United States
Securities and Exchange Commission
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-08915
Prudential Investment Portfolios 16
(Exact name of registrant as specified in charter)
655 Broad Street
17th Floor
Newark, NJ 07102
(Address of principal executive offices) (Zip code)
Patrick McGuinness, Esquire
655 Broad Street
17th Floor
Newark, NJ 07102
(Name and address of agent for service)
Registrant’s telephone number, including area code: 973-802-6469
Date of fiscal year end: October 31
Date of reporting period: 7/1/2021 through 6/30/2022
Item 1. Proxy Voting Record.
In determining votes against management, any ballot that management did not make a recommendation is considered to be "FOR" regardless of the vote cast. Any "Abstain" vote cast is considered as voted, and to be against the management recommendation.
FORM N-PX
ICA File Number: 811-08915
Registrant Name: Prudential Investment Portfolios 16
Reporting Period: 07/01/2021 - 06/30/2022
PGIM Income Builder Fund - (Asset Allocation sleeve) - Subadviser: PGIM Quantitative Solutions LLC
SSGA ACTIVE TRUST Meeting Date: OCT 29, 2021 Record Date: SEP 03, 2021 Meeting Type: SPECIAL | ||||
Ticker: XLB Security ID: 81369Y506 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Allison Grant Williams | Management | For | For |
1.2 | Elect Sheila Hartnett-Devlin | Management | For | For |
1.3 | Elect James Jessee | Management | For | For |
1.4 | Elect Teresa Polley | Management | For | For |
1.5 | Elect Ashley T. Rabun | Management | For | For |
1.6 | Elect James E. Ross | Management | For | For |
1.7 | Elect Rory Tobin | Management | For | For |
PGIM Income Builder Fund - (Jennison Equity Income sleeve) - Subadviser: Jennison Associates LLC
ABBVIE INC. Meeting Date: MAY 06, 2022 Record Date: MAR 07, 2022 Meeting Type: ANNUAL | ||||
Ticker: ABBV Security ID: 00287Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect William H.L. Burnside | Management | For | For |
1.2 | Elect Thomas C. Freyman | Management | For | For |
1.3 | Elect Brett J. Hart | Management | For | For |
1.4 | Elect Edward J. Rapp | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Elimination of Supermajority Requirement | Management | For | For |
5 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
6 | Shareholder Proposal Regarding Severance Approval Policy | Shareholder | Against | For |
7 | Shareholder Proposal Regarding Anticompetitive Practices | Shareholder | Against | Against |
8 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | Shareholder | Against | Against |
AKZO NOBEL N.V. Meeting Date: APR 22, 2022 Record Date: MAR 25, 2022 Meeting Type: ANNUAL | ||||
Ticker: AKZA Security ID: N01803308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | None | Do Not Vote |
2 | Non-Voting Meeting Note | Management | None | Do Not Vote |
3 | Non-Voting Agenda Item | Management | None | Do Not Vote |
4 | Non-Voting Agenda Item | Management | None | Do Not Vote |
5 | Accounts and Reports | Management | For | For |
6 | Non-Voting Agenda Item | Management | None | Do Not Vote |
7 | Allocation of Profits/Dividends | Management | For | For |
8 | Remuneration Report | Management | For | Against |
9 | Ratification of Management Board Acts | Management | For | For |
10 | Ratification of Supervisory Board Acts | Management | For | For |
11 | Management Board Remuneration Policy | Management | For | For |
12 | Elect Maarten Jan de Vries to the Management Board | Management | For | For |
13 | Elect Ester Baiget to the Supervisory Board | Management | For | For |
14 | Elect Hans van Bylen to the Supervisory Board | Management | For | For |
15 | Elect Nils Andersen to the Supervisory Board | Management | For | For |
16 | Elect Byron Grote to the Supervisory Board | Management | For | For |
17 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
18 | Authority to Suppress Preemptive Rights | Management | For | For |
19 | Authority to Repurchase Shares | Management | For | For |
20 | Cancellation of Shares | Management | For | For |
21 | Non-Voting Agenda Item | Management | None | Do Not Vote |
22 | Non-Voting Meeting Note | Management | None | Do Not Vote |
23 | Non-Voting Meeting Note | Management | None | Do Not Vote |
AMEREN CORPORATION Meeting Date: MAY 12, 2022 Record Date: MAR 14, 2022 Meeting Type: ANNUAL | ||||
Ticker: AEE Security ID: 023608102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Warner L. Baxter | Management | For | For |
2 | Elect Cynthia J. Brinkley | Management | For | For |
3 | Elect Catherine S. Brune | Management | For | For |
4 | Elect J. Edward Coleman | Management | For | For |
5 | Elect Ward H. Dickson | Management | For | For |
6 | Elect Noelle K. Eder | Management | For | For |
7 | Elect Ellen M. Fitzsimmons | Management | For | For |
8 | Elect Rafael Flores | Management | For | For |
9 | Elect Richard J. Harshman | Management | For | For |
10 | Elect Craig S. Ivey | Management | For | For |
11 | Elect James C. Johnson | Management | For | For |
12 | Elect Martin J. Lyons, Jr. | Management | For | For |
13 | Elect Steven H. Lipstein | Management | For | For |
14 | Elect Leo S. Mackay, Jr. | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Approval of the 2022 Omnibus Incentive Compensation Plan | Management | For | For |
17 | Ratification of Auditor | Management | For | For |
AMERICAN CAMPUS COMMUNITIES, INC. Meeting Date: MAY 24, 2022 Record Date: APR 08, 2022 Meeting Type: ANNUAL | ||||
Ticker: ACC Security ID: 024835100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William C. Bayless, Jr. | Management | For | For |
2 | Elect Herman E. Bulls | Management | For | For |
3 | Elect G. Steven Dawson | Management | For | For |
4 | Elect Cydney C. Donnell | Management | For | For |
5 | Elect Mary Egan | Management | For | For |
6 | Elect Alison M. Hill | Management | For | For |
7 | Elect Craig A. Leupold | Management | For | For |
8 | Elect Oliver Luck | Management | For | For |
9 | Elect C. Patrick Oles Jr. | Management | For | For |
10 | Elect John T. Rippel | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
AMERICAN EXPRESS COMPANY Meeting Date: MAY 03, 2022 Record Date: MAR 07, 2022 Meeting Type: ANNUAL | ||||
Ticker: AXP Security ID: 025816109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Thomas J. Baltimore, Jr. | Management | For | Against |
2 | Elect Charlene Barshefsky | Management | For | For |
3 | Elect John J. Brennan | Management | For | For |
4 | Elect Peter Chernin | Management | For | For |
5 | Elect Ralph de la Vega | Management | For | For |
6 | Elect Michael O. Leavitt | Management | For | For |
7 | Elect Theodore J. Leonsis | Management | For | For |
8 | Elect Karen L. Parkhill | Management | For | For |
9 | Elect Charles E. Phillips, Jr. | Management | For | For |
10 | Elect Lynn A. Pike | Management | For | For |
11 | Elect Stephen J. Squeri | Management | For | For |
12 | Elect Daniel L. Vasella | Management | For | For |
13 | Elect Lisa W. Wardell | Management | For | For |
14 | Elect Christopher D. Young | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | For |
17 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
APOLLO GLOBAL MANAGEMENT INC Meeting Date: DEC 17, 2021 Record Date: NOV 04, 2021 Meeting Type: SPECIAL | ||||
Ticker: APO Security ID: 03768E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Merger with Athene | Management | For | For |
2 | Charter Amendments | Management | For | For |
3 | Right to Adjourn Meeting | Management | For | For |
APPLE INC Meeting Date: MAR 04, 2022 Record Date: JAN 03, 2022 Meeting Type: ANNUAL | ||||
Ticker: AAPL Security ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James A. Bell | Management | For | For |
2 | Elect Timothy D. Cook | Management | For | For |
3 | Elect Albert A. Gore | Management | For | For |
4 | Elect Alex Gorsky | Management | For | For |
5 | Elect Andrea Jung | Management | For | For |
6 | Elect Arthur D. Levinson | Management | For | For |
7 | Elect Monica C. Lozano | Management | For | For |
8 | Elect Ronald D. Sugar | Management | For | For |
9 | Elect Susan L. Wagner | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Approval of the 2022 Employee Stock Plan | Management | For | For |
13 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding App Removals | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Report on Effectiveness of Supply Chain Policies on Forced Labor | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Civil Rights Audit | Shareholder | Against | For |
18 | Shareholder Proposal Regarding Concealment Clauses | Shareholder | Against | For |
ASTRAZENECA PLC Meeting Date: APR 29, 2022 Record Date: APR 07, 2022 Meeting Type: ANNUAL | ||||
Ticker: AZN Security ID: 046353108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Final Dividend | Management | For | For |
3 | Appointment of Auditor | Management | For | For |
4 | Authority to Set Auditor's Fees | Management | For | For |
5 | Elect Leif Johansson | Management | For | For |
6 | Elect Pascal Soriot | Management | For | For |
7 | Elect Aradhana Sarin | Management | For | For |
8 | Elect Philip Broadley | Management | For | For |
9 | Elect Euan Ashley | Management | For | For |
10 | Elect Michel Demare | Management | For | For |
11 | Elect Deborah DiSanzo | Management | For | For |
12 | Elect Diana Layfield | Management | For | For |
13 | Elect Sherilyn S. McCoy | Management | For | For |
14 | Elect Tony Mok | Management | For | For |
15 | Elect Nazneen Rahman | Management | For | For |
16 | Elect Andreas Rummelt | Management | For | For |
17 | Elect Marcus Wallenberg | Management | For | For |
18 | Remuneration Report | Management | For | For |
19 | Authorisation of Political Donations | Management | For | For |
20 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
21 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
22 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | For |
23 | Authority to Repurchase Shares | Management | For | For |
24 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For |
25 | Extension of Savings-Related Share Option Scheme | Management | For | For |
BCE INC. Meeting Date: MAY 05, 2022 Record Date: MAR 14, 2022 Meeting Type: ANNUAL | ||||
Ticker: BCE Security ID: 05534B760 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Mirko Bibic | Management | For | For |
1.2 | Elect David F. Denison | Management | For | For |
1.3 | Elect Robert P. Dexter | Management | For | For |
1.4 | Elect Katherine Lee | Management | For | For |
1.5 | Elect Monique F. Leroux | Management | For | For |
1.6 | Elect Sheila A. Murray | Management | For | For |
1.7 | Elect Gordon M. Nixon | Management | For | For |
1.8 | Elect Louis P. Pagnutti | Management | For | For |
1.9 | Elect Calin Rovinescu | Management | For | For |
1.10 | Elect Karen Sheriff | Management | For | For |
1.11 | Elect Robert C. Simmonds | Management | For | For |
1.12 | Elect Jennifer Tory | Management | For | For |
1.13 | Elect Cornell Wright | Management | For | For |
2 | Appointment of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | Shareholder | Against | Against |
5 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | Shareholder | Against | Against |
6 | Shareholder Proposal Regarding French as Official Company Language | Shareholder | Against | Against |
BP PLC Meeting Date: MAY 12, 2022 Record Date: MAR 18, 2022 Meeting Type: ANNUAL | ||||
Ticker: BP Security ID: 055622104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Remuneration Report | Management | For | For |
3 | Advisory vote on Climate Transition Plan | Management | For | For |
4 | Elect Helge Lund | Management | For | For |
5 | Elect Bernard Looney | Management | For | For |
6 | Elect Murray Auchincloss | Management | For | For |
7 | Elect Paula Rosput Reynolds | Management | For | For |
8 | Elect Pamela Daley | Management | For | For |
9 | Elect Melody B. Meyer | Management | For | For |
10 | Elect Sir John Sawers | Management | For | For |
11 | Elect Tushar Morzaria | Management | For | For |
12 | Elect Karen A. Richardson | Management | For | For |
13 | Elect Johannes Teyssen | Management | For | For |
14 | Appointment of Auditor | Management | For | For |
15 | Authority to Set Auditor's Fees | Management | For | For |
16 | Renewal of the BP ShareMatch UK Plan 2001 | Management | For | For |
17 | Renewal of the BP Sharesave UK Plan 2001 | Management | For | For |
18 | Authorisation of Political Donations | Management | For | For |
19 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
20 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | For |
22 | Authority to Repurchase Shares | Management | For | For |
23 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For |
24 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | Shareholder | Against | Against |
BRISTOL-MYERS SQUIBB COMPANY Meeting Date: MAY 03, 2022 Record Date: MAR 14, 2022 Meeting Type: ANNUAL | ||||
Ticker: BMY Security ID: 110122108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Peter J. Arduini | Management | For | For |
2 | Elect Giovanni Caforio | Management | For | For |
3 | Elect Julia A. Haller | Management | For | For |
4 | Elect Manuel Hidalgo Medina | Management | For | For |
5 | Elect Paula A. Price | Management | For | For |
6 | Elect Derica W. Rice | Management | For | For |
7 | Elect Theodore R. Samuels, II | Management | For | For |
8 | Elect Gerald Storch | Management | For | For |
9 | Elect Karen H. Vousden | Management | For | For |
10 | Elect Phyllis R. Yale | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
CANADIAN NATIONAL RAILWAY COMPANY Meeting Date: MAY 20, 2022 Record Date: APR 05, 2022 Meeting Type: ANNUAL | ||||
Ticker: CNR Security ID: 136375102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Shauneen Bruder | Management | For | For |
2 | Elect Jo-ann dePass Olsovsky | Management | For | For |
3 | Elect David Freeman | Management | For | For |
4 | Elect Denise Gray | Management | For | For |
5 | Elect Justin M. Howell | Management | For | For |
6 | Elect Susan C. Jones | Management | For | For |
7 | Elect Robert M. Knight, Jr. | Management | For | For |
8 | Elect Kevin G. Lynch | Management | For | For |
9 | Elect Margaret A. McKenzie | Management | For | For |
10 | Elect Robert L. Phillips | Management | For | For |
11 | Elect Tracy Robinson | Management | For | For |
12 | Appointment of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Advisory Vote on Climate Action Plan | Management | For | For |
CHEVRON CORPORATION Meeting Date: MAY 25, 2022 Record Date: MAR 28, 2022 Meeting Type: ANNUAL | ||||
Ticker: CVX Security ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Wanda M. Austin | Management | For | For |
2 | Elect John B. Frank | Management | For | For |
3 | Elect Alice P. Gast | Management | For | For |
4 | Elect Enrique Hernandez, Jr. | Management | For | For |
5 | Elect Marillyn A. Hewson | Management | For | For |
6 | Elect Jon M. Huntsman, Jr. | Management | For | For |
7 | Elect Charles W. Moorman IV | Management | For | For |
8 | Elect Dambisa F. Moyo | Management | For | For |
9 | Elect Debra L. Reed-Klages | Management | For | For |
10 | Elect Ronald D. Sugar | Management | For | For |
11 | Elect D. James Umpleby III | Management | For | For |
12 | Elect Michael K. Wirth | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Approval of the 2022 Long-Term Incentive Plan | Management | For | For |
16 | Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Audited Report on Net Zero Emissions by 2050 Scenario Analysis | Shareholder | Against | For |
18 | Shareholder Proposal Regarding Methane Emission Disclosures | Shareholder | For | For |
19 | Shareholder Proposal Regarding Report on Policy with Conflict-Complicit Governments | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Racial Equity Audit | Shareholder | Against | Against |
21 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | Against |
DARDEN RESTAURANTS, INC. Meeting Date: SEP 22, 2021 Record Date: JUL 28, 2021 Meeting Type: ANNUAL | ||||
Ticker: DRI Security ID: 237194105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Margaret Shan Atkins | Management | For | For |
1.2 | Elect James P. Fogarty | Management | For | For |
1.3 | Elect Cynthia T. Jamison | Management | For | For |
1.4 | Elect Eugene I. Lee, Jr. | Management | For | For |
1.5 | Elect Nana Mensah | Management | For | For |
1.6 | Elect William S. Simon | Management | For | For |
1.7 | Elect Charles M. Sonsteby | Management | For | For |
1.8 | Elect Timothy J. Wilmott | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
4 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
5 | Shareholder Proposal Regarding Reporting on Required Retention of Shares Until Normal Retirement Age | Shareholder | Against | Abstain |
DOVER CORPORATION Meeting Date: MAY 06, 2022 Record Date: MAR 09, 2022 Meeting Type: ANNUAL | ||||
Ticker: DOV Security ID: 260003108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Deborah L. DeHaas | Management | For | For |
2 | Elect H. John Gilbertson, Jr. | Management | For | For |
3 | Elect Kristiane C. Graham | Management | For | For |
4 | Elect Michael F. Johnston | Management | For | For |
5 | Elect Eric A. Spiegel | Management | For | For |
6 | Elect Richard J. Tobin | Management | For | For |
7 | Elect Stephen M. Todd | Management | For | For |
8 | Elect Stephen K. Wagner | Management | For | For |
9 | Elect Keith E. Wandell | Management | For | For |
10 | Elect Mary A. Winston | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
DOW INC. Meeting Date: APR 14, 2022 Record Date: FEB 18, 2022 Meeting Type: ANNUAL | ||||
Ticker: DOW Security ID: 260557103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Samuel R. Allen | Management | For | For |
2 | Elect Gaurdie E. Banister, Jr. | Management | For | For |
3 | Elect Wesley G. Bush | Management | For | For |
4 | Elect Richard K. Davis | Management | For | For |
5 | Elect Jerri L. DeVard | Management | For | For |
6 | Elect Debra L. Dial | Management | For | For |
7 | Elect Jeff M. Fettig | Management | For | For |
8 | Elect Jim Fitterling | Management | For | For |
9 | Elect Jacqueline C. Hinman | Management | For | For |
10 | Elect Luis A. Moreno | Management | For | For |
11 | Elect Jill S. Wyant | Management | For | For |
12 | Elect Daniel W. Yohannes | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
DUPONT DE NEMOURS, INC. Meeting Date: MAY 26, 2022 Record Date: MAR 31, 2022 Meeting Type: ANNUAL | ||||
Ticker: DD Security ID: 26614N102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Amy G. Brady | Management | For | For |
2 | Elect Edward D. Breen | Management | For | For |
3 | Elect Ruby R. Chandy | Management | For | For |
4 | Elect Terrence R. Curtin | Management | For | For |
5 | Elect Alexander M. Cutler | Management | For | For |
6 | Elect Eleuthere I. du Pont | Management | For | For |
7 | Elect Kristina M. Johnson | Management | For | For |
8 | Elect Luther C. Kissam IV | Management | For | For |
9 | Elect Frederick M. Lowery | Management | For | For |
10 | Elect Raymond J. Milchovich | Management | For | For |
11 | Elect Deanna M. Mulligan | Management | For | For |
12 | Elect Steven M. Sterin | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
EXXON MOBIL CORPORATION Meeting Date: MAY 25, 2022 Record Date: APR 01, 2022 Meeting Type: ANNUAL | ||||
Ticker: XOM Security ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael J. Angelakis | Management | For | For |
2 | Elect Susan K. Avery | Management | For | For |
3 | Elect Angela F. Braly | Management | For | For |
4 | Elect Ursula M. Burns | Management | For | For |
5 | Elect Gregory J. Goff | Management | For | For |
6 | Elect Kaisa H. Hietala | Management | For | For |
7 | Elect Joseph L. Hooley | Management | For | For |
8 | Elect Steven A. Kandarian | Management | For | For |
9 | Elect Alexander A. Karsner | Management | For | For |
10 | Elect Jeffrey W. Ubben | Management | For | For |
11 | Elect Darren W. Woods | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Shareholder Proposal Regarding Executive Perquisites | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Restricting Precatory Proposals | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding GHG Targets and Alignment with Paris Agreement | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Report on Business Model Changes | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Audited Report on Net Zero Emissions 2050 Scenario Analysis | Shareholder | Against | For |
19 | Shareholder Proposal Regarding Addressing Virgin Plastic Demand | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
FIRSTENERGY CORP. Meeting Date: MAY 17, 2022 Record Date: MAR 18, 2022 Meeting Type: ANNUAL | ||||
Ticker: FE Security ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jana T. Croom | Management | For | For |
2 | Elect Steven J. Demetriou | Management | For | For |
3 | Elect Lisa Winston Hicks | Management | For | For |
4 | Elect Paul Kaleta | Management | For | For |
5 | Elect Sean T. Klimczak | Management | For | For |
6 | Elect Jesse A. Lynn | Management | For | For |
7 | Elect James F. O'Neil III | Management | For | For |
8 | Elect John W. Somerhalder II | Management | For | For |
9 | Elect Steven E. Strah | Management | For | For |
10 | Elect Andrew J. Teno | Management | For | For |
11 | Elect Leslie M. Turner | Management | For | For |
12 | Elect Melvin Williams | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Shareholder Proposal Regarding Child Labor Linked To Electric Vehicles | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
JOHNSON CONTROLS INTERNATIONAL PLC Meeting Date: MAR 09, 2022 Record Date: JAN 06, 2022 Meeting Type: ANNUAL | ||||
Ticker: JCI Security ID: G51502105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jean S. Blackwell | Management | For | For |
2 | Elect Pierre E. Cohade | Management | For | For |
3 | Elect Michael E. Daniels | Management | For | For |
4 | Elect W. Roy Dunbar | Management | For | For |
5 | Elect Gretchen R. Haggerty | Management | For | For |
6 | Elect Simone Menne | Management | For | For |
7 | Elect George R. Oliver | Management | For | For |
8 | Elect Carl Jurgen Tinggren | Management | For | For |
9 | Elect Mark P. Vergnano | Management | For | For |
10 | Elect R. David Yost | Management | For | For |
11 | Elect John D. Young | Management | For | For |
12 | Appointment of Auditor | Management | For | For |
13 | Authority to Set Auditor's Fees | Management | For | For |
14 | Authority to Repurchase Shares | Management | For | For |
15 | Authorize Price Range at which the Company Can Re-Allot Treasury Shares | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | For |
17 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
18 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
JPMORGAN CHASE & CO. Meeting Date: MAY 17, 2022 Record Date: MAR 18, 2022 Meeting Type: ANNUAL | ||||
Ticker: JPM Security ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Linda B. Bammann | Management | For | For |
2 | Elect Stephen B. Burke | Management | For | For |
3 | Elect Todd A. Combs | Management | For | For |
4 | Elect James S. Crown | Management | For | For |
5 | Elect James Dimon | Management | For | For |
6 | Elect Timothy P. Flynn | Management | For | For |
7 | Elect Mellody Hobson | Management | For | For |
8 | Elect Michael A. Neal | Management | For | For |
9 | Elect Phebe N. Novakovic | Management | For | For |
10 | Elect Virginia M. Rometty | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | Against |
12 | Ratification of Auditor | Management | For | For |
13 | Shareholder Proposal Regarding Fossil Fuel Financing Policy | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
15 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
16 | Shareholder Proposal Regarding Board Diversity | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Aligning GHG Reductions with UNEP FI Recommendations | Shareholder | Against | Against |
KB HOME Meeting Date: APR 07, 2022 Record Date: FEB 04, 2022 Meeting Type: ANNUAL | ||||
Ticker: KBH Security ID: 48666K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Arthur R. Collins | Management | For | For |
2 | Elect Dorene C. Dominguez | Management | For | For |
3 | Elect Kevin P. Eltife | Management | For | For |
4 | Elect Timothy W. Finchem | Management | For | For |
5 | Elect Stuart A. Gabriel | Management | For | For |
6 | Elect Thomas W. Gilligan | Management | For | For |
7 | Elect Jodeen A. Kozlak | Management | For | For |
8 | Elect Melissa B. Lora | Management | For | For |
9 | Elect Jeffrey T. Mezger | Management | For | For |
10 | Elect Brian R. Niccol | Management | For | For |
11 | Elect James C. Weaver | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | Against |
13 | Ratification of Auditor | Management | For | For |
LAM RESEARCH CORP. Meeting Date: NOV 08, 2021 Record Date: SEP 09, 2021 Meeting Type: ANNUAL | ||||
Ticker: LRCX Security ID: 512807108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Sohail U. Ahmed | Management | For | For |
1.2 | Elect Timothy M. Archer | Management | For | For |
1.3 | Elect Eric K. Brandt | Management | For | For |
1.4 | Elect Michael R. Cannon | Management | For | For |
1.5 | Elect Catherine P. Lego | Management | For | For |
1.6 | Elect Bethany J. Mayer | Management | For | For |
1.7 | Elect Abhijit Y. Talwalkar | Management | For | For |
1.8 | Elect Rick Lih-Shyng TSAI | Management | For | For |
1.9 | Elect Leslie F. Varon | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
MCDONALD'S CORPORATION Meeting Date: MAY 26, 2022 Record Date: MAR 28, 2022 Meeting Type: PROXY CONTEST | ||||
Ticker: MCD Security ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Leslie Samuelrich | Shareholder | None | Do Not Vote |
1.2 | Elect Maisie Lucia Ganzler | Shareholder | None | Do Not Vote |
1.3 | Elect Management Nominee Lloyd H. Dean | Shareholder | None | Do Not Vote |
1.4 | Elect Management Nominee Robert A. Eckert | Shareholder | None | Do Not Vote |
1.5 | Elect Management Nominee Catherine Engelbert | Shareholder | None | Do Not Vote |
1.6 | Elect Management Nominee Maragret H. Georgiadis | Shareholder | None | Do Not Vote |
1.7 | Elect Management Nominee Enrique Hernandez, Jr. | Shareholder | None | Do Not Vote |
1.8 | Elect Management Nominee Christopher Kempczinski | Shareholder | None | Do Not Vote |
1.9 | Elect Management Nominee John Mulligan | Shareholder | None | Do Not Vote |
1.10 | Elect Management Nominee John W. Rogers, Jr. | Shareholder | None | Do Not Vote |
1.11 | Elect Management Nominee Paul S. Walsh | Shareholder | None | Do Not Vote |
1.12 | Elect Management Nominee Miles D. White | Shareholder | None | Do Not Vote |
2 | Advisory Vote on Executive Compensation | Shareholder | None | Do Not Vote |
3 | Ratification of Auditor | Shareholder | None | Do Not Vote |
4 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | None | Do Not Vote |
5 | Shareholder Proposal Regarding Report on Plastics | Shareholder | None | Do Not Vote |
6 | Shareholder Proposal Regarding Report on Public Health Costs of Antibiotics in the Supply Chain | Shareholder | None | Do Not Vote |
7 | Shareholder Proposal Regarding Gestation Crates | Shareholder | None | Do Not Vote |
8 | Shareholder Proposal Regarding Civil Rights Audit | Shareholder | None | Do Not Vote |
9 | Shareholder Proposal Regarding Lobbying Activities and Values Congruency | Shareholder | None | Do Not Vote |
10 | Shareholder Proposal Regarding Transparency Report on Global Public Policy and Political Influence | Shareholder | None | Do Not Vote |
1.1 | Elect Lloyd H. Dean | Management | For | For |
1.2 | Elect Robert A. Eckert | Management | For | For |
1.3 | Elect Catherine Engelbert | Management | For | For |
1.4 | Elect Margaret H. Georgiadis | Management | For | For |
1.5 | Elect Enrique Hernandez, Jr. | Management | For | For |
1.6 | Elect Christopher Kempczinski | Management | For | For |
1.7 | Elect Richard H. Lenny | Management | For | For |
1.8 | Elect John Mulligan | Management | For | For |
1.9 | Elect Sheila A. Penrose | Management | For | For |
1.10 | Elect John W. Rogers, Jr. | Management | For | For |
1.11 | Elect Paul S. Walsh | Management | For | For |
1.12 | Elect Miles D. White | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
4 | Shareholder Proposal Regarding Right to Call Special Meetings | Management | Against | For |
5 | Shareholder Proposal Regarding Report on Plastics | Management | Against | For |
6 | Shareholder Proposal Regarding Report on Public Health Costs of Antibiotics in the Supply Chain | Management | Against | For |
7 | Shareholder Proposal Regarding Gestation Crates | Management | Against | Against |
8 | Shareholder Proposal Regarding Civil Rights Audit | Management | Against | For |
9 | Shareholder Proposal Regarding Lobbying Activities and Values Congruency | Management | Against | Against |
10 | Shareholder Proposal Regarding Transparency Report on Global Public Policy and Political Influence | Management | Against | Against |
METLIFE, INC. Meeting Date: JUN 21, 2022 Record Date: APR 22, 2022 Meeting Type: ANNUAL | ||||
Ticker: MET Security ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Cheryl W. Grise | Management | For | For |
2 | Elect Carlos M. Gutierrez | Management | For | For |
3 | Elect Carla A. Harris | Management | For | For |
4 | Elect Gerald L. Hassell | Management | For | For |
5 | Elect David L. Herzog | Management | For | For |
6 | Elect R. Glenn Hubbard | Management | For | For |
7 | Elect Edward J. Kelly, III | Management | For | For |
8 | Elect William E. Kennard | Management | For | For |
9 | Elect Michel A. Khalaf | Management | For | For |
10 | Elect Catherine R. Kinney | Management | For | For |
11 | Elect Diana L. McKenzie | Management | For | For |
12 | Elect Denise M. Morrison | Management | For | For |
13 | Elect Mark A. Weinberger | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
MICROSOFT CORPORATION Meeting Date: NOV 30, 2021 Record Date: SEP 30, 2021 Meeting Type: ANNUAL | ||||
Ticker: MSFT Security ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Reid G. Hoffman | Management | For | For |
2 | Elect Hugh F. Johnston | Management | For | For |
3 | Elect Teri L. List | Management | For | For |
4 | Elect Satya Nadella | Management | For | For |
5 | Elect Sandra E. Peterson | Management | For | For |
6 | Elect Penny S. Pritzker | Management | For | For |
7 | Elect Carlos A. Rodriguez | Management | For | For |
8 | Elect Charles W. Scharf | Management | For | For |
9 | Elect John W. Stanton | Management | For | For |
10 | Elect John W. Thompson | Management | For | For |
11 | Elect Emma N. Walmsley | Management | For | For |
12 | Elect Padmasree Warrior | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Approval of the Employee Stock Purchase Plan | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment Policies | Shareholder | Against | For |
18 | Shareholder Proposal Regarding Prohibition of Facial Recognition Technology Sales to Government Entities | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Implementation of the Fair Chance Business Pledge | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Report on Alignment of Lobbying Activities with Company Policies | Shareholder | Against | Against |
NEXTERA ENERGY, INC. Meeting Date: MAY 19, 2022 Record Date: MAR 24, 2022 Meeting Type: ANNUAL | ||||
Ticker: NEE Security ID: 65339F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Sherry S. Barrat | Management | For | For |
2 | Elect James L. Camaren | Management | For | For |
3 | Elect Kenneth B. Dunn | Management | For | For |
4 | Elect Naren K. Gursahaney | Management | For | For |
5 | Elect Kirk S. Hachigian | Management | For | For |
6 | Elect John W. Ketchum | Management | For | For |
7 | Elect Amy B. Lane | Management | For | For |
8 | Elect David L. Porges | Management | For | For |
9 | Elect James L. Robo | Management | For | For |
10 | Elect Rudy E. Schupp | Management | For | For |
11 | Elect John L. Skolds | Management | For | For |
12 | Elect John Arthur Stall | Management | For | For |
13 | Elect Darryl L. Wilson | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | Against |
16 | Shareholder Proposal Regarding Disclosure of a Board Diversity and Skills Matrix | Shareholder | Against | For |
17 | Shareholder Proposal Regarding Employee Diversity Data Reporting | Shareholder | Against | For |
PHILIP MORRIS INTERNATIONAL INC. Meeting Date: MAY 04, 2022 Record Date: MAR 11, 2022 Meeting Type: ANNUAL | ||||
Ticker: PM Security ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Brant (Bonin) Bough | Management | For | For |
2 | Elect Andre Calantzopoulos | Management | For | For |
3 | Elect Michel Combes | Management | For | For |
4 | Elect Juan Jose Daboub | Management | For | For |
5 | Elect Werner Geissler | Management | For | For |
6 | Elect Lisa A. Hook | Management | For | For |
7 | Elect Jun Makihara | Management | For | For |
8 | Elect Kalpana Morparia | Management | For | For |
9 | Elect Lucio A. Noto | Management | For | For |
10 | Elect Jacek Olczak | Management | For | For |
11 | Elect Frederik Paulsen | Management | For | Against |
12 | Elect Robert B. Polet | Management | For | For |
13 | Elect Dessislava Temperley | Management | For | For |
14 | Elect Shlomo Yanai | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Approval of the 2022 Performance Incentive Plan | Management | For | For |
17 | Ratification of Auditor | Management | For | For |
18 | Shareholder Proposal Regarding Phasing Out Health-Hazardous and Addictive Products | Shareholder | Against | Against |
PNM RESOURCES, INC. Meeting Date: MAY 10, 2022 Record Date: MAR 21, 2022 Meeting Type: ANNUAL | ||||
Ticker: PNM Security ID: 69349H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Vicky A. Bailey | Management | For | For |
2 | Elect Norman P. Becker | Management | For | For |
3 | Elect Patricia K. Collawn | Management | For | For |
4 | Elect E. Renae Conley | Management | For | For |
5 | Elect Alan J. Fohrer | Management | For | For |
6 | Elect Sidney M. Gutierrez | Management | For | For |
7 | Elect James A. Hughes | Management | For | For |
8 | Elect Maureen T. Mullarkey | Management | For | For |
9 | Elect Donald K. Schwanz | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
PROLOGIS, INC. Meeting Date: MAY 04, 2022 Record Date: MAR 07, 2022 Meeting Type: ANNUAL | ||||
Ticker: PLD Security ID: 74340W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Hamid R. Moghadam | Management | For | For |
2 | Elect Cristina G. Bita | Management | For | For |
3 | Elect George L. Fotiades | Management | For | For |
4 | Elect Lydia H. Kennard | Management | For | For |
5 | Elect Irving F. Lyons, III | Management | For | For |
6 | Elect Avid Modjtabai | Management | For | For |
7 | Elect David P. O'Connor | Management | For | For |
8 | Elect Olivier Piani | Management | For | For |
9 | Elect Jeffrey L. Skelton | Management | For | For |
10 | Elect Carl B. Webb | Management | For | For |
11 | Elect William D. Zollars | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | Against |
13 | Ratification of Auditor | Management | For | For |
QUALCOMM, INC. Meeting Date: MAR 09, 2022 Record Date: JAN 10, 2022 Meeting Type: ANNUAL | ||||
Ticker: QCOM Security ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Sylvia Acevedo | Management | For | For |
2 | Elect Cristiano R. Amon | Management | For | For |
3 | Elect Mark Fields | Management | For | For |
4 | Elect Jeffrey W. Henderson | Management | For | For |
5 | Elect Gregory N. Johnson | Management | For | For |
6 | Elect Ann M. Livermore | Management | For | For |
7 | Elect Mark D. McLaughlin | Management | For | For |
8 | Elect Jamie S. Miller | Management | For | For |
9 | Elect Irene B. Rosenfeld | Management | For | For |
10 | Elect Kornelis Smit | Management | For | For |
11 | Elect Jean-Pascal Tricoire | Management | For | For |
12 | Elect Anthony J. Vinciquerra | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
RAYTHEON TECHNOLOGIES CORPORATION Meeting Date: APR 25, 2022 Record Date: MAR 01, 2022 Meeting Type: ANNUAL | ||||
Ticker: RTX Security ID: 75513E101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Tracy A. Atkinson | Management | For | For |
2 | Elect Bernard A. Harris, Jr. | Management | For | For |
3 | Elect Gregory J. Hayes | Management | For | For |
4 | Elect George R. Oliver | Management | For | For |
5 | Elect Robert K. Ortberg | Management | For | For |
6 | Elect Margaret L. O'Sullivan | Management | For | For |
7 | Elect Dinesh C. Paliwal | Management | For | For |
8 | Elect Ellen M. Pawlikowski | Management | For | For |
9 | Elect Denise L. Ramos | Management | For | For |
10 | Elect Fredric G. Reynolds | Management | For | For |
11 | Elect Brian C. Rogers | Management | For | For |
12 | Elect James A. Winnefeld, Jr. | Management | For | For |
13 | Elect Robert O. Work | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Elimination of Supermajority Requirement | Management | For | For |
RWE AG Meeting Date: APR 28, 2022 Record Date: APR 06, 2022 Meeting Type: ANNUAL | ||||
Ticker: RWE Security ID: D6629K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | None | Do Not Vote |
2 | Non-Voting Meeting Note | Management | None | Do Not Vote |
3 | Non-Voting Meeting Note | Management | None | Do Not Vote |
4 | Non-Voting Agenda Item | Management | None | Do Not Vote |
5 | Allocation of Profits/Dividends | Management | For | For |
6 | Ratify Markus Krebber | Management | For | For |
7 | Ratify Michael Muller | Management | For | For |
8 | Ratify Rolf Martin Schmitz | Management | For | For |
9 | Ratify Zvezdana Seeger | Management | For | For |
10 | Ratify Werner Brandt | Management | For | For |
11 | Ratify Ralf Sikorski | Management | For | For |
12 | Ratify Michael Bochinsky | Management | For | For |
13 | Ratify Sandra Bossemeyer | Management | For | For |
14 | Ratify Martin Broker | Management | For | For |
15 | Ratify Frank Bsirske | Management | For | For |
16 | Ratify Hans Bunting | Management | For | For |
17 | Ratify Anja Dubbert | Management | For | For |
18 | Ratify Matthias Durbaum | Management | For | For |
19 | Ratify Ute Gerbaulet | Management | For | For |
20 | Ratify Hans-Peter Keitel | Management | For | For |
21 | Ratify Monika Kircher | Management | For | For |
22 | Ratify Thomas Kufen | Management | For | For |
23 | Ratify Reiner van Limbeck | Management | For | For |
24 | Ratify Harald Louis | Management | For | For |
25 | Ratify Dagmar Muhlenfeld | Management | For | For |
26 | Ratify Peter Ottmann | Management | For | For |
27 | Ratify Dagmar Paasch | Management | For | For |
28 | Ratify Gunther Schartz | Management | For | For |
29 | Ratify Erhard Schipporeit | Management | For | For |
30 | Ratify Dirk Schumacher | Management | For | For |
31 | Ratify Wolfgang Schussel | Management | For | For |
32 | Ratify Ulrich Sierau | Management | For | For |
33 | Ratify Hauke Stars | Management | For | For |
34 | Ratify Helle Valentin | Management | For | For |
35 | Ratify Andreas Wagner | Management | For | For |
36 | Ratify Marion Weckes | Management | For | For |
37 | Ratify Leonhard Zubrowski | Management | For | For |
38 | Appointment of Auditor | Management | For | For |
39 | Remuneration Report | Management | For | For |
40 | Election of Thomas Kufen as Supervisory Board Member | Management | For | For |
41 | Shareholder Proposal Regarding Spin-Off of RWE Power | Shareholder | Against | Against |
42 | Non-Voting Meeting Note | Management | None | Do Not Vote |
43 | Non-Voting Meeting Note | Management | None | Do Not Vote |
44 | Non-Voting Meeting Note | Management | None | Do Not Vote |
45 | Non-Voting Meeting Note | Management | None | Do Not Vote |
46 | Non-Voting Meeting Note | Management | None | Do Not Vote |
STARWOOD PROPERTY TRUST, INC. Meeting Date: APR 28, 2022 Record Date: MAR 02, 2022 Meeting Type: ANNUAL | ||||
Ticker: STWD Security ID: 85571B105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Richard D. Bronson | Management | For | For |
1.2 | Elect Jeffrey G. Dishner | Management | For | For |
1.3 | Elect Camille Douglas | Management | For | For |
1.4 | Elect Solomon J. Kumin | Management | For | For |
1.5 | Elect Frederick P. Perpall | Management | For | For |
1.6 | Elect Fred S. Ridley | Management | For | For |
1.7 | Elect Barry S. Sternlicht | Management | For | For |
1.8 | Elect Strauss Zelnick | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | Against |
3 | Approval of the Employee Stock Purchase Plan | Management | For | For |
4 | Approval of the 2022 Manager Equity Plan | Management | For | Against |
5 | Approval of the 2022 Equity Plan | Management | For | Against |
6 | Ratification of Auditor | Management | For | For |
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Meeting Date: JUN 08, 2022 Record Date: APR 08, 2022 Meeting Type: ANNUAL | ||||
Ticker: 2330 Security ID: 874039100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To accept 2021 Business Report and Financial Statements | Management | For | For |
2 | To revise the Articles of Incorporation | Management | For | For |
3 | To revise the Procedures for Acquisition or Disposal of Assets | Management | For | For |
4 | To approve the issuance of employee restricted stock awards for year 2022 | Management | For | For |
TELEFONICA DEUTSCHLAND HOLDING AG Meeting Date: MAY 19, 2022 Record Date: MAY 12, 2022 Meeting Type: ORDINARY | ||||
Ticker: O2D Security ID: D8T9CK101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | None | Do Not Vote |
2 | Non-Voting Meeting Note | Management | None | Do Not Vote |
3 | Non-Voting Meeting Note | Management | None | Do Not Vote |
4 | Non-Voting Meeting Note | Management | None | Do Not Vote |
5 | Non-Voting Meeting Note | Management | None | Do Not Vote |
6 | Non-Voting Meeting Note | Management | None | Do Not Vote |
7 | Non-Voting Agenda Item | Management | None | Do Not Vote |
8 | Allocation of Profits/Dividends | Management | For | For |
9 | Ratification of Management Board Acts | Management | For | For |
10 | Ratification of Supervisory Board Acts | Management | For | For |
11 | Appointment of Auditor | Management | For | For |
12 | Appointment of Auditor for Interim Statements until 2023 AGM | Management | For | For |
13 | Remuneration Report | Management | For | For |
14 | Supervisory Board Remuneration Policy | Management | For | For |
15 | Elect Peter Loscher | Management | For | For |
16 | Elect Pablo de Carvajal Gonzalez | Management | For | For |
17 | Elect Maria Garcia-Legaz Ponce | Management | For | For |
18 | Elect Ernesto Gardelliano | Management | For | For |
19 | Elect Michael Hoffmann | Management | For | For |
20 | Elect Julio Esteban Linares Lopez | Management | For | For |
21 | Elect Stefanie Oeschger | Management | For | For |
22 | Elect Jaime Smith Basterra | Management | For | For |
23 | Authority to Repurchase and Reissue Shares | Management | For | For |
24 | Non-Voting Meeting Note | Management | None | Do Not Vote |
THE GOLDMAN SACHS GROUP, INC. Meeting Date: APR 28, 2022 Record Date: FEB 28, 2022 Meeting Type: ANNUAL | ||||
Ticker: GS Security ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect M. Michele Burns | Management | For | For |
2 | Elect Drew G. Faust | Management | For | For |
3 | Elect Mark Flaherty | Management | For | For |
4 | Elect Kimberley Harris | Management | For | For |
5 | Elect Ellen J. Kullman | Management | For | For |
6 | Elect Lakshmi N. Mittal | Management | For | For |
7 | Elect Adebayo O. Ogunlesi | Management | For | For |
8 | Elect Peter Oppenheimer | Management | For | For |
9 | Elect David M. Solomon | Management | For | For |
10 | Elect Jan E. Tighe | Management | For | For |
11 | Elect Jessica Uhl | Management | For | For |
12 | Elect David A. Viniar | Management | For | For |
13 | Elect Mark O. Winkelman | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | Against |
15 | Ratification of Auditor | Management | For | For |
16 | Shareholder Proposal Regarding Charitable Giving Reporting | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Abstain |
18 | Shareholder Proposal Regarding Fossil Fuel Financing Policy | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
THE HOME DEPOT, INC. Meeting Date: MAY 19, 2022 Record Date: MAR 21, 2022 Meeting Type: ANNUAL | ||||
Ticker: HD Security ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Gerard J. Arpey | Management | For | For |
2 | Elect Ari Bousbib | Management | For | For |
3 | Elect Jeffery H. Boyd | Management | For | For |
4 | Elect Gregory D. Brenneman | Management | For | For |
5 | Elect J. Frank Brown | Management | For | For |
6 | Elect Albert P. Carey | Management | For | For |
7 | Elect Edward P. Decker | Management | For | For |
8 | Elect Linda R. Gooden | Management | For | For |
9 | Elect Wayne M. Hewett | Management | For | For |
10 | Elect Manuel Kadre | Management | For | For |
11 | Elect Stephanie C. Linnartz | Management | For | For |
12 | Elect Craig A. Menear | Management | For | For |
13 | Elect Paula Santilli | Management | For | For |
14 | Elect Caryn Seidman-Becker | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | For |
17 | Amendment to the Omnibus Stock Incentive Plan | Management | For | Against |
18 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | Shareholder | Against | Against |
21 | Shareholder Proposal Regarding Board Diversity | Shareholder | Against | For |
22 | Shareholder Proposal Regarding Deforestation Report | Shareholder | Against | Against |
23 | Shareholder Proposal Regarding Racial Equity Audit | Shareholder | Against | Against |
THE TJX COMPANIES, INC. Meeting Date: JUN 07, 2022 Record Date: APR 08, 2022 Meeting Type: ANNUAL | ||||
Ticker: TJX Security ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jose B. Alvarez | Management | For | For |
2 | Elect Alan M. Bennett | Management | For | For |
3 | Elect Rosemary T. Berkery | Management | For | For |
4 | Elect David T. Ching | Management | For | For |
5 | Elect C. Kim Goodwin | Management | For | For |
6 | Elect Ernie Herrman | Management | For | For |
7 | Elect Michael F. Hines | Management | For | For |
8 | Elect Amy B. Lane | Management | For | For |
9 | Elect Carol Meyrowitz | Management | For | For |
10 | Elect Jackwyn L. Nemerov | Management | For | For |
11 | Elect John F. O'Brien | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Approval of the 2022 Stock Incentive Plan | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Shareholder Proposal Regarding Report on Supply Chain Due Diligence | Shareholder | Against | For |
16 | Shareholder Proposal Regarding Report on Human Rights Risks from Supply Chain Employee Misclassification | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Paid Sick Leave | Shareholder | Against | For |
THE WILLIAMS COMPANIES, INC. Meeting Date: APR 26, 2022 Record Date: FEB 25, 2022 Meeting Type: ANNUAL | ||||
Ticker: WMB Security ID: 969457100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Alan S. Armstrong | Management | For | For |
2 | Elect Stephen W. Bergstrom | Management | For | For |
3 | Elect Nancy K. Buese | Management | For | For |
4 | Elect Michael A. Creel | Management | For | For |
5 | Elect Stacey H. Dore | Management | For | For |
6 | Elect Richard E. Muncrief | Management | For | For |
7 | Elect Peter A. Ragauss | Management | For | For |
8 | Elect Rose M. Robeson | Management | For | For |
9 | Elect Scott D. Sheffield | Management | For | For |
10 | Elect Murray D. Smith | Management | For | For |
11 | Elect William H. Spence | Management | For | For |
12 | Elect Jesse J. Tyson | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
TRUIST FINANCIAL CORPORATION Meeting Date: APR 26, 2022 Record Date: FEB 17, 2022 Meeting Type: ANNUAL | ||||
Ticker: TFC Security ID: 89832Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jennifer S. Banner | Management | For | For |
2 | Elect K. David Boyer, Jr. | Management | For | For |
3 | Elect Agnes Bundy Scanlan | Management | For | For |
4 | Elect Anna R. Cablik | Management | For | For |
5 | Elect Dallas S. Clement | Management | For | For |
6 | Elect Paul D. Donahue | Management | For | For |
7 | Elect Patrick C. Graney III | Management | For | For |
8 | Elect Linnie M. Haynesworth | Management | For | For |
9 | Elect Kelly S. King | Management | For | For |
10 | Elect Easter A. Maynard | Management | For | For |
11 | Elect Donna S. Morea | Management | For | For |
12 | Elect Charles A. Patton | Management | For | For |
13 | Elect Nido R. Qubein | Management | For | For |
14 | Elect David M. Ratcliffe | Management | For | For |
15 | Elect William H. Rogers, Jr. | Management | For | For |
16 | Elect Frank P. Scruggs, Jr. | Management | For | For |
17 | Elect Christine Sears | Management | For | For |
18 | Elect Thomas E. Skains | Management | For | For |
19 | Elect Bruce L. Tanner | Management | For | For |
20 | Elect Thomas N. Thompson | Management | For | For |
21 | Elect Steven C. Voorhees | Management | For | For |
22 | Ratification of Auditor | Management | For | For |
23 | Advisory Vote on Executive Compensation | Management | For | For |
24 | Approval of the Corporation 2022 Incentive Plan | Management | For | Against |
25 | Approval of the 2022 Employee Stock Purchase Plan. | Management | For | For |
26 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
UNION PACIFIC CORPORATION Meeting Date: MAY 12, 2022 Record Date: MAR 18, 2022 Meeting Type: ANNUAL | ||||
Ticker: UNP Security ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William J. DeLaney | Management | For | For |
2 | Elect David B. Dillon | Management | For | For |
3 | Elect Sheri H. Edison | Management | For | For |
4 | Elect Teresa M. Finley | Management | For | For |
5 | Elect Lance M. Fritz | Management | For | For |
6 | Elect Deborah C. Hopkins | Management | For | For |
7 | Elect Jane H. Lute | Management | For | For |
8 | Elect Michael R. McCarthy | Management | For | For |
9 | Elect Jose H. Villarreal | Management | For | For |
10 | Elect Christopher J. Williams | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
UNITED PARCEL SERVICE, INC. Meeting Date: MAY 05, 2022 Record Date: MAR 09, 2022 Meeting Type: ANNUAL | ||||
Ticker: UPS Security ID: 911312106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Carol B. Tome | Management | For | For |
2 | Elect Rodney C. Adkins | Management | For | For |
3 | Elect Eva C. Boratto | Management | For | For |
4 | Elect Michael J. Burns | Management | For | For |
5 | Elect Wayne M. Hewett | Management | For | For |
6 | Elect Angela Hwang | Management | For | For |
7 | Elect Kate E. Johnson | Management | For | For |
8 | Elect William R. Johnson | Management | For | For |
9 | Elect Ann M. Livermore | Management | For | For |
10 | Elect Franck J. Moison | Management | For | For |
11 | Elect Christiana Smith Shi | Management | For | For |
12 | Elect Russell Stokes | Management | For | For |
13 | Elect Kevin M. Warsh | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | Shareholder | Against | For |
18 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
19 | Shareholder Proposal Regarding Report on Science-Based GHG Targets and Alignment with Paris Agreement | Shareholder | Against | For |
20 | Shareholder Proposal Regarding Reporting on Balancing Climate Measures and Financial Returns | Shareholder | Against | Against |
21 | Shareholder Proposal Regarding Diversity and Inclusion Report | Shareholder | Against | For |
WALMART INC. Meeting Date: JUN 01, 2022 Record Date: APR 08, 2022 Meeting Type: ANNUAL | ||||
Ticker: WMT Security ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Cesar Conde | Management | For | For |
2 | Elect Timothy P. Flynn | Management | For | For |
3 | Elect Sarah Friar | Management | For | For |
4 | Elect Carla A. Harris | Management | For | For |
5 | Elect Thomas Horton | Management | For | For |
6 | Elect Marissa A. Mayer | Management | For | For |
7 | Elect C. Douglas McMillon | Management | For | For |
8 | Elect Gregory B. Penner | Management | For | For |
9 | Elect Randall L. Stephenson | Management | For | For |
10 | Elect S. Robson Walton | Management | For | For |
11 | Elect Steuart Walton | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | Against |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Animal Welfare Practices | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Creation of a Pandemic Workforce Advisory Council | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care | Shareholder | Against | For |
17 | Shareholder Proposal Regarding Report on Alignment of Racial Justice Goals with Starting Pay | Shareholder | Against | For |
18 | Shareholder Proposal Regarding Civil Rights Audit | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Charitable Contributions Disclosure | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Prudential Investment Portfolios 16
By: Stuart S. Parker*
Stuart S. Parker, President
* By: /s/ Patrick McGuinness
Attorney-in-Fact
Date: August 24, 2022
POWER OF ATTORNEY
for the PGIM Open End Fund Complex
The undersigned, directors/ trustees and/or officers of each of the registered investment companies listed in Appendix A hereto, hereby authorize Andrew French, Claudia DiGiacomo, Diana Huffman, Melissa Gonzalez, Patrick McGuinness and Debra Rubano or any of them, as attorney-in-fact, to sign on his or her behalf in the capacities indicated (and not in such person’s personal individual capacity for personal financial or estate planning), the Registration Statement on Form N-1A, filed for such registered investment company or any amendment thereto (including any pre-effective or post-effective amendments) and any and all supplements or other instruments in connection therewith, including Form N-PX, Forms 3, 4 and 5 for or on behalf of each registered investment company listed in Appendix A or any current or future series thereof, and to file the same, with all exhibits thereto, with the Securities and Exchange Commission.
This Power of Attorney may be executed in multiple counterparts, each of which shall be deemed an original, but which taken together shall constitute one instrument.
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/s/ Ellen S. Alberding Ellen S. Alberding | /s/ Laurie Simon Hodrick Laurie Simon Hodrick |
Kevin J. Bannon | /s/ Christian J. Kelly Christian J. Kelly |
Scott E. Benjamin | /s/ Stuart S. Parker Stuart S. Parker |
/s/ Linda W. Bynoe Linda W. Bynoe | /s/ Brian K. Reid Brian K. Reid |
/s/ Barry H. Evans Barry H. Evans | /s/ Grace C. Torres Grace C. Torres |
/s/ Keith F. Hartstein Keith F. Hartstein |
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Dated: December 13, 2021 |
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APPENDIX A
Prudential Government Money Market Fund, Inc.
The Prudential Investment Portfolios, Inc.
Prudential Investment Portfolios 2
Prudential Investment Portfolios 3
Prudential Investment Portfolios Inc. 14
Prudential Investment Portfolios 4
Prudential Investment Portfolios 5
Prudential Investment Portfolios 6
Prudential National Muni Fund, Inc.
Prudential Jennison Blend Fund, Inc.
Prudential Jennison Mid-Cap Growth Fund, Inc.
Prudential Investment Portfolios 7
Prudential Investment Portfolios 8
Prudential Jennison Small Company Fund, Inc.
Prudential Investment Portfolios 9
Prudential World Fund, Inc.
Prudential Investment Portfolios, Inc. 10
Prudential Jennison Natural Resources Fund, Inc.
Prudential Global Total Return Fund, Inc.
Prudential Investment Portfolios 12
Prudential Investment Portfolios, Inc. 15
Prudential Investment Portfolios 16
Prudential Investment Portfolios, Inc. 17
Prudential Investment Portfolios 18
Prudential Sector Funds, Inc.
Prudential Short-Term Corporate Bond Fund, Inc.
The Target Portfolio Trust
The Prudential Variable Contract Account-2
The Prudential Variable Contract Account-10
PGIM ETF Trust