UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-08749
Capstone Social Ethics and Religious Values Fund
(Exact name of registrant as specified in charter)
5847 San Felipe, Suite 4100, Houston, Texas 77057
(Address of principal executive offices) (Zip code)
Allan S. Mostoff, Esq.
Dechert LLP
1775 I Street, N.W.
Washington, DC 20006
(Name and address of agent for service)
Registrant's telephone number, including area code: 713-260-9000
Date of fiscal year end: September 30th
Date of reporting period: July 1, 2003 through June 30, 2004
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record
LARGE CAP EQUITY FUND
(a Series of Capstone Social Ethics and Religious Values Fund)
Company | Ticker | Cusip | Meeting | Date | Proposal |
| Shareholder/Mgmt | Board | Capstone |
Name | Symbol | Number | Date | Voted | # | Issue | Proposal | Vote | Vote |
3M Company | MMM | 88579Y101 | 05/11/04 | 05/01/04 | 1 | Election of directors. | M | For | For |
3M Company | 2 | Ratification of independent auditors. | M | For | For | ||||
3M Company | 3 | Approval of an amendment to the certificate of incorporation to increase the authorized common stock. | M | For | For | ||||
3M Company | 4 | Seperation of roles of CEO and Chairman of the board. | S | Against | For | ||||
Abbott Laboratories | ABT | 2824100 | 04/23/04 | 04/01/04 | 1 | Election of directors. | M | For | For |
Abbott Laboratories | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Abbott Laboratories | 3 | Report on prescription drugs. | S | Against | Against | ||||
Abbott Laboratories | 4 | Report on political contributions. | S | Against | Against | ||||
Abbott Laboratories | 5 | Prohibit future stock option grants to senior executives. | S | Against | Against | ||||
Abbott Laboratories | 6 | Review the effects of global infectious diseases on business stratagies. | S | Against | Against | ||||
ACE Limited | ACE | G0070K103 | 05/27/04 | 05/17/04 | 1 | Election of directors. | M | For | For |
ACE Limited | 2 | Approval of the 2004 long-term incentive plan. | M | For | For | ||||
ACE Limited | 3 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
ADC Telecommunications, Inc. | ADCT | 886101 | 03/02/04 | 02/23/04 | 1 | Election of directors. | M | For | For |
ADC Telecommunications, Inc. | 2 | To amend the stock incentive plan. | M | For | For | ||||
ADC Telecommunications, Inc. | 3 | To amend the articles of incorporation. | M | For | For | ||||
ADC Telecommunications, Inc. | 4 | Approval of the auditing firm of Ernst & Young LLP. | M | For | For | ||||
Adobe Systems Incorporated | ADBE | 00724F101 | 04/28/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Adobe Systems Incorporated | 2 | Approval of an amendment to the 2003 equity incentive plan. | M | For | For | ||||
Adobe Systems Incorporated | 3 | A policy expensing the cost of all future stock options in the annual report. | S | Against | For | ||||
Adobe Systems Incorporated | 4 | A policy requiring that senior executives retain a significant percentage of shares aquired through equity compensation programs. | S | Against | Against | ||||
Adobe Systems Incorporated | 5 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Advanced Micro Devices | AMD | 7903107 | 04/29/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time. |
Advanced Micro Devices | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | No, did not receive proxy on time. | ||||
Advanced Micro Devices | 3 | Approval of the 2004 equity incentive plan. | M | For | No, did not receive proxy on time. | ||||
Advanced Micro Devices | 4 | To transact other business that may properly come before the meeting. | M | For | No, did not receive proxy on time. | ||||
AES Corporation | AES | 00130H105 | 04/28/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time. |
AES Corporation | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | No, did not receive proxy on time. | ||||
Aflac Incorporated | AFL | 1055102 | 05/03/04 | 04/26/04 | 1 | Election of directors. | M | For | For |
Aflac Incorporated | 2 | To consider and approve the 2004 long-term incentive plan. | M | For | For | ||||
Aflac Incorporated | 3 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Agilent Technologies, Inc. | A | 00846U101 | 03/02/04 | 02/23/04 | 1 | Election of directors. | M | For | For |
Agilent Technologies, Inc. | 2 | Approval of the auditing firm of Pricewaterhouse Coopers LLP. | M | For | For | ||||
Air Products and Chemicals, Inc. | APD | 9158106 | 01/22/04 | 01/15/04 | 1 | Election of directors. | M | For | For |
Air Products and Chemicals, Inc. | 2 | Approval of the auditing firm ofKPMG LLP. | M | For | For | ||||
Alberto-Culver Co. | ACV | 13068101 | 01/22/04 | 01/15/04 | 1 | Election of directors. | M | For | For |
Alberto-Culver Co. | 2 | Re-approval of the management incentive plan. | M | For | For | ||||
Alberto-Culver Co. | 3 | Approval of the amendment to article 4 of the certificate of incorporation to eliminate provisions that no longer apply as a result of the conversion. | M | For | For | ||||
Alberto-Culver Co. | 4 | Approval of the amendment to article 4 of the certificate of incorporation to increase the class B common stock. | M | For | For | ||||
Albertsons Incorporated | ABS | 13104104 | 06/10/04 | 05/29/04 | 1 | Election of directors. | M | For | For |
Albertsons Incorporated | 2 | Ratification of independent auditors. | M | For | For | ||||
Albertsons Incorporated | 3 | Approval of the 2004 equity and performance incentive plan. | M | For | For | ||||
Albertsons Incorporated | 4 | Required majority vote for directors. | S | Against | Against | ||||
Albertsons Incorporated | 5 | Institute simple majority voting. | S | Against | Against | ||||
Albertsons Incorporated | 6 | Seek shareholder approval of severance agreements with senior executives. | S | Against | Against | ||||
Albertsons Incorporated | 7 | Annual election of directors. | S | Against | For | ||||
Alcoa Incorporated | AA | 13817101 | 04/30/04 | 04/21/04 | 1 | Election of directors. | M | For | For |
Alcoa Incorporated | 2 | Approval of the 2004 stock incentive plan. | M | For | For | ||||
Alcoa Incorporated | 3 | Report on the executive compensation policies. | S | Against | Against | ||||
Alcoa Incorporated | 4 | Seek shareholder approval of severance agreements for senior executives. | S | Against | Against | ||||
Allegheny Energy, Inc. | AYE | 17361106 | 11/14/03 | 11/01/03 | 1 | Election of directors. | M | For | For |
Allegheny Energy, Inc. | 2 | Ratification of Pricewaterhouse-Coopers LLP as independent accountants. | M | For | For | ||||
Allegheny Energy, Inc. | 3 | Shareholders request redemption of any poison pill previously issued and not adopt or extend any poison pill unless it has been submitted to a shareholder vote. | S | Against | For | ||||
Allegheny Energy, Inc. | 4 | Shareholders request the indexing of all stock options. | S | Against | For | ||||
Allegheny Energy, Inc. | 5 | Shareholders request that all future stock option grants to senior executives be performance-based. | S | Against | For | ||||
Allegheny Energy, Inc. | 6 | Shareholders request the expensing of all future stock options. | S | Against | For | ||||
Allegheny Energy, Inc. | 7 | Shareholders request amending the bylaws to require a independent director, who is not the current or earlier CEO of the company, to serve as Chairman of the Board. | S | Against | For | ||||
Allegheny Energy, Inc. | 8 | Shareholders request to adopt simple majority voting. | S | Against | For | ||||
Allegheny Energy, Inc. | 9 | Shareholders request annual elections of the board. | S | Against | For | ||||
Allegheny Energy, Inc. | 10 | Shareholders request that any public accounting firm retained by our company, should not also be retained to provide non-audit services to our company. | S | Against | For | ||||
Allegheny Energy, Inc. | 11 | Sharehoders request that the state of incorporation be changed from Maryland to Delaware. | S | Against | Against | ||||
Allengheny Energy, Inc. | AYE | 17361106 | 05/13/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
Allegheny Energy, Inc. | 2 | Elimination of cumulative voting. | M | For | Against | ||||
Allegheny Energy, Inc. | 3 | Approval of the director equity compensation plan. | M | For | For | ||||
Allegheny Energy, Inc. | 4 | Approval of the annual incentive plan. | M | For | For | ||||
Allegheny Energy, Inc. | 5 | Ratification of Pricewaterhouse Coopers. LLP as independent auditors. | M | For | For | ||||
Allegheny Energy, Inc. | 6 | Simple majority voting. | M | For | For | ||||
Allegheny Energy, Inc. | 7 | Any adoption, maintenance or extension of any poison pill shall be put to a shareholder vote. | M | For | For | ||||
Allegheny Energy, Inc. | 8 | Annual election of directors. | M | For | For | ||||
Allegheny Energy, Inc. | 9 | Separate positions of Chairman and CEO. | S | Against | For | ||||
Allegheny Energy, Inc. | 10 | Expensing in the annual income statement the cost of all future stock options. | S | Against | For | ||||
Allegheny Energy, Inc. | 11 | Retention of stock obtained through options. | S | Against | Against | ||||
Allegheny Energy, Inc. | 12 | Stockholder proposal regarding auditor fees. | S | Against | For | ||||
Allegheny Energy, Inc. | 13 | Stockholder proposal regarding pre-emptive rights. | S | Against | Against | ||||
Allegheny Energy, Inc. | 14 | Stockholder proposal regarding reincorporation in Delaware. | S | Against | For | ||||
Allegheny Technologies Incorporated | ATI | 01741R102 | 05/06/04 | 04/28/04 | 1 | Election of directors. | M | For | For |
Allergan, Inc. | AGN | 18490102 | 04/28/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Allergan, Inc. | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Allergan, Inc. | 3 | Expensing the cost of all future stock options in the annual report. | S | Against | For | ||||
Allergan, Inc. | 4 | To separate the roles of chairman of the board from CEO. | S | Against | For | ||||
Allied Waste Industries, Inc. | AW | 19589308 | 12/18/03 | 12/11/03 | 1 | Approval of the issuance of shares of our common stock in exchange for shares of our A senior covertible preferred stock. | M | For | For |
Allied Waste Industries, Inc. | AW | 19589308 | 05/21/04 | 05/20/04 | 1 | Election of directors. | M | For | For |
Allied Waste Industries, Inc. | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Allied Waste Industries, Inc. | 3 | Expense the costs of all future stock options in the annual income statement. | S | Against | For | ||||
Allied Waste Industries, Inc. | 4 | Disclose the effects of efforts to oppose privatization on its business strategy. | S | Against | Against | ||||
Alltel Corporation | AT | 20039103 | 04/22/04 | 04/14/04 | 1 | Election of directors. | M | For | For |
Alltel Corporation | 2 | Ratification of appointment of independent auditors. | M | For | For | ||||
Alltel Corporation | 3 | Employment opportunity policy. | S | Against | Against | ||||
Altera Corporation | ALTR | 21441100 | 05/11/04 | 05/02/04 | 1 | Election of directors. | M | For | For |
Altera Corporation | 2 | To approve an amendment to the 1996 stock option plan. | M | For | For | ||||
Altera Corporation | 3 | To approve an amendment to the 1987 employee stock purchase plan. | M | For | For | ||||
Altera Corporation | 4 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Altera Corporation | 5 | To expense stock option grants issued by the company. | S | Against | For | ||||
Amerada Hess Corporation | AHC | 23551104 | 05/05/04 | 04/29/04 | 1 | Election of directors. | M | For | For |
Amerada Hess Corporation | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Amerada Hess Corporation | 3 | Approval of the adoption of the second amended and restated 1995 long-term incentive plan. | M | For | For | ||||
Amerada Hess Corporation | 4 | To establish an office of the board of directors for stockholder communication. | M | Against | Against | ||||
Ameran Corporation | AEE | 23608102 | 04/27/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time. |
Ameran Corporation | 2 | Ratification of appointment of independent auditors. | M | For | No, did not receive proxy on time. | ||||
Ameran Corporation | 3 | Proposal relating to the storage of irradiated fuel rods at the Callaway Nuclear Plant. | S | Against | No, did not receive proxy on time. | ||||
American Electric Power Company, Inc. | AEP | 25537101 | 04/27/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
American Electric Power Company, Inc. | 2 | Ratification of independent auditors. | M | For | For | ||||
American Electric Power Company, Inc. | 3 | Approval of future severance agreements for senior executives. | S | Against | Against | ||||
American Electric Power Company, Inc. | 4 | Approval of any future pension benefits for senior executives. | S | Against | Against | ||||
American Electric Power Company, Inc. | 5 | The accounting firm retained by the company shall only perform audit services. | S | Against | Against | ||||
American Electric Power Company, Inc. | 6 | Limitation of terms for board members. | S | Against | Against | ||||
American Express Company | AXP | 25816109 | 04/26/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
American Express Company | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
American Express Company | 3 | Establish six year term limits for directors. | S | Against | Against | ||||
American Express Company | 4 | Issue a separate annual report describing the company's political contributions. | S | Against | Against | ||||
American International Group, Inc. | AIG | 26874107 | 05/19/04 | 05/01/04 | 1 | Election of directors. | M | For | For |
American International Group, Inc. | 2 | Adopt the chief executive officer annual compensation plan. | M | For | For | ||||
American International Group, Inc. | 3 | Adopt a director stock plan. | M | For | For | ||||
American International Group, Inc. | 4 | Ratification of independent accountants. | M | For | For | ||||
American International Group, Inc. | 5 | Issue a report on the policies for political contributions. | S | Against | Against | ||||
American International Group, Inc. | 6 | Shareholder proposal mandating no further purchases of tobacco equities. | S | Against | Against | ||||
American International Group, Inc. | 7 | Issue a report on executive compensation. | S | Against | Against | ||||
American Power Coversion Corporation | APCC | 29066107 | 06/10/04 | 06/01/04 | 1 | Election of directors. | M | For | For |
American Power Coversion Corporation | 2 | To fix the number of directors at eight. | M | For | For | ||||
American Power Coversion Corporation | 3 | Approval of the 2004 long-term incentive plan. | M | For | For | ||||
American Power Coversion Corporation | 4 | Ratification of independent auditors. | M | For | For | ||||
American Standard Companies, Inc. | ASD | 29712106 | 05/04/04 | 04/27/04 | 1 | Election of directors. | M | For | For |
American Standard Companies, Inc. | 2 | Approval of an amendment to the restated certificate of incorporation. | M | For | For | ||||
American Standard Companies, Inc. | 3 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Amerisourcebergen Corp. | ABC | 3073105 | 03/05/04 | 02/24/04 | 1 | Election of directors. | M | For | For |
Amgen Incorporated | AMGN | 31162100 | 05/13/04 | 05/03/04 | 1 | Election of directors. | M | For | For |
Amgen Incorporated | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Amgen Incorporated | 3 | Proposal (EEO-1report). | S | Against | Against | ||||
Amgen Incorporated | 4 | Expensing in the annual income statement the cost of all future stock options. | S | Against | For | ||||
Amsouth Bancorporation | ASO | 32165102 | 04/15/04 | 04/06/04 | 1 | Election of directors. | M | For | For |
Amsouth Bancorporation | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Amsouth Bancorporation | 3 | Approval of the employee stock purchase plan. | M | For | For | ||||
Amsouth Bancorporation | 4 | Approval of the 1996 long term incentive plan. | M | For | For | ||||
Amsouth Bancorporation | 5 | Approval of the stock option plan for outside directors. | M | For | For | ||||
Amsouth Bancorporation | 6 | A report on political contributions. | S | Against | Against | ||||
Anadarko Petroleum Corporation | APC | 32511107 | 05/06/04 | 04/28/04 | 1 | Election of directors. | M | For | For |
Anadarko Petroleum Corporation | 2 | Amendment to the annual incentive bonus plan. | M | For | For | ||||
Anadarko Petroleum Corporation | 3 | Ratification of appointment of independent accountants. | M | For | For | ||||
Anadarko Petroleum Corporation | 4 | To approve stockholder proposal relating to climate change. | S | Against | Against | ||||
Analog Devices, Inc. | ADI | 32654105 | 03/09/04 | 02/24/04 | 1 | Election of directors. | M | For | For |
Analog Devices, Inc. | 2 | To approve an amendment to the restated articles of incorporation. | M | For | For | ||||
Analog Devices, Inc. | 3 | Approval of the auditing firm of Ernst & Young LLP. | M | For | For | ||||
Andrew Corporation | ANDW | 34425108 | 07/15/03 | 07/09/03 | 1 | Approval of the issuance of Andrew common stock. | M | For | For |
Andrew Corporation | 2 | Authorization of the creation of a series A 7.75% convertible preferred stock. | M | For | For | ||||
Andrew Corporation | 3 | Increasing the size of the Andrew board of directors from 11 to 13. | M | For | For | ||||
Andrew Corporation | 4 | Approval of the adjournments or postponements of the special meeting if there are not a sufficient amount of votes for approval of the above proposals. | M | For | For | ||||
Andrew Corporation | ANDW | 34425108 | 02/10/04 | 01/26/04 | 1 | Election of directors. | M | For | For |
Andrew Corporation | 2 | To increase the number of common stock available for issuance under the employee stock purchase plan by 1,700,000. | M | For | For | ||||
Andrew Corporation | 3 | Approval of the auditing firm of Ernst & Young LLP. | M | For | For | ||||
Anthem Incorporated | ATH | 03674B104 | 05/17/04 | 05/07/04 | 1 | Election of directors. | M | For | For |
Anthem Incorporated | ATH | 03674B104 | 06/28/04 | 06/18/04 | 1 | Approval of the merger agreement by and among Anthem Incorporated and Wellpoint. | MN | For | For |
Anthem Incorporated | 2 | Approval of the amendment of Anthems articles of incorporation. | MN | For | For | ||||
AON Corporation | AOC | 37389103 | 05/21/04 | 05/20/04 | 1 | Election of directors. | M | For | For |
AON Corporation | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Apache Corporation | APA | 37411105 | 12/18/03 | 12/11/03 | 1 | Amendment of restated certificate of incorporation to increase the number of authorized shares of common stock. | M | For | For |
Apache Corporation | APA | 37411105 | 05/06/04 | 04/28/04 | 1 | Election of directors. | M | For | For |
Apache Corporation | 2 | To approve stockholder proposal relating to climate change. | S | Against | Against | ||||
Apartment Investment & Management Co. | AIV | 03748R101 | 04/30/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time. |
Apartment Investment & Management Co. | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | No, did not receive proxy on time. | ||||
Apartment Investment & Management Co. | 3 | Approval of the sale of high performance partnership units of AIMCO properties. | M | For | No, did not receive proxy on time. | ||||
Apartment Investment & Management Co. | 4 | To consider a vote on a stockholder proposal. | S | Against | No, did not receive proxy on time. | ||||
Apollo Group Incorporated | APOL | 37604105 | N/A | N/A | N/A | No proxy received - No Action Required | N/A | N/A | No, did not receive proxy on time. |
Apple Computer, Inc. | AAPL | 37833100 | 04/22/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time. |
Apple Computer, Inc. | 2 | Ratification of KPMG as independent accountants. | M | For | No, did not receive proxy on time. | ||||
Apple Computer, Inc. | 3 | To consider a vote on a stockholder proposal. | S | Against | No, did not receive proxy on time. | ||||
Applera Corporation | ABI | 38020103 | 10/16/03 | 10/03/03 | 1 | Election of directors. | M | For | For |
Applera Corporation | 2 | Ratification of Pricewaterhouse-Coopers as independent accountants. | M | For | For | ||||
Applied Materials, Inc. | AMAT | 38222105 | 03/24/04 | 03/02/04 | 1 | Election of directors. | M | For | For |
Applied Materials, Inc. | 2 | To approve the employee stock incentive plan. | M | For | For | ||||
Applied Micro Circuits Corp. | AMCC | 03822W109 | 08/27/03 | 08/22/03 | 1 | Election of directors. | M | For | For |
Applied Micro Circuits Corp. | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Archer-Daniels-Midland Company | ADM | 39483102 | 11/06/03 | 11/01/03 | 1 | Election of directors. | M | For | For |
Ashland Incorporated | ASH | 44204105 | 01/29/04 | 01/20/04 | 1 | Election of directors. | M | For | For |
Ashland Incorporated | 2 | Approval of the auditing firm of Ernst & Young LLP. | M | For | For | ||||
AT&T Corporation | T | 1957505 | 05/19/04 | 05/10/04 | 1 | Election fo directors. | M | For | For |
AT&T Corporation | 2 | Ratification of auditors. | M | For | For | ||||
AT&T Corporation | 3 | Approval of the 2004 long-term incentive plan. | M | For | For | ||||
AT&T Corporation | 4 | Term limits for outside directors. | S | Against | Against | ||||
AT&T Corporation | 5 | Any adoption, maintenance or extension of any poison pill shall be put to a shareholder vote. | S | Against | For | ||||
AT&T Corporation | 6 | Separate positions of Chairman and CEO. | S | Against | For | ||||
AT&T Corporation | 7 | A special review of executive compensation policies. | S | Against | Against | ||||
AT&T Wireless Services, Inc. | AWE | 00209A106 | 05/19/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
AT&T Wireless Services, Inc. | 2 | Approve and adopt the plan of merger agreement by and among AT&T wireless services, Inc., and Cingular wireless Corporation. | MN | For | For | ||||
AT&T Wireless Services, Inc. | 3 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
AT&T Wireless Services, Inc. | 4 | Replace the current system of compensation for senior executives with the commonsense executive compensation program. | S | Against | Against | ||||
AT&T Wireless Services, Inc. | 5 | Discontinue all rights, options, SAR's and severance payments to the top five management. | S | Against | Against | ||||
AT&T Wireless Services, Inc. | 6 | Nominees standing for election of the board should receive a majority of the votes. | S | Against | Against | ||||
Autodesk Incorporated | ADSK | 52769106 | 06/17/04 | 06/10/04 | 1 | Election of directors. | M | For | For |
Autodesk Incorporated | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Autodesk Incorporated | 3 | Adopt a policy requiring senior executives to retain a significant percentage of shares aquired through equity compensation. | S | Against | Against | ||||
Automatic Data Processing, Inc. | ADP | 53015103 | 11/11/03 | 11/01/03 | 1 | Election of directors. | M | For | For |
Automatic Data Processing, Inc. | 2 | Approval of the amendment to the 2000 key employee's stock option purchase plan. | M | For | For | ||||
Automatic Data Processing, Inc. | 3 | Approval of the amendment to the employee's savings stock purchase plan. | M | For | For | ||||
Automatic Data Processing, Inc. | 4 | Approval of the 2003 director stock plan. | M | For | For | ||||
Automatic Data Processing, Inc. | 5 | Appointment of Deloitte&Touche LLP. | M | For | For | ||||
AutoNation Incorporated | AN | 05329W102 | 05/12/04 | 05/03/04 | 1 | Election of directors. | M | For | For |
AutoNation Incorporated | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Autozone, Incorporated | AZO | 53332102 | 12/11/03 | 12/05/03 | 1 | Election of directors. | M | For | For |
Autozone, Incorporated | 2 | Ratification of independent auditors. | M | For | For | ||||
Avaya Incorporated | AV | 53499109 | 02/26/04 | 02/18/04 | 1 | Election of directors. | M | For | For |
Avaya Incorporated | 2 | Approval of the 2004 long term incentive plan. | M | For | For | ||||
Avaya Incorporated | 3 | Establishment of a cap on the total compensation that may be paid to a CEO. | M | Against | Against | ||||
Avery Dennison | AVY | 53611109 | 04/22/04 | 04/14/04 | 1 | Election of directors. | M | For | For |
Avery Dennison | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Avery Dennison | 3 | Re-approval of the senior executive leadership compensation plan. | M | For | For | ||||
Avery Dennison | 4 | Re-approval of the executive long-term incentive plan. | M | For | For | ||||
Avon Products, Inc. | AVP | 54303102 | 05/06/04 | 04/28/04 | 1 | Election of directors. | M | For | For |
Avon Products, Inc. | 2 | Ratification of appointment of independent auditors. | M | For | For | ||||
Avon Products, Inc. | 3 | Approval of amendment to restated certificate of incorporation. | M | For | For | ||||
Avon Products, Inc. | 4 | Elimination of a classified board. | S | Against | For | ||||
Avon Products, Inc. | 5 | Issue a report on removal of Parabens. | S | Against | Against | ||||
Avon Products, Inc. | 6 | Issue a report on removal of Dibutyl Phthalate. | S | Against | Against | ||||
Baker Hughes Incorporated | BHI | 57224107 | 04/28/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Baker Hughes Incorporated | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Baker Hughes Incorporated | 3 | Requesting annual elections of the board. | S | Against | Against | ||||
Baker Hughes Incorporated | 4 | Any adoption, maintenance or extension of a poison pill shall be put to a shareholder vote. | S | Against | Against | ||||
Ball Corporation | BLL | 05849810-6 | 04/28/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time. |
Ball Corporation | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | No, did not receive proxy on time. | ||||
Bank of America Corp. | BAC | 60505104 | 03/17/04 | 02/25/04 | 1 | Adoption of the merger agreement. | M | For | For |
Bank of America Corp. | 2 | Adoption of the amended stock plan. | M | For | For | ||||
Bank of America Corp. | 3 | Adoption of an amendment to increase the number of authorized shares of common stock. | M | For | For | ||||
Bank of America Corp. | 4 | To adjourn the special meeting, if necessary, to solicit additional proxies. | M | For | For | ||||
Bank of America Corporation | BAC | 60505104 | 05/26/04 | 05/15/04 | 1 | Election of directors. | M | For | For |
Bank of America Corporation | 2 | Ratification of independent public accountants. | M | For | For | ||||
Bank of America Corporation | 3 | Change the annual meeting date to the last Monday in April. | S | Against | Against | ||||
Bank of America Corporation | 4 | Nominate at least fifty percent more director nominees than there are open seats. | S | Against | Against | ||||
Bank of America Corporation | 5 | The company should refrain from making any direct charitable contributions. | S | Against | Against | ||||
Bank of America Corporation | 6 | Establish a special committee to review the company's mutual fund trading policies. | S | Against | Against | ||||
Bank of America Corporation | 7 | Issue a report on the policies and procedures for ensuring that all personal and private information will remain confidential in all business operations. | S | Against | Against | ||||
Bank One Corporation | ONE | 06423A103 | 05/25/04 | 05/15/04 | 1 | Election of directors. | M | For | For |
Bank One Corporation | 2 | Approval of merger agreement by and among Bank One Corporation and J.P. Morgan Chase | MN | For | For | ||||
Bank One Corporation | 3 | Ratification of independent auditors. | M | For | For | ||||
Baxter International, Inc. | BAX | 711813109 | 05/04/04 | 04/27/04 | 1 | Election of directors. | M | For | For |
Baxter International, Inc. | 2 | Ratification of independent auditors. | M | For | For | ||||
Baxter International, Inc. | 3 | Cumulative voting in the election of directors. | M | Against | For | ||||
Bausch & Lomb Inc. | BOL | 71707103 | 04/27/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time. |
Bausch & Lomb Inc. | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | No, did not receive proxy on time. | ||||
BB&T Corporation | BBT | 54937107 | 04/27/04 | N/A | 1 | To approve an amendment to the articles of incorporation to eliminate staggered terms of directors. | M | For | Did not receive proxy. |
BB&T Corporation | 2 | To approve amendments to the by-laws to eliminate staggered terms of directors. | M | For | Did not receive proxy. | ||||
BB&T Corporation | 3 | Election of directors. | M | For | Did not receive proxy. | ||||
BB&T Corporation | 4 | Approval of the 2004 stock incentive plan. | M | For | Did not receive proxy. | ||||
BB&T Corporation | 5 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | Did not receive proxy. | ||||
BB&T Corporation | 6 | Shareholder proposal regarding executive compensation matters. | S | Against | Did not receive proxy. | ||||
Becton, Dickinson and Company | BDX | 75887109 | 02/11/04 | 01/27/04 | 1 | Election of directors. | M | For | For |
Becton, Dickinson and Company | 2 | Ratification of independent auditors. | M | For | For | ||||
Becton, Dickinson and Company | 3 | Adoption of the 2004 employee and director equity-based compensation plan. | M | For | For | ||||
Becton, Dickinson and Company | 4 | Cumulative voting. | S | Against | For | ||||
BellSouth | BLS | 79860102 | 04/26/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
BellSouth | 2 | Ratify the independent auditor. | M | For | For | ||||
BellSouth | 3 | Approve amendments to elect directors annually. | M | For | For | ||||
BellSouth | 4 | Approve the stock and incentive compensation plan. | M | For | For | ||||
BellSouth | 5 | Replacement of the current system of compensation for senior executives with a commonsense executive compensation plan. | S | Against | Against | ||||
BellSouth | 6 | Establish a cap on the total compensation paid to the CEO in a given year. | S | Against | Against | ||||
BellSouth | 7 | Issue a report on the policies for political contributions. | S | Against | Against | ||||
Bemis Company, Inc. | BMS | 81437105 | 05/06/04 | 04/28/04 | 1 | Election of directors. | M | For | For |
Bemis Company, Inc. | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Bemis Company, Inc. | 3 | To amend the restated articles of incorporation. | M | For | For | ||||
Best Buy Company, Inc. | BBY | 86516101 | 06/24/04 | 06/15/04 | 1 | Election of directors. | M | For | For |
Best Buy Company, Inc. | 2 | Ratification of Ernst&Young LLP as independent auditors. | M | For | For | ||||
Best Buy Company, Inc. | 3 | Approval of the 2004 omnibus stock and incentive plan. | M | For | For | ||||
Big Lots Incorporated | BLI | 89302103 | 05/18/04 | 05/08/04 | 1 | Election of directors. | M | For | For |
Biogen Idec, Inc. | BIIB | 09062X103 | 06/16/04 | 06/10/04 | 1 | Election of directors. | M | For | For |
Biogen Idec, Inc. | 2 | Ratification of Pricewaterhouse Coopers LLP as independent accountants. | M | For | For | ||||
Biogen, Incorporated | BIIB | 90597105 | 11/12/03 | 11/01/03 | 1 | To approve the agreement and plan of merger by and among IDEC Pharmaceuticals Corp., Bridges Merger Corp. and Biogen. | M | For | For |
Biogen, Incorporated | 2 | Adjournment of the meeting to a later date to solicit additional proxies if there are not sufficient votes in favor of the merger. | M | For | For | ||||
Biomet, Inc. | BMET | 90613100 | 09/27/03 | 09/20/03 | 1 | Election of directors. | M | For | For |
Biomet, Inc. | 2 | Ratification of Ernst&Young LLP as independent auditors. | M | For | For | ||||
BJ Services Co. | BJS | 55482103 | 01/22/04 | 01/16/04 | 1 | Election of directors. | M | For | For |
BJ Services Co. | 2 | Adoption of the 2003 incentive plan. | M | For | For | ||||
BJ Services Co. | 3 | Issue of a report evaluating financial risks posed by company operations in countries with a pattern of violating human rights. | S | Against | Against | ||||
Boeing Company | BA | 97023105 | 05/03/04 | N/A | 1 | Election of directors. | M | For | Did not receive proxy. |
Boeing Company | 2 | Elimination of supermajority voting. | M | For | Did not receive proxy. | ||||
Boeing Company | 3 | Annual election of directors. | S | For | Did not receive proxy. | ||||
Boeing Company | 4 | Adoption of supermajority voting. | S | S | Did not receive proxy. | ||||
Boeing Company | 5 | Issue a report on human rights policies. | S | S | Did not receive proxy. | ||||
Boise Cascade Corp. | BCC | 97383103 | 12/09/03 | 12/03/03 | 1 | Approve and adopt the agreement and plan of merger by and among Boise Cascade Corp. and Office Max, Inc. | M | For | For |
Boise Cascade Corp. | 2 | Approve and adopt an amendment to the 2003 Boise incentive and performance plan. | M | For | For | ||||
Boston Scientific Corporation | BSX | 101137107 | 10/06/03 | 09/29/03 | 1 | To approve an amendment to the company's second restated certificate of incorporation. | M | For | For |
Boston Scientific Corporation | BSX | 101137107 | 05/11/04 | 05/01/04 | 1 | Election of directors. | M | For | For |
Boston Scientific Corporation | 2 | Ratification of Ernst & Young LLP appointment of independent auditors. | M | For | For | ||||
Bristol-Meyers Squibb Company | BMY | 110122108 | 05/04/04 | 04/27/04 | 1 | Election of directors. | M | For | For |
Bristol-Meyers Squibb Company | 2 | Appointment of independent auditors. | M | For | For | ||||
Bristol-Meyers Squibb Company | 3 | Issue a report disclosing all political contributions. | S | Against | Against | ||||
Bristol-Meyers Squibb Company | 4 | The prohibition of all of the company's political contributions. | S | Against | Against | ||||
Bristol-Meyers Squibb Company | 5 | Seperation of chairman and chief executive officer. | S | Against | For | ||||
Bristol-Meyers Squibb Company | 6 | Review the economic effects of the HIV/AIDS tuberculosis and malaria pandemics on the company's business stratagy. | S | Against | Against | ||||
Bristol-Meyers Squibb Company | 7 | Director vote threshold. | S | Against | Against | ||||
Broadcom Corporation | BRCM | 111320107 | 04/29/04 | N/A | 1 | Election of directors. | M | For | Did not receive proxy. |
Broadcom Corporation | 2 | To approve an amendment to the 1998 stock incentive plan. | M | For | Did not receive proxy. | ||||
Broadcom Corporation | 3 | Ratification of Ernst & Young LLP as independent auditors. | M | For | Did not receive proxy. | ||||
Broadcom Corporation | 4 | To transact such other business that may properly come before the meeting. | M | For | Did not receive proxy. | ||||
Brunswick Corporation | BC | 117043109 | 04/28/04 | N/A | 1 | Election of directors. | M | For | Did not receive proxy. |
Brunswick Corporation | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | Did not receive proxy. | ||||
Brunswick Corporation | 3 | To transact such other business that may properly come before the meeting. | M | For | Did not receive proxy. | ||||
Burlington Nothern Santa Fe Corp. | BNI | 12189T104 | 04/21/04 | 04/12/04 | 1 | Election of directors. | M | For | For |
Burlington Nothern Santa Fe Corp. | 2 | Approval of the 1999 stock incentive plan. | M | For | For | ||||
Burlington Nothern Santa Fe Corp. | 3 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Burlington Resources Inc. | BR | 122014103 | 04/21/04 | 04/14/04 | 1 | Election of directors. | M | For | For |
Burlington Resources Inc. | 2 | Approval of an amendment to increase the number of authorized shares of common stock. | M | For | For | ||||
Burlington Resources Inc. | 3 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Calpine Corporation | CPN | 131347106 | 05/26/04 | 05/14/04 | 1 | Election of directors. | M | For | For |
Calpine Corporation | 2 | Amendment of the amended and restated certificate of incorporation. | M | For | For | ||||
Calpine Corporation | 3 | Increase the number of shares in the 1996 stock incentive plan. | M | For | For | ||||
Calpine Corporation | 4 | Increase the number of shares in the 2000 employee stock purchase plan. | M | For | For | ||||
Calpine Corporation | 5 | Adoption of a indigenous policy. | S | Against | Against | ||||
Calpine Corporation | 6 | Senior executive compensation plans should utilize performance and time-based restricted share programs in lieu of stock options. | S | Against | Against | ||||
Calpine Corporation | 7 | Issue a report on the feasibility of shareholders imitating the investor's voting decisions. | S | Against | Against | ||||
Calpine Corporation | 8 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Campbell Soup Company | CPB | 134429109 | 11/21/03 | 11/13/03 | 1 | Election of directors. | M | For | For |
Campbell Soup Company | 2 | Ratification of appointment of auditors. | M | For | For | ||||
Campbell Soup Company | 3 | Approval of the 2003 long-term incentive plan. | M | For | For | ||||
Capital One Financial Corporation | COF | 14040H105 | 04/29/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Capital One Financial Corporation | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Capital One Financial Corporation | 3 | Approval of the 2004 stock incentive plan. | M | For | For | ||||
Cardinal Health, Inc. | CAH | 14149Y108 | 11/05/03 | 10/20/03 | 1 | Election of directors. | M | For | For |
Caterpillar Incorporated | CAT | 149123101 | 04/14/04 | 04/01/04 | 1 | Election of directors. | M | For | For |
Caterpillar Incorporated | 2 | Amendment of the option plan. | M | For | For | ||||
Caterpillar Incorporated | 3 | Ratification of auditors. | M | For | For | ||||
Caterpillar Incorporated | 4 | To require shareholder approval of all current and future poison pills. | S | Against | Against | ||||
Caterpillar Incorporated | 5 | A report on the sale of equitment to Israel. | S | Against | Against | ||||
Caterpillar Incorporated | 6 | Review the effects of global infectious diseases on business stratagies. | S | Against | Against | ||||
Cedant Corporation | CD | 151313103 | 04/20/04 | 03/15/04 | 1 | Election of directors. | M | For | For |
Cedant Corporation | 2 | Elimination of the classification of the board of directors. | M | For | For | ||||
Cedant Corporation | 3 | Election of directors. | M | For | For | ||||
Cedant Corporation | 4 | Seperation of the offices of CEO and chairman. | S | Against | For | ||||
Cedant Corporation | 5 | CEO compensation disclosure. | S | Against | Against | ||||
Centerpoint Energy, Inc. | CNP | 15189T107 | 06/03/04 | 05/20/04 | 1 | Election of directors. | M | For | For |
Centerpoint Energy, Inc. | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Centerpoint Energy, Inc. | 3 | Senior executive compensation plans should utilize performance and time-based restricted share programs in lieu of stock options. | S | Against | Against | ||||
Centerpoint Energy, Inc. | 4 | Annual election of directors. | S | Against | For | ||||
Centerpoint Energy, Inc. | 5 | Withhold authority to vote on all other matters that may properly come before the meeting. | S | Against | For | ||||
Centex Corp./ 3333 Holding Corp. | CTX | 152312104 | 02/25/04 | 02/18/04 | C1 | Approval to amend the restated articles of incorporation. | M | For | For |
Centex Corp./ 3333 Holding Corp. | C2 | Approval to terminate the nominee agreement. | M | For | For | ||||
Centex Corp./ 3333 Holding Corp. | H1 | Approval of the related merger agreement for the holder merger. | M | For | For | ||||
Centex Corporation | CTX | 152312104 | 07/17/03 | 07/10/03 | 1 | Election of directors. | M | For | For |
Centex Corporation | 2 | Approval of the 2003 annual incentive compensation plan. | M | For | For | ||||
Centex Corporation | 3 | Approval of the 2003 equity incentive plan. | M | For | For | ||||
Centex Corporation | 4 | Ratification of the appointment of independent auditor for 2004. | M | For | For | ||||
Centurytel, Inc. | CTL | 156700106 | 05/06/04 | 04/28/04 | 1 | Election of directors. | M | For | For |
Centurytel, Inc. | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Charter One Financial | CF | 160903100 | 04/21/04 | 04/14/04 | 1 | Election of directors. | M | For | For |
Charter One Financial | 2 | To approve the amendments to the 1997 stock option and incentive plan. | M | For | For | ||||
Charter One Financial | 3 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Chevron Texaco Corporation | CVX | 166764100 | 04/28/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Chevron Texaco Corporation | 2 | Ratification of independent accountants. | M | For | For | ||||
Chevron Texaco Corporation | 3 | Show support for the stockholder rights plan policy. | M | For | For | ||||
Chevron Texaco Corporation | 4 | Approval of the long-term incentive plan. | M | For | For | ||||
Chevron Texaco Corporation | 5 | Issue a report reviewing the economic effects of the HIV/AIDS, tuberculosis and maleria pandemics on business strategies. | M | Against | Against | ||||
Chevron Texaco Corporation | 6 | Issue a report disclosing policies for political contributions. | M | Against | Against | ||||
Chevron Texaco Corporation | 7 | Amend the company's governance documents to provide that the nominees for director receive the vote of a majority of the shares. | M | Against | Against | ||||
Chevron Texaco Corporation | 8 | Issue a report on new initiatives taken by management to adress the health and enviromental concerns for people living near where Texaco operated in Ecuador. | M | Against | Against | ||||
Chevron Texaco Corporation | 9 | Issue a report explaining how the company will respond to public pressure to develop renewable energy sources. | M | Against | Against | ||||
Chiron Corporation | CHIR | 170040109 | 05/27/04 | 05/17/04 | 1 | Election of directors. | M | For | For |
Chiron Corporation | 2 | Approval of the amended and restated 1991 stock option plan. | M | For | For | ||||
Chiron Corporation | 3 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Chubb Corporation | CB | 171232101 | 04/27/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Chubb Corporation | 2 | Approval of the long-term stock incentive plan. | M | For | For | ||||
Chubb Corporation | 3 | Approval of the long-term stock incentive plan for non-employee directors. | M | For | For | ||||
Chubb Corporation | 4 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Chubb Corporation | 5 | An annual report that explains political contributions made with corporate funds | S | Against | Against | ||||
Ciena Corporation | CIEN | 171779101 | 03/10/04 | 02/24/04 | 1 | Election of directors. | M | For | For |
Cincinnati Financial Corporation | CINF | 172062101 | 04/24/04 | 04/14/04 | 1 | Election of directors. | M | For | For |
Cincinnati Financial Corporation | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Cinergy Corporation | CIN | 172474108 | 05/04/04 | 04/27/04 | 1 | Election of dirctors. | M | For | For |
Cinergy Corporation | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Cintas Corporation. | CTAS | 172908105 | 10/14/03 | 10/03/03 | 1 | To set the number of directors to be elected at eight. | M | For | For |
Cintas Corporation. | 2 | Election of directors. | M | For | For | ||||
Cintas Corporation. | 3 | Approval of the director's stock plan. | M | For | For | ||||
Cintas Corporation. | 4 | Expensing the cost of stock options in the statement. | S | Against | For | ||||
Cintas Corporation. | 5 | Establish a nominating committee composed of independent members. | S | Against | Against | ||||
Cintas Corporation. | 6 | Nominating independent directors who, if elected would constitute two-thirds of the board. | S | Against | Against | ||||
Cintas Corporation. | 7 | Issue a report on the code of conduct for venders and other work place policies. | S | Against | Against | ||||
Cintas Corporation. | 8 | In the discretion of the proxies vote on any other issue that might come up before the meeting. | M | For | For | ||||
Circuit City Stores, Inc. | CC | 172737108 | 06/15/04 | 06/10/04 | 1 | Election of directors. | M | For | For |
Circuit City Stores, Inc. | 2 | Approval of the amended and restated 1984 employee stock purchase plan. | M | For | For | ||||
Circuit City Stores, Inc. | 3 | Approval of an amendment to the 2000 non-employee director stock incentive plan. | M | For | For | ||||
Circuit City Stores, Inc. | 4 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Cisco Systems, Inc. | CSCO | 17275R102 | 11/11/03 | N/A | 1 | Election of directors. | M | For | Did not receive proxy. |
Cisco Systems, Inc. | 2 | To approve an amendment and restatement of the employee stock purchase plan. | M | For | Did not receive proxy. | ||||
Cisco Systems, Inc. | 3 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | Did not receive proxy. | ||||
Cisco Systems, Inc. | 4 | Issue a report on the company's hardware and software products. | M | Against | Did not receive proxy. | ||||
Citigroup Incorporated | C | 172967101 | 04/20/04 | 04/13/04 | 1 | Election of directors. | M | For | For |
Citigroup Incorporated | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Citigroup Incorporated | 3 | The request of a curb on executive compensation. | S | Against | Against | ||||
Citigroup Incorporated | 4 | The request of a report on political contributions. | S | Against | Against | ||||
Citigroup Incorporated | 5 | The request of a discontinuation of all rights. | S | Against | Against | ||||
Citigroup Incorporated | 6 | The request that the chairman of the board have no management duties. | S | Against | Against | ||||
Citizens Communications Company | CZN | 17453B101 | 05/18/04 | 05/08/04 | 1 | Election of directors. | M | For | For |
Citizens Communications Company | 2 | Ratification of KPMG LLP as independent accountants. | M | For | For | ||||
Citizens Communications Company | 3 | Seek shareholder approval of all future severance agreements with senior executives. | S | Against | Against | ||||
Citrix Systems, Inc. | CTXS | 177376100 | 05/13/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
Citrix Systems, Inc. | 2 | Expensing in the annual income statement the cost of all future stock options. | S | Against | For | ||||
Clear Channel Communications | CCU | 184502102 | 04/28/04 | N/A | 1 | Election of directors. | M | For | Did not receive proxy. |
Clear Channel Communications | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | Did not receive proxy. | ||||
Clear Channel Communications | 3 | To transact such other business that may properly come before the meeting. | M | For | Did not receive proxy. | ||||
CMS Energy Corporation | CMS | 125896100 | 05/28/04 | 05/17/04 | 1 | Election of directors. | M | For | For |
CMS Energy Corporation | 2 | Ratification of independent auditors. | M | For | For | ||||
CMS Energy Corporation | 3 | To amend performance incentive stock plan. | M | For | For | ||||
CMS Energy Corporation | 4 | Approval of the deductibility of incentive awards. | M | For | For | ||||
CMS Energy Corporation | 5 | To amend the articles of incorporation. | M | For | For | ||||
Colgate-Palmolive Company | CL | 194162103 | 05/07/04 | 05/03/04 | 1 | Election of directors. | M | For | For |
Colgate-Palmolive Company | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Colgate-Palmolive Company | 3 | Approval of the executive incentive compensation plan. | M | For | For | ||||
Colgate-Palmolive Company | 4 | Seek shareholder approval of future golden parachute severance pay for senior executives. | S | Against | Against | ||||
Colgate-Palmolive Company | 5 | Independent monitoring of the implementation of human rights standards by international suppliers. | S | Against | Against | ||||
Colgate-Palmolive Company | 6 | An independent director who has not served as CEO be its chairman of the board. | S | Against | Against | ||||
Comcast Corporation | CMCSA | 20030N101 | 05/26/04 | 05/14/04 | 1 | Election of directors. | M | For | For |
Comcast Corporation | 2 | Selection of independent auditors. | M | For | For | ||||
Comcast Corporation | 3 | Approval of the 2002 restricted stock plan. | M | For | For | ||||
Comcast Corporation | 4 | Amendment to the articles of incorporation. | M | For | For | ||||
Comcast Corporation | 5 | Establish two-thirds of an independent board. | S | Against | Against | ||||
Comcast Corporation | 6 | Issue a report disclosing all political contributions. | S | Against | Against | ||||
Comcast Corporation | 7 | Nominate two directors for every open directorship. | S | Against | Against | ||||
Comcast Corporation | 8 | Limit compensation for senior executives. | S | Against | Against | ||||
Comcast Corporation | 9 | Adopt a recapitalization plan. | S | Against | Against | ||||
Comerica Incorporated | CMA | 200340107 | 05/18/04 | 05/08/04 | 1 | Election of directors. | M | For | For |
Comerica Incorporated | 2 | Approval of the amended and restated employee stock purchase plan. | M | For | For | ||||
Comerica Incorporated | 3 | Approval of the incentive plan for non-employee directors. | M | For | For | ||||
Comerica Incorporated | 4 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Computer Associates Intl, Inc. | CA | 204912109 | 08/27/03 | 08/22/03 | 1 | Election of directors. | M | For | For |
Computer Associates Intl, Inc. | 2 | Approval of the 2003 compensation plan for non-employee directors. | M | For | For | ||||
Computer Associates Intl, Inc. | 3 | Ratification of appointment of KPMG LLP as independent auditors. | M | For | For | ||||
Computer Sciences Corp. | CSC | 205363104 | 08/11/03 | 08/05/03 | 1 | Election of directors. | M | For | For |
Compuware Corporation | CPWR | 205638109 | 08/26/03 | 08/20/03 | 1 | Election of directors. | M | For | For |
Comverse Technology, Inc. | CMVT | 205862402 | 12/16/03 | 12/10/03 | 1 | Election of directors. | M | For | For |
Comverse Technology, Inc. | 2 | Amendment of the 2002 employee stock purchase plan. | M | For | For | ||||
Comverse Technology, Inc. | 3 | Adoption and approval of the 2004 management incentive plan. | M | For | For | ||||
Comverse Technology, Inc. | 4 | Ratification of Deloitte&Touche LLP as independent auditors. | M | For | For | ||||
Comverse Technology, Inc. | CMVT | 205862402 | 06/15/04 | 06/05/04 | 1 | Election of directors. | M | For | For |
Comverse Technology, Inc. | 2 | Approval of the 2004 stock incentive compensation plan. | M | For | For | ||||
Comverse Technology, Inc. | 3 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Concorde EFS, Inc. | CE | 206197105 | 10/28/03 | 10/16/03 | 1 | To adopt the agreement and plan of merger among First Data Corporation, Monoco Subsidiary Corporation. | M | For | For |
ConocoPhillips | COP | 20825C104 | 05/05/04 | 04/27/04 | 1 | Election of directors. | M | For | For |
ConocoPhillips | 2 | Ratification of independent auditors. | M | For | For | ||||
ConocoPhillips | 3 | Authorize the 2004 omnibus stock and performance incentive plan. | M | For | For | ||||
ConocoPhillips | 4 | Limitations on executive compensation. | S | Against | Against | ||||
ConocoPhillips | 5 | Replace the current system of compensation for senior executives to a common sense executive compensation program. | S | Against | Against | ||||
ConocoPhillips | 6 | Issue a report explaining the potential damage that would result from drilling for oil and gas in the coastal plain of the ANW refuge. | S | Against | Against | ||||
Consolidated Edison, Inc. | ED | 209115104 | 05/17/04 | 05/07/04 | 1 | Election of directors. | M | For | For |
Consolidated Edison, Inc. | 2 | Ratification of independent accountants. | M | For | For | ||||
Consolidated Edison, Inc. | 3 | Approval of the stock purchase plan. | M | For | For | ||||
Consolidated Edison, Inc. | 4 | Additional compensation information. | S | Against | Against | ||||
Constellation Energy Group, Inc. | CEG | 210371100 | 05/21/04 | 05/11/04 | 1 | Election of directors. | M | For | For |
Constellation Energy Group, Inc. | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Convergys Corporation | CVG | 212485106 | 04/27/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Convergys Corporation | 2 | Approval of the 1998 long-term incentive plan. | M | For | For | ||||
Convergys Corporation | 3 | Approval of the employee stock purchase plan. | M | For | For | ||||
Convergys Corporation | 4 | Ratify the appointment of independent auditors. | M | For | For | ||||
Cooper Industries, LTD. | CBE | G24182100 | 04/27/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Cooper Industries, LTD. | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Cooper Industries, LTD. | 3 | Approve the amended and restated stock incentive plan. | M | For | For | ||||
Cooper Industries, LTD. | 4 | Issue a sustainability report. | S | Against | Against | ||||
Cooper Industries, LTD. | 5 | Senior executive compensation plans should utilize performance and time-based restricted share programs in lieu of stock options. | S | Against | Against | ||||
Cooper Tire & Rubber Company | CTB | 216831107 | 05/04/04 | 04/27/04 | 1 | Election of directors. | M | For | For |
Cooper Tire & Rubber Company | 2 | Seek shareholder approval on the selection of audtors. | S | Against | For | ||||
Corning Incorporated | GLW | 219350105 | 04/29/04 | 04/21/04 | 1 | Election of directors. | M | For | For |
Corning Incorporated | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Corning Incorporated | 3 | Seek approval of future severance agreements for senior executives. | M | Against | Against | ||||
Costco Wholesale Corp. | COST | 22160K105 | 01/29/04 | 01/20/04 | 1 | Election of directors. | M | For | For |
Costco Wholesale Corp. | 2 | To elect directors annually and not by classes. | M | Against | For | ||||
Costco Wholesale Corp. | 3 | To develop a policy for land procurement. | S | Against | Against | ||||
Costco Wholesale Corp. | 4 | Ratification of selection of independent auditors. | M | For | For | ||||
Country Wide Financial Corporation | CFC | 2223372104 | 06/16/04 | 06/10/04 | 1 | Election of directors. | M | For | For |
Country Wide Financial Corporation | 2 | To approve and amend the 2000 equity incentive plan. | M | For | For | ||||
Countrywide Financial Corp. | CFC | 222372104 | 01/09/04 | 12/29/03 | 1 | To approve the amended and restated certificate of incorporation. | M | For | For |
C.R. Bard | BCR | 67383109 | 04/21/04 | 04/20/04 | 1 | Election of directors. | M | For | For |
C.R. Bard | 2 | Approval of amendment to the 2003 long-term incentive plan. | M | For | For | ||||
C.R. Bard | 3 | Approval of certain provisions of the 1994 executive bonus plan. | M | For | For | ||||
C.R. Bard | 4 | Ratification of independent accountants. | M | For | For | ||||
Crane Co. | CR | 224399105 | 04/26/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Crane Co. | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Crane Co. | 3 | Approval of the 2004 stock incentive plan. | M | For | For | ||||
Crane Co. | 4 | Approval of the corporate EVA incentive compensation plan. | M | For | For | ||||
Crane Co. | 5 | Implementation and/or increase activity on each of the nine MacBride principles. | S | Against | Against | ||||
CSX Corporation | CSX | 126408103 | 05/05/04 | 05/02/04 | 1 | Election of directors. | M | For | For |
CSX Corporation | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
CSX Corporation | 3 | Discontinue all rights, options, SAR's, and possible severance payments to top five of management. | S | Against | Against | ||||
CSX Corporation | 4 | Any adoption, maintenance or extension of any poison pill shall be put to a shareholder vote. | S | Against | For | ||||
CSX Corporation | 5 | To seek shareholder approval of all future severance agreements with senior executives. | S | Against | Against | ||||
Cummins Inc. | CUM | 231021106 | 09/16/03 | 09/10/03 | 1 | Election of directors. | M | For | For |
Cummins Inc. | 2 | Ratification of PricewaterhouseCoopers LLP as independent auditors. | M | For | For | ||||
Cummins Inc. | 3 | Approval of the 2003 stock incentive plan. | M | For | For | ||||
Cummins Incorporated | CMI | 231021106 | 04/06/04 | 03/11/04 | 1 | Election of directors. | M | For | For |
Cummins Incorporated | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
CVS Corporation | CVS | 126650100 | 05/12/04 | 05/03/04 | 1 | Election of directors. | M | For | For |
CVS Corporation | 2 | Approve an amendment to the 1997 incentive compensation plan. | M | For | For | ||||
CVS Corporation | 3 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
CVS Corporation | 4 | Replace the current system of compensation for senior executives with the commonsense compensation program. | S | Against | Against | ||||
Dana Corporation | DCN | 235811106 | 04/19/04 | 04/07/04 | 1 | Election of directors. | M | For | For |
Dana Corporation | 2 | To approve the additional compensation plan. | M | For | For | ||||
Dana Corporation | 3 | To approve the employees stock purchase plan. | M | For | For | ||||
Dana Corporation | 4 | To approve the restated stock incentive plan. | M | For | For | ||||
Dana Corporation | 5 | Ratification of PricewaterhouseCoopers LLP as independent auditors. | M | For | For | ||||
Danaher Corporation | DHR | 235851102 | 05/04/04 | 05/01/04 | 1 | Election of directors. | M | For | For |
Danaher Corporation | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Danaher Corporation | 3 | To approve the amended and restated 1998 stock option plan. | M | For | For | ||||
Danaher Corporation | 4 | Inclusion of language on board diversity in the chater of the nominating and governance committee. | S | Against | Against | ||||
Deere & Company | DE | 244199105 | 02/25/04 | 02/18/04 | 1 | Election of directors. | M | For | For |
Dell Computer Corp. | DELL | 247025109 | 07/18/03 | 07/09/03 | 1 | Election of directors. | M | For | For |
Dell Computer Corp. | 2 | Elimination of classified board. | M | For | For | ||||
Dell Computer Corp. | 3 | Change of company name to "Dell Inc." | M | For | For | ||||
Dell Computer Corp. | 4 | Approval of executive annual incentive bonus plan. | M | For | For | ||||
Delphi Corporation | DPH | 247126105 | 05/06/04 | 04/28/04 | 1 | Election of directors. | M | For | For |
Delphi Corporation | 2 | Ratification of Deloitte & Touche LLP as independent accountants. | M | For | For | ||||
Delphi Corporation | 3 | Approval of the annual incentive plan. | M | For | For | ||||
Delphi Corporation | 4 | Approval of the long-term incentive plan. | M | For | For | ||||
Delphi Corporation | 5 | Any adoption, maintenance or extension of any poison pill shall be put to a shareholder vote. | S | Against | For | ||||
Delphi Corporation | 6 | Annual election of directors. | S | Against | For | ||||
Delphi Corporation | 7 | Issue a report explaining its code for international operations. | S | Against | Against | ||||
Delta Airlines, Inc. | DAL | 247361108 | 04/23/04 | 04/14/04 | 1 | Election of directors. | M | For | For |
Delta Airlines, Inc. | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Delta Airlines, Inc. | 3 | Cumulative voting for directors. | S | Against | For | ||||
Delta Airlines, Inc. | 4 | Performance and time-based restricted share programs in lieu of stock options for senior executives. | S | Against | Against | ||||
Delta Airlines, Inc. | 5 | Approval of award or payment of extraordinary retirement benefits for senior executives. | S | Against | Against | ||||
Delta Airlines, Inc. | 6 | To prohibit any increase in compensation or benefit enhancement for any executive. | S | Against | Against | ||||
Deluxe Corporation | DLX | 248019101 | 05/04/04 | 04/27/04 | 1 | Election of directors. | M | For | For |
Deluxe Corporation | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Deluxe Corporation | 3 | Approve the 2004 annual incentive plan. | M | For | For | ||||
Deluxe Corporation | 4 | Approve amendments to the stock incentive plan. | M | For | For | ||||
Deluxe Corporation | 5 | Replace the current system of compensation for senior executives with the commonsense executive compensation program. | M | Against | Against | ||||
Devon Energy Corporation | DVN | 25179M103 | 06/08/04 | 05/29/04 | 1 | Election of directors. | M | For | For |
Devon Energy Corporation | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Devon Energy Corporation | 3 | Revise director election vote threshold. | S | Against | Against | ||||
Diilard's Incorporated | DDS | 254067101 | 05/15/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
Diilard's Incorporated | 2 | Ratification of Deloitte & Touche LLP as independent accountants. | M | For | For | ||||
Diilard's Incorporated | 3 | Issue a report on global human rights standards. | S | Against | Against | ||||
Dollar General Corporation | DG | 256669102 | 05/25/04 | 05/14/04 | 1 | Election of directors. | M | For | For |
Dollar General Corporation | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Dominion Resources, Inc. | D | 25746U109 | 04/23/04 | 04/14/04 | 1 | Election of directors. | M | For | For |
Dominion Resources, Inc. | 2 | Retention of auditors. | M | For | For | ||||
Dominion Resources, Inc. | 3 | No officer shall receive annual compensation in excess of the limits set by the IRS. | S | Against | Against | ||||
Dover Corporation | DOV | 260003108 | 04/20/04 | 04/07/04 | 1 | Election of directors. | M | For | For |
Dover Corporation | 2 | Approval of the 2005 equity and cash incentive plan. | M | For | For | ||||
Dover Corporation | 3 | To transact such other business that may properly come before the meeting. | M | For | For | ||||
Dow Chemical Corporation | DOW | 260543103 | 05/13/04 | N/A | 1 | Election of directors. | M | For | Did not receive proxy. |
Dow Chemical Corporation | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | Did not receive proxy. | ||||
Dow Chemical Corporation | 3 | Annual election of directors. | M | For | Did not receive proxy. | ||||
Dow Chemical Corporation | 4 | Issue a report describing the new initiatives instituted to adress the specific health and social concerns of the survivors. | S | Against | Did not receive proxy. | ||||
Dow Jones & Company, Inc. | DJ | 260561105 | 04/21/04 | 04/12/04 | 1 | Election of directors. | M | For | For |
Dow Jones & Company, Inc. | 2 | Approval of auditors for 2004. | M | For | For | ||||
Dow Jones & Company, Inc. | 3 | Amendment to the 2001 long-term incentive plan. | M | For | For | ||||
Dow Jones & Company, Inc. | 4 | To separate the positions of chairman of the board and chief executive officer. | S | Against | For | ||||
DTE Energy Corporation | DTE | 233331107 | 04/29/04 | 04/27/04 | 1 | Election of directors. | M | For | For |
DTE Energy Corporation | 2 | Ratification of independent auditors. | M | For | For | ||||
Dupont EI DE Nemours & Co. | DD | 263534109 | 04/28/04 | N/A | 1 | Election of directors. | M | For | Did not receive proxy. |
Dupont EI DE Nemours & Co. | 2 | Ratification of independent accountants. | M | For | Did not receive proxy. | ||||
Dupont EI DE Nemours & Co. | 3 | Issue a report on government services. | S | Against | Did not receive proxy. | ||||
Dupont EI DE Nemours & Co. | 4 | Issue a report on International work place standards. | S | Against | Did not receive proxy. | ||||
Dupont EI DE Nemours & Co. | 5 | Issue a report on executive compensation. | S | Against | Did not receive proxy. | ||||
Duke Energy | DUK | 264399106 | 05/13/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
Duke Energy | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Duke Energy | 3 | Declassification of the board of directors.. | S | Against | For | ||||
Dynegy Incorporated | DYN | 26816Q101 | 05/20/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Dynegy Incorporated | 2 | Approval of the convertibility of the series C convertible preferred stock due 2033 into class B common stock. | M | For | For | ||||
Dynegy Incorporated | 3 | Approval of the potential issuances of class B common stock . | M | For | For | ||||
Dynegy Incorporated | 4 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Dynegy Incorporated | 5 | Performance based equity compensation. | S | Against | Against | ||||
Dynegy Incorporated | 6 | Performance and time-based equity compensation. | S | Against | Against | ||||
Eastman Chemical Company | EMN | 277432100 | 05/06/04 | 04/28/04 | 1 | Election of directors. | M | For | For |
Eastman Chemical Company | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Eastman Chemical Company | 3 | Utilize restricted shares in lieu of stock options as executive stock-based compensation. | S | Against | Against | ||||
Eastman Kodak Company | EK | 277461109 | 05/12/04 | 05/03/04 | 1 | Election of directors. | M | For | For |
Eastman Kodak Company | 2 | Ratification of selection of independent accountants. | M | For | For | ||||
Eastman Kodak Company | 3 | Re-approval of the 2000 omnibus long-term compensation plan. | M | For | For | ||||
Eastman Kodak Company | 4 | Adoption of a chemical policy. | S | Against | Against | ||||
Eastman Kodak Company | 5 | Requesting limits on compensation of certain executives. | S | Against | Against | ||||
Eaton Corporation | ETN | 278058102 | 04/28/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Eaton Corporation | 2 | Approval of the 2004 stock plan. | M | For | For | ||||
Eaton Corporation | 3 | Ratification of independent auditors. | M | For | For | ||||
Ecolab Incorporated | ECL | 278865100 | 05/07/04 | 04/29/04 | 1 | Election of directors. | M | For | For |
Ebay Incorporated | EBAY | 278642103 | 06/24/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time. |
Ebay Incorporated | 2 | To approve the amendments to the 1999 equity incentive plan. | M | For | No, did not receive proxy on time. | ||||
Ebay Incorporated | 3 | To approve the amendments to the 2001 equity incentive plan. | M | For | No, did not receive proxy on time. | ||||
Ebay Incorporated | 4 | To approve the amendments to the certificate of incorporation. | M | For | No, did not receive proxy on time. | ||||
Ebay Incorporated | 5 | Ratification of Ernst & Young as independent auditors. | M | For | No, did not receive proxy on time. | ||||
Ebay Incorporated | 6 | Expensing the cost of all future stock options in the annual report. | S | Against | No, did not receive proxy on time. | ||||
Ecolab Incorporated | ECL | 278865099 | 05/07/04 | 04/29/04 | 1 | ||||
Ecolab Incorporated | 2 | Re-approve the management performance incentive plan. | M | For | For | ||||
Ecolab Incorporated | 3 | Approval of the stock purchase plan. | M | For | For | ||||
Ecolab Incorporated | 4 | Ratify appointment of independent auditors. | M | For | For | ||||
Edison International | EIX | 281020107 | 05/20/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Edison International | 2 | Any adoption, maintenance or extension of any poison pill shall be put to a shareholder vote. | S | Against | For | ||||
Electronic Arts Inc. | ERTS | 285512109 | 07/31/03 | 07/25/03 | 1 | Election of directors. | M | For | For |
Electronic Arts Inc. | 2 | Amendment to the 2000 equity incentive plan. | M | For | For | ||||
Electronic Arts Inc. | 3 | Amendment to the 2000 employee stock purchase plan. | M | For | For | ||||
Electronic Arts Inc. | 4 | Ratification of appointment of independent auditors. | M | For | For | ||||
Electronic Data Systems Corporation | EDS | 285661104 | 05/25/04 | 05/15/04 | 1 | Election of directors. | M | For | For |
Electronic Data Systems Corporation | 2 | Ratification of auditors. | M | For | For | ||||
Electronic Data Systems Corporation | 3 | Annual election of directors. | S | Against | For | ||||
Electronic Data Systems Corporation | 4 | Any adoption, maintenance or extension of any poison pill shall be put to a shareholder vote. | S | Against | For | ||||
Electronic Data Systems Corporation | 5 | Adoption of simple-majority voting. | S | Against | Against | ||||
Eli Lilly And Company | LLY | 532457108 | 04/19/04 | 04/07/04 | 1 | Election of directors. | M | For | For |
Eli Lilly And Company | 2 | Ratification of Ernst & Young as independent auditors. | M | For | For | ||||
Eli Lilly And Company | 3 | Approval of the bonus plan. | M | For | For | ||||
Eli Lilly And Company | 4 | Limitation of compensation for senior executives. | S | Against | Against | ||||
Eli Lilly And Company | 5 | Report on how the company will respond to pressure to increase access and affortability of prescription drugs. | S | Against | Against | ||||
Emerson Electric Co. | EMR | 291011104 | 02/03/04 | 01/21/04 | 1 | Election of directors. | M | For | For |
Emerson Electric Co. | 2 | Re-approval of the 1997 incentive shares plan. | M | For | For | ||||
Emerson Electric Co. | 3 | Ratification of independent auditors. | M | For | For | ||||
Engelhard Corporation | EC | 292845104 | 05/06/04 | 04/29/04 | 1 | Election of directors. | M | For | For |
Entergy Corporation | ETR | 29364G103 | 05/14/04 | 05/06/04 | 1 | Election of directors. | M | For | For |
Entergy Corporation | 2 | Ratification of external auditors. | M | For | For | ||||
Entergy Corporation | 3 | Limit benefits payable under severance agreements. | S | n/a | Against | ||||
Entergy Corporation | 4 | Cumulative voting. | S | Against | For | ||||
Entergy Corporation | 5 | Discontinue all rights, options, SAR's and severance payments for the top five executives. | S | Against | Against | ||||
EOG Resources, Inc. | EOG | 26875P101 | 05/04/04 | 04/27/04 | 1 | Election of dirctors. | M | For | For |
EOG Resources, Inc. | 2 | Ratification of Deloitte & Touche as independent accountants. | M | For | For | ||||
EOG Resources, Inc. | 3 | Approve the amended and restated 1992 stock plan. | M | For | For | ||||
EOG Resources, Inc. | 4 | To transact any other business that may properly come before the meeting. | M | For | For | ||||
Equifax Incorporated | EFX | 294429105 | 04/28/04 | N/A | 1 | Election of directors. | M | For | Did not receive proxy. |
Equity Office Properties Trust | EOP | 294741103 | 05/19/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Equity Office Properties Trust | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Equity Residential | EQR | 29476L107 | 05/28/04 | 05/17/04 | 1 | Election of directors. | M | For | For |
Equity Residential | 2 | Approval of amendment to the declaration of trust to remove a potential anti-takeover defense. | M | For | For | ||||
Equity Residential | 3 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Exelon Corporation | EXC | 30161N101 | 04/27/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Exelon Corporation | 2 | Ratification of independent auditors. | M | For | For | ||||
Exelon Corporation | 3 | Approval of the annual incentive plan for senior executives. | M | For | For | ||||
Express Scripts, Inc. | ESRX | 302182100 | 05/26/04 | 05/15/04 | 1 | Election of directors. | M | For | For |
Express Scripts, Inc. | 2 | Approval of the amendment to the amended and restated certificate of incorporation. | M | For | For | ||||
Express Scripts, Inc. | 3 | Ratification of Pricewaterhouse Coopers LLP as independent accountants. | M | For | For | ||||
Exxon Mobil Corporation | XOM | 30231G102 | 05/26/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
Exxon Mobil Corporation | 2 | Ratification of independent auditors. | M | For | For | ||||
Exxon Mobil Corporation | 3 | Approval of the non-employee director restricted stock plan. | M | For | For | ||||
Exxon Mobil Corporation | 4 | Report on political contributions. | S | Against | Against | ||||
Exxon Mobil Corporation | 5 | Report on political contributions. | S | Against | Against | ||||
Exxon Mobil Corporation | 6 | Media response on equatorial guinea. | S | Against | Against | ||||
Exxon Mobil Corporation | 7 | Separate positions of CEO and Chairman of the board. | S | Against | For | ||||
Exxon Mobil Corporation | 8 | Limits on executive compensation. | S | Against | Against | ||||
Exxon Mobil Corporation | 9 | Issue a report on equity compensation. | S | Against | Against | ||||
Exxon Mobil Corporation | 10 | Amendment of the EEO Policy. | S | Against | Against | ||||
Exxon Mobil Corporation | 11 | Issue a climate science Report | S | Against | Against | ||||
Family Dollar Stores, Inc. | FDO | 307000109 | 01/15/04 | 01/06/04 | 1 | Election of directors. | M | For | For |
Family Dollar Stores, Inc. | 2 | Approval of the 2000 outside directors plan. | M | For | For | ||||
Family Dollar Stores, Inc. | 3 | Ratification of PricewaterhouseCoopers LLP as independent accountants. | M | For | For | ||||
Fed Ex Corp. | FDX | 31428X106 | 09/29/03 | 09/20/03 | 1 | Election of directors. | M | For | For |
Fed Ex Corp. | 2 | Approval of the incentive stock plan. | M | For | For | ||||
Fed Ex Corp. | 3 | Ratification of independent auditors. | M | For | For | ||||
Fed Ex Corp. | 4 | Declassification of the board of directors. | S | Against | For | ||||
Federal Home Loan Mortgage Corp. | FRE | 313400301 | 03/31/04 | 03/05/04 | 1 | Election of directors. | M | For | For |
Federal Home Loan Mortgage Corp. | 2 | Approval of the auditing firm of Pricewaterhouse Coopers LLP. | M | For | For | ||||
Federal National Mortgage Corporation | FNM | 313586109 | 05/25/04 | N/A | 1 | Election of directors. | M | For | Did not receive proxy. |
Federal National Mortgage Corporation | 2 | Ratification of KPMG LLP as independent auditors. | M | For | Did not receive proxy. | ||||
Federal National Mortgage Corporation | 3 | Approval of the employee stock purchase plan. | M | For | Did not receive proxy. | ||||
Federal National Mortgage Corporation | 4 | Reinstate cumulative voting. | S | Against | Did not receive proxy. | ||||
Federal National Mortgage Corporation | 5 | To transact any other business that may properly come before the meeting. | M | For | Did not receive proxy. | ||||
Federated Department Stores, Inc. | FD | 31410H101 | 05/21/04 | 05/14/04 | 1 | Election of directors. | M | For | For |
Federated Department Stores, Inc. | 2 | Ratification of KPMG LLP as independent accountants. | M | For | For | ||||
Federated Department Stores, Inc. | 3 | Amendment of the 1995 executive equity incentive plan. | M | For | For | ||||
Federated Department Stores, Inc. | 4 | Annual election of directors. | S | Against | For | ||||
Fifth Third Bancorp | FITB | 316773100 | 03/23/04 | 03/01/04 | 1 | Election of directors. | M | For | For |
Fifth Third Bancorp | 2 | Approval of the incentive compensation plan. | M | For | For | ||||
Fifth Third Bancorp | 3 | Approval of the auditing firm of Deloitte & Touche LLP. | M | For | For | ||||
Fifth Third Bancorp | 4 | Amendment of the written equal opportunity policy. | S | n/a | For | ||||
First Data Corporation | FDC | 319963104 | 05/19/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
First Data Corporation | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
First Data Corporation. | FDC | 319963104 | 10/28/03 | 10/16/03 | 1 | To approve the issuance of common stock as contemplated by the agreement and plan of merger. | M | For | For |
First Energy Corporation | FE | 337932107 | 05/18/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
First Energy Corporation | 2 | Ratification of auditor. | M | For | For | ||||
First Energy Corporation | 3 | Approval of amendments to declassify the board of directors. | M | For | For | ||||
First Energy Corporation | 4 | Approval of amendments to change certain voting requirements. | M | For | For | ||||
First Energy Corporation | 5 | Approval of existing executive deferred compensation plan. | M | For | For | ||||
First Energy Corporation | 6 | Approval of existing director deferred compensation plan. | M | For | For | ||||
First Energy Corporation | 7 | Expensing the cost of all future stock options issued by the company in the annual income statement. | S | Against | For | ||||
First Energy Corporation | 8 | Any adoption, maintenance or extension of any poison pill shall be put to a shareholder vote. | S | Against | For | ||||
First Energy Corporation | 9 | Issue a report disclosing political policies. | S | Against | Against | ||||
First Energy Corporation | 10 | Seek shareholder approval of all future severance agreements with senior executives. | S | Against | Against | ||||
First Tennessee National Corp | FTN | 337162101 | 04/20/04 | 04/14/04 | 1 | Election of directors. | M | For | For |
First Tennessee National Corp | 2 | Approval of an amendment to FTNC's charter changing the corporation's name. | M | For | For | ||||
First Tennessee National Corp | 3 | Approval of an amendment to FTNC's 2003 equity compensation plan. | M | For | For | ||||
First Tennessee National Corp | 4 | Ratification of KPMG LLP as auditors. | M | For | For | ||||
FiServ, Incorporated | FISV | 337738108 | 04/06/04 | 03/11/04 | 1 | Election of directors. | M | For | For |
FiServ, Incorporated | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
FiServ, Incorporated | 3 | Approval of the stock option and restricted stock plan. | M | For | For | ||||
Fluor Corporation | FLR | 343412102 | 04/28/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time. |
Fluor Corporation | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | No, did not receive proxy on time. | ||||
Fluor Corporation | 3 | Approval of the 2000 stock plan. | M | For | No, did not receive proxy on time. | ||||
Ford Motor Company | F | 345370860 | 05/13/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
Ford Motor Company | 2 | Ratification of independent accountants. | M | For | For | ||||
Ford Motor Company | 3 | Issue a report disclosing officer compensation. | S | Against | Against | ||||
Ford Motor Company | 4 | Establish a committee of the board to evaluate any conflict of interest. | S | Against | Against | ||||
Ford Motor Company | 5 | Termination of certain forms of compensation for named executives. | S | Against | Against | ||||
Ford Motor Company | 6 | Limit the number of employees appointed as directors. | S | Against | Against | ||||
Ford Motor Company | 7 | Issue a report on the effects of greenhouse gas emmisions. | S | Against | Against | ||||
Forest Laboratories, Inc | FRX | 345838106 | 08/11/03 | 08/05/03 | 1 | Election of directors. | M | For | For |
Forest Laboratories, Inc | 2 | Ratification of amendment of the company's certificate of incorporation to authorize additional shares of the company's common stock. | M | For | For | ||||
Forest Laboratories, Inc | 3 | Ratification of BDO Seidman, LLP as independent auditors. | M | For | For | ||||
FPL Group, Inc. | FPL | 302571104 | 05/21/04 | 05/11/04 | 1 | Election of directors. | M | For | For |
FPL Group, Inc. | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
FPL Group, Inc. | 3 | Approval of the amended and restated long-term incentive plan. | M | For | For | ||||
FPL Group, Inc. | 4 | Approval of the annual incentive plan. | M | For | For | ||||
FPL Group, Inc. | 5 | Approval of the performance-based awards provisions of the amended and restated long-term incentive plan. | M | For | For | ||||
FPL Group, Inc. | 6 | Approval of an amendment to the restated articles of incorporation. | M | For | For | ||||
Franklin Resources, Inc. | BEN | 354613101 | 01/29/04 | 01/20/04 | 1 | Election of directors. | M | For | For |
Franklin Resources, Inc. | 2 | Approval of the auditing firm of PricewaterhouseCoopers LLP. | M | For | For | ||||
Franklin Resources, Inc. | 3 | Approval of the 2004 key executive incentive compensation plan. | M | For | For | ||||
Franklin Resources, Inc. | 4 | Approval of the amended and restated annual incentive compensation plan. | M | For | For | ||||
Freeport-McMoran Copper & Gold, Inc. | FCX | 35671D857 | 05/06/04 | 04/28/04 | 1 | Election of directors. | M | For | For |
Freeport-McMoran Copper & Gold, Inc. | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Freeport-McMoran Copper & Gold, Inc. | 3 | Approval of the proposed 2004 director compensation plan. | M | For | For | ||||
Freeport-McMoran Copper & Gold, Inc. | 4 | Issue a report reviewing the financial support of Indonesian government security personnel. | S | Against | Against | ||||
Gannet Co., Inc. | GCI | 364730101 | 05/04/04 | 04/27/04 | 1 | Election of directors. | M | For | For |
Gannet Co., Inc. | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Gannet Co., Inc. | 3 | Amend ment of the 2001 omnibus incentive compensation plan. | M | For | For | ||||
Gannet Co., Inc. | 4 | Replace the current system of compensation for senior executives to a common sense executive compensation program. | S | Against | Against | ||||
Gap Incorporated | GPS | 364760108 | 05/12/04 | 05/03/04 | 1 | Election of directors. | M | For | For |
Gap Incorporated | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Gap Incorporated | 3 | Approval to amend and restate the company's executive management incentive cash award plan. | M | For | For | ||||
Gap Incorporated | 4 | Replace the current system of compensation for senior executives with the commonsense compensation program. | S | Against | Against | ||||
Gateway Incorporated | GTW | 367626108 | 05/20/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Gateway Incorporated | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Gateway Incorporated | 3 | Issue a report on the company's political contributions. | S | Against | Against | ||||
Gateway Incorporated | 4 | A majority vote for the election of directors. | S | Against | Against | ||||
Gateway Incorporated | 5 | Seeking board diversity. | S | Against | Against | ||||
General Dynamics Corporation | GD | 369550108 | 05/05/04 | 04/29/04 | 1 | Election of directors. | M | For | For |
General Dynamics Corporation | 2 | Approval of the equity compensation plan. | M | For | For | ||||
General Dynamics Corporation | 3 | Any adoption, maintenance or extension of any poison pill shall be put to a shareholder vote. | M | For | For | ||||
General Dynamics Corporation | 4 | Report on foreign military sales. | S | Against | Against | ||||
General Electric | GE | 369604103 | 04/28/04 | 04/19/04 | A | Election of directors. | M | For | For |
General Electric | B | Ratification of independent auditors. | M | For | For | ||||
General Electric | C | Revenue measurement added to executive officer performance goals. | M | For | For | ||||
General Electric | 1 | Institute cumulative voting. | S | Against | For | ||||
General Electric | 2 | Report on animal testing. | S | Against | Against | ||||
General Electric | 3 | Report on nuclear risk. | S | Against | Against | ||||
General Electric | 4 | Report on PCB cleanup costs. | S | Against | Against | ||||
General Electric | 5 | Report on offshore sourcing. | S | Against | Against | ||||
General Electric | 6 | Report on the sustainability index. | S | Against | Against | ||||
General Electric | 7 | Report on compensation committee independence. | S | Against | Against | ||||
General Electric | 8 | Report on pay disparity. | S | Against | Against | ||||
General Electric | 9 | The end of stock options and bonuses. | S | Against | Against | ||||
General Electric | 10 | Limitation of outside directorships. | S | Against | Against | ||||
General Electric | 11 | An independent board chairman. | S | Against | For | ||||
General Electric | 12 | Explore the sale of the company. | S | Against | Against | ||||
General Electric | 13 | Holding stock from stock options. | S | Against | Against | ||||
General Electric | 14 | A fully independent board. | S | Against | Against | ||||
General Electric | 15 | Report on political contributions. | S | Against | Against | ||||
General Mills, Inc. | GIS | 370334104 | 09/22/03 | 09/15/03 | 1 | Election of directors. | M | For | For |
General Mills, Inc. | 2 | Appointment of KPMG LLP as independent auditors. | M | For | For | ||||
General Mills, Inc. | 3 | Adoption of the 2003 stock compensation plan. | M | For | For | ||||
General Motors Corp. | GM | 370422105 | open meeting date | 10/01/03 | 1 | Approval of the first GM charter member. | M | For | For |
General Motors Corp. | 2 | Ratification of the new Hughes certificate of incorporation. | M | For | For | ||||
General Motors Corp. | 3 | Ratification of the Hughes split-off, including the special dividend. | M | For | For | ||||
General Motors Corp. | 4 | Ratification of the GM/news stock sale. | M | For | For | ||||
General Motors Corp. | 5 | Ratification of the news stock acquisition. | M | For | For | ||||
General Motors Corp. | 6 | Approval of the second GM charter amendment. | M | For | For | ||||
General Motors Corporation | GM | 370442105 | 06/02/04 | 05/20/04 | 1 | Election of directors. | M | For | For |
General Motors Corporation | 2 | Ratification of independent accountants. | M | For | For | ||||
General Motors Corporation | 3 | Eliminate awarding,repricing, or renewing stock options. | S | Against | Against | ||||
General Motors Corporation | 4 | Eliminate options, SAR's and severance payments. | S | Against | Against | ||||
General Motors Corporation | 5 | Separate positions of Chairman and CEO. | S | Against | Against | ||||
General Motors Corporation | 6 | Independent directors to key board commitees. | S | Against | Against | ||||
General Motors Corporation | 7 | Report on greenhouse gas emmisions. | S | Against | Against | ||||
General Motors Corporation | 8 | Approval of the golden parachutes. | S | Against | Against | ||||
Genuine Parts Company | GPC | 372460105 | 04/19/04 | 03/11/04 | 1 | Election of directors. | M | For | For |
Genuine Parts Company | 2 | Approval of the 2004 annual incentive bonus plan. | M | For | For | ||||
Genuine Parts Company | 3 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Genuine Parts Company | 4 | To require shareholder approval of all current and future poison pills. | S | Against | For | ||||
Genuine Parts Company | 5 | Restricted share programs in lieu of stock options in executive compensations. | S | Against | Against | ||||
Genzyme Corporation | GENZ | 372917104 | 05/27/04 | 05/17/04 | 1 | Election of directors. | M | For | For |
Genzyme Corporation | 2 | Amendment of the 1999 employee stock purchase plan. | M | For | For | ||||
Genzyme Corporation | 3 | Approval of the 2004 equity incentive plan. | M | For | For | ||||
Genzyme Corporation | 4 | Amendment of the 1998 director stock option plan. | M | For | For | ||||
Genzyme Corporation | 5 | To amend and restate our restated articles of organization. | M | For | For | ||||
Genzyme Corporation | 6 | Ratification of independent auditors. | M | For | For | ||||
Genzyme Corporation | 7 | Senior executive compensation plans should utilize performance and time-based restricted share programs in lieu of stock options. | S | Against | Against | ||||
Georgia Pacific Group | GP | 373298108 | 05/04/04 | N/A | 1 | Election of directors. | M | For | Did not receive proxy. |
Georgia Pacific Group | 2 | Approval of the long-term incentive plan. | M | For | Did not receive proxy. | ||||
Georgia Pacific Group | 3 | Approval of the short-term incentive plan. | M | For | Did not receive proxy. | ||||
Georgia Pacific Group | 4 | Ratification of Ernst & Young LLP as independent auditors. | M | For | Did not receive proxy. | ||||
Golden West Financial Corporation | GDW | 381317106 | 04/27/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Golden West Financial Corporation | 2 | Increase the number of authorized shares of common stock. | M | For | For | ||||
Golden West Financial Corporation | 3 | Ratification of Deloitte & Touche LLP as independent outside auditors. | M | For | For | ||||
Goodrich Corporation | GR | 382388106 | 04/27/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Goodrich Corporation | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Grainger WW, Inc. | GWW | 384802104 | 04/28/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time. |
Grainger WW, Inc. | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | No, did not receive proxy on time. | ||||
Great Lakes Chemical Corporation | GLK | 390568103 | 05/06/04 | 05/03/04 | 1 | Election of directors. | M | For | For |
Great Lakes Chemical Corporation | 2 | Recommendation for the prompt sale of the company. | M | Against | Against | ||||
Guidant Corporation | GDT | 401698105 | 05/18/04 | 05/08/04 | 1 | Election of directors. | M | For | For |
Guidant Corporation | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Guidant Corporation | 3 | Expensing in the annual income statement the cost of all future stock options. | S | Against | For | ||||
H&R Block, Inc. | HRB | 93671105 | 09/10/03 | 09/02/03 | 1 | Election of directors. | M | For | For |
H&R Block, Inc. | 2 | Approval of the 2003 long-term executive compensation plan. | M | For | For | ||||
H&R Block, Inc. | 3 | Ratification of appointment of KPMG LLP as independent accountants. | M | For | For | ||||
H.J. Heinz | HNZ | 423074103 | 09/12/03 | 09/08/03 | 1 | Election of directors. | M | For | For |
H.J. Heinz | 2 | Ratification of auditors. | M | For | For | ||||
Halliburton Company | HAL | 406216101 | 05/19/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Halliburton Company | 2 | To amend the certificate of incorporation. | M | For | For | ||||
Halliburton Company | 3 | Issue a report outlining the risks of doing business in Iran. | S | Against | Against | ||||
Halliburton Company | 4 | Amendment of the company's governance documents. | S | Against | Against | ||||
Halliburton Company | 5 | Separate positions of Chairman and CEO. | S | Against | For | ||||
Harley-Davidson, Inc | HDI | 412822108 | 04/24/04 | 04/14/04 | 1 | Election of directors. | M | For | For |
Harley-Davidson, Inc | 2 | Approval of the amended short term incentive plan. | M | For | For | ||||
Harley-Davidson, Inc | 3 | Approval of the 2004 incentive stock plan. | M | For | For | ||||
Harley-Davidson, Inc | 4 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Hasbro Incorporated | HAS | 418056107 | 05/20/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Hasbro Incorporated | 2 | Approval of the 2004 senior management annual performance plan. | M | For | For | ||||
Hasbro Incorporated | 3 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Hasbro Incorporated | 4 | Report on global human rights standards. | S | Against | Against | ||||
Health Management Associates, Inc. | HMA | 421933102 | 02/17/04 | 02/03/04 | 1 | Election of directors. | M | For | For |
Hercules Incorporated | HPC | 427056106 | 07/25/03 | 07/20/03 | 1 | Election of directors. | M | For | For |
Hercules Incorporated | 2 | Ratification of Pricewaterhouse Coopers LLP as independent accountant's. | M | For | For | ||||
Hercules Incorporated | 3 | Equity compensation plan for non-employee directors. | M | For | For | ||||
Hercules Incorporated | 4 | Redemption of the rights issued pursuant to the rights agreement. | S | Against | For | ||||
Hercules Incorporated | 5 | Reinstate the rights of the shareholders to call special meeting's. | S | Against | For | ||||
Hercules Incorporated | HPC | 427056106 | 05/12/04 | 05/03/04 | 1 | Election of directors. | M | For | For |
Hercules Incorporated | 2 | Approval of amendments to the by-laws to provide that directors be elected by plurality vote. | M | For | For | ||||
Hercules Incorporated | 3 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Hercules Incorporated | 4 | Approval of amendments to the by-laws and restated certificate of incorporation. | M | For | For | ||||
Hershey Foods Corporation | HSY | 427866108 | 04/28/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time. |
Hershey Foods Corporation | 2 | Approval of the auditing firm of Ernst & Young LLP. | M | For | No, did not receive proxy on time. | ||||
Hewlett-Packard Company | HPQ | 428236103 | 03/17/04 | 02/25/04 | 1 | Election of directors. | M | For | For |
Hewlett-Packard Company | 2 | Approval of the auditing firm of Ernst & Young LLP. | M | For | For | ||||
Hewlett-Packard Company | 3 | Approval of the 2004 stock incentive plan. | M | For | For | ||||
Hewlett-Packard Company | 4 | The expensing of stock options in the annual report. | S | Against | For | ||||
Hilton Hotels Corporation | HLT | 432848109 | 05/27/04 | 05/17/04 | 1 | Election of directors. | M | For | For |
Hilton Hotels Corporation | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Hilton Hotels Corporation | 3 | Approval of the 2004 omnibus equity compensation plan. | M | For | For | ||||
Hilton Hotels Corporation | 4 | Approval of the annual incentive plan. | M | For | For | ||||
Hilton Hotels Corporation | 5 | Declassification of the board. | S | Against | For | ||||
Hilton Hotels Corporation | 6 | Required board iindependence. | S | Against | Against | ||||
HoneyWell International, Inc. | HON | 438516106 | 04/26/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
HoneyWell International, Inc. | 2 | Appointment of independent accountants. | M | For | For | ||||
HoneyWell International, Inc. | 3 | Annual election of directors. | S | Against | Against | ||||
HoneyWell International, Inc. | 4 | Bring back simple majority voting. | S | Against | Against | ||||
HoneyWell International, Inc. | 5 | Seek shareholder approval for future golden parachutes for senior executives. | S | Against | Against | ||||
HoneyWell International, Inc. | 6 | Issue a report on executive compensation policies and program. | S | Against | Against | ||||
HoneyWell International, Inc. | 7 | Adoption of cumalitive voting. | S | Against | Against | ||||
Hospira, Inc. | HSP | 441060100 | N/A | N/A | No proxy received - No Action Required | N/A | N/A | No, did not receive proxy on time. | |
Huntington Bancshares Incorporated | HBAN | 446150104 | 04/27/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Huntington Bancshares Incorporated | 2 | Approval of the management incentive plan. | M | For | For | ||||
Huntington Bancshares Incorporated | 3 | Approval of the 2004 stock and long-term incentive plan. | M | For | For | ||||
Huntington Bancshares Incorporated | 4 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Illinois Tool Works, Inc | ITW | 452308109 | 05/07/04 | 04/29/04 | 1 | Election of directors. | M | For | For |
Illinois Tool Works, Inc | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
IMS Health | RX | 449934108 | 05/07/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time. |
IMS Health | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | No, did not receive proxy on time. | ||||
IMS Health | 3 | Annual election of directors. | S | Against | No, did not receive proxy on time. | ||||
IMS Health | 4 | Seek shareholder approval for future golden parachutes for senior executives. | S | Against | No, did not receive proxy on time. | ||||
Ingersoll-Rand Company Limited | IR | G4776G101 | 06/02/04 | 05/20/04 | 1 | Election of directors. | M | For | For |
Ingersoll-Rand Company Limited | 2 | Adoption of the amended and restated 1998 incentive stock plan. | M | For | For | ||||
Ingersoll-Rand Company Limited | 3 | Approval of the amended and restated by-laws. | M | For | For | ||||
Ingersoll-Rand Company Limited | 4 | Appointment of independent auditors. | M | For | For | ||||
Ingersoll-Rand Company Limited | 5 | To declassify the board. | S | Against | For | ||||
Ingersoll-Rand Company Limited | 6 | To change the company's jurisdiction of incorporation. | S | Against | Against | ||||
Ingersoll-Rand Company Limited | 7 | Separate positions of Chairman and CEO. | S | Against | For | ||||
Institutional Gov't Money Market Fund. | MGAMX | 99FTFKGD8 | 11/06/03 | 11/01/03 | 1 | Election of Directors. | M | For | For |
Institutional Gov't Money Market Fund. | 2 | Approval of the amended and restated declaration of trust. | M | For | For | ||||
Institutional Gov't Money Market Fund. | 3 | Approval of a change to a fundamental investment limitation regarding inter-fund lending. | M | For | For | ||||
Institutional Gov't Money Market Fund. | 4 | Approval of the amended and restated investment advisory contract. | M | For | For | ||||
Institutional Gov't Money Market Fund. | 5 | Approval of a change to a fundamental investment limitation regarding diversification. | M | For | For | ||||
Intel Corporation | INTC | 458140100 | 05/19/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Intel Corporation | 2 | Ratification of independent auditors. | M | For | For | ||||
Intel Corporation | 3 | Approval of the 2004 equity incentive plan. | M | For | For | ||||
Intel Corporation | 4 | Expensing in the annual income statement the cost of all future stock options. | S | Against | For | ||||
Intel Corporation | 5 | Requesting the use of performance investing stock. | S | Against | Against | ||||
Intel Corporation | 6 | Requesting the use of performance -based stock options. | S | Against | Against | ||||
International Business Machines Corp. | IBM | 459200101 | 04/27/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time. |
International Business Machines Corp. | 2 | Ratification of independent accountants. | M | For | No, did not receive proxy on time. | ||||
International Business Machines Corp. | 3 | Ratification of Ernst & Young for the business consulting services unit. | M | For | No, did not receive proxy on time. | ||||
International Business Machines Corp. | 4 | Approval of the long-term incentive performance terms for certain executives. | M | For | No, did not receive proxy on time. | ||||
International Business Machines Corp. | 5 | Institute cumulative voting. | S | Against | No, did not receive proxy on time. | ||||
International Business Machines Corp. | 6 | Age discrimination in retirement policies will be ended by allowing all employees, to choose the pension and retirement medical insurance under the terms in effect before IBM adopted changes in 1995 and 1999. | S | Against | No, did not receive proxy on time. | ||||
International Business Machines Corp. | 7 | Adoption of a policy that the compensation of senior executives will be determined without regard to any amount of periodic pension income. | S | Against | No, did not receive proxy on time. | ||||
International Business Machines Corp. | 8 | Expensing the cost of all future stock options issued by the company in the annual report. | S | Against | No, did not receive proxy on time. | ||||
International Business Machines Corp. | 9 | Disclosure of all executive compensation. | S | Against | No, did not receive proxy on time. | ||||
International Business Machines Corp. | 10 | Adoption of China business principles. | S | Against | No, did not receive proxy on time. | ||||
International Business Machines Corp. | 11 | Report on the policies for political contributions. | S | Against | No, did not receive proxy on time. | ||||
International Business Machines Corp. | 12 | Report on the executive compensation policies. | S | Against | No, did not receive proxy on time. | ||||
International Flavors & Fragrances, Inc. | IFF | 459506101 | 05/11/04 | 05/01/04 | 1 | Election of directors. | M | For | For |
International Flavors & Fragrances, Inc. | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
International Flavors & Fragrances, Inc. | 3 | Auditors selected by the company shall only perform audit related duties. | S | Against | For | ||||
International Paper Company | IP | 460146103 | 05/11/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
International Paper Company | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
International Paper Company | 3 | Approval of the amended long-term incentive compensation plan. | M | For | For | ||||
International Paper Company | 4 | Reaffirmation of the performance goals under the long-term incentive compensation plan. | M | For | For | ||||
International Paper Company | 5 | Limitation of the compensation for the CEO. | S | Against | Against | ||||
Interpublic Group Companies, Inc. | IPG | 460690100 | 05/18/04 | N/A | N/A | No proxy received - No Action Required | N/A | N/A | No, did not receive proxy on time. |
Intuit Incorporated | INTU | 461202103 | 10/30/03 | 10/15/03 | 1 | Election of directors. | M | For | For |
Intuit Incorporated | 2 | To approve the amendment of the 1996 employee stock purchase plan. | M | For | For | ||||
Intuit Incorporated | 3 | Ratification of Ernst&Young LLP as independent auditors. | M | For | For | ||||
ITT Industries, Inc. | ITT | 450911102 | 05/11/04 | 05/03/04 | 1 | Election of directors. | M | For | For |
ITT Industries, Inc. | 2 | Ratification of appointment of independent auditors. | M | For | For | ||||
J.C. Penny Company, Inc. | JCP | 708160106 | 05/14/04 | 05/06/04 | 1 | Election of directors. | M | For | For |
J.P. Morgan Chase & Company | JPM | 46625H100 | 05/25/04 | 05/15/04 | 1 | Election of directors. | M | For | For |
J.P. Morgan Chase & Company | 2 | Merger agreement by and among J.P. Morgan Chase and Bank One. | M | For | For | ||||
J.P. Morgan Chase & Company | 3 | Appointment of external auditor. | M | For | For | ||||
J.P. Morgan Chase & Company | 4 | Re-approval of the key executive performance plan. | M | For | For | ||||
J.P. Morgan Chase & Company | 5 | Adjournment of the meeting if necessary to solicit additional proxies. | M | For | For | ||||
J.P. Morgan Chase & Company | 6 | Limitation on the terms of directors. | S | Against | Against | ||||
J.P. Morgan Chase & Company | 7 | Issue a report on charitable contributions. | S | Against | Against | ||||
J.P. Morgan Chase & Company | 8 | Issue a report on political contributions. | S | Against | Against | ||||
J.P. Morgan Chase & Company | 9 | Separate positions of Chairman and CEO. | S | Against | For | ||||
J.P. Morgan Chase & Company | 10 | Derivative disclosure. | S | Against | Against | ||||
J.P. Morgan Chase & Company | 11 | Auditor independence. | S | Against | Against | ||||
J.P. Morgan Chase & Company | 12 | Director compensation. | S | Against | Against | ||||
J.P. Morgan Chase & Company | 13 | Report on pay disparity. | S | Against | Against | ||||
Jabil Circuit, Inc. | JBL | 466313103 | 01/13/04 | 01/05/04 | 1 | Election of directors. | M | For | For |
Jabil Circuit, Inc. | 2 | To approve the amendments to the 2002 stock incentive plan. | M | For | For | ||||
Jabil Circuit, Inc. | 3 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Janus Capital Group, Inc. | JNS | 47102X105 | 05/13/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
Janus Capital Group, Inc. | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
JDS Uniphase Corporation. | JDSU | 46612J101 | 11/06/03 | 11/01/03 | 1 | Election of directors. | M | For | For |
JDS Uniphase Corporation. | 2 | Approval of the 2003 equity incentive plan. | M | For | For | ||||
JDS Uniphase Corporation. | 3 | Ratification of Ernst&Young LLP as independent auditors. | M | For | For | ||||
Jefferson-Pilot Corporation | JP | 475070108 | 05/03/04 | 04/29/04 | 1 | Election of directors. | M | For | For |
Jefferson-Pilot Corporation | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Jefferson-Pilot Corporation | 3 | Approval of the non-employee directors stock option plan. | M | For | For | ||||
John Hancock Financial Services, Inc. | JHF | 41014S106 | 02/24/04 | 02/18/04 | 1 | Adoption of the merger agreement by and among Manulife financial Corporation and John Hancock Financial Services, Inc. | M | For | For |
Johnson & Johnson | JNJ | 478160104 | 04/22/04 | 03/19/04 | 1 | Election of directors. | M | For | For |
Johnson & Johnson | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Johnson & Johnson | 3 | To cease making all charitable contributions. | S | Against | Against | ||||
Johnson Controls, Inc. | JCI | 478366107 | 01/28/04 | 01/20/04 | 1 | Election of directors. | M | For | For |
Johnson Controls, Inc. | 2 | Approval of the auditing firm of PricewaterhouseCoopers LLP. | M | For | For | ||||
Johnson Controls, Inc. | 3 | Ratification of the long-term performance plan. | M | For | For | ||||
Johnson Controls, Inc. | 4 | Ratification of the executive incentive compensation plan. | M | For | For | ||||
Johnson Controls, Inc. | 5 | Ratification of the 2003 stock plan for outside directors. | M | For | For | ||||
Johnson Controls, Inc. | 6 | Approval of the 2001 restricted stock plan amendment. | M | For | For | ||||
Jones Apparel Group, Inc | JNY | 480074103 | 05/19/04 | 05/07/04 | 1 | Election of directors. | M | For | For |
Jones Apparel Group, Inc | 2 | Ratification of BDO Seidman LLP as independent auditors. | M | For | For | ||||
Jones Apparel Group, Inc | 3 | Approval of amendments to the 1999 stock incentive plan. | M | For | For | ||||
KB Home | KBH | 48666K109 | 04/01/04 | 03/11/04 | 1 | Election of directors. | M | For | For |
KB Home | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Kellogg Company | K | 487836108 | 04/23/04 | 04/14/04 | 1 | Election of directors. | M | For | For |
Kellogg Company | 2 | Approval of auditors. | M | For | For | ||||
Kellogg Company | 3 | Report on impacts of genetically engineered food. | S | Against | Against | ||||
Kerr-McGee Corporation | KMG | 492386107 | 05/11/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
Kerr-McGee Corporation | KMG | 492386107 | 06/25/04 | 06/15/04 | 1 | Approval of the merger agreement by and among Westport Resources Corporationt and Kerr-McGee Corporation | MN | For | For |
Kerr-McGee Corporation | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Kerr-McGee Corporation | 3 | Establishment of an office of the board of directors. | S | Against | Against | ||||
Keycorp | KEY | 493267108 | 05/13/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time. |
Keycorp | 2 | Approval of the 2004 equity compensation plan. | M | For | No, did not receive proxy on time. | ||||
Keycorp | 3 | Approval of the annual performance plan. | M | For | No, did not receive proxy on time. | ||||
Keyspan Corporation | KSE | 49337W100 | 05/20/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Keyspan Corporation | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Keyspan Corporation | 3 | Any adoption, maintenance or extension of any poison pill shall be put to a shareholder vote. | S | Against | For | ||||
Kimberly-Clark Corporation | KMB | 494368103 | 04/29/04 | 04/21/04 | 1 | Election of directors. | M | For | For |
Kimberly-Clark Corporation | 2 | Approval of amendments to the 2001 equity participation plan. | M | For | For | ||||
Kimberly-Clark Corporation | 3 | Ratification of appointment of independent auditors. | M | For | For | ||||
Kimberly-Clark Corporation | 4 | Any adoption, maintenance or extension of any poison pill shall be put to a shareholder vote. | S | Against | For | ||||
Kinder Morgan, Inc. | KMI | 49455P101 | 05/11/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
Kinder Morgan, Inc. | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Kinder Morgan, Inc. | 3 | To amend and restate the amended and restated 1999 stock option plan. | M | For | For | ||||
Kinder Morgan, Inc. | 4 | Issue a sustainability report. | S | Against | Against | ||||
Kinder Morgan, Inc. | 5 | Expensing in the cost of all future stock options in the annual report. | S | Against | For | ||||
King Pharmaceuticals, Inc. | KG | 495582108 | 11/04/03 | 10/25/03 | 1 | Election of directors. | M | For | For |
King Pharmaceuticals, Inc. | 2 | Ratification of Pricewaterhouse-Coopers LLP as independent accountants and auditors. | M | For | For | ||||
KLA-Tencor Corporation | KLAC | 482480100 | 11/05/03 | 10/25/03 | 1 | Election of directors. | M | For | For |
KLA-Tencor Corporation | 2 | Ratification of Pricewaterhouse-Coopers LLP as independent accountants. | M | For | For | ||||
Knight-Ridder, Inc. | KRI | 499040103 | 05/04/04 | 04/27/04 | 1 | Election of directors. | M | For | For |
Knight-Ridder, Inc. | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Kohl's Corporation | KSS | 500255104 | 04/28/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time. |
Kohl's Corporation | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | No, did not receive proxy on time. | ||||
Kohl's Corporation | 3 | Utilize performance and time-based restricted share programs in lieu of stock options for executive equity compensation plans. | S | Against | No, did not receive proxy on time. | ||||
Kohl's Corporation | 4 | The chairman of the board should be a separate position from CEO. | S | Against | No, did not receive proxy on time. | ||||
Leggett & Platt, Inc. | LEG | 524660107 | 05/05/04 | 04/29/04 | 1 | Election of directors. | M | For | For |
Leggett & Platt, Inc. | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Leggett & Platt, Inc. | 3 | Approval of an amendment to the 1989 discount stock plan. | M | For | For | ||||
Leggett & Platt, Inc. | 4 | Approval of the 2004 key officers incentive plan. | M | For | For | ||||
Lehman Brothers Holdings Inc. | LEH | 524908100 | 04/02/04 | 03/11/04 | 1 | Election of directors. | M | For | For |
Lehman Brothers Holdings Inc. | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Lexmark International, Inc. | LXK | 529771107 | 04/22/04 | 04/14/04 | 1 | Election of directors. | M | For | For |
Lexmark International, Inc. | 2 | Approval of the senior executive incentive compensation plan. | M | For | For | ||||
Lexmark International, Inc. | 3 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Limited Brands, Inc. | LTD | 532716107 | 05/17/04 | 05/07/04 | 1 | Election of directors. | M | For | For |
Limited Brands, Inc. | 2 | Adoption of the 1993 stock option and performance incentive plan. | M | For | For | ||||
Lincoln National Corporation | LNC | 534187109 | 05/13/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
Lincoln National Corporation | 2 | To approve or disapprove a deferred compensation plan for non-employee directors. | M | For | For | ||||
Linear Technology Corp. | LLTC | 535678106 | 11/05/03 | 10/25/03 | 1 | Election of directors. | M | For | For |
Linear Technology Corp. | 2 | Ratification of Ernst&Young LLP as independent auditors. | M | For | For | ||||
Liz Claiborne, Inc. | LIZ | 539320101 | 05/20/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Liz Claiborne, Inc. | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Lockheed Martin Corporation | LMT | 539830109 | 04/22/04 | 04/14/04 | 1 | Election of directors. | M | For | For |
Lockheed Martin Corporation | 2 | Ratification of independent auditors. | M | For | For | ||||
Lockheed Martin Corporation | 3 | Full disclosure annually of any employee with a rank of vice president or above who has served in any governmental capacity within the last five years. | S | Against | Against | ||||
Lockheed Martin Corporation | 4 | Any adoption, maintenance or extension of a poison pill shall be put to a shareholder vote. | S | Against | For | ||||
Lockheed Martin Corporation | 5 | Audit commitees hired by the company shall perform audit duties only. | S | Against | For | ||||
Lockheed Martin Corporation | 6 | Report on the code of conduct of ethical criteria for military production-related contract bids. | S | Against | Against | ||||
Louisiana-Pacific Corporation | LPX | 546347105 | 05/03/04 | 04/26/04 | 1 | Election of directors. | M | For | For |
Louisiana-Pacific Corporation | 2 | Approval of amendment of 1997 incentive stock award plan. | M | For | For | ||||
Louisiana-Pacific Corporation | 3 | Approval of amendment of 2000 non-employee director restricted stock plan. | M | For | For | ||||
Louisiana-Pacific Corporation | 4 | Approval of amendment of 1992 non-employee director stock option plan. | M | For | For | ||||
Louisiana-Pacific Corporation | 5 | Approval of performance goals under amended and restated annual cash incentive award plan. | M | For | For | ||||
Louisiana-Pacific Corporation | 6 | Ratification of selection of independent auditors. | M | For | For | ||||
Louisiana-Pacific Corporation | 7 | Separate positions of chairman and chief executive officer. | S | Against | For | ||||
Louisiana-Pacific Corporation | 8 | Issue a report relating to enviromental matters. | S | Against | Against | ||||
Lowe's Companies, Inc. | LOW | 548661107 | 05/28/04 | 05/15/04 | 1 | Election of directors. | M | For | For |
Lowe's Companies, Inc. | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
LSI Logic Corporation | LSI | 502161102 | 05/06/04 | 04/28/04 | 1 | Election of directors. | M | For | For |
LSI Logic Corporation | 2 | Approval of amendment to the employee stock purchase plan. | M | For | For | ||||
LSI Logic Corporation | 3 | Approval of amendment to the international employee stock purchase plan. | M | For | For | ||||
LSI Logic Corporation | 4 | Approval of the amendment and restatement of the company's incentive plan. | M | For | For | ||||
LSI Logic Corporation | 5 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Lucent Technologies Inc. | LU | 549463107 | 02/18/04 | 02/03/04 | 1 | Election of directors. | M | For | For |
Lucent Technologies Inc. | 2 | Declassification of the board. | M | For | For | ||||
Lucent Technologies Inc. | 3 | To approve our 2004 equity compensation plan for non-employee directors. | M | For | For | ||||
Lucent Technologies Inc. | 4 | To approve a reverse stock split in one of four ratios. | M | For | For | ||||
Lucent Technologies Inc. | 5 | To require shareowner approval of future severance agreements. | S | Against | Against | ||||
Lucent Technologies Inc. | 6 | To discontinue executive equity compensation programs after expiration of existing commitments. | S | Against | Against | ||||
Manor Care, Inc. | HCR | 564055101 | 05/05/04 | 05/01/04 | 1 | Election of directors. | M | For | For |
Manor Care, Inc. | 2 | Adopt an amendment and restatement of the equity incentive plan. | M | For | For | ||||
Manor Care, Inc. | 3 | Adopt an amendment to article XI of the certificate of incorporation to eliminate a classified board. | M | For | For | ||||
Manor Care, Inc. | 4 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Manor Care, Inc. | 5 | Replace the current system of compensation for senior executives with the commonsense compensation program. | M | Against | Against | ||||
Marriot International, Inc. | MAR | 571903202 | 04/30/04 | 04/21/04 | 1 | Election of directors. | M | For | For |
Marriot International, Inc. | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Marriot International, Inc. | 3 | To adopt cumulative voting. | S | Against | For | ||||
Marsh & McLennan Companies, Inc. | MMC | 571748102 | 05/20/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Marsh & McLennan Companies, Inc. | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Marshall & Ilsley Corporation | MI | 571834100 | 04/27/04 | 04/19/04 | 1 | Election of directors. | M | For | No, did not receive proxy on time. |
Masco Corporation | MAS | 574599106 | 05/11/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time. |
Masco Corporation | 2 | Approval of the 2004 stock award plan. | M | For | No, did not receive proxy on time. | ||||
Masco Corporation | 3 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | No, did not receive proxy on time. | ||||
Mattel Incorporated | MAT | 577081102 | 05/13/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
Mattel Incorporated | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Mattel Incorporated | 3 | Discontinue all rights, options, SAR's and severance payments for the top five executives. | M | Against | For | ||||
Mattel Incorporated | 4 | The public accounting firm retained by the company shall only perform audit related work for the company. | S | Against | Against | ||||
Maxim Intergrated Products, Inc. | MXIM | 57772K101 | 11/13/03 | 11/01/03 | 1 | Election of directors. | M | For | For |
Maxim Intergrated Products, Inc. | 2 | To approve an amendment to the 1996 stock incentive plan. | M | For | For | ||||
Maxim Intergrated Products, Inc. | 3 | To approve an amendment to the 1987 employee stock participation plan. | M | For | For | ||||
Maxim Intergrated Products, Inc. | 4 | Ratification of Ernst&Young LLP as independent auditors. | M | For | For | ||||
Maytag Corporation | MYG | 578592107 | 05/13/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
Maytag Corporation | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Maytag Corporation | 3 | Approval of the amended and restated employee discount stock purchase plan. | M | For | For | ||||
Maytag Corporation | 4 | Approval of article eleventh of Maytags restated certificate of incorporation. | M | For | For | ||||
Maytag Corporation | 5 | Annual election of directors. | S | Against | For | ||||
Maytag Corporation | 6 | Any adoption, maintenance or extension of any poison pill shall be put to a shareholder vote. | S | Against | For | ||||
MBIA Incorporated | MBI | 55262C100 | 05/06/04 | 04/28/04 | 1 | Election of directors. | M | For | For |
MBIA Incorporated | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
MBNA Corporation | KRB | 55262L100 | 05/03/04 | 04/26/04 | 1 | Election of directors. | M | For | For |
MBNA Corporation | 2 | Appointment of independent auditors. | M | For | For | ||||
MBNA Corporation | 3 | The cost of employee and director stock options be recognized in the annual income statement. | S | Against | For | ||||
MBNA Corporation | 4 | Adopt a policy to nominate directors ASAP such that, if elected, at least two-thirds of the directors would be independent. | S | Against | For | ||||
McCormick & Co., Inc. | MKC | 579780206 | N/A | N/A | N/A | No proxy received - No Action Required | N/A | N/A | No, did not receive proxy on time. |
Mckesson Corporation | MCK | 58155Q103 | 07/30/03 | 07/25/03 | 1 | Election of directors. | M | For | For |
Mckesson Corporation | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Mckesson Corporation | 3 | Shareholder approval of future severance for senior executives. | S | Against | Against | ||||
Mead West Vaco Corporation | MWV | 583334107 | 04/27/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Mead West Vaco Corporation | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Medco Health Solutions, Inc. | 58405U102 | 04/21/04 | 04/12/04 | 1 | Election of directors. | M | For | For | |
Medco Health Solutions, Inc. | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Medimmune Incorporated | MEDI | 584699102 | 05/20/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Medimmune Incorporated | 2 | Approval of the 2004 stock incentive plan. | M | For | For | ||||
Medimmune Incorporated | 3 | Ratification of Pricewaterhouse Coopers. LLP as independent auditors. | M | For | For | ||||
Medtronic, Inc. | MDT | 585055106 | 08/28/03 | 08/23/03 | 1 | Election of directors. | M | For | For |
Medtronic, Inc. | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Medtronic, Inc. | 3 | Approval of the 2003 long-term incentive plan. | M | For | For | ||||
Medtronic, Inc. | 4 | Approval of the executive incentive plan. | M | For | For | ||||
Mellon Financial Corporation | MEL | 58551A108 | 04/20/04 | 04/07/04 | 1 | Election of directors. | M | For | For |
Mellon Financial Corporation | 2 | To amend the long-term profit incentive plan. | M | For | For | ||||
Mellon Financial Corporation | 3 | Ratification of KPMG LLP as accountants. | M | For | For | ||||
Merck & Co., Inc | MRK | 589331107 | 04/27/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Merck & Co., Inc | 2 | Ratification of independent auditors. | M | For | For | ||||
Merck & Co., Inc | 3 | Amend the restated certificate of incorporation to declassify the board. | M | For | For | ||||
Merck & Co., Inc | 4 | Discontinue all rights, options, SAR's, and severance payments to the top five of management after the expiration of the existing plans. | S | Against | Against | ||||
Merck & Co., Inc | 5 | Issue a report on the extension of patents on prescription drugs. | S | Against | Against | ||||
Merck & Co., Inc | 6 | Issue a report reviewing ways to link executive compensation to ethical and social performance. | S | Against | Against | ||||
Merck & Co., Inc | 7 | Report annually the resources devoted to political entities or candidates. | S | Against | Against | ||||
Merck & Co., Inc | 8 | Issue a report reviewing the economic effects of the HIV/AIDS, tuberculosis and malaria has on business strategies. | S | Against | Against | ||||
Mercury Interactive Corp. | MERQ | 589405109 | 12/10/03 | 12/04/03 | 1 | Ratify and approve the amendment to the amended and restated 1999 stock option plan. | M | For | For |
Mercury Interactive Corp. | 2 | Ratify and approve the amendment to the 1998 employee stock purchase plan. | M | For | For | ||||
Mercury Interactive Corporation | MERQ | 589405109 | 05/19/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Mercury Interactive Corporation | 2 | Approve an amendment to the restated certificate of incorporation. | M | For | For | ||||
Mercury Interactive Corporation | 3 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Meredith Corporation | MDP | 589433101 | 11/10/03 | 11/01/03 | 1 | Election of directors. | M | For | For |
Meredith Corporation | 2 | To adopt amendments to the restated articles of incorporation. | M | For | For | ||||
Merrill Lynch & Co., Inc | MER | 590188108 | 04/23/04 | 03/18/04 | 1 | Election of directors. | M | For | For |
Merrill Lynch & Co., Inc | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Merrill Lynch & Co., Inc | 3 | Cumulative voting. | S | Against | For | ||||
Merrill Lynch & Co., Inc | 4 | Independent chairman separate from CEO. | S | Against | For | ||||
Metlife Inc. | MET | 59156R108 | 04/27/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time. |
Metlife Inc. | 2 | Approval of the 2005 stock and incentive plan. | M | For | No, did not receive proxy on time. | ||||
Metlife Inc. | 3 | Approval of the annual variable incentive plan. | M | For | No, did not receive proxy on time. | ||||
Metlife Inc. | 4 | Approval of the 2005 non-management director stock compensation plan. | M | For | No, did not receive proxy on time. | ||||
Metlife Inc. | 5 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | No, did not receive proxy on time. | ||||
Metlife Inc. | 6 | Limitation of CEO compensation. | S | Against | No, did not receive proxy on time. | ||||
MGIC Investment Corporation | MTG | 552848103 | 05/13/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
MGIC Investment Corporation | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Micron Technology | MU | 595112103 | 11/21/03 | 11/13/03 | 1 | Election of directors. | M | For | For |
Micron Technology | 2 | To approve an amendment to the 1989 employee stock purchase plan. | M | For | For | ||||
Micron Technology | 3 | To approve an amendment to the 2001 stock option plan. | M | For | For | ||||
Micron Technology | 4 | Ratification of PricewaterhouseCoopers LLP as independent accountants. | M | For | For | ||||
Microsoft Corporation | MSFT | 594918104 | 11/11/03 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time. |
Microsoft Corporation | 2 | Adoption of the amendment to the 2001 stock plan. | M | For | No, did not receive proxy on time. | ||||
Microsoft Corporation | 3 | Adoption of the amendment to the 1999 stock option plan for non-employee directors.. | M | For | No, did not receive proxy on time. | ||||
Microsoft Corporation | 4 | A shareholder request to refrain from making direct charitable contributions. | S | Against | No, did not receive proxy on time. | ||||
Millipore Corporation | MIL | 601073109 | 04/28/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Molex Incorporated. | MOLX | 608554101 | 10/24/03 | 10/15/03 | 1 | Election of directors. | M | For | For |
Molex Incorporated. | 2 | Approve the ammended and restated long-term stock plan. | M | For | For | ||||
Molex Incorporated. | 3 | The proxies are allowed to vote upon such other business that may properly come before the meeting. | M | For | For | ||||
Monsanto Company | MON | 61166W101 | 01/29/04 | 01/20/04 | 1 | Election of directors. | M | For | For |
Monsanto Company | 2 | Ratification of selection of independent accountants. | M | For | For | ||||
Monsanto Company | 3 | Approval of amendments to long-term incentive plan. | M | For | For | ||||
Monsanto Company | 4 | To review the policies on genetically engineered foods and issue a report at reasonable cost within six months of the general meeting. | S | Against | Against | ||||
Monsanto Company | 5 | To issue a report by June 2004 that identifies all pesticides used that are likely human carcinogens and the countries they export. | S | Against | Against | ||||
Monsanto Company | 6 | To submit any poison pill to a shareholder vote. | S | Against | For | ||||
Monster World Wide, Inc. | MNST | 611742107 | 06/16/04 | 06/10/04 | 1 | Election of directors. | M | For | For |
Monster World Wide, Inc. | 2 | Re-approval of the 1999 long-term incentive plan. | M | For | For | ||||
Moody's Corporation | MCO | 615369105 | 04/27/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Moody's Corporation | 2 | Approval of the amended and restated 2001 key employees stock incentive plan. | M | For | For | ||||
Moody's Corporation | 3 | Approval of the2004 covered employee cash incentive plan. | M | For | For | ||||
Moody's Corporation | 4 | Ratification of independent accountants. | M | For | For | ||||
Moody's Corporation | 5 | Senior executive compensation plans should utilize performance and time-based restricted share programs in lieu of stock options. | S | Against | Against | ||||
Morgan Stanley | MWD | 617446448 | 04/20/04 | 03/11/04 | 1 | Election of directors. | M | For | For |
Morgan Stanley | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Morgan Stanley | 3 | Annual election of the board of directors. | S | Against | For | ||||
Morgan Stanley | 4 | Approval of the golden parachute agreements. | S | Against | Against | ||||
Morgan Stanley | 5 | Disclosure of political contributions annually. | S | Against | Against | ||||
Motorola Incorporated | MOT | 620076109 | 04/30/04 | 04/26/04 | 1 | Election of directors. | M | For | For |
Motorola Incorporated | 2 | Replace the current system of compensation for senior executives to a common sense executive compensation program. | S | Against | Against | ||||
Motorola Incorporated | 3 | Future senior executive equity compensation plans, utilize performance and time-based restricted share programs in lieu of stock options. | S | Against | Against | ||||
M&T Bank Corporation | MTB | 55261F104 | 04/20/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time. |
M&T Bank Corporation | 2 | Ratification of PricewaterhouseCoopers LLP as independent auditors. | M | For | No, did not receive proxy on time. | ||||
Nabors Industries LTD | NBR | G6359F103 | 06/01/04 | 05/25/04 | 1 | Election of directors. | M | For | For |
Nabors Industries LTD | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Nabors Industries LTD | 3 | To change Nabors jurisdiction of incorporation from Bermuda to Delaware. | S | Against | Against | ||||
National City Corporation | NCC | 635405103 | 04/27/04 | 04/19/04 | 1 | Election of directors. | X | For | For |
National City Corporation | 2 | Approval of the long-term cash and equity incentive plan. | X | For | For | ||||
National City Corporation | 3 | Approval of the management incentive plan for senior officers. | X | For | For | ||||
National City Corporation | 4 | Ratification of Ernst & Young LLP as independent auditors. | X | For | For | ||||
National Semiconductor Corp. | NSM | 637640103 | 09/26/03 | 09/20/03 | 1 | Election of directors. | M | For | For |
National Semiconductor Corp. | 2 | Ratification of appointment of KPMG LLP as independent auditors. | M | For | For | ||||
National Semiconductor Corp. | 3 | Approval of the 2003 employee stock purchase plan. | M | For | For | ||||
Navistar International Corp. | NAV | 63934108 | 02/17/04 | 02/03/04 | 1 | Election of directors. | M | For | For |
Navistar International Corp. | 2 | Approval of the auditing firm of Deloitte & Touche LLP. | M | For | For | ||||
Navistar International Corp. | 3 | To approve our 2004 performance incentive plan. | M | For | For | ||||
NCR Corporation | NCR | 62886 E 108 | 04/28/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time. |
NCR Corporation | 2 | Ratification of independent auditors. | M | For | No, did not receive proxy on time. | ||||
NCR Corporation | 3 | The auditing firm retained by the company shall only perform audit-related duties. | S | Against | No, did not receive proxy on time. | ||||
NCR Corporation | 4 | Deletion of all rights, options, SAR,s and severance payments to the top five executives. | S | Against | No, did not receive proxy on time. | ||||
Network Appliance, Inc. | NTAP | 64120L104 | 09/02/03 | 08/27/03 | 1 | Election of directors. | M | For | For |
Network Appliance, Inc. | 2 | Amendment to the company's 1999 stock option plan to create a stock issuance program. | M | For | For | ||||
Network Appliance, Inc. | 3 | Amendment to the company's employee stock purchase plan. | M | For | For | ||||
Network Appliance, Inc. | 4 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Network Appliance, Inc. | 5 | Tranact such other business as may come before the meeting. | M | For | For | ||||
Newell Rubbermaid, Inc. | NWL | 651229106 | 05/12/04 | 05/03/04 | 1 | Election of directors. | M | For | For |
Newell Rubbermaid, Inc. | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Newmont Mining Company | NEM | 651639106 | N/A | N/A | N/A | No proxy received - No Action Required | N/A | N/A | No, did not receive proxy on time. |
Nextel Communications, Inc. | NXTL | 65332V103 | 05/27/04 | 05/17/04 | 1 | Election of directors. | M | For | For |
Nextel Communications, Inc. | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Nextel Communications, Inc. | 3 | Approval of the amended and restated associate stock purchase plan. | M | For | For | ||||
Nicor Incorporated | GAS | 654086107 | 04/15/04 | 04/06/04 | 1 | Election of directors. | M | For | For |
Nicor Incorporated | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Nicor Incorporated | 3 | To require shareholder approval of all current and future poison pills. | S | Against | For | ||||
Nike, Inc. | NKE | 654106103 | 09/22/03 | 09/15/03 | 1 | Election of directors. | M | For | For |
Nike, Inc. | 2 | Approve an amendment to the Nike, Inc. 1990 stock incentive plan. | M | For | For | ||||
Nike, Inc. | 3 | Ratification of PricewaterhouseCoopers LLP as independent accountants. | M | For | For | ||||
NiSource Incorporated | NI | 65473P105 | 05/11/04 | 05/01/04 | 1 | Election of directors. | M | For | For |
NiSource Incorporated | 2 | Ratification of appointment of independent accountants. | M | For | For | ||||
Noble Corporation | NE | G65422100 | 04/22/04 | 04/14/04 | 1 | Election of directors. | M | For | For |
Noble Corporation | 2 | Approval of the appointment of independentauditors for 2004. | M | For | For | ||||
Nordstrom Incorporated | JWN | 655664100 | 05/25/04 | 05/15/04 | 1 | Election of directors. | M | For | For |
Nordstrom Incorporated | JWN | 655664100 | 06/22/04 | 06/15/04 | 1 | Election of directors. | M | For | For |
Nordstrom Incorporated | 2 | Approval of the 2004 equity incentive plan. | M | For | For | ||||
Nordstrom Incorporated | 3 | Approval of the executive management group bonus plan. | M | For | For | ||||
Nordstrom Incorporated | 4 | Ratification of auditors. | M | For | For | ||||
Nordstrom Incorporated | 2 | Approval of the 2004 equity incentive plan. | M | For | For | ||||
Nordstrom Incorporated | 3 | Approval of the executive management group bonus plan. | M | For | For | ||||
Nordstrom Incorporated | 4 | Ratification of auditors. | M | For | For | ||||
Norfolk Southern Corporation | NSC | 655844108 | 05/13/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
Norfolk Southern Corporation | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
North Fork Bancorporation, Inc. | NFB | 659424105 | 04/27/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
North Fork Bancorporation, Inc. | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Northern Trust Corporation. | NTRS | 665859104 | 04/20/04 | 04/07/04 | 1 | Election of directors. | M | For | For |
Northern Trust Corporation. | 2 | Ratification of KPMG LLP as accountants. | M | For | For | ||||
Northrop Grumman Corporation | NOC | 666807102 | 05/18/04 | 05/08/04 | 1 | Election of directors. | M | For | For |
Northrop Grumman Corporation | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Northrop Grumman Corporation | 3 | Issue a report explaining the company's code of conduct and statements of ethical criteria for military production. | S | Against | Against | ||||
Northrop Grumman Corporation | 4 | Annual election of directors. | S | Against | For | ||||
Novell, Incorporated | NOVL | 670006105 | 04/15/04 | 03/12/04 | 1 | Election of directors. | M | For | For |
Novell, Incorporated | 2 | Expensing the costs of all future stock options in the annual report. | S | Against | For | ||||
Novell, Incorporated | 3 | To adopt a policy that 75% of future equity compensation of senior executives be performance-based. | S | Against | Against | ||||
Novell, Incorporated | 4 | The accounting firm retained by our company shall perform audit duties only. | S | Against | For | ||||
Novellus Systems, Inc. | NVLS | 670008101 | 04/16/04 | 04/12/04 | 1 | Election of directors. | M | For | For |
Novellus Systems, Inc. | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Novellus Systems, Inc. | 3 | Provision of non-audit services by independent auditors. | S | Against | For | ||||
Novellus Systems, Inc. | 4 | Replacement of the current system of compensation for senior executives. | S | Against | Against | ||||
Nucor Corporation | NUE | 670346105 | 05/13/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
Nucor Corporation | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
NVIDIA Corp. | NVIDIA | 67066G104 | 07/10/03 | 07/04/03 | 1 | Election of directors. | M | For | For |
NVIDIA Corp. | 2 | To ratify the appointment of KPMG LLP as independent auditors. | M | For | For | ||||
Occidental Petroleum Corporation | OXY | 674599105 | 04/30/04 | 04/21/04 | 1 | Election of directors. | M | For | For |
Occidental Petroleum Corporation | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Occidental Petroleum Corporation | 3 | Approval of amendment to the restricted stock plan for non-employee directors. | M | For | For | ||||
Occidental Petroleum Corporation | 4 | Discontinuance of options, rights and severance agreements. | S | Against | Against | ||||
Office Depot Incorporated | ODP | 676220106 | 05/14/04 | 05/06/04 | 1 | Election of directors. | M | For | For |
Office Depot Incorporated | 2 | Amendment of the long-term incentive plan. | M | For | For | ||||
Office Depot Incorporated | 3 | Ratification of Deloitte & Touche LLP as independent accountants. | M | For | For | ||||
Omnicom Group, Inc. | OMC | 681919106 | 05/25/04 | 05/13/04 | 1 | Election of directors. | M | For | For |
Omnicom Group, Inc. | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Omnicom Group, Inc. | 3 | Approval of the director equity plan. | M | For | For | ||||
Oracle Corporation | ORCL | 683389X105 | 10/13/03 | 10/03/03 | 1 | Election of directors. | M | For | For |
Oracle Corporation | 2 | Approval of the 2004 executive bonus plan. | M | For | For | ||||
Oracle Corporation | 3 | Ratify the appointment of Ernst&Young as independent auditors. | M | For | For | ||||
Oracle Corporation | 4 | Approval of the amended and restated 1993 director stock plan. | M | For | For | ||||
Oracle Corporation | 5 | Adopt the China business principles for rights of workers in China. | S | Against | Against | ||||
Paccar, Inc. | PCAR | 693718108 | 04/27/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Paccar, Inc. | 2 | Amend the certificate of incorporation to increase the number of authorized shares. | M | For | For | ||||
Paccar, Inc. | 3 | Approve amendments to restricted stock and deferred compensation plan for non-employee directors. | M | For | For | ||||
Paccar, Inc. | 4 | Any adoption, maintenance or extension of a poison pill shall be put to a shareholder vote. | S | Against | For | ||||
Paccar, Inc. | 5 | Senior executive compensation plans should utilize performance and time-based restricted share programs in lieu of stock options. | S | Against | Against | ||||
Pactiv Corporation | PTV | 695257105 | 05/14/04 | 05/06/04 | 1 | Election of directors. | M | For | For |
Pactiv Corporation | 2 | Ratification of Ernst & Young LLP as independent accountants. | M | For | For | ||||
Pall Corporation | PLL | 696429307 | 11/19/03 | 11/13/03 | 1 | Election of directors. | M | For | For |
Pall Corporation | 2 | Approval of the 2004 executive incentive bonus plan. | M | For | For | ||||
Pall Corporation | 3 | Approval of the amendment to the management stock purchase plan. | M | For | For | ||||
Pall Corporation | 4 | Approval of the amendment to the employee stock purchase plan. | M | For | For | ||||
Parametric Technology Corp. | PMTC | 699173100 | 03/03/04 | 02/23/04 | 1 | Election of directors. | M | For | For |
Parametric Technology Corp. | 2 | Approve an increase in the number of shares issuable under the 2000 employee stock purchase plan. | M | For | For | ||||
Parametric Technology Corp. | 3 | Approval of the auditing firm of Pricewaterhouse Coopers LLP. | M | For | For | ||||
Parker-Hannifin Corp. | PH | 701094104 | 10/22/03 | 10/12/03 | 1 | Election of directors. | M | For | For |
Parker-Hannifin Corp. | 2 | Ratification of Pricewaterhouse-Coopers LLP as independent accountants. | M | For | For | ||||
Parker-Hannifin Corp. | 3 | Approval of the 2003 stock incentive plan | M | For | For | ||||
Paychex, Incorporated. | PAYX | 704326107 | 10/02/03 | 09/27/03 | 1 | Election of directors. | M | For | For |
Peoples Energy Corporation | 711030106 | 02/27/04 | 02/18/04 | 1 | Election of directors. | M | For | For | |
Peoples Energy Corporation | 2 | Approval of the 2004 incentive compensation plan. | M | For | For | ||||
Peoplesoft, Inc. | PSFT | 712713106 | 03/25/04 | 02/25/04 | 1 | Election of directors. | M | For | For |
Peoplesoft, Inc. | 2 | Approval of the auditing firm of KPMG LLP. | M | For | For | ||||
Peoplesoft, Inc. | 3 | Expensing of stock options in the annual report. | S | Against | For | ||||
Perkin Elmer, Inc. | PKI | 714046109 | 04/27/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time. |
Perkin Elmer, Inc. | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | No, did not receive proxy on time. | ||||
Perkin Elmer, Inc. | 3 | Expensing the cost of all future stock options in the annual report | M | Against | No, did not receive proxy on time. | ||||
Pfizer Incorporated | PFE | 717081103 | 04/22/04 | 03/29/04 | 1 | Election of directors. | M | For | For |
Pfizer Incorporated | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Pfizer Incorporated | 3 | Approval of the2004 stock plan. | S | Against | Against | ||||
Pfizer Incorporated | 4 | Review of the economic effects of the HIV/Aids, TB and Malaria Pandemics on the company's business strategy. | S | Against | Against | ||||
Pfizer Incorporated | 5 | Report on political contributions. | S | Against | Against | ||||
Pfizer Incorporated | 6 | Report on the resources devoted to supporting political entities or candidates. | S | Against | Against | ||||
Pfizer Incorporated | 7 | Impose term limits on directors. | S | Against | Against | ||||
Pfizer Incorporated | 8 | Report on increasing access to Pfizer. | S | Against | Against | ||||
Pfizer Incorporated | 9 | Report on stock options. | S | Against | Against | ||||
Pfizer Incorporated | 10 | Report on Vitro testing. | S | Against | Against | ||||
PG&E Corporation | PCG | 69331C108 | 04/21/04 | 04/14/04 | 1 | Election of directors. | M | For | For |
PG&E Corporation | 2 | Ratification of appointment of independent public accountants. | M | For | For | ||||
PG&E Corporation | 3 | Any adoption, maintenance or extension of a poison pill shall be put to a shareholder vote. | S | Against | For | ||||
PG&E Corporation | 4 | Approval of future golden parachutes for senior executives. | S | Against | Against | ||||
PG&E Corporation | 5 | All directors should be link free therefore remaining strictly independent. | S | Against | Against | ||||
PG&E Corporation | 6 | Adoption of a new policy to reduce risks of nuclear accidents or terrorist attacks at Diablo Canyon. | S | Against | Against | ||||
PG&E Corporation | 7 | To separate the positions of chairman of the board and chief executive officer. | S | Against | For | ||||
PG&E Corporation | 8 | Replacement of the current system of compensation for senior executives. | S | Against | Against | ||||
Phelps Dodge Corporation | PD | 717265102 | 05/28/04 | 05/20/04 | 1 | Election of directors. | M | For | For |
Phelps Dodge Corporation | 2 | The company should cease making charitable contributions. | S | Against | Against | ||||
Pinnacle West Capital Corporation | PNW | 723484101 | 05/19/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Pinnacle West Capital Corporation | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Pinnacle West Capital Corporation | 3 | Issue a report outlining the risks of the interim storage of irradiated fuel rods at the Palo Verde plant. | S | Against | Against | ||||
Piper Jaffray Companies | PJC | 724078100 | 04/28/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time. |
Piper Jaffray Companies | 2 | Approval of the amended and restated 2003 annual and long-term incentive plan. | M | For | No, did not receive proxy on time. | ||||
Piper Jaffray Companies | 3 | Ratification of Ernst & Young LLP as independent auditors. | M | For | No, did not receive proxy on time. | ||||
Pitney Bowes, Inc. | PBI | 724479100 | 05/10/04 | 05/01/04 | 1 | Election of directors. | M | For | For |
Pitney Bowes, Inc. | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Pitney Bowes, Inc. | 3 | Issue a report stating thepolicies for making political contributions. | S | Against | Against | ||||
Plum Creek Timber Company, Inc. | PCL | 729251108 | 05/04/04 | 04/27/04 | Election of directors. | M | For | For | |
Plum Creek Timber Company, Inc. | 2 | Approval of the amended and restated stock incentive plan. | M | For | For | ||||
Plum Creek Timber Company, Inc. | 3 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Plum Creek Timber Company, Inc. | 4 | Adoption of the ceres principles. | S | Against | Against | ||||
PMC-Sierra, Inc. | PMCS | 69344F106 | 05/14/04 | 05/08/04 | 1 | Election of directors. | M | For | For |
PMC-Sierra, Inc. | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Power-One, Inc. | PWER | 739308104 | 05/04/04 | 04/27/04 | 1 | Election of directors. | M | For | For |
Power-One, Inc. | 2 | Approve the adoption of the 2004 stock incentive plan. | M | For | For | ||||
Power-One, Inc. | 3 | Ratification of Deloitte & Touche as independent auditors. | M | For | For | ||||
PPG Industries, Inc. | PPG | 693506107 | 04/15/04 | 04/06/04 | 1 | Election of directors. | M | For | For |
PPG Industries, Inc. | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
PPL Corporation | PPL | 696429307 | 04/23/04 | N/A | N/A | No proxy received - No Action Required | N/A | N/A | No, did not receive proxy on time. |
Praxair, Inc. | PX | 74005P104 | 04/27/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Praxair, Inc. | 2 | Amendment of the long-term incentive plan. | M | For | For | ||||
Praxair, Inc. | 3 | Amendment of the certificate of incorporation. | M | For | For | ||||
Praxair, Inc. | 4 | Approval of the protection rights agreement. | M | For | For | ||||
Principal Financial Group, Inc. | PFG | 74251V102 | 05/18/04 | 05/08/04 | 1 | Election of directors. | M | For | For |
Principal Financial Group, Inc. | 2 | Ratification of auditors. | M | For | For | ||||
Principal Financial Group, Inc. | 3 | Approval of the annual incentive plan. | M | For | For | ||||
Progress Energy, Inc. | PGN | 743263105 | 05/12/04 | 05/03/04 | 1 | Election of directors. | M | For | For |
Progress Energy, Inc. | 2 | The five highest paid executives shall not be eligible for any future stock options. | M | Against | Against | ||||
Providian Financial Corporation | PVN | 74406A102 | 05/13/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
Providian Financial Corporation | 2 | Ratification of appointment of independent auditors. | M | For | For | ||||
Prudential Financial, Inc. | PRU | 744320102 | 06/08/04 | 05/29/04 | 1 | Election of directors. | M | For | For |
Prudential Financial, Inc. | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Prudential Financial, Inc. | 3 | Issue a report on charitable contributions | S | Against | Against | ||||
Prudential Financial, Inc. | 4 | Annual election of directors. | S | Against | For | ||||
Public Service Enterprise Group Inc. | PEG | 744573106 | 04/20/04 | 04/07/04 | 1 | Election of directors. | M | For | For |
Public Service Enterprise Group Inc. | 2 | Approval of the 2004 long-term incentive plan. | M | For | For | ||||
Public Service Enterprise Group Inc. | 3 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Public Service Enterprise Group Inc. | 4 | Nomination of at least two candidates for each open board position. | S | Against | Against | ||||
Pulte Homes, Inc. | PHM | 745867101 | 05/13/04 | 05/06/04 | 1 | Election of directors. | M | For | For |
Pulte Homes, Inc. | 2 | Adoption of the 2004 stock incentive plan. | M | For | For | ||||
Pulte Homes, Inc. | 3 | Seek shareholder approval on the selection of auditors. | S | Against | For | ||||
Qlogic Corp. | QLGC | 747277101 | 08/26/03 | 08/20/03 | 1 | Election of directors. | M | For | For |
Qlogic Corp. | 2 | Extention of the expiration date of the stock awards plan to July 31, 2006. | M | For | For | ||||
Qlogic Corp. | 3 | Ratification of appointment of KPMG LLP as independent auditors. | M | For | For | ||||
Qualcomm, Incorporated | QCOM | 747525103 | 03/02/04 | 01/22/04 | 1 | Election of directors. | M | For | For |
Qualcomm, Incorporated | 2 | To approve an amendment to the 2001 stock option plan. | M | For | For | ||||
Qualcomm, Incorporated | 3 | Approval of the accounting firm of Pricewaterhouse Coopers LLP. | M | For | For | ||||
Qualcomm, Incorporated | 4 | Elimination of a classified board. | S | Against | For | ||||
Quest Diagnostics, Inc. | DGX | 74834L100 | 05/04/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time. |
Quest Diagnostics, Inc. | 2 | Ratification of appointment of KPMG LLP as independent auditors. | M | For | No, did not receive proxy on time. | ||||
Quintiles Transnational Corp. | QTRN | 748767100 | 09/25/03 | 09/20/03 | 1 | Adoption of the agreement and plan of merger among Quintiles, Pharma Services Holding Inc. and Pharma Services Acquisition Corp. | M | For | For |
Quintiles Transnational Corp. | 2 | Adjournment of the special meeting if necessary to satisfy the conditions to completing the merger. | M | For | For | ||||
Qwest Communications International, Inc. | Q | 749121109 | 05/25/04 | 05/15/04 | 1 | Election of directors. | M | For | For |
Qwest Communications International, Inc. | 2 | Declassify the board of directors. | M | For | For | ||||
Qwest Communications International, Inc. | 3 | Separate positions of Chairman and CEO. | S | Against | Against | ||||
Qwest Communications International, Inc. | 4 | Shareholder approval of certain benefits for senior executives. | S | Against | Against | ||||
Qwest Communications International, Inc. | 5 | Establish two-thirds of an independent board. | S | Against | Against | ||||
R.R. Donnelley&Sons Co. | RRD | 257867101 | 02/23/04 | 02/17/04 | 1 | To approve the issuance of shares of common stock as contemplated by the combination agreement. | M | For | For |
R.R. Donnelley&Sons Co. | 2 | To adopt the 2004 performance incentive plan. | M | For | For | ||||
R.R. Donnlley & Sons Company | RRD | 257867101 | 04/14/04 | 03/31/04 | 1 | Election of directors. | M | For | For |
R.R. Donnlley & Sons Company | 2 | Immediate sale of the company. | S | Against | Against | ||||
R.R. Donnlley & Sons Company | 3 | Expensing the cost of options in the annual report. | S | Against | For | ||||
RadioShack Corporation | RSH | 750438103 | 05/20/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
RadioShack Corporation | 2 | Approval of the 2004 deferred stock unit plan. | M | For | For | ||||
RadioShack Corporation | 3 | Approval of the 2004 annual and long-term incentive compensation plan. | M | For | For | ||||
Raytheon Company | RTN | 755111507 | 05/05/04 | 04/27/04 | 1 | Election of directors. | M | For | For |
Raytheon Company | 2 | Ratification of independent auditors. | M | For | For | ||||
Raytheon Company | 3 | Ethical criteria for military contracts. | S | Against | Against | ||||
Raytheon Company | 4 | Any adoption, maintenance or extension of any poison pill shall be put to a shareholder vote. | S | Against | For | ||||
Raytheon Company | 5 | Annual election of the directors. | S | Against | For | ||||
Raytheon Company | 6 | Implementation of the MacBride principles. | S | Against | Against | ||||
Raytheon Company | 7 | Expensing the cost of all future stock options in the annual report. | S | Against | For | ||||
Raytheon Company | 8 | Seek shareholder approval of all future extraordinary pension benefits for senior executives. | S | Against | Against | ||||
Raytheon Company | 9 | Replace the current system of compensation for senior executives with the commonsense compensation program. | S | Against | Against | ||||
Reebok International LTD. | RBK | 758110100 | 05/04/04 | 04/27/04 | 1 | Election of directors. | M | For | For |
Reebok International LTD. | 2 | Approve amendments to the 2001 equity incentive and director deferred compensation plan. | M | For | For | ||||
Reebok International LTD. | 3 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Regions Financial Corporation | RF | 758940100 | 06/08/04 | 05/29/04 | 1 | Election of directors. | M | For | For |
Regions Financial Corporation | 2 | Approval of merger by and among Regions Financial Corporation and Union Planters Corporation. | MN | For | For | ||||
Regions Financial Corporation | 3 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Regions Financial Corporation | 4 | Adjournment of the meeting if necessary to solicit additional proxies. | M | For | For | ||||
Regions Financial Corporation | 5 | Required stockholder vote of directors. | S | Against | Against | ||||
Robert Half International, Inc. | RHI | 770323103 | 05/04/04 | 04/28/04 | 1 | Election of directors. | M | For | For |
Robert Half International, Inc. | 2 | Ratification of appointment of auditors. | M | For | For | ||||
Rockwell Automation, Inc. | ROK | 773903109 | 02/04/04 | 01/21/04 | A | Election of directors. | M | For | For |
Rockwell Automation, Inc. | B | Approve the selection of auditors. | M | For | For | ||||
Rockwell Automation, Inc. | C | Approve the 2000 long-term incentives plan. | M | For | For | ||||
Rockwell Collins, Inc. | COL | 774341101 | 02/10/04 | 01/26/04 | 1 | Election of directors. | M | For | For |
Rockwell Collins, Inc. | 2 | Approval of the auditing firm of Deloitte & Touche LLP. | M | For | For | ||||
Rohm and Haas Company | ROH | 775371107 | 05/03/04 | 04/26/04 | 1 | Ellection of directors. | M | For | For |
Rohm and Haas Company | 2 | Approval of the 2004 annual incentive plan. | M | For | For | ||||
Rohm and Haas Company | 3 | Approval of the 2004 long-term performance share plan. | M | For | For | ||||
Rohm and Haas Company | 4 | Approval of the 2004 amended and restated stock plan. | M | For | For | ||||
Rohm and Haas Company | 5 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Rohm and Haas Company | 6 | To transact any other business that may properly come before the meeting. | M | For | For | ||||
Rowan Companies | RDC | 779382100 | 04/23/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time. |
Ryder System, Inc. | R | 783549108 | 05/07/04 | 05/06/04 | 1 | Election of directors. | M | For | For |
Ryder System, Inc. | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Sabre Holdings Corporation | TSG | 785905100 | 05/04/04 | 04/27/04 | 1 | Election of directors. | M | For | For |
Sabre Holdings Corporation | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Sabre Holdings Corporation | 3 | Approval of an amendment to the employee stock purchase plan. | M | For | For | ||||
Safeco Corporation | SAFC | 786429100 | 05/05/04 | 04/29/04 | 1 | Election of directors. | M | For | For |
Safeco Corporation | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Safeco Corporation | 3 | Replace the current system of compensation for senior executives with the commonsense compensation program. | S | For | For | ||||
Safeway Incorporated | SWY | 786514208 | 05/20/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Safeway Incorporated | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Safeway Incorporated | 3 | Approval of an amendment to the restated certificate of incorporation. | M | For | For | ||||
Safeway Incorporated | 4 | Approval of the stock option exchange program for employees. | M | For | For | ||||
Safeway Incorporated | 5 | Independent director as chairman of the board. | S | Against | Against | ||||
Safeway Incorporated | 6 | Cumulative voting. | S | Against | For | ||||
Safeway Incorporated | 7 | Report on the impact of genetically engineered foodd. | S | Against | Against | ||||
Safeway Incorporated | 8 | Issue a sustainability report. | S | Against | Against | ||||
Safeway Incorporated | 9 | Issue a report on the company's political contributions. | S | Against | Against | ||||
Safeway Incorporated | 10 | Expensing in the annual income statement the cost of all future stock options. | S | Against | For | ||||
Samina-Sci Corp. | SANM | 800907107 | 01/26/04 | 01/20/04 | 1 | Election of directors. | M | For | For |
Samina-Sci Corp. | 2 | Approval of the auditing firm of KPMG LLP. | M | For | For | ||||
SBC Communications, Inc. | SBC | 78387G103 | 04/30/04 | 04/23/04 | 1 | Election of directors. | M | For | For |
SBC Communications, Inc. | 2 | Appointment of independent auditors. | M | For | For | ||||
SBC Communications, Inc. | 3 | Approve an amendment to SBC's bylaws. | M | For | For | ||||
SBC Communications, Inc. | 4 | Issue a report on political contributions. | S | Against | Against | ||||
SBC Communications, Inc. | 5 | Reduce the number of board seats from 21 to 14 seats. | S | Against | Against | ||||
Schering-Plough Corporation | SGP | 806605101 | 04/27/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Schering-Plough Corporation | 2 | Ratification of independent auditors. | M | For | For | ||||
Schering-Plough Corporation | 3 | Approval of the management team incentive plan. | M | For | For | ||||
Schlumberger Limited | SLB | 806857108 | 04/14/04 | 03/31/04 | 1 | Election of directors. | M | For | For |
Schlumberger Limited | 2 | Approval of financials and dividends. | M | For | For | ||||
Schlumberger Limited | 3 | Approval of the 2004 stock and deferral plan for non-employee directors. | M | For | For | ||||
Schlumberger Limited | 4 | Approval of auditors. | M | For | For | ||||
Scientific- Atlanta, Inc. | SFA | 808655104 | 11/07/03 | 11/01/03 | 1 | Election of directors. | M | For | For |
Scientific- Atlanta, Inc. | 2 | Approval of the 2003 long-term incentive plan. | M | For | For | ||||
Sealed Air Corporation | SEE | 81211K100 | 05/05/04 | 04/29/04 | 1 | Election of directors. | M | For | For |
Sealed Air Corporation | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Sears, Roebuck and Company | S | 812387108 | 05/13/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
Sears, Roebuck and Company | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Sears, Roebuck and Company | 3 | Annual election of directors. | S | Against | For | ||||
Sears, Roebuck and Company | 4 | Any adoption, maintenance or extension of any poison pill shall be put to a shareholder vote. | S | Against | For | ||||
Sears, Roebuck and Company | 5 | The board shall constitute a Majority Vote Shareholder Committee. | S | Against | Against | ||||
Sempra Energy | SRE | 816851109 | 05/04/04 | 04/27/04 | 1 | Election of directors. | M | For | For |
Sempra Energy | 2 | RE-approval of the long-term incentive plan performance goals. | M | For | For | ||||
Sempra Energy | 3 | Ratification of independent auditors. | M | For | For | ||||
Sempra Energy | 4 | Annual election of directors. | S | Against | For | ||||
Sempra Energy | 5 | Any adoption, maintenance or extension of any poison pill shall be put to a shareholder vote. | S | Against | For | ||||
Sempra Energy | 6 | The public accounting firm retained by the company shall only perform audit related duties. | S | Against | For | ||||
Sempra Energy | 7 | Seperation of chairman and chief executive officer positions. | S | Against | For | ||||
Siebel Systems, Inc. | SEBL | 826170102 | 06/23/04 | 06/15/04 | 1 | Election of directors. | M | For | For |
Siebel Systems, Inc. | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Siebel Systems, Inc. | 3 | Expense the costs of all future stock options in the annual income statement. | S | Abstain | For | ||||
Sigma-Aldrich Corporation | SIAL | 826552101 | 05/04/04 | 04/29/04 | 1 | Election of directors. | M | For | For |
Sigma-Aldrich Corporation | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Sigma-Aldrich Corporation | 3 | Approval of amendment to the certificate of incorporation. | M | For | For | ||||
Simon Property Group, Inc. | SPG | 828806109 | 05/05/04 | 04/29/04 | 1 | Election of directors. | M | For | For |
Simon Property Group, Inc. | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Simon Property Group, Inc. | 3 | Required independent director. | S | Against | Against | ||||
SLM Corporation | SLM | 78442P106 | 05/13/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
SLM Corporation | 2 | Adoption of the incentive plan. | M | For | For | ||||
SLM Corporation | 3 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Snap-On Tools Corporation | SNV | 833034101 | 04/22/04 | N/A | N/A | No proxy received - No Action Required | N/A | N/A | No, did not receive proxy on time. |
Solectron Corporation | SLR | 834182107 | 01/07/04 | 01/05/04 | 1 | Election of directors. | M | For | For |
Solectron Corporation | 2 | To approve an amendment to the 2002 stock option plan. | M | For | For | ||||
Solectron Corporation | 3 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Southtrust Corporation | SOTR | 844730101 | 04/21/04 | 04/12/04 | 1 | Election of directors. | M | For | For |
Southtrust Corporation | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Southtrust Corporation | 3 | Ratification of the amended and restated senior officer performance incentive plan. | M | For | For | ||||
Southtrust Corporation | 4 | Ratification of the 2004 long term incentive plan. | M | For | For | ||||
SouthWest Airlines Co. | LUV | 844741108 | 05/19/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
SouthWest Airlines Co. | 2 | Ratification of selection of auditors. | M | For | For | ||||
Sprint Corporation | FON | 852061100 | 04/20/04 | 04/14/04 | 1 | Election of directors. | M | For | For |
Sprint Corporation | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Sprint Corporation | 3 | The indexing of stock options. | S | Against | For | ||||
Sprint Corporation | 4 | A cap on what the CEO gets paid. | S | Against | Against | ||||
Sprint Corporation | 5 | To have an independent chairman of the board. | S | Against | For | ||||
Sprint Corporation | 6 | A report on outsourcing off-shore. | S | Against | Against | ||||
St Paul Companies | SPC | 792860108 | 03/19/04 | 02/25/04 | 1 | Approval of the merger agreement. | M | For | For |
St Paul Companies | 2 | To amend the bylaws in connection with the merger. | M | For | For | ||||
St Paul Companies | 3 | To amend the articles of incorporation in connection with the merger. | M | For | For | ||||
St Paul Companies | 4 | To amend the articles of incorporation to reduce the shareholder approval required for certain future actions. | M | For | For | ||||
St. Jude Medical, Inc. | STJ | 790849103 | 05/12/04 | 05/03/04 | 1 | Election of directors. | M | For | For |
St. Jude Medical, Inc. | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
St. Jude Medical, Inc. | 3 | Approval of the management incentive compensation plan. | M | For | For | ||||
St. Jude Medical, Inc. | 4 | Increase the authorized shares of common stock. | M | For | For | ||||
St. Jude Medical, Inc. | 5 | Adoption of the commonsense executive compensation proposal. | S | Against | Against | ||||
Staples Incorporated | SPLS | 855030102 | 06/17/04 | 06/10/04 | 1 | Election of directors. | M | For | For |
Staples Incorporated | 2 | Approval of the 2004 stock incentive plan. | M | For | For | ||||
Staples Incorporated | 3 | Approval of the amended and restated 1998 employee stock purchase plan. | M | For | For | ||||
Staples Incorporated | 4 | Approval of the international employee stock purchase plan. | M | For | For | ||||
Staples Incorporated | 5 | Ratification of Ernst&Young LLP as independent auditors. | M | For | For | ||||
Staples Incorporated | 6 | The redemption of the rights plan. | S | Against | For | ||||
Staples Incorporated | 7 | Any adoption, maintenance or extension of any poison pill shall be put to a shareholder vote. | S | Against | For | ||||
Staples Incorporated | 8 | Replace the current system of compensation for senior executives with the commonsense executive compensation program. | S | Against | Against | ||||
Staples Incorporated | 9 | The accounting firm retained by the company shall only perform audit related duties. | S | Against | For | ||||
StarWood Hotels & Resorts WorldWide, Inc. | HOT | 85590A203 | 05/07/04 | 05/01/04 | 1 | Election of directors. | M | For | For |
StarWood Hotels & Resorts WorldWide, Inc. | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
StarWood Hotels & Resorts WorldWide, Inc. | 3 | Approval of the 2004 long-term incentive compensation plan. | M | For | For | ||||
StarWood Hotels & Resorts WorldWide, Inc. | 4 | Annual elections of the board of directors. | M | For | For | ||||
State Street Corporation | STT | 857477103 | 04/21/04 | 04/14/04 | 1 | Election of directors. | M | For | For |
State Street Corporation | 2 | To exempt the board of directors fron massachusetts general laws, chapter 156B, section 50A(A). | S | Against | For | ||||
Stryker Corporation | SYK | 863667101 | 04/20/04 | 03/22/04 | 1 | Election of directors. | M | For | For |
Stryker Corporation | 2 | Approval of the amendment to increase the authorized common stock. | M | For | For | ||||
Sun Microsystems, Inc. | SUNW | 866810104 | 11/13/03 | 11/01/03 | 1 | Election of directors. | M | For | For |
Sun Microsystems, Inc. | 2 | Amendments to the 1990 employee stock purchase plan. | M | For | For | ||||
Sun Microsystems, Inc. | 3 | Ratification of Ernst&Young LLP as independent auditors. | M | For | For | ||||
Sun Microsystems, Inc. | 4 | Stockholder proposal requesting implementation of China business principles for rights of workers in China. | S | Against | Against | ||||
Sungard Data Systems, Inc. | SDS | 867363103 | 05/14/04 | 05/06/04 | 1 | Election of directors. | M | For | For |
Sungard Data Systems, Inc. | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Sunoco Incorporated | SUN | 86764P109 | 05/06/04 | 04/28/04 | 1 | Election of directors. | M | For | For |
Sunoco Incorporated | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Suntrust Banks, Inc. | STI | 867914103 | 04/20/04 | 03/15/04 | 1 | Election of directors. | M | For | For |
Suntrust Banks, Inc. | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Suntrust Banks, Inc. | 3 | Approval of the 2004 stock plan. | M | For | For | ||||
Supervalu Incorporated | SVU | 868536103 | 05/26/04 | 05/24/04 | 1 | Election of directors. | M | For | For |
Supervalu Incorporated | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Supervalu Incorporated | 3 | The nominees standing for election should receive the vote of majority. | S | Against | Against | ||||
Symantec Corporation | SYMC | 871503108 | N/A | N/A | N/A | No proxy received - No Action Required | N/A | N/A | No, did not receive proxy on time. |
Symbol Technologies, Inc. | SBL | 871508107 | 04/26/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time. |
2 | Approval of an amendment and restatement of the executive bonus plan. | M | For | No, did not receive proxy on time. | |||||
3 | Approval of the 2004 equity incentive award plan. | M | For | No, did not receive proxy on time. | |||||
4 | Ratification of Ernst & Young LLP as independent auditors. | M | For | No, did not receive proxy on time. | |||||
Synovus Financial Corp. | SNV | 87161C105 | 04/22/04 | 04/14/04 | 1 | Election of directors. | M | For | For |
Synovus Financial Corp. | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Sysco Corporation | SYY | 871829107 | 11/07/03 | 11/01/03 | 1 | Election of directors. | M | For | For |
Sysco Corporation | 2 | Approval of amendment to restated certificate of incorporation. | M | For | For | ||||
Sysco Corporation | 3 | Approval of the 2003 stock incentive plan. | M | For | For | ||||
Sysco Corporation | 4 | Shareholder proposal requesting that the board put out a report reviewing the company's policies for food products containing genetically engineered ingredients. | S | Against | Against | ||||
T. Rowe Price Group, Inc. | TROW | 74144T108 | 04/08/04 | 03/11/04 | 1 | Election of directors. | M | For | For |
T. Rowe Price Group, Inc. | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
T. Rowe Price Group, Inc. | 3 | Approval of the 2004 stock incentive plan. | M | For | For | ||||
T. Rowe Price Group, Inc. | 4 | Proxies may vote on other issues that may properly come before the meeting. | M | For | For | ||||
Target Corporation | TGT | 87612106 | 05/19/04 | 05/01/04 | 1 | Election of directors. | M | For | For |
Target Corporation | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Target Corporation | 3 | Approval of the long-term incentive plan. | M | For | For | ||||
Teco Energy, Inc. | TE | 872375100 | 04/28/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time. |
Teco Energy, Inc. | 2 | Approval of the 2004 equity incentive plan. | M | For | No, did not receive proxy on time. | ||||
Teco Energy, Inc. | 3 | Ratification of independent auditors. | M | For | No, did not receive proxy on time. | ||||
Tekronix, Inc. | TEK | 879131100 | 09/25/03 | 09/20/03 | 1 | Election of directors. | M | For | For |
Tekronix, Inc. | 2 | Proposal that Tektronix stop doing buisiness in the People's Republic of China. | S | Against | Against | ||||
Tellabs, Incorporated | TLAB | 879664100 | 04/22/04 | 04/14/04 | 1 | Election of directors. | M | For | For |
Tellabs, Incorporated | 2 | Approval of the 2004 incentive compensation plan. | M | For | For | ||||
Tellabs, Incorporated | 3 | Ratification of Ernst & Young LLP as auditors. | M | For | For | ||||
Temple-Inland, Inc. | TIN | 879868107 | 05/07/04 | 04/29/04 | 1 | Election of directors. | M | For | For |
Temple-Inland, Inc. | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Teradyne Incorporated | TER | 880770102 | 05/27/04 | 05/17/04 | 1 | Election of directors. | M | For | For |
Teradyne Incorporated | 2 | Approve an amendment to the 1996 employee stock purchase plan. | M | For | For | ||||
Teradyne Incorporated | 3 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Texas Instruments Incorporated | TXN | 882508104 | 04/15/04 | 04/06/04 | 1 | Election of directors. | M | For | For |
Texas Instruments Incorporated | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Texas Instruments Incorporated | 3 | The expensing of stock options in the annual report. | S | Against | Against | ||||
Textron, Inc. | TXT | 883203101 | 04/28/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time. |
Textron, Inc. | 2 | Approval of an amendment to the 1999 long-term incentive plan. | M | For | No, did not receive proxy on time. | ||||
Textron, Inc. | 3 | Approval of director stock awards. | M | For | No, did not receive proxy on time. | ||||
Textron, Inc. | 4 | Ratification of Ernst & Young LLP as independent auditors. | M | For | No, did not receive proxy on time. | ||||
Textron, Inc. | 5 | Issue a report disclosing the foreign sales of weapons-related products and services. | S | Against | No, did not receive proxy on time. | ||||
Textron, Inc. | 6 | Issue an annual report disclosing all political contributions. | S | Against | No, did not receive proxy on time. | ||||
Textron, Inc. | 7 | The company should cease making charitable contributions. | S | Against | No, did not receive proxy on time. | ||||
The Allstate Corporation | ALL | 20002101 | 05/18/04 | 05/08/04 | 1 | Election of directors. | M | For | For |
The Allstate Corporation | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
The Allstate Corporation | 3 | Approval of the employee incentive compensation plan. | M | For | For | ||||
The Allstate Corporation | 4 | Approval of the long-term executive incentive compensation plan. | M | For | For | ||||
The Allstate Corporation | 5 | Provide cumulative voting for the board of directors. | S | Against | For | ||||
The Bank of New York Company, Inc. | BK | 64057102 | 04/13/04 | 03/29/04 | 1 | Election of directors. | M | For | For |
The Bank of New York Company, Inc. | 2 | Ratification of auditors. | M | For | For | ||||
The Bank of New York Company, Inc. | 3 | Approval of the 2004 management incentive compensation plan. | M | For | For | ||||
The Bank of New York Company, Inc. | 4 | Reporting of political contributions. | S | Against | Against | ||||
The Bank of New York Company, Inc. | 5 | Changing of the executive compensation plan. | S | Against | Against | ||||
The Bank of New York Company, Inc. | 6 | Composition of the risk committee. | S | Against | Against | ||||
The Bank of New York Company, Inc. | 7 | All present and future rights plans should be put to a shareholder vote. | S | Against | For | ||||
The Bear Stearns Companies Inc. | BSC | 73902108 | 03/31/04 | 03/10/04 | 1 | Election of directors. | M | For | For |
The Bear Stearns Companies Inc. | 2 | Approval of the capital accumulation plan for senior managing directors. | M | For | For | ||||
The Bear Stearns Companies Inc. | 3 | Approval of amendment to the stock award plan. | M | For | For | ||||
The Bear Stearns Companies Inc. | 4 | Approval of the stock unit plan. | M | For | For | ||||
The Bear Stearns Companies Inc. | 5 | Approval of the auditing firm of Deloitte & Touche LLP. | M | For | For | ||||
The Black & Decker Corporation | BDK | 91797100 | 04/27/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
The Black & Decker Corporation | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
The Black & Decker Corporation | 3 | Approval of the 2004 restricted stock plan. | M | For | For | ||||
The Black & Decker Corporation | 4 | Replace the current system of compensation for senior executives. | S | Against | Against | ||||
The Boeing Company | BA | 97023105 | 05/03/04 | 04/26/04 | 1 | Election of directors. | M | For | For |
The Boeing Company | 2 | Approve amendments to eliminate certain supermajority vote requirements. | M | For | For | ||||
The Boeing Company | 3 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
The Boeing Company | 4 | Issue a report on military contracts. | S | Against | Against | ||||
The Boeing Company | 5 | Adoption of a human rights policies | S | Against | Against | ||||
The Boeing Company | 6 | Declassify the board of directors. | S | Against | For | ||||
The Boeing Company | 7 | Adopt simple majority voting. | S | Against | For | ||||
The Boeing Company | 8 | Require approval of severance agreements. | S | Against | Against | ||||
The Boeing Company | 9 | Adopt retention of stock policy. | S | Against | Against | ||||
The Boeing Company | 10 | Give employees choice of pension plans at retirement or termination. | S | Against | Against | ||||
The Charles Schwab Corporation | SCH | 808513105 | 05/17/04 | 05/07/04 | 1 | Election of directors. | M | For | For |
The Charles Schwab Corporation | 2 | Approval of the 2004 stock incentive plan. | M | For | For | ||||
The Clorox Company | CLX | 189054109 | 11/19/03 | 11/13/03 | 1 | Election of directors. | M | For | For |
The Clorox Company | 2 | To approve the independent directors stock-based compensation plan. | M | For | For | ||||
The Clorox Company | 3 | Ratification of Ernst&Young LLP as certified public accountants. | M | For | For | ||||
The Dow Chemical Company | DOW | 260543103 | 05/13/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
The Dow Chemical Company | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
The Dow Chemical Company | 3 | Annual election of directors. | M | For | For | ||||
The Dow Chemical Company | 4 | Proposal on BHOPAL. | S | Against | Against | ||||
The Gillette Company | G | 375766102 | 05/20/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
The Gillette Company | 2 | Ratification of the appointment of auditors. | M | For | For | ||||
The Gillette Company | 3 | Approval of the 2004 long-term incentive plan. | M | For | For | ||||
The Gillette Company | 4 | Declassification of the board. | S | Against | For | ||||
The Gillette Company | 5 | Limit services provided by the auditor. | S | Against | For | ||||
The Gillette Company | 6 | Expensing in the annual income statement the cost of all future stock options. | S | Against | For | ||||
The Goldman Sachs Group, Inc. | GS | 38141G104 | 03/31/04 | 03/05/04 | 1 | Election of directors. | M | For | For |
The Goldman Sachs Group, Inc. | 2 | Approval of the auditing firm of Pricewaterhouse Coopers LLP. | M | For | For | ||||
The Goldman Sachs Group, Inc. | |||||||||
The Goldman Sachs Group, Inc. | 3 | Annual election of all board of director members. | M | For | For | ||||
The Goodyear Tire & Rubber Company | GT | 382550101 | 06/30/04 | 06/18/04 | 1 | Election of directors. | M | For | For |
The Goodyear Tire & Rubber Company | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
The Goodyear Tire & Rubber Company | 3 | Seek shareholder approval of shareholder rights plan. | S | Against | For | ||||
The Hartford Financial Svs Group, Inc. | HIG | 416515104 | 05/20/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
The Hartford Financial Svs Group, Inc. | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
The Hartford Financial Svs Group, Inc. | 3 | Replace the current system of compensation for senior executives with the commonsense executive compensation program. | S | Against | Against | ||||
The Home Depot, Inc. | HD | 437076102 | 05/27/04 | 05/17/04 | 1 | Election of directors. | M | For | For |
The Home Depot, Inc. | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
The Home Depot, Inc. | 3 | Limits on outside director terms. | S | Against | Against | ||||
The Home Depot, Inc. | 4 | Any adoption, maintenance or extension of any poison pill shall be put to a shareholder vote. | S | Against | For | ||||
The Home Depot, Inc. | 5 | Performance goals as a prerequisite to vesting. | S | Against | Against | ||||
The Home Depot, Inc. | 6 | Implementation of ILO human rights standards. | S | Against | Against | ||||
The Home Depot, Inc. | 7 | Regarding future severance agreements. | S | Against | Against | ||||
The Home Depot, Inc. | 8 | Regarding the method of voting for directors. | S | Against | Against | ||||
The Interpublic Group of Companies, Inc. | IPG | 460690100 | 05/18/04 | 05/17/04 | 1 | Election of directors. | M | For | For |
The Interpublic Group of Companies, Inc. | 2 | Approval of the 2004 performance incentive plan. | M | For | For | ||||
The Interpublic Group of Companies, Inc. | 3 | Approval of the non-management directors stock incentive plan. | M | For | For | ||||
The Interpublic Group of Companies, Inc. | 4 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
The Interpublic Group of Companies, Inc. | 5 | Increase the activity of the McBride principles. | S | Against | Against | ||||
The Kroger Company | KR | 501044101 | 06/24/04 | 06/15/04 | 1 | Election of directors. | M | For | For |
The Kroger Company | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
The Kroger Company | 3 | Annual election of directors. | S | Against | For | ||||
The Kroger Company | 4 | Separate positions of Chairman and CEO. | S | Against | For | ||||
The Kroger Company | 5 | Seek shareholder approval of severance agreements for senior executives. | S | Against | Against | ||||
The May Department Stores Company | MAY | 577778103 | 05/21/04 | 05/11/04 | 1 | Election of directors. | M | For | For |
The May Department Stores Company | 2 | Ratification of auditors. | M | For | For | ||||
The May Department Stores Company | 3 | Amendment of the executive compensation plan for corporate executives. | M | For | For | ||||
The May Department Stores Company | 4 | Amendment of the 1994 stock incentive plan. | M | For | For | ||||
The May Department Stores Company | 5 | Annual election of the board of directors. | S | Against | For | ||||
The McGraw-Hill Companies, Inc. | MHP | 580645109 | 04/28/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
The McGraw-Hill Companies, Inc. | 2 | Approval of the amended and restated 2002 stock incentive plan. | M | For | For | ||||
The McGraw-Hill Companies, Inc. | 3 | Ratification of independent auditors. | M | For | For | ||||
The McGraw-Hill Companies, Inc. | 4 | Any adoption, maintenance or extension of a poison pill shall be put to a shareholder vote. | S | Against | For | ||||
The New York Times Co. | NYT | 650111107 | 04/13/04 | 03/11/04 | 1 | Election of directors. | M | For | For |
The New York Times Co. | 2 | Approval of the non-employee directors stock incentive plan. | M | For | For | ||||
The New York Times Co. | 3 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
The PNC Financial Services Group, Inc. | PNC | 693475105 | 04/27/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
The Procter & Gamble Company | PG | 742718109 | 10/14/03 | 09/09/03 | 1 | Election of directors. | M | For | For |
The Procter & Gamble Company | 2 | Ratify appointment of auditors. | M | For | For | ||||
The Procter & Gamble Company | 3 | Approve the 2003 non-employee director's stock plan. | M | For | For | ||||
The Procter & Gamble Company | 4 | Annual elections of the board of directors. | S | Against | For | ||||
The Procter & Gamble Company | 5 | A policy to identify and label all food products manufactured or sold by the company that may contain GE ingredients. | S | Against | Against | ||||
The Progressive Corporation | PGR | 743315103 | 04/16/04 | 04/06/04 | 1 | Election of directors. | M | For | For |
The Progressive Corporation | 2 | Approval of an amendment to the company's code of ethics. | M | For | For | ||||
The Progressive Corporation | 3 | Approve the 2004 executive bonus plan. | M | For | For | ||||
The Progressive Corporation | 4 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
The Sherwin-Williams Company | SHW | 824348106 | 04/28/04 | 04/23/04 | 1 | Election of directors. | M | For | For |
The Sherwin-Williams Company | 2 | Permit use of communications equitment and other changes. | M | For | For | ||||
The Sherwin-Williams Company | 3 | Provide notice and other procedures for shareholder meetings. | M | For | For | ||||
The Sherwin-Williams Company | 4 | Provide notice and other procedures for shareholders to nominate directors. | M | For | For | ||||
The Sherwin-Williams Company | 5 | Ratification of appointment of independent auditors. | M | For | For | ||||
The Southern Company | SO | 842587107 | 05/26/04 | 05/20/04 | 1 | Election of directors. | M | For | For |
The Southern Company | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
The Southern Company | 3 | Approval of the outside director stock plan. | M | For | For | ||||
The Stanley Works | SWK | 854616109 | 04/23/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time. |
The Stanley Works | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | No, did not receive proxy on time. | ||||
The Stanley Works | 3 | Annual elections of the board of directors. | S | Against | No, did not receive proxy on time. | ||||
The TJX Companies, Inc. | TJX | 872540109 | 06/01/04 | 05/20/04 | 1 | Election of directors. | M | For | For |
The TJX Companies, Inc. | 2 | Amendments to the stock incentive plan. | M | For | For | ||||
The TJX Companies, Inc. | 3 | Independent monitoring of ILO standards code of conduct. | S | Against | Against | ||||
The TJX Companies, Inc. | 4 | Issue a report on vendor compliance program. | S | Against | Against | ||||
The TJX Companies, Inc. | 5 | Declassification of directors. | S | Against | For | ||||
Thermo Electron Corporation | TMO | 883556102 | 05/18/04 | 05/08/04 | 1 | Election of directors. | M | For | For |
Thermo Electron Corporation | 2 | Ratification of selection of independent auditors. | M | For | For | ||||
Thermo Electron Corporation | 3 | Senior executive compensation plans should utilize performance and time-based restricted share programs in lieu of stock options. | S | Against | Against | ||||
Thomas & Betts Corporation | TNB | 884315102 | 05/05/04 | 04/29/04 | 1 | Election of directors. | M | For | For |
Thomas & Betts Corporation | 2 | Ratification of appoitment of independent auditors. | M | For | For | ||||
Thomas & Betts Corporation | 3 | Approval of the management incentive plan. | M | For | For | ||||
Thomas & Betts Corporation | 4 | Approval of the equity compensation plan. | M | For | For | ||||
Thomas & Betts Corporation | 5 | Approval of the non-employee directors equity compensation plan. | M | For | For | ||||
Tiffany & Company | TIF | 886547108 | 05/20/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Tiffany & Company | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Time Warner, Inc. | TWX | 887317105 | 05/21/04 | 05/11/04 | 1 | Election of directors. | M | For | For |
Time Warner, Inc. | 2 | Ratification of auditors. | M | For | For | ||||
Time Warner, Inc. | 3 | Increase activity on the human and labor principles established for the Peoples Republic of China. | S | Against | Against | ||||
Time Warner, Inc. | 4 | Issue a report reviewing the executive compensation policies. | S | Against | Against | ||||
Torchmark Corporation | TMK | 891027104 | 04/29/04 | 04/21/04 | 1 | Election of directors. | M | For | For |
Torchmark Corporation | 2 | Ratification of auditors. | M | For | For | ||||
Torchmark Corporation | 3 | Future senior executive equity compensation plans should utilize performance and time-based restricted share programs in lieu of stock options. | S | Against | Against | ||||
Torchmark Corporation | 4 | Adopt a policy no longer allowing purchases of tobacco equities in any of the portfolios. | S | Against | Against | ||||
Toys 'R' Us, Incorporated | TOY | 892335100 | 06/02/04 | 05/20/04 | 1 | Election of directors. | M | For | For |
Toys 'R' Us, Incorporated | 2 | Proposal regarding voting. | S | Against | Against | ||||
TransOcean, Inc. | RIG | G90078109 | 05/13/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
TransOcean, Inc. | 2 | Approval of the amendment of our long-term incentive plan. | M | For | For | ||||
TransOcean, Inc. | 3 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Tribune Company | TRB | 896047107 | 05/12/04 | 05/03/04 | 1 | Election of directors. | M | For | For |
Tribune Company | 2 | Ratification of appointment of independent accountants. | M | For | For | ||||
Tribune Company | 3 | Approval of amendments to the 1997 incentive compensation plan. | M | For | For | ||||
TXU Corporation | TXU | 873168108 | 05/21/04 | 05/11/04 | 1 | Election of directors. | M | For | For |
TXU Corporation | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
TXU Corporation | 3 | Special provisions related to restricted stock for senior executives. | S | Against | Against | ||||
Tyco International LTD. | TYC | 902124106 | 03/25/04 | 02/25/04 | 1 | Election of directors. | M | For | For |
Tyco International LTD. | 2 | Approval of the auditing firm of Deloitte & Touche LLP. | M | For | For | ||||
Tyco International LTD. | 3 | Adoption of the amendment and restated bye-laws. | M | For | For | ||||
Tyco International LTD. | 4 | Approval of the 2004 stock and incentive plan. | M | For | For | ||||
Tyco International LTD. | 5 | Tyco's enviromental reporting. | M | For | For | ||||
Tyco International LTD. | 6 | To change the jurisdiction of incorporation from Bermuda to a U.S. state. | S | Against | Against | ||||
Tyco International LTD. | 7 | Replacement of the current system of compensation for senior executives. With that of the common sense executive compensation program. | S | Against | Against | ||||
U.S. Bancorp | USB | 902973304 | 04/20/04 | 04/12/04 | 1 | Election of directors. | M | For | For |
U.S. Bancorp | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
U.S. Bancorp | 3 | Replace the compensation system for senior executives. | S | Against | Against | ||||
U.S. Bancorp | 4 | Supplemental executive retirement benefits. | S | Against | Against | ||||
U.S. Bancorp | 5 | Simple majority voting. | S | Against | For | ||||
Union Pacific Corp. | UNP | 907818108 | 04/16/04 | 04/13/04 | 1 | Election of directors. | M | For | For |
Union Pacific Corp. | 2 | Adoption of the 2004 stock incentive plan. | M | For | For | ||||
Union Pacific Corp. | 3 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Union Pacific Corp. | 4 | Senior executive equity plans. | S | Against | Against | ||||
Union Pacific Corp. | 5 | Report on poitical contributions. | S | Against | Against | ||||
Union Planters Corporation | UPC | 908068109 | 06/08/04 | 05/29/04 | 1 | Election of directors. | M | For | For |
Union Planters Corporation | 2 | Approval of merger by and among Union Planters Corporation and Regions Financial Corporation. | MN | For | For | ||||
Union Planters Corporation | 3 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Union Planters Corporation | 4 | Adjournment of the meeting if necessary to solicit additional proxies. | M | For | For | ||||
Union Planters Corporation | 5 | Majority vote for directors. | S | Against | Against | ||||
Unisys Corporation | UIS | 909214108 | 04/22/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time. |
United Parcel Service, Inc. | UPS | 911312106 | 05/06/04 | 04/28/04 | 1 | Election of directors. | M | For | For |
United States Steel Corporation | X | 912909108 | 04/27/04 | 04/19/04 | 1 | Election of directors. | M | ||
United States Steel Corporation | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | ||||||
United Technologies Corporation | UTX | 913017109 | 04/14/04 | 03/15/04 | 1 | Election of directors. | M | For | For |
United Technologies Corporation | 2 | Appointment of independent auditors. | M | For | For | ||||
United Technologies Corporation | 3 | Disclosure of executive compensation. | S | Against | Against | ||||
United Technologies Corporation | 4 | Ethical criteria for military contracts. | S | Against | Against | ||||
United Technologies Corporation | 5 | Performance based senior executive stock options. | S | Against | Against | ||||
United Technologies Corporation | 6 | An independent chairman of the board. | S | Against | For | ||||
Univision Communications, Inc. | UVN | 914906102 | 05/12/04 | 05/03/04 | 1 | Election of directors. | M | For | For |
Univision Communications, Inc. | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Univision Communications, Inc. | 3 | Adoption of the 2004 performance award plan. | M | For | For | ||||
Unocal Corporation | UCL | 915289102 | 05/24/04 | 05/15/04 | 1 | Election of directors. | M | For | For |
Unocal Corporation | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Unocal Corporation | 3 | Approval of the 2004 management incentive program. | M | For | For | ||||
Unocal Corporation | 4 | Approval of the 2004 directors deferred compensation and restricted stock unit award plan. | M | For | For | ||||
Unocal Corporation | 5 | Separate positions of Chairman and CEO. | S | Against | For | ||||
Unocal Corporation | 6 | Senior executive compensation plans should utilize performance and time-based restricted share programs in lieu of stock options. | S | Against | Against | ||||
Unocal Corporation | 7 | Establish an office of the board to enable direct communications on corporate governance matters. | S | Against | Against | ||||
Unocal Corporation | 8 | Issue a report on the reduction of carbon dioxide and other greenhouse gas emmisions. | S | Against | Against | ||||
Unumprovident Corporation | UNM | 91529Y106 | 05/13/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
Unumprovident Corporation | 2 | Approval of the 2004 management incentive compensation plan. | M | For | For | ||||
Unumprovident Corporation | 3 | Approval of the amended and restated employee stock purchase plan. | M | For | For | ||||
Unumprovident Corporation | 4 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Unumprovident Corporation | 5 | Election of directors by majority instead of plurality vote. | S | Against | Against | ||||
Unumprovident Corporation | 6 | Establish an office of the board to enable direct communications on corporate governance matters. | S | Against | Against | ||||
Verizon Communications | VZ | 92343V104 | 04/28/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Verizon Communications | 2 | Ratification of independent auditors. | M | For | For | ||||
Verizon Communications | 3 | Cumulative voting in the election of directors. | S | Against | For | ||||
Verizon Communications | 4 | Provide that two-thirds majority of directors be independent. | S | Against | Against | ||||
Verizon Communications | 5 | Separate positions of chairman of the board and CEO. | S | Against | For | ||||
Verizon Communications | 6 | Any adoption, maintenance or extension of any poison pill shall be put to a shareholder vote. | S | Against | For | ||||
Verizon Communications | 7 | Seek shareholder approval of any extraordinary benefits for senior executives. | S | Against | Against | ||||
Verizon Communications | 8 | Adoption of a senior executive compensation policy, in compliance with state law. | S | Against | Against | ||||
Verizon Communications | 9 | Issue a report documenting the distribution of 2003 stock options by race and gender of the recipient of the stock options.. | S | Against | Against | ||||
Verizon Communications | 10 | Issue a report annually disclosing its policies for political contributions. | S | Against | Against | ||||
Verizon Communications | 11 | Verizon should cease the abhorrent practice of charges for the charities listed as (1) Federal Universal Svc Fee; (2) Texas Universal Svc Fee; and (3) Number Service Portability Fee. | S | Against | Against | ||||
VF Corporation | VF | 918204108 | 04/27/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
VF Corporation | 2 | Approval of the amendment and restatement of the 1996 stock compensation plan. | M | For | For | ||||
VF Corporation | 3 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
VF Corporation | 4 | Declassification of the board. | S | Against | For | ||||
VF Corporation | 5 | Adopt a policy relating to international labor organization standards and issue a report on the policy implementation . | S | Against | Against | ||||
Visteon Corporation | VC | 92839U107 | 05/12/04 | 05/03/04 | 1 | Election of directors. | M | For | For |
Visteon Corporation | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Visteon Corporation | 3 | Approval of the 2004 incentive plan. | M | For | For | ||||
Visteon Corporation | 4 | Approval of the director stock unit plan. | M | For | For | ||||
Visteon Corporation | 5 | Any adoption, maintenance or extension of any poison pill shall be put to a shareholder vote. | S | Against | For | ||||
Visteon Corporation | 6 | Adoption of a code for the company's international operations. | S | Against | Against | ||||
Visteon Corporation | 7 | Shareholders to imitate an institutional investor's voting decisions on all matters put to a shareholder vote except director elections. | S | Against | Against | ||||
Vulcan Materials Company | VMC | 929160109 | 05/14/04 | 05/06/04 | 1 | Election of directors. | M | For | For |
Vulcan Materials Company | 2 | Approval of the restricted stock plan for non-employee directors. | M | For | For | ||||
Vulcan Materials Company | 3 | Ratification of Deloitte & Touche LLP as independent auditors.. | M | For | For | ||||
Wachovia Corporation | WB | 929903102 | 04/20/04 | 04/14/04 | 1 | Election of directors. | M | For | For |
Wachovia Corporation | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Wachovia Corporation | 3 | A proposal requesting a change in the way directors are nominated. | S | Against | Against | ||||
Wachovia Corporation | 4 | A proposal requesting a report on political information. | S | Against | Against | ||||
Wachovia Corporation | 5 | The seperation of chairman and chief executive officer. | S | Against | For | ||||
Walgreen Company | WAG | 931422109 | 01/14/04 | 12/12/03 | 1 | Election of directors. | M | For | For |
Walgreen Company | 2 | Approval of the amended and restated non-employee director stock plan. | M | For | For | ||||
Walmart Stores, Inc. | WMT | 931142103 | 06/04/04 | 05/20/04 | 1 | Election of directors. | M | For | For |
Walmart Stores, Inc. | 2 | Approval of the ASDA colleague share ownership plan 1999. | M | For | For | ||||
Walmart Stores, Inc. | 3 | Approval of the ASDA sharesave plan 2000. | M | For | For | ||||
Walmart Stores, Inc. | 4 | Approval of the 2004 associate stock purchase plan. | M | For | For | ||||
Walmart Stores, Inc. | 5 | Ratification of independent accountants. | M | For | For | ||||
Walmart Stores, Inc. | 6 | Required independent chairman. | S | Against | Against | ||||
Walmart Stores, Inc. | 7 | Issue a sustainability report. | S | Against | Against | ||||
Walmart Stores, Inc. | 8 | Proposal on equity compensation. | S | Against | Against | ||||
Walmart Stores, Inc. | 9 | Issue a report on genetically engineered foods. | S | Against | Against | ||||
Walmart Stores, Inc. | 10 | Issue a equal opportunity report. | S | Against | Against | ||||
Walmart Stores, Inc. | 11 | Approval of participation in the officer deferred compensation plan. | S | Against | Against | ||||
Washington Mutual, Inc. | WM | 939322103 | 04/20/04 | 04/13/04 | 1 | Election of directors. | M | For | For |
Washington Mutual, Inc. | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Washington Mutual, Inc. | 3 | Proposal to replace the current system of compensation for senior executives. | S | Against | Against | ||||
Waste Management, Inc. | WMI | 94106L109 | 05/14/04 | 05/06/04 | 1 | Election of directors. | M | For | For |
Waste Management, Inc. | 2 | Ratification of Ernst & Young LLP as independent auditors.. | M | For | For | ||||
Waste Management, Inc. | 3 | Approval of the 2004 stock incentive plan. | M | For | For | ||||
Waste Management, Inc. | 4 | Approval of the 2005 annual incentive plan. | M | For | For | ||||
Waters Corporation | WAT | 941848103 | 05/04/04 | 04/27/04 | 1 | Election of directors. | M | For | For |
Waters Corporation | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Waters Corporation | 3 | To transact any other business that may properly come before the meeting. | M | For | For | ||||
Watson Pharmaceuticals, Inc. | WPI | 942683103 | 05/17/04 | 05/02/04 | 1 | Election of directors. | M | For | For |
Watson Pharmaceuticals, Inc. | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Watson Pharmaceuticals, Inc. | 3 | Replace the current system of compensation for senior executives with the commonsense compensation program. | M | Against | Against | ||||
Wells Fargo & Company | WFC | 949746101 | 04/27/04 | 04/16/04 | 1 | Election of directors. | M | For | For |
Wells Fargo & Company | 2 | To approve the supplemental 410(K) plan. | M | For | For | ||||
Wells Fargo & Company | 3 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Wells Fargo & Company | 4 | The expensing of stock options in the annual report. | S | Against | For | ||||
Wells Fargo & Company | 5 | Restricted stock options. | S | Against | Against | ||||
Wells Fargo & Company | 6 | A report on executive compensation and predatory lending. | S | Against | Against | ||||
Wells Fargo & Company | 7 | A report on political contributions. | S | Against | Against | ||||
Weyerhaeuser Company | WY | 962166104 | 04/13/04 | 04/12/04 | 1 | Election of directors. | M | For | For |
Weyerhaeuser Company | 2 | Approval of the 2004 long term incentive plan. | M | For | For | ||||
Weyerhaeuser Company | 3 | To authorize annual elections of the board of directors. | S | Against | For | ||||
Weyerhaeuser Company | 4 | Expensing the cost of all future stock options in the annual report. | S | Against | For | ||||
Weyerhaeuser Company | 5 | Future senior executive equity compensation plans, utilize performance and time-based share programs in lieu of stock options. | S | Against | Against | ||||
Weyerhaeuser Company | 6 | To submit an annual enviromental report. | S | Against | Against | ||||
Weyerhaeuser Company | 7 | Create a policy that prohibits the harvest and trade in products from old growth and endangered forests. | S | Against | Against | ||||
Weyerhaeuser Company | 8 | Approval on an advisory basis, of the appointment of auditors. | M | For | For | ||||
Whirlpool Corporation | WHR | 963320106 | 04/20/04 | 04/07/04 | 1 | Election of directors. | M | For | For |
Whirlpool Corporation | 2 | Renewal of the performance excellence plan. | M | For | For | ||||
Williams Companies, Inc. | WMB | 969457100 | 05/20/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Williams Companies, Inc. | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Williams Companies, Inc. | 3 | Senior executive compensation plans should utilize performance and time-based restricted share programs in lieu of stock options. | S | Against | Against | ||||
Winn-Dixie Stores Inc. | WIN | 974280109 | 10/08/03 | 10/01/03 | 1 | Election of directors. | M | For | For |
Winn-Dixie Stores Inc. | 2 | Approval of the material terms of the incentive compensation performance goals under the annual incentive plan. | M | For | For | ||||
Winn-Dixie Stores Inc. | 3 | Amendment to the key employee stock option plan. | M | For | For | ||||
Winn-Dixie Stores Inc. | 4 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
WM. Wrigley Jr. Company | WWY | 982526105 | 03/09/04 | 02/24/04 | 1 | Election of directors. | M | For | For |
WM. Wrigley Jr. Company | 2 | Amendment to the 1997 management incentive plan. | M | For | For | ||||
WM. Wrigley Jr. Company | 3 | Approval of the auditing firm of Ernst & Young LLP. | M | For | For | ||||
Worthington Industries, Inc. | WOR | 981811102 | 09/25/03 | 09/21/03 | 1 | Election of directors. | M | For | For |
Worthington Industries, Inc. | 2 | Approval of the amendment to the 2000 stock option plan for non-employee directors. | M | For | For | ||||
Worthington Industries, Inc. | 3 | Approval of the 2003 stock option plan. | M | For | For | ||||
Worthington Industries, Inc. | 4 | Reapproval of the 1997 long-term incentive plan. | M | For | For | ||||
Worthington Industries, Inc. | 5 | Ratification of appointment of KPMG LLP as independent auditors. | M | For | For | ||||
Wyeth | WYE | 983024100 | 04/22/04 | 04/01/04 | 1 | Election of directors. | M | For | For |
Wyeth | 2 | Ratification of independent publis accountants. | M | For | For | ||||
Wyeth | 3 | Adoption of the proposal on access to and affordability of prescription drugs. | S | Against | Against | ||||
Wyeth | 4 | Adoption of the proposal on animal testing. | S | Against | Against | ||||
Xcel Energy, Inc. | XEL | 98389B100 | 05/20/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Xcel Energy, Inc. | 2 | Eliminate the classification of the board. | M | For | For | ||||
Xcel Energy, Inc. | 3 | Approval of the stock equivalent plan for non-employee directors. | M | For | For | ||||
Xerox Corporation | XRX | 984121103 | 05/20/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Xerox Corporation | 2 | Ratification of the appointment of auditors. | M | For | For | ||||
Xerox Corporation | 3 | Approval of the 2004 performance incentive plan. | M | For | For | ||||
Xerox Corporation | 4 | Approval of the 2004 equity compensation plan for non-employee directors. | M | For | For | ||||
XL Capital LTD | XL | G98255105 | 04/30/04 | 04/28/04 | 1 | Election of directors. | M | For | For |
XL Capital LTD | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Xlinx, Incorporated | XLNX | 983919101 | 08/07/03 | 07/28/03 | 1 | Election of directors. | M | For | For |
Xlinx, Incorporated | 2 | Ratification of Ernest & Young LLP as the Independent public accountant's. | M | For | For | ||||
Zimmer Holdings, Inc. | ZMH | 98956P102 | 07/22/03 | 07/15/03 | 1 | The issuance of shares of common stock in connection with the exchange offers for Centerpulse AG and Incentive Capital AG. | M | For | For |
Zimmer Holdings, Inc. | ZMH | 98956P102 | 05/10/04 | 05/01/04 | 1 | Election of directors. | M | For | For |
Zimmer Holdings, Inc. | 2 | Any adoption, maintenance or extension of any poison pill shall be put to a shareholder vote. | S | Against | For | ||||
Zimmer Holdings, Inc. | 3 | Seek approval of auditors. | S | Against | For | ||||
Zions Bancorporation | ZION | 989701107 | 04/30/04 | 04/23/04 | 1 | Election of directors. | M | For | For |
Zions Bancorporation | 2 | Ratification of independent auditors. | M | For | For | ||||
Zions Bancorporation | 3 | To transact any other business that may properly come before the meeting. | M | For | For |
SMALL CAP EQUITY FUND
(a Series of Capstone Social Ethics and Religious Values Fund)
Company | Ticker | Cusip | Meeting | Date | Proposal |
| Shareholder/Mgmt | Board | Capstone |
Name | Symbol | Number | Date | Voted | # | Issue | Proposal | Vote | Vote |
4Kids Entertainment, Inc. | KDE | 350865101 | 05/27/04 | 05/25/04 | 1 | Election of directors. | M | For | For |
4Kids Entertainment, Inc. | 2 | Approval of the 2004 stock option plan. | M | For | For | ||||
4Kids Entertainment, Inc. | 3 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
A. Schulman, Inc. | 808194104 | 12/04/03 | 11/29/03 | 1 | Election of directors. | M | For | For | |
A. Schulman, Inc. | 2 | Ratification of Pricewaterhouse Cooper LLP as independent auditors. | M | For | For | ||||
A.M. Castle & Co. | AMC | 148411101 | 04/22/04 | 04/20/04 | 1 | Election of directors. | M | For | For |
A.M. Castle & Co. | 2 | Approval of the 2004 restricted stock, stock option, and equity compensation plan. | M | For | For | ||||
A.M. Castle & Co. | CAS | 3 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | |||
A.O.Smith Corporation | AOS | 831865209 | 04/05/04 | 03/15/04 | 1 | Election of directors. | M | For | For |
A.O.Smith Corporation | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
AAR Corporation | AAR | 361105 | 10/08/03 | 10/01/03 | 1 | Election of directors | M | For | For |
ABM Industries Inc. | ABM | 957100 | 03/09/04 | 02/24/04 | 1 | Election of directors. | M | For | For |
ABM Industries Inc. | 2 | Approval of the 2004 employee stock purchase plan. | M | For | For | ||||
Accredo Health, Inc. | ACDO | 00437V104 | 11/25/03 | 11/13/03 | 1 | Election of directors. | M | For | For |
Accredo Health, Inc. | 2 | Ratification of Deloitte&Touche LLP as independent auditors. | M | For | For | ||||
Action Performance Companies, Inc. | ATN | 4933107 | 03/05/04 | 02/25/04 | 1 | Election of directors. | M | For | For |
Action Performance Companies, Inc. | 2 | Approval of the accounting firm of Pricewaterhouse Coopers LLP. | M | For | For | ||||
Acuity Brands,Inc. | AYI | 00508Y102 | 12/18/03 | 12/11/03 | 1 | Election of directors. | M | For | For |
Acuity Brands,Inc. | 2 | To approve the amended and restated long-term incentive plan. | M | For | For | ||||
Acuity Brands,Inc. | 3 | To ratify the appointment of independent auditors. | M | For | For | ||||
Adaptec, Incorporated | ADPT | 00651F108 | 08/21/03 | N/A | 1 | Election of directors | M | For | No, did not receive proxy on time |
Adaptec, Incorporated | 2 | To approve an amendment to the 1986 employee stock purchase plan. | M | For | No, did not receive proxy on time | ||||
Adaptec, Incorporated | 3 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | No, did not receive proxy on time | ||||
Adaptec, Incorporated | 4 | To transact any other business that may properly come before the meeting. | M | For | No, did not receive proxy on time | ||||
Administaff, Inc. | ASF | 7094105 | 05/06/04 | 04/28/04 | 1 | Election of driectors. | M | For | For |
Administaff, Inc. | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Advanced Energy Industries, Inc. | AEIS | 7973100 | 05/05/04 | 05/01/04 | 1 | Election of directors. | M | For | For |
Advanced Energy Industries, Inc. | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Advanced Fibre Communications, Inc. | AFCI | 00754A105 | 05/20/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Advanced Fibre Communications, Inc. | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Advanced Marketing Services, Inc | AMTQ | 00753T105 | 08/14/03 | 08/05/03 | 1 | Election of directors. | M | For | For |
Advanced Marketing Services, Inc | 2 | Approval of amendment to and restatement of the 1995 stock option plan. | M | For | For | ||||
Advanced Marketing Services, Inc | 3 | Ratification of Deloitte & Touche LLP as independent directors. | M | For | For | ||||
Advo, Incorporated | AD | 7585102 | 01/23/04 | 01/15/04 | 1 | Election of directors. | M | For | For |
Advo, Incorporated | 2 | Amendment to the certificate of incorporation to increase the number of authorized shares of common stocks. | M | For | For | ||||
Advo, Incorporated | 3 | Approval of the auditing firm of Ernst & Young LLP. | M | For | For | ||||
Aeroflex Incorporated | ARXX | 7768104 | 11/06/03 | 11/01/03 | 1 | Election of directors. | M | For | For |
Albany International Corp. | AIN | 12348108 | 05/06/04 | 04/28/04 | 1 | Election of directors. | M | For | For |
Albany International Corp. | 2 | Approval of the directors annual retainer plan. | M | For | For | ||||
Allen Telecom Incorporated. | ALN | 18091108 | 07/15/03 | 07/14/03 | 1 | Approve the merger and the other transactions contemplated by the merger between Andrew Corporartion, Adirondacks, LLC and Allen Telecom, Incorporated. | M | For | For |
Allen Telecom Incorporated. | 2 | Approval of any adjournments or postponements due to insufficient votes at the time of the special meeting for the above proposal. | M | For | For | ||||
Alliance Semiconductor Corp. | ALSC | 01877H100 | 08/26/03 | 08/20/03 | 1 | Election of directors. | M | For | For |
Alliance Semiconductor Corp. | 2 | Approval to amend the company's 1996 stock purchase plan. | M | For | For | ||||
Alliance Semiconductor Corp. | 3 | Ratification of Pricewaterhouse Coopers LLP as independent accountants. | M | For | For | ||||
Alliant Tech Systems Inc. | ATK | 18804104 | 08/05/03 | 07/31/03 | 1 | Election of directors. | M | For | For |
Alliant Tech Systems Inc. | 2 | Appointment of independent auditors. | M | For | For | ||||
Alliant Tech Systems Inc. | 3 | Weaponization in space. | S | Against | Against | ||||
Alpharma Incorporated | ALO | 20813101 | 05/25/04 | 05/13/04 | 1 | Election of directors. | M | For | For |
American Healthways, Inc. | AHTH | 02649V104 | 01/21/04 | 01/15/04 | 1 | Election of directors. | M | For | For |
American Healthways, Inc. | 2 | Amendments to the 1996 stock incentive plan. | M | For | For | ||||
American Healthways, Inc. | 3 | Amendment to certificate of incorporation. | M | For | For | ||||
American Italian Pasta Co. | PLB | 27070101 | 02/19/04 | 02/04/04 | 1 | Election of directors. | M | For | For |
American Italian Pasta Co. | 2 | An amendment to the 2000 equity plan to increase the number of shares available under the plan. | M | For | For | ||||
American Italian Pasta Co. | 3 | Approval of the auditing firm of Ernst & Young LLP. | M | For | For | ||||
American Medical Systems Holdings, Inc. | AMMD | 02744M108 | 05/06/04 | 04/28/04 | 1 | Election of directors. | M | For | For |
American States Water Company | AWR | 29899101 | 05/11/04 | 05/01/04 | 1 | Election of directors. | M | For | For |
American States Water Company | 2 | Approval of the 2003 non-employee directors stock plan. | M | For | For | ||||
American States Water Company | 3 | M | For | For | |||||
Amerigroup Corporation | AGP | 03073T102 | 05/12/04 | 05/03/04 | 1 | Election of directors. | M | For | For |
Amerigroup Corporation | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Amsurg Corporation | AMSG | 03232P405 | 05/20/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Amsurg Corporation | 2 | Approval of the amendment to the second amended and restated charter. | M | For | For | ||||
Amsurg Corporation | 3 | Approval of the amendment to the amended and restated 1997 stock incentive plan. | M | For | For | ||||
Amsurg Corporation | 4 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Anchor Bancorp Wisconsin Inc. | HAE | 32839102 | 07/22/03 | 07/15/03 | 1 | Election of directors. | M | For | For |
Anchor Bancorp Wisconsin Inc. | 2 | Ratification of Ernst & Young LLP as the independent auditors. | M | For | For | ||||
Andrew Corporation | ANDW | 34425108 | 02/10/04 | 01/26/04 | 1 | Election of directors. | M | For | For |
Andrew Corporation | 2 | Authorization of the creation of a series A 7.75% convertible preferred stock. | M | For | For | ||||
Andrew Corporation | 3 | Increasing the size of the Andrew board of directors from 11 to 13. | M | For | For | ||||
Andrew Corporation | 4 | Approval of the adjournments or postponements of the special meeting if there are not a sufficient amount of votes for approval of the above proposals. | M | For | For | ||||
Angelica Corporation | AGL | 34663104 | 05/25/04 | 05/13/04 | 1 | Election of directors. | M | For | For |
Angelica Corporation | 2 | Approval of the amendment and restatement of the 1999 performance plan. | M | For | For | ||||
Angelica Corporation | 3 | Re-affirmation of the performance goals under the 1999 performance plan. | M | For | For | ||||
Angelica Corporation | 4 | Approval of the 2004 equity incentive plan. | M | For | For | ||||
Anixter International, Inc. | AXE | 35290105 | 05/20/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Anixter International, Inc. | 2 | Approval of the management incentive plan. | M | For | For | ||||
Anixter International, Inc. | 3 | Approval of the 2001 stock incentive plan. | M | For | For | ||||
Ansys, Incorporated | ANSS | 03662Q105 | 05/06/04 | 04/28/04 | 1 | Election of directors. | M | For | For |
Ansys, Incorporated | 2 | Approval of the amended and restated 1996 stock option and grant plan. | M | For | For | ||||
Ansys, Incorporated | 3 | Approve amendment to the employee stock purchase plan. | M | For | For | ||||
Ansys, Incorporated | 4 | Ratify selection of independent accountants. | M | For | For | ||||
Apogee Enterprises, Inc. | APOG | 37598109 | 06/22/04 | 06/15/04 | 1 | Election of directors. | M | For | For |
Apogee Enterprises, Inc. | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Applica Incorporated | APP | 03815A106 | 05/11/04 | 05/01/04 | 1 | Election of directors. | M | For | For |
Applica Incorporated | 2 | Ratification of Grant Thorton LLP as independent accountants. | M | For | For | ||||
Applied Industrial Technologies, Inc. | AIT | 03820C105 | 10/21/03 | 10/11/03 | 1 | Election of directors. | M | For | For |
Applied Industrial Technologies, Inc. | 2 | Ratification of appointment of independent auditors. | M | For | For | ||||
Applied Industrial Technologies, Inc. | 3 | Approval of deferred compensation plan for non-employee directors. | M | For | For | ||||
Applied Industrial Technologies, Inc. | 4 | Approval of deferred compensation plan. | M | For | For | ||||
Aptargroup, Inc. | ATR | 38336103 | 05/05/04 | 04/29/04 | 1 | Election of directors. | M | For | For |
Aptargroup, Inc. | 2 | Approval of the 2004 stock award plan. | M | For | For | ||||
Aptargroup, Inc. | 3 | Approval of the 2004 director stock option plan. | M | For | For | ||||
Arbitron Incorporated | ARB | 03875Q108 | 05/17/04 | 05/07/04 | 1 | Election of directors. | M | For | For |
Arbitron Incorporated | 2 | Amendment and restatement of the 1999 stock incentive plan. | M | For | For | ||||
Arch Chemicals, Inc. | ARJ | 03937R102 | 04/23/04 | 04/14/04 | 1 | Election of directors. | M | For | For |
Arch Chemicals, Inc. | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Arctic Cat Inc. | ACAT | 39670104 | 08/07/03 | 07/28/03 | 1 | Election of directors. | M | For | For |
Arkansas Best Corporation | ABFS | 40790107 | 04/27/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Arkansas Best Corporation | 2 | Ratification of Ernst & Young LLP as independent accountants. | M | For | For | ||||
Armor Holdings, Inc. | AH | 42260109 | 06/22/04 | 06/15/04 | 1 | Election of directors. | M | For | For |
Armor Holdings, Inc. | 2 | Approval of the amendment to the certificate of incorporation. | M | For | For | ||||
Armor Holdings, Inc. | 3 | Approval of the amendment to the 2002 stock incentive plan. | M | For | For | ||||
Arqule Incorporated | ARQL | 04269 E 107 | 05/19/04 | 05/14/04 | 1 | Election of directors. | M | For | For |
Arqule Incorporated | 2 | Approval of the amendments to the 1994 equity incentive plan. | M | For | For | ||||
Arqule Incorporated | 3 | Approval of the amendments to the 1996 director stock option plan. | M | For | For | ||||
Artesyn Technologies, Inc. | ATSN | 43127109 | 05/06/04 | 04/28/04 | 1 | Election of directors. | M | For | For |
Artesyn Technologies, Inc. | 2 | Amendment of the company's 1990 outside director's stock option plan. | M | For | For | ||||
Artesyn Technologies, Inc. | 3 | Amendment to the company's 2000 performance equity plan. | M | For | For | ||||
Astec Industries, Inc. | ASTE | n/a | 04/27/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Astec Industries, Inc. | 2 | Election of class II director. | M | For | For | ||||
Astec Industries, Inc. | 3 | To vote upon such other matters that may properly come before the meeting. | M | For | For | ||||
Astropower Inc. | APWRQ | 4644A101 | N/A | N/A | N/A | No proxy received - No Action Required | N/A | N/A | Did Not Vote |
Atlantic Coast Airlines Holdings, Inc. | ACAI | 48396105 | 05/26/04 | 05/20/04 | 1 | Election of directors. | M | For | For |
Atlantic Coast Airlines Holdings, Inc. | 2 | Approval of the amendment to change the company's name to FLY, Inc. | MN | For | For | ||||
Atlantic Coast Airlines Holdings, Inc. | 3 | Elimination of the class A non-voting common stock. | M | For | For | ||||
Atlantic Coast Airlines Holdings, Inc. | 4 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
ATMI Incorporated | ATMI | 00207R101 | 05/25/04 | 05/20/04 | 1 | Election of directors. | M | For | For |
ATMI Incorporated | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Atmos Energy Corp. | ATO | 49560105 | 02/11/04 | 01/27/04 | 1 | Election of directors. | M | For | For |
Atwood Oceanics, Inc. | ATW | 50095108 | 02/12/04 | 01/28/04 | 1 | Election of directors. | M | For | For |
Audiovox Corporation | VOXX | 50757103 | 07/24/03 | 07/20/03 | 1 | Election of directors. | M | For | For |
Avid Technology, Inc. | AVID | 05367P100 | 05/26/04 | 05/15/04 | 1 | Election of directors. | M | For | For |
Avid Technology, Inc. | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Avista Corporation | AVA | 05379B107 | 05/13/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
Avista Corporation | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Avista Corporation | 3 | Reapproval of the long-term incentive plan. | M | For | For | ||||
Axcelis Technologies, Inc. | ACLS | 54540109 | 04/29/04 | 04/20/04 | 1 | Election of director. | M | For | For |
Axcelis Technologies, Inc. | 2 | Ratification of independent auditors. | M | For | For | ||||
Baldor Electric Company | BEZ | 57741100 | 04/23/04 | 04/14/04 | 1 | Election of directors. | M | For | For |
Bally Total Fitness Holding Corp. | BFT | 05873K108 | 07/31/03 | 07/25/03 | 1 | Election of directors. | M | For | For |
Bally Total Fitness Holding Corp. | 2 | Seperation of CEO and Chairman of the Board. | S | Against | For | ||||
Bally Total Fitness Holding Corp. | 3 | Discretionary authority of any other matters as may properly come before the meeting. | M | For | For | ||||
Bank United Financial Corp. | BKUNA | 06652B103 | 01/30/04 | 01/20/04 | 1 | Election of directors. | M | For | For |
Barnes Group, Inc. | B | 67806109 | 04/14/04 | 03/31/04 | 1 | Election of directors. | M | For | For |
Barnes Group, Inc. | 2 | Approval of the stock and incentive award plan. | M | For | For | ||||
Barnes Group, Inc. | 3 | Approval of the non-employee director deferred stock plan. | M | For | For | ||||
Barnes Group, Inc. | 4 | Ratification of Pricewaterhouse Coopers LLP as independent accountants. | M | For | For | ||||
Barra, Incorporated | BARZ | 68313105 | 07/31/03 | 07/25/03 | 1 | Election of directors. | M | For | For |
Barra, Incorporated | 2 | Approval of the director option plan to increase the size of automatic grants made to non-employee directors. | M | For | For | ||||
Barra, Incorporated | 3 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Bassett Furniture Industries | 70203104 | 02/24/04 | 02/24/04 | 1 | Election of directors. | M | For | For | |
Bassett Furniture Industries | 2 | Approval of the accounting firm of Ernst & Young LLP. | M | For | For | ||||
BEI Technologies, Inc. | BEIQ | 05538P104 | 03/02/04 | 02/23/04 | 1 | Election of directors. | M | For | For |
BEI Technologies, Inc. | 2 | Approval of the accounting firm of Ernst & Young LLP. | M | For | For | ||||
Benchmark Electronics, Inc. | BHE | 08160H101 | 05/11/04 | 05/01/04 | 1 | Election of directors. | M | For | For |
Benchmark Electronics, Inc. | 2 | Approval of the amendment to increase the number of shares of common stock. | M | For | For | ||||
Benchmark Electronics, Inc. | 3 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Biolase Technology | BLTI | 90911108 | 05/26/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time |
Biolase Technology | 2 | To increase the common stock shares. | M | For | No, did not receive proxy on time | ||||
Biolase Technology | 3 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | No, did not receive proxy on time | ||||
Biolase Technology | 4 | To transact any other business that may properly come before the meeting. | M | For | No, did not receive proxy on time | ||||
Biosite Incorporated | BSTE | 90945106 | 06/18/04 | 06/10/04 | 1 | Election of directors. | M | For | For |
Biosite Incorporated | 2 | Approval of the amendment and restatement of the 1996 stock incentive plan. | M | For | For | ||||
Biosite Incorporated | 3 | Approval of the amendment and restatement of the employee stock purchase plan. | M | For | For | ||||
Biosite Incorporated | 4 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Black Box Corporation | BBOX | 91826107 | 08/12/03 | 08/05/03 | 1 | Election of directors. | M | For | For |
Black Box Corporation | 2 | Approval to increase the number of shares authorized under the company's 1992 stock option plan. | M | For | For | ||||
Black Box Corporation | 3 | Approval to increase the number of shares authorized under the 1992 director stock option plan. | M | For | For | ||||
Black Box Corporation | 4 | Ratification of Ernst & Young LLP as the Independent public accountant's. | M | For | For | ||||
Boston Communications Group, Inc. | BCGI | 100582105 | 05/26/04 | 05/15/04 | 1 | Election of directors. | M | For | For |
Boston Communications Group, Inc. | 2 | Approval of the 2004 stock incentive plan. | M | For | For | ||||
Boston Communications Group, Inc. | 3 | Approval of the 2004 employee stock purchase plan. | M | For | For | ||||
Boston Communications Group, Inc. | 4 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Boston Private Financial Holdings, Inc. | BPFH | 101119105 | 04/29/04 | 04/21/04 | 1 | Election of directors. | M | For | For |
Boston Private Financial Holdings, Inc. | 2 | Approval of the 2004 stock option and incentive plan. | M | For | For | ||||
Boston Private Financial Holdings, Inc. | 3 | Approval of the annual executive incentive plan. | M | For | For | ||||
Brady Corp. | N/A | 104674106 | N/A | N/A | N/A | No proxy received - No Action Required | N/A | N/A | No, did not receive proxy on time |
Briggs & Sratton Corp. | BGG | 109043109 | 10/15/03 | 10/03/03 | 1 | Election of directors. | M | For | For |
Brookline Bancorp, Inc. | 11373M107 | 04/15/04 | 04/06/04 | 1 | Election of directors. | M | For | For | |
Brookline Bancorp, Inc. | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Brooks Automation, Inc. | BRKS | 114340102 | 04/27/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Brooks Automation, Inc. | 2 | Amend the 2000 combination stock option plan. | M | For | For | ||||
Brooks Automation, Inc. | 3 | Amend the 1995 employee stock purchase plan. | M | For | For | ||||
Brooktrout, Inc. | BRKT | 114580103 | 05/05/04 | 04/29/04 | 1 | Election of directors. | M | For | For |
Brooktrout, Inc. | 2 | Approval of the amendment to increase the number of authorized shares. | M | For | For | ||||
Brooktrout, Inc. | 3 | Approval of the 2001 stock option and incentive plan. | M | For | For | ||||
Brush Engineered Materials, Inc. | BW | 117421107 | 05/04/04 | 04/27/04 | 1 | Election of directors. | M | For | For |
Buckeye Technologies Inc. | BKI | 118255108 | 11/06/03 | 11/01/03 | 1 | Election of directors. | M | For | For |
Buckeye Technologies Inc. | 2 | Ratification of appointment of independent auditors. | M | For | For | ||||
Building Materials Holding Corporation | 120113105 | 05/04/04 | 05/01/04 | 1 | Election of directors. | M | For | For | |
Building Materials Holding Corporation | 2 | Adoption of the 2004 incentive and performance plan. | M | For | For | ||||
Burlington Coat Factory Warehouse Corp. | BCF | 121579106 | 10/30/03 | 10/19/03 | 1 | Election of directors. | M | For | For |
Burlington Coat Factory Warehouse Corp. | 2 | To approve annual award of 100 shares of company common stock to each member of the audit committee.. | M | For | For | ||||
Burlington Coat Factory Warehouse Corp. | 3 | Ratification of Deloitte&Touche LLP as independent public accountants. | M | For | For | ||||
Butler Manufacturing Company | BBR | 123655102 | 04/27/04 | 04/19/04 | 1 | Approval of the plan of merger by and among Butler Manufacturing Company, BlueScope Steel and BSL Acquisition Corporation | M | For | For |
Butler Manufacturing Company | 2 | Adjournment of the special meeting to solicit additional votes if needed to pass the merger. | M | For | For | ||||
C&D Technologies, Inc. | CHP | 124661109 | 05/26/04 | 05/20/04 | 1 | Election of directors. | M | For | For |
C&D Technologies, Inc. | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Cable Design Technologies Corp. | CDT | 126924109 | 12/09/03 | 12/03/03 | 1 | Election of directors. | M | For | For |
Cable Design Technologies Corp. | 2 | Ratification of Deloitte&Touche LLP as independent auditors. | M | For | For | ||||
Cabot Oil & Gas Corporation | COG | 127097103 | 04/29/04 | 04/21/04 | 1 | Election of directors. | M | For | For |
Cabot Oil & Gas Corporation | 2 | Approval of the 2004 incentive plan. | M | For | For | ||||
Cabot Oil & Gas Corporation | 3 | Ratification of Pricewaterhouse Coopers LLP as independent accountants. | M | For | For | ||||
Caci International, Inc. | CAI | 127190304 | 11/20/03 | 11/13/03 | 1 | Election of directors. | M | For | For |
Caci International, Inc. | 2 | Ratification of Ernst&Young LLP as independent auditors. | M | For | For | ||||
Cal Dive International, Inc. | 127914109 | 05/11/04 | 05/01/04 | 1 | Election of directors. | M | For | For | |
Canadian Pacific Railway Limited | CP | 13645THCH | 04/20/04 | 04/12/04 | 1 | Election of directors. | For | For | |
Canadian Pacific Railway Limited | 2 | Ratification of PricewaterhouseCoopers LLP as independent auditors. | For | For | |||||
Captaris Incorporated | 14071N104 | 05/04/04 | 04/27/04 | 1 | Election of directors. | M | For | For | |
Captaris Incorporated | 2 | Ratification of appointment of independent accountants. | M | For | For | ||||
Caraustar Industries, Inc. | 140909102 | 05/19/04 | 05/10/04 | 1 | Election of directors. | M | For | For | |
Caraustar Industries, Inc. | 2 | Approval of the 2004 director equity plan. | M | For | For | ||||
Caraustar Industries, Inc. | 3 | Ratification of Deloitte & Touche LLP as independent accountants. | M | For | For | ||||
Carbo Ceramics Inc. | CRR | 140781105 | 04/13/04 | 03/29/04 | 1 | Election of directors. | M | For | For |
Carbo Ceramics Inc. | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Carbo Ceramics Inc. | 3 | Approval of the 2004 long-term incentive plan. | M | For | For | ||||
Carreker Corporation | CANI | 144433109 | 06/15/04 | 06/10/04 | 1 | Election of directors. | M | For | For |
Carreker Corporation | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Cascade Natural Gas Corp. | CGC | 147339105 | 01/28/04 | 01/20/04 | 1 | Election of directors. | M | For | For |
Cascade Natural Gas Corp. | 2 | A 35,000 share increase authorized for issuance under the 2000 director stock award plan. | M | For | For | ||||
Casey's General Stores, Inc. | CASY | 147528103 | 09/19/03 | 09/10/03 | 1 | Election of directors. | M | For | For |
Cash America International, Inc. | 14754D100 | 04/21/04 | 04/23/04 | 1 | Election of directors. | M | For | For | |
Cash America International, Inc. | 2 | Approval of the 2004 long-term incentive plan. | M | For | For | ||||
Cash America International, Inc. | 3 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Catapult Communications Corp. | CATT | 149016107 | 01/13/04 | 01/06/04 | 1 | Election of directors. | M | For | For |
Catapult Communications Corp. | 2 | Approval of the 1998 stock plan. | M | For | For | ||||
Catapult Communications Corp. | 3 | Ratification of PricewaterhouseCoopers LLP as independent accountants. | M | For | For | ||||
Catapult Communications Corp. | 4 | The proxies are able to vote in their discretion upon such other business that may come before the meeting. | M | For | For | ||||
C-Cor.Net Corp. | CCBL | 125010108 | 10/14/03 | 10/03/03 | 1 | Election of directors. | M | For | For |
C-Cor.Net Corp. | 2 | Ratify the appointment of KPMG as independent auditors for 2004 | M | For | For | ||||
CDI Corporation | CDI | 125071100 | 05/25/04 | 05/15/04 | 1 | Election of directors. | M | For | For |
CDI Corporation | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
CDI Corporation | 3 | Approval of the 2004 omnibus stock plan. | M | For | For | ||||
CDI Corporation | 4 | Approval of the stock purchase plan. | M | For | For | ||||
CEC Entertainment, Inc. | CEC | 125137109 | 05/20/04 | 05/14/04 | 1 | Election of directors. | M | For | For |
CEC Entertainment, Inc. | 2 | Approval of the restricted stock plan. | M | For | For | ||||
CEC Entertainment, Inc. | 3 | Approval of an amendment to the 1997 non-statutory stock option plan. | M | For | For | ||||
CEC Entertainment, Inc. | 4 | Approval of an amendment to the non-employee directors stock option plan by increasing options. | M | For | For | ||||
CEC Entertainment, Inc. | 5 | Approval of an amendment to the non-employee directors stock option plan by adding shares. | M | For | For | ||||
Centene Corporation | CNC | 15135B101 | 05/04/04 | 04/28/04 | 1 | Election of directors. | M | For | For |
Centene Corporation | 2 | Approval of the amendment to increase the number of authorized shares. | M | For | For | ||||
Central Parking Corporation | CPC | 154785109 | 02/10/04 | 01/26/04 | 1 | Election of directors. | M | For | For |
Central Parking Corporation | 2 | The proxies may vote in there discretion on any other matter that may come before the meeting. | M | For | For | ||||
Central Vermont Public Service Corp. | CV | 155771108 | 05/04/04 | 04/27/04 | 1 | Election of directors. | M | For | For |
CH Energy Group, Inc. | CHG | 12541M102 | 04/27/04 | 03/11/04 | 1 | Election of directors. | M | For | For |
Champion Enterprises, Inc. | 158496109 | 04/27/04 | 04/19/04 | 1 | Election of directors. | M | For | For | |
Cheapeake Corporation | CSK | 165159104 | 04/28/04 | 04/26/04 | 1 | Election of directors. | M | For | For |
Checkpoint Systems, Inc. | CKP | 162825103 | 04/29/04 | 04/28/04 | 1 | Election of directors. | M | For | For |
Checkpoint Systems, Inc. | 2 | Approval of the 2004 omnibus | M | For | For | ||||
Checkpoint Systems, Inc. | 3 | Approval of the 423 employee stock purchase plan | M | For | For | ||||
Chittenden Corporation | CHZ | 170228100 | 04/21/04 | 04/12/04 | 1 | Election of directors. | M | For | For |
Christopher & Banks Corp. | CBK | 171046105 | 07/30/03 | 07/25/03 | 1 | Election of directors. | M | For | For |
Christopher & Banks Corp. | 2 | Increase the number of shares authorized under the 1997 stock incentive plan. | M | For | For | ||||
Christopher & Banks Corp. | 3 | To ratify the appointment of Pricewaterhouse Coopers LLp as independent auditors. | M | For | For | ||||
Ciber, Inc. | CBR | 17163B102 | 04/27/04 | 04/15/04 | 1 | Election of directors. | M | For | For |
Ciber, Inc. | 2 | Adoption of the 2004 incentive plan. | M | For | For | ||||
Ciber, Inc. | 3 | Amendment of the employee stock purchase plan to increase the number of shares of common stock. | M | For | For | ||||
Cima Labs Incorporated | CIMA | 171796105 | 06/15/04 | 06/10/04 | 1 | To adopt the agreement and plan of merger by and among Cima Labs Inc., Cephalon, Inc. and Cmergerco, Inc. | MN | For | For |
Cima Labs Incorporated | 2 | To adjourn or postpone the meeting if needed to solicit more votes to pass the merger agreement. | MN | For | For | ||||
Cimarex Energy Co. | XEC | 171798101 | 05/19/04 | 05/14/04 | 1 | Election of directors. | M | For | For |
Clacor Inc. | CLC | 179895107 | 03/22/04 | 02/25/04 | 1 | Election of directors. | M | For | For |
Clacor Inc. | 2 | Adoption of the employee stock purchase plan. | M | For | For | ||||
Cleco Corporation | CNL | 12561W105 | 04/23/04 | 04/14/04 | 1 | Election of directors. | M | For | For |
Cleveland-Cliffs, Inc. | CLF | 185896107 | 05/11/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
Coachmen Industries, Inc. | 189873102 | 04/29/04 | 04/21/04 | 1 | Election of directors. | M | For | For | |
Cognex Corporation | CGNX | 192422103 | 04/22/04 | 04/14/04 | 1 | Election of directors. | M | For | For |
Coherent, Inc. | COHR | 192479103 | 03/25/04 | 03/10/04 | 1 | Election of directors. | M | For | For |
Coherent, Inc. | 2 | Approval of the 2001 stock plan. | M | For | For | ||||
Coherent, Inc. | 3 | To amend the 2001 stock plan to provide for the grant of stock appreciation rights. | M | For | For | ||||
Coherent, Inc. | 4 | Approval of the accounting firm of Deloitte & Touche LLP. | M | For | For | ||||
COHU Incorporated | COHU | 192576106 | 05/11/04 | 05/01/04 | 1 | Election of directors. | M | For | For |
COHU Incorporated | 2 | To approve an amendment to the 1998 stock option plan. | M | For | For | ||||
COHU Incorporated | 3 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Coinstar Incorporated | CSTR | 19259P300 | 06/10/04 | 06/01/04 | 1 | Election of directors. | M | For | For |
Coinstar Incorporated | 2 | Approval of the amendments to the 1997 amended and restated equity incentive plan. | M | For | For | ||||
Coinstar Incorporated | 3 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Colonial Properties Trust | CLP | 195872106 | 04/21/04 | 04/14/04 | 1 | Election of directors. | M | For | For |
Colonial Properties Trust | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Colonial Properties Trust | 3 | Annual election of trustees. | M | For | For | ||||
Commercial Federal Corporation | CFB | 201647104 | 05/11/04 | 05/01/04 | 1 | Election of directors. | M | For | For |
Commercial Federal Corporation | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Commercial Metals Co. | CMC | 201723103 | 01/22/04 | 01/15/04 | 1 | Election of directors. | M | For | For |
Commercial Metals Co. | 2 | Amendment to the certificate of incorporation to increase the number of authorized shares of common stocks. | M | For | For | ||||
Commercial Metals Co. | 3 | Approval of the auditing firm of Deloitte & Touche LLP. | M | For | For | ||||
Common Wealth Industries, Inc. | CMIN | 203004106 | 04/23/04 | 04/15/04 | 1 | Election of directors. | M | For | For |
Common Wealth Industries, Inc. | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
CommonWealth Telephone Enterprises | CTCO | 203349105 | 05/19/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
CommonWealth Telephone Enterprises | 2 | Ratification of Pricewaterhouse Coopers LLP as independent accountants. | M | For | For | ||||
CommonWealth Telephone Enterprises | 3 | Adoption of the non-management directors stock compensation plan. | M | For | For | ||||
Community First Bancshares. Inc. | CFBX | 203902101 | 04/20/04 | 04/07/04 | 1 | Election of directors. | M | For | For |
Community First Bancshares. Inc. | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Community First Bankshares, Inc. | CFBX | 203902101 | 06/30/04 | 06/18/04 | 1 | Election of directors. | M | For | For |
Community First Bankshares, Inc. | 2 | To adopt the agreement and plan of merger by and among BancWest Corporation, BW Newco, Inc. and Community First Bankshares, Inc. | MN | For | For | ||||
Community First Bankshares, Inc. | 3 | Ratification of Ernst & Young LLP as independent accountants. | M | For | For | ||||
Concerto Software, Inc. | CRTO | 20602T106 | 02/06/04 | 01/26/04 | 1 | To approve the agreement and plan of merger by and among Concerto Software, Inc. and Melita International LTD. | M | For | For |
Concerto Software, Inc. | 2 | To grant authority for the proxies to vote in favor of any postponements or adjournments of the special meeting , if necessary. | M | For | For | ||||
Concord Camera Corp. | LENS | 206156101 | 01/22/04 | 01/15/04 | 1 | Election of directors. | M | For | For |
Concord Camera Corp. | 2 | Approval of the auditing firm of Ernst & Young LLP. | M | For | For | ||||
Concord Communications, Inc. | CCRD | 206186108 | 05/05/04 | 04/29/04 | ! | Election of directors. | M | For | For |
Concord Communications, Inc. | 2 | Approval of the 2004 non-employee stock purchase plan. | M | For | For | ||||
Conmed Corporation | CNMD | 207410101 | 05/18/04 | 05/08/04 | 1 | Election of directors. | M | For | For |
Conmed Corporation | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Conmed Corporation | 3 | Amendment to the 1999 long-term incentive plan. | M | For | For | ||||
Consolidated Graphics, Inc. | CGX | 209341106 | 07/24/03 | 07/20/03 | 1 | Election of directors. | M | For | For |
Corn Products International, Inc. | CPO | 219023108 | 05/19/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Corn Products International, Inc. | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
CP Ships Limited | CPS | 22409VHCH | 05/04/04 | 04/28/04 | 1 | Election of directors. | M | For | For |
CP Ships Limited | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
CP Ships Limited | 3 | Amendment to bylaw #1. | M | For | For | ||||
Cross Country Healthcare, Inc. | CCRN | 227483104 | 05/11/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
Cross Country Healthcare, Inc. | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Cryolife Incorporated | CRY | 228903100 | 06/29/04 | 06/18/04 | 1 | Election of directors. | M | For | For |
Cryolife Incorporated | 2 | Approval of the 2004 employee stock incentive plan. | M | For | For | ||||
Cryolife Incorporated | 3 | Approval of the 2004 non-employee director stock option plan. | M | For | For | ||||
CTS Corporation | CTS | 126501105 | 04/28/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
CTS Corporation | 2 | Approval of the 2004 long-term incentive plan. | M | For | For | ||||
Cubic Corporation | CUB | 229669106 | 02/10/04 | 01/26/04 | 1 | Election of directors. | M | For | For |
Cubic Corporation | 2 | Approval of the accounting firm of Ernst & Young LLP. | M | For | For | ||||
Cuno Incorporated | CUNO | 126583103 | 03/04/04 | 02/18/04 | 1 | Election of directors. | M | For | For |
Cuno Incorporated | 2 | Re-approve the performance goals in the executive management incentive plan. | M | For | For | ||||
Cuno Incorporated | 3 | Approval of the auditing firm of Pricewaterhouse Coopers LLP. | M | For | For | ||||
Curtiss-Wright Corporation | CW | 231561101 | 04/23/04 | 04/14/04 | 1 | Election of directors. | M | For | For |
Curtiss-Wright Corporation | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Cymer Incorporated | CYMI | 232572107 | 05/20/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Cymer Incorporated | 2 | Approval of an amendment to the 1996 employee stock purchase plan. | M | For | For | ||||
Cymer Incorporated | 3 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Datascope Corp. | DSCP | 238113104 | 12/09/03 | N/A | 1 | Election of directors. | M | For | |
Datascope Corp. | 2 | Approval of the 2004 management incentive plan. | M | For | |||||
Datascope Corp. | 3 | To transact any other business that may properly come before the meeting. | M | For | |||||
Delphi Financial Group, Inc. | DFG | 247131105 | 05/05/04 | 04/27/04 | 1 | Election of directors. | M | For | For |
Delphi Financial Group, Inc. | 2 | Approval of the amendment to the 2003 employee long-term incentive and share award plan. | M | For | For | ||||
Delphi Financial Group, Inc. | 3 | Approval of the adoption of the annual incentive compensation plan. | M | For | For | ||||
Delphi Financial Group, Inc. | 4 | Making investments in tobacco equities. | M | Against | Against | ||||
Delphi Financial Group, Inc. | 5 | To transact any other business that may properly come before the meeting. | M | For | For | ||||
Delta and Pine Land Co. | DLP | 247357106 | 01/15/04 | 01/06/04 | 1 | Election of directors. | M | For | For |
Delta and Pine Land Co. | 2 | Approval of the auditing firm of KPMG, LLP. | M | For | For | ||||
Deltic Timber Corporation | DEL | 247850100 | 04/22/04 | 04/14/04 | 1 | Election of directors. | M | For | For |
Deltic Timber Corporation | 2 | Ratification of KPMG LLP as auditors. | M | For | For | ||||
Dendrite International, Inc. | DRTE | 248239105 | 05/17/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
Department 56, Inc. | DFS | 249509100 | 05/18/04 | 05/08/04 | 1 | Election of directors. | M | For | For |
Department 56, Inc. | 2 | Approval of the 2004 cash incentive plan. | M | For | For | ||||
Department 56, Inc. | 3 | Approval of the 2004 stock incentive plan. | M | For | For | ||||
Department 56, Inc. | 4 | Approval of auditors. | M | For | For | ||||
Diagnostic Products Corporation | DP | 252450101 | 05/04/04 | 04/27/04 | 1 | Election of directors. | M | For | For |
Diagnostic Products Corporation | 2 | Approval of amendment to bylaws. | M | For | For | ||||
DIGI International Inc. | DGII | 253798102 | 01/22/04 | 01/15/04 | 1 | Election of directors. | M | For | For |
DIGI International Inc. | 2 | Approval of the auditing firm of PricewaterhouseCoopers LLP. | M | For | For | ||||
Dime Community Bancshares, Inc. | DCOM | 253922108 | 05/20/04 | 05/15/04 | 1 | Election of directors. | M | For | For |
Dime Community Bancshares, Inc. | 2 | Approval of the annual incentive plan. | M | For | For | ||||
Dime Community Bancshares, Inc. | 3 | Approval of the 2004 stock incentive plan for outside directors. | M | For | For | ||||
Dime Community Bancshares, Inc. | 4 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Dionex Corporation. | DNEX | 254546104 | 10/24/03 | 10/15/03 | 1 | Election of directors. | M | For | For |
Dionex Corporation. | 2 | To approve adoption of the 2003 employee stock participation plan. | M | For | For | ||||
Dionex Corporation. | 3 | Ratification of Deloitte&Touche LLP as independent auditors. | M | For | For | ||||
Downey Financial Corp. | DSL | 261018105 | 04/28/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Downey Financial Corp. | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Dril-Quip, Inc. | DRQ | 262037104 | 05/13/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
Dril-Quip, Inc. | 2 | Ratification of Ernst & Young LLP as independent accountants. | M | For | For | ||||
Dril-Quip, Inc. | 3 | Approval of the 2004 incentive plan. | M | For | For | ||||
DRS Technologies, Inc | DRS | 23330X100 | 08/06/03 | 07/28/03 | 1 | Election of directors. | M | For | For |
DRS Technologies, Inc | 2 | Approval of the auditor ratification. | M | For | For | ||||
DRS Technologies, Inc. | DRS | 23330X100 | 01/22/04 | 01/15/04 | 1 | Amendment of the certificate of incorporation. | M | For | For |
DRS Technologies, Inc. | 2 | To amend and restate the 1996 omnibus plan. | M | For | For | ||||
DRS Technologies, Inc. | 3 | In the proxies discretion, they may vote on any other matter that comes before the meeting. | M | For | For | ||||
DSP Group, Inc. | DSPG | 23332B106 | 05/04/04 | 04/27/04 | 1 | Election of directors. | M | For | For |
DSP Group, Inc. | 2 | Ratification of Kost,Forer, Gabbay & Kasierer as independent auditors. | M | For | For | ||||
Dupont Photomasks, Inc. | DPMI | 26613X101 | 11/04/03 | 10/25/03 | 1 | Election of directors. | M | For | For |
Dupont Photomasks, Inc. | 2 | Ratification of Pricewaterhouse-Coopers LLP as independent accountants. | M | For | For | ||||
East West Bancorp | EWBC | 27579R104 | 05/17/04 | 05/07/04 | 1 | Election of directors. | M | For | For |
East West Bancorp | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
EDO Corporation | EDO | 281347104 | 04/27/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
EDO Corporation | 2 | To eliminate the classification of the board. | M | For | For | ||||
EDO Corporation | 3 | Approval of the 2004 non-employee director stock ownership plan. | M | For | For | ||||
Efunds Corporation | EFD | 28224R101 | 05/20/04 | 05/14/04 | 1 | Election of directors. | M | For | For |
Efunds Corporation | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
EGL, Inc. | EAGL | 268484102 | 05/18/04 | 05/08/04 | 1 | Election of directors. | M | For | For |
EGL, Inc. | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
El Paso Electric Company | EP | 283677854 | 05/05/04 | 04/29/04 | 1 | Election of directors. | M | For | For |
Electro Scientific Industries, Inc. | ESIOE | 285229100 | 10/30/03 | 10/20/03 | 1 | Election of directors. | M | For | For |
Electro Scientific Industries, Inc. | 2 | Approve amendments to 2000 stock option plan. | M | For | For | ||||
Electronics Boutique Holdings Corp. | ELBO | 286045109 | 06/28/04 | 06/18/04 | 1 | Election of directors. | M | For | For |
Electronics Boutique Holdings Corp. | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Electronics Boutique Holdings Corp. | 3 | Elimination of a classified board of directors. | M | For | For | ||||
Elkcorp. | ELK | 287456107 | 10/28/03 | 10/16/03 | 1 | Election of directors. | M | For | For |
Elkcorp. | 2 | Ratification of Pricewaterhouse-Coopers LLP as independent auditors. | M | For | For | ||||
Emcor Group, Inc. | EME | 29084Q100 | 06/10/04 | 06/01/04 | 1 | Election of directors. | M | For | For |
Emcor Group, Inc. | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Encana Corporation | ECA | 292505HCH | 04/28/04 | 04/23/04 | 1 | Election of directors. | M | For | For |
Encana Corporation | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Encana Corporation | 3 | Confirmation of new by-law #1. | M | For | For | ||||
Encana Corporation | 4 | Approval of amendments and reconfirmation of the shareholder rights plan. | M | For | For | ||||
Energen Corporation | EGN | 29265N108 | 04/28/04 | 04/23/04 | 1 | Election of directors. | M | For | For |
Enesco Group, Inc. | ENC | 292973104 | 05/19/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Enesco Group, Inc. | 2 | Approval of the amendment and restatement of the 1999 non-employee directors plan. | M | For | For | ||||
Enesco Group, Inc. | 3 | Approval of the amendment and restatement of the 1996 stock option plan. | M | For | For | ||||
Enesco Group, Inc. | 4 | Ratification of KPMG LLP as independent accountants. | M | For | For | ||||
Engineered Support Systems | EASI | 292866100 | 03/02/04 | 02/23/04 | 1 | Election of directors. | M | For | For |
Engineered Support Systems | 2 | Approval of the 2004 stock option plan. | M | For | For | ||||
Engineered Support Systems | 3 | Approval of the 2004 non-executive stock option plan. | M | For | For | ||||
Enzo Biochem, Inc. | ENZ | 294100102 | 01/14/04 | 01/06/04 | 1 | Election of directors. | M | For | For |
Enzo Biochem, Inc. | 2 | Ratification of Ernst&Young LLP as independent auditors. | M | For | For | ||||
Epiq Systems Inc. | EPIQ | 26882D109 | 06/02/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time |
Epiq Systems Inc. | 2 | Approval of the 2004 equity incentive plan. | M | For | No, did not receive proxy on time | ||||
Epiq Systems Inc. | 3 | Amendment of the articles of incorporation. | M | For | No, did not receive proxy on time | ||||
Epiq Systems Inc. | 4 | To transact any other business that may properly come before the meeting. | M | For | No, did not receive proxy on time | ||||
Essex Property Trust, Inc. | ESS | 297178105 | 05/11/04 | 05/01/04 | 1 | Election of directors. | M | For | For |
Essex Property Trust, Inc. | 2 | Approval of the 2004 stock incentive plan. | M | For | For | ||||
Essex Property Trust, Inc. | 3 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Esterline Technologies Corp. | ESL | 297425100 | 03/03/04 | 02/23/04 | 1 | Election of directors. | M | For | For |
Esterline Technologies Corp. | 2 | Adoption of the 2004 equity incentive plan. | M | For | For | ||||
Ethan Allen Interiors Inc. | ETH | 297602104 | 11/17/03 | 11/10/03 | 1 | Election of directors. | M | For | For |
Ethan Allen Interiors Inc. | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Evergreen Resources, Inc. | EVG | 299900308 | 05/07/04 | 04/29/04 | 1 | Election of directors. | M | For | For |
Evergreen Resources, Inc. | 2 | Ratification of BDO Seidman LLP as independent auditors. | M | For | For | ||||
Exar Corp. | EXAR | 300645108 | 09/04/03 | 08/28/03 | 1 | Election of directors. | M | For | For |
Exar Corp. | 2 | Approval of the company's 1996 non-employee directors stock option plan. | M | For | For | ||||
Factset Research Systems Inc. | FDS | 303075105 | 01/08/04 | 12/29/03 | 1 | Election of directors. | M | For | For |
Factset Research Systems Inc. | 2 | Ratification of Pricewaterhouse Coopers LLP as independent accountants. | M | For | For | ||||
Fairmont Hotels & Resorts, Inc. | FHR | 305204HCH | 04/27/04 | 04/28/04 | 1 | Eletion of directors. | M | For | For |
Fairmont Hotels & Resorts, Inc. | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Fairmont Hotels & Resorts, Inc. | 3 | Approving and reconfirming the amended and restated shareholder rights plan. | M | For | For | ||||
Fedders Corporation | FJC | 313135501 | 04/27/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time |
Fedders Corporation | 2 | Approval of the incentive compensation plan. | M | For | No, did not receive proxy on time | ||||
Fedders Corporation | 3 | Approval of a grant of a performance-based award to the CEO. | M | For | No, did not receive proxy on time | ||||
Fedders Corporation | 4 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | No, did not receive proxy on time | ||||
FEI Company | FEIC | 30241L109 | 08/11/03 | 08/05/03 | 1 | Approval of an amendment to increase the number of shares of common stock. | M | For | For |
FEI Company | FEIC | 302441L109 | 05/20/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
FEI Company | 2 | To amend the 1995 stock incentive plan. | M | For | For | ||||
FEI Company | 3 | To amend the share purchase plan. | M | For | For | ||||
Filinet Corporation | FILE | 316869106 | 05/07/04 | 04/29/04 | 1 | Election of directors. | M | For | For |
Filinet Corporation | 2 | Approve the amended and restated 2002 incentive award plan. | M | For | For | ||||
Filinet Corporation | 3 | Ratification of Deloitte & Touche as independent accountants. | M | For | For | ||||
Financial Federal Corporation | FIF | 317492106 | 12/09/03 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time |
2 | Ratification of KPMG LLP as independent auditors. | M | For | No, did not receive proxy on time | |||||
First Bancorp | FBP | 318672102 | 04/29/04 | 04/21/04 | 1 | Election of directors. | M | For | For |
First Bancorp | 2 | Election of director. | M | For | For | ||||
First Bancorp | 3 | Ratification of Pricewaterhouse Coopers LLP as independent accountants. | M | For | For | ||||
First Bancorp | 4 | To consider other matters that may properly come before the meeting. | M | For | For | ||||
First Midwest Bancorp, Inc. | FMBI | 320867104 | 05/20/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
First Republic Bank | FRC | 336158100 | 05/12/04 | 05/03/04 | 1 | Election of directors. | M | For | For |
First Republic Bank | 2 | Amendment of the 2003 stock plan to increase the number of authorized shares. | M | For | For | ||||
First Republic Bank | 3 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Firstfed Financial Corp. | FED | 337907109 | 04/21/04 | 04/12/04 | 1 | Election of directors. | M | For | For |
Firstfed Financial Corp. | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
FirstMerit Corporation | FMER | 337915102 | 04/21/04 | 04/12/04 | 1 | Election of directors. | M | For | For |
FirstMerit Corporation | 2 | The amendment of the 2002 stock plan. | M | For | For | ||||
Fleetwood Enterprises, Inc. | FLE | 339099103 | 04/12/04 | 03/15/04 | 1 | Approval of the amendment to the restated certificate of incorporation. | M | For | For |
Fleetwood Enterprises, Inc. | FLE | 339099103 | 09/09/03 | 09/02/03 | 1 | Election of directors. | M | For | For |
Fleetwood Enterprises, Inc. | 2 | Annual election of the board of directors. | S | Against | For | ||||
Flir Systems, Inc. | FLIR | 302445101 | 04/21/04 | 04/12/04 | 1 | Election of directors. | M | For | For |
Flir Systems, Inc. | 2 | To approve an amendment to the 2002 stock incentive plan. | M | For | For | ||||
Florida Rock Industries, Inc. | FRK | 341140101 | 02/04/04 | 01/21/04 | 1 | Election of directors. | M | For | For |
Flowers Foods | FLO | 343498101 | 06/04/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time |
Flowers Foods | 2 | Ratify selection of Pricewaterhouse Coopers independent accountants. | M | For | No, did not receive proxy on time | ||||
Flowers Foods | 3 | To transact any other business that may properly come before the meeting. | M | For | No, did not receive proxy on time | ||||
Fording Canadian Coal Trust | FDG | 345425HCH | 05/06/04 | 05/01/04 | 1 | Election of directors. | M | For | For |
Fording Canadian Coal Trust | 2 | Ratify selection of Pricewaterhouse Coopers independent accountants. | M | For | For | ||||
Forward Air Corporation | FWRD | 349853101 | 05/18/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
Forward Air Corporation | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Forward Air Corporation | 3 | Amendment to the 1999 stock option and incentive plan. | M | For | For | ||||
Forward Air Corporation | 4 | Amendment to the non-employee director stock option plan. | M | For | For | ||||
Forward Air Corporation | 5 | 2000 stock option award to non-employee director. | M | For | For | ||||
Fossil Incorporated | FOSL | 349882100 | 05/26/04 | 05/15/04 | 1 | Election of directors. | M | For | For |
Fossil Incorporated | 2 | To amend the 1993 long-term incentive plan. | M | For | For | ||||
Fred's Incorporated | FRED | 356108100 | 06/16/04 | 06/10/04 | 1 | Election of directors. | M | For | For |
Fred's Incorporated | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Fred's Incorporated | 3 | Approval of the 2004 employee stock purchase plan. | M | For | For | ||||
Fremont General Corporation | FMT | 357288109 | 05/20/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Fremont General Corporation | 2 | Approval of the executive officer annual bonus plan. | M | For | For | ||||
Fremont General Corporation | 3 | Approval of the executive officer long-term incentive compensation plan. | M | For | For | ||||
Fremont General Corporation | 4 | Approval of the suupplemental executive retirement plan. | M | For | For | ||||
Fremont General Corporation | 5 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Frontier Airlines, Inc. | FRNT | 359065109 | 09/04/03 | 08/28/03 | 1 | Election of directors. | M | For | For |
Frontier Airlines, Inc. | 2 | Approval of the 2003 long-term incentive and equity compensation plan. | M | For | For | ||||
Frontier Oil Corporation | FTO | 35914P105 | 04/15/04 | 04/06/04 | 1 | Election of directors. | M | For | For |
Frontier Oil Corporation | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Fuller HB Co. | FUL | 35964106 | 04/15/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time |
Fuller HB Co. | 2 | Ratification of appointment of independent auditors. | M | For | No, did not receive proxy on time | ||||
G&K Services, Inc. | GKSRAO | 361268105 | 11/06/03 | 11/01/03 | 1 | Election of directors. | M | For | For |
G&K Services, Inc. | 2 | Ratification of Ernst&Young LLP as independent auditors. | M | For | For | ||||
G&K Services, Inc. | 3 | Shareholder proposal recommending declassification of the board. | S | Against | For | ||||
Gables Residential | GBP | 362418105 | 05/21/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time |
Gables Residential | 2 | Approval of the 2004 equity incentive plan. | M | For | No, did not receive proxy on time | ||||
Gables Residential | 3 | To transact any other business that may properly come before the meeting. | M | For | No, did not receive proxy on time | ||||
Gardner Denver, Inc. | GDI | 365558105 | 05/04/04 | 04/27/04 | 1 | Election of directors. | M | For | For |
Gardner Denver, Inc. | 2 | Approval of amendment and restatement of long-term incentive plan. | M | For | For | ||||
Gardner Denver, Inc. | 3 | Approval of amendment and restatement of employee stock purchase plan. | M | For | For | ||||
GBC Bancorp | GBCB | 361475106 | 09/17/03 | 09/08/03 | 1 | Approve the principal terms of the merger agreement among General Bank, GBC Bancorp, Cathay Bank and Cathay Bancorp, Incorporated. | M | For | For |
Gencorp Incorporated | 368682100 | 03/31/04 | 03/25/04 | 1 | Election of directors. | M | For | For | |
Gencorp Incorporated | 2 | Approval of the auditing firm of Ernst & Young LLP. | M | For | For | ||||
Genesco Incorporated | GCO | 371532102 | 06/23/04 | 06/15/04 | 1 | Election of directors. | M | For | For |
Georgia Gulf Corporation | GGC | 373200203 | 05/18/04 | 05/08/04 | 1 | Election of directors. | M | For | For |
Georgia Gulf Corporation | 2 | Ratification of Deloitte & Touche LLP as independent accountants. | M | For | For | ||||
Georgia Gulf Corporation | 3 | Adoption of the amended and restated 2002 equity and performance incentive plan. | M | For | For | ||||
Georgia Gulf Corporation | 4 | Adoption of the senior executive bonus plan. | M | For | For | ||||
Gerber Scientific, Inc. | GRB | 373730100 | 09/18/03 | 09/13/03 | 1 | Election of directors. | M | For | For |
Gerber Scientific, Inc. | 2 | Approval of the 2003 employee stock option plan. | M | For | For | ||||
Gerber Scientific, Inc. | 3 | Approval of the non-employee director's stock grant plan. | M | For | For | ||||
Gerber Scientific, Inc. | 4 | Proposal to repeal the classified board. | S | Against | For | ||||
Glenborough Realty Trust, Inc. | GLB | 37803P105 | 05/05/04 | 04/29/04 | 1 | Election of directors. | M | For | For |
Global Imaging Systems, Inc. | GISX | 37934A100 | 08/16/03 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time |
Global Imaging Systems, Inc. | 2 | Approval of the amendment to the 1998 Stock option and incentive plan. | M | For | No, did not receive proxy on time | ||||
Global Payments Inc. | GPN | 37940X102 | 10/22/03 | 10/12/03 | 1 | Election of directors. | M | For | For |
Gold Banc Corporation, Inc. | GLDB | 379907108 | 04/21/04 | 04/23/04 | 1 | Election of directors. | M | For | For |
Goody's Family Clothing, Inc. | GDYS | 382588101 | 06/16/04 | 06/10/04 | 1 | Election of directors. | M | For | For |
Goody's Family Clothing, Inc. | 2 | Approval of the amended and restated certificate of incorporation. | M | For | For | ||||
Great Atlantic & Pacific Tea Co. | GAP | 390064103 | 07/16/03 | 07/09/03 | 1 | Election of directors. | M | For | For |
Great Atlantic & Pacific Tea Co. | 2 | Redeem any poison pill previously issued and do not adopt or extend any poison pill unless submitted to a shareholder vote. | S | Against | For | ||||
Great Atlantic & Pacific Tea Co. | 2 | Rotation of annual meeting. | S | Against | Against | ||||
Green Mountain Power Corporation | GMP | 393154109 | 05/20/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Green Mountain Power Corporation | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Green Mountain Power Corporation | 3 | Approval of the amended and restated articles of incorporation. | M | For | For | ||||
Green Mountain Power Corporation | 4 | Approval of the 2004 stock incentive plan. | M | For | For | ||||
Griffon Corporation | 398433102 | 02/05/04 | 01/21/04 | 1 | Election of directors. | M | For | For | |
Group 1 Automotive, Inc. | GPI | 398905109 | 05/19/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Group 1 Automotive, Inc. | 2 | Amendment to the 1996 stock incentive plan. | M | For | For | ||||
Group 1 Automotive, Inc. | 3 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Guitar Center, Inc. | GTRC | 402040109 | 04/29/04 | 04/21/04 | 1 | Election of directors. | M | For | For |
Guitar Center, Inc. | 2 | Approval of the 2004 incentive stock award plan. | M | For | For | ||||
H.B. Fuller Company | FUL | 359694106 | 04/15/04 | 04/14/04 | 1 | Election of directors. | M | For | For |
H.B. Fuller Company | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Haemonetics Corp. | HAE | 405024100 | 07/22/03 | 07/17/03 | 1 | Election of directors. | M | For | For |
Haemonetics Corp. | 2 | Ratification of Ernst & Young LLP as the independent accountants. | M | For | For | ||||
Haggar Corporation | 405173105 | 03/11/04 | 02/24/04 | 1 | Election of directors. | M | For | For | |
Haggar Corporation | 2 | Approval of the accounting firm of Pricewaterhouse Coopers LLP. | M | For | For | ||||
Hancock Fabrics, Inc. | HKF | 409900107 | 06/10/04 | 06/01/04 | 1 | Election of directors. | M | For | For |
Hancock Fabrics, Inc. | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Hancock Fabrics, Inc. | 3 | Proxies are authorized to vote upon any other matters that may properly come before the meeting. | M | For | For | ||||
Harman International Industries, Inc. | HAR | 413086109 | 11/12/03 | 11/01/03 | 1 | Election of directors. | M | For | For |
Harman International Industries, Inc. | 2 | Approval of the two-for-one stock split and related charter amendment. | M | For | For | ||||
Haverty Furniture Companies, Inc. | 419596101 | 05/10/04 | 05/05/04 | 1 | Election of directors. | M | For | For | |
Haverty Furniture Companies, Inc. | 2 | Approval of the 2004 long-term incentive plan. | M | For | For | ||||
Heartland Express, Inc. | HTLD | 422347104 | 05/06/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
Heidrick & Struggles International, Inc. | HSII | 422819102 | 05/12/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
Helix Technology Corporation | HELX | 423319102 | 04/28/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Helix Technology Corporation | 2 | Approve amendments to the 1996 equity incentive plan. | M | For | For | ||||
Hibbett Sporting Goods Inc. | HIBB | 428565105 | 06/02/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time |
Hibbett Sporting Goods Inc. | 2 | To approve an amendment to the outside director stock plan. | M | For | No, did not receive proxy on time | ||||
Hibbett Sporting Goods Inc. | 3 | To transact any other business that may properly come before the meeting. | M | For | No, did not receive proxy on time | ||||
Hilb, Rogal and Hamilton Company | HRH | 431294107 | 05/04/04 | 05/01/04 | 1 | Election of directors. | M | For | For |
Hilb, Rogal and Hamilton Company | 2 | Approval of an amendment to the articles of incorporation. | M | For | For | ||||
Hilb, Rogal and Hamilton Company | 3 | Approval of outside directors deferral plan. | M | For | For | ||||
Hilb, Rogal and Hamilton Company | 4 | Approval of employee stock purchase plan. | M | For | For | ||||
Hilb, Rogal and Hamilton Company | 5 | Approval for adjournment, if necessary. | M | For | For | ||||
Hologic, Incorporated | HOLX | 436440101 | 03/01/04 | 02/23/04 | 1 | Election of directors. | M | For | For |
Hologic, Incorporated | 2 | To amend the amended and restated 1999 equity incentive plan. | M | For | For | ||||
Hooper Holmes, Inc. | HH | 439104100 | 05/25/04 | 05/15/04 | 1 | Election of directors. | M | For | For |
Hooper Holmes, Inc. | 2 | Ratification of independent auditors. | M | For | For | ||||
Hot Topic Incorporated | HOTT | 441339108 | 06/17/04 | 06/10/04 | 1 | Election of directors. | M | For | For |
Hot Topic Incorporated | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Hughes Supply, Inc. | HUG | 444482103 | 05/20/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Hughes Supply, Inc. | 2 | To vote on any other business that may properly come before the meeting. | M | For | For | ||||
Hutchinson Technology Inc. | HTCH | 448407106 | 01/28/04 | 01/20/04 | 1 | Election of directors. | M | For | For |
Hutchinson Technology Inc. | 2 | Approval of the accounting firm of Deloitte & Touche LLP. | M | For | For | ||||
Hydril Company | HYDL | 448774109 | 05/18/04 | 05/08/04 | 1 | Election of directors. | M | For | For |
Hydril Company | 2 | Ratification of Deloitte & Touche LLP as independent accountants. | M | For | For | ||||
Hyperion Solutions Corp. | HYSL | 44914M104 | 11/10/03 | 11/01/03 | 1 | Election of directors. | M | For | For |
Hyperion Solutions Corp. | 2 | Approve an amendment to the employee stock plan. | M | For | For | ||||
Hyperion Solutions Corp. | 3 | Ratification of Pricewaterhouse-Coopers LLP as independent accountants. | M | For | For | ||||
Idex Corporation. | IEX | 45167R104 | 03/23/04 | 03/10/04 | 1 | Election of directors. | M | For | For |
Idex Corporation. | 2 | Approval of the auditing firm of Deloitte & Touche LLP. | M | For | For | ||||
IHOP Corporation | IHP | 449623107 | 05/25/04 | 05/20/04 | 1 | Election of directors. | M | For | For |
IHOP Corporation | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Imagistics International Inc. | IGI | 45247T104 | 05/11/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
Imagistics International Inc. | 2 | Ratification of Pricewaterhouse Cooper LLP as independent accountants. | M | For | For | ||||
Imco Recycling Inc. | IMR | 449681105 | 05/27/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time |
Imco Recycling Inc. | 2 | To ratify the appointment of Ernst & Young LLP as independent auditors. | M | For | No, did not receive proxy on time | ||||
Imco Recycling Inc. | 3 | To transact any other business that may properly come before the meeting. | M | For | No, did not receive proxy on time | ||||
Inamed Corporation | IMDC | 453235103 | 07/11/03 | 07/08/03 | 1 | Election of directors. | M | For | For |
Inamed Corporation | 2 | Approval of the amendment to the employee stock purchase plan. | M | For | For | ||||
Inamed Corporation | 3 | To approve the 2003 restricted stock plan. | M | For | For | ||||
Inamed Corporation | 4 | To approve the 2003 outside director compensation plan. | M | For | For | ||||
Inamed Corporation | 5 | To ratify the appointment of KPMG LLP as independent auditors. | M | For | For | ||||
Inamed Corporation | 6 | Discretionary authority of any other matters as may properly come before the meeting. | M | For | For | ||||
Independence Community Bank Corp. | ICBC | 453414104 | 03/08/04 | 02/24/04 | 1 | To adopt the plan of merger by and among Independence Community Bank Corp. And Staten Island Bancorp, Inc. | M | For | For |
Information Holdings, Inc. | IHI | 456727106 | 04/20/04 | 04/23/04 | 1 | Election of directors. | M | For | For |
Information Holdings, Inc. | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Input/Output Incorporated | IO | 457652105 | 06/22/04 | 06/15/04 | 1 | Election of directors. | M | For | For |
Input/Output Incorporated | 2 | Approval of the 2004 long-term incentive plan. | M | For | For | ||||
Input/Output Incorporated | 3 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Insight Enterprises, Inc. | NSIT | 45765U103 | 04/29/04 | 04/21/04 | 1 | Election of directors. | M | For | For |
Insight Enterprises, Inc. | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Insituform Technologies, Inc. | INSU | 457667103 | 04/28/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Institutional Gov't Money Market Fund. | 99FTFKGD8 | 11/06/03 | 11/01/03 | 1 | Election of Directors. | M | For | For | |
Institutional Gov't Money Market Fund. | 2 | Approval of the amended and restated declaration of trust. | M | For | For | ||||
Institutional Gov't Money Market Fund. | 3 | Approval of a change to a fundamental investment limitation regarding inter-fund lending. | M | For | For | ||||
Institutional Gov't Money Market Fund. | 4 | Approval of the amended and restated investment advisory contract. | M | For | For | ||||
Institutional Gov't Money Market Fund. | 5 | Approval of a change to a fundamental investment limitation regarding diversification. | M | For | For | ||||
Insurance Auto Auctions, Inc. | IAAI | 457875102 | 06/16/04 | 06/10/04 | 1 | Election of directors. | M | For | For |
Insurance Auto Auctions, Inc. | 2 | To approve an amendment to the employee stock purchase plan. | M | For | For | ||||
Insurance Auto Auctions, Inc. | 3 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Integra Life Sciences Holdings Corp. | IART | 457985208 | 05/17/04 | 05/07/04 | 1 | Election of directors. | M | For | For |
Integra Life Sciences Holdings Corp. | 2 | Amendment of the 1998 employee stock purchase plan. | M | For | For | ||||
Integra Life Sciences Holdings Corp. | 3 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Interface Incorporated | IFSIA | 458665106 | 05/20/04 | 05/14/04 | 1 | Election of directors. | M | For | For |
Interface Incorporated | 2 | Approval of the executive bonus plan. | M | For | For | ||||
Intermagnetics General Corporation. | IMGC | 458771102 | 11/13/03 | 11/01/03 | 1 | Election of directors. | M | For | For |
Intermagnetics General Corporation. | 2 | Approval of the amended and restated 2000 stock option and stock award plan. | M | For | For | ||||
Intermet Corporation | 45881K104 | 04/15/04 | 04/06/04 | 1 | Election of directors. | M | For | For | |
Intermet Corporation | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Inter-tel Incorporated | INTL | 458372109 | 04/27/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Inter-tel Incorporated | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Inter-tel Incorporated | 3 | To transact any other business that may properly come before the meeting. | M | For | For | ||||
Intrado Inc. | TRDO | 46117A100 | 06/03/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time |
Intrado Inc. | 2 | Ratification of appointment of independent auditors. | M | For | No, did not receive proxy on time | ||||
Intrado Inc. | 3 | To transact any other business that may properly come before the meeting. | M | For | No, did not receive proxy on time | ||||
Intuit Incorporated | INTU | 461202103 | 10/30/03 | 10/15/03 | 1 | Election of directors. | M | For | For |
Intuit Incorporated | 2 | To approve the amendment of the 1996 employee stock purchase plan. | M | For | For | ||||
Intuit Incorporated | 3 | Ratification of Ernst&Young LLP as independent auditors. | M | For | For | ||||
Invacare Corporation | IVC | 461203101 | 05/26/04 | 05/15/04 | 1 | Election of directors. | M | For | For |
Invacare Corporation | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Investment Technology Group, Inc. | ITG | 46145F105 | 05/05/04 | 04/29/04 | 1 | Election of directors. | M | For | For |
Investment Technology Group, Inc. | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Invision Technologies, Inc. | INVN | 461851107 | 06/25/04 | 06/15/04 | 1 | To adopt the agreement and plan of merger by and among General Electric Company, Jet Acquisition Sub, Inc. and Invision. | MN | For | For |
Invision Technologies, Inc. | 2 | To adjourn or postpone the meeting if needed to solicit more votes to pass the merger agreement. | MN | For | For | ||||
Ionics Incorporated | ION | 462218108 | 05/06/04 | 04/28/04 | 1 | Election of directors. | M | For | For |
Ionics Incorporated | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Ionics, Incorporated | ION | 462218108 | 02/11/04 | 01/27/04 | 1 | To approve the issuance of common stock in connection with the proposed acquisition of the Ecolochem companies. | M | For | For |
Ionics, Incorporated | 2 | To approve an amendment to the articles of organization to increase the number of authorized shares of common stock. | M | For | For | ||||
Ionics, Incorporated | 3 | To approve an amendment to the 1997 stock incentive plan to increase the number of shares available for issuance. | M | For | For | ||||
Ionics, Incorporated | 4 | To approve an amendment to the 1997 stock incentive plan to authorize grants for restricted stock.issuance. | M | For | For | ||||
Irwin Financial Corp. | IFC | 464119106 | 04/08/04 | 03/25/04 | 1 | Election of directors. | M | For | For |
Irwin Financial Corp. | 2 | The amendments to the 2001 stock plan. | M | For | For | ||||
Irwin Financial Corp. | 3 | The amendment to the 1999 outside director restricted stock compensation plan. | M | For | For | ||||
Irwin Financial Corp. | 4 | Approval of the short term incentive plan. | M | For | For | ||||
Itron Incorporated | ITRI | 465741106 | 05/06/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
Itron Incorporated | 2 | Approval of the amended and restated 2000 stock incentive plan. | M | For | For | ||||
J&J Snack Foods Corp. | JJSF | 466032109 | 02/05/04 | 01/21/04 | 1 | Election of directors. | M | For | For |
J&J Snack Foods Corp. | 2 | Approval of the performance-based compensation for Gerald B. Shreiber. | M | For | For | ||||
J2 Global Communications, Inc. | JCOM | 46626205 | 04/28/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
J2 Global Communications, Inc. | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
J2 Global Communications, Inc. | 3 | To transact such other business that may properly come before the meeting. | M | For | For | ||||
Jakks Pacific, Inc. | JAKK | 47012106 | 09/03/03 | 08/27/03 | 1 | Election of directors. | M | For | For |
Jakks Pacific, Inc. | 2 | Appointment of the firm PKF as public accountants. | M | For | For | ||||
Jakks Pacific, Inc. | 3 | Vote in their discretion upon such other matters that may come before the meeting. | M | For | For | ||||
JDA Software Group, Inc. | JDAS | 46612K108 | 05/17/04 | 05/07/04 | 1 | Election of directors. | M | For | For |
JDA Software Group, Inc. | 2 | Ratification of independent public accountants. | M | For | For | ||||
JLG Industries, Inc. | JLG | 466210101 | 11/20/03 | 11/13/03 | 1 | Election of directors. | M | For | For |
JLG Industries, Inc. | 2 | Approval of the 2003 long term incentive plan. | M | For | For | ||||
JLG Industries, Inc. | 3 | Ratification of Ernst&Young LLP as independent auditors. | M | For | For | ||||
Jo-Ann Stores, Inc. | JAS--A | 47758P109 | 11/04/03 | 10/25/03 | 1 | Reclassification of shares. | M | For | For |
Jo-Ann Stores, Inc. | JAS | 47758P307 | 06/10/04 | 06/01/04 | 1 | Election of directors. | M | For | For |
Jo-Ann Stores, Inc. | 2 | Amend our code of regulations to reduce from 80% to 662/3% the shareholder vote required to effect any change in the number of directors. | M | For | For | ||||
Jo-Ann Stores, Inc. | 3 | Amend our code of regulations to reduce from 80% to 662/3% the shareholder vote required to alter or eliminate certain shareholder protective measures. | M | For | For | ||||
Jo-Ann Stores, Inc. | 4 | Approval of the material terms of the performance goals under the company's 1998 incentive compensation plan. | M | For | For | ||||
Jo-Ann Stores, Inc. | 2 | Raise the percentage of shares required to call special meetings of the shareholders. | M | For | For | ||||
Jo-Ann Stores, Inc. | 3 | Advance notice of proposals or director nominations to be made at shareholder meetings. | M | For | For | ||||
Jo-Ann Stores, Inc. | 4 | 80% shareholder vote to change the number of directors when not approved by our board. | M | For | For | ||||
Jo-Ann Stores, Inc. | 5 | 80% shareholder vote to eliminate shareholder protective measures, including our staggered board. | M | For | For | ||||
John H. Harland Company | JH | 412693103 | 04/22/04 | 04/14/04 | 1 | Election of directors. | M | For | For |
K2 Incorporated | KTO | 482732104 | 05/13/04 | 05/06/04 | 1 | Election of directors. | M | For | For |
K2 Incorporated | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
K2 Incorporated | 3 | Approval of the 2004 long-term incentive plan. | M | For | For | ||||
K2 Incorporated | 4 | Approval of the amendment to increase the number of authorized shares of common stock. | M | For | For | ||||
Kansas City Southern | KCS | 485170302 | 05/06/04 | 04/28/04 | 1 | Election of directors. | M | For | For |
Kansas City Southern | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Kaydon Corporation | KDN | 486587108 | 05/07/04 | 04/29/04 | 1 | Election of directors. | M | For | For |
Kaydon Corporation | 2 | Ratify selection of independent accountants. | M | For | For | ||||
Keithley Instruments, Inc. | KEI | 487584104 | 02/14/04 | 01/28/04 | 1 | Election of directors. | M | For | For |
Kellwood Company | KWD | 488044108 | 06/03/04 | 05/20/04 | 1 | Election of directors. | M | For | For |
Kellwood Company | 2 | Issue a report on the company's code of conduct which adresses human rights and global labor standards. | S | Against | Against | ||||
Kilroy Realty Corporation | KRC | 49427F108 | 05/18/04 | 05/08/04 | 1 | Election of directors. | M | For | For |
Kirby Corporation | KEX | 497266106 | 04/27/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Kirby Corporation | 2 | Approval of the amendments to the 2000 non-employee director stock option plan. | M | For | For | ||||
Knight Transportation, Inc. | KNGT | 499064103 | 05/21/04 | 05/11/04 | 1 | Election of directors. | M | For | For |
Kopin Corporation | KOPN | 500600101 | 04/21/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Kopin Corporation | 2 | Approval of the amendment to the 2001 equity incentive plan. | M | For | For | ||||
Kopin Corporation | 3 | Ratification of Deloitte & Touche LLP as independent accountants. | M | For | For | ||||
Kroll Incorporated | KROL | 501049100 | 05/26/04 | 05/15/04 | 1 | Election of directors. | M | For | For |
Kroll Incorporated | 2 | Approval of the 2004 incentive compensation plan. | M | For | For | ||||
Kroll Incorporated | 3 | Ratification of Deloitte & Touche LLP as independent accountants. | M | For | For | ||||
Kronos Incorporated | KRON | 501052104 | 02/12/04 | 01/28/04 | 1 | Election of directors. | M | For | For |
Kronos Incorporated | 2 | To approve an amendment to the 2002 stock incentive plan. | M | For | For | ||||
Kronos Incorporated | 3 | Approval of the auditing firm of Ernst & Young LLP. | M | For | For | ||||
Kronos Incorporated | 4 | To transact any other business that may properly come before the meeting. | M | For | For | ||||
K-Swiss Incorporated | KSWS | 482686102 | 12/11/03 | 12/05/03 | 1 | To approve the amendments to article V of the company's amended and restated certificate of incorporation. | M | For | For |
K-Swiss, Inc. | KSWS | 482686102 | 05/06/04 | 04/28/04 | 1 | Election of directors. | M | For | For |
K-Swiss, Inc. | 2 | Ratification of Grant Thorton LLP as independent auditors. | M | For | For | ||||
Kulicke and Soffa Industries, Inc. | KLIC | 501242101 | 02/10/04 | 01/26/04 | 1 | Election of directors. | M | For | For |
Kulicke and Soffa Industries, Inc. | 2 | Approval of the accounting firm of Pricewaterhouse Coopers LLP. | M | For | For | ||||
Lance, Incorporated | LANCE | 514606102 | 04/22/04 | 04/14/04 | 1 | Election of directors. | M | For | For |
Lance, Incorporated | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Land America Financial Group, Inc. | LFG | 514936103 | 05/26/04 | 05/15/04 | 1 | Election of directors. | M | For | For |
Land America Financial Group, Inc. | 2 | Approval of the 2000 stock incentive plan. | M | For | For | ||||
Land America Financial Group, Inc. | 3 | Approval of the executive voluntary deferral plan. | M | For | For | ||||
Land America Financial Group, Inc. | 4 | Approval of the outside directors deferral plan. | M | For | For | ||||
Landry's Restaurants, Inc. | LNY | 51508L103 | 06/03/04 | 05/25/04 | 1 | Election of directors. | M | For | For |
Landstar System, Inc. | LSTR | 515098101 | 05/13/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
Landstar System, Inc. | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Landstar System, Inc. | 3 | Approval of the amendment to increase the number of shares of common stock. | M | For | For | ||||
Lawson Products, Inc. | LAWS | 520776105 | 05/11/04 | 05/02/04 | 1 | Election of directors. | M | For | For |
La-z-boy Incorporated | LZB | 505336107 | 08/12/03 | 08/05/03 | 1 | Election of directors. | M | For | For |
La-z-boy Incorporated | 2 | Approval of the restricted stock plan for non-employee directors. | M | For | For | ||||
Lexington Corporate Properties | LXP | 529043101 | 05/26/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time |
Libbey, Inc. | LBY | 529898108 | 05/06/04 | 05/01/04 | 1 | Election of directors. | M | For | For |
Libbey, Inc. | 2 | Approval of the amended and restated 1999 equity participation plan. | M | For | For | ||||
Lindsay Manufacturing Co. | LNN | 535555106 | 01/21/04 | 01/12/04 | 1 | Election of directors. | M | For | For |
Lindsay Manufacturing Co. | 2 | Approval of the auditing firm of KPMG, LLP. | M | For | For | ||||
Linens N Things, Inc. | LIN | 535679104 | 05/06/04 | 05/01/04 | 1 | Election of directors. | M | For | For |
Linens N Things, Inc. | 2 | Approve the adoption of the 2004 stock award and incentive plan. | M | For | For | ||||
Lydall, Inc. | LDL | 550819106 | 04/22/04 | 04/15/04 | 1 | Election of directors. | M | For | For |
Lydall, Inc. | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
M.D.C. Holdings, Inc. | MDC | 552676108 | 04/26/04 | 04/23/04 | 1 | Election of directors. | M | For | For |
M.D.C. Holdings, Inc. | 2 | Preparation of a sustainability report. | M | Against | Against | ||||
Macdermid, Incorporated | MRD | 554273102 | 04/27/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Macdermid, Incorporated | 2 | Ratification of KPMG LLP as independent accountants. | M | For | For | ||||
Macdermid, Incorporated | 3 | Approval of the amendment to the 2001 key executive performance equity plan. | M | For | For | ||||
Macdermid, Incorporated | 4 | Approval of the amendment to the 1995 equity incentive plan. | M | For | For | ||||
Macdermid, Incorporated | 5 | To transact any other business that may properly come before the meeting. | M | For | For | ||||
MAF Bancorp, Inc. | MAFB | 55261R108 | 04/28/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
MAF Bancorp. | MAFB | 55261R108 | 11/25/03 | 11/13/03 | 1 | Approval of the agreement and plan of reorganization among MAF Bancorp, Inc. and St. Francis Capital Corporation. | M | For | For |
MAF Bancorp. | 2 | Approval of the incentive compensation plan. | M | For | For | ||||
Magnetek, Incorporated. | MAG | 559424106 | 10/29/03 | 10/21/03 | 1 | Election of directors. | M | For | For |
Manhattan Associates, Inc. | MANH | 562750109 | 05/21/04 | 05/14/04 | 1 | Election of directors. | M | For | For |
Manhattan Associates, Inc. | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Mantech International Corporation | MANT | 564563104 | 06/23/04 | 06/15/04 | 1 | Election of directors. | M | For | For |
Mantech International Corporation | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Mapinfo Corporation | MAPS | 565105103 | 02/12/04 | 01/28/04 | 1 | Election of directors. | M | For | For |
Mapinfo Corporation | 2 | Approval of an amendment to the 1993 employee stock purchase plan. | M | For | For | ||||
Mapinfo Corporation | 3 | Approval of an amendment to the 1993 director stock plan. | M | For | For | ||||
Mapinfo Corporation | 4 | Ratification of independent auditors. | M | For | For | ||||
Massey Energy Company | MEE | 576206106 | 05/18/04 | 05/08/04 | 1 | Election of directors. | M | For | For |
Massey Energy Company | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Massey Energy Company | 3 | Shareholder approval of all future severance agreements with senior executives. | S | Against | Against | ||||
Material Sciences Corporation | MSC | 576674105 | 06/24/04 | 06/15/04 | 1 | Election of directors. | M | For | For |
Material Sciences Corporation | 2 | Authorize proxies to vote on any other matters that may properly come before the meeting. | M | For | For | ||||
Maverick Tube Corporation | MVK | 577914104 | 05/03/04 | 04/26/04 | 1 | Election of directors. | M | For | For |
Maverick Tube Corporation | 2 | Approval of 2004 omnibus incentive plan. | M | For | For | ||||
Maverick Tube Corporation | 3 | Approval of 2004 stock incentive plan for non-employee directors. | M | For | For | ||||
Maverick Tube Corporation | 4 | Ratification of the appointment of independent auditors. | M | For | For | ||||
Maximus, Inc. | MMS | 577933104 | 03/18/04 | 02/25/04 | 1 | Election of directors. | M | For | For |
Maximus, Inc. | 2 | To approve the 1997 employee stock purchase plan. | M | For | For | ||||
Medicis Pharmaceutical Corp. | MRX | 584690309 | 11/19/03 | 11/13/03 | 1 | Election of directors. | M | For | For |
Medicis Pharmaceutical Corp. | 2 | To approve an amended and restated certificate of incorporation. | M | For | For | ||||
Medicis Pharmaceutical Corp. | 3 | Ratification of Ernst&Young LLP as independent auditors. | M | For | For | ||||
Memberworks Incorporated. | MBRS | 586002107 | 11/20/03 | 11/13/03 | 1 | Election of directors. | M | For | For |
Memberworks Incorporated. | 2 | Ratification of PricewaterhouseCoopers LLP as independent public accountants. | M | For | For | ||||
Mentor Corp. | MNT | 587188103 | 09/10/03 | 09/02/03 | 1 | Election of directors. | M | For | For |
Mentor Corp. | 2 | The number of directors shall be established by resolution of the board of directors. | M | For | For | ||||
Mentor Corp. | 3 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Mercury Computer Systems, Inc. | MRCY | 589378108 | 11/17/03 | 11/10/03 | 1 | Election of directors. | M | For | For |
Mercury Computer Systems, Inc. | 2 | To approve an amendment to the 1997 stock option plan to increase the number of shares.. | M | For | For | ||||
Mercury Computer Systems, Inc. | 3 | To approve an amendment to the 1997 stock option plan to authorize grants of restricted stock.. | M | For | For | ||||
Merit Medical Systems, Inc. | MMSI | 589889104 | 05/25/04 | 05/20/04 | 1 | Election of directors. | M | For | For |
Merit Medical Systems, Inc. | 2 | Approval to amend the 1999 omnibus stock incentive plan. | M | For | For | ||||
Merit Medical Systems, Inc. | 3 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Meritage Corporation | MTH | 59001A102 | 05/12/04 | 05/03/04 | 1 | Election of directors. | M | For | For |
Meritage Corporation | 2 | Approval of the amendment to the stock option plan. | M | For | For | ||||
Mesa Air Group, Inc. | MESA | 590479101 | 03/02/04 | 02/23/04 | 1 | Election of directors. | M | For | For |
Mesa Air Group, Inc. | 2 | Ratification of the 2003 employee stock incentive plan. | M | For | For | ||||
Mesa Air Group, Inc. | 3 | The adoption or extension of any current or future poison pill and all future poison pills put to a shareholder vote. | S | Against | For | ||||
Mesa Air Group, Inc. | 4 | Approval of the auditing firm of Deloitte & Touche LLP. | M | For | For | ||||
Methode Electronics, Inc. | METHAO | 591520200 | 01/08/04 | 12/29/03 | 1 | Adoption of the merger agreement and approval of the merger. | MN | For | For |
Methode Electronics, Inc. | METHAO | 591520200 | 02/17/04 | 02/03/04 | 1 | Election of directors. | M | For | For |
Methode Electronics, Inc. | METHAO | 591520200 | 07/10/03 | 07/04/03 | 1 | Approval of the making of a tender offer by Methode to purchase all outstanding shares of class B common stock at a price of $20.00 per share in cash. | M | For | For |
MGI Pharma, Inc. | MOGN | 552880106 | 05/11/04 | 05/01/04 | 1 | Election of directors. | M | For | For |
MGI Pharma, Inc. | 2 | Amendment of the stock incentive plan to increase the maximum number of shares available for award. | M | For | For | ||||
MGI Pharma, Inc. | 3 | Approval of the amended and restated employee stock purchase plan. | M | For | For | ||||
MGI Pharma, Inc. | 4 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Micros Systems, Inc. | MCRS | 594901100 | 11/21/03 | 11/13/03 | 1 | Election of directors. | M | For | For |
Micros Systems, Inc. | 2 | Ratification of PricewaterhouseCoopers LLP as independent public auditors. | M | For | For | ||||
Micros Systems, Inc. | 3 | Approve the amendment to the 1991 stock option plan. | M | For | For | ||||
Microsemi Corporation | MSCC | 595137100 | 02/25/04 | 02/18/04 | 1 | Election of directors. | M | For | For |
Mid Atlantic Medical Services, Inc. | MME | 59523C107 | 02/10/04 | 01/27/04 | 1 | To adopt the agreement and plan of merger by and among United Health Group Inc., MU Acquisition LLC and Mid Atlantic Medical Services Inc. | M | For | For |
Mid Atlantic Medical Services, Inc. | 2 | To authorize the proxies to vote to adjourn the special meeting to solicit additional votes to pass the merger agreement. | M | For | For | ||||
Midas Incorporated | MDS | 595626102 | 05/11/04 | 05/01/04 | 1 | Election of directors. | M | For | For |
Midas Incorporated | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Midway Games Incorporated | MWY | 598148104 | 10/30/03 | 10/20/03 | 1 | To approve the issuance of common stock. | M | For | For |
Midway Games, Inc. | MWY | 598148104 | 06/10/04 | 06/01/04 | 1 | Election of directors. | M | For | For |
Midway Games, Inc. | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Mobile Mini Incorporated | MINI | 60740F105 | 06/23/04 | 06/15/04 | 1 | Election of directors. | M | For | For |
Mobile Mini Incorporated | 2 | Ratification of independent auditors. | M | For | For | ||||
Monaco Coach Corporation | MNC | 60886R103 | 05/18/04 | 05/08/04 | 1 | Election of directors. | M | For | For |
Monaco Coach Corporation | 2 | Re-approval of the executive variable compensation plan. | M | For | For | ||||
Monaco Coach Corporation | 3 | Ratification of Pricewaterhouse Coopers LLP as independent accountants. | M | For | For | ||||
Movie Gallery, Inc. | MOVI | 624581104 | 06/15/04 | 06/10/04 | 1 | Election of directors. | M | For | For |
Movie Gallery, Inc. | 2 | Ratification of as independent auditors. | M | For | For | ||||
MRO Software, Inc. | MROI | 55347W105 | 03/09/04 | 02/24/04 | 1 | Election of directors. | M | For | For |
MRO Software, Inc. | 2 | Approval of the amended and restated 1999 equity incentive plan. | M | For | For | ||||
MRO Software, Inc. | 3 | Approval of the accounting firm of Pricewaterhouse Coopers LLP. | M | For | For | ||||
Mueller Industries, Inc. | MLI | 624756102 | 04/29/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Mueller Industries, Inc. | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Myers Industries, Inc. | 628464109 | 04/21/04 | 04/12/04 | 1 | Election of directors. | M | For | For | |
Nash Finch Company | NAFC | 631158102 | 05/18/04 | 05/08/04 | 1 | Election of directors. | M | For | For |
Nash Finch Company | NAFC | 631158102 | 07/08/03 | 07/03/03 | 1 | Election of directors. | M | For | For |
Nautica Enterprises, Inc. | NAUT | 639089101 | 07/08/03 | 07/05/03 | 1 | Election of directors. | M | For | For |
Nautica Enterprises, Inc. | NAUT | 639089101 | 08/27/03 | 08/22/03 | 1 | Approval of the merger between Nautica and Voyager Acquisition Corporation. | M | For | For |
Nautica Enterprises, Inc. | 2 | Appointment of Grant Thornton LLP as independent public accountants. | M | For | For | ||||
Nautica Enterprises, Inc. | 2 | Adjournment of the special meeting if there are not enough proxy votes to carry out the merger. | M | For | For | ||||
NBTY Incorporporated | NTY | 628782104 | 04/26/04 | 04/23/04 | 1 | Election of directors. | M | For | For |
NBTY Incorporporated | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
NCO Group, Inc. | NCOG | 628858102 | 03/26/04 | 03/10/04 | 1 | Approval of the merger by and among NCO Group, Inc., and NCO Portfolio management Inc. | M | For | For |
NCO Group, Inc. | NCOG | 628858102 | 05/17/04 | 05/07/04 | 1 | Election of directors. | M | For | For |
NCO Group, Inc. | 2 | Approval of the 2004 equity incentive plan. | M | For | For | ||||
NDC Health Corporation. | 639480102 | 10/23/03 | 10/15/03 | 1 | Election of directors. | M | For | For | |
Netegrity Incorporated | NETE | 64110P107 | 05/26/04 | 05/15/04 | 1 | Election of directors. | M | For | For |
Netegrity Incorporated | 2 | Approval of the 2004 stock incentive plan. | M | For | For | ||||
Netegrity Incorporated | 3 | Adjournment of the annual meeting if needed to solicit additional proxies. | M | For | For | ||||
Network Equitment Technologies Inc. | NWK | 641208103 | 08/12/03 | 08/02/03 | 1 | Election of directors. | M | For | For |
Network Equitment Technologies Inc. | 2 | Ratification of Deloitte & Touche LLP as independent accountant's. | M | For | For | ||||
Network Equitment Technologies Inc. | 3 | To approve an ammendment to the company's 1993 stock option plan. | M | For | For | ||||
Network Equitment Technologies Inc. | 4 | To approve an ammendment to the company's 1998 employee stock purchase plan. | M | For | For | ||||
New Century Financial Corp. | NCEN | 64352D101 | 09/10/03 | 09/02/03 | 1 | Adoption of a certificate of amendment to the company's amended and restated certificate of incorporation. | M | For | For |
New England Business Service, Inc. | NEB | 643872104 | 10/24/03 | 10/15/03 | 1 | Election of directors. | M | For | For |
New England Business Service, Inc. | 2 | Ratification of Deloitte&Touche LLP as independent auditors. | M | For | For | ||||
New Jersey Resources Corp. | NJR | 646025106 | 01/21/04 | 01/15/04 | 1 | Election of directors. | M | For | For |
New Jersey Resources Corp. | 2 | Approval of the auditing firm of Deloitte & Touche LLP. | M | For | For | ||||
Newfield Exploration Company | NFX | 651290108 | 05/06/04 | 04/28/04 | 1 | Election of directors. | M | For | For |
Newfield Exploration Company | 2 | Approval of the 2004 omnibus stock plan. | M | For | For | ||||
Newfield Exploration Company | 3 | Approval of the amendment to increase the number of authorized shares. | M | For | For | ||||
Newfield Exploration Company | 4 | Ratify selection of independent accountants. | M | For | For | ||||
Northwestern Corp. | NOR | 668074107 | 08/26/03 | 08/20/03 | 1 | Election of directors. | M | For | For |
Northwestern Corp. | 2 | Adoption of restated certificate of incorporation. | M | For | For | ||||
Northwestern Corp. | 3 | Ratification of Deloitte & Touche as independent auditors. | M | For | For | ||||
Noven Pharmaceuticals, Inc. | NOVN | 670009109 | 05/18/04 | 05/08/04 | 1 | Election of directors. | M | For | For |
Noven Pharmaceuticals, Inc. | 2 | Approval of the 1999 long-term incentive plan. | M | For | For | ||||
Noven Pharmaceuticals, Inc. | 3 | Ratification of accountants. | M | For | For | ||||
NVR Incorporated | NVR | 62944T105 | 05/03/04 | 04/26/04 | 1 | Election of directors. | M | For | For |
NVR Incorporated | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
NVR Incorporated | 3 | Approval of the amendment to the restated articles of incorporation. | M | For | For | ||||
NVR Incorporated | 4 | Approval of the amendment to the bylaws to provide that director independence will be determined based on standards of a national security exchange. | M | For | For | ||||
NVR Incorporated | 5 | Approval of the amendment to the bylaws to provide that each standing committee will have powers determined by the board. | M | For | For | ||||
NVR Incorporated | 6 | Approval of the amendment to the bylaws to provide that the board of directors shall consist of no less than seven and no more than thirteen directors. | M | For | For | ||||
NVR Incorporated | 7 | Approval of amendments to the bylaws to eliminate references that are no longer relevant. | M | For | For | ||||
NVR Incorporated | 8 | Preparation of a sustainability report. | M | Against | Against | ||||
Nyfix, Incorporated. | 670712108 | 10/21/03 | 10/11/03 | 1 | To reincorporate the company in Delaware. | M | For | For | |
Oceoneering International, Inc. | OII | 675232102 | 05/14/04 | 05/06/04 | 1 | Election of directors. | M | For | For |
Oceoneering International, Inc. | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Odyssey Healthcare, Inc. | ODSY | 67611V101 | 05/06/04 | 04/28/04 | 1 | Election of driectors. | M | For | For |
Odyssey Healthcare, Inc. | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Offshore Logistics, Inc. | OLG | 676255102 | 09/15/03 | 09/10/03 | 1 | Election of directors. | M | For | For |
Offshore Logistics, Inc. | 2 | Approval of the 2003 nonqualified stock option plan for non-employee directors. | M | For | For | ||||
Omnova Solutions Inc. | 682129101 | 03/25/04 | 02/25/04 | 1 | Election of directors. | M | For | For | |
Omnova Solutions Inc. | 2 | Approval of the auditing firm of Ernst & Young LLP. | M | For | For | ||||
On Assignment, Inc. | ASGN | 682159108 | 06/15/04 | 06/10/04 | 1 | Election of directors. | M | For | For |
On Assignment, Inc. | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Orthodontic Centers of America, Inc. | OCA | 68750P103 | 05/27/04 | 05/25/04 | 1 | Election of directors. | M | For | For |
Orthodontic Centers of America, Inc. | 2 | Ratification of Pricewaterhouse Cooper LLP as independent accountants. | M | For | For | ||||
Oshkosh B' Gosh, Inc. | Gosha | 688222207 | 05/04/04 | 04/28/04 | 1 | Election of directors. | M | For | For |
Oshkosh Truck Corp. | OSK | 688239201 | 02/03/04 | 01/21/04 | 1 | Election of directors. | M | For | For |
Osteotech Incorporated | OSTE | 688582105 | 06/10/04 | 06/01/04 | 1 | Election of directors. | M | For | For |
Osteotech Incorporated | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Owens & Minor, Inc. | OMI | 690732102 | 04/29/04 | 04/21/04 | 1 | Election of directors. | M | For | For |
Owens & Minor, Inc. | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Oxford Industries, Inc. | OXM | 691497309 | 10/06/03 | 09/29/03 | 1 | Election of directors. | M | For | For |
Oxford Industries, Inc. | 2 | Adoption of the executive performance incentive plan. | M | For | For | ||||
Oxford Industries, Inc. | 3 | To approve the first amendment to the 1997 stock plan. | M | For | For | ||||
Oxford Industries, Inc. | 4 | To approve the first amendment to the 1997 restricted stock plan. | M | For | For | ||||
Oxford Industries, Inc. | 5 | To approve an increase in the number of authorized shares of common stock. | M | For | For | ||||
Oxford Industries, Inc. | 6 | Ratify the appointment of Ernst&Young as independent auditors. | M | For | For | ||||
P.F. Chang's China Bistro, Inc. | PFCB | 69333Y108 | 04/23/04 | 04/21/04 | 1 | Election of directors. | M | For | For |
P.F. Chang's China Bistro, Inc. | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
P.F. Chang's China Bistro, Inc. | 3 | Amendment to the stock option plan. | M | For | For | ||||
P.F. Chang's China Bistro, Inc. | 4 | Approval of adjournment of the meeting , if needed to solicit additional proxies. | M | For | For | ||||
Pacific Sunwear of California, Inc. | PSUN | 694873100 | 05/19/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Pacific Sunwear of California, Inc. | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Panera Bread Company | PNRA | 68940W108 | 05/27/04 | 05/20/04 | 1 | Election of directors. | M | For | For |
Panera Bread Company | 2 | Ratification of Pricewaterhouse Cooper LLP as independent accountants. | M | For | For | ||||
Papa John's International, Inc. | PZZA | 698813102 | 05/13/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
Papa John's International, Inc. | 2 | Approval of the 2003 non-employee director stock option plan. | M | For | For | ||||
Papa John's International, Inc. | 3 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Parexel International Corp. | PRXL | 6994462107 | 11/11/03 | 11/01/03 | 1 | Election of directors. | M | For | For |
Parexel International Corp. | 2 | Ratification of Ernst&Young LLP as independent auditors. | M | For | For | ||||
Park Electrochemical Corp. | PKE | 700416209 | 07/17/03 | 07/09/03 | 1 | Election of directors. | M | For | For |
Patina Oil & Gas Corporation | POG | 703224105 | 05/20/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Patina Oil & Gas Corporation | 2 | Approval of an amendment to the certificate of incorporation. | M | For | For | ||||
Patina Oil & Gas Corporation | 3 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Patina Oil & Gas Corporation | 4 | To transact any other business that may properly come before the meeting. | M | For | For | ||||
Paxar Corporation | PXR | 704227107 | 04/29/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Pediatrix Medical Group, Inc. | PDX | 705324101 | 05/20/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Pediatrix Medical Group, Inc. | 2 | Approval of the 2004 incentive compensation plan. | M | For | For | ||||
Pegasus Solutions, Inc. | PEGS | 705906105 | 05/03/04 | 05/02/04 | 1 | Election of directors. | M | For | For |
Pegasus Solutions, Inc. | 2 | Ratification of the appointment of independent auditors. | M | For | For | ||||
Penford Corporation | PENX | 707051108 | 01/20/04 | 01/15/04 | 1 | Election of directors. | M | For | For |
Pericom Semiconductor Corp. | 713831105 | 12/17/03 | 12/09/03 | 1 | Election of directors. | M | For | For | |
Pericom Semiconductor Corp. | 2 | Ratification of Deloitte&Touche LLP as independent auditors. | M | For | For | ||||
Pharmaceutical Product Development, Inc. | PPDI | 717124101 | 05/19/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Pharmaceutical Product Development, Inc. | 2 | Proxies are authorized to vote in their discretion upon other matters that may properly come before the meeting. | M | For | For | ||||
Philadelphia Consolidated Holding Corp. | PHLY | 717528103 | 04/29/04 | 04/28/04 | 1 | Election of directors. | M | For | For |
Philadelphia Consolidated Holding Corp. | 2 | Approval of an amendment to the employee stock option plan. | M | For | For | ||||
Philadelphia Consolidated Holding Corp. | 3 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Phillips-Van Heusen Corporation | PVH | 718592108 | 06/15/04 | 06/10/04 | 1 | Election of directors. | M | For | For |
Phillips-Van Heusen Corporation | 2 | To approve an amendment to the 2003 stock option plan. | M | For | For | ||||
Phillips-Van Heusen Corporation | 3 | Appointment of auditors. | M | For | For | ||||
Phoenix Technologies LTD. | PTEC | 719153108 | 03/08/04 | 02/25/04 | 1 | Election of directors. | M | For | For |
Phoenix Technologies LTD. | 2 | To approve the 2001 employee stock purchase plan. | M | For | For | ||||
Phoenix Technologies LTD. | 3 | Approval of the auditing firm of Ernst & Young LLP. | M | For | For | ||||
Photon Dynamics, Inc. | PHTN | 719364101 | 01/26/04 | 01/20/04 | 1 | Election of directors. | M | For | For |
Photon Dynamics, Inc. | 2 | To approve the amended and restated 1995 stock option plan. | M | For | For | ||||
Photon Dynamics, Inc. | 3 | To approve the 1995 employee stock purchase plan. | M | For | For | ||||
Photon Dynamics, Inc. | 4 | Approval of the auditing firm of Ernst & Young LLP. | M | For | For | ||||
Photronics, Inc. | PLAB | 719405102 | 03/24/04 | 03/10/04 | 1 | Election of directors. | M | For | For |
Photronics, Inc. | 2 | Approval of the employee stock purchase plan. | M | For | For | ||||
Piedmont Natural Gas Company, Inc. | PNY | 720186105 | 02/27/04 | 02/18/04 | 1 | Election of directors. | M | For | For |
Piedmont Natural Gas Company, Inc. | 2 | Approval of the auditing firm of Deloitte & Touche LLP. | M | For | For | ||||
Piedmont Natural Gas Company, Inc. | 3 | Approval of the executive long-term incentive plan. | M | For | For | ||||
Pinnacle Systems, Inc. | PCLE | 723481107 | 10/29/03 | 10/19/03 | 1 | Election of directors. | M | For | For |
Pinnacle Systems, Inc. | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Pinnacle Systems, Inc. | 3 | To approve the 2004 employee stock purchase plan. | M | For | For | ||||
Pioneer- Standard Electronics, Inc. | PIOCF | 723877106 | 09/12/03 | 09/08/03 | 1 | Approval of the amendment to the amended articles of incorporation to change the name of the company. | M | For | For |
Pioneer-Standard Electronics | PIOS | 723877106 | 07/29/03 | 07/25/03 | 1 | Election of directors. | M | For | For |
Piper Jaffray Companies | PJC | 724078100 | 04/28/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Piper Jaffray Companies | 2 | Approval of the amended and restated 2003 annual and long-term incentive plan. | M | For | For | ||||
Piper Jaffray Companies | 3 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Plains Exploration & Prod Cocom | PXP | 726505100 | 04/15/04 | N/A | 1 | Approval of the plan of merger by and among Plains Exploration and Neuvo Energy Corp. | M | For | NO, did not receive proxy on time |
Plains Exploration & Prod Cocom | 2 | Approve the issuance of Plains common stock to Neuvo stockholders. | M | For | NO, did not receive proxy on time | ||||
Plains Exploration & Prod Cocom | 3 | Approval of an amendment to increase the number of shares of common stock. | M | For | NO, did not receive proxy on time | ||||
Plains Exploration & Prod Cocom | 4 | Election of directors. | M | For | NO, did not receive proxy on time | ||||
Plains Exploration & Prod Cocom | 5 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | NO, did not receive proxy on time | ||||
Plains Exploration & Prod Cocom | 6 | To transact any other business that may properly come before the meeting. | M | For | NO, did not receive proxy on time | ||||
Planar Systems, Inc. | PLNR | 726900103 | 01/29/04 | 01/20/04 | 1 | Election of directors. | M | For | For |
Polaris Industries, Inc. | PII | 731068102 | 04/22/04 | 04/21/04 | 1 | Election of directors. | M | For | For |
Polaris Industries, Inc. | 2 | Approval of the senior executive incentive compensation plan. | M | For | For | ||||
Polaris Industries, Inc. | 3 | Approval of the long term incentive plan. | M | For | For | ||||
Polaris Industries, Inc. | 4 | Approval of the 1995 stock option plan. | M | For | For | ||||
Polaris Industries, Inc. | 5 | To transact any other business that may propoerly come before the meeting. | M | For | For | ||||
Polymedica Corp. | PLMD | 731738100 | 09/26/03 | 09/20/03 | 1 | Election of directors. | M | For | For |
Polymedica Corp. | 2 | Ratification of PricewaterhouseCoopers LLP as independent accountants. | M | For | For | ||||
Polyone Corporation | POL | 73179P106 | 05/20/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Polyone Corporation | 2 | Approval of the deferred compensation plan for non-employee directors. | M | For | For | ||||
Pope & Talbot, Inc. | POP | 732827100 | 04/30/04 | 04/21/04 | 1 | Election of directors. | M | For | For |
Pope & Talbot, Inc. | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Possis Medical, Inc. | POSS | 737407106 | 12/10/03 | 12/04/03 | 1 | Election of directors. | M | For | For |
Possis Medical, Inc. | 2 | Ratification of Deloitte&Touche LLP as independent auditors. | M | For | For | ||||
Presidential Life Corporation | PLFE | 740884101 | 05/19/04 | 05/14/04 | 1 | Election of directors. | M | For | For |
Presidential Life Corporation | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
PRG-Schultz International, Inc. | PRGX | 69357C107 | 05/18/04 | 05/08/04 | 1 | Election of directors. | M | For | For |
PRG-Schultz International, Inc. | 2 | Adoption of the 2004 executive incentive plan. | M | For | For | ||||
Prime Hospitality Corporation | PDQ | 741917108 | 05/20/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Priority Healthcare Corporation | PHCC | 74264T102 | 05/17/04 | 05/07/04 | 1 | Election of directors. | M | For | For |
Priority Healthcare Corporation | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Priority Healthcare Corporation | 3 | Approval of the amendment to the outside directors stock opton plan. | M | For | For | ||||
Progress Software Corporation | PRGS | 743312100 | 04/22/04 | 04/14/04 | 1 | Election of directors. | M | For | For |
Progress Software Corporation | 2 | To set the number of directors at six. | M | For | For | ||||
Progress Software Corporation | 3 | To approve an amendment to the 1991 employee stock purchase plan. | M | For | For | ||||
Provident Bankshares Corp. | PBKS | 743859100 | 04/21/04 | 04/13/04 | 1 | Election of directors. | M | For | For |
Provident Bankshares Corp. | 2 | Approval of the plan of merger by and among Provident Bankshares Corp. and Southern Financial Bancorp. | M | For | For | ||||
Provident Bankshares Corp. | 3 | Approval of the 2004 equity compensation plan. | M | For | For | ||||
Provident Bankshares Corp. | 4 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Province Healthcare Company | PRV | 743977100 | 05/18/04 | 05/08/04 | 1 | Election of directors. | M | For | For |
Province Healthcare Company | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
QRS Corporation | QRSI | 74726X105 | 06/08/04 | 05/29/04 | 1 | Election of directors. | M | For | For |
QRS Corporation | 2 | Ratification of Pricewaterhouse Cooper LLP as independent auditors. | M | For | For | ||||
QRS Corporation | 3 | Approval of the 2004 employee stock purchase plan. | M | For | For | ||||
Quaker Chemical Corporation | KWR | 747316107 | 05/05/04 | 04/29/04 | 1 | Election of directors. | M | For | For |
Quaker Chemical Corporation | 2 | Ratification of Pricewaterhouse Cooper LLP as independent auditors. | M | For | For | ||||
Quanex Corporation | NX | 747620102 | 02/26/04 | 02/18/04 | 1 | Election of directors. | M | For | For |
Quanex Corporation | 2 | To ratify the employee stock purchase plan. | M | For | For | ||||
Quicksilver, Inc. | ZQK | 74838C106 | 03/26/04 | 03/10/04 | 1 | Election of directors. | M | For | For |
Quicksilver, Inc. | 2 | Approval of the 2000 stock incentive plan. | M | For | For | ||||
Quicksilver, Inc. | 2 | approval of the performance goals for the long-term incentive plan. | M | For | For | ||||
Radiant Systems, Inc. | RADS | 75025N102 | 01/30/04 | 01/21/04 | 1 | To approve the share exchange agreement between Radiant Systems and Erez Goren. | M | For | For |
Radiant Systems, Inc. | RADS | 75025N102 | 07/24/03 | 07/19/03 | 1 | Election of directors. | M | For | For |
Radisys Corporation | RSYS | 750459109 | 05/18/04 | 05/08/04 | 1 | Election of directors. | M | For | For |
Radisys Corporation | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Radisys Corporation | 3 | Amendment of the 1996 employee purchase plan. | M | For | For | ||||
Rainbow Technologies, Inc. | RNBO | 750862104 | 03/15/04 | 02/25/04 | 1 | To adopt the plan of reoranization by and among Ravens Acquisition Corp., and Rainbow Technologies, Inc. | M | For | For |
Rainbow Technologies, Inc. | 2 | To adjourn or postpone the meeting to another time if there are not a sufficient amount of votes to pass the reorganization. | M | For | For | ||||
Ralcorp Holdings, Inc. | RAH | 751028101 | 02/05/04 | 01/21/04 | 1 | Election of directors. | M | For | For |
Raymond James Financial, Inc. | RJF | 754730109 | 02/12/04 | N/A | 1 | Election of directors. | M | For | NO, did not receive proxy on time |
Raymond James Financial, Inc. | 2 | To approve incentive compensation criteria for certain executive officers. | M | For | NO, did not receive proxy on time | ||||
Raymond James Financial, Inc. | 3 | Approval of the auditing firm of KPMG LLP. | M | For | NO, did not receive proxy on time | ||||
Regal-Beloit Corporation | RBC | 758750103 | 04/22/04 | 04/14/04 | 1 | Election of directors. | M | For | For |
Regis Corporation. | RGS | 758932107 | 10/30/03 | 10/20/03 | 1 | Election of directors. | M | For | For |
Rehabcare Group, Inc. | RHB | 759148109 | 05/04/04 | 04/23/04 | 1 | Election of directors. | M | For | For |
Rehabcare Group, Inc. | 2 | Approval of the second amended and restated 1996 long-term performance plan. | M | For | For | ||||
Rehabcare Group, Inc. | 3 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Reliance Steel & Aluminum Co. | RS | 759509102 | 05/19/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Reliance Steel & Aluminum Co. | 2 | Reduce the number of directors. | M | For | For | ||||
Reliance Steel & Aluminum Co. | 3 | Approval of the director stock plan. | M | For | For | ||||
Reliance Steel & Aluminum Co. | 4 | Approval of a stock option plan for key employees. | M | For | For | ||||
Reliance Steel & Aluminum Co. | 5 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Reliance Steel & Aluminum Co. | 6 | Proxies are authorized to vote in their discretion upon other matters that may properly come before the meeting. | M | For | For | ||||
Remington Oil and Gas Corporation | REM | 759594302 | 05/24/04 | 05/15/04 | 1 | Election of directors. | M | For | For |
Remington Oil and Gas Corporation | 2 | Approval of the 2004 stock incentive plan. | M | For | For | ||||
Republic Bancorp, Inc. | REB | 760282103 | 04/28/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Republic Bancorp, Inc. | 2 | Ratifying and amending the directors compensation plan. | M | For | For | ||||
Resmed Incorporated | RMD | 761152107 | 11/13/03 | 11/01/03 | 1 | Election of directors. | M | For | For |
Resmed Incorporated | 2 | Approval of the 2003 employee stock purchase plan. | M | For | For | ||||
Resmed Incorporated | 3 | Approval of an increase in the maximum aggregate amount of director's fees that may be paid in a fiscal year to all non-executive director's. | M | For | For | ||||
Resmed Incorporated | 4 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Respironics, Incorporated. | RESP | 761230101 | 11/18/03 | 11/10/03 | 1 | Election of directors. | M | For | For |
Respironics, Incorporated. | 2 | Ratification of Ernst&Young LLP as independent public accountants. | M | For | For | ||||
Respironics, Incorporated. | 3 | To approve an amendment to the 2000 stock incentive plan. | M | For | For | ||||
Rewards Network, Inc. | IRN | 761557107 | 05/25/04 | 05/13/04 | 1 | Election of directors. | M | For | For |
Rewards Network, Inc. | 2 | Approval of the 2004 long-term incentive plan. | M | For | For | ||||
Riggs National Corporation | RIGS | 766570105 | 05/27/04 | 05/25/04 | 1 | Election of directors. | M | For | For |
Riggs National Corporation | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Riggs National Corporation | 3 | Issue a report disclosing political contributions. | M | Against | Against | ||||
RLI Corporation | RLI | 749607107 | 05/06/04 | 04/28/04 | 1 | Election of directors. | M | For | For |
RLI Corporation | 2 | Approval of the non-employee directors stock plan. | M | For | For | ||||
Roadway Corporation | ROAD | 769742107 | 12/09/03 | 11/13/03 | 1 | To adopt the agreement and plan of merger by and among Roadway Corporation and Yellow Corporation. | M | For | For |
Roadway Corporation | 2 | To approve dismissal of the special meeting if necessary, to permit further solicitation of proxies to allow for the merger agreement to pass. | M | For | For | ||||
Robbins & Myers, Inc. | RBN | 770196103 | 12/10/03 | 12/04/03 | 1 | Election of directors. | M | For | For |
Robbins & Myers, Inc. | 2 | Ratification of Ernst&Young LLP as independent auditors. | M | For | For | ||||
Rock-Tenn Company | 772739207 | 01/23/04 | 01/15/04 | 1 | Election of directors. | M | For | For | |
Rock-Tenn Company | 2 | To adopt and approve the purchase plan amendment. | M | For | For | ||||
Rodgers Corporation | ROG | 775133101 | 04/29/04 | 04/21/04 | 1 | Election of directors. | M | For | For |
Rodgers Corporation | 2 | To fix the number of directors at nine. | M | For | For | ||||
Rodgers Corporation | 3 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Rodgers Corporation | 4 | Extend the retirement age of directors from thr age of seventy to the age of seventytwo. | M | For | For | ||||
Rohm and Haas Company | ROH | 775371107 | 05/03/04 | 04/26/04 | 1 | Ellection of directors. | M | For | For |
Rohm and Haas Company | 2 | Approval of the 2004 annual incentive plan. | M | For | For | ||||
Rohm and Haas Company | 3 | Approval of the 2004 long-term performance share plan. | M | For | For | ||||
Rohm and Haas Company | 4 | Approval of the 2004 amended and restated stock plan. | M | For | For | ||||
Rohm and Haas Company | 5 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Rohm and Haas Company | 6 | To transact any other business that may properly come before the meeting. | M | For | For | ||||
Roto-Rooter, Inc. | CHE | 778787101 | 05/17/04 | 05/07/04 | 1 | Election of directors. | M | For | For |
Roto-Rooter, Inc. | 2 | Adoption of the 2004 stock incentive plan. | M | For | For | ||||
Roto-Rooter, Inc. | 3 | Approval of the amendment to the 2002 executive long-term incentive plan. | M | For | For | ||||
Roto-Rooter, Inc. | 4 | Approval of the amendment to increase the number of authorized shares of capital shares. | M | For | For | ||||
Roto-Rooter, Inc. | 5 | Approval of an amendment to change the company's name to Chemed Corporation. | M | For | For | ||||
Roxio, Inc. | ROXI | 780008108 | 09/18/03 | 09/08/03 | 1 | Election of directors. | M | For | For |
Roxio, Inc. | 2 | Approval of the adoption of the 2003 stock plan. | M | For | For | ||||
Roxio, Inc. | 3 | Approval of the amendment to the 2001 employee stock purchase plan. | M | For | For | ||||
Roxio, Inc. | 4 | Ratification of PricewaterhouseCoopers LLP as independent auditors. | M | For | For | ||||
RTI International Metals, Inc. | RTI | 74973W107 | 04/30/04 | 04/21/04 | 1 | Election of directors. | M | For | For |
RTI International Metals, Inc. | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
RTI International Metals, Inc. | 3 | Approval of the 2004 employee stock plan. | M | For | For | ||||
Rudolph Technologies, Inc. | RTEC | 781270103 | 05/18/04 | 05/08/04 | 1 | Election of directors. | M | For | For |
Rudolph Technologies, Inc. | 2 | Ratification of KPMG LLP as independent accountants. | M | For | For | ||||
Russ Berrie and Company | RUS | 782233100 | 05/05/04 | 05/01/04 | 1 | Election of directors. | M | For | For |
Russel Corporation | RML | 782352108 | 04/21/04 | 04/12/04 | 1 | Election of directors. | M | For | For |
Russel Corporation | 2 | To approve the plan of merger by and among Russel Corporation and Russel Delaware. | M | For | For | ||||
Ryerson Tull, Inc. | RT | 78375P107 | 04/21/04 | 03/18/04 | 1 | Election of directors. | M | For | For |
Ryerson Tull, Inc. | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Ryerson Tull, Inc. | 3 | Approval of the 2002 incentive stock plan. | M | For | For | ||||
Safenet Inc. | SFNT | 78645R107 | 06/03/04 | N/A | 1 | Election of directors. | M | For | NO, did not receive proxy on time |
2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | NO, did not receive proxy on time | |||||
Salton, Incorporated | SFP | 795757103 | 12/09/03 | 12/01/03 | 1 | Election of directors. | M | For | For |
Salton, Incorporated | 2 | Ratification of Deloitte&Touche LLP as independent accountants. | M | For | For | ||||
SBS Technologies, Inc. | SBSE | 78387P103 | 11/13/03 | 11/01/03 | 1 | Election of directors. | M | For | For |
SBS Technologies, Inc. | 2 | Ratification of appointment of independent auditors | M | For | For | ||||
SBS Technologies, Inc. | 3 | Approval of amendment to the 1993 director and officer stock option plan. | M | For | For | ||||
School Specialty, Inc. | SCHS | 807863105 | 08/26/03 | 08/20/03 | 1 | Election of directors. | M | For | For |
School Specialty, Inc. | 2 | Ratification of Deloitte & Touche as independent auditors. | M | For | For | ||||
SCM MicroSystems, Inc. | SCMM | 784018103 | 06/16/04 | 06/10/04 | 1 | Election of directors. | M | For | For |
SCM MicroSystems, Inc. | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
SCP Pool Corporation | POOL | 784028102 | 05/06/04 | 04/28/04 | 1 | Election of directors. | M | For | For |
SCP Pool Corporation | 2 | Approval of an amendment to the amended certificate of incorporation. | M | For | For | ||||
SCP Pool Corporation | 3 | Approval of an amendment to the 2002 long-term incentive plan. | M | For | For | ||||
SCP Pool Corporation | 4 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
SCPIE Holdings, Inc. | SKP | 78402P104 | 05/20/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
SCPIE Holdings, Inc. | 2 | Approval of the senior executive incentive bonus plan. | M | For | For | ||||
SCS Transportation, Inc. | SCS | 81111T102 | 04/21/04 | 04/12/04 | 1 | Election of directors. | For | For | |
SCS Transportation, Inc. | 2 | Ratification of KPMG LLP as independent auditors. | For | For | |||||
Seacoast Financial Services Corporation | SCFS | 81170Q106 | 06/28/04 | 06/18/04 | 1 | To adopt the agreement and plan of merger by and among Sovereign Bancorp, Inc. and Seacoast Financial Services Corporation. | MN | For | For |
Seacoast Financial Services Corporation | 2 | To adjourn or postpone the meeting if needed to solicit more votes to pass the merger agreement. | MN | For | For | ||||
Seacor Holdings, Inc. | CKH | 811904101 | 05/19/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Seacor Holdings, Inc. | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Select Comfort Corporation | SCSS | 81616X103 | 05/20/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Select Comfort Corporation | 2 | Approval of the 2004 stock incentive plan. | M | For | For | ||||
Select Comfort Corporation | 3 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Serena Software, Inc. | SRNA | 817492101 | 06/25/04 | 06/15/04 | 1 | Election of directors. | M | For | For |
Serena Software, Inc. | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Shurgard Storage Centers, Inc. | SHU | 82567D104 | 06/29/04 | 06/18/04 | 1 | Election of directors. | M | For | For |
Shurgard Storage Centers, Inc. | 2 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Shurgard Storage Centers, Inc. | 3 | Approval of the 2004 long-term incentive plan. | M | For | For | ||||
Sierra Health Services, Inc. | SIE | 826322109 | 05/20/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Sierra Health Services, Inc. | 2 | Amendment of the company's employee stock purchase plan. | M | For | For | ||||
Sierra Health Services, Inc. | 3 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Simpson Manufacturing Co., Inc. | SSD | 829073105 | 04/07/04 | 03/15/04 | 1 | Election of directors. | M | For | For |
Simpson Manufacturing Co., Inc. | 2 | Approval of the amendment to the certificate of incorporation. | M | For | For | ||||
Simpson Manufacturing Co., Inc. | 3 | Ratification of Pricewaterhouse Coopers LLP as independent accountants. | M | For | For | ||||
Skyline Corp. | SKY | 830830105 | 09/22/03 | 09/15/03 | 1 | Election of directors. | M | For | For |
SkyWest Incorporated | SKYW | 830879102 | 05/04/04 | 05/01/04 | 1 | Election of directors. | M | For | For |
SkyWest Incorporated | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Skyworks Solutions, Inc. | SWKS | 83088M102 | 03/30/04 | 02/25/04 | 1 | Election of directors. | M | For | For |
Skyworks Solutions, Inc. | 2 | Approval of the auditing firm of KPMG LLP. | M | For | For | ||||
SOLA International Inc. | SOL | 834092108 | 07/24/03 | 07/20/03 | 1 | Election of directors. | M | For | For |
Sonic Corporation | SONC | 835451105 | 01/21/04 | 01/12/04 | 1 | Election of directors. | M | For | For |
Sonic Corporation | 2 | The board may vote in their discretion, upon other matters that may properly come before the meeting. | M | For | For | ||||
SourceCorp Incorporated | SRCP | 836167106 | 05/26/04 | 05/15/04 | 1 | Election of directors. | M | For | For |
Southern Union Company | SUG | 844030106 | 11/04/03 | 10/25/03 | 1 | Election of directors. | M | For | For |
Southern Union Company | 2 | To approve the 2003 stock and incentive plan. | M | For | For | ||||
Southern Union Company | 3 | To approve the executive incentive bonus plan. | M | For | For | ||||
Southwest Bancorporation of Texas, Inc. | SWBT | 84476R109 | 05/05/04 | 04/29/04 | 1 | Election of directors. | M | For | For |
Southwest Bancorporation of Texas, Inc. | 2 | Approval of an amendment to the non-employee director's deferred fee plan. | M | For | For | ||||
Southwest Bancorporation of Texas, Inc. | 3 | Approve the adoption of the 2004 omnibus incentive plan. | M | For | For | ||||
Southwest Bancorporation of Texas, Inc. | 4 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
SouthWestern Energy Company | SWN | 845467109 | 05/12/04 | 05/03/04 | 1 | Election of directors. | M | For | For |
SouthWestern Energy Company | 2 | Adoption of the 2004 stock incentive plan. | M | For | For | ||||
Spherion Corporation | SFN | 848420105 | 05/18/04 | 05/08/04 | 1 | Election of directors. | M | For | For |
Spherion Corporation | 2 | Directors appointed by the board will be required to stand for election at the next annual meeting. | M | For | For | ||||
Spherion Corporation | 3 | Approval of the amended and restated 2000 employee stock purchase plan. | M | For | For | ||||
Spherion Corporation | 4 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Spinnaker Exploration Company | SKE | 84855W109 | 05/05/04 | 04/29/04 | 1 | Election of directors. | M | For | For |
Spinnaker Exploration Company | 2 | Ratification of independent auditors. | M | For | For | ||||
SPS Technologies, Inc. | ST | 784626103 | 12/02/03 | 11/29/03 | 1 | To adopt and approve the agreement and plan of merger by and among SPS Technologies and Star Acquisition. | M | For | For |
SPS Technologies, Inc. | 2 | To approve dismissal of the special meeting if necessary, to permit further solicitation of proxies to allow for the merger agreement to pass. | M | For | For | ||||
St. Mary Land & Exploration Company | SM | 792228108 | 05/26/04 | 05/15/04 | 1 | Election of directors. | M | For | For |
St. Mary Land & Exploration Company | 2 | Approval of the restricted stock plan. | M | For | For | ||||
Standard Microsystems Corp. | SMSC | 853626109 | 07/09/03 | 07/03/03 | 1 | Election of directors. | M | For | For |
Standard Microsystems Corp. | 2 | Approval of the 2003 stock option and restricted stock plan. | M | For | For | ||||
Standard Microsystems Corp. | 3 | Approval of the 2003 director stock option plan. | M | For | For | ||||
Standard Microsystems Corp. | 4 | Selection of Pricewaterhousecoopers LLP as independent auditors. | M | For | For | ||||
Standard Motor Products, Inc. | SMP | 853666105 | 05/20/04 | 05/15/04 | 1 | Election of directors. | For | For | |
Standard Motor Products, Inc. | 2 | Approval of the 2004 omnibus stock option plan. | For | For | |||||
Standard Motor Products, Inc. | 3 | Approval of the 2004 independent outside director stock option plan. | For | For | |||||
Standard Motor Products, Inc. | 4 | Redemption of the shareholder's rights agreement | Against | For | |||||
Standard Pacific Corporation | SPF | 85375C101 | 05/12/04 | 05/03/04 | 1 | Election of directors. | M | For | For |
Standard Pacific Corporation | 2 | Approval of the amendment and restatement of the 2000 stock incentive plan. | M | For | For | ||||
Standex International Corporation. | SXI | 854231107 | 10/28/03 | 10/16/03 | 1 | Election of directors. | M | For | For |
Standex International Corporation. | 2 | Ratification of Deloitte&Touche LLP as independent auditors. | M | For | For | ||||
Startek, Inc. | SRT | 85569C107 | 05/07/04 | 05/06/04 | 1 | Election of directors. | M | For | For |
Startek, Inc. | 2 | Amendment of the stock option plan to increase the maximum number of shares available for award. | M | For | For | ||||
Startek, Inc. | 3 | Amendment of the director stock option plan to increase the maximum number of shares available for award. | M | For | For | ||||
Startek, Inc. | 4 | Ratify selection of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Staten Island Bancorp, Inc. | SIB | 857550107 | 03/08/04 | N/A | 1 | Appproval of a plan of merger by and among Staten Island Bancorp and Independence Community Bank. | M | For | No, did not receive proxy on time |
Steel Dynamics, Inc. | STLD | 858119100 | 05/20/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Steel Dynamics, Inc. | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Steel Dynamics, Inc. | 3 | Approval of the 2004 employee stock purchase plan. | M | For | For | ||||
Steel Technologies Inc. | 858147101 | 01/22/04 | 01/15/04 | 1 | Election of directors. | M | For | For | |
Stein Mart Incorporated | SMRT | 858375108 | 06/08/04 | 05/29/04 | 1 | Election of directors. | M | For | For |
Sterling Bancshares, Inc. | SBIB | 858907108 | 04/26/04 | 04/15/04 | 1 | Election of directors. | M | For | For |
Sterling Bancshares, Inc. | 2 | Approval of the 2004 employee stock purchase plan. | M | For | For | ||||
Sterling Bancshares, Inc. | 3 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Stewart Information Services Corporation | SVC | 860372101 | 04/30/04 | 04/23/04 | 1 | Election of directors. | M | For | For |
Stone Energy Corporation | SGY | 861642106 | 05/20/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Stone Energy Corporation | 2 | Ratification of independent auditors. | M | For | For | ||||
Stone Energy Corporation | 3 | Approval of the 2004 stock incentive plan. | M | For | For | ||||
Sunrise Senior Living, Inc. | SRZ | 86768K106 | 05/12/04 | 05/02/04 | 1 | Election of director. | M | For | For |
Supertex, Incorporated | SUPX | 868532102 | 08/15/03 | 08/05/03 | 1 | Election of directors. | M | For | For |
Supertex, Incorporated | 2 | Ratification of Pricewaterhouse Coopers LLP as independent accountants. | M | For | For | ||||
Surmodics, Incorporated | SRDX | 868873100 | 01/26/04 | 01/20/04 | 1 | Election of directors. | M | For | For |
Surmodics, Incorporated | 2 | To set the number of directors at nine. | M | For | For | ||||
Susquehanna Bancshares, Inc. | SUSQ | 869099101 | 04/21/04 | 04/12/04 | 1 | Approval of the plan of merger by and among Patriot Bank Corp. and Susquehanna Bancshares, Inc. | M | For | For |
Susquehanna Bancshares, Inc. | 2 | Proxies are authorized to vote in their discretion upon any other business that may propeerly come before the meeting. | M | For | For | ||||
Swift Energy Company | SFY | 870738101 | 05/11/04 | 05/01/04 | 1 | Election of directors. | M | For | For |
SWS Group, Inc. | 78503N107 | 11/12/03 | 11/01/03 | 1 | Election of directors. | M | For | For | |
SWS Group, Inc. | 2 | Establishment of the restricted stock plan. | M | For | For | ||||
SWS Group, Inc. | 3 | Amendment to the deferred compensation plan. | M | For | For | ||||
SWS Group, Inc. | 4 | In the discretion of the proxy holders, vote on any other matter that may properly come before the meeting. | M | For | For | ||||
Sybron Dental Specialties, Inc. | SYD | 871142105 | 02/06/04 | 01/26/04 | 1 | Election of directors. | M | For | For |
Symmetricom, Incorporated. | SYMM | 871543104 | 10/31/03 | 10/20/03 | 1 | Election of directors. | M | For | For |
Symmetricom, Incorporated. | 2 | Ratification of Deloitte&Touche LLP as independent auditors. | M | For | For | ||||
Systems & Computer Technology Corp. | SCTC | 871873105 | 02/12/04 | 01/28/04 | 1 | To approve and adopt the plan of merger by and among Systems & Computer Technology Corp, SunGard Data Systems Inc. and Schoolhouse Acquisition Corp, Inc. | M | For | For |
Systems & Computer Technology Corp. | 2 | Proxy holders may in their discretion vote to adjourn or postpone the meeting. | M | For | For | ||||
Take-Two Interactive Software, Inc. | TTWO | 874054109 | 06/17/04 | 06/10/04 | 1 | Election of directors. | M | For | For |
Take-Two Interactive Software, Inc. | TTWO | 874054109 | 11/17/03 | 11/10/03 | 1 | Approval of amendment to the certificate of incorporation to increase common stock. | M | For | For |
Take-Two Interactive Software, Inc. | 2 | To approve the amendment to the 2002 stock option plan. | M | For | For | ||||
Take-Two Interactive Software, Inc. | 3 | To approve the amendment To the incentive plan. | M | For | For | ||||
TALX Corp. | TALX | 874918105 | 09/04/03 | 08/28/03 | 1 | Election of directors. | M | For | For |
TALX Corp. | 2 | Ratification of appointment of KPMG LLP as independent auditors. | M | For | For | ||||
TBC Corporation | TBC | 872180104 | 04/28/04 | 04/26/04 | 1 | Election of directors. | M | For | For |
TBC Corporation | 2 | Approval of the 2004 incentive plan. | M | For | For | ||||
TBC Corporation | 3 | To consider other matters that may properly come before the meeting. | M | For | For | ||||
Techne Corporation. | TECH | 878377100 | 10/23/03 | 10/03/03 | 1 | To set the number of directors at seven. | M | For | For |
Techne Corporation. | 2 | Election of directors. | M | For | For | ||||
Technitrol, Inc. | TNL | 878555101 | 05/19/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Teledyne Technologies Incorporated | TDY | 879360105 | 04/28/04 | 04/23/04 | 1 | Election of directors. | M | For | For |
Teledyne Technologies Incorporated | 2 | Appointment of independent auditors. | M | For | For | ||||
Tetra Tech, Inc. | TTEK | 88162G103 | 02/26/04 | 02/18/04 | 1 | Election of directors. | M | For | For |
Tetra Tech, Inc. | 2 | Approval of the employee stock purchase plan. | M | For | For | ||||
Tetra Tech, Inc. | 3 | Approval of the auditing firm of Pricewaterhouse Coopers LLP. | M | For | For | ||||
Tetra Technologies, Inc. | TTI | 88162F105 | 05/12/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
Tetra Technologies, Inc. | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Tetra Technologies, Inc. | 3 | Approval of the amendment to the restated certificate of incorporation. | M | For | For | ||||
Tetra Technologies, Inc. | 4 | Adoption of the 2004 incentive compensation plan. | M | For | For | ||||
Texas Industries, Inc. | TXI | 882491103 | 10/21/03 | 10/11/03 | 1 | Election of directors. | M | For | For |
The Cato Corporation | CTR | 149205106 | 05/27/04 | 05/25/04 | 1 | Election of directors. | M | For | For |
The Cato Corporation | 2 | Approval of the 2004 incentive compensation plan. | M | For | For | ||||
The Cato Corporation | 3 | Approval to amend the 1999 incentive compensation plan. | M | For | For | ||||
The Cato Corporation | 4 | Approval to amend the 1987 non-qualified stock option plan. | M | For | For | ||||
The Cato Corporation | 5 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
The Cato Corporation | 6 | Proxies are authorized to vote in their discretion upon other matters that may properly come before the meeting. | M | For | For | ||||
The Children's Place Retail Stores, Inc. | PLCE | 168905107 | 06/15/04 | 06/10/04 | 1 | Election of directors. | M | For | For |
The Children's Place Retail Stores, Inc. | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
The Children's Place Retail Stores, Inc. | 3 | To approve an amendment to the 1997 stock option plan. | M | For | For | ||||
The Cooper Companies, Inc. | COO | 216648402 | 03/23/04 | 02/25/04 | 1 | Election of directors. | M | For | For |
The Cooper Companies, Inc. | 2 | Approval of the accounting firm of KPMG LLP. | M | For | For | ||||
The Cooper Companies, Inc. | 3 | The amendment of the amende and restated 2001 long term incentive plan. | M | For | For | ||||
The Dress Barn, Inc. | DBRN | 261570105 | 11/19/03 | 11/29/03 | 1 | Election of directors. | M | For | For |
The Gymboree Corporation | GYMB | 403777105 | 06/16/04 | 06/10/04 | 1 | Election of directors. | M | For | For |
The Gymboree Corporation | 2 | Approval of the 2004 equity incentive plan. | M | For | For | ||||
The Gymboree Corporation | 3 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
The Hain Celestial Group, Inc. | HAIN | 405217100 | 12/04/03 | 11/29/03 | 1 | Election of directors. | M | For | For |
The Hain Celestial Group, Inc. | 2 | To approve the amendment to the 2002 long term incentive and stock plan. | M | For | For | ||||
The Hain Celestial Group, Inc. | 3 | To approve the amendment to the 2000 directors stock option plan. | M | For | For | ||||
The Hain Celestial Group, Inc. | 4 | Ratification of Ernst&Young LLP as independent auditors. | M | For | For | ||||
The Laclede Group, Inc. | LG | 505597104 | 01/29/04 | 01/20/04 | 1 | Election of directors. | M | For | For |
The Laclede Group, Inc. | 2 | Approval of the auditing firm of Deloitte & Touche LLP. | M | For | For | ||||
The Manitowoc Company, Inc. | MTW | 563571108 | 05/04/04 | 05/01/04 | 1 | Election of directors. | M | For | For |
The Manitowoc Company, Inc. | 2 | Approval of the 2004 non-employee director stock and awards plan. | M | For | For | ||||
The Men's Wearhouse, Inc. | MW | 587118100 | 06/30/04 | 06/21/04 | 1 | Election of directors. | M | For | For |
The Men's Wearhouse, Inc. | 2 | Approval of the 2004 long-term incentive plan. | M | For | For | ||||
The Men's Wearhouse, Inc. | 3 | To amend and restate the 1996 long-term incentive plan. | M | For | For | ||||
The Men's Wearhouse, Inc. | 4 | To amend and restate the 1992 non-employee director stock option plan. | M | For | For | ||||
The Men's Wearhouse, Inc. | 5 | Issue a code of conduct report on the international labor organization's standards for workers rights. | S | Against | Against | ||||
The Men's Wearhouse, Inc. | 6 | Institute a policy nominating independent directors who, if elected would constitute two-thirds of the board of directors. | S | Against | Against | ||||
The Ryland Group, Inc. | RYL | 783764103 | 04/21/04 | 04/14/04 | 1 | Election of directors. | M | For | For |
The Ryland Group, Inc. | 2 | Approval of the 2004 non-employee director equity plan. | M | For | For | ||||
The Ryland Group, Inc. | 3 | The preparation of a gri-based sustainability report. | S | Against | Against | ||||
The Scotts Company | SMG | 81086106 | 01/29/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time |
The Shaw Group Inc. | SGR | 820280105 | 01/29/04 | 01/20/04 | 1 | Election of directors. | M | For | For |
The Shaw Group Inc. | 2 | To approve an amendment to the 2001 employee incentive compensation plan. | M | For | For | ||||
The Shaw Group Inc. | 3 | To approve an amendment to the 1996 non-employee director stock option plan. | M | For | For | ||||
The Shaw Group Inc. | 4 | The proxies may vote in there discretion on any other matter that may come before the meeting. | For | For | |||||
The South Financial Group, Inc. | TSFG | n/a | 04/27/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
The South Financial Group, Inc. | 2 | To amend the amended and restated stock optiopn plan. | M | For | For | ||||
The South Financial Group, Inc. | 3 | Approval of certain amendments to the 2004 long-term incentive plan. | M | For | For | ||||
The South Financial Group, Inc. | 4 | Increase the authorized common stock. | M | For | For | ||||
The South Financial Group, Inc. | 5 | Approval of the amended and restated director stock purchase plan. | M | For | For | ||||
The South Financial Group, Inc. | 6 | Approve an amendment to the employee stock purchase plan. | M | For | For | ||||
The South Financial Group, Inc. | 7 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
The Standard Register Company | SR | 853887107 | 04/22/04 | 04/14/04 | 1 | Election of directors. | M | For | For |
The Standard Register Company | 2 | Ratification of Battelle & Battelle LLP as independent auditors. | M | For | For | ||||
The Stride Rite Corp. | SRR | 863314100 | 04/15/04 | 03/11/04 | 1 | Election of directors. | M | For | For |
The Stride Rite Corp. | 2 | Approval of the 2001 stock option and incentive plan. | M | For | For | ||||
The Stride Rite Corp. | 3 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
The Timken Company | TKR | 887389104 | 04/20/04 | 03/11/04 | 1 | Election of directors. | M | For | For |
The Timken Company | 2 | Approval of the long-term incentive plan. | M | For | For | ||||
The Toro Company | TTC | 891092108 | 03/12/04 | 02/24/04 | 1 | Election of directors. | M | For | For |
The Toro Company | 2 | Ratify selection of auditors for 2004. | M | For | For | ||||
The Toro Company | 3 | To transact any other business that may properly come before the meeting. | M | For | For | ||||
Theragenics Corporation | 883375107 | 05/11/04 | 05/01/04 | 1 | Election of directors. | M | For | For | |
Thomas Industries Inc. | TII | 884425109 | 04/22/04 | 04/14/04 | 1 | Election of directors. | M | For | For |
Thomas Industries Inc. | 2 | Approval of the 1995 incentive stock plan. | M | For | For | ||||
Thomas Industries Inc. | 3 | Redemption of the shareholder's rights agreement | S | Against | For | ||||
Thor Industries, Inc | THO | 885160101 | 12/09/03 | 12/03/03 | 1 | Election of directors. | M | For | For |
Thor Industries, Inc | 2 | Amendment to the company's certificate of incorporation. | M | For | For | ||||
Thor Industries, Inc | 3 | Approval of the annual incentive plan. | M | For | For | ||||
THQ Incorporated | THQI | 872443403 | 8/12/2003 | N/A | 1 | Election of directors. | M | For | For |
THQ Incorporated | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
THQ Incorporated | 3 | Approval of the ammendment of our 1997 stock option plan to increase shares for issuance. | M | For | For | ||||
THQ Incorporated | 4 | Approval of the amendment of the non-executive employee stock option plan to authorize an option exchange program. | M | For | For | ||||
Three-Five Systems, Inc. | TFS | 88554L108 | 05/07/04 | 05/01/04 | 1 | Election of directors. | M | For | For |
Three-Five Systems, Inc. | 2 | Approval of the 2004 incentive compensation plan. | M | For | For | ||||
Three-Five Systems, Inc. | 3 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Tollgrade Communications, Inc. | TLGD | 889542106 | 05/05/04 | 04/29/04 | 1 | Election of directors. | M | For | For |
Tom Brown, Inc. | TBI | 115660201 | 05/06/04 | 05/01/04 | 1 | Election of directors. | M | For | For |
Tom Brown, Inc. | 2 | Approval of the amendment to increase the number of shares of common stock. | M | For | For | ||||
Too Incorporated | TOO | 890333107 | 05/13/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
Too Incorporated | 2 | Re-approval of the incentive compensation performance plan. | M | For | For | ||||
Tower Automotive, Inc. | TWR | 891707101 | 05/20/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Tower Automotive, Inc. | 2 | Amendment to the colleague discount plan. | M | For | For | ||||
Tractor Supply Co. | TSCO | 892356106 | 04/15/04 | 03/18/04 | 1 | Election of directors. | M | For | For |
Tractor Supply Co. | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Tractor Supply Co. | 3 | Approval of the 2004 cash incentive plan. | M | For | For | ||||
Tredegar Corporation | TG | 894650100 | 04/29/04 | 04/21/04 | 1 | Election of directors. | M | For | For |
Tredegar Corporation | 2 | Approval of the 2004 equity incentive plan. | M | For | For | ||||
Triarc Companies, Inc. | TRY-B | 895927309 | 06/09/04 | 05/29/04 | 1 | Election of directors. | M | For | For |
Triarc Companies, Inc. | 2 | Approval of an amendment to the certificate of incorporation. | M | For | For | ||||
Triarc Companies, Inc. | 3 | To re-approve the performance goal bonus awards of the 1999 executive bonus plan. | M | For | For | ||||
Triarc Companies, Inc. | 4 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Trimble Navigation Limited | TRMB | 896239100 | 05/19/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Trimble Navigation Limited | 2 | Approval of the amendment to increase the number of shares of common stock. | M | For | For | ||||
Trimble Navigation Limited | 3 | Approval of the 1988 employee stock purchase plan. | M | For | For | ||||
Trimble Navigation Limited | 4 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Triumph Group, Inc. | TGI | 896818101 | 07/21/03 | 07/15/03 | 1 | Election of directors. | M | For | For |
Triumph Group, Inc. | 2 | Ratification of Ernst & Young LLP as the independent auditors. | M | For | For | ||||
Trustco Bank Corp NY | TRST | 898349105 | 05/17/04 | 05/07/04 | 1 | Election of directors. | M | For | For |
Trustco Bank Corp NY | 2 | Election of Anthony J. Marinello, M.D., PH.D. as director for one-year term. | M | For | For | ||||
Trustco Bank Corp NY | 3 | Adoption of the 2004 stock option plan. | M | For | For | ||||
Trustco Bank Corp NY | 4 | Adoption of the 2004 stock option plan. | M | For | For | ||||
Trustco Bank Corp NY | 5 | Adoption of the amended and restated certificate of incorporation. | M | For | For | ||||
Trustco Bank Corp NY | 6 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
UCBH Holdings, Inc. | UCBH | 90262T308 | 04/29/04 | 04/21/04 | 1 | Election of directors. | M | For | For |
UCBH Holdings, Inc. | 2 | Approval of the amendment to the amended and restated certificate of incorporation. | M | For | For | ||||
UCBH Holdings, Inc. | 3 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
UGI Corporation | UGI | 902681105 | 02/24/04 | 02/18/04 | 1 | Election of directors. | M | For | For |
UGI Corporation | 2 | Approval of the 2004 omnibus equity compensation plan. | M | For | For | ||||
UGI Corporation | 3 | Approval of the accounting firm of Pricewaterhouse Coopers LLP. | M | For | For | ||||
UGI Corporation | 4 | A bylaw subjecting to a shareholder vote, the adoption or extension of any current or future poison pill. | S | Against | For | ||||
UICI | UCI | 902737105 | 05/19/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
UICI | 2 | Approval of the total ownership plan. | M | For | For | ||||
UICI | 3 | Approval of the contribution plan1and plan 2. | M | For | For | ||||
UICI | 4 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
UIL Holdings Corporation | UIL | 902748102 | 05/12/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
UIL Holdings Corporation | 2 | Ratification of Pricewaterhouse Coopers LLP as independent accountants. | M | For | For | ||||
UIL Holdings Corporation | 3 | Approval of the senior executive incentive compensation program. | M | For | For | ||||
Ultimate Electronics, Inc. | ULTE | 903849107 | 06/23/04 | 06/15/04 | 1 | Election of directors. | M | For | For |
Ultimate Electronics, Inc. | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
UltraTech Incorporated | UTEK | 904034105 | 06/03/04 | 05/25/04 | 1 | Election of directors. | M | For | For |
UltraTech Incorporated | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Umpqua Holdings Corporation | UMPQ | 904214103 | 04/29/04 | 04/21/04 | 1 | Election of directors. | M | For | For |
Unisource Energy Corp. | 909205106 | 03/29/04 | 03/10/04 | 1 | Approval of the merger between Saguaro Acquisition Corp. and Unisource Energy Corp. | M | For | For | |
Unisource Energy Corporation. | 909205106 | 05/07/04 | 04/28/04 | 1 | Election of directors. | M | For | For | |
Unit Corporation | UNT | 909218109 | 05/05/04 | 04/29/04 | 1 | Election of directors. | M | For | For |
Unit Corporation | 2 | Ratification of independent auditors. | M | For | For | ||||
Unitedhealth Group Inc. | UNH | 91324P102 | 05/12/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time |
Unitedhealth Group Inc. | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | No, did not receive proxy on time | ||||
Unitedhealth Group Inc. | 3 | Expensing the cost of all future stock options in the annual report. | S | Against | No, did not receive proxy on time | ||||
Unitedhealth Group Inc. | 4 | Future senior executive compensation plans should utilize performance and time-based share programs in lieu of stock options. | S | Against | No, did not receive proxy on time | ||||
United Bankshares, Inc. | UBSI | 909907107 | 05/17/04 | 05/07/04 | 1 | Election of directors. | M | For | For |
United Bankshares, Inc. | 2 | To transact other business that may properly come before the meeting. | M | For | For | ||||
United Natural Foods, Inc. | UNFI | 911163103 | 12/03/03 | 11/29/03 | 1 | Election of directors. | M | For | For |
United Natural Foods, Inc. | 2 | Ratification of KPMG LLP as independent public auditors. | M | For | For | ||||
United Stationers, Inc. | USTR | 913004107 | 05/06/04 | 04/28/04 | 1 | Election of directors. | M | For | For |
United Stationers, Inc. | 2 | Approval of the 2004 long-term incentive plan. | M | For | For | ||||
United Surgical Partners Intl., Inc. | USPI | 913016309 | 04/28/04 | 04/26/04 | 1 | Election of director. | M | For | For |
United Surgical Partners Intl., Inc. | 2 | Ratification of KPMG LLP as independent accountants. | M | For | For | ||||
Universal Forest Products, Inc. | UNF | 913543104 | 04/21/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Urban Outfitters | URBN | 917047102 | 06/01/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time |
Urban Outfitters | 2 | Approval to increase the number of common stock shares. | M | For | No, did not receive proxy on time | ||||
Urban Outfitters | 3 | Approval of the 2004 stock incentive plan. | M | For | No, did not receive proxy on time | ||||
URS Corporation | URS | 903236107 | 03/23/04 | 02/25/04 | 1 | Election of directors. | M | For | For |
URS Corporation | 2 | To approve the amendment to the certificate of incorporation. | M | For | For | ||||
URS Corporation | 3 | To re-approve the incentive compensation plan. | M | For | For | ||||
USF Corporation | USFC | 91729Q101 | 05/04/04 | 04/28/04 | 1 | Election of directors. | M | For | For |
Valmont Industries, Inc. | VMI | n/a | 04/26/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Valmont Industries, Inc. | 2 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Varian Semiconductor Equip. Assoc., Inc. | VSEA | 922207105 | 02/10/04 | 01/26/04 | 1 | Election of directors. | M | For | For |
Varian Semiconductor Equip. Assoc., Inc. | 2 | To approve an amendment to the omnibus stock plan to authorize the issuance of up to 100,000 shares of common stock. | M | For | For | ||||
Varian Semiconductor Equip. Assoc., Inc. | 3 | To approve an amendment to the omnibus stock plan to increase the number of shares of common stock. | M | For | For | ||||
Varian Semiconductor Equip. Assoc., Inc. | 4 | Approval of the accounting firm of Pricewaterhouse Coopers LLP. | M | For | For | ||||
Veeco Instruments, Inc. | VECO | 922417100 | 05/07/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
Veeco Instruments, Inc. | 2 | Approval of the amendment to the amended and restated employee stock purchase plan. | M | For | For | ||||
Veeco Instruments, Inc. | 3 | Approval of an amendment and restatement of the 2000 stock option plan. | M | For | For | ||||
Veeco Instruments, Inc. | 4 | Ratify selection of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Veritas DGC Inc. | VTS | 92343P107 | 12/02/03 | 11/29/03 | 1 | Election of directors. | M | For | For |
Veritas DGC Inc. | 2 | Approval of an amendment to restated certificate of incorporation. | M | For | For | ||||
Veritas DGC Inc. | 3 | Approval of an amendment and restatement of the 1997 employee stock purchase plan. | M | For | For | ||||
Veritas DGC Inc. | 4 | Consent to the stock option exchange program. | M | For | For | ||||
Verity, Incorporated. | VRTY | 92343C106 | 10/23/03 | 10/15/03 | 1 | Election of directors. | M | For | For |
Verity, Incorporated. | 2 | Ratification of Pricewaterhouse-Coopers LLP as independent auditors. | M | For | For | ||||
ViaSat, Inc. | VSAT | 92552V100 | 09/11/03 | 09/02/03 | 1 | Election of directors. | M | For | For |
ViaSat, Inc. | 2 | Approval of the second amended and restated 1996 equity participation plan. | M | For | For | ||||
Viasys Healthcare, Inc. | VAS | 92553Q209 | 05/05/04 | 05/03/04 | 1 | Election of directors. | M | For | For |
Vicor Corporation | VICR | 925815102 | 06/17/04 | 06/10/04 | 1 | Election of directors. | M | For | For |
Vintage Petroleum, Inc. | VPI | 927460105 | 05/11/04 | 05/01/04 | 1 | Election of directors. | M | For | For |
Vintage Petroleum, Inc. | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Vital Signs, Inc. | VITL | 928469105 | 05/04/04 | 05/01/04 | 1 | Election of directors. | M | For | For |
Vital Signs, Inc. | VITL | 928469105 | 09/29/03 | 09/20/03 | 1 | Election of directors. | M | For | For |
Vital Signs, Inc. | 2 | Approval of the 2003 incentive plan. | M | For | For | ||||
Volt Information Sciences, Inc. | VOL | 928703107 | 04/09/04 | 03/19/04 | 1 | Election of directors. | M | For | For |
Volt Information Sciences, Inc. | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
W.H. Energy Services, Inc. | WHQ | 92925108 | 05/12/04 | 05/03/04 | 1 | Election of directors. | M | For | For |
W.H. Energy Services, Inc. | 2 | Approval of the restatement of the 1997 stock option plan. | M | For | For | ||||
W.H. Energy Services, Inc. | 3 | Approval of the grant of 75,000 shares of restricted common stock to Kenneth T. White, Jr., chairman, President and CEO. | M | For | For | ||||
Wabash National Corporation | WNC | 929566107 | 05/13/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
Wabash National Corporation | 2 | Approval of the 2004 stock incentive plan. | M | For | For | ||||
Waste Connections, Inc. | WCN | 941053100 | 05/26/04 | 05/15/04 | 1 | Election of directors. | M | For | For |
Waste Connections, Inc. | 2 | Approval of the amended and restated certificate of incorporation. | M | For | For | ||||
Waste Connections, Inc. | 3 | Approval of the 2004 equity incentive plan. | M | For | For | ||||
Waste Connections, Inc. | 4 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Watson Wyatt & Company Holdings | WW | 942712100 | 11/17/03 | 11/10/03 | 1 | Election of directors. | M | For | For |
Watson Wyatt & Company Holdings | 2 | Approval of the amendments to the 2001 employee stock purchase plan. | M | For | For | ||||
Watson Wyatt & Company Holdings | 3 | Approval of the amended compensation plan for outside directors. | M | For | For | ||||
Watts Water Technologies, Inc | WTS | 942749102 | 05/05/04 | 04/29/04 | 1 | Election of directors. | M | For | For |
Watts Water Technologies, Inc | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Watts Water Technologies, Inc | 3 | Approval of the 2004 stock incentive plan. | M | For | For | ||||
Wausau-Mosinee Paper Corp. | WMO | 943315101 | 04/22/04 | N/A | 1 | Election of directors. | M | For | No, did not receive proxy on time |
Wausau-Mosinee Paper Corp. | 2 | Approval of the 2000 stock incentive plan. | M | For | No, did not receive proxy on time | ||||
Waypoint Financial Corporation | WYPT | 946756103 | 05/20/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
WD-40 Company | WDFC | 929236107 | 12/16/03 | 12/10/03 | 1 | Election of directors. | M | For | For |
WD-40 Company | 2 | To approve an amendment to the 1990 incentive stock plan. | M | For | For | ||||
WD-40 Company | 3 | To approve the 1999 non-employee director restricted stock plan. | M | For | For | ||||
WD-40 Company | 4 | Ratify the appointment of PricewaterhouseCoopers LLP as independent accountants. | M | For | For | ||||
Webex Communications, Inc. | WEBX | 94767L109 | 05/19/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Webex Communications, Inc. | 2 | Ratification of KPMG LLP as independent auditors. | M | For | For | ||||
Wellman, Inc. | WLM | 949702104 | 05/18/04 | 05/08/04 | 1 | Election of directors. | M | For | For |
Wellman, Inc. | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Wellman, Inc. | 3 | Adoption of the restricted stock plan. | M | For | For | ||||
Wellman, Incorporated | WLM | 949702104 | 08/05/03 | 07/28/03 | 1 | Election of directors. | M | For | For |
Wellman, Incorporated | 2 | Ratification of Ernest & Young LLP as the independent public accountant's. | M | For | For | ||||
Whitney Holding Corporation | WTNY | 966612103 | 04/28/04 | 04/19/04 | 1 | Election of directors. | M | For | For |
Whitney Holding Corporation | 2 | Adoption of the 2004 long-term incentive plan. | M | For | For | ||||
Whitney Holding Corporation | 3 | Article XVI of the articles of incorporation be deleted. | S | Against | Against | ||||
Wilson Great Batch Technologies, Inc. | GB | 972232102 | 05/25/04 | 05/15/04 | 1 | Election of directors. | M | For | For |
Winnebago Industries, Inc. | WGO | 974637100 | 01/13/04 | 01/03/04 | 1 | Election of directors. | M | For | For |
Winnebago Industries, Inc. | 2 | Approval of the 2004 incentive compensation plan. | M | For | For | ||||
Wolverine World Wide, Inc. | WWW | 978097103 | 04/22/04 | 04/14/04 | 1 | Election of directors. | M | For | For |
Wolverine World Wide, Inc. | 2 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Woodward Governor Co. | WGOV | 980745103 | 01/28/04 | 01/20/04 | 1 | Election of directors. | M | For | For |
Yellow Corporation | YELL | 985509108 | 12/09/03 | 11/13/03 | 1 | Approve the issuance of shares of the corporation. | M | For | For |
Yellow Corporation | 2 | Amendment of the corporation's certificate of incorporation. | M | For | For | ||||
Yellow Corporation | 3 | To approve dismissal of the special meeting if necessary, to permit further solicitation of proxies to allow for the approval of proposals 1 & 2. | M | For | For | ||||
Yellow Roadway Corporation | YELL | 985577105 | 05/20/04 | 05/10/04 | 1 | Election of directors. | M | For | For |
Yellow Roadway Corporation | 2 | Approval of the 2004 long-term incentive and equity award plan. | M | For | For | ||||
Yellow Roadway Corporation | 3 | Ratification of KPMG LLP as independent accountants.. | M | For | For | ||||
Zale Corporation | ZLC | 988858106 | 11/06/03 | 11/01/03 | 1 | Election of directors. | M | For | For |
Zale Corporation | 2 | To approve the 2003 stock incentive plan. | M | For | For | ||||
Zale Corporation | 3 | To approve the executive bonus plan. | M | For | For | ||||
Zale Corporation | 4 | Ratification of KPMG LLP as independent public accountants. | M | For | For | ||||
Zenith National Insurance Corporation | ZNT | 989390109 | 05/26/04 | 05/15/04 | 1 | Election of directors. | M | For | For |
Zenith National Insurance Corporation | 2 | Approval of the 2004 resricted stock plan. | M | For | For | ||||
Zix Corporation | ZIX | 98974P100 | 05/06/04 | 05/01/04 | 1 | Election of directors. | M | For | For |
Zix Corporation | 2 | Adoption of the 2004 stock option plan. | M | For | For | ||||
Zix Corporation | 3 | Adoption of the 2004 directors stock option plan. | M | For | For |
INTERNATIONAL FUND
(a Series of Capstone Social Ethics and Religious Values Fund)
Company | Ticker | Cusip | Meeting | Date | Proposal |
| Shareholder/Mgmt | Board | Capstone |
Name | Symbol | Number | Date | Voted | # | Issue | Proposal | Vote | Vote |
ABN AMRO Holding N.V. | ABN | 937102 | 04/29/04 | 04/26/04 | 1 | Approval of the 2003 financial statements. | M | For | For |
ABN AMRO Holding N.V. | 2 | Approval of the proposed 2003 dividend. | M | For | For | ||||
ABN AMRO Holding N.V. | 3 | Discharge of the members of the managing board in respect of their management in 2003. | M | For | For | ||||
ABN AMRO Holding N.V. | 4 | Discharge of the members of the supervisory board in respect of their supervision in 2003. | M | For | For | ||||
ABN AMRO Holding N.V. | 5 | Changes in remuneration policy for the managing board and top executives. | M | For | For | ||||
ABN AMRO Holding N.V. | 6 | Appointment of the external auditor. | M | For | For | ||||
ABN AMRO Holding N.V. | 9 | Cancellation of preference shares. | M | For | For | ||||
ABN AMRO Holding N.V. | 10 | To amend the articles of association. | M | For | For | ||||
ABN AMRO Holding N.V. | 11 | Approval of the supervisory board to repurchase its own shares. | M | For | For | ||||
ABN AMRO Holding N.V. | 12 | Authorization to issue ordinary shares. | M | For | For | ||||
ABN AMRO Holding N.V. | 13 | Authorization to restrict or exclude the pre-emptive rights granted to shareholders. | M | For | For | ||||
ABN AMRO Holding N.V. | 7&8 | Appointment of supervisory board members. | M | For | For | ||||
Adecco S.A. | ADO | 006754105 | 06/29/04 | N/A | N/A | N/A | N/A | N/A | * |
Advantest Corporation | ATE | 00762U101 | 06/25/04 | N/A | 1 | Approval of the appropriation of earnings for the fiscal year. | M | ||
Advantest Corporation | 2 | Approval of the partial amendment to the Articles of Incorporation. | M | ||||||
Advantest Corporation | 3 | Election of one director. | M | ||||||
Advantest Corporation | 4 | Election of two corporate auditors. | M | ||||||
Advantest Corporation | 5 | Issuance of stock acquisition rights as stock options. | M | ||||||
Aegon NV | AEG | 7924103 | 04/22/04 | N/A | N/A | N/A | N/A | N/A | * |
Aktiebolaget Electrolux | N/A | 10198208 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Akzo Nobel N.V. | AKZOY | 10199305 | 04/22/04 | 04/21/04 | 1 | Adoption of the 2003 financial statements of Akzo Nobel N.V. | M | For | For |
Akzo Nobel N.V. | 2 | Adoption of the dividend proposal. | M | For | For | ||||
Akzo Nobel N.V. | 3 | Discharge from liability of the members of the board of management for the performance of their duties during 2003. | M | For | For | ||||
Akzo Nobel N.V. | 4 | Discharge from liability of the members of the supervisory board for the performance of their duties during 2003. | M | For | For | ||||
Akzo Nobel N.V. | 5 | Adoption of the stock option plan board of management. | M | For | For | ||||
Akzo Nobel N.V. | 6 | Adoption of the performance share plan board of management. | M | For | For | ||||
Akzo Nobel N.V. | 7 | Approval of the continuance of the executive stock option plan. | M | For | For | ||||
Akzo Nobel N.V. | 8 | Adoption of the aggregate maximum number of shares that are available under the plans referred to under 6a), 6b) and 6c9. | M | For | For | ||||
Akzo Nobel N.V. | 9 | Election of board. | M | For | For | ||||
Akzo Nobel N.V. | 10 | Election of board. | M | For | For | ||||
Akzo Nobel N.V. | 11 | Election of the supervisory board. | M | For | For | ||||
Akzo Nobel N.V. | 12 | Election of the supervisory board. | M | For | For | ||||
Akzo Nobel N.V. | 13 | Election of the supervisory board. | M | For | For | ||||
Akzo Nobel N.V. | 14 | Election of the supervisory board. | M | For | For | ||||
Akzo Nobel N.V. | 15 | Approval of the proposal to designate English as the official language of the financial statements. | M | For | For | ||||
Akzo Nobel N.V. | 16 | Approval of the proposal to authorize the board of management to issue shares. | M | For | For | ||||
Akzo Nobel N.V. | 17 | Approval of the proposal to authorize the board of management to restrict or exclude the pre-emptive rights of shareholders. | M | For | For | ||||
Akzo Nobel N.V. | 18 | Approval of the proposal to authorize the board of management to aquire shares of the company on behalf of the company. | M | For | For | ||||
Alcatel Alsthom Generale ADR | ALA | 013904305 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Allianz Aktiengesellschaft | AZ | 18805101 | 05/05/04 | 04/29/04 | 1 | Appropriation of net earnings. | M | For | For |
Allianz Aktiengesellschaft | 2 | Approval of the actions of the members of the board of management. | M | For | For | ||||
Allianz Aktiengesellschaft | 3 | Approval of the actions of the members of the supervisory board. | M | For | For | ||||
Allianz Aktiengesellschaft | 4 | Creation of authorized capital 2004/I, cancellation of authorized capital 2003/I and 2003/II. | M | For | For | ||||
Allianz Aktiengesellschaft | 5 | Creation of authorized capital 2004/II, cancellation of authorized capital 2001/II. | M | For | For | ||||
Allianz Aktiengesellschaft | 6 | Approval of new authorization to issue bonds carrying conversion and/or option rights. | M | For | For | ||||
Allianz Aktiengesellschaft | 7 | Authorization to acquire company shares for trading purposes. | M | For | For | ||||
Allianz Aktiengesellschaft | 8 | Authorization to acquire and utilize company shares for other purposes. | M | For | For | ||||
Allianz Aktiengesellschaft | 9 | Approval of control and profit transfer agreement between Allianz AG and Jota-Vermoegensverwaltungsgesellschaft MBH. | M | For | For | ||||
Allied Irish Banks | AIB | 19228402 | 04/29/04 | N/A | 1 | Approval of the 2003 financial statements. | M | For | * |
Allied Irish Banks | 2 | Approval of the dividend for the year ended December 31, 2003. | M | For | * | ||||
Allied Irish Banks | 3 | Re-election of the directors. | M | For | * | ||||
Allied Irish Banks | 4 | To authorize the directors to fix the auditors remuneration. | M | For | * | ||||
Allied Irish Banks | 5 | Renewal of authority for acquisition by the company of it's own shares. | M | For | * | ||||
Allied Irish Banks | 6 | Renewal of authority for re-issue of the Company's shares. | M | For | * | ||||
Allied Irish Banks | 7 | Renewal of authority to issue shares other than to existing shareholders. | M | For | * | ||||
Allied Irish Banks | 8 | Renewal of authority to offer shareholders their dividends in the form of new shares. | M | For | * | ||||
Allied Irish Banks | 9 | Approval to remove from office all of the Directors. | S | Against | * | ||||
Allied Irish Banks | 10 | Approval of the removal of KPMG as Auditors. | S | Against | * | ||||
Allied Irish Banks | 11 | Approval of Mr. Niall Murphy to be appointed as a Director. | S | Against | * | ||||
Altana AG | AAA | 02143N103 | 05/05/04 | 04/29/04 | 1 | Appropriation of earnings for the fiscal year 2003. | M | For | For |
Altana AG | 2 | Approval of activities of the management board for the fiscal year 2003. | M | For | For | ||||
Altana AG | 3 | Approval of activities of the supervisory board for the fiscal year 2003. | M | For | For | ||||
Altana AG | 4 | Election of the supervisory board. | M | For | For | ||||
Altana AG | 5 | Appointment of the auditors for the fiscal year 2004. | M | For | For | ||||
Altana AG | 6 | Decision on approved capital - changes of article of association. | M | For | For | ||||
Altana AG | 7 | Decision on the authorization of the company to acquire treasury shares. | M | For | For | ||||
Aluminum Corporation of China Limited. | ACH | 22276109 | 12/29/03 | 12/10/03 | A | Entering into the continuing connected transactions. | M | For | For |
Aluminum Corporation of China Limited. | B | The directors are authorized to implement and/or give effect to the continuing connected transactions. | M | For | For | ||||
Amcor Ltd | AMCR | 02341R302 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Amersham PLC. | ASHMF | 30719108 | 03/17/04 | 02/25/04 | 1 | Receive new GE shares in exchange for the cancelation of their Amersham shares | M | For | For |
Amersham PLC. | 2 | The special resolution. | M | For | For | ||||
AMVESCAP | AVZ | 3235 E 100 | 04/29/04 | 04/26/04 | 1 | Election of directors. | M | For | For |
AMVESCAP | 2 | To receive the accounts and the reports of the directors and auditors thereon. | M | For | For | ||||
AMVESCAP | 3 | To declare a final dividend. | M | For | For | ||||
AMVESCAP | 4 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
AMVESCAP | 5 | To authorize the directors to allot shares pursuant to section 80 of the companies act1985. | M | For | For | ||||
AMVESCAP | 6 | To display statutory pre-emption rights pursuant to section 95 of the companies act 1985. | M | For | For | ||||
AMVESCAP | 7 | To renew the company's authority to make market purchase its own ordinary shares. | M | For | For | ||||
AMVESCAP | 8 | To approve the amendments to the articles of association. | M | For | For | ||||
AMVESCAP | 9 | To approve the amendments to the articles of association. | M | For | For | ||||
AMVESCAP | 10 | To approve the changes to the international shares ave plan in relation to french resident employees. | M | For | For | ||||
Ansell Limited | ANSL | 03634M109 | 10/09/03 | 10/01/03 | 1 | Election of director. | M | For | For |
Ansell Limited | 2 | Re-election of director. | M | For | For | ||||
Astrazeneca PLC | AZN | 46353108 | 04/29/04 | 04/26/04 | 1 | Election of directors. | M | For | For |
Astrazeneca PLC | 2 | To receive the directors report and accounts for the year ended December 31, 2003. | M | For | For | ||||
Astrazeneca PLC | 3 | To confirm dividends. | M | For | For | ||||
Astrazeneca PLC | 4 | Re-appoint KPMG audit PLC, London as auditor. | M | For | For | ||||
Astrazeneca PLC | 5 | To authorize the directors to agree the remuneration of the auditor. | M | For | For | ||||
Astrazeneca PLC | 6 | To approve the directors remuneration report. | M | For | For | ||||
Astrazeneca PLC | 7 | To adopt new articles of association. | M | For | For | ||||
Astrazeneca PLC | 8 | To authorize limited EU political donations. | M | For | For | ||||
Astrazeneca PLC | 9 | To authorize the directors to allott unissued shares. | M | For | For | ||||
Astrazeneca PLC | 10 | To authorize the directors to disapply pre-emption rights. | M | For | For | ||||
Astrazeneca PLC | 11 | To authorize the company to purchase its own shares. | M | For | For | ||||
Astrazeneca PLC | 12 | To authorize increase of cap on non-executive directors. | M | For | For | ||||
Astrazeneca PLC | 13 | To transact any other business that may properly come before the meeting. | M | For | For | ||||
Australia & New Zealand Banking Group LTD. | ANZ | 52528304 | 12/19/03 | 12/22/03 | 2a thru 2b | Re-election of directors. | M | For | For |
Australia & New Zealand Banking Grp LTD. | 1 | Approval to the buy-back agreement relating to the redeemable preference shares issued by the company in 1998. | M | For | For | ||||
Australia & New Zealand Banking Grp LTD. | 2 | Amendment to the constitution. | M | For | For | ||||
Australia & New Zealand Banking Grp LTD. | 3 | Approval of the issue of reset convertible preference shares. | M | For | For | ||||
Aventis | AVE | 53561106 | 06/11/04 | N/A | 1 | Approval of the 2003 financial statements. | M | For | * |
Aventis | 2 | Approval of the 2003 consolidated financial statements. | M | For | |||||
Aventis | 3 | Appropriation of earnings and setting of dividends payable. | M | For | |||||
Aventis | 4 | Approval of the agreements mentioned in the auditors' special report. | M | For | |||||
Aventis | 5 | Authorization for the purchase of Company shares. | M | For | |||||
Aventis | 6 | Appointment of a new substitute Auditor. | M | For | |||||
Aventis | 7 | Ammendment to Article 7of the Articles of Association and By-Laws. | M | For | |||||
Aventis | 8 | Ammendment to Article 11 of the Articles of Association and By-Laws - Management Board. | M | For | |||||
Aventis | 9 | Ammendment to Article 13 of the Articles of Association and By-Laws - Supervisory Board. | M | For | |||||
Aventis | 10 | Renewal of the mandate of 10 Supervisory Board Members. | M | For | |||||
AXA | AXA | 54536107 | 04/21/04 | 04/17/04 | 1 | Approval of the company's 2003 financial statements. | M | For | For |
AXA | 2 | Approval of the consolidated 2003 financial statements. | M | For | For | ||||
AXA | 3 | Earning appropriation and declaration of a dividend of (0.38). | M | For | For | ||||
AXA | 4 | Approval of the agreements mentioned in the auditors special report. | M | For | For | ||||
AXA | 5 | Re-election of a supervisory board member. | M | For | For | ||||
AXA | 6 | Re-election of a statutory auditor. | M | For | For | ||||
AXA | 7 | Appointment of a alternate auditor. | M | For | For | ||||
AXA | 11 | Authorization granted to the management board to trade in the company's shares. | M | For | For | ||||
AXA | 12 | Delegation to the management board to issue equity. | M | For | For | ||||
AXA | 13 | Appointment of a supervisory board member representing employee shareholders. | M | For | For | ||||
AXA | 14 | Election of an employee representative to the supervisory board. | M | For | For | ||||
AXA | 15 | Authorization given to the management board to cancel shares and reduce the capital. | M | For | For | ||||
AXA | 16 | Authorization to comply with all formal requirements in connection with this meeting. | M | For | For | ||||
AXA | (8-10) | Election of the supervisory board. | M | For | For | ||||
BAA PLC | BAAPY | 05518L206 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Banco Bilbao Vizcaya Argentaria S.A. | BBV | 5946K101 | 02/28/04 | 02/25/04 | 1 | Approval of the annual accounts and management reports. | M | For | For |
Banco Bilbao Vizcaya Argentaria S.A. | 2 | Annuling the resolution to increase capital. | M | For | For | ||||
Banco Bilbao Vizcaya Argentaria S.A. | 3 | Annuling the authorisation to issue fixed-yeild securities. | M | For | For | ||||
Banco Bilbao Vizcaya Argentaria S.A. | 4 | Amendment of articles of the company's bylaws. | M | For | For | ||||
Banco Bilbao Vizcaya Argentaria S.A. | 5 | Approval of the BBVA general shareholders meeting. | M | For | For | ||||
Banco Bilbao Vizcaya Argentaria S.A. | 6 | Delegation of authority to request listing or de-listing of shares on foreign securities exchanges. | M | For | For | ||||
Banco Bilbao Vizcaya Argentaria S.A. | 7 | Authorisation for the company to aquire treasury stock directly or through group companies. | M | For | For | ||||
Banco Bilbao Vizcaya Argentaria S.A. | 8 | Re-election of the auditors for the 2004 accounts. | M | For | For | ||||
Banco Bilbao Vizcaya Argentaria S.A. | 9 | Re-election of the board of directors. | M | For | For | ||||
Banco Bilbao Vizcaya Argentaria S.A. | 10 | Placement of disposible reserves in a special fund to cover possible costs of extraordinary early retirement plans. | M | For | For | ||||
Banco Bilbao Vizcaya Argentaria S.A. | 11 | Conferral of authority to the board of directors. | M | For | For | ||||
Banco Santander Central Hispano | SAN | 05965X109 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Bank of Ireland Group. | IREBF | 46267Q103 | 07/09/03 | 07/01/03 | 1 | To adopt the report and accounts. | M | For | For |
Bank of Ireland Group. | 2 | To declare a dividend. | M | For | For | ||||
Bank of Ireland Group. | 3A-3E | Election of directors | M | For | For | ||||
Bank of Ireland Group. | 4 | Authorise the directors to determine the remuneration of the auditors. | M | For | For | ||||
Bank of Ireland Group. | 5 | Renew the bank's authority to purchase its own stock. | M | For | For | ||||
Bank of Ireland Group. | 6 | Determine the re-issue price range for treasury stock. | M | For | For | ||||
Bank of Ireland Group. | 7 | Renew the authority for the directors to issue ordinary stock on a non pre-emptive basis for cash. | M | For | For | ||||
Bank of Ireland Group. | 8 | Renew the authority for the directors to issue ordinary stock on a non pre-emptive basis for other than cash. | M | For | For | ||||
Bankinter S.A. | BKNTY | 066460205 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Barclays PLC. | BCS | 06738 E 204 | 04/29/04 | 04/27/04 | 1 | To receive the directors report and the accounts for the year ended December 31, 2003. | M | For | For |
Barclays PLC. | 2 | To approve the report on remuneration for the year ended December 31, 2003. | M | For | For | ||||
Barclays PLC. | 12 | To re-appoint Pricewaterhouse Coopers LLP as auditors. | M | For | For | ||||
Barclays PLC. | 13 | To authorise the directors to set the remuneration of the auditors. | M | For | For | ||||
Barclays PLC. | 14 | To renew the authority given to directors to allot securities for cash other than on a pro rata basis. | M | For | For | ||||
Barclays PLC. | 15 | To renew the company's authority to purchase its own shares. | M | For | For | ||||
Barclays PLC. | (3 - 11) | Re-election of directors. | M | For | For | ||||
BASF Aktiengesellschaft | BF | 55262505 | 04/29/04 | 04/27/04 | 1 | Adoption of a resolution on the appropriation of profit. | M | For | For |
BASF Aktiengesellschaft | 2 | Adoption of a resolution giving formal approval to the actions of the supervisory board. | M | For | For | ||||
BASF Aktiengesellschaft | 3 | Adoption of a resolution giving formal approval to the actions of the board of directors. | M | For | For | ||||
BASF Aktiengesellschaft | 4 | Election of an auditor for the financial year 2004. | M | For | For | ||||
BASF Aktiengesellschaft | 5 | Authorization to buy back shares and to put them to further use including the authorization to redeem bought back shares and reduce capital. | M | For | For | ||||
BASF Aktiengesellschaft | 6 | Authorization to acquire our own shares using derivative financial instruments. | M | For | For | ||||
BASF Aktiengesellschaft | 7 | Resolution on the cancellation of existing and the creation of new authorized capital and amendment of the articles of association. | M | For | For | ||||
BASF Aktiengesellschaft | 8 | Approval of a control and profit and loss transfer agreement. | M | For | For | ||||
Bayer AG | BAY | 72730302 | 04/30/04 | 04/23/04 | 1 | Submission of the approved financial statements and reports. | M | For | For |
Bayer AG | 2 | Ratification of the actions of the members of the board of management. | M | For | For | ||||
Bayer AG | 3 | Ratification of the actions of the members of the supervisory board. | M | For | For | ||||
Bayer AG | 4 | Issue warrant bonds and convertible bonds. | M | For | For | ||||
Bayer AG | 5 | Authorization to purchase company shares and to sell company shares. | M | For | For | ||||
Bayer AG | 6 | Consent to realignment of the Bayer Group. | M | For | For | ||||
Bayer AG | 7 | Consent to the profit transfer agreements between the company and each of the four subsidiary companies. | M | For | For | ||||
Bayer AG | 8 | Amendment of section 12 paragraph 1 of the articles of association. | M | For | For | ||||
Bayer AG | 9 | Ratification of auditors. | M | For | For | ||||
Benetton Group | BNG | 81795402 | N/A | N/A | N/A | N/A | N/A | N/A | * |
BG PLC | BRG | 055434203 | N/A | N/A | N/A | N/A | N/A | N/A | * |
BHP Billiton Limited | BHP | 88606108 | 11/13/03 | 11/01/03 | 1a | Election of directors. | M | For | For |
BHP Billiton Limited | 1 | To receive financial statements and reports of BHP LTD. | M | For | For | ||||
BHP Billiton Limited | 2 | To receive financial statements and reports of BHP PLC. | M | For | For | ||||
BHP Billiton Limited | 3Thru5 | Re-election of directors. | M | For | For | ||||
BHP Billiton Limited | 6Thru7 | Election of directors. | M | For | For | ||||
BHP Billiton Limited | 8 | Re-appoint the auditors of BHP. | M | For | For | ||||
BHP Billiton Limited | 9 | Renew the directors authority to allot shares in BHP. | M | For | For | ||||
BHP Billiton Limited | 10 | Renew the disapplication of pre-emption rights in BHP. | M | For | For | ||||
BHP Billiton Limited | 11 | Authorize BHP PLC to make market purchases of its own shares. | M | For | For | ||||
BHP Billiton Limited | 12 | Approve the remuneration report. | M | For | For | ||||
BHP Billiton Limited | 13 | Approve the issue of awards to Mr. C W Goodyear under BHP LTD's Group incentive scheme. | M | For | For | ||||
BHP Billiton Limited | 14 | Approve the issue of awards to Mr.M Salamon under BHP PLC's Group incentive scheme. | M | For | For | ||||
Boots Group | BOOYY | 099482101 | N/A | N/A | N/A | N/A | N/A | N/A | * |
BP P.L.C. | BP | 55622104 | 04/15/04 | 04/06/04 | 1 | Election of directors. | M | For | For |
BP P.L.C. | 8 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
BP P.L.C. | 9 | To amend the articles of association of the company. | M | For | For | ||||
BP P.L.C. | 10 | Authority to allot shares up to a specified amount. | M | For | For | ||||
BP P.L.C. | 11 | Authority to allot alimited number of shares for cash. | M | For | For | ||||
BP P.L.C. | 12 | Limited authority for the purchase of its own shares. | M | For | For | ||||
BP P.L.C. | 13 | Authorise the use of treasury shares for employee share schemes. | M | For | For | ||||
BP P.L.C. | 14 | To approve the directors remuneration report. | M | For | For | ||||
BP P.L.C. | 15 | To determine the limit for the aggregate remuneration of the non-executive directors. | M | For | For | ||||
BP P.L.C. | 16 | To receive the directors annual report and the accounts. | M | For | For | ||||
BP P.L.C. | 17 | A report making certain disclosures on matters of control and risk in protected and sensitive areas. | M | Agianst | Against | ||||
Bridgestone Corporation | BRDCY | 108441205 | N/A | N/A | N/A | N/A | N/A | N/A | * |
British Airways | BAB | 110419306 | N/A | N/A | N/A | N/A | N/A | N/A | * |
British Sky Broadcasting Group PLC | BSY | 111013108 | 11/14/03 | 12/01/03 | 1 | To adopt the report and financial statements. | M | For | For |
British Sky Broadcasting Group PLC | 2 thru 4 | Election of directors. | M | For | For | ||||
British Sky Broadcasting Group PLC | 5 thru 7 | Re-appointment of directors. | M | For | For | ||||
British Sky Broadcasting Group PLC | 8 | Re-appointment of Deloitte&Touche LLP as auditors. | M | For | For | ||||
British Sky Broadcasting Group PLC | 9 | To receive the remuneration report of the directors. | M | For | For | ||||
British Sky Broadcasting Group PLC | 10 | To authorize the directors to make eu political donations under the PPER act 2000. | M | For | For | ||||
British Sky Broadcasting Group PLC | 11 | To authorize the directors to allot shares under section 80. | M | For | For | ||||
British Sky Broadcasting Group PLC | 12 | To disapply statutory pre-emption rights. | M | For | For | ||||
British Sky Broadcasting Group PLC | 13 | To reduce the share premium account. | M | For | For | ||||
BT Group PLC | BTY | 5577E101 | 07/16/03 | 07/08/03 | 1 | Reports and accounts. | M | For | For |
BT Group PLC | 2 | Remuneration report. | M | For | For | ||||
BT Group PLC | 3 | Final dividend. | M | For | For | ||||
BT Group PLC | 4 | Re-election. | M | For | For | ||||
BT Group PLC | 5 | Re-election. | M | For | For | ||||
BT Group PLC | 6 | Re-election. | M | For | For | ||||
BT Group PLC | 7 | Election. | M | For | For | ||||
BT Group PLC | 8 | Reappointment and remuneration of auditors. | M | For | For | ||||
BT Group PLC | 9 | Authority to allot shares. | M | For | For | ||||
BT Group PLC | 10 | Authority to allot shares for cash. | M | For | For | ||||
BT Group PLC | 11 | Authority to purchase own shares. | M | For | For | ||||
BT Group PLC | 12 | Authority for political donations. | M | For | For | ||||
Bunzl Pub LTD Co. | BNL | 120738307 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Business Objects S. A. | BOBJ | 12328X107 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Carnival PLC | CUK | 14365C103 | 04/22/04 | 04/14/04 | 1 | Election of directors. | M | For | For |
Carnival PLC | 2 | Appointment of independent auditors and accountants. | M | For | For | ||||
Carnival PLC | 3 | Audit committee to agree on the independent auditors remuneration. | M | For | For | ||||
Carnival PLC | 4 | Receiving of annual accounts and reports. | M | For | For | ||||
Carnival PLC | 5 | Approval of the remuneration report. | M | For | For | ||||
Carnival PLC | 6 | Renewal of section 80 authority. | M | For | For | ||||
Carnival PLC | 7 | Renewal of section 89 authority. | M | For | For | ||||
Centerpulse LTD | CPSJYZ | 152005104 | 10/09/03 | 10/01/03 | 1 | Granting of discharge to the members of the board of directors. | M | For | For |
Centerpulse LTD | 2A | Deselection of the board of directors consisting of messrs. | M | For | For | ||||
Centerpulse LTD | 2B1,2B2,2B3, 2B4 | New election of the board of directors. | M | For | For | ||||
CIBA Specialty Chemicals Holdings Inc. | CSB | 17162W206 | 02/26/04 | 02/18/04 | 1 | Approval of the annual report. | M | For | For |
CIBA Specialty Chemicals Holdings Inc. | 2 | Approval of the distribution of 2003 retained earnings. | M | For | For | ||||
CIBA Specialty Chemicals Holdings Inc. | 3 | Approval of the discharge of the BOD and Mgmt from liability for their activities in 2003. | M | For | For | ||||
CIBA Specialty Chemicals Holdings Inc. | 4 | Approval of the cancelation of 1,303,500 shares as a consequence of the share buyback program. | M | For | For | ||||
CIBA Specialty Chemicals Holdings Inc. | 5 | Approval to reduce the share capital. | M | For | For | ||||
CIBA Specialty Chemicals Holdings Inc. | 6 | Approval of the proposal that the nominal share capital amount required to have an item put on the agenda be reduced. | M | For | For | ||||
CIBA Specialty Chemicals Holdings Inc. | 7 | Approval to re-create an authorized capital of CHF 12 million and cancel the existing authorized capital of CHF 24 million. | M | For | For | ||||
CIBA Specialty Chemicals Holdings Inc. | 8 | Re-election of Ms. Gertrud Hohler and Mr. Armin Meyer as members of the board. | M | For | For | ||||
CIBA Specialty Chemicals Holdings Inc. | 9 | Approval of the auditing firm of Ernst & Young LLP. | M | For | For | ||||
Cnooc Limited | CEO | 126132109 | 03/16/04 | 03/01/04 | 1 | To subdivide issued and unissued share of HK$0.10 each in the capital of the company into five shares of HK$0.02 each. | M | For | For |
Cnooc Limited | CEO | 126132109 | 04/28/04 | 04/23/04 | 1 | To receive and consider the audited accounts for the year ended December 31, 2003. | M | For | For |
Cnooc Limited | 2 | To declare the final dividend for the year ended December 31, 2003. | M | For | For | ||||
Cnooc Limited | 3,4&5 | Re-election of directors. | M | For | For | ||||
Cnooc Limited | 6 | Election of directors. | M | For | For | ||||
Cnooc Limited | 7 | Ratification of Ernst & Young LLP as independent auditors. | M | For | For | ||||
Cnooc Limited | 8 | To grant a general mandate to the directors to repurchase shares in the company. | M | For | For | ||||
Cnooc Limited | 9 | To grant a general mandate to the directors to issue, allot and deal with additional shares in the company. | M | For | For | ||||
Cnooc Limited | 10 | To extend a general mandate granted to the directors to issue, allot and deal with shares by the number of shares repurchased. | M | For | For | ||||
Cnooc Limited | 11 | To amend the articles of association of the company. | M | For | For | ||||
Coles Myer LTD. | CM | 193870409 | 11/26/03 | 12/01/03 | 3a thru 3f | Election of directors. | M | For | For |
Coles Myer LTD. | 4 | Approval to issue 1,500,000 options to Mr. John E. Flether, CEO. | M | For | For | ||||
Converium Holding LTD | CHR | 21248N107 | 04/27/04 | 04/13/04 | 1 | Approval of the annual report, the annual statements and the group consolidated financial statements. | M | For | For |
Converium Holding LTD | 2 | Allocation of available earnings and declaration of dividends. | M | For | For | ||||
Converium Holding LTD | 3 | Release of the members of the board of directors and of the management from liability. | M | For | For | ||||
Converium Holding LTD | 4 | Re-election of board members. | M | For | For | ||||
Converium Holding LTD | 5 | Deletion of ART.3A and replace it with new ART. 3A (contingent share capital for option rights and/or conversion rights. | M | For | For | ||||
Converium Holding LTD | 6 | Creation of authorized share capital. | M | For | For | ||||
Converium Holding Ltd | 7 | Election of the auditors and group auditors. | M | For | For | ||||
Credit Suisse Group | CSRLY | 225401108 | 04/30/04 | 04/21/04 | 1 | Approval of the annual report. | M | For | For |
Credit Suisse Group | 2 | Discharge of the acts of the board of directors and the executive board. | M | For | For | ||||
Credit Suisse Group | 3 | Reduction of share capital for thre purpose of repayment of par value to shareholders. | M | For | For | ||||
Credit Suisse Group | 5 | Election of independent auditors. | M | For | For | ||||
Credit Suisse Group | 6 | Election of special auditors. | M | For | For | ||||
Credit Suisse Group | 7 | Adjustment of article 7 section 4 & 5. | M | For | For | ||||
Credit Suisse Group | 8 | Deletion of provisions concerning contributions in kind. | M | For | For | ||||
Credit Suisse Group | 9 | Proxies may vote on any other matters that properly come before the meeting. | M | For | For | ||||
Credit Suisse Group | 4a,b,c,d&e | Election of directors. | M | For | For | ||||
CSK Corporation | CSKKY | 126375302 | N/A | N/A | N/A | N/A | N/A | N/A | * |
CSR Ltd | CSRLY | 126396308 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Canon Inc. | CAJ | 138006309 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Casio Computer Ltd | CSIOY | 147618201 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Compaignie Financiere Richmont AGAD | RCHMY | 204318109 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Dampskibsselskabet | TRMD | 00208W109 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Dassault System S.A. | DASTY | 237545108 | N/A | N/A | N/A | N/A | N/A | N/A | * |
DBS Group Holdings Ltd | DBSAY | 23304Y209 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Deutsche Telekom AG | DT | 251566105 | 05/18/04 | 05/08/04 | 1 | Approval of the resolution of the appropriation of net income. | M | For | For |
Deutsche Telekom AG | 2 | Approval of actions by the board of management for the financial year 2003. | M | For | For | ||||
Deutsche Telekom AG | 3 | Approval of actions by the supervisory board for the financial year 2003. | M | For | For | ||||
Deutsche Telekom AG | 4 | Approval to appoint independent auditors. | M | For | For | ||||
Deutsche Telekom AG | 5 | Authorize the company to purchase its own shares. | M | For | For | ||||
Deutsche Telekom AG | 6 | Authorization to grant subscription rights. | M | For | For | ||||
Deutsche Telekom AG | 7 | Approval of the cancelation of the approved 2000 and the creation of a new approved capital 2004. | M | For | For | ||||
Deutsche Telekom AG | 8 | Approval to conclude a profit and loss transfer agreement with T-Punkt Vertriebsgsellschaft MBH. | M | For | For | ||||
Deutsche Telekom AG | 9 | Approval to conclude a profit and loss transfer agreement with Traviata Telekommunikationdienste GMBH. | M | For | For | ||||
Deutsche Telekom AG | 10 | Approval to conclude a profit and loss transfer agreement with Norma Telekommunikationdienste GMBH. | M | For | For | ||||
Deutsche Telekom AG | 11 | Approval to conclude a profit and loss transfer agreement with Carmen Telekommunikationdienste GMBH. | M | For | For | ||||
Deutsche Telekom AG | 12 | Approval of the amendment of section 13 of the articles of incorporation. | M | For | For | ||||
Deutsche Telekom AG | 13 | Approval of the amendment of section 14 of the articles of incorporation. | M | For | For | ||||
Ducati Motor Holdings S.P.A | DMH | 264066101 | 04/30/04 | 04/23/04 | 1 | Approval of the draft financial statements. | M | For | For |
Ducati Motor Holdings S.P.A | 2 | Resolutions pertaining the composition of the board of directors. | M | For | For | ||||
Ducati Motor Holdings S.P.A | 3 | Authorization of a possible buy-back and subsequent disposals by the company of its own shares. | M | For | For | ||||
Ducati Motor Holdings S.P.A | 4 | Appointment of the independent auditing company. | M | For | For | ||||
Ducati Motor Holdings S.P.A | 5 | Appointment of board of statutory auditors and relevant president. | M | For | For | ||||
Ducati Motor Holdings S.P.A | 6 | Approval of the plan of merger by absorption of the company Ducati.Com S.R.L. into Ducati Motor Holding S.P.A. | MN | For | For | ||||
Ducati Motor Holdings S.P.A | 7 | Approval to increase the share capital. | M | For | For | ||||
Ducati Motor Holdings S.P.A | 8 | General revision of the by-laws and amendments to sections 5 and 12 of the regulation for shareholders meetings. | M | For | For | ||||
Ducati Motor Holdings S.P.A | 9 | Resolutions regarding conversion of the shareholders equity account. | M | For | For | ||||
E. ON AG | EON | 268780103 | 04/28/04 | 04/19/04 | 1 | Appropriation of the balance sheet income from the 2003 financial year. | M | For | For |
E. ON AG | 2 | Discharge of the board of management for the 2003 financial year. | M | For | For | ||||
E. ON AG | 3 | Discharge of the supervisory board for the 2003 financial year. | M | For | For | ||||
E. ON AG | 4 | Change of the articles of association regarding the use of profits. | M | For | For | ||||
E. ON AG | 5 | Consent to the agreement on domination and distribution of profits and losses between E. ON AG and E. ON Nordic holding. | M | For | For | ||||
E. ON AG | 6 | Authorization to buyback own shares. | M | For | For | ||||
E. ON AG | 7 | Appointment of auditors. | M | For | For | ||||
EDP-Electricidade De Portugal, S.A. | EDP | 268353109 | 03/31/04 | 05/01/04 | 1 | Approval of the allocation of profits, as set forth in the company's notice of meeting. | M | For | For |
EDP-Electricidade De Portugal, S.A. | 2 | Approval of the performance of the company's management and supervising, under the provisions set forth in article 455 of the PCC code. | M | For | For | ||||
EDP-Electricidade De Portugal, S.A. | 3 | Approval of the authorization to the board of directors of the company and its subsidiaries to purchase or sell shares of the company. | M | For | For | ||||
EDP-Electricidade De Portugal, S.A. | 4 | Approval of the authorization to the board of directors of the company and its subsidiaries to purchase or sell bondsof the company. | M | For | For | ||||
EDP-Electricidade De Portugal, S.A. | 5 | Approval of the partial amendment to the articles of association in respect of the calling for the general meeting. | M | For | For | ||||
Elan Corporation | ELN | 284131208 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Endesa, S.A. | ELE | 29258N107 | 04/02/04 | 03/25/04 | 1 | Approval of the financial statements. | M | For | For |
Endesa, S.A. | 2 | Approval of thr appropriation of income for the year and distribution of dividend. | M | For | For | ||||
Endesa, S.A. | 5 | Ratification and renewal per the by-laws of directors. | M | For | For | ||||
Endesa, S.A. | 6 | Approval of the appointment of auditors. | M | For | For | ||||
Endesa, S.A. | 7 | Approval of the company acquiring treasury stock. | M | For | For | ||||
Endesa, S.A. | 8 | Approval of the board of directors to rectify any resolutions that may properly come before the meeting. | M | For | For | ||||
Endesa, S.A. | 3a | New wording of article 16 (issue of debentures). | M | For | For | ||||
Endesa, S.A. | 3b | Voting and representation by remote means of communication (article 9). | M | For | For | ||||
Endesa, S.A. | 4a | New wording for articles 9,12 and 18. | M | For | For | ||||
Endesa, S.A. | 4b | Voting and representation by remote means of communication (article 20). | M | For | For | ||||
Enel Societa Per Azioni | EN | 29265W108 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Eni Spa | E | 26874R108 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Ericsson LM Telephone Co. | ERICY | 294821608 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Etablissements Delhaize Freres | DEG | 29759W101 | N/A | N/A | N/A | N/A | N/A | N/A | * |
France Telecom | FTE | 35177Q105 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Fuji Photo Film | FUJIY | 359586302 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Fujitsu Ltd | FTACY | 359588209 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Galen Holdings PLC. | GAL | 363240102 | 02/17/04 | 02/13/04 | 1 | To receive the accounts for year ending September 30, 2003. | M | For | For |
Galen Holdings PLC. | 2 | To approve the directors remuneration report. | M | For | For | ||||
Galen Holdings PLC. | 3 | To declare a final dividend of 2.40P per ordinary share. | M | For | For | ||||
Galen Holdings PLC. | 4 | To re-elect Rodger Boissonneault as director. | M | For | For | ||||
Galen Holdings PLC. | 5 | Approval of the auditing firm of Pricewaterhouse Coopers LLP. | M | For | For | ||||
Galen Holdings PLC. | 7 | To authorise the directors to allot relevent securities pursuant to article 90. | M | For | For | ||||
Galen Holdings PLC. | 8 | To empower the directors to allot equity securities pursuant to article 105. | M | For | For | ||||
Galen Holdings PLC. | 9 | To grant authority for the company to make market purchases of its own shares pursuant to article 176. | M | For | For | ||||
Galen Holdings PLC. | 6a | To adopt the 2004 long term incentive plan. | M | For | For | ||||
Galen Holdings PLC. | 6b | To approve the grant of share options under the plan. | M | For | For | ||||
Galen Holdings PLC. | 6c | To approve the grant of performance shares under the plan. | M | For | For | ||||
Glaxosmithkline PLC | GSK | 37733W105 | 05/17/04 | 05/07/04 | 1 | Approval of the reports and financial statements for 2003. | M | For | For |
Glaxosmithkline PLC | 2 | To approve the directors remuneration report. | M | For | For | ||||
Glaxosmithkline PLC | 8 | Re-appointment of auditors. | M | For | For | ||||
Glaxosmithkline PLC | 9 | Remuneration of auditors. | M | For | For | ||||
Glaxosmithkline PLC | 10 | Authorize the company to make donations to eu political organizations. | M | For | For | ||||
Glaxosmithkline PLC | 11 | Dis-application of pre-emption rights. | M | For | For | ||||
Glaxosmithkline PLC | 12 | Authority for the company to purchase its own shares. | M | For | For | ||||
Glaxosmithkline PLC | 3thru7 | Election of directors. | M | For | For | ||||
Groupe Danone | DA | 399449107 | 04/15/04 | 04/06/04 | 2 | Approval of the transactions referred to in article L 225-38. | M | For | For |
Groupe Danone | 3 | Approval of the statutory financial statements and discharge to the directors. | M | For | For | ||||
Groupe Danone | 4 | Allocation of income and dividend distribution. | M | For | For | ||||
Groupe Danone | 5 | Ratification of the change of registered address. | M | For | For | ||||
Groupe Danone | 8-Jan | Re-election of a board member. | M | For | For | ||||
Groupe Danone | 13 | Authorization of the board of directors to arrange the buy-back by the company of its own shares. | M | For | For | ||||
Groupe Danone | 11&12 | Appointment of alternate auditors. | M | For | For | ||||
Groupe Danone | 6&7 | Re-election of a board member. | M | For | For | ||||
Groupe Danone | 9&10 | Re-appointment of a statutory auditors. | M | For | For | ||||
Gucci Group N.V. | GCGPF | 401566104 | 07/16/03 | 07/09/03 | 4A | Adoption of the statutory accounts for fiscal 2002. | M | For | For |
Gucci Group N.V. | 4B | Approval of the management performed by the management board and the supervision performed by the supervisory board. | M | For | For | ||||
Gucci Group N.V. | 5 | Appointment of eight seats to the supervisory boardand also, the appointment of those seats to eight members. | M | For | For | ||||
Gucci Group N.V. | 6 | Appoint three persons to the management board. | M | For | For | ||||
Gucci Group N.V. | 7 | Management board to repurchase shares of the company's share capital for a period of eight months. | M | For | For | ||||
Gucci Group N.V. | 8 | Return capital and authorization to effecuate such amendments. | M | For | For | ||||
Gucci Group N.V. | 9 | Retain Pricewaterhousecoopers as the company's auditor. | M | For | For | ||||
Gucci Group N.V. | 10 | Approval of the countrywide incentive stock option plan and amend the company's incentive stock option plans. | M | For | For | ||||
Hanson PLC | HAN | 411349103 | 05/13/04 | 05/05/04 | 1 | Election of directors. | M | For | For |
Hanson PLC | 2 | Accounts and the reports of directors and auditors for the year ended December 31, 2003. | M | For | For | ||||
Hanson PLC | 3 | Remuneration report. | M | For | For | ||||
Hanson PLC | 4 | Declaration of dividend. | M | For | For | ||||
Hanson PLC | 5 | Re-appointment of auditors. | M | For | For | ||||
Hanson PLC | 6 | Authority to allot shares generally. | M | For | For | ||||
Hanson PLC | 7 | Limited authority to allot shares for cash. | M | For | For | ||||
Hanson PLC | 8 | Limited authority to purchase shares. | M | For | For | ||||
Hanson PLC. | HAN | 411352404 | 09/19/03 | 09/15/03 | S1 | Approval of the proposed scheme of arrangement referred to in the notice convening the meeting. | M | For | For |
Hanson PLC. | E2 | Approval of the scheme of arrangement referred to in the circular to the members. | M | For | For | ||||
Hitachi Ltd | HIT | 433578507 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Honda Motor Company Ltd | HMC | 438128308 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Huaneng Power International, Inc. | HPOLI | 443304100 | 07/22/03 | 07/15/03 | 1 | To approve the terms of the transfer agreement. | M | For | For |
Huaneng Power International, Inc. | HIPZ | 443304100 | 05/11/04 | 05/07/04 | 1 | To consider and approve the working report from the board of directors for 2003. | M | For | For |
Huaneng Power International, Inc. | 2A | Arrangement in respect of the guarantees and the relevant agreements among Henan Huaneng Qinbei generation limited liability company, Shanxi Huaneng Yushe power limited liability company, China Huaneng group Xindian power plant and China Huaneng group. | M | For | For | ||||
Huaneng Power International, Inc. | 2B | Loan borrowing arrangement and the relevant agreement in respect of the loan provided by China Huaneng group to Shanxi Huaneng Yushe power limited liability company. | M | For | For | ||||
Huaneng Power International, Inc. | 2 | To consider and approve the working report from the supervisory committee for 2003. | M | For | For | ||||
Huaneng Power International, Inc. | 3 | To consider and approve the audited financial statements. | M | For | For | ||||
Huaneng Power International, Inc. | 4 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Huaneng Power International, Inc. | 5 | To consider and approve the adjustment of remuneration of independent directors. | M | For | For | ||||
Huaneng Power International, Inc. | 6 | To consider and approve the profit distribution plan of the company for 2003. | M | For | For | ||||
Huaneng Power International, Inc. | 7 | To consider and approve the issue of new shares by conversion of the additional paid-in capital and the surplus reserve fund. | M | For | For | ||||
Huaneng Power International, Inc. | 8 | To consider and approve the amendments to the articles of association. | M | For | For | ||||
Hutchison Whampoa Ltd | HUWHY | 448415208 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Icon Pub Ltd | ICLR | 45103T107 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Imperial Chemical Industries PLC | ICI | 452704505 | 05/26/04 | 05/15/04 | 1 | Adoption of the directors report and accounts for the year ended December 31, 2003. | M | For | For |
Imperial Chemical Industries PLC | 2 | Approval of the directors remuneration report. | M | For | For | ||||
Imperial Chemical Industries PLC | 3 | Confirmation of dividends. | M | For | For | ||||
Imperial Chemical Industries PLC | 9 | Re-appointment KPMG as auditors. | M | For | For | ||||
Imperial Chemical Industries PLC | 10 | Remuneration of auditors. | M | For | For | ||||
Imperial Chemical Industries PLC | 11 | ICI executive share option plan 2004. | M | For | For | ||||
Imperial Chemical Industries PLC | 12 | Allotment of shares. | M | For | For | ||||
Imperial Chemical Industries PLC | 13 | Disapplication of pre-emption rights. | M | For | For | ||||
Imperial Chemical Industries PLC | 14 | Purchase by the company of its own shares. | M | For | For | ||||
Imperial Chemical Industries PLC | 4thru8 | Re-election of directors. | M | For | For | ||||
Infineon Technologies Corp. | IFX | 45662N103 | 01/20/04 | 01/15/04 | 2 | Approval of the acts of the managing board. | M | For | For |
Infineon Technologies Corp. | 3 | Approval of the acts of the supervisory board. | M | For | For | ||||
Infineon Technologies Corp. | 4 | Appointment of auditors. | M | For | For | ||||
Infineon Technologies Corp. | 5 | Increase of authorized capital I/2002 | M | For | For | ||||
Infineon Technologies Corp. | 6 | Authorized capital II/2004 for issue to employees. | M | For | For | ||||
Infineon Technologies Corp. | 7 | Opening up of conditional capital II/2002. | M | For | For | ||||
ING Group N.V. | ING | 456837103 | 04/27/04 | 04/26/04 | 1 | Adoption of the annual accounts for 2003. | M | For | For |
ING Group N.V. | 2 | Adoption of the dividend for 2003. | M | For | For | ||||
ING Group N.V. | 3 | Appointment of the auditor. | M | For | For | ||||
ING Group N.V. | 4 | Discharge the executive board in respect of the duties performed during the year 2003. | M | For | For | ||||
ING Group N.V. | 5 | Discharge the supervisory board in respect of the duties performed during the year 2003. | M | For | For | ||||
ING Group N.V. | 6 | Executive board remuneration : Adoption of remuneration policy. | M | For | For | ||||
ING Group N.V. | 7 | Executive board remuneration : Approval of long-term incentive plan.. | M | For | For | ||||
ING Group N.V. | 11 | Composition of the executive board. | M | For | For | ||||
ING Group N.V. | 12 | Composition of the supervisory board. | M | For | For | ||||
ING Group N.V. | 13 | Authorization to issue shares and to restrict or exclude preferential rights. | M | For | For | ||||
ING Group N.V. | 14 | Authorization to acquire shares in its own capital. | M | For | For | ||||
ING Group N.V. | 8/10 | Amendments to the articles of association. | M | For | For | ||||
Instrumentarium Corporation | ISLBY | 457810109 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Intercontinental Hotels Group | IHG | 458573102 | 06/01/04 | N/A | N/A | N/A | N/A | N/A | * |
International Power PLC | IPR | 46018M104 | 05/11/04 | 05/01/04 | 1 | To receive the annual report and accounts. | M | For | For |
International Power PLC | 6 | Re-appointment of auditors. | M | For | For | ||||
International Power PLC | 7 | To approve the directors remuneration report. | M | For | For | ||||
International Power PLC | 8 | General authority to allot shares. | M | For | For | ||||
International Power PLC | 9 | Disapplication of pre-emption rights. | M | For | For | ||||
International Power PLC | 10 | Authority to purchase own shares. | M | For | For | ||||
International Power PLC | 2,3,4&5 | Re-appointment of directors. | M | For | For | ||||
I Shares | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A | * |
Ito Yokado Ltd | IYCLY | 465714400 | N/A | N/A | N/A | N/A | N/A | N/A | * |
James Hardie Industries N.V. | JHX | 47030M106 | 08/15/03 | 08/06/03 | 1 | Reports and accounts for the year ended 31 March 2003. | M | For | For |
James Hardie Industries N.V. | 2A | Election of the supervisory and joint boards. | M | For | For | ||||
James Hardie Industries N.V. | 2B | Election of the supervisory and joint boards. | M | For | For | ||||
James Hardie Industries N.V. | 2C | Election of the supervisory and joint boards. | M | For | For | ||||
James Hardie Industries N.V. | 2D | Election of the supervisory and joint boards. | M | For | For | ||||
James Hardie Industries N.V. | 3 | Supervisory board share plan participation. | M | For | For | ||||
James Hardie Industries N.V. | 4 | Election of member of the managing board. | M | For | For | ||||
James Hardie Industries N.V. | 5 | Renewal of authority for acquisition by the company of it's own shares. | M | For | For | ||||
James Hardie Industries N.V. | 6 | Increase in nominal value of shares and conversion of share premium; amendments to articles of association. | M | For | For | ||||
James Hardie Industries N.V. | 7 | Reduction of capital; amendments to articles of association. | M | For | For | ||||
James Hardie Industries N.V. | 8 | Procedural authorizations. | M | For | For | ||||
Kingfisher PLC | KGFHY | 495724403 | N/A | N/A | N/A | N/A | N/A | N/A | * |
KLA-Tencor Corporation | KLAC | 482480100 | 11/05/03 | 10/25/03 | 1 | Election of directors. | M | For | For |
KLA-Tencor Corporation | 2 | Ratification of Pricewaterhouse-Coopers LLP as independent accountants. | M | For | For | ||||
Komatsu Ltd | KMTUY | 500458401 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Koninklijke Ahold N.V. | AHO | 500467303 | 03/03/04 | 03/02/04 | 3 | Proposal to amend the articles of association. | M | For | For |
Koninklijke Ahold N.V. | 4 | Composition of the executive board. | M | For | For | ||||
Koninklijke Ahold N.V. | 5 | To amend the articles of association. | M | For | For | ||||
Koninklijke Ahold N.V. | 6a | Authorization of the executive board to issue any shares of common stock. | M | For | For | ||||
Koninklijke Ahold N.V. | 6b | Authorization of the executive board to restrict or eliminate the pre-emptive rights of holders of shares of common stock. | M | For | For | ||||
Koninklijke Ahold N.V. | 7 | To authorize the corporate executive board to acquire as many ordinary shares of the company within the limit of the law. | M | For | For | ||||
Koninklijke Ahold N.V. | 4 | Approval of conversion rights cumulative preferred financing shares. | M | For | For | ||||
Koninklijke Ahold N.V. | 5 | Adoption of the general remuneration policy. | M | For | For | ||||
Koninklijke Ahold N.V. | 6 | Investigations by public bodies and supervisory bodies as well as current lawsuits. | M | For | For | ||||
Koninklijke Philips Electronics | PHG | 500472303 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Kubota Ltd | KUB | 501173207 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Kyocera Corporation | KYO | 501556203 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Lafarge Coppee | LR | 505861401 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Lloyds TSB Group | LYG | 539439109 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Logitech International S.A. | LOGI | 541419107 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Luxottica Group | LUX | 55068R202 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Makita Corporation | MKTAY | 560877300 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Marks & Spencer Group | MAKSV | 570912105 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Matsushita Electric Industrial Co. | MC | 576879209 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Millea Holdings Inc. | MLEA | 60032R106 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Mitsubishi Corporation | MSBHY | 606769305 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Mitsubishi Tokyo Corporation | MTF | 606816106 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Mitsui & Co. Ltd | MITSY | 606827202 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Modern Times Group MTG AB | MTG | N/A | N/A | N/A | N/A | N/A | N/A | N/A | * |
NTT Docomo | DCM | 62942M201 | N/A | N/A | N/A | N/A | N/A | N/A | * |
National Australia Bank Limited | NAB | 632525408 | 12/19/03 | 12/22/03 | 3a thru 3c | Re-election of directors. | M | For | For |
National Australia Bank Limited | 3d thru 3e | Election of directors. | M | For | For | ||||
National Australia Bank Limited | 4 | Shares, options and performance rights for the managing director. | M | For | For | ||||
National Australia Bank Limited | 5 | Shares, options and performance rights for the managing directo and CEO. | M | For | For | ||||
National Australia Bank Limited | 6 | Non-executive directors retirement benefit scheme. | M | For | For | ||||
National Australia Bank Limited | 7 | Non-executive directors remuneration. | M | For | For | ||||
National Australia Bank Limited | 8 | Non-executive directors share plan. | M | For | For | ||||
National Australia Bank Limited | 9 | Approval to the selective buy-back arrangements relating to preferance shares. | M | For | For | ||||
National Grid Transco PLC | NGHPF | 636274102 | 07/21/03 | 07/15/03 | 1 | To receive the report and accounts for the year ended March 31, 2003 and the auditors report on the accounts. | M | For | For |
National Grid Transco PLC | 2 | To declare a final dividend of 10.34 pence per ordinary share for the year ended March 31, 2003. | M | For | For | ||||
National Grid Transco PLC | # 3-# 10 | Election of directors. | M | For | For | ||||
National Grid Transco PLC | 11 | Reappoint Pricewaterhousecoopers as the company's auditor and set the auditors remuneration.. | M | For | For | ||||
National Grid Transco PLC | 12 | To approve the directors remuneration report for the year ended March 31, 2003. | M | For | For | ||||
National Grid Transco PLC | 13 | To authorise the company generally and unconditionally to make market purchases of its ordinary shares. | M | For | For | ||||
NEC Corporation | NIPNY | 629050204 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Nidec Corporation | NJ | 654090109 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Nintendo Ltd | NTDOY | 654445303 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Nippon Telegraph & Telephone Corporation | NTT | 654624105 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Nissan Motors | NSANY | 654744408 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Nokia Corporation | NOK | 654902203 | 03/25/04 | 02/25/04 | 1a | Approval of the income statements and balance sheets. | M | For | For |
Nokia Corporation | 1b | Approval of a dividend of EUR 0.30 per share. | M | For | For | ||||
Nokia Corporation | 1c | Approval of the discharge of the chairman, the members of the board and the president from liability. | M | For | For | ||||
Nokia Corporation | 1d | Approval of the appointment of the auditor. | M | For | For | ||||
Nokia Corporation | 1e | Election of directors. | M | For | For | ||||
Nokia Corporation | 2 | Approval of the reduction of the share capital through cancellation of Nokia shares held by the company. | M | For | For | ||||
Nokia Corporation | 3 | Approval to increase the share capital. | M | For | For | ||||
Nokia Corporation | 4 | Approval to repurchase Nokia shares. | M | For | For | ||||
Nokia Corporation | 5 | Approval to dispose Nokia shares held by the company. | M | For | For | ||||
Nokia Corporation | 6 | Approval to increase the capital of the foundation of Nokia Corporation. | M | For | For | ||||
Nomura Holdings | NMR | 65535H208 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Norsk Hydro ASA | NHY | 656531605 | 05/11/04 | 05/05/04 | 1 | Approval of the annual accounts and report for 2003. | M | For | For |
Norsk Hydro ASA | 2 | Remuneration to the auditor. | M | For | For | ||||
Norsk Hydro ASA | 3 | A motion to change the company's articles of association. | M | For | For | ||||
Norsk Hydro ASA | 4 | Election of members and deputies to the corporate assembly. | M | For | For | ||||
Norsk Hydro ASA | 5 | Remuneration to the corporate assembly. | M | For | For | ||||
Norsk Hydro ASA | 6 | Buy-back of own shares. | M | For | For | ||||
Norsk Hydro ASA | 7 | A shareholder motion. | M | For | For | ||||
Norsk Hydro ASA. | NHY | 656531605 | 01/15/04 | 01/06/04 | 1 | The cancellation of treasury shares and the redemption of a proportional number of shares, belonging to the Norwegian state. | M | For | For |
Norsk Hydro ASA. | 2 | The demerger of Norsk Hydro ASA. | M | For | For | ||||
Norsk Hydro ASA. | 3 | The election of new shareholders representatives to the board of Agrihold ASA. | M | For | For | ||||
Norsk Hydro ASA. | 4 | Th election of members to the election committee of Agrihold ASA. | M | For | For | ||||
Norsk Hydro ASA. | 5 | Authorizing the board to increase the share capital of Agrihold ASA. | M | For | For | ||||
Nova Nordisk A/S | NVO | 670100205 | 03/16/04 | 03/10/04 | 1 | Election of directors. | M | For | For |
Nova Nordisk A/S | 2 | Adoption of the audited annual report. | M | For | For | ||||
Nova Nordisk A/S | 3 | Application of profits according to the annual report. | M | For | For | ||||
Nova Nordisk A/S | 4 | Re-election of PricewaterhouseCoopers. | M | For | For | ||||
Nova Nordisk A/S | 5 | Re-election of Ernst & Young as accountants. | M | For | For | ||||
Nova Nordisk A/S | 6 | Changes to the article of association. | M | For | For | ||||
Nova Nordisk A/S | 7 | Authorization to purchase own shares of up to 10% of the share capital. | M | For | For | ||||
Nova Nordisk A/S | 8 | Authorization to the chairman of the annual general meeting. | M | For | For | ||||
Novartis AG | NVS | 66987V109 | 02/24/04 | 02/18/04 | 1 | Approval of the annual report. | M | For | For |
Novartis AG | 2 | Approval of the activities of the board directors. | M | For | For | ||||
Novartis AG | 3 | Appropriation of available earnings as per balance sheet and declaration of dividend. | M | For | For | ||||
Novartis AG | 4 | Conversion of general reserves in to free reserves. | M | For | For | ||||
Novartis AG | 5 | Reduction of share capital. | M | For | For | ||||
Novartis AG | 6 | Further share repurchase program. | M | For | For | ||||
Novartis AG | 7 | Amendment to the articles of incorporation. | M | For | For | ||||
Novartis AG | 9 | Appointment of the auditors and group auditors. | M | For | For | ||||
Novartis AG | 8a | Re-election of Prof. Dr. Helmut Sihler for a three year term. | M | For | For | ||||
Novartis AG | 8b | Re-election of Mr. Hans-Jorg Rudloff for a three year term. | M | For | For | ||||
Novartis AG | 8c | Re-election of Dr. Daniel Vasella for a three year term. | M | For | For | ||||
Olympus Corporation | OCPNY | 68163W109 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Orix Corporation | IX | 686330101 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Pearson PLC | PSO | 705015105 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Pechiney | PCHNF | N/A | N/A | N/A | N/A | N/A | N/A | N/A | * |
PetroChina Company Limited | PTR | 71646E100 | 05/18/04 | 05/08/04 | 1 | Approval of the report of the board of directors for the year 2003. | M | For | For |
PetroChina Company Limited | 2 | Approval of the report of the supervisory committee for the year 2003. | M | For | For | ||||
PetroChina Company Limited | 3 | Approval of the audited financial statements. | M | For | For | ||||
PetroChina Company Limited | 4 | To approve the declaration and payment of a final dividend for the year ended December 31, 2003. | M | For | For | ||||
PetroChina Company Limited | 5 | Authorization of the board of directors to determine the distribution of interim dividend for 2004. | M | For | For | ||||
PetroChina Company Limited | 6 | Re-appointment of Pricewaterhouse Coopers as international auditors. | M | For | For | ||||
PetroChina Company Limited | 9 | To allot and deal with additional domestic shares. | M | For | For | ||||
PetroChina Company Limited | 7a,b&c | Election of directors. | M | For | For | ||||
PetroChina Company Limited | 8a&b | Election of supervisors. | M | For | For | ||||
Peugeot Citroen S.A. | PEUGY | 716825500 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Pioneer Corporation Japan | PIO | 723646105 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Premier Farnell | PFP | 74050U107 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Prudential PLC | PUK | 74435K204 | 05/06/04 | 05/01/04 | 1 | Election of directors. | M | For | For |
Prudential PLC | 2 | To approve the directors report and the financial statements. | M | For | For | ||||
Prudential PLC | 3 | To approve the remuneration report. | M | For | For | ||||
Prudential PLC | 4 | To re-appoint KPMG LLP as auditors. | M | For | For | ||||
Prudential PLC | 5 | Ordinary resolution: Prudential PLC political donations. | M | For | For | ||||
Prudential PLC | 6 | Ordinary resolution: EGG PLC Political donations. | M | For | For | ||||
Prudential PLC | 7 | Ordinary resolution: increase of authorized share capital. | M | For | For | ||||
Prudential PLC | 8 | Ordinary resolution: To grant the directors authority to allot ordinary shares. | M | For | For | ||||
Prudential PLC | 9 | Ordinary resolution: To grant the directors authority to allot preference shares. | M | For | For | ||||
Prudential PLC | 10 | Special resolution: Renewal of authority for dis-application of pre-emption rights. | M | For | For | ||||
Prudential PLC | 11 | Special resolution: Renewal of authority for purchase of own shares. | M | For | For | ||||
Prudential PLC | 12 | Special resolution: amendment to articles of association. | M | For | For | ||||
Publicis Groupe | PUB | 74463M106 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Q.P. CORPORATION | QPCPY | 746941103 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Reed Elsevier NV | ENL | 758204101 | 04/29/04 | 04/28/04 | 1 | Adoption of the 2003 annual financial statements. | M | For | For |
Reed Elsevier NV | 2 | Dividend. | M | For | For | ||||
Reed Elsevier NV | 3 | Waiver (Decharge) for the members of the executive board. | M | For | For | ||||
Reed Elsevier NV | 4 | Waiver (Decharge) for the members of the supervisory board. | M | For | For | ||||
Reed Elsevier NV | 5 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Reed Elsevier NV | 10 | Delegation to the executive board of the authority to acquire shares in the company. | M | For | For | ||||
Reed Elsevier NV | 11 | Designation of the combined board as the body corporate authorised to issue shares and grant share options. | M | For | For | ||||
Reed Elsevier NV | 12 | Tp restrict or cancel pre-emptive rights of shareholders. | M | For | For | ||||
Reed Elsevier NV | six-nine | Election of directors. | M | For | For | ||||
Reed Elsevier PLC | RUK | 758205108 | 04/28/04 | 04/19/04 | 1 | Receive the reports of the directors and auditors along with the company's financial statements. | M | For | For |
Reed Elsevier PLC | 2 | Approval of the directors remuneration report. | M | For | For | ||||
Reed Elsevier PLC | 3 | To declare a final dividend for 2003 on the company's ordinary shares. | M | For | For | ||||
Reed Elsevier PLC | 4 | Ratification of Deloitte & Touche LLP as independent auditors. | M | For | For | ||||
Reed Elsevier PLC | 5 | Authorize the directors to fix the remuneration of the auditors. | M | For | For | ||||
Reed Elsevier PLC | 11 | Diapplication of pre-emption rights. | M | For | For | ||||
Reed Elsevier PLC | 12 | Authority to purchase own shares. | M | For | For | ||||
Reed Elsevier PLC | six-ten | Election of directors. | M | For | For | ||||
Rentokil | RTOKY | 760125104 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Repsol | REP | 76026T205 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Reuters Group PLC | RTRSY | 76132M102 | 04/22/04 | 04/14/04 | 1 | Election of directors. | For | For | |
Reuters Group PLC | 2 | 2003 report & accounts. | M | For | For | ||||
Reuters Group PLC | 3 | Remuneration report and policy. | M | For | For | ||||
Reuters Group PLC | 4 | Dividend. | M | For | For | ||||
Reuters Group PLC | 5 | Ratification of Pricewaterhouse Coopers LLP as independent auditors. | M | For | For | ||||
Reuters Group PLC | 6 | Remuneration of auditors. | M | For | For | ||||
Reuters Group PLC | 7 | Remuneration of non-executive directors. | M | For | For | ||||
Reuters Group PLC | 8 | Amendments to rules of the long term incentive plan. | M | For | For | ||||
Reuters Group PLC | 9 | Approval of restricted share plan. | M | For | For | ||||
Reuters Group PLC | 10 | Power to adopt additional restricted share plans. | M | For | For | ||||
Reuters Group PLC | 11 | Approval of annual bonus profit sharing plans. | M | For | For | ||||
Reuters Group PLC | 12 | To adopt additional annual bonus profit sharing plans. | M | For | For | ||||
Reuters Group PLC | 13 | Authority for the company to purchase its own shares. | M | For | For | ||||
Reuters Group PLC | 14 | Amended articles of association. | M | For | For | ||||
Reuters Group PLC | 15 | Directors authority to allot shares. | M | For | For | ||||
Rexam PLC | REXMY | 761655406 | 05/25/04 | 05/15/04 | 1 | To accept the annual report and group accounts for the year ended December 31, 2003. | M | For | For |
Rexam PLC | 2 | Approval of the remuneration report. | M | For | For | ||||
Rexam PLC | 3 | To declare the 2003 final dividend on the ordinary shares. | M | For | For | ||||
Rexam PLC | 9 | Re-appointment of Pricewaterhouse Coopers LLP as auditors. | M | For | For | ||||
Rexam PLC | 10 | To grant authority to the directors to allot relevant securities. | M | For | For | ||||
Rexam PLC | 11 | To grant authority to the directors to allot equity securities. | M | For | For | ||||
Rexam PLC | 12 | To grant authority to the company to purchase its own ordinary securities. | M | For | For | ||||
Rexam PLC | 4thru8 | Election of directors. | M | For | For | ||||
Ricoh Ltd | RICOY | 765658307 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Rinker Group | RIN | 76687M101 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Rio Tinto PLC | RTP | 767204100 | 04/07/04 | 03/25/04 | 1 | Allotment of relevent securities for cash under section 89 of the companies Act 1955. | M | For | For |
Rio Tinto PLC | 2 | Allotment of equity securities for cash under section 89 of the companies Act 1955. | M | For | For | ||||
Rio Tinto PLC | 3 | Authority to purchase Rio Tinto PLC shares by the company. | M | For | For | ||||
Rio Tinto PLC | 4 | Approval of the 2004 share option plan. | M | For | For | ||||
Rio Tinto PLC | 10 | Re-appointment Pricewaterhouse Coopers LLP as auditors. | M | For | For | ||||
Rio Tinto PLC | 11 | Approval of the remuneration report. | M | For | For | ||||
Rio Tinto PLC | 12 | Receive annual report and financial statements for the year ended 31 December 2003. | M | For | For | ||||
Rio Tinto PLC | #5-9 | Re-election of directors. | M | For | For | ||||
Roche Holdings Ltd | RHHGY | 771195401 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Royal Dutch Petroleum Co. | RD | 780257804 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Koninklijke KPN | KPN | 780641205 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Rwe Ag | RWEOY | 74975E303 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Ryanair | RYAAY | 783513104 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Sanofi-Synthelabo | SNY | 80105N105 | 05/24/04 | 05/14/04 | 1 | Election of directors. | M | For | For |
Sanofi-Synthelabo | 2 | Approval of the individual financial statements. | M | For | For | ||||
Sanofi-Synthelabo | 3 | Approval of the consolidated financial statements. | M | For | For | ||||
Sanofi-Synthelabo | 4 | Appropriation of profits, declaration of dividend. | M | For | For | ||||
Sanofi-Synthelabo | 5 | Appropriation of transactions covered by the statutory auditors special report. | M | For | For | ||||
Sanofi-Synthelabo | 6 | Authorization to the board of directors to purchase, hold, and transfer the company's own shares. | M | For | For | ||||
Sanofi-Synthelabo | 7 | Authorization to the board of directors to issue bonds. | M | For | For | ||||
Sanofi-Synthelabo | 8 | Delegation to the board of directors to increase the share capital by issuance, with pre-emptive rights.. | M | For | For | ||||
Sanofi-Synthelabo | 9 | Delegation to the board of directors to increase the share capital by issuance, without pre-emptive rights.. | M | For | For | ||||
Sanofi-Synthelabo | 10 | Delegation to the board of directors to increase the share capital by issuance of shares in the event of public offers. | M | For | For | ||||
Sanofi-Synthelabo | 11 | Delegation to the board of directors to increase the share capital by incorporation of share premium or other items. | M | For | For | ||||
Sanofi-Synthelabo | 12 | Delegation to the board of directors to increase the share capital by issuance with waiver of pre-emptive rights. | M | For | For | ||||
Sanofi-Synthelabo | 13 | Delegation to the board of directors to grant options. | M | For | For | ||||
Sanofi-Synthelabo | 14 | Delegation to the board of directors of powers to reduce the share capital. | M | For | For | ||||
Sanofi-Synthelabo | 15 | Amendment of article 12 paragraph 5 of the by-laws. | M | For | For | ||||
Sanofi-Synthelabo | 16 | Powers for the accomplishment of formalities. | M | For | For | ||||
San Paolo-Imi Spa | IMI | 799175104 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Sanyo Electric | SANYY | 803038306 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Sap Ag | SAP | 803054204 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Schering AG | SHR | 806585204 | 04/16/04 | 04/12/04 | 2 | The appropriation of the unappropriated profit. | M | For | For |
Schering AG | 3 | Approval of the activities of the executive board. | M | For | For | ||||
Schering AG | 4 | Approval of the activities of the supervisory board. | M | For | For | ||||
Schering AG | 5 | The election of auditors for 2004. | M | For | For | ||||
Schering AG | 6 | Creation of authorized capital and amendment to the articles of association. | M | For | For | ||||
Schering AG | 7,8&9 | Amendment to the articles of association. | M | For | For | ||||
Schering AG | 10 | Authorization to aquire and use own shares. | M | For | For | ||||
Schering AG | 11 | The election of the new supervisory board. | M | For | For | ||||
Schering AG | 12 | Approval of profit and loss transfer agreements between Schering AG and various subsidiaries. | M | For | For | ||||
Schering AG | 13 | Approval of control and profit and loss transfer agreements between Schering AG and Schering international holding GMBH. | M | For | For | ||||
Scottish Power PLC. | SCPWF | 81013T705 | 07/25/03 | 07/19/03 | 1 | To receive the annual report and accounts for the year ended March 31, 2003. | M | For | For |
Scottish Power PLC. | 2 | To approve the remuneration report. | M | For | For | ||||
Scottish Power PLC. | # 3- # 6 | Election of directors. | M | For | For | ||||
Scottish Power PLC. | 7 | Reappointment of Pricewaterhouse Coopers LLP as auditors of the company. | M | For | For | ||||
Scottish Power PLC. | 8 | To authorize the company to make donations to eu political organizations and to incur eu political expenditure. | M | For | For | ||||
Scottish Power PLC. | S9 | To renew the authority of the directors to disapply pre-emption rights. | M | For | For | ||||
Scottish Power PLC. | S10 | To renew the authority to the company to purchase its own shares. | M | For | For | ||||
Sharp Corporation | SHCAY | 819882200 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Shell Transport & Trading Ltd | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A | * |
Shiseido Ltd | SSDOY | 824841407 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Siemens AG | SI | 826197501 | 01/22/04 | 01/15/04 | 2 | To vote upon the net income of Siemens AG to a dividend payout. | M | For | For |
Siemens AG | 3 | To ratify the acts of the managing board. | M | For | For | ||||
Siemens AG | 4 | To ratify the acts of the supervisory board. | M | For | For | ||||
Siemens AG | 5 | To ratify the appointment of auditors. | M | For | For | ||||
Siemens AG | 6 | To vote upon a by-election to the supervisory board. | M | For | For | ||||
Siemens AG | 7 | To vote upon a resolution authorizing the repurchase and use of treasury stock. | M | For | For | ||||
Siemens AG | 8 | To vote upon the creation of an authorized capital 2004 against cash contributions. | M | For | For | ||||
Siemens AG | 9 | To vote upon a resolution authorizing the managing board to issue convertible bonds. | M | For | For | ||||
Signet Group PLC. | SIGGZ | 82668L872 | 07/08/03 | 07/05/03 | 1 | To approve and adopt the international share option plan 2003, the UK inland revenue approved share option plan 2003 and the US share option plan 2003. | M | For | For |
SKF AB | SKFRY | 784375404 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Smith & Nephew plc | SNN | 83175M205 | 05/06/04 | 05/01/04 | 1 | Re-election of directors. | M | For | For |
Smith & Nephew plc | 2 | To adopt the report and accounts. | M | For | For | ||||
Smith & Nephew plc | 3 | To declare a final dividend. | M | For | For | ||||
Smith & Nephew plc | 4 | To re-appoint the auditors. | M | For | For | ||||
Smith & Nephew plc | 5 | To renew the directors authority to allot shares. | M | For | For | ||||
Smith & Nephew plc | 6 | To approve the remuneration report. | M | For | For | ||||
Smith & Nephew plc | 7 | To approve the performance share plan. | M | For | For | ||||
Smith & Nephew plc | 8 | To approve the 2004 option plan. | M | For | For | ||||
Smith & Nephew plc | 9 | To approve the 2004 Co-investment plan. | M | For | For | ||||
Smith & Nephew plc | 10 | To authorize the directors to establish overseas share schemes. | M | For | For | ||||
Smith & Nephew plc | 11 | To authorize the directors to establish a new discretionary trust. | M | For | For | ||||
Smith & Nephew plc | 12 | To amend the rules of the 2001 UK approved share option plan. | M | For | For | ||||
Smith & Nephew plc | 13 | To amend the rules of the 2001 UK unapproved share option plan. | M | For | For | ||||
Smith & Nephew plc | 14 | To re-classify the one B ordinary share. | M | For | For | ||||
Smith & Nephew plc | 15 | To authorize the directors to purchase the company's own shares. | M | For | For | ||||
Smith & Nephew plc | 16 | To adopt new articles of association. | M | For | For | ||||
Smith & Nephew plc | 17 | To renew the directors authority for the dis-application of pre-emption rights. | M | For | For | ||||
Smith & Nephew plc | 18 | To approve the increase in the aggregate fees payable to non-executive directors. | M | For | For | ||||
Sodexho Alliance | SDX | 833792104 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Sony Corporation | SNE | 835699307 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Stmicroelectronics NV | STM | 861012102 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Suez | SZE | 864686100 | 04/27/04 | 04/26/04 | 1 | Election of directors. | M | For | For |
Suez | 2 | Approval of the financial statements for 2003. | M | For | For | ||||
Suez | 3 | Approval of the appropriation of earnings and declaration of the dividend. | M | For | For | ||||
Suez | 4 | Approval of the auditors report . | M | For | For | ||||
Suez | 5 | Approval of the consolidated financial statements for 2003. | M | For | For | ||||
Suez | 6 | Authorization to trade in the company's shares. | M | For | For | ||||
Suez | 7 | Authorization to increase the share capital. | M | For | For | ||||
Suez | 8 | Authorization to increase the share capital. | M | For | For | ||||
Suez | 9 | Authorization to reduce the share capital. | M | For | For | ||||
Suez | 10 | Authorization to issue shares reserved for employee members of a Suez savings plan. | M | For | For | ||||
Suez | 11 | Authorization to perform a share issue,with cancelation of preferential subscription rights. | M | For | For | ||||
Suez | 12 | Authorization to grant stock subscription and purchase options to top executives and employees. | M | For | For | ||||
Suez | 13 | Approval of the powers to carry out decisions and perform formalities. | M | For | For | ||||
Sun Hung Kai | SHGKY | 866908205 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Svenska Cellulosa Aktiebolagad | SVCBY | 869587402 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Swiss Reins Co. | SWCEY | 870887205 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Swisscom | SCM | 871013108 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Syngenta AG | SYT | 87160A100 | 04/27/04 | 04/23/04 | 1 | Approval of the annual report, the annual statements and the group consolidated financial statements. | M | For | For |
Syngenta AG | 2 | Discharge of the members of the board of directors and the executive committee. | M | For | For | ||||
Syngenta AG | 3 | Appropriation of balance sheet profit 2003. | M | For | For | ||||
Syngenta AG | 4 | Reduction of share capital and repayment of nominal value of shares. | M | For | For | ||||
Syngenta AG | 5 | Amendment of the articles of incorporation. | M | For | For | ||||
Syngenta AG | 6 | Approval of share repurchase. | M | For | For | ||||
Syngenta AG | 10 | Re-election of Ernst & Young as auditors. | M | For | For | ||||
Syngenta AG | 7,8&9 | Election of directors. | M | For | For | ||||
TDK Corporation | TDK | 872351408 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Tate & Lyle PLC. | TATYF | 876570607 | 07/31/03 | 07/25/03 | 1 | To receive the report and accounts. | M | For | For |
Tate & Lyle PLC. | 2 | To approve the directors remuneration report. | M | For | For | ||||
Tate & Lyle PLC. | 3 | To declare a final dividend on the ordinary shares. | M | For | For | ||||
Tate & Lyle PLC. | 9-Apr | Election of directors. | M | For | For | ||||
Tate & Lyle PLC. | 10 | To re-appoint Pricewaterhousecoopers LLP as auditors. | M | For | For | ||||
Tate & Lyle PLC. | 11 | To authorise the directors to set the auditors remuneration. | M | For | For | ||||
Tate & Lyle PLC. | 12 | To approve the performance share plan. | M | For | For | ||||
Tate & Lyle PLC. | 13 | To renew the company's authority to purchase its own shares. | M | For | For | ||||
Tate & Lyle PLC. | 14 | To renew the directors authority to allot shares. | M | For | For | ||||
Tate & Lyle PLC. | 15 | To renew the directors authority to disapply pre-emption rights. | M | For | For | ||||
Technip S.A. | TKP | 878546209 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Telecom Corporation of New Zealand LTD. | NZT | 879278208 | 10/09/03 | 10/01/03 | 1 | Authorise the directors to fix the remuneration of the auditors. | M | For | For |
Telecom Corporation of New Zealand LTD. | 2 | Re-elect Dr Deane as director. | M | For | For | ||||
Telecom Corporation of New Zealand LTD. | 3 | Re-elect Mr Baines as director. | M | For | For | ||||
Telecom Corporation of New Zealand LTD. | 4 | Approval of an increase to the maximum aggregate remuneration payable for their services as directors of the company. | M | For | For | ||||
Telecom Corporation of New Zealand LTD. | 5 | Elect Mr Pyne as director. | M | For | For | ||||
Telecom Corporation of New Zealand LTD. | 6 | Approve the issue to Theresa Gattung of up to 500,000 ordinary Telecom shares. | M | For | For | ||||
Telecom Corporation of New Zealand LTD. | 7 | Approve the issue to Theresa Gattung of up to 1,500,000 options to aquire ordinary Telecom shares. | M | For | For | ||||
Telecom Italia Spa | TI | 87927Y102 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Telefonica, S.A. | TEF | 879382208 | 04/30/04 | 04/23/04 | 1 | Approval of the annual accounts and of the management report. | M | For | For |
Telefonica, S.A. | 2 | Approval of the shareholder remuneration distribution of dividends from 2003 net income. | M | For | For | ||||
Telefonica, S.A. | 3 | Approval of the designation of the accounts auditor for 2004. | M | For | For | ||||
Telefonica, S.A. | 4 | Approval of the authorization for the acquisition of treasury stock. | M | For | For | ||||
Telefonica, S.A. | 5 | Approval of the regulations of the general meeting of shareholders. | M | For | For | ||||
Telefonica, S.A. | 6 | Delegation of powers for the formalizing, interpreting, correcting and executing of the resolutions adopted by the general shareholders meeting. | M | For | For | ||||
Telekom Austria AG | TKA | 87943Q109 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Telenor ASA | TELN | 87944W105 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Tele2 AB | TLTOB | 87952P208 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Teliasonera AB | TLSN | 87960M106 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Tesco PLC | TSCDY | 881575302 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Teva Pharmaceutical | TEVA | 881624209 | N/A | N/A | N/A | N/A | N/A | N/A | * |
The BOC Group PLC. | BOX | 55617609 | 01/23/04 | 01/15/04 | 1 | To receive the report and accounts. | M | For | For |
The BOC Group PLC. | 2 | To approve the directors remuneration report. | M | For | For | ||||
The BOC Group PLC. | 7 | To reappoint the auditors. | M | For | For | ||||
The BOC Group PLC. | 8 | To authorize the directors to determine the auditors remuneration. | M | For | For | ||||
The BOC Group PLC. | 9 | To approve BOC's dividend policy. | M | For | For | ||||
The BOC Group PLC. | 10 | To give BOC limited authority under the political parties, elections and referendums act 2000. | M | For | For | ||||
The BOC Group PLC. | 11 | To authorize the directors to allot revelent securities. | M | For | For | ||||
The BOC Group PLC. | 12 | To authorize the directors to disapply pre-emption rights. | M | For | For | ||||
The BOC Group PLC. | 13 | To authorize BOC to purchase its own shares. | M | For | For | ||||
The BOC Group PLC. | 14 | To amend the articles of association. | M | For | For | ||||
The Procter & Gamble Company | PG | 742718109 | 10/14/03 | 09/09/03 | 1 | Election of directors. | M | For | For |
The Procter & Gamble Company | 2 | Ratify appointment of auditors. | M | For | For | ||||
The Procter & Gamble Company | 3 | Approve the 2003 non-employee director's stock plan. | M | For | For | ||||
The Procter & Gamble Company | 4 | Annual elections of the board of directors. | S | Against | For | ||||
The Procter & Gamble Company | 5 | A policy to identify and label all food products manufactured or sold by the company that may contain GE ingredients. | S | Against | Against | ||||
Thomson Multimedia | TMS | 885118109 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Total Fina Elf | TOT | 89151E109 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Toyota Motor Corporation | TM | 892331307 | N/A | N/A | N/A | N/A | N/A | N/A | * |
TPG NV | TP | 892339102 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Trend Micro Inc. | TMIC | 89486M206 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Unilever PLC | UL | 904767704 | 05/12/04 | 05/03/04 | 1 | Election of directors. | M | For | For |
Unilever PLC | 2 | To receive the accounts and reports for the year ended December 31, 2003. | M | For | For | ||||
Unilever PLC | 3 | To approve the directors remuneration report. | M | For | For | ||||
Unilever PLC | 4 | To declare a dividend of 11.92 pence on the ordinary shares. | M | For | For | ||||
Unilever PLC | 5 | Ratification of Pricewaterhouse Coopers appointment of independent auditors. | M | For | For | ||||
Unilever PLC | 6 | To authorize the directors to fix the auditors remuneration. | M | For | For | ||||
Unilever PLC | 7 | To renew the authority to directors to issue shares. | M | For | For | ||||
Unilever PLC | 8 | To renew the authority to directors to disapply pre-emption rights. | M | For | For | ||||
Unilever PLC | 9 | To renew the authority to the company to purchase its own shares. | M | For | For | ||||
Unilever PLC | 10 | To change the articles to reflect coporate governance changes. | M | For | For | ||||
Unilever PLC | 11 | To change the articles for treasury shares and other minor changes. | M | For | For | ||||
Unilever NV | UN | 904784709 | N/A | N/A | N/A | N/A | N/A | N/A | * |
United Overseas Bk Ltd | UOVEY | 911271302 | N/A | N/A | N/A | N/A | N/A | N/A | * |
United Utils PLC | UU | 91311Q105 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Upm-Kymmene Corporation | UPM | 915436109 | N/A | N/A | N/A | N/A | N/A | N/A | * |
VNU NV | VNUVY | 92856P106 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Valeo S.A. | VLEEY | 919134304 | 03/26/04 | 04/17/04 | 1 | Approval of the financial statements for the fiscal year ended December 31, 2003. | M | For | For |
Valeo S.A. | 2 | Approval of the consolidated accounts for the fiscal year ended December 31, 2003. | M | For | For | ||||
Valeo S.A. | 3 | Approval of the new agreements of the french commercial code. | M | For | For | ||||
Valeo S.A. | 4 | Allocation of clearing account. | M | For | For | ||||
Valeo S.A. | 5 | Transfer of a portion of the special reserve of long term capital gains to another reserve. | M | For | For | ||||
Valeo S.A. | 6 | Allocation of profits for the fiscal year and distribution of dividend. | M | For | For | ||||
Valeo S.A. | 7 | Authorization to the board of directors to repurchase the company's shares. | M | For | For | ||||
Valeo S.A. | 8 | Renewal of the term of office of Pricewaterhouse Coopers audit as statutory auditor. | M | For | For | ||||
Valeo S.A. | 9 | Renewal of the term of office of RSM Salustro Reydel as statutory auditor. | M | For | For | ||||
Valeo S.A. | 10 | Appointment of Mr. Mr. Yves Nicolas as alternate auditor. | M | For | For | ||||
Valeo S.A. | 11 | Appointment of Mr. Phillip Arnaud as alternate auditor. | M | For | For | ||||
Valeo S.A. | 12 | Authorization to the board of directors to grant stock options . | M | For | For | ||||
Valeo S.A. | 13 | Delegation to the board of directors to reduce the share capital by canceling shares of treasury stock. | M | For | For | ||||
Valeo S.A. | 14 | Delegation to the board of directors to increase the share capital by issuing shares or other securities granting immediate or future acess to share s of the company. | M | For | For | ||||
Valeo S.A. | 15 | Delegation to the board of directors to increase the share capital by issuing shares or other securities granting immediate or future acess to share s of the company. | M | For | For | ||||
Valeo S.A. | 16 | Authorization to the board of directors to increase the share capital by capitalizing premiums, reserves, profits or other. | M | For | For | ||||
Valeo S.A. | 17 | Authorization to the board of directors to increase the share capital with allowance by issuing shares reserved for employees having joined a savings program. | M | For | For | ||||
Valeo S.A. | 18 | Authorization to the board of directors to increase the share capital without allowance by issuing shares reserved for employees having joined a savings program. | M | For | For | ||||
Valeo S.A. | 19 | Delegation to the board of directors to proceed to increases of the share capital reserved for Societe Generale. | M | For | For | ||||
Valeo S.A. | 20 | Delegation to the board of directors to issue shares with stock options reserved for members of the company savings plan. | M | For | For | ||||
Valeo S.A. | 21 | Amendment to article 9 of the by-laws. | M | For | For | ||||
Valeo S.A. | 22 | Amendment to article 15 of the by-laws. | M | For | For | ||||
Valeo S.A. | 23 | Amendment to article 17 of the by-laws. | M | For | For | ||||
Valeo S.A. | 24 | Amendment to article 19 of the by-laws. | M | For | For | ||||
Valeo S.A. | 25 | Delegation of powers to carry out formalities. | M | For | For | ||||
Veolia Enviroment | VE | 92334N103 | 05/12/04 | 05/03/04 | 1 | Approval of the reports and financial statements for 2003. | M | For | For |
Veolia Enviroment | 2 | Approval of the consolidated financial statements for 2003. | M | For | For | ||||
Veolia Enviroment | 3 | Approval of expenses and charges referred to in article 39-4 of the code General Des Impots. | M | For | For | ||||
Veolia Enviroment | 4 | Allocation of net income and setting of date for payment of dividend. | M | For | For | ||||
Veolia Enviroment | 5 | Approval of agreements subject to regulation. | M | For | For | ||||
Veolia Enviroment | 6 | Authorization to be granted to the board of directors to trade in the company shares. | M | For | For | ||||
Veolia Enviroment | 7 | Authorization to be granted to the board of directors to issue bonds. | M | For | For | ||||
Veolia Enviroment | 8 | Authorization to be granted to the board of directors to increase share capital subject to preferential subscription rights.. | M | For | For | ||||
Veolia Enviroment | 9 | Authorization to be granted to the board of directors to increase share capital without preferential subscription rights.. | M | For | For | ||||
Veolia Enviroment | 10 | Authorization to be granted to the board of directors to increase share capital trough premiums, reserves, profits or other items. | M | For | For | ||||
Veolia Enviroment | 11 | Authorization to be granted to the board of directors to increase share capital by issuing shares. | M | For | For | ||||
Veolia Enviroment | 12 | Authorization to be granted to the board of directors to grant options to subscribe for or purchase shares. | M | For | For | ||||
Veolia Enviroment | 13 | Authorization to be granted to the board of directors to decrease the share capital by cancellation of shares. | M | For | For | ||||
Veolia Enviroment | 14 | Powers to carry out formalities. | M | For | For | ||||
Vodafone Group PLC. | VODPF | 92857W100 | 07/30/03 | 07/25/03 | 1 | Report of the directors and financial statements. | M | For | For |
Vodafone Group PLC. | 2 | Approval of the remuneration report. | M | For | For | ||||
Vodafone Group PLC. | # 3 - # 8 | Election of directors. | M | For | For | ||||
Vodafone Group PLC. | 9 | Approval of a final dividend of 0.8983 per ordinary share. | M | For | For | ||||
Vodafone Group PLC. | 10 | Reappointment of Deloitte & Touche as auditors. | M | For | For | ||||
Vodafone Group PLC. | 11 | Audit committee determining the auditors remuneration. | M | For | For | ||||
Vodafone Group PLC. | 12 | Authorization of donations and expenditure under the political parties, elections and referendums Act 2000. | M | For | For | ||||
Vodafone Group PLC. | 13 | Allotment of shares under article 16.2 of the company's articles of association. | M | For | For | ||||
Vodafone Group PLC. | 14 | Disapply pre-emption rights under article 16.3 of the company's articles of association. | M | For | For | ||||
Vodafone Group PLC. | 15 | Authorize the company's purchase of its own shares. | M | For | For | ||||
Volkswagen AG | VLKAY | 928662303 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Volvo Aktiebolaget | VOLVY | 928856400 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Wacoal Corporation | WACLY | 930004205 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Westpac Banking Corp. | WBK | 961214301 | 12/11/03 | 12/05/03 | 2athru 2c | Election of directors. | M | For | For |
Westpac Banking Corp. | 3 | Approval for the grant of performance options , and fully paid ordinary shares to Dr. David Raymond Morgan. | M | For | For | ||||
Westpac Banking Corp. | 4 | The maximum sum available to the non-executive directors as remuneration for there services shall be increased from $1.5 million to $2.5 million. | M | For | For | ||||
Westpac Banking Corp. | 5 | Grant to each director and former director an indemnityin respect of liability as a trustee of the Westpac foundation. | M | For | For | ||||
Wolseley PLC. | WOS | 97786P100 | 11/21/03 | 11/13/03 | 1 | To receive and adopt the report of the directors and the financial statements. | M | For | For |
Wolseley PLC. | 2 | To receive and adopt the directors remuneration report. | M | For | For | ||||
Wolseley PLC. | 3 | To declare a final dividend. | M | For | For | ||||
Wolseley PLC. | 4 thru 5 | Appointment of directors. | M | For | For | ||||
Wolseley PLC. | 6 thru 8 | Re-appointment of directors. | M | For | For | ||||
Wolseley PLC. | 9 | Reappointment of auditors. | M | For | For | ||||
Wolseley PLC. | 10 | Give limited powers to the directors to allot equity securities for cash. | M | For | For | ||||
Wolseley PLC. | 11 | Give renewed limited authority for the directors to repurchase ordinary shares. | M | For | For | ||||
Wolseley PLC. | 12 | Adopt the rules of the 2003 share option plan. | M | For | For | ||||
Wolseley PLC. | 13 | Give limited authority to incur eu political expenditure and to make donations to eu political organizations. | M | For | For | ||||
Wolters Kluwer NV | WTKWY | 977874205 | N/A | N/A | N/A | N/A | N/A | N/A | * |
Woodside Petroleum Ltd | WOPEY | 980228308 | N/A | N/A | N/A | N/A | N/A | N/A | * |
WPP Group PLC. | WPPGY | 929309300 | 04/07/04 | 03/31/04 | 1 | Approval of the draft rules of the 2004 leadership equity acquisition plan. | M | For | For |
YPD Sociedad Anomina | YPF | N/A | N/A | N/A | N/A | N/A | N/A | N/A | * |
_______________________
* No proxy material was received for this issuer, or it was received too late for the Fund to vote. Many of the Fund's investments are in the form of American Depository Receipts ("ADRs"), European Depository Receipts ("EDRs") and similar instruments. During the period of July 1, 2003 through June 30, 2004, certain of these issuers may have held meetings of stockholders for which proxy statements were available, but which were not received by the Fund or its custodian bank. The Fund is an index-type fund that attempts to match the performance and yield characteristics of the Morgan Stanley Capital International Europe, Australia, Far East ("EAFE") Index before fund expenses, net of withholding taxes. The EAFE Index is based on the share prices of more than 1,000 companies listed on the stock exchanges of Europe, Australia, New Zealand and the Far East. Europe includes Austria, Belgium, Denmark, Finland, France, Germany, Italy, the Netherlands, Norway, Spain, Sweden, Switzerland and the United Kingdom. The Far East includes Japan, Hong Kong and Singapore/Malaysia. As noted in the Fund's prospectus dated January 20, 2004, there is often more limited information about foreign issuers than is available for domestic issuers.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant)
Capstone Social Ethics and Religious Values Fund
By (Signature and Title)
/s/ Edward L. Jaroski
Edward L. Jaroski, President
Date
August 27, 2004