UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 6, 2008
Lakes Entertainment, Inc.
(Exact name of registrant as specified in its charter)
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| Minnesota | | 0-24993 | | 41-1913991 |
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| (State or other jurisdiction of | | (Commission File Number) | | (IRS Employer |
| incorporation) | | | | Identification No.) |
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| 130 Cheshire Lane, Suite 101, Minnetonka, Minnesota | | 55305 |
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| (Address of principal executive offices) | | (Zip Code) |
Registrant’s telephone number, including area code: (952) 449-9092
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| o | | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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| o | | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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| o | | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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| o | | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
TABLE OF CONTENTS
Item 8.01. Other Events.
On October 6, 2008, Lakes Entertainment, Inc. issued a press release announcing that its President and Chief Financial Officer, Tim Cope, is currently exercising options and selling shares in compliance with a 10b5-1 plan executed in June of this year, adopted under rule 10b5-1 of the Securities Exchange Act of 1934 and Lakes’ Insider Trading Policy.
A copy of the press release is attached as Exhibit 99.1 to this Form 8-K.
Item 9.01. Financial Statements and Exhibits.
| | (a) | | Not Applicable |
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| | (b) | | Not Applicable |
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| | (c) | | Not Applicable |
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| | (d) | | Exhibits |
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| | 99.1 | | Lakes Entertainment, Inc. Press Release dated October 6, 2008 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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| | | LAKES ENTERTAINMENT, INC.
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| | | (Registrant) | | |
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| Date: October 10, 2008 | | /s/ Timothy J. Cope | | |
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| | | Name: | | Timothy J. Cope | | |
| | | Title: | | President and Chief Financial Officer | | |
EXHIBIT INDEX
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| Exhibit No. | | Description |
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| 99.1 | | Lakes Entertainment, Inc. Press Release dated October 6, 2008 |
