UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
February 12, 2019
Date of Report (Date of earliest event reported)
Axon Enterprise, Inc.
(Exact name of registrant as specified in its charter)
|
| | | | |
Delaware (State or other jurisdiction of incorporation) | | 001-16391 (Commission File Number) | | 86-0741227 (IRS Employer Identification No.) |
17800 N. 85th St.
Scottsdale, Arizona 85255
(Address of principal executive offices, including zip code)
(480) 991-0797
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
|
| | |
| o | | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| | |
| o | | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| | |
| o | | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| | |
| o | | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o
Item 5.07 Submission of Matters to a Vote of Security Holders
On February 12, 2019, the Company held a special meeting of shareholders (the "special meeting") to consider and approve the Axon Enterprise, Inc. 2019 Stock Incentive Plan (the "2019 Plan"). The total number of shares of the Company’s common stock, par value of $0.00001 per share, voted in person or by proxy at the special meeting was 43,319,482, representing approximately 73.7% of the 58,810,822 shares outstanding as of the December 27, 2018 record date and entitled to vote at the meeting.
The 2019 Plan was approved with 76.4% of voting shares voting in favor of the Plan as follows:
|
| | | | |
| FOR | | AGAINST | | ABSTAIN |
| 32,978,672 | | 10,188,666 | | 152,144 |
For more information regarding the special meeting, please refer to the Company’s Definitive Proxy Statement relating to the Meeting, which was filed with the Securities and Exchange Commission on December 31, 2018.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
|
| | |
Exhibit Number | | Exhibit Description |
| 10.1 | | |
| 10.2 | | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
| | | | |
| | | | | |
| Dated: February 19, 2019 | Axon Enterprise, Inc. | |
| | By: | /s/ JAWAD A. AHSAN | |
| | | Jawad A. Ahsan | |
| | | Chief Financial Officer | |
