EXHIBIT 1.01
AMERICAN AXLE & MANUFACTURING HOLDINGS, INC.
CONFLICT MINERALS REPORT
Year End December 31, 2020
Introduction
This document, constituting Exhibit 1.01 to Form SD of American Axle & Manufacturing Holdings, Inc. and its subsidiaries (collectively, the “Company” or “AAM”), for calendar year 2020, is the Company’s Conflict Minerals Report (“CMR”) in accordance with Rule 13p-1 under the Securities Exchange Act of 1934.
AAM is an SEC Issuer, as described in the US Securities and Exchange Commission (“SEC”) Final Rule (the “Rule”) 17 C.F.R. § 240 and 249(b), and is subject to the provisions of Section 1502 of the U.S. Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“DF1502”) that address the sourcing of Conflict Minerals from the Democratic Republic of the Congo (“DRC”) and its adjoining countries (“Covered Countries”) that are necessary to the functionality or production of products that the Companies manufactured or contracted to manufacture.
Conflict Minerals are defined by the Rule to include cassiterite, columbite-tantalite, gold, wolframite, and their derivatives. The subject minerals are more commonly known as tin, tantalum, gold, and tungsten, respectively (“3TG”).
As such, this report covers the reporting period January 1, 2020 through December 31, 2020 (“Reporting Year 2020”, “RY2020”) related to the Conflict Minerals that are necessary to the functionality or production of products that the Company manufactured or contracted to manufacture and includes a description of the measures taken by the Company to exercise due diligence on the source and chain of custody of the subject minerals.
The content of any website referred to in this report is included for general information only and is not incorporated by reference to this report.
Section (1) Due Diligence
The Company’s comprehensive Conflict Minerals Program includes a due diligence process that was designed to conform, in all material respects, to the criteria set forth in the internationally recognized Organization for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, 3rd Edition and related Supplements on Tin, Tantalum and Tungsten and on Gold (“OECD Guidance”).
The following is a review of the actions comprising the OECD Guidance five-step framework that the Company took to implement our due diligence process:
| 1. | Establish strong company management systems |
| a. | The Company developed and adopted a Responsible Minerals Sourcing Policy and made it publicly available at https://www.aam.com/docs/default-source/suppliers-portal-documents/conflict-minerals/conflict-minerals-policy-statement.pdf?sfvrsn=e3601532_2 |
| b. | The Company structured internal management to support supply chain due diligence by identifying a cross-functional team (the “Team”), consisting of representatives from Global Procurement, Engineering, Finance, and General Counsel. |
| c. | The Company established a system of controls over the supply chain by leveraging the iPoint Conflict Minerals Platform to monitor all relevant data. |
| d. | The Company also provided feedback and engagement recommendations to suppliers that declared potential smelters or refiners in their supply chains. |
| e. | The conflictminerals@aam.com mailbox is a mechanism available for any interested stakeholder to communicate their concerns/grievances regarding AAM’s Conflict Minerals process. Each supplier contacted is advised of the existence of this mailbox as a point of contact for questions or concerns. Other stakeholders are made aware of this mailbox as a result of previous CMR filings. |
| 2. | Identify and assess risk in the supply chain |
| a. | The Company identified risk in the supply chain by first identifying direct material suppliers to whom payment were made in 2020. |
| b. | Suppliers with low annual spend profiles were then deemed out-of-scope in order to focus our resources on improved compliance from our more substantial direct material suppliers. |
| c. | After identification of the potentially at-risk supplies, the Reasonable Country of Origin Inquiry (“RCOI”) and corresponding due diligence were to be conducted. |
| 3. | Design and implement a strategy to respond to risks |
| a. | The Company devised and implemented a risk-management strategy that included, but is not limited to: |
| i. | Requesting additional information from suppliers that provided incomplete or contradictory data responses |
| ii. | Requiring CMRT version 6 or above to capture new information regarding Conflict-Affected and High Risk Areas(“CAHRAs”) |
| iii. | Confirming the accuracy of identified smelters or refiners from suppliers |
| b. | As a member of the Responsible Minerals Initiative (“RMI”) our risk mitigation processes related to facilities that smelt, refine and/or process the subject raw materials are in place and consistently reviewed, as demonstrated by the Responsible Minerals Assurance Process (“RMAP”). |
| 4. | Support the development and implementation of independent third-party audits of smelters’ and refiners’ sourcing |
| a. | The Company is a member of the RMI, which conducts independent third-party audits of smelters on behalf of its members. The Company utilizes the RCOI information provided to members of the RMI to determine the possible country of origin of the Conflict Minerals necessary for the functionality or production of its products. |
| 5. | Report on supply chain due diligence |
| a. | The Company reports annually to the SEC on Form SD. |
| b. | The Company makes its Conflict Minerals Report publicly available at https://www.aam.com/suppliers/doing-business-with-aam/conflict-minerals. |
Steps taken and being taken to mitigate risk, and to improve due diligence:
The Company has taken a number of steps to (i) mitigate the risk that its necessary Conflict Minerals benefit armed groups in the DRC and/or Covered Countries and (ii) to improve its due diligence. Those steps include, but are not limited to:
| · | Updating our Policy to reflect evolution in the program to also include CAHRAs |
| · | Focus of resources on risk-based due diligence, as discussed in the OECD Due Diligence Guidance1 |
| · | Continue to invest in cross-industry collaboration via the Responsible Minerals Initiative |
1 (OECD, 2016)
| · | Improve reporting transparency by including the list of possible countries, to the greatest possible specificity, where the subject minerals in our products may have originated |
(1) Product Description:
The Company has determined, in good faith, that the applicable product categories are the following:
| · | Driveline products |
| · | Metal formed products |
Driveline products consist primarily of front and rear axles, driveshafts, differential assemblies, clutch modules, balance shaft systems, disconnecting driveline technology, and electric and hybrid driveline products and systems for light trucks, SUVs, CUVs, passenger cars and commercial vehicles.
Metal formed products consist primarily of axle and transmission shafts, ring and pinion gears, differential gears and assemblies, connecting rods and variable valve timing products for OEMs and Tier 1 automotive suppliers.
(2) Product Determination:
Pursuant to guidance issued by the SEC Division of Corporation Finance on April 29, 2014, we are not required to describe any of our products as “DRC Conflict Free,” as having “not been found to be ‘DRC Conflict Free’” or as “DRC Conflict Undeterminable.” Moreover, inasmuch as we have not voluntarily elected to describe any of our products as DRC Conflict Free, the requirement for an independent private sector audit of this report is not applicable.
Results of our RCOI and Due Diligence Measures:
Table 1 and Table 2 reflect the result of our RCOI and due diligence for the 3T’s and Gold, respectively. The countries listed in Tables 1 and 2 are potential sources of origin of the conflict minerals necessary for the functionality or manufacture of the products identified above in “Product Description,” according to the country of origin information available to us as RMI members.
The smelters and refiners as defined by the SEC Final Ruling section II(A)(3) declared by our supply chain can be found in Table 3.
Table 1
| Tantalum | Tin | Tungsten | ||
| Brazil | Australia | Myanmar | Australia | Mongolia |
| Burundi | Bolivia | Nigeria | Austria | Myanmar |
| China | Brazil | Peru | Bolivia | Nigeria |
| Colombia | Brazil | Portugal | Brazil | Peru |
| Ethiopia | Burundi | Russia | Burundi | Portugal |
| France | China | Russian Federation | China | Russian Federation |
| Madagascar | Colombia | Rwanda | Colombia | Rwanda |
| Malaysia | DRC | Spain | DRC | Spain |
| Mozambique | Guinea | Taiwan | Guinea | Taiwan |
| Nigeria | Indonesia | Thailand | Indonesia | Thailand |
| Russian Federation | Laos | Uganda | Kazakhstan | Uganda |
| Rwanda | Malaysia | United Kingdom | Laos | United Kingdom |
| Sierra Leone | Mongolia | USA | Malaysia | USA |
| Somaliland | Venezuela | Mexico | Vietnam | |
| Spain | Zimbabwe | |||
| Thailand |
Table 2
| Gold | |||
| Argentina | Egypt | Liberia | Saudi Arabia |
| Australia | Eritrea | Malaysia | Senegal |
| Azerbaijan | Ethiopia | Mali | Serbia |
| Benin | Fiji | Mauritania | Slovakia |
| Bolivia | Finland | Mexico | Solomon Islands |
| Botswana | French Guiana | Mongolia | South Africa |
| Brazil | Georgia | Morocco | Spain |
| Burkina Faso | Ghana | Mozambique | Suriname |
| Canada | Guatemala | Namibia | Swaziland |
| Chile | Guinea | Netherlands | Sweden |
| China | Guyana | New Zealand | Tajikistan |
| Colombia | Honduras | Nicaragua | Tanzania |
| DRC | Indonesia | Niger | Turkey |
| Costa Rica | Iran | Papua New Guinea | Uganda |
| Cote d'Ivoire | Ivory Coast | Peru | United Kingdom |
| Cuba | Japan | Philippines | USA |
| Cyprus | Kazakhstan | Puerto Rico | Uruguay |
| Dominican Republic | Kenya | Russian Federation | Zambia |
| Ecuador | Laos | Rwanda | Zimbabwe |
Table 3
| Alias | Metal | Smelter ID |
| A.L.M.T. Corp. | Tungsten | CID000004 |
| Advanced Chemical Company | Gold | CID000015 |
| Aida Chemical Industries Co., Ltd. | Gold | CID000019 |
| Allgemeine Gold-und Silberscheideanstalt A.G. | Gold | CID000035 |
| Almalyk Mining and Metallurgical Complex (AMMC) | Gold | CID000041 |
| AngloGold Ashanti Corrego do Sitio Mineracao | Gold | CID000058 |
| Argor-Heraeus S.A. | Gold | CID000077 |
| Asahi Pretec Corp. | Gold | CID000082 |
| Asaka Riken Co., Ltd. | Gold | CID000090 |
| Asaka Riken Co., Ltd. | Tantalum | CID000092 |
| Kennametal Huntsville | Tungsten | CID000105 |
| Aurubis AG | Gold | CID000113 |
| Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Gold | CID000128 |
| Boliden AB | Gold | CID000157 |
| C. Hafner GmbH + Co. KG | Gold | CID000176 |
| CCR Refinery - Glencore Canada Corporation | Gold | CID000185 |
| Cendres + Metaux S.A. | Gold | CID000189 |
| Changsha South Tantalum Niobium Co., Ltd. | Tantalum | CID000211 |
| Guangdong Xianglu Tungsten Co., Ltd. | Tungsten | CID000218 |
| Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | Tin | CID000228 |
| Chimet S.p.A. | Gold | CID000233 |
| Chongyi Zhangyuan Tungsten Co., Ltd. | Tungsten | CID000258 |
| Chugai Mining | Gold | CID000264 |
| Guangdong Rising Rare Metals-EO Materials Ltd. | Tantalum | CID000291 |
| Alpha | Tin | CID000292 |
| DSC (Do Sung Corporation) | Gold | CID000359 |
| DODUCO Contacts and Refining GmbH | Gold | CID000362 |
| Dowa | Gold | CID000401 |
| Dowa | Tin | CID000402 |
| Eco-System Recycling Co., Ltd. East Plant | Gold | CID000425 |
| EM Vinto | Tin | CID000438 |
| Exotech Inc. | Tantalum | CID000456 |
| F&X Electro-Materials Ltd. | Tantalum | CID000460 |
| Fenix Metals | Tin | CID000468 |
| JSC Novosibirsk Refinery | Gold | CID000493 |
| Gejiu Non-Ferrous Metal Processing Co., Ltd. | Tin | CID000538 |
| Gejiu Zili Mining And Metallurgy Co., Ltd. | Tin | CID000555 |
| Global Tungsten & Powders Corp. | Tungsten | CID000568 |
| XIMEI RESOURCES (GUANGDONG) LIMITED | Tantalum | CID000616 |
| LT Metal Ltd. | Gold | CID000689 |
| Heimerle + Meule GmbH | Gold | CID000694 |
| Heraeus Metals Hong Kong Ltd. | Gold | CID000707 |
| Huichang Jinshunda Tin Co., Ltd. | Tin | CID000760 |
| Hunan Chenzhou Mining Co., Ltd. | Tungsten | CID000766 |
| Hunan Chunchang Nonferrous Metals Co., Ltd. | Tungsten | CID000769 |
| Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | Gold | CID000801 |
| Ishifuku Metal Industry Co., Ltd. | Gold | CID000807 |
| Istanbul Gold Refinery | Gold | CID000814 |
| Japan Mint | Gold | CID000823 |
| Japan New Metals Co., Ltd. | Tungsten | CID000825 |
| Jiangxi Copper Co., Ltd. | Gold | CID000855 |
| Ganzhou Huaxing Tungsten Products Co., Ltd. | Tungsten | CID000875 |
| JiuJiang JinXin Nonferrous Metals Co., Ltd. | Tantalum | CID000914 |
| Jiujiang Tanbre Co., Ltd. | Tantalum | CID000917 |
| Asahi Refining USA Inc. | Gold | CID000920 |
| Asahi Refining Canada Ltd. | Gold | CID000924 |
| JSC Uralelectromed | Gold | CID000929 |
| JX Nippon Mining & Metals Co., Ltd. | Gold | CID000937 |
| Gejiu Kai Meng Industry and Trade LLC | Tin | CID000942 |
| Kazzinc | Gold | CID000957 |
| Kennametal Fallon | Tungsten | CID000966 |
| Kennecott Utah Copper LLC | Gold | CID000969 |
| Kojima Chemicals Co., Ltd. | Gold | CID000981 |
| Kyrgyzaltyn JSC | Gold | CID001029 |
| China Tin Group Co., Ltd. | Tin | CID001070 |
| AMG Brasil - LSM Brasil | Tantalum | CID001076 |
| LS-NIKKO Copper Inc. | Gold | CID001078 |
| Malaysia Smelting Corporation (MSC) | Tin | CID001105 |
| Materion | Gold | CID001113 |
| Matsuda Sangyo Co., Ltd. | Gold | CID001119 |
| Metallic Resources, Inc. | Tin | CID001142 |
| Metalor Technologies (Suzhou) Ltd. | Gold | CID001147 |
| Metalor Technologies (Hong Kong) Ltd. | Gold | CID001149 |
| Metalor Technologies (Singapore) Pte., Ltd. | Gold | CID001152 |
| Metalor Technologies S.A. | Gold | CID001153 |
| Metalor USA Refining Corporation | Gold | CID001157 |
| Metalurgica Met-Mex Penoles S.A. De C.V. | Gold | CID001161 |
| Metallurgical Products India Pvt., Ltd. | Tantalum | CID001163 |
| Mineracao Taboca S.A. | Tin | CID001173 |
| Mineracao Taboca S.A. | Tantalum | CID001175 |
| Minsur | Tin | CID001182 |
| Mitsubishi Materials Corporation | Gold | CID001188 |
| Mitsubishi Materials Corporation | Tin | CID001191 |
| Mitsui Mining and Smelting Co., Ltd. | Tantalum | CID001192 |
| Mitsui Mining and Smelting Co., Ltd. | Gold | CID001193 |
| NPM Silmet AS | Tantalum | CID001200 |
| Moscow Special Alloys Processing Plant | Gold | CID001204 |
| Nadir Metal Rafineri San. Ve Tic. A.S. | Gold | CID001220 |
| Jiangxi New Nanshan Technology Ltd. | Tin | CID001231 |
| Nihon Material Co., Ltd. | Gold | CID001259 |
| Ningxia Orient Tantalum Industry Co., Ltd. | Tantalum | CID001277 |
| O.M. Manufacturing (Thailand) Co., Ltd. | Tin | CID001314 |
| Ohura Precious Metal Industry Co., Ltd. | Gold | CID001325 |
| OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | Gold | CID001326 |
| Operaciones Metalurgicas S.A. | Tin | CID001337 |
| PAMP S.A. | Gold | CID001352 |
| Prioksky Plant of Non-Ferrous Metals | Gold | CID001386 |
| PT Aneka Tambang (Persero) Tbk | Gold | CID001397 |
| PT Artha Cipta Langgeng | Tin | CID001399 |
| PT Babel Inti Perkasa | Tin | CID001402 |
| PT Babel Surya Alam Lestari | Tin | CID001406 |
| PT Mitra Stania Prima | Tin | CID001453 |
| PT Prima Timah Utama | Tin | CID001458 |
| PT Refined Bangka Tin | Tin | CID001460 |
| PT Stanindo Inti Perkasa | Tin | CID001468 |
| PT Timah Tbk Kundur | Tin | CID001477 |
| PT Timah Tbk Mentok | Tin | CID001482 |
| PX Precinox S.A. | Gold | CID001498 |
| QuantumClean | Tantalum | CID001508 |
| Rand Refinery (Pty) Ltd. | Gold | CID001512 |
| Yanling Jincheng Tantalum & Niobium Co., Ltd. | Tantalum | CID001522 |
| Royal Canadian Mint | Gold | CID001534 |
| Rui Da Hung | Tin | CID001539 |
| Samduck Precious Metals | Gold | CID001555 |
| SEMPSA Joyeria Plateria S.A. | Gold | CID001585 |
| Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | Gold | CID001622 |
| Sichuan Tianze Precious Metals Co., Ltd. | Gold | CID001736 |
| SOE Shyolkovsky Factory of Secondary Precious Metals | Gold | CID001756 |
| Soft Metais Ltda. | Tin | CID001758 |
| Solar Applied Materials Technology Corp. | Gold | CID001761 |
| Solikamsk Magnesium Works OAO | Tantalum | CID001769 |
| Sumitomo Metal Mining Co., Ltd. | Gold | CID001798 |
| Taki Chemical Co., Ltd. | Tantalum | CID001869 |
| Tanaka Kikinzoku Kogyo K.K. | Gold | CID001875 |
| Tejing (Vietnam) Tungsten Co., Ltd. | Tungsten | CID001889 |
| Telex Metals | Tantalum | CID001891 |
| Thaisarco | Tin | CID001898 |
| Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | Tin | CID001908 |
| Shandong Gold Smelting Co., Ltd. | Gold | CID001916 |
| Tokuriki Honten Co., Ltd. | Gold | CID001938 |
| Torecom | Gold | CID001955 |
| Ulba Metallurgical Plant JSC | Tantalum | CID001969 |
| Umicore S.A. Business Unit Precious Metals Refining | Gold | CID001980 |
| United Precious Metal Refining, Inc. | Gold | CID001993 |
| Valcambi S.A. | Gold | CID002003 |
| Western Australian Mint (T/a The Perth Mint) | Gold | CID002030 |
| White Solder Metalurgia e Mineracao Ltda. | Tin | CID002036 |
| Wolfram Bergbau und Hutten AG | Tungsten | CID002044 |
| Xiamen Tungsten Co., Ltd. | Tungsten | CID002082 |
| Yamakin Co., Ltd. | Gold | CID002100 |
| Yokohama Metal Co., Ltd. | Gold | CID002129 |
| Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | Tin | CID002158 |
| Yunnan Tin Company Limited | Tin | CID002180 |
| Zhongyuan Gold Smelter of Zhongjin Gold Corporation | Gold | CID002224 |
| Gold Refinery of Zijin Mining Group Co., Ltd. | Gold | CID002243 |
| Umicore Precious Metals Thailand | Gold | CID002314 |
| Ganzhou Jiangwu Ferrotungsten Co., Ltd. | Tungsten | CID002315 |
| Jiangxi Yaosheng Tungsten Co., Ltd. | Tungsten | CID002316 |
| Jiangxi Xinsheng Tungsten Industry Co., Ltd. | Tungsten | CID002317 |
| Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | Tungsten | CID002318 |
| Malipo Haiyu Tungsten Co., Ltd. | Tungsten | CID002319 |
| Xiamen Tungsten (H.C.) Co., Ltd. | Tungsten | CID002320 |
| Jiangxi Gan Bei Tungsten Co., Ltd. | Tungsten | CID002321 |
| Geib Refining Corporation | Gold | CID002459 |
| Magnu's Minerais Metais e Ligas Ltda. | Tin | CID002468 |
| Hengyang King Xing Lifeng New Materials Co., Ltd. | Tantalum | CID002492 |
| Ganzhou Seadragon W & Mo Co., Ltd. | Tungsten | CID002494 |
| Melt Metais e Ligas S.A. | Tin | CID002500 |
| PT ATD Makmur Mandiri Jaya | Tin | CID002503 |
| D Block Metals, LLC | Tantalum | CID002504 |
| FIR Metals & Resource Ltd. | Tantalum | CID002505 |
| Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | Tantalum | CID002506 |
| XinXing HaoRong Electronic Material Co., Ltd. | Tantalum | CID002508 |
| MMTC-PAMP India Pvt., Ltd. | Gold | CID002509 |
| Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | Tantalum | CID002512 |
| Chenzhou Diamond Tungsten Products Co., Ltd. | Tungsten | CID002513 |
| Singway Technology Co., Ltd. | Gold | CID002516 |
| O.M. Manufacturing Philippines, Inc. | Tin | CID002517 |
| KEMET de Mexico | Tantalum | CID002539 |
| H.C. Starck Tungsten GmbH | Tungsten | CID002541 |
| TANIOBIS Smelting GmbH & Co. KG | Tungsten | CID002542 |
| Masan High-Tech Materials | Tungsten | CID002543 |
| TANIOBIS Co., Ltd. | Tantalum | CID002544 |
| TANIOBIS GmbH | Tantalum | CID002545 |
| H.C. Starck Hermsdorf GmbH | Tantalum | CID002547 |
| H.C. Starck Inc. | Tantalum | CID002548 |
| TANIOBIS Japan Co., Ltd. | Tantalum | CID002549 |
| TANIOBIS Smelting GmbH & Co. KG | Tantalum | CID002550 |
| Jiangwu H.C. Starck Tungsten Products Co., Ltd. | Tungsten | CID002551 |
| Global Advanced Metals Boyertown | Tantalum | CID002557 |
| Global Advanced Metals Aizu | Tantalum | CID002558 |
| Al Etihad Gold Refinery DMCC | Gold | CID002560 |
| Emirates Gold DMCC | Gold | CID002561 |
| Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | Tungsten | CID002579 |
| T.C.A S.p.A | Gold | CID002580 |
| REMONDIS PMR B.V. | Gold | CID002582 |
| Niagara Refining LLC | Tungsten | CID002589 |
| PT Rajehan Ariq | Tin | CID002593 |
| Korea Zinc Co., Ltd. | Gold | CID002605 |
| Marsam Metals | Gold | CID002606 |
| Ganzhou Haichuang Tungsten Co., Ltd. | Tungsten | CID002645 |
| Hydrometallurg, JSC | Tungsten | CID002649 |
| Resind Industria e Comercio Ltda. | Tin | CID002706 |
| Resind Industria e Comercio Ltda. | Tantalum | CID002707 |
| Unecha Refractory metals plant | Tungsten | CID002724 |
| SAAMP | Gold | CID002761 |
| L'Orfebre S.A. | Gold | CID002762 |
| 8853 S.p.A. | Gold | CID002763 |
| Italpreziosi | Gold | CID002765 |
| Metallo Belgium N.V. | Tin | CID002773 |
| Metallo Spain S.L.U. | Tin | CID002774 |
| SAXONIA Edelmetalle GmbH | Gold | CID002777 |
| WIELAND Edelmetalle GmbH | Gold | CID002778 |
| Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | Gold | CID002779 |
| Philippine Chuangxin Industrial Co., Inc. | Tungsten | CID002827 |
| Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | Tungsten | CID002830 |
| ACL Metais Eireli | Tungsten | CID002833 |
| Thai Nguyen Mining and Metallurgy Co., Ltd. | Tin | CID002834 |
| PT Menara Cipta Mulia | Tin | CID002835 |
| Jiangxi Tuohong New Raw Material | Tantalum | CID002842 |
| Woltech Korea Co., Ltd. | Tungsten | CID002843 |
| HuiChang Hill Tin Industry Co., Ltd. | Tin | CID002844 |
| Moliren Ltd. | Tungsten | CID002845 |
| Meta Materials | Tantalum | CID002847 |
| Gejiu Fengming Metallurgy Chemical Plant | Tin | CID002848 |
| Guanyang Guida Nonferrous Metal Smelting Plant | Tin | CID002849 |
| AU Traders and Refiners | Gold | CID002850 |
| Bangalore Refinery | Gold | CID002863 |
| SungEel HiMetal Co., Ltd. | Gold | CID002918 |
| Planta Recuperadora de Metales SpA | Gold | CID002919 |
| Safimet S.p.A | Gold | CID002973 |
| Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | Tin | CID003116 |
| Hunan Litian Tungsten Industry Co., Ltd. | Tungsten | CID003182 |
| Chifeng Dajingzi Tin Industry Co., Ltd. | Tin | CID003190 |
| TSK Pretech | Gold | CID003195 |
| PT Bangka Serumpun | Tin | CID003205 |
| Tin Technology & Refining | Tin | CID003325 |
| Ma'anshan Weitai Tin Co., Ltd. | Tin | CID003379 |
| PT Rajawali Rimba Perkasa | Tin | CID003381 |
| Luna Smelter, Ltd. | Tin | CID003387 |
| KGETS Co., Ltd. | Tungsten | CID003388 |
| Yunnan Yunfan Non-ferrous Metals Co., Ltd. | Tin | CID003397 |
| Fujian Ganmin RareMetal Co., Ltd. | Tungsten | CID003401 |
| Lianyou Metals Co., Ltd. | Tungsten | CID003407 |
| Eco-System Recycling Co., Ltd. North Plant | Gold | CID003424 |
| Eco-System Recycling Co., Ltd. West Plant | Gold | CID003425 |
