UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_______________________________
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): June 10, 2010
POZEN INC.
(Exact Name of Registrant as Specified in Charter)
| Delaware | 000-31719 | 62-1657552 |
(State or Other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
1414 Raleigh Road, Suite 400 Chapel Hill, North Carolina | 27517 |
| (Address of Principal Executive Offices) | (Zip Code) |
| (919) 913-1030 |
| (Registrant's telephone number, including area code) |
| | Not applicable | |
| | (Former Name or Former Address, if Changed Since Last Report) | |
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425).
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12).
| o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)). |
| o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)). |
| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
POZEN Inc.’s (the “Company”) Annual Meeting of Stockholders (the “Annual Meeting”) was held at the Company’s headquarters, 1414 Raleigh Road, Suite 400, Chapel Hill, North Carolina 27517, on Thursday, June 10, 2010. At the Annual Meeting, the following matters were submitted to a vote of stockholders:
| · | the election of two (2) Class I directors to serve until the 2013 Annual Meeting of Stockholders, or until their respective successors shall have been duly elected and qualified; |
| · | the approval and adoption of the Company’s 2010 Omnibus Equity Compensation Plan (the “Plan”); and |
| · | the ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2010. |
At the close of business on April 15, 2010, the record date for the determination of stockholders entitled to vote at the Annual Meeting, there were 29,878,396 shares of the Company’s Common Stock, outstanding and entitled to vote at the Annual Meeting. The holders of 26,678,835 shares of the Company’s Common Stock were represented in person or by proxy at the Annual Meeting, constituting a quorum.
At the Annual Meeting, all of the Class I directors were elected and all other proposals submitted to stockholders were approved.
The vote with respect to the election of the Class I directors was as follows:
| | | For | | Against | | Abstain | | Broker Non-Votes |
| Jacques F. Rejeange | | 16,634,101 | | 0 | | 78,956 | | 9,965,778 |
| Neal F. Fowler | | 15,921,543 | | 0 | | 791,514 | | 9,965,778 |
The vote with respect to the Plan was as follows:
| For | | Against | | Abstain | | Broker Non-Votes |
| 10,953,210 | | 5,709,346 | | 50,500 | | 9,965,779 |
The vote with respect to the ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2010 was as follows:
| For | | Against | | Abstain |
| 26,623,040 | | 47,077 | | 8,718 |
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
| Exhibit No. | | Description |
| 10.1 | | POZEN Inc. 2010 Omnibus Equity Compensation Plan |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | POZEN Inc. |
| | | |
| | By: | /s/ William L. Hodges |
| | Name: | William L. Hodges |
| | Title: | Chief Financial Officer |
Date: June 11, 2010
