East West Bancorp (EWBC) Form 3 EAST WEST BANCORP / ANDY YEN ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

YEN ANDY

(Last) (First) (Middle)

135 N. LOS ROBLES AVE 7TH FLR

(Street)

PASADENA CA 91101

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
02/23/2016

3. Issuer Name and Ticker or Trading Symbol
EAST WEST BANCORP INC [ EWBC ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Executive Vice President

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	31,220	D
Common Stock	483	I	401 (K) Plan

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Cliff-Vesting Restricted Stock Units	(1)	03/07/2016	Common Stock	6,601	(2)	D
Cliff-Vesting Restricted Stock Units	(3)	03/07/2017	Common Stock	6,784	(2)	D
Cliff-Vesting Restricted Stock Units	(4)	02/27/2018	Common Stock	6,883	(2)	D

Explanation of Responses:

1. Restricted Stock Units ("RSU") granted on March 7, 2013 fully vest after three years on March 7, 2016.

2. Each RSU represents the right to receive, at settlement, one share of common stock.

3. RSU granted on March 7, 2014 fully vest after three years on March 7, 2017.

4. RSU granted on February 27, 2015 fully vest after three years on February 27, 2018.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Felicia Yu, as Attorney-in-fact	03/03/2016
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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