United States
Securities and Exchange Commission
Washington, D.C. 20549
FORM 8-K/A
Amendment No. 1
Current Report
Pursuant To Section 13 or 15(d) Of
The Securities Exchange Act of 1934
Date of Earliest Report Event: October 16, 2014
Spine Pain Management, Inc.
(Exact name of registrant as specified in its charter)
| Delaware | 000-27407 | 98-0187705 |
| (State Or Other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
5225 Katy Freeway
Suite 600
Houston, Texas 77007
(Address of principal executive office) (Postal Code)
(713) 521-4220
(Registrant’s telephone number)
EXPLANATORY NOTE
This Form 8-K/A is being filed to correct typographical errors in Item 5.07 of the Form 8-K we filed on October 22, 2014 with the U.S. Securities and Exchange Commission. Although the original report correctly stated in the opening section that the nominees for election to the Board of Directors were William F. Donovan, M.D., John Bergeron, Jerry Bratton, Franklin A. Rose, M.D. and Peter Dalrymple, and that such nominees had been elected, the vote tabulation within the report incorrectly included the name William A. Lawrence, a former member of the Board listed, instead of Peter Dalrymple, a new member of the Board. The report with the typographical errors corrected has been restated in its entirety below.
Item 5.07 Submission of Matters to a Vote of Security Holders.
On October 16, 2014, we held an Annual Meeting of Stockholders of Spine Pain Management, Inc. at our corporate offices at 5225 Katy Freeway, Suite 600, Houston, Texas 77007, for the following purposes:
(1) To elect five directors, including William F. Donovan, M.D., John Bergeron, Jerry Bratton, Franklin A. Rose, M.D. and Peter Dalrymple;
(2) To ratify the selection of Ham, Langston & Brezina, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2014;
(3) To approve a non-binding advisory resolution on executive compensation;
(4) To transact such other business as may properly come before the meeting.
Based on the votes received in person and by proxy, all of the above named director nominees were elected, the selection of Ham, Langston & Brezina, LLP was ratified and the non-binding advisory resolution on executive compensation was approved. There were no other matters presented for action at the Annual Meeting. The exact results of the stockholder vote are as follows:
| Total Shares of Common Stock Outstanding | | | |
| as of the Record Date, April 22, 2013: | | | 19,015,882 | |
| Total Voting Shares Present Either by Proxy | | | |
| or in Person of Common Stock: | | | 14,805,662 | |
Item 1: Election of Directors
Additionally, there was a total of 8,577,695 broker non-votes for the election of directors.
Item 2: Ratification of appointment of Ham, Langston & Brezina, LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2014
Item 3: Approve a non-binding advisory resolution on executive compensation
Additionally, there was a total of 8,577,695 broker non-votes for approval of the non-binding advisory resolution on executive compensation.
There were no other matters presented for action at the Annual Meeting.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.
| | SPINE PAIN MANAGEMENT, INC. |
| | |
| | |
| | By: /s/ William F. Donovan |
| | William F. Donovan |
| Date: October 28, 2014 | Chief Executive Officer |
