SEC Form 4
FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
| 2. Issuer Name and Ticker or Trading Symbol BERKSHIRE HATHAWAY INC [ BRK.A ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
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3. Date of Earliest Transaction (Month/Day/Year) 01/06/2022 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class B Common Stock | 01/06/2022 | G | V | 7 | D | (1) | 915 | D | ||
Class B Common Stock | 170,043 | I | By Jain Foundation Inc. (Non-Profit Corporation) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class A Common Stock | (2) | (2) | (2) | Class B Common Stock | 21,000(2) | 14(3)(4) | D | ||||||||
Class A Common Stock | (2) | (2) | (2) | Class B Common Stock | 453,000(2) | 302(3)(5) | I | By the Ajit Jain GRAT Trust |
Explanation of Responses: |
1. On January 6, 2022, the Reporting Person made charitable gifts totaling 7 shares of Class B Common Stock. |
2. Each share of Class A Common Stock is convertible at any time at the option of the holder into 1,500 shares of Class B Common stock. |
3. These amounts reflect changes since the previous filing, where as part of ordinary estate planning, shares of Class A Common Stock directly or indirectly beneficially owned by the Reporting Person were moved between trusts established by the Reporting Person, the Reporting Person's spouse, and the direct ownership of the Reporting Person. No shares of Class A Common Stock were acquired or disposed of from the perspective of shares directly and indirectly beneficially owned by the Reporting Person. |
4. The Reporting Person directly owns 14 shares of Class A Common Stock, which are convertible into 21,000 shares of Class B Common Stock. |
5. A family trust established by the Reporting Person for the benefit of the Reporting Person's descendants owns 302 shares of Class A Common Stock, which are convertible into 453,000 shares of Class B Common Stock |
Ajit Jain | 01/10/2022 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |