |
PNC FINL SVCS GROUP INC | COM | 693475105 | 2,913 | 18,462 | SH | OTR | 1,2 | 0 | 18,462 | 0 | |
PNC FINL SVCS GROUP INC | COM | 693475105 | 35 | 1,100 | SH | Call | OTR | 1,2 | 0 | 1,100 | 0 |
POPULAR INC | COM NEW | 733174700 | 860 | 11,173 | SH | OTR | 1,2 | 0 | 11,173 | 0 | |
PREMIER FINANCIAL CORP | COM | 74052F108 | 730 | 28,807 | SH | OTR | 1,2 | 0 | 28,807 | 0 | |
PRIMIS FINANCIAL CORP | COM | 74167B109 | 10,030 | 735,862 | SH | OTR | 1,2 | 0 | 735,862 | 0 | |
PROFESSIONAL HLDG CORP | CL A COM | 743139107 | 386 | 19,275 | SH | OTR | 1,2 | 0 | 19,275 | 0 | |
PROVIDENT FINL SVCS INC | COM | 74386T105 | 1,041 | 46,787 | SH | OTR | 1,2 | 0 | 46,787 | 0 | |
QCR HOLDINGS INC | COM | 74727A104 | 459 | 8,502 | SH | OTR | 1,2 | 0 | 8,502 | 0 | |
REGIONS FINANCIAL CORP NEW | COM | 7591EP100 | 1,698 | 90,521 | SH | OTR | 1,2 | 0 | 90,521 | 0 | |
REGIONS FINANCIAL CORP NEW | COM | 7591EP100 | 129 | 166,000 | SH | Call | OTR | 1,2 | 0 | 166,000 | 0 |
SAFEGUARD SCIENTIFICS INC | COM NEW | 786449207 | 73 | 19,669 | SH | OTR | 1,2 | 0 | 19,669 | 0 | |
SEACOAST BKG CORP FLA | COM NEW | 811707801 | 3,593 | 108,739 | SH | OTR | 1,2 | 0 | 108,739 | 0 | |
SENIOR CONNECT ACQUISITN COR | *W EXP 12/31/202 | 81723H116 | 2 | 22,500 | SH | OTR | 1,2 | 0 | 22,500 | 0 | |
SHORE BANCSHARES INC | COM | 825107105 | 1,364 | 73,739 | SH | OTR | 1,2 | 0 | 73,739 | 0 | |
SIMON PROPERTY GRP ACQ HOLDI | *W EXP 02/04/202 | 82880R111 | 2 | 12,000 | SH | OTR | 1,2 | 0 | 12,000 | 0 | |
SMARTFINANCIAL INC | COM NEW | 83190L208 | 4,129 | 170,867 | SH | OTR | 1,2 | 0 | 170,867 | 0 | |
SOUTHERN FIRST BANCSHARES | COM | 842873101 | 247 | 5,660 | SH | OTR | 1,2 | 0 | 5,660 | 0 | |
SOUTHSTATE CORPORATION | COM | 840441109 | 2,178 | 28,232 | SH | OTR | 1,2 | 0 | 28,232 | 0 | |
SUMMIT ST BK SANTA ROSA CALI | COM | 866264203 | 417 | 27,391 | SH | OTR | 1,2 | 0 | 27,391 | 0 | |
SYNOVUS FINL CORP | COM NEW | 87161C501 | 7,606 | 210,994 | SH | OTR | 1,2 | 0 | 210,994 | 0 | |
TERRITORIAL BANCORP INC | COM | 88145X108 | 308 | 14,751 | SH | OTR | 1,2 | 0 | 14,751 | 0 | |
THIRD COAST BANCSHARES INC | COM | 88422P109 | 500 | 22,819 | SH | OTR | 1,2 | 0 | 22,819 | 0 | |
TOWNEBANK PORTSMOUTH VA | COM | 89214P109 | 735 | 27,065 | SH | OTR | 1,2 | 0 | 27,065 | 0 | |
TRAVELERS COMPANIES INC | COM | 89417E109 | 203 | 1,200 | SH | OTR | 1,2 | 0 | 1,200 | 0 | |
TRUIST FINL CORP | COM | 89832Q109 | 1,880 | 39,637 | SH | OTR | 1,2 | 0 | 39,637 | 0 | |
TRUIST FINL CORP | COM | 89832Q109 | 24 | 11,200 | SH | Call | OTR | 1,2 | 0 | 11,200 | 0 |
TZP STRATEGIES ACQUISTN CORP | *W EXP 01/06/202 | G91595119 | 2 | 21,000 | SH | OTR | 1,2 | 0 | 21,000 | 0 | |
UNITED CMNTY BKS BLAIRSVLE G | COM | 90984P303 | 514 | 17,032 | SH | OTR | 1,2 | 0 | 17,032 | 0 | |
UNIVAR SOLUTIONS INC | COM | 91336L107 | 204 | 8,200 | SH | OTR | 1,2 | 0 | 8,200 | 0 | |
VICI PPTYS INC | COM | 925652109 | 123 | 50,000 | SH | Call | OTR | 1,2 | 0 | 50,000 | 0 |
VIRGINIA NATL BANKSHARES COR | COM | 928031103 | 1,568 | 49,787 | SH | OTR | 1,2 | 0 | 49,787 | 0 | |
WEBSTER FINL CORP | COM | 947890109 | 2,313 | 54,879 | SH | OTR | 1,2 | 0 | 54,879 | 0 | |
WELLS FARGO CO NEW | COM | 949746101 | 3,191 | 81,486 | SH | OTR | 1,2 | 0 | 81,486 | 0 | |
WELLS FARGO CO NEW | COM | 949746101 | 1,747 | 721,500 | SH | Call | OTR | 1,2 | 0 | 721,500 | 0 |
WESBANCO INC | COM | 950810101 | 409 | 12,905 | SH | OTR | 1,2 | 0 | 12,905 | 0 | |
WSFS FINL CORP | COM | 929328102 | 921 | 22,977 | SH | OTR | 1,2 | 0 | 22,977 | 0 |