1
Nuveen
Floating
Rate
Income
Fund
Portfolio
of
Investments
November
30,
2023
(Unaudited)
Principal
Amount
(000)
Description
(a)
Coupon
(b)
Reference
Rate
(b)
Spread
(b)
Maturity
(c)
Value
LONG-TERM
INVESTMENTS
-
99.8%
X
–
VARIABLE
RATE
SENIOR
LOAN
INTERESTS
-
83
.9
%
(b)
X
1,286,219,204
Automobiles
&
Components
-
0.9%
$
3,969
Adient
US
LLC,
Term
Loan
B
8.713%
SOFR30A
3.250%
4/08/28
$
3,978,235
7,775
Clarios
Global
LP,
Term
Loan
9.098%
SOFR30A
3.750%
4/20/30
7,797,353
1,399
DexKo
Global
Inc.,
Term
Loan
B
7.816%
3
Month
LIBOR
3.750%
10/04/28
1,374,027
1,300
Phinia
Inc,
Term
Loan
B
9.490%
SOFR90A
4.000%
7/03/28
1,305,688
Total
Automobiles
&
Components
14,455,303
Capital
Goods
-
4.3%
2,446
ACProducts,
Inc.,
Term
Loan
B
9.902%
SOFR90A
4.250%
5/17/28
2,031,842
1,205
Aegion
Corporation,
Term
Loan
10.395%
TSFR3M
4.750%
5/17/28
1,193,790
347
Ali
Group
North
America
Corporation,
Term
Loan
B
7.463%
SOFR30A
2.000%
10/13/28
347,416
1,226
Alliance
Laundry
Systems
LLC,
Term
Loan
B
8.994%
SOFR90A
3.500%
10/08/27
1,229,155
870
ASP
Blade
Holdings
Inc
,Term
Loan
,
(WI/DD)
TBD
TBD
TBD
TBD
754,046
2,168
Centuri
Group,
Inc,
Term
Loan
B
8.981%
SOFR30A
+
Prime
2.000%
8/28/28
2,168,611
4,269
Chamberlain
Group
Inc,
Term
Loan
B
,
(DD1)
8.698%
SOFR30A
3.250%
10/22/28
4,189,348
5,129
Chart
Industries,
Inc.,
Term
Loan
8.670%
SOFR30A
3.250%
3/17/30
5,127,101
4,091
Core
&
Main
LP,
Term
Loan
B
7.999%
SOFR30A
+
TSFR1M
2.500%
6/10/28
4,096,721
296
Cornerstone
Building
Brands,
Inc.,
Term
Loan
B
8.673%
SOFR30A
3.250%
4/12/28
289,644
6,259
Emrld
Borrower
LP,
Term
Loan
B
,
(DD1)
8.348%
SOFR30A
3.000%
5/04/30
6,271,317
6,588
Fly
Funding
II
S.a.r.l.,
Term
Loan
B
7.380%
3-Month
LIBOR
1.750%
8/09/25
6,210,318
9,324
Gates
Global
LLC,
Term
Loan
B3
7.948%
SOFR30A
2.500%
3/31/27
9,332,421
724
Griffon
Corporation,
Term
Loan
B
7.791%
SOFR90A
2.250%
1/19/29
723,966
539
Grinding
Media
Inc.,
Term
Loan
B
7.649%
SOFR90A
4.000%
10/12/28
524,291
733
Madison
IAQ
LLC,
Term
Loan
8.699%
SOFR30A
3.250%
6/21/28
723,873
199
Quikrete
Holdings,
Inc.,
Term
Loan
B
8.213%
SOFR30A
2.750%
3/18/29
199,273
5,167
TransDigm,
Inc.,
Term
Loan
I
8.640%
SOFR90A
3.250%
8/24/28
5,175,168
10,136
Victory
Buyer
LLC,
Term
Loan
,
(DD1)
9.189%
TSFR3M
3.750%
11/18/28
9,595,842
5,485
Windsor
Holdings
III,
LLC,
Term
Loan
B
9.820%
SOFR30A
4.500%
8/01/30
5,508,229
Total
Capital
Goods
65,692,372
Commercial
&
Professional
Services
-
5.2%
4,523
Allied
Universal
Holdco
LLC,
Term
Loan
,
(DD1)
9.198%
SOFR30A
3.750%
5/14/28
4,415,339
2,114
Amentum
Government
Services
Holdings
LLC,
Term
Loan
9.331%
SOFR30A
4.000%
2/07/29
2,111,155
585
Anticimex
International
AB,
Term
Loan
8.960%
SOFR90A
3.150%
11/16/28
580,728
2,162
Anticimex
International
AB,
Term
Loan
B1
8.960%
SOFR90A
3.150%
11/16/28
2,149,007
8,032
Camelot
U.S.
Acquisition
LLC,
Term
Loan
B
8.463%
SOFR30A
3.000%
10/31/26
8,047,338
Nuveen
Floating
Rate
Income
Fund
(continued)
Portfolio
of
Investments
November
30,
2023
(Unaudited)
2
Principal
Amount
(000)
Description
(a)
Coupon
(b)
Reference
Rate
(b)
Spread
(b)
Maturity
(c)
Value
Commercial
&
Professional
Services
(continued)
$
2,139
CHG
Healthcare
Services
Inc.,
Term
Loan
8.713%
SOFR30A
3.250%
9/30/28
$
2,135,101
4,908
CoreLogic,
Inc.,
Term
Loan
,
(DD1)
8.963%
SOFR30A
3.500%
6/02/28
4,628,879
4,008
Covanta
Holding
Corporation,
Term
Loan
B
7.843%
SOFR30A
2.500%
11/30/28
3,997,235
305
Covanta
Holding
Corporation,
Term
Loan
C
7.843%
SOFR30A
2.500%
11/30/28
304,563
1,122
Creative
Artists
Agency,
LLC
,
Term
Loan
B
8.848%
SOFR30A
3.500%
11/16/28
1,126,317
2,077
Dun
&
Bradstreet
Corporation
(The),
Term
Loan
B
8.193%
TSFR1M
2.750%
2/08/26
2,079,923
2,376
Dun
&
Bradstreet
Corporation
(The),
Term
Loan
B2
8.343%
TSFR1M
3.000%
1/18/29
2,380,743
1,615
Evertec
Group,
LLC,
Term
Loan
B
8.848%
SOFR90A
3.500%
10/12/30
1,615,000
4,929
Garda
World
Security
Corporation,
Term
Loan
B
9.746%
SOFR90A
4.250%
10/30/26
4,928,604
10,386
GFL
Environmental
Inc.,
First
Lien
Term
Loan
7.912%
TSFR3M
2.500%
5/31/27
10,425,312
4,007
LABL,
Inc.,
Term
Loan,
First
Lien
,
(DD1)
10.343%
SOFR30A
5.000%
10/29/28
3,797,784
161
(d)
OMNIA
Partners
LLC,
Term
Loan
9.628%
SOFR90A
4.250%
7/25/30
161,500
1,714
OMNIA
Partners
LLC,
Term
Loan
B
9.628%
SOFR90A
4.250%
7/25/30
1,719,191
297
Physician
Partners
LLC,
Term
Loan
9.533%
SOFR90A
4.000%
2/01/29
281,532
5,735
Prime
Security
Services
Borrower,
LLC,
Term
Loan
B
7.829%
TSFR1M
2.500%
10/11/30
5,743,975
3,822
Verscend
Holding
Corp.,
Term
Loan
B
9.439%
SOFR30A
4.000%
8/27/25
3,831,384
3,378
Vertical
US
Newco
Inc,
Term
Loan
B
,
(DD1)
9.381%
SOFR180A
3.500%
7/31/27
3,380,635
710
VT
Topco,
Inc.,
Term
Loan
B
9.598%
SOFR30A
4.250%
8/10/30
711,704
9,503
WIN
Waste
Innovations
Holdings,
Inc.,
Term
Loan
B
8.213%
SOFR30A
2.750%
3/27/28
8,619,657
Total
Commercial
&
Professional
Services
79,172,606
Consumer
Discretionary
Distribution
&
Retail
-
2.9%
818
Academy,
Ltd.,
Term
Loan
9.185%
SOFR30A
3.750%
11/06/27
821,066
8,061
Avis
Budget
Car
Rental,
LLC,
Term
Loan
C
8.948%
SOFR30A
3.500%
3/15/29
8,086,362
165
Belk,
Inc.,
Term
Loan
15.000%
Prime
6.500%
7/31/25
142,395
798
Belk,
Inc.,
Term
Loan
,
(cash
5.000%,
PIK
8.000%)
15.000%
N/A
N/A
7/31/25
149,525
4,455
Driven
Holdings,
LLC,
Term
Loan
B
8.333%
TSFR1M
3.000%
12/17/28
4,368,090
2,036
EOS
Finco
Sarl,
Term
Loan
11.164%
TSFR2M
5.750%
8/03/29
1,875,751
2,995
Fastlane
Parent
Company,
Inc.,
Term
Loan
B
9.848%
SOFR30A
4.500%
9/29/28
2,967,671
3,677
Jo-Ann
Stores,
Inc.,
Term
Loan
B1
10.391%
SOFR90A
4.750%
6/30/28
343,215
2,880
LBM
Acquisition
LLC,
Term
Loan
B
,
(DD1)
9.093%
SOFR30A
3.750%
12/20/27
2,774,451
1,351
Les
Schwab
Tire
Centers,
Term
Loan
B
8.694%
TSFR1M
3.250%
11/02/27
1,352,368
14,085
PetSmart,
Inc.,
Term
Loan
B
9.198%
SOFR30A
3.750%
2/12/28
13,891,320
554
Restoration
Hardware,
Inc.,
Term
Loan
B
7.963%
SOFR30A
2.500%
10/15/28
524,857
998
SRS
Distribution
Inc.,
Term
Loan
B
8.963%
SOFR30A
3.500%
6/04/28
986,068
3
Principal
Amount
(000)
Description
(a)
Coupon
(b)
Reference
Rate
(b)
Spread
(b)
Maturity
(c)
Value
Consumer
Discretionary
Distribution
&
Retail
(continued)
$
1,823
Staples,
Inc.,
Term
Loan
10.435%
1-Month
LIBOR
5.000%
4/12/26
$
1,670,955
723
Staples,
Inc.,
Term
Loan
B2
9.935%
1-Month
LIBOR
4.500%
9/12/24
721,408
2,214
Wand
NewCo
3,
Inc.,
Term
Loan
8.128%
SOFR30A
2.750%
2/05/26
2,218,737
1,800
WOOF
Holdings,
Inc,
Term
Loan,
First
Lien
9.397%
TSFR3M
3.750%
12/21/27
1,469,997
Total
Consumer
Discretionary
Distribution
&
Retail
44,364,236
Consumer
Durables
&
Apparel
-
1.6%
750
AI
Aqua
Merger
Sub
Inc
,Term
Loan
,
(WI/DD)
TBD
TBD
TBD
TBD
744,375
9,397
AI
Aqua
Merger
Sub,
Inc.,
Term
Loan
B,
First
Lien
8.216%
3-Month
LIBOR
+
SOFR30A
3.750%
7/31/28
9,239,192
1,770
Birkenstock
GmbH
&
Co.
KG,
Term
Loan
B
8.894%
SOFR90A
3.250%
4/28/28
1,775,160
2,952
Crocs,
Inc.,
Term
Loan
B
8.540%
SOFR90A
3.000%
2/19/29
2,965,755
3,167
Hayward
Industries,
Inc.,
Term
Loan
8.213%
SOFR30A
2.750%
5/28/28
3,150,041
31
Serta
Simmons
Bedding,
LLC,
Term
Loan
12.900%
SOFR90A
7.500%
6/29/28
30,704
664
SRAM,
LLC
,
Term
Loan
B
8.213%
SOFR30A
2.750%
5/18/28
661,665
6,945
Weber-Stephen
Products
LLC,
Term
Loan
B
8.713%
SOFR30A
3.250%
10/29/27
5,983,867
Total
Consumer
Durables
&
Apparel
24,550,759
Consumer
Services
-
8.8%
1,435
1011778
B.C.
Unlimited
Liability
Company,
Term
Loan
B5
7.598%
SOFR30A
2.250%
9/13/30
1,431,067
168
24
Hour
Fitness
Worldwide,
Inc.,
Exit
Term
Loan
19.651%
SOFR90A
14.000%
9/29/26
88,022
353
24
Hour
Fitness
Worldwide,
Inc.,
Term
Loan
10.652%
SOFR90A
5.000%
12/29/25
138,214
8,132
Alterra
Mountain
Company,
Term
Loan
8.963%
SOFR30A
3.500%
8/17/28
8,152,591
3,131
Alterra
Mountain
Company,
Term
Loan
B
9.198%
SOFR30A
3.750%
5/31/30
3,140,524
1,615
AVSC
Holding
Corp.,
Term
Loan
B3
,
(cash
5.000%,
PIK
10.000%)
10.000%
3-Month
LIBOR
10.000%
12/04/26
1,630,239
4,821
Caesars
Entertainment
Corp,
Term
Loan
B
8.698%
SOFR30A
3.250%
1/25/30
4,831,815
2,773
Carnival
Corporation,
Term
Loan
B
8.593%
SOFR30A
3.250%
10/18/28
2,764,250
3,647
Carnival
Corporation,
Term
Loan
B
8.321%
SOFR30A
3.000%
8/08/27
3,633,184
1,779
Churchill
Downs
Incorporated,
Term
Loan
B1
7.448%
SOFR30A
2.000%
3/17/28
1,778,527
17,048
ClubCorp
Holdings,
Inc.,
Term
Loan
B2
10.649%
TSFR2M
5.000%
9/18/26
16,380,097
6,735
Equinox
Holdings,
Inc.,
Term
Loan,
First
Lien
8.691%
3-Month
LIBOR
+
SOFR180A
3.000%
3/08/24
6,568,669
583
Equinox
Holdings,
Inc.,
Term
Loan,
Second
Lien
12.731%
3-Month
LIBOR
7.000%
9/09/24
540,094
2,199
Everi
Holdings
Inc.,
Term
Loan
B
7.963%
SOFR30A
2.500%
8/03/28
2,205,181
8,203
Fertitta
Entertainment,
LLC,
Term
Loan
B
9.348%
SOFR30A
4.000%
1/27/29
8,154,755
6,625
FLUTTER
FINANCING
BV
,Term
Loan
,
(WI/DD)
TBD
TBD
TBD
TBD
6,612,578
1,595
Formula
One
Holdings
Limited,
Term
Loan
B
7.598%
SOFR30A
2.250%
1/15/30
1,598,485
4,283
GVC
Holdings
(Gibraltar)
Limited,
Term
Loan
B
8.990%
SOFR90A
3.500%
10/31/29
4,295,133
Nuveen
Floating
Rate
Income
Fund
(continued)
Portfolio
of
Investments
November
30,
2023
(Unaudited)
4
Principal
Amount
(000)
Description
(a)
Coupon
(b)
Reference
Rate
(b)
Spread
(b)
Maturity
(c)
Value
Consumer
Services
(continued)
$
3,419
Hilton
Grand
Vacations
Borrower
LLC,
Term
Loan
B
8.213%
SOFR30A
2.750%
8/02/28
$
3,421,203
2,841
IRB
Holding
Corp,
Term
Loan
B
8.448%
SOFR30A
3.000%
12/15/27
2,840,604
1,169
Life
Time
Fitness
Inc
,
Term
Loan
B
10.611%
TSFR3M
4.750%
1/15/26
1,171,607
443
Motion
Finco
Sarl,
Term
Loan
B2
8.902%
SOFR90A
3.250%
11/04/26
442,966
3,129
NASCAR
Holdings,
Inc,
Term
Loan
B
7.963%
SOFR30A
2.500%
10/19/26
3,143,279
3,044
Penn
National
Gaming,
Inc.,
Term
Loan
B
8.198%
SOFR30A
2.750%
4/20/29
3,047,544
3,102
Playa
Resorts
Holding
B.V.,
Term
Loan
B
9.580%
SOFR30A
4.250%
1/05/29
3,109,316
11,138
Scientific
Games
International,
Inc.,
Term
Loan
8.421%
SOFR30A
3.000%
4/07/29
11,170,197
6,511
SeaWorld
Parks
&
Entertainment,
Inc.,
Term
Loan
B
8.463%
SOFR30A
3.000%
8/25/28
6,517,123
9,020
Spin
Holdco
Inc.,
Term
Loan
,
(DD1)
9.664%
SOFR90A
4.000%
3/06/28
7,863,660
5,151
Stars
Group
Holdings
B.V.
(The),
Term
Loan
7.902%
SOFR90A
2.250%
7/10/25
5,159,058
5,099
Stars
Group
Holdings
B.V.
(The),
Term
Loan
B
8.902%
SOFR90A
3.250%
7/04/28
5,112,635
1,878
Twin
River
Worldwide
Holdings,
Inc.,
Term
Loan
B
8.927%
SOFR90A
3.250%
10/02/28
1,735,364
6,055
William
Morris
Endeavor
Entertainment,
LLC,
Term
Loan,
First
Lien
8.183%
SOFR30A
2.750%
5/16/25
6,062,314
Total
Consumer
Services
134,740,295
Consumer
Staples
Distribution
&
Retail
-
0.7%
1,804
Cardenas
Markets,
Inc.,
Term
Loan
12.240%
SOFR90A
6.750%
8/01/29
1,806,821
8,374
US
Foods,
Inc.,
Term
Loan
B
7.963%
SOFR30A
2.500%
11/22/28
8,413,841
Total
Consumer
Staples
Distribution
&
Retail
10,220,662
Diversified
Financials
-
0.0%
1,831
(e)
Ditech
Holding
Corporation,
Term
Loan
0.000%
N/A
N/A
6/30/24
54,001
Total
Diversified
Financials
54,001
Energy
-
2.6%
388
BCP
Renaissance
Parent
LLC,
Term
Loan
B
8.896%
SOFR90A
3.500%
10/31/28
387,705
2,244
Epic
Crude
Services,
LP,
Term
Loan
B
10.380%
SOFR90A
5.000%
3/01/26
2,227,953
16,228
Freeport
LNG
Investments,
LLLP,
Term
Loan
A
8.677%
SOFR90A
3.000%
11/16/26
16,086,174
964
Freeport
LNG
Investments,
LLLP,
Term
Loan
B
9.177%
SOFR90A
3.500%
12/21/28
952,815
12,855
Gulf
Finance,
LLC,
Term
Loan
12.483%
SOFR30A
+
SOFR180A
6.750%
8/25/26
12,926,932
2,629
QuarterNorth
Energy
Holding
Inc.,
Exit
Term
Loan,
Second
Lien
13.463%
SOFR30A
8.000%
8/27/26
2,627,609
4,024
TransMontaigne
Operating
Company
L.P.,
Term
Loan
B
6.739%
SOFR30A
3.500%
11/05/28
4,022,445
1,191
Traverse
Midstream
Partners
LLC,
Term
Loan
9.240%
TSFR3M
3.750%
2/16/28
1,193,290
Total
Energy
40,424,923
5
Principal
Amount
(000)
Description
(a)
Coupon
(b)
Reference
Rate
(b)
Spread
(b)
Maturity
(c)
Value
Financial
Services
-
0.8%
$
8,330
GTCR
W
MERGER
SUB,
Term
Loan
,
(WI/DD)
TBD
TBD
TBD
TBD
$
8,331,041
3,108
Motion
Finco
Sarl,
Term
Loan
B1
8.903%
SOFR90A
3.250%
11/04/26
3,105,795
1,437
Trans
Union,
LLC,
Term
Loan
B6
7.713%
SOFR30A
2.250%
12/01/28
1,439,308
Total
Financial
Services
12,876,144
Food,
Beverage
&
Tobacco
-
2.0%
3,763
8th
Avenue
Food
&
Provisions,
Inc.,
Term
Loan,
First
Lien
9.213%
SOFR30A
3.750%
10/01/25
3,559,729
1,495
Arterra
Wines
Canada,
Inc.,
Term
Loan
9.152%
SOFR90A
3.500%
11/25/27
1,424,327
2,610
CHG
PPC
Parent
LLC,
Term
Loan
8.463%
SOFR30A
3.000%
12/08/28
2,613,209
2,873
City
Brewing
Company,
LLC,
Term
Loan
,
(DD1)
9.164%
TSFR1M
3.500%
4/05/28
2,335,530
2,235
Naked
Juice
LLC,
Term
Loan
8.650%
3-Month
LIBOR
+
SOFR90A
3.250%
1/20/29
2,101,491
1,040
Naked
Juice
LLC,
Term
Loan,
Second
Lien
11.490%
SOFR90A
6.000%
1/20/30
842,508
7,194
Sunshine
Investments
B.V.,
Term
Loan
9.630%
SOFR90A
4.250%
5/05/29
7,202,259
3,829
Sycamore
Buyer
LLC,
Term
Loan
B
7.705%
SOFR30A
2.250%
7/23/29
3,808,060
6,430
Triton
Water
Holdings,
Inc,
Term
Loan
8.902%
SOFR90A
3.250%
3/31/28
6,331,825
Total
Food,
Beverage
&
Tobacco
30,218,938
Health
Care
Equipment
&
Services
-
8.1%
2,801
Agiliti
Health,
Inc,
Term
Loan
8.395%
TSFR3M
3.000%
5/01/30
2,785,108
6,207
AHP
Health
Partners,
Inc.,
Term
Loan
B
8.963%
SOFR30A
3.500%
8/23/28
6,197,688
17
Athenahealth,
Inc.,
Term
Loan
B
8.598%
SOFR30A
3.250%
1/27/29
16,525
16,955
Bausch
&
Lomb,
Inc.,
Term
Loan
8.755%
SOFR90A
3.250%
5/05/27
16,472,394
621
Carestream
Health,
Inc.,
Term
Loan
12.990%
SOFR90A
7.500%
9/30/27
465,807
5,655
CNT
Holdings
I
Corp,
Term
Loan
8.926%
SOFR90A
3.500%
11/08/27
5,671,124
1,010
Element
Materials
Technology
Group
US
Holdings
Inc.,
Term
Loan
,
(DD1)
9.740%
SOFR90A
4.250%
4/12/29
990,284
2,189
Element
Materials
Technology
Group
US
Holdings
Inc.,
Term
Loan
,
(DD1)
9.740%
SOFR90A
4.250%
4/12/29
2,145,614
1,673
Global
Medical
Response,
Inc.,
Term
Loan
9.895%
TSFR3M
4.250%
3/14/25
1,266,485
9,658
Global
Medical
Response,
Inc.,
Term
Loan
B
,
(DD1)
9.934%
SOFR90A
4.250%
10/02/25
7,329,515
50
ICON
Luxembourg
S.A.R.L.,
Term
Loan
7.902%
SOFR90A
2.250%
7/01/28
49,824
703
LSCS
Holdings,
Inc.,
Term
Loan,
First
Lien
9.963%
SOFR30A
4.614%
12/16/28
695,503
21,735
Medline
Borrower,
LP,
Term
Loan
B
8.463%
SOFR30A
3.000%
10/21/28
21,763,898
3,201
National
Mentor
Holdings,
Inc.,
Term
Loan
,
(DD1)
9.219%
SOFR30A
+
SOFR90A
3.750%
3/02/28
2,925,132
90
National
Mentor
Holdings,
Inc.,
Term
Loan
C
,
(DD1)
9.240%
SOFR90A
3.750%
3/02/28
81,939
1,285
Onex
TSG
Intermediate
Corp.,
Term
Loan
B
10.395%
TSFR3M
4.750%
2/28/28
1,211,501
1,197
Packaging
Coordinators
Midco,
Inc.,
Term
Loan,
First
Lien
9.152%
SOFR90A
3.500%
11/30/27
1,195,047
Nuveen
Floating
Rate
Income
Fund
(continued)
Portfolio
of
Investments
November
30,
2023
(Unaudited)
6
Principal
Amount
(000)
Description
(a)
Coupon
(b)
Reference
Rate
(b)
Spread
(b)
Maturity
(c)
Value
Health
Care
Equipment
&
Services
(continued)
$
15,389
Parexel
International
Corporation,
Term
Loan,
First
Lien
8.593%
SOFR30A
3.250%
11/15/28
$
15,393,271
2,533
Pathway
Vet
Alliance
LLC
,Term
Loan
,
(WI/DD)
TBD
TBD
TBD
TBD
2,242,060
481
Phoenix
Guarantor
Inc,
Term
Loan
B
8.713%
SOFR30A
3.250%
3/05/26
480,809
8,957
Select
Medical
Corporation,
Term
Loan
B1
8.348%
SOFR30A
3.000%
3/06/27
8,971,004
733
Sound
Inpatient
Physicians,
Term
Loan
B
8.645%
TSFR3M
3.000%
6/28/25
248,804
5,345
Star
Parent,
Inc.,
Term
Loan
B
9.386%
TSFR3M
4.000%
9/28/30
5,236,630
17,367
Surgery
Center
Holdings,
Inc.,
Term
Loan
9.205%
SOFR30A
3.750%
8/31/26
17,402,528
4,166
Team
Health
Holdings,
Inc.,
Term
Loan
B
,
(DD1)
10.616%
SOFR30A
+
SOFR90A
5.250%
3/02/27
3,059,406
528
Vyaire
Medical,
Inc.,
Term
Loan
B
10.408%
TSFR3M
4.750%
4/16/25
376,058
Total
Health
Care
Equipment
&
Services
124,673,958
Household
&
Personal
Products
-
0.4%
3,208
Kronos
Acquisition
Holdings
Inc.,
Term
Loan
B
,
(DD1)
9.402%
SOFR90A
3.750%
12/22/26
3,184,804
2,481
Kronos
Acquisition
Holdings
Inc.,
Term
Loan,
First
Lien
11.538%
SOFR90A
6.000%
12/22/26
2,488,814
Total
Household
&
Personal
Products
5,673,618
Insurance
-
4.9%
2,218
Acrisure,
LLC,
Term
Loan
B
9.150%
3-Month
LIBOR
3.500%
2/15/27
2,204,864
1,970
Acrisure,
LLC,
Term
Loan
B,
First
Lien
9.900%
3-Month
LIBOR
4.250%
2/15/27
1,971,560
6,891
Alliant
Holdings
Intermediate,
LLC,
Term
Loan
B4
8.963%
1-Month
LIBOR
3.500%
11/06/27
6,904,686
58
Alliant
Holdings
Intermediate,
LLC,
Term
Loan
B5
8.831%
TSFR1M
3.500%
2/08/27
58,123
2,674
AssuredPartners,
Inc.,
Term
Loan
8.848%
SOFR30A
3.500%
2/13/27
2,676,045
1,964
AssuredPartners,
Inc.,
Term
Loan
B
8.963%
SOFR30A
3.500%
2/13/27
1,965,022
3,925
AssuredPartners,
Inc.,
Term
Loan
B
8.963%
SOFR30A
3.500%
2/13/27
3,927,486
3,179
Asurion
LLC,
Term
Loan
B11
9.698%
SOFR30A
4.250%
8/19/28
3,132,822
3,810
Asurion
LLC,
Term
Loan
B8
,
(DD1)
8.713%
SOFR30A
3.250%
12/23/26
3,764,045
4,289
Asurion
LLC,
Term
Loan
B9
8.713%
SOFR30A
3.250%
7/31/27
4,202,381
3,376
Broadstreet
Partners,
Inc.,
Term
Loan
B
8.343%
SOFR30A
3.000%
1/27/27
3,375,398
7,842
Broadstreet
Partners,
Inc.,
Term
Loan
B2
8.713%
SOFR30A
3.250%
1/27/27
7,840,495
3,242
Broadstreet
Partners,
Inc.,
Term
Loan
B3
9.348%
SOFR30A
4.000%
1/26/29
3,247,370
1,146
Hub
International
Limited,
Term
Loan
B
9.379%
SOFR90A
4.000%
11/10/29
1,150,871
8,377
HUB
International
Limited,
Term
Loan
B
9.662%
TSFR3M
4.250%
6/08/30
8,419,884
11,111
Ryan
Specialty
Group,
LLC,
Term
Loan
8.448%
SOFR30A
3.000%
9/01/27
11,145,821
1,145
USI,
Inc.,
Term
Loan
8.640%
SOFR90A
3.250%
9/14/30
1,145,086
5,528
USI,
Inc.,
Term
Loan
9.140%
SOFR90A
3.750%
11/16/29
5,534,236
2,665
USI,
Inc.,
Term
Loan
,
(DD1)
8.640%
SOFR90A
3.250%
9/14/30
2,665,666
Total
Insurance
75,331,861
7
Principal
Amount
(000)
Description
(a)
Coupon
(b)
Reference
Rate
(b)
Spread
(b)
Maturity
(c)
Value
Materials
-
4.0%
$
3,280
Arsenal
AIC
Parent
LLC,
Term
Loan
9.848%
SOFR30A
4.500%
7/27/30
$
3,287,167
4,249
Ascend
Performance
Materials
Operations
LLC,
Term
Loan
B
10.317%
SOFR90A
4.750%
8/27/26
3,962,795
835
Avient
Corporation,
Term
Loan
B7
7.890%
SOFR90A
2.500%
8/29/29
838,157
4,325
Axalta
Coating
Systems
U.S.
Holdings,
Inc.,
term
Loan
B4
7.890%
SOFR90A
2.500%
12/20/29
4,340,891
2,088
Berlin
Packaging
LLC,
Term
Loan
B5
,
(DD1)
9.293%
TSFR1M
+
TSFR3M
3.750%
3/11/28
2,069,281
1,030
Berry
Global,
Inc.,
Term
Loan
Z
7.186%
SOFR30A
1.750%
7/01/26
1,031,824
7,245
Clydesdale
Acquisition
Holdings
Inc,
Term
Loan
B
9.623%
SOFR30A
4.175%
3/30/29
7,198,234
2,639
CPC
Acquisition
Corp,
Term
Loan
9.402%
SOFR90A
3.750%
12/29/27
2,015,536
2,325
Derby
Buyer
LLC,
Term
Loan
9.570%
SOFR90A
4.250%
10/12/30
2,323,059
5,118
Discovery
Purchaser
Corporation,
Term
Loan
9.765%
SOFR90A
4.375%
8/03/29
4,898,150
574
INEOS
Quattro
Holdings
UK
Ltd,
Term
Loan
9.198%
SOFR30A
3.750%
3/03/30
555,997
2,250
INEOS
Quattro
Holdings
UK
Ltd,
Term
Loan
B,
First
Lien
9.698%
SOFR30A
4.250%
3/31/29
2,195,156
1,147
Ineos
US
Finance
LLC,
Term
Loan
B
,
(WI/DD)
TBD
TBD
TBD
TBD
1,138,969
4,903
Klockner-Pentaplast
of
America,
Inc.,
Term
Loan
B
10.476%
SOFR180A
4.725%
2/09/26
4,556,848
1,231
Kraton
Corporation,
Term
Loan
8.921%
SOFR90A
3.250%
3/15/29
1,187,196
4,784
Lonza
Group
AG,
Term
Loan
B
9.415%
TSFR3M
3.250%
7/03/28
4,088,128
3,000
Nouryon
USA
LLC
,Term
Loan
,
(WI/DD)
TBD
TBD
TBD
TBD
2,983,125
550
PMHC
II,
Inc.,
Term
Loan
B
9.807%
SOFR90A
4.250%
2/03/29
493,840
2,867
Proampac
PG
Borrower
LLC,
Term
Loan
10.939%
SOFR90A
+
Prime
4.000%
9/26/28
2,852,665
2,269
Reynolds
Group
Holdings
Inc.
,
Term
Loan
B
8.713%
SOFR30A
3.250%
9/24/28
2,272,872
2,636
Reynolds
Group
Holdings
Inc.
,
Term
Loan
B2
8.713%
SOFR30A
3.250%
2/05/26
2,642,894
249
Starfruit
Finco
B.V,
Term
Loan
9.423%
SOFR30A
4.000%
3/03/28
248,128
1,557
TricorBraun
Holdings,
Inc.,
Term
Loan
8.713%
SOFR30A
3.250%
3/03/28
1,525,970
1,750
Tronox
Finance
LLC,
Term
Loan
B
8.848%
SOFR30A
3.500%
8/16/28
1,746,176
1,459
Viant
Medical
Holdings,
Inc.,
Term
Loan,
First
Lien
9.213%
SOFR30A
3.750%
7/02/25
1,440,597
Total
Materials
61,893,655
Media
&
Entertainment
-
8.1%
2,877
ABG
Intermediate
Holdings
2
LLC,
Term
Loan
B1
8.948%
SOFR30A
3.500%
12/21/28
2,886,722
256
ABG
Intermediate
Holdings
2
LLC,
Term
Loan,
Second
Lien
11.448%
SOFR30A
6.000%
12/20/29
258,081
2,466
Altice
Financing
SA,
Term
Loan
10.394%
TSFR3M
5.000%
10/31/27
2,366,589
8,703
AMC
Entertainment
Holdings,
Inc.
,
Term
Loan
B
8.436%
TSFR1M
3.000%
4/22/26
7,067,296
12,180
Cengage
Learning,
Inc.,
Term
Loan
B
10.405%
TSFR3M
4.750%
7/14/26
12,189,582
238
Checkout
Holding
Corp.,
Term
Loan
14.869%
SOFR90A
7.500%
5/24/30
135,153
2,985
Cinemark
USA,
Inc.,
Term
Loan
B
9.105%
SOFR30A
+
SOFR90A
3.750%
5/18/30
2,992,836
Nuveen
Floating
Rate
Income
Fund
(continued)
Portfolio
of
Investments
November
30,
2023
(Unaudited)
8
Principal
Amount
(000)
Description
(a)
Coupon
(b)
Reference
Rate
(b)
Spread
(b)
Maturity
(c)
Value
Media
&
Entertainment
(continued)
$
23,306
Clear
Channel
Outdoor
Holdings,
Inc.,
Term
Loan
B
9.145%
1
+
3
Month
LIBOR
3.500%
8/21/26
$
22,910,252
4,161
Crown
Finance
US,
Inc.,
Term
Loan
7.381%
SOFR90A
8.500%
7/31/28
4,254,224
1,085
CSC
Holdings,
LLC,
Term
Loan
7.687%
1-Month
LIBOR
2.250%
1/15/26
1,056,768
740
CSC
Holdings,
LLC,
Term
Loan
B5
7.937%
1-Month
LIBOR
2.500%
4/15/27
695,061
6,524
CSC
Holdings,
LLC,
Term
Loan
B6
9.823%
SOFR30A
4.500%
1/18/28
6,304,334
868
(e)
Diamond
Sports
Group,
LLC,
Term
Loan,
Second
Lien
8.314%
SOFR90A
3.250%
8/24/26
21,328
7,180
DirecTV
Financing,
LLC,
Term
Loan
10.556%
SOFR30A
+
SOFR90A
5.000%
8/02/27
7,075,829
6,788
Dotdash
Meredith
Inc,
Term
Loan
B
9.420%
SOFR30A
4.000%
12/01/28
6,719,736
362
Getty
Images,
Inc.,
Term
Loan
B
9.990%
SOFR90A
4.500%
2/19/26
363,703
1,507
Gray
Television,
Inc.,
Term
Loan
E
7.935%
SOFR30A
2.500%
1/02/26
1,506,535
7,196
iHeartCommunications,
Inc.,
Term
Loan
8.343%
SOFR30A
3.000%
5/01/26
6,052,523
8,306
McGraw-Hill
Global
Education
Holdings,
LLC,
Term
Loan
9.964%
1
+
3
+
6
Month
LIBOR
4.750%
7/30/28
8,179,822
712
Mission
Broadcasting,
Inc.,
Term
Loan
B
7.963%
SOFR30A
2.500%
6/03/28
708,951
3,800
NEP
Group
Inc
,Term
Loan
,
(WI/
DD)
TBD
TBD
TBD
TBD
3,451,065
1,447
Outfront
Media
Capital
LLC,
Term
Loan
B
7.098%
SOFR30A
1.750%
11/18/26
1,441,785
1,019
Playtika
Holding
Corp,
Term
Loan
8.213%
SOFR30A
2.750%
3/11/28
1,014,545
18,138
Rackspace
Technology
Global,
Inc.,
Term
Loan
B
8.186%
SOFR30A
2.750%
2/09/28
7,595,165
3,894
Radiate
Holdco,
LLC,
Term
Loan
B
8.713%
SOFR30A
3.250%
9/25/26
3,008,452
2,710
Simon
&
Schuster
Inc,
Term
Loan
B
9.390%
SOFR90A
4.000%
9/27/30
2,712,547
7,400
Virgin
Media
Bristol
LLC,
Term
Loan
Y
8.790%
SOFR180A
3.250%
3/06/31
7,309,239
3,612
WideOpenWest
Finance
LLC,
Term
Loan
B
8.390%
SOFR90A
3.000%
12/20/28
3,254,258
Total
Media
&
Entertainment
123,532,381
Pharmaceuticals,
Biotechnology
&
Life
Sciences
-
3.7%
1,650
Amneal
Pharmaceuticals
LLC,
Term
Loan
B
10.822%
SOFR30A
5.500%
5/04/28
1,575,750
363
Avantor
Funding,
Inc.,
Term
Loan
B5
7.698%
SOFR30A
2.250%
11/06/27
363,404
760
Catalent
Pharma
Solutions
Inc.,
Term
Loan
B3
7.449%
SOFR30A
2.000%
2/22/28
741,204
1,347
Curia
Global,
Inc.,
Term
Loan
,
(DD1)
9.216%
SOFR30A
+
TSFR3M
3.750%
8/30/26
1,138,292
6,550
Grifols
Worldwide
Operations
USA,
Inc.,
Term
Loan
B
7.443%
SOFR30A
+
SOFR90A
2.000%
11/15/27
6,478,572
12
ICON
Luxembourg
S.A.R.L.,
Term
Loan
7.902%
SOFR90A
2.250%
7/01/28
12,506
27,071
Jazz
Financing
Lux
S.a.r.l.,
Term
Loan
8.963%
SOFR30A
3.500%
5/05/28
27,148,241
16,999
Organon
&
Co,
Term
Loan
8.436%
SOFR30A
3.000%
6/02/28
16,996,643
2,606
Perrigo
Investments,
LLC,
Term
Loan
B
7.698%
SOFR30A
2.250%
4/05/29
2,602,864
Total
Pharmaceuticals,
Biotechnology
&
Life
Sciences
57,057,476
9
Principal
Amount
(000)
Description
(a)
Coupon
(b)
Reference
Rate
(b)
Spread
(b)
Maturity
(c)
Value
Real
Estate
Management
&
Development
-
0.4%
$
2,584
Cushman
&
Wakefield
U.S.
Borrower,
LLC,
Term
Loan
8.698%
SOFR30A
3.250%
1/31/30
$
2,513,270
2,500
Cushman
&
Wakefield
U.S.
Borrower,
LLC,
Term
Loan
B
9.348%
SOFR30A
4.000%
1/31/30
2,456,250
278
Cushman
&
Wakefield
U.S.
Borrower,
LLC,
Term
Loan
B
8.213%
SOFR30A
2.750%
8/21/25
277,781
1,367
Forest
City
Enterprises,
L.P.,
Term
Loan
B
8.963%
SOFR30A
3.500%
12/08/25
1,237,867
Total
Real
Estate
Management
&
Development
6,485,168
Semiconductors
&
Semiconductor
Equipment
-
0.1%
3,477
Bright
Bidco
B.V.,
Term
Loan
,
(cash
6.378%,
PIK
8.000%)
7.189%
3-Month
LIBOR
+
TSFR3M
4.500%
10/31/27
1,286,431
Total
Semiconductors
&
Semiconductor
Equipment
1,286,431
Software
&
Services
-
10.9%
994
Ahead
DB
Holdings,
LLC,
Term
Loan
B
9.240%
SOFR90A
3.750%
10/16/27
987,086
1,444
Applied
Systems,
Inc.,
Term
Loan,
First
Lien
9.890%
SOFR90A
4.500%
9/19/26
1,450,529
3,130
AppLovin
Corporation,
Term
Loan
B
8.448%
SOFR30A
3.100%
10/21/28
3,134,147
524
Apttus
Corporation,
Term
Loan
9.463%
SOFR30A
4.000%
5/08/28
524,558
965
Asurion
LLC,
Term
Loan
B4,
Second
Lien
10.713%
SOFR30A
5.250%
1/20/29
856,920
8,145
Avaya,
Inc.,
Term
Loan
13.848%
SOFR30A
1.500%
8/01/28
7,225,478
8,606
Banff
Merger
Sub
Inc,
Term
Loan
9.213%
SOFR30A
3.750%
10/02/25
8,617,327
3,229
Camelot
U.S.
Acquisition
LLC,
Term
Loan
B
8.463%
SOFR30A
3.000%
10/31/26
3,236,908
1,770
CCC
Intelligent
Solutions
Inc.,
Term
Loan
B
7.713%
SOFR30A
2.250%
9/21/28
1,771,881
650
Delta
TopCo,
Inc.,
Term
Loan,
Second
Lien
12.569%
SOFR180A
7.250%
12/01/28
650,539
1,931
DTI
Holdco,
Inc.,
Term
Loan
10.133%
SOFR90A
4.750%
4/21/29
1,890,797
1,832
Emerald
TopCo
Inc,
Term
Loan
8.963%
SOFR30A
3.500%
7/25/26
1,785,943
12,936
Epicor
Software
Corporation,
Term
Loan
8.713%
SOFR30A
3.250%
7/30/27
12,978,488
5,892
Greeneden
U.S.
Holdings
II,
LLC,
Term
Loan
B4
9.463%
SOFR30A
4.000%
12/01/27
5,905,977
1,532
Greenway
Health,
LLC,
Term
Loan,
First
Lien
9.213%
SOFR30A
3.750%
2/16/24
1,388,897
2,095
IGT
Holding
IV
AB,
Term
Loan
B2
8.962%
SOFR90A
3.400%
3/29/28
2,097,402
6,523
Informatica
LLC,
Term
Loan
B
8.213%
SOFR30A
2.750%
10/14/28
6,520,568
3,524
Instructure
Holdings,
Inc.,
Term
Loan
B
8.679%
SOFR30A
2.750%
10/30/28
3,518,562
286
iQor
US
Inc.,
Exit
Term
Loan
12.948%
SOFR30A
7.600%
11/19/24
284,412
790
iQor
US
Inc.,
Second
Out
Term
Loan
12.948%
SOFR30A
7.600%
11/19/25
566,153
160
Ivanti
Software
Inc
,Term
Loan
,
(WI/DD)
TBD
TBD
TBD
TBD
147,627
1,431
Ivanti
Software,
Inc.,
Term
Loan
B
,
(DD1)
9.907%
SOFR90A
4.250%
12/01/27
1,329,514
7,923
McAfee,
LLC,
Term
Loan
B
9.170%
SOFR30A
3.750%
2/03/29
7,848,432
995
MH
Sub
I
LLC
,Term
Loan
,
(WI/
DD)
TBD
TBD
TBD
TBD
997,284
3,000
Mitchell
International,
Inc.,
Term
Loan
B
9.400%
SOFR90A
3.750%
10/15/28
2,984,055
932
NortonLifeLock
Inc.,
Term
Loan
B
7.448%
SOFR30A
2.000%
1/28/29
930,754
Nuveen
Floating
Rate
Income
Fund
(continued)
Portfolio
of
Investments
November
30,
2023
(Unaudited)
10
Principal
Amount
(000)
Description
(a)
Coupon
(b)
Reference
Rate
(b)
Spread
(b)
Maturity
(c)
Value
Software
&
Services
(continued)
$
23,023
Open
Text
Corporation,
Term
Loan
B
8.198%
SOFR30A
2.750%
1/31/30
$
23,083,828
3,198
Perforce
Software,
Inc.,
Term
Loan
B
,
(DD1)
9.198%
SOFR30A
3.750%
7/01/26
3,118,670
390
Project
Ruby
Ultimate
Parent
Corp.,
Term
Loan
8.713%
SOFR30A
3.250%
3/10/28
387,481
2,125
Quartz
Acquireco
LLC,
Term
Loan
B
8.848%
SOFR30A
3.500%
4/14/30
2,130,313
–
(f)
RealPage,
Inc,
Term
Loan,
First
Lien
8.463%
SOFR30A
3.000%
4/22/28
133
3,581
Rocket
Software
Inc,
Term
Loan
,
(WI/DD)
TBD
TBD
TBD
TBD
3,517,858
573
Sedgwick
Claims
Management
Services,
Inc.,
Term
Loan
B
9.098%
SOFR30A
3.750%
2/24/28
574,398
6,024
Sophia,
L.P.,
Term
Loan
B
8.948%
SOFR30A
3.500%
10/07/27
6,039,354
814
SS&C
European
Holdings
Sarl,
Term
Loan
B4
7.213%
SOFR30A
1.750%
4/16/25
815,494
862
SS&C
Technologies
Inc.,
Term
Loan
B3
7.213%
SOFR30A
1.750%
4/16/25
863,614
1,053
SS&C
Technologies
Inc.,
Term
Loan
B6
7.698%
SOFR30A
2.250%
3/22/29
1,053,125
1,771
SS&C
Technologies
Inc.,
Term
Loan
B7
7.698%
SOFR30A
2.250%
3/22/29
1,772,245
9,022
Syniverse
Holdings,
Inc.,
Term
Loan
12.390%
SOFR90A
7.000%
5/10/29
7,894,231
5,574
Tempo
Acquisition
LLC,
Term
Loan
B
8.098%
SOFR30A
2.750%
8/31/28
5,585,670
13,229
Ultimate
Software
Group
Inc
(The),
Term
Loan
8.764%
SOFR90A
3.250%
5/03/26
13,253,766
4,677
Ultimate
Software
Group
Inc
(The),
Term
Loan
B
9.233%
TSFR3M
3.750%
5/03/26
4,694,760
1,065
Ultimate
Software
Group
Inc
(The),
Term
Loan,
Second
Lien
10.764%
SOFR30A
5.250%
5/03/27
1,068,248
5,439
Vision
Solutions,
Inc.,
Term
Loan
9.640%
SOFR90A
4.000%
5/28/28
5,332,101
3,399
West
Corporation,
Term
Loan
B3
9.484%
SOFR30A
+
TSFR2M
+
TSFR3M
4.000%
4/10/27
3,194,046
3,639
Zelis
Healthcare
Corporation,
Term
Loan
8.963%
SOFR30A
3.500%
9/30/26
3,645,710
Total
Software
&
Services
167,655,283
Technology
Hardware
&
Equipment
-
1.4%
6,429
CommScope,
Inc.,
Term
Loan
B
8.713%
SOFR30A
3.250%
4/06/26
5,653,872
5,477
Delta
TopCo,
Inc.,
Term
Loan
B
,
(DD1)
9.069%
SOFR180A
3.750%
12/01/27
5,455,295
3,728
Ingram
Micro
Inc.,
Term
Loan
8.653%
SOFR90A
3.000%
7/02/28
3,729,041
3,527
MLN
US
HoldCo
LLC,
Term
Loan
12.195%
TSFR3M
6.700%
10/18/27
687,685
6,070
MLN
US
HoldCo
LLC,
Term
Loan,
First
Lien
10.011%
TSFR3M
4.500%
12/01/25
834,656
1,875
NCR
Atleos
LLC,
Term
Loan
B
10.198%
SOFR30A
4.750%
3/22/29
1,840,622
1,343
Riverbed
Technology,
Inc.,
Term
Loan
9.890%
SOFR90A
4.500%
7/01/28
931,526
1,605
ViaSat,
Inc.,
Term
Loan
9.848%
SOFR30A
4.500%
3/05/29
1,551,757
900
ViaSat,
Inc.,
Term
Loan
9.944%
SOFR30A
4.500%
5/30/30
868,500
Total
Technology
Hardware
&
Equipment
21,552,954
11
Principal
Amount
(000)
Description
(a)
Coupon
(b)
Reference
Rate
(b)
Spread
(b)
Maturity
(c)
Value
Telecommunication
Services
-
5.6%
$
1,679
Altice
France
S.A.,
Term
Loan
B12
9.343%
3-Month
LIBOR
3.688%
1/31/26
$
1,578,071
9,051
Altice
France
S.A.,
Term
Loan
B13
9.641%
3-Month
LIBOR
4.000%
8/14/26
8,461,123
1,479
Cablevision
Lightpath
LLC,
Term
Loan
B
8.687%
SOFR30A
3.250%
12/01/27
1,474,760
1,844
CenturyLink,
Inc.,
Term
Loan
B
7.713%
SOFR30A
2.250%
3/15/27
1,117,060
3,923
Cincinnati
Bell,
Inc.,
Term
Loan
B2
,
(DD1)
8.698%
SOFR30A
3.250%
11/23/28
3,885,323
601
Connect
Finco
Sarl,
Term
Loan
B
8.848%
SOFR30A
3.500%
12/11/26
600,789
4,619
Cyxtera
DC
Holdings,
Inc.,
Term
Loan
13.936%
TSFR1M
8.500%
12/07/23
4,642,395
13,800
(e)
Cyxtera
DC
Holdings,
Inc.,
Term
Loan
B
0.000%
N/A
N/A
5/01/24
8,719,263
15,394
Dawn
Acquisition
LLC,
Term
Loan
,
(DD1)
9.402%
SOFR90A
3.750%
12/31/25
14,282,557
2,441
Eagle
Broadband
Investments
LLC,
Term
Loan
8.652%
SOFR90A
3.000%
11/12/27
2,370,489
14,928
Frontier
Communications
Corp.,
Term
Loan
B
9.213%
SOFR30A
3.750%
10/08/27
14,678,058
2,478
GOGO
Intermediate
Holdings
LLC,
Term
Loan
B
9.213%
SOFR30A
3.750%
4/28/28
2,483,695
4,627
Iridium
Satellite
LLC,
Term
Loan
B
7.848%
SOFR30A
2.500%
9/20/30
4,634,390
155
LCPR
Loan
Financing
LLC,
Term
Loan
B
9.293%
TSFR2M
3.750%
10/15/28
155,073
4,795
Level
3
Financing
Inc.,
Term
Loan
B
7.093%
SOFR30A
1.750%
3/01/27
4,543,263
5,219
Virgin
Media
Bristol
LLC,
Term
Loan
N
7.937%
SOFR30A
2.500%
1/31/28
5,143,037
7,371
Ziggo
Financing
Partnership,
Term
Loan
I
7.937%
SOFR30A
2.500%
4/30/28
7,243,332
Total
Telecommunication
Services
86,012,678
Transportation
-
4.3%
3,850
AAdvantage
Loyalty
IP
Ltd.,
Term
Loan
10.427%
SOFR90A
4.750%
4/20/28
3,914,334
10,276
Air
Canada,
Term
Loan
B
9.139%
TSFR3M
3.500%
8/11/28
10,285,341
422
Brown
Group
Holding,
LLC,
Term
Loan
B
8.093%
SOFR30A
2.750%
4/22/28
419,194
2,622
Brown
Group
Holding,
LLC,
Term
Loan
B2
9.115%
SOFR30A
+
SOFR90A
3.750%
6/09/29
2,627,684
1,200
First
Student
Bidco
Inc,
Term
Loan
B
8.655%
SOFR90A
3.000%
7/21/28
1,183,242
451
First
Student
Bidco
Inc,
Term
Loan
C
8.652%
SOFR90A
3.000%
7/21/28
444,527
9,976
Hertz
Corporation,
(The),
Term
Loan
B
,
(DD1)
8.713%
SOFR30A
3.250%
6/30/28
9,872,176
1,922
Hertz
Corporation,
(The),
Term
Loan
C
,
(DD1)
8.713%
SOFR30A
3.250%
6/30/28
1,902,400
13,780
Kestrel
Bidco
Inc.,
Term
Loan
B
8.443%
TSFR1M
3.000%
12/11/26
13,560,445
4,905
KKR
Apple
Bidco,
LLC,
Term
Loan
8.213%
SOFR30A
2.750%
9/25/28
4,880,618
2,953
KKR
Apple
Bidco,
LLC,
Term
Loan
9.348%
SOFR30A
4.000%
9/23/28
2,957,014
6,149
Mileage
Plus
Holdings
LLC,
Term
Loan
B
10.798%
SOFR90A
5.250%
6/21/27
6,348,592
930
SkyMiles
IP
Ltd.,
Term
Loan
B
9.166%
SOFR90A
3.750%
10/20/27
952,087
6,039
United
Airlines,
Inc.,
Term
Loan
B
9.207%
TSFR1M
3.750%
4/21/28
6,051,099
Total
Transportation
65,398,753
Nuveen
Floating
Rate
Income
Fund
(continued)
Portfolio
of
Investments
November
30,
2023
(Unaudited)
12
Principal
Amount
(000)
Description
(a)
Coupon
(b)
Reference
Rate
(b)
Spread
(b)
Maturity
(c)
Value
Utilities
-
2.2%
$
805
ExGen
Renewables
IV,
LLC,
Term
Loan
8.150%
SOFR90A
2.500%
12/15/27
$
803,860
2,391
Generation
Bridge
Northeast
LLC,
Term
Loan
B
9.598%
SOFR30A
4.250%
8/07/29
2,402,718
1,665
Hamilton
Projects
Acquiror,
LLC
,
Term
Loan
B
9.963%
SOFR30A
4.500%
6/26/27
1,671,123
2,966
Pacific
Gas
&
Electric
Company,
Term
Loan
8.463%
SOFR30A
3.000%
6/23/25
2,971,920
13,751
Talen
Energy
Supply,
LLC,
Term
Loan
B
,
(DD1)
9.869%
SOFR90A
4.500%
5/17/30
13,818,920
11,171
Talen
Energy
Supply,
LLC,
Term
Loan
C
,
(DD1)
9.869%
SOFR90A
4.500%
5/27/30
11,226,208
Total
Utilities
32,894,749
Total
Variable
Rate
Senior
Loan
Interests
(cost
$1,318,482,950)
1,286,219,204
Principal
Amount
(000)
Description
(a)
Coupon
Maturity
Value
X
–
CORPORATE
BONDS
-
13
.2
%
X
201,670,547
Automobiles
&
Components
-
0.2%
$
1,000
Clarios
Global
LP
/
Clarios
US
Finance
Co,
144A
6.750%
5/15/28
$
1,008,975
525
Dana
Financing
Luxembourg
Sarl,
144A
5.750%
4/15/25
519,914
1,500
Ford
Motor
Credit
Co
LLC
5.584%
3/18/24
1,496,993
Total
Automobiles
&
Components
3,025,882
Capital
Goods
-
0.3%
5,000
TransDigm
Inc,
144A
6.875%
12/15/30
5,006,250
Total
Capital
Goods
5,006,250
Commercial
&
Professional
Services
-
1.9%
12,050
GFL
Environmental
Inc,
144A
5.125%
12/15/26
11,689,723
1,750
GTCR
W-2
MERGER
SUB
LLC,
144A
7.500%
1/15/31
1,782,813
10,905
Prime
Security
Services
Borrower
LLC
/
Prime
Finance
Inc,
144A
5.750%
4/15/26
10,785,820
4,000
Prime
Security
Services
Borrower
LLC
/
Prime
Finance
Inc,
144A
5.250%
4/15/24
3,976,343
250
Prime
Security
Services
Borrower
LLC
/
Prime
Finance
Inc,
144A
6.250%
1/15/28
240,067
Total
Commercial
&
Professional
Services
28,474,766
Consumer
Discretionary
Distribution
&
Retail
-
0.6%
10,650
Hertz
Corp/The,
144A
4.625%
12/01/26
9,386,537
Total
Consumer
Discretionary
Distribution
&
Retail
9,386,537
Consumer
Services
-
1.2%
3,000
1011778
BC
ULC
/
New
Red
Finance
Inc,
144A
4.000%
10/15/30
2,586,247
7,230
Caesars
Entertainment
Inc,
144A
6.250%
7/01/25
7,188,377
1,000
Caesars
Entertainment
Inc,
144A
7.000%
2/15/30
1,000,900
1,000
Fertitta
Entertainment
LLC
/
Fertitta
Entertainment
Finance
Co
Inc,
144A
4.625%
1/15/29
888,450
5,500
Life
Time
Inc,
144A
5.750%
1/15/26
5,389,858
2,000
MGM
Resorts
International
6.750%
5/01/25
2,004,002
Total
Consumer
Services
19,057,834
Energy
-
1.0%
275
BORR
IHC
LTD
/
BORR
FIN,
144A
10.000%
11/15/28
278,438
6,500
Citgo
Petroleum
Corp,
144A
7.000%
6/15/25
6,430,018
4,000
(g)
Matador
Resources
Co
5.875%
9/15/26
3,925,576
13
Principal
Amount
(000)
Description
(a)
Coupon
Maturity
Value
Energy
(continued)
$
1,000
NGL
Energy
Operating
LLC
/
NGL
Energy
Finance
Corp,
144A
7.500%
2/01/26
$
1,003,757
250
NGL
Energy
Partners
LP
/
NGL
Energy
Finance
Corp
6.125%
3/01/25
246,059
2,000
Transocean
Inc,
144A
11.500%
1/30/27
2,080,000
1,000
Weatherford
International
Ltd,
144A
8.625%
4/30/30
1,033,922
Total
Energy
14,997,770
Equity
Real
Estate
Investment
Trusts
(Reits)
-
0.2%
3,000
RLJ
Lodging
Trust
LP,
144A
3.750%
7/01/26
2,795,339
Total
Equity
Real
Estate
Investment
Trusts
(Reits)
2,795,339
Health
Care
Equipment
&
Services
-
1.7%
585
CHS/Community
Health
Systems
Inc,
144A
8.000%
3/15/26
563,216
250
CHS/Community
Health
Systems
Inc,
144A
6.000%
1/15/29
210,625
2,000
Global
Medical
Response
Inc,
144A
6.500%
10/01/25
1,480,000
1,000
HCA
Inc
5.000%
3/15/24
997,196
492
Heartland
Dental
LLC
/
Heartland
Dental
Finance
Corp,
144A
8.500%
5/01/26
464,802
2,000
Select
Medical
Corp,
144A
6.250%
8/15/26
1,985,595
5,000
Team
Health
Holdings
Inc
0.000%
6/30/28
4,900,000
13,500
Tenet
Healthcare
Corp
4.875%
1/01/26
13,264,884
2,500
Tenet
Healthcare
Corp
4.625%
6/15/28
2,328,481
500
(g)
Tenet
Healthcare
Corp
6.125%
10/01/28
484,750
Total
Health
Care
Equipment
&
Services
26,679,549
Insurance
-
0.4%
2,100
Alliant
Holdings
Intermediate
LLC
/
Alliant
Holdings
Co-
Issuer,
144A
4.250%
10/15/27
1,945,944
4,000
HUB
International
Ltd,
144A
7.250%
6/15/30
4,088,245
Total
Insurance
6,034,189
Materials
-
0.8%
4,000
(g)
Ardagh
Metal
Packaging
Finance
USA
LLC
/
Ardagh
Metal
Packaging
Finance
PLC,
144A
4.000%
9/01/29
3,178,645
1,500
Arsenal
AIC
Parent
LLC,
144A
8.000%
10/01/30
1,530,464
3,750
Ball
Corp
6.000%
6/15/29
3,741,862
2,280
LABL
Inc,
144A
9.500%
11/01/28
2,200,203
1,000
Pactiv
Evergreen
Group
Issuer
Inc/Pactiv
Evergreen
Group
Issuer
LLC,
144A
4.375%
9/30/28
908,750
Total
Materials
11,559,924
Media
&
Entertainment
-
1.3%
4,750
CCO
Holdings
LLC
/
CCO
Holdings
Capital
Corp,
144A
7.375%
3/03/31
4,752,256
2,900
Clear
Channel
Outdoor
Holdings
Inc,
144A
5.125%
8/15/27
2,684,242
1,730
CSC
Holdings
LLC,
144A
3.375%
2/15/31
1,180,116
1,955
(e)
Diamond
Sports
Group
LLC
/
Diamond
Sports
Finance
Co,
144A
5.375%
8/15/26
46,431
2,000
(e)
Diamond
Sports
Group
LLC
/
Diamond
Sports
Finance
Co,
144A
6.625%
8/15/27
42,500
508
iHeartCommunications
Inc
6.375%
5/01/26
432,117
500
iHeartCommunications
Inc,
144A
5.250%
8/15/27
383,181
3,900
LCPR
Senior
Secured
Financing
DAC,
144A
5.125%
7/15/29
3,273,799
500
Outfront
Media
Capital
LLC
/
Outfront
Media
Capital
Corp,
144A
5.000%
8/15/27
471,453
1,000
Radiate
Holdco
LLC
/
Radiate
Finance
Inc,
144A
4.500%
9/15/26
744,900
7,000
Ziggo
Bond
Co
BV,
144A
6.000%
1/15/27
6,668,287
Total
Media
&
Entertainment
20,679,282
Nuveen
Floating
Rate
Income
Fund
(continued)
Portfolio
of
Investments
November
30,
2023
(Unaudited)
14
Principal
Amount
(000)
Description
(a)
Coupon
Maturity
Value
Pharmaceuticals,
Biotechnology
&
Life
Sciences
-
0.2%
$
3,000
Organon
&
Co
/
Organon
Foreign
Debt
Co-Issuer
BV,
144A
5.125%
4/30/31
$
2,360,350
Total
Pharmaceuticals,
Biotechnology
&
Life
Sciences
2,360,350
Software
&
Services
-
0.1%
2,240
Open
Text
Holdings
Inc,
144A
4.125%
12/01/31
1,913,122
Total
Software
&
Services
1,913,122
Technology
Hardware
&
Equipment
-
0.2%
3,500
Commscope
Inc,
144A
6.000%
3/01/26
3,001,250
Total
Technology
Hardware
&
Equipment
3,001,250
Telecommunication
Services
-
0.8%
4,284
Frontier
Communications
Holdings
LLC,
144A
5.875%
10/15/27
4,024,718
1,000
(g)
Frontier
Communications
Holdings
LLC
5.875%
11/01/29
800,390
5,910
Level
3
Financing
Inc,
144A
10.500%
5/15/30
5,555,400
2,000
Level
3
Financing
Inc,
144A
3.400%
3/01/27
1,890,000
Total
Telecommunication
Services
12,270,508
Transportation
-
2.0%
3,287
Air
Canada,
144A
3.875%
8/15/26
3,068,124
1,500
Allegiant
Travel
Co,
144A
7.250%
8/15/27
1,425,000
20,000
American
Airlines
Inc,
144A
11.750%
7/15/25
21,887,000
1,500
(g)
American
Airlines
Inc,
144A
7.250%
2/15/28
1,481,467
1,500
United
Airlines
Inc,
144A
4.625%
4/15/29
1,339,064
1,000
United
Airlines
Inc,
144A
4.375%
4/15/26
950,932
Total
Transportation
30,151,587
Utilities
-
0.3%
496
Pacific
Gas
and
Electric
Co
3.150%
1/01/26
468,037
497
Pacific
Gas
and
Electric
Co
4.500%
7/01/40
393,831
2,602
PG&E
Corp
5.000%
7/01/28
2,475,175
1,000
PG&E
Corp
5.250%
7/01/30
939,365
Total
Utilities
4,276,408
Total
Corporate
Bonds
(cost
$210,389,839)
201,670,547
Shares
Description
(a)
Value
X
–
COMMON
STOCKS
-
1
.6
%
X
25,120,979
Banks
-
0.0%
28,137
(h)
iQor
US
Inc
$
24,620
Total
Banks
24,620
Capital
Goods
-
0.0%
2,687
(h)
TNT
Crane
&
Rigging
Inc
4,031
4,761
(h)
TNT
Crane
&
Rigging
Inc
1,190
Total
Capital
Goods
5,221
Commercial
&
Professional
Services
-
0.0%
5,481
(g),(h)
Skillsoft
Corp
104,906
Total
Commercial
&
Professional
Services
104,906
Consumer
Discretionary
Distribution
&
Retail
-
0.0%
99
(h)
Belk
Inc
792
Total
Consumer
Discretionary
Distribution
&
Retail
792
15
Shares
Description
(a)
Value
Consumer
Services
-
0.0%
159,883
(h)
24
Hour
Fitness
Worldwide
Inc
$
1,279
76,044
(h)
24
Hour
Fitness
Worldwide
Inc
761
17,726
(h)
Cengage
Learning
Holdings
II
Inc
168,840
953
(h)
Crown
Finance
US
Inc
17,095
Total
Consumer
Services
187,975
Energy
-
0.9%
8,735
California
Resources
Corp
447,319
2,246
Chord
Energy
Corp
364,167
85,364
(h)
Quarternorth
Energy
Holding
Inc
11,438,776
76,990
(h)
Transocean
Ltd
489,656
5,884
(h)
Vantage
Drilling
International
147,100
Total
Energy
12,887,018
Health
Care
Equipment
&
Services
-
0.0%
61,430
(h),(i)
Millennium
Health
LLC
8,170
57,666
(h),(i)
Millennium
Health
LLC
1,903
52,393
(h)
Onex
Carestream
Finance
LP
5,239
Total
Health
Care
Equipment
&
Services
15,312
Media
&
Entertainment
-
0.0%
7,105
(h)
Catalina
Marketing
Corp
1,776
Total
Media
&
Entertainment
1,776
Semiconductors
&
Semiconductor
Equipment
-
0.0%
63,592
(h)
Bright
Bidco
BV
24,165
46,554
(h)
TNT
Crane
and
Rigging
Inc
17,691
Total
Semiconductors
&
Semiconductor
Equipment
41,856
Software
&
Services
-
0.1%
270,704
(h)
Avaya
Inc
1,804,784
Total
Software
&
Services
1,804,784
Technology
Hardware
&
Equipment
-
0.0%
57,126
(h)
Avaya
Inc
380,859
24,672
(h)
Windstream
Services
PE
LLC
228,216
Total
Technology
Hardware
&
Equipment
609,075
Telecommunication
Services
-
0.0%
18,781
(h)
Windstream
Services
PE
LLC
173,724
Total
Telecommunication
Services
173,724
Transportation
-
0.0%
1,018
(h)
ACBL
HLDG
CORP
40,720
Total
Transportation
40,720
Utilities
-
0.6%
115,290
(h),(j)
Energy
Harbor
Corp
9,223,200
Total
Utilities
9,223,200
Total
Common
Stocks
(cost
$36,293,202)
25,120,979
Nuveen
Floating
Rate
Income
Fund
(continued)
Portfolio
of
Investments
November
30,
2023
(Unaudited)
16
Shares
Description
(a)
Value
X
–
WARRANTS
-
0
.8
%
X
12,149,827
Energy
-
0.6%
500
California
Resources
Corp
$
8,150
55,057
Quarternorth
Energy
Holding
Inc
7,377,638
28,708
Quarternorth
Energy
Holding
Inc
574,160
55,290
Quarternorth
Energy
Holding
Inc
516,022
Total
Energy
8,475,970
Media
&
Entertainment
-
0.2%
192,004
Cineworld
Group
PLC
3,444,168
Total
Media
&
Entertainment
3,444,168
Telecommunication
Services
-
0.0%
4
Intelsat
SA/Luxembourg
1
Total
Telecommunication
Services
1
Transportation
-
0.0%
3,029
ACBL
HLDG
CORP
181,740
1,071
ACBL
HLDG
CORP
42,840
11,952
(i)
American
Commercial
Barge
Line
LLC
2,988
6,058
(i)
American
Commercial
Barge
Line
LLC
2,120
Total
Transportation
229,688
Total
Warrants
(cost
$4,296,596)
12,149,827
Shares
Description
(a)
Value
–
EXCHANGE-TRADED
FUNDS
-
0
.3
%
X
5,016,000
240,000
Invesco
Senior
Loan
ETF
$
5,016,000
Total
Exchange-Traded
Funds
(cost
$5,038,800)
5,016,000
Shares
Description
(a)
Coupon
Value
–
CONVERTIBLE
PREFERRED
SECURITIES
-
0
.0
%
X
258,780
Transportation
-
0.0%
4,313
ACBL
HLDG
CORP
0.000%
$
258,780
Total
Transportation
258,780
Total
Convertible
Preferred
Securities
(cost
$131,546)
258,780
Total
Long-Term
Investments
(cost
$1,574,632,933)
1,530,435,337
Shares
Description
(a)
Coupon
Value
INVESTMENTS
PURCHASED
WITH
COLLATERAL
FROM
SECURITIES
LENDING
-
0.2%
X
–
3,587,289
(k)
State
Street
Navigator
Securities
Lending
Government
Money
Market
Portfolio
5.370%(l)
$
3,587,289
Total
Investments
Purchased
with
Collateral
from
Securities
Lending
(cost
$3,587,289)
3,587,289
Shares
Description
(a)
Coupon
Value
SHORT-TERM
INVESTMENTS
-
1.4%
17
Part
F
of
Form
N-PORT
was
prepared
in
accordance
with
U.S.
generally
accepted
accounting
principles
(“U.S.
GAAP”)
and
in
conformity
with
the
applicable
rules
and
regulations
of
the
U.S.
Securities
and
Exchange
Commission
(“SEC”)
related
to
interim
filings.
Part
F
of
Form
N-PORT
does
not
include
all
information
and
footnotes
required
by
U.S.
GAAP
for
complete
financial
statements.
Certain
footnote
disclosures
normally
included
in
financial
statements
prepared
in
accordance
with
U.S.
GAAP
have
been
condensed
or
omitted
from
this
report
pursuant
to
the
rules
of
the
SEC.
For
a
full
set
of
the
Fund’s
notes
to
financial
statements,
please
refer
to
the
Fund’s
most
recently
filed
annual
or
semi-annual
report.
Fair
Value
Measurements
The
Fund’s
investments
in
securities
are
recorded
at
their
estimated
fair
value
utilizing
valuation
methods
approved
by
the
Board
of
Directors/
Trustees.
Fair
value
is
defined
as
the
price
that
would
be
received
upon
selling
an
investment
or
transferring
a
liability
in
an
orderly
transaction
to
an
independent
buyer
in
the
principal
or
most
advantageous
market
for
the
investment.
U.S.
GAAP
establishes
the
three-tier
hierarchy
which
is
used
to
maximize
the
use
of
observable
market
data
and
minimize
the
use
of
unobservable
inputs
and
to
establish
classification
of
fair
value
measurements
for
disclosure
purposes.
Observable
inputs
reflect
the
assumptions
market
participants
would
use
in
pricing
the
asset
or
liability.
Observable
inputs
are
based
on
market
data
obtained
from
sources
independent
of
the
reporting
entity.
Unobservable
inputs
reflect
management’s
assumptions
about
the
assumptions
market
participants
would
use
in
pricing
the
asset
or
liability.
Unobservable
inputs
are
based
on
the
best
information
available
in
the
circumstances.
The
following
is
a
summary
of
the
three-tiered
hierarchy
of
valuation
input
levels.
Level
1
–
Inputs
are
unadjusted
and
prices
are
determined
using
quoted
prices
in
active
markets
for
identical
securities.
Level
2
–
Prices
are
determined
using
other
significant
observable
inputs
(including
quoted
prices
for
similar
securities,
interest
rates,
credit
spreads,
etc.).
Level
3
–
Prices
are
determined
using
significant
unobservable
inputs
(including
management’s
assumptions
in
determining
the
fair
value
of
investments).
The
following
table
summarizes
the
market
value
of
the
Fund's
investments
as
of
the
end
of
the
reporting
period,
based
on
the
inputs
used
to
value
them:
Shares
Description
(a)
Coupon
Value
X
–
INVESTMENT
COMPANIES
-
1
.4
%
X
21,041,727
21,041,727
BlackRock
Liquidity
Funds
T-Fund
5.240%(m)
$
21,041,727
Total
Investment
Companies
(cost
$21,041,727)
21,041,727
Total
Short-Term
Investments
(cost
$21,041,727)
21,041,727
Total
Investments
(cost
$
1,599,261,949
)
-
101
.4
%
1,555,064,353
Other
Assets
&
Liabilities,
Net
- (1.4)%
(
21,889,981
)
Net
Assets
-
100%
$
1,533,174,372
Level
1
Level
2
Level
3
Total
Long-Term
Investments:
Variable
Rate
Senior
Loan
Interests
$
–
$
1,286,219,204
$
–
$
1,286,219,204
Corporate
Bonds
–
201,670,547
–
201,670,547
Common
Stocks
1,406,048
23,704,858
10,073
25,120,979
Warrants
8,150
12,136,569
5,108
12,149,827
Exchange-Traded
Funds
5,016,000
–
–
5,016,000
Convertible
Preferred
Securities
–
258,780
–
258,780
Investments
Purchased
with
Collateral
from
Securities
Lending
3,587,289
–
–
3,587,289
Short-Term
Investments:
Investment
Companies
21,041,727
–
–
21,041,727
Total
$
31,059,214
$
1,523,989,958
$
15,181
$
1,555,064,353
For
Fund
portfolio
compliance
purposes,
the
Fund’s
industry
classifications
refer
to
any
one
or
more
of
the
industry
sub-classifications
used
by
one
or
more
widely
recognized
market
indexes
or
ratings
group
indexes,
and/or
as
defined
by
Fund
management.
This
definition
may
not
apply
for
purposes
of
this
report,
which
may
combine
industry
sub-classifications
into
sectors
for
reporting
ease.
(a)
All
percentages
shown
in
the
Portfolio
of
Investments
are
based
on
net
assets.
(b)
Senior
loans
generally
pay
interest
at
rates
which
are
periodically
adjusted
by
reference
to
a
base
short-term,
floating
lending
rate
(Reference
Rate)
plus
an
assigned
fixed
rate
(Spread).
These
floating
lending
rates
are
generally
(i)
the
lending
rate
referenced
by
the
London
Inter-Bank
Offered
Rate
("LIBOR"),
or
(ii)
the
prime
rate
offered
by
one
or
more
major
United
States
banks.
Senior
loans
may
be
considered
restricted
in
that
the
Fund
ordinarily
is
contractually
obligated
to
receive
approval
from
the
agent
bank
and/or
borrower
prior
to
the
disposition
of
a
senior
loan.
The
rate
shown
is
the
coupon
as
of
the
end
of
the
reporting
period.
(c)
Senior
loans
generally
are
subject
to
mandatory
and/or
optional
prepayment.
Because
of
these
mandatory
prepayment
conditions
and
because
there
may
be
significant
economic
incentives
for
a
borrower
to
prepay,
prepayments
of
senior
loans
may
occur.
As
a
result,
the
actual
remaining
maturity
of
senior
loans
held
may
be
substantially
less
than
the
stated
maturities
shown.
Nuveen
Floating
Rate
Income
Fund
(continued)
Portfolio
of
Investments
November
30,
2023
(Unaudited)
18
(d)
Investment,
or
portion
of
investment,
represents
an
outstanding
unfunded
senior
loan
commitment.
(e)
Defaulted
security.
A
security
whose
issuer
has
failed
to
fully
pay
principal
and/or
interest
when
due,
or
is
under
the
protection
of
bankruptcy.
(f)
Principal
Amount
(000)
rounds
to
less
than
$1,000.
(g)
Investment,
or
a
portion
of
investment,
is
out
on
loan
for
securities
lending.
The
total
value
of
the
securities
out
on
loan
as
of
the
end
of
the
reporting
period
was
$3,440,026.
(h)
Non-income
producing;
issuer
has
not
declared
an
ex-dividend
date
within
the
past
twelve
months.
(i)
For
fair
value
measurement
disclosure
purposes,
investment
classified
as
Level
3.
(j)
Energy
Harbor
Corp
(ENGH)
common
stock
received
as
part
of
the
bankruptcy
settlements
during
February
2020
for
Bruce
Mansfield
Unit
1
2007
Pass-Through
Trust.
Various
funds
and
accounts
managed
by
Nuveen,
including
the
Fund,
collectively
are
a
substantial
minority
holder
of
ENGH’s
outstanding
shares
of
common
stock,
and
possess
certain
other
rights
with
respect
to
the
corporate
governance
of
ENGH.
Due
to
these
facts,
under
the
federal
securities
laws,
the
securities
of
ENGH
held
by
Nuveen
funds
and
accounts,
including
the
Fund,
cannot
be
sold
except
under
limited
conditions
(which
are
not currently
satisfied).
The
Fund
is
therefore
unable
to
sell
such
shares
in
ordinary
secondary
market
transactions
at
this
time.
On
March
6,
2023
Vistra
Corp.
(“Vistra”)
announced
that
it
has
executed
a
definitive
agreement
with
Energy
Harbor
Corp.,
pursuant
to
which
Energy
Harbor
will
merge
with
and
into
a
newly-formed
subsidiary
of
Vistra. In
connection
with
the
transaction,
Nuveen
funds
and
accounts
expect
to
receive
a
combination
of
cash
and
shares
in
a
newly
formed
entity.
Nuveen
expects
these
shares
to
be
issued
in
a
private
transaction
and
may
have
reduced
secondary
market
liquidity. The
transaction
is
subject
to
certain
regulatory
approvals
and
there
can
be
no
assurance
that
the
transaction
will
close.
(k)
The
Fund
may
loan
securities
representing
up
to
one
third
of
the
value
of
its
total
assets
(which
includes
collateral
for
securities
on
loan)
to
broker
dealers,
banks,
and
other
institutions.
The
collateral
maintained
by
the
Fund
shall
have
a
value,
at
the
inception
of
each
loan,
equal
to
not
less
than
100%
of
the
value
of
the
loaned
securities.
The
cash
collateral
received
by
the
Fund
is
invested
in
this
money
market
fund.
(l)
The
rate
shown
is
the
one-day
yield
as
of
the
end
of
the
reporting
period.
(m)
The
rate
shown
is
the
annualized
seven-day
subsidized
yield
as
of
end
of
the
reporting
period.
144A
Investment
is
exempt
from
registration
under
Rule
144A
of
the
Securities
Act
of
1933,
as
amended.
These
investments
may
only
be
resold
in
transactions
exempt
from
registration,
which
are
normally
those
transactions
with
qualified
institutional
buyers.
CME
Chicago
Mercantile
Exchange
DD1
Portion
of
investment
purchased
on
a
delayed
delivery
basis.
ETF
Exchange-Traded
Fund
LIBOR
London
Inter-Bank
Offered
Rate
N/A
Not
Applicable.
PIK
Payment-in-kind
(“PIK”)
security. Depending
on
the
terms
of
the
security,
income
may
be
received
in
the
form
of
cash,
securities,
or
a
combination
of
both. The
PIK
rate
shown,
where
applicable,
represents
the
annualized
rate
of
the
last
PIK
payment
made
by
the
issuer
as
of
the
end
of
the
reporting
period.
REIT
Real
Estate
Investment
Trust
SOFR
180A
180
Day
Average
Secured
Overnight
Financing
Rate
SOFR
30A
30
Day
Average
Secured
Overnight
Financing
Rate
SOFR
90A
90
Day
Average
Secured
Overnight
Financing
Rate
TBD
Senior
loan
purchased
on
a
when-issued
or
delayed-delivery
basis.
Certain
details
associated
with
this
purchase
are
not
known
prior
to
the
settlement
date
of
the
transaction.
In
addition,
senior
loans
typically
trade
without
accrued
interest
and
therefore
a
coupon
rate
is
not
available
prior
to
settlement.
At
settlement,
if
still
unknown,
the
borrower
or
counterparty
will
provide
the
Fund
with
the
final
coupon
rate
and
maturity
date.
TSFR
1M
CME
Term
SOFR
1
Month
TSFR
3M
CME
Term
SOFR
3
Month
WI/DD
When-issued
or
delayed
delivery
security.
19
Nuveen
High
Yield
Income
Fund
Portfolio
of
Investments
November
30,
2023
(Unaudited)
Principal
Amount
(000)
Description
(a)
Coupon
Maturity
Value
LONG-TERM
INVESTMENTS
-
96.6%
X
–
CORPORATE
BONDS
-
83
.0
%
X
432,621,696
Automobiles
&
Components
-
3.9%
$
500
Adient
Global
Holdings
Ltd,
144A
8.250%
4/15/31
$
508,363
2,000
(b)
Dana
Inc
5.625%
6/15/28
1,906,200
4,200
(c)
Ford
Motor
Credit
Co
LLC
(SOFR
reference
rate
+
2.950%
spread)
7.526%
3/06/26
4,241,426
3,420
(b)
Ford
Motor
Credit
Co
LLC
6.800%
5/12/28
3,479,464
2,850
(b)
Goodyear
Tire
&
Rubber
Co/The
5.000%
7/15/29
2,600,193
2,850
Goodyear
Tire
&
Rubber
Co/The
5.625%
4/30/33
2,452,959
3,500
IHO
Verwaltungs
GmbH,
144A
,
(cash
4.750%,
PIK
5.500%)
4.750%
9/15/26
3,295,240
1,800
IHO
Verwaltungs
GmbH,
144A
,
(cash
6.375%,
PIK
7.125%)
6.375%
5/15/29
1,652,759
Total
Automobiles
&
Components
20,136,604
Capital
Goods
-
3.5%
3,508
Albion
Financing
1
SARL
/
Aggreko
Holdings
Inc,
144A
6.125%
10/15/26
3,424,510
1,600
Albion
Financing
2SARL,
144A
8.750%
4/15/27
1,521,904
500
Bombardier
Inc,
144A
7.875%
4/15/27
500,363
1,025
Brand
Industrial
Services
Inc,
144A
10.375%
8/01/30
1,062,751
3,000
(b)
GrafTech
Global
Enterprises
Inc,
144A
9.875%
12/15/28
2,355,000
1,800
Howmet
Aerospace
Inc
5.950%
2/01/37
1,769,473
3,000
Spirit
AeroSystems
Inc,
144A
9.750%
11/15/30
3,159,178
1,500
TransDigm
Inc,
144A
6.875%
12/15/30
1,501,875
925
TransDigm
Inc,
144A
7.125%
12/01/31
940,854
500
TransDigm
Inc
4.625%
1/15/29
451,090
1,800
United
Rentals
North
America
Inc
4.000%
7/15/30
1,603,904
Total
Capital
Goods
18,290,902
Commercial
&
Professional
Services
-
5.7%
1,800
ADT
Security
Corp/The,
144A
4.875%
7/15/32
1,577,376
5,270
Allied
Universal
Holdco
LLC
/
Allied
Universal
Finance
Corp,
144A
6.625%
7/15/26
5,120,771
1,800
ASGN
Inc,
144A
4.625%
5/15/28
1,675,044
1,500
Garda
World
Security
Corp,
144A
4.625%
2/15/27
1,426,237
1,350
Garda
World
Security
Corp,
144A
7.750%
2/15/28
1,362,940
1,110
GFL
Environmental
Inc,
144A
6.750%
1/15/31
1,119,713
2,920
Gtcr
W-2
Merger
Sub,
LLC,
144A
7.500%
1/15/31
2,974,750
2,440
MPH
Acquisition
Holdings
LLC,
144A
5.500%
9/01/28
2,119,750
2,500
MPH
Acquisition
Holdings
LLC,
144A
5.750%
11/01/28
1,935,800
7,175
Prime
Security
Services
Borrower
LLC
/
Prime
Finance
Inc,
144A
6.250%
1/15/28
6,889,915
1,500
Verscend
Escrow
Corp,
144A
9.750%
8/15/26
1,505,630
2,000
VT
Topco
Inc,
144A
8.500%
8/15/30
2,047,860
Total
Commercial
&
Professional
Services
29,755,786
Consumer
Discretionary
Distribution
&
Retail
-
3.7%
3,650
Asbury
Automotive
Group
Inc,
144A
5.000%
2/15/32
3,183,772
3,000
Avis
Budget
Car
Rental
LLC
/
Avis
Budget
Finance
Inc,
144A
8.000%
2/15/31
2,932,177
1,800
Bath
&
Body
Works
Inc
6.875%
11/01/35
1,702,987
5,000
Kohl's
Corp
4.625%
5/01/31
3,656,250
1,590
LCM
Investments
Holdings
II
LLC,
144A
4.875%
5/01/29
1,389,401
1,200
LCM
Investments
Holdings
II
LLC,
144A
8.250%
8/01/31
1,206,265
1,500
Macy's
Retail
Holdings
LLC,
144A
6.125%
3/15/32
1,345,208
2,000
Michaels
Cos
Inc/The,
144A
7.875%
5/01/29
1,136,960
1,500
(b)
Michaels
Cos
Inc/The,
144A
5.250%
5/01/28
1,094,895
2,083
Staples
Inc,
144A
7.500%
4/15/26
1,843,441
Total
Consumer
Discretionary
Distribution
&
Retail
19,491,356
Nuveen
High
Yield
Income
Fund
(continued)
Portfolio
of
Investments
November
30,
2023
(Unaudited)
20
Principal
Amount
(000)
Description
(a)
Coupon
Maturity
Value
Consumer
Services
-
6.1%
$
500
1011778
BC
ULC
/
New
Red
Finance
Inc,
144A
4.375%
1/15/28
$
464,048
1,800
1011778
BC
ULC
/
New
Red
Finance
Inc,
144A
3.500%
2/15/29
1,603,028
500
Caesars
Entertainment
Inc,
144A
8.125%
7/01/27
509,377
500
Carnival
Holdings
Bermuda
Ltd,
144A
10.375%
5/01/28
543,700
3,050
CDI
Escrow
Issuer
Inc,
144A
5.750%
4/01/30
2,863,628
3,209
(b)
Cinemark
USA
Inc,
144A
5.875%
3/15/26
3,113,340
500
Cinemark
USA
Inc,
144A
5.250%
7/15/28
450,050
500
Fertitta
Entertainment
LLC
/
Fertitta
Entertainment
Finance
Co
Inc,
144A
4.625%
1/15/29
444,225
1,800
Hilton
Domestic
Operating
Co
Inc,
144A
3.625%
2/15/32
1,511,719
2,000
Merlin
Entertainments
Ltd,
144A
5.750%
6/15/26
1,930,047
2,000
NCL
Corp
Ltd,
144A
5.875%
3/15/26
1,895,000
2,150
NCL
Corp
Ltd,
144A
8.125%
1/15/29
2,189,263
1,800
NCL
Corp
Ltd,
144A
8.375%
2/01/28
1,862,001
2,065
Raising
Cane's
Restaurants
LLC,
144A
9.375%
5/01/29
2,168,343
2,000
Royal
Caribbean
Cruises
Ltd,
144A
8.250%
1/15/29
2,091,770
940
Royal
Caribbean
Cruises
Ltd,
144A
7.250%
1/15/30
957,465
2,300
Royal
Caribbean
Cruises
Ltd,
144A
11.625%
8/15/27
2,494,463
2,735
Scientific
Games
International
Inc,
144A
7.500%
9/01/31
2,775,112
500
VOC
Escrow
Ltd,
144A
5.000%
2/15/28
466,605
1,800
Yum!
Brands
Inc
5.375%
4/01/32
1,703,373
Total
Consumer
Services
32,036,557
Consumer
Staples
Distribution
&
Retail
-
1.3%
2,785
Albertsons
Cos
Inc
/
Safeway
Inc
/
New
Albertsons
LP
/
Albertsons
LLC,
144A
6.500%
2/15/28
2,796,513
1,555
Albertsons
Cos
Inc
/
Safeway
Inc
/
New
Albertsons
LP
/
Albertsons
LLC,
144A
5.875%
2/15/28
1,534,111
1,190
US
Foods
Inc,
144A
7.250%
1/15/32
1,217,537
980
US
Foods
Inc,
144A
6.875%
9/15/28
993,602
Total
Consumer
Staples
Distribution
&
Retail
6,541,763
Energy
-
11.1%
1,835
Antero
Midstream
Partners
LP
/
Antero
Midstream
Finance
Corp,
144A
5.375%
6/15/29
1,718,373
2,060
Archrock
Partners
LP
/
Archrock
Partners
Finance
Corp,
144A
6.250%
4/01/28
2,011,075
2,000
Baytex
Energy
Corp,
144A
8.500%
4/30/30
2,045,220
2,000
BORR
IHC
LTD
/
BORR
FIN,
144A
10.000%
11/15/28
2,025,000
1,750
Callon
Petroleum
Co,
144A
8.000%
8/01/28
1,774,575
2,000
Citgo
Petroleum
Corp,
144A
8.375%
1/15/29
2,016,194
1,280
Civitas
Resources
Inc,
144A
8.625%
11/01/30
1,325,726
1,440
Civitas
Resources
Inc,
144A
8.375%
7/01/28
1,474,835
1,530
CNX
Midstream
Partners
LP,
144A
4.750%
4/15/30
1,332,211
1,800
DT
Midstream
Inc,
144A
4.375%
6/15/31
1,579,456
2,900
Energean
Israel
Finance
Ltd,
144A
,
Reg
S
5.875%
3/30/31
2,445,442
1,840
EQM
Midstream
Partners
LP,
144A
6.500%
7/01/27
1,842,928
2,525
Genesis
Energy
LP
/
Genesis
Energy
Finance
Corp
8.875%
4/15/30
2,567,159
1,908
Genesis
Energy
LP
/
Genesis
Energy
Finance
Corp
8.000%
1/15/27
1,909,752
2,930
Hilcorp
Energy
I
LP
/
Hilcorp
Finance
Co,
144A
6.000%
2/01/31
2,704,818
1,540
Nabors
Industries
Inc,
144A
9.125%
1/31/30
1,544,004
1,000
Parkland
Corp/Canada,
144A
4.625%
5/01/30
892,500
1,800
PBF
Holding
Co
LLC
/
PBF
Finance
Corp,
144A
7.875%
9/15/30
1,800,000
2,855
Permian
Resources
Operating
LLC,
144A
7.000%
1/15/32
2,862,817
3,130
Shelf
Drilling
Holdings
Ltd,
144A
9.625%
4/15/29
3,011,562
1,800
Southwestern
Energy
Co
4.750%
2/01/32
1,605,344
1,500
Transocean
Inc,
144A
11.500%
1/30/27
1,560,000
500
Transocean
Inc,
144A
8.750%
2/15/30
510,643
1,500
Transocean
Titan
Financing
Ltd,
144A
8.375%
2/01/28
1,530,000
21
Principal
Amount
(000)
Description
(a)
Coupon
Maturity
Value
Energy
(continued)
$
340
USA
Compression
Partners
LP
/
USA
Compression
Finance
Corp
6.875%
9/01/27
$
335,623
1,800
USA
Compression
Partners
LP
/
USA
Compression
Finance
Corp
6.875%
4/01/26
1,789,833
1,800
Venture
Global
Calcasieu
Pass
LLC,
144A
6.250%
1/15/30
1,766,461
1,985
Venture
Global
LNG
Inc,
144A
8.125%
6/01/28
1,968,062
5,790
Venture
Global
LNG
Inc,
144A
9.875%
2/01/32
5,933,836
1,800
Weatherford
International
Ltd,
144A
8.625%
4/30/30
1,861,060
Total
Energy
57,744,509
Equity
Real
Estate
Investment
Trusts
(Reits)
-
0.9%
2,000
GLP
Capital
LP
/
GLP
Financing
II
Inc
6.750%
12/01/33
2,019,532
1,815
Iron
Mountain
Information
Management
Services
Inc,
144A
5.000%
7/15/32
1,576,309
1,800
MPT
Operating
Partnership
LP
/
MPT
Finance
Corp
3.500%
3/15/31
1,109,575
Total
Equity
Real
Estate
Investment
Trusts
(Reits)
4,705,416
Equity
Real
Estate
Investment
Trusts
(REITs)
-
2.3%
1,800
CTR
Partnership
LP
/
CareTrust
Capital
Corp,
144A
3.875%
6/30/28
1,628,100
2,000
HAT
Holdings
I
LLC
/
HAT
Holdings
II
LLC,
144A
3.375%
6/15/26
1,810,457
4,110
Iron
Mountain
Inc,
144A
7.000%
2/15/29
4,142,642
2,250
(b)
MPT
Operating
Partnership
LP
/
MPT
Finance
Corp
5.000%
10/15/27
1,793,084
2,892
Uniti
Group
LP
/
Uniti
Group
Finance
Inc
/
CSL
Capital
LLC,
144A
10.500%
2/15/28
2,844,630
Total
Equity
Real
Estate
Investment
Trusts
(REITs)
12,218,913
Financial
Services
-
4.7%
3,075
Compass
Group
Diversified
Holdings
LLC,
144A
5.250%
4/15/29
2,808,541
500
Genesis
Energy
LP
/
Genesis
Energy
Finance
Corp
7.750%
2/01/28
493,876
3,000
Hunt
Cos
Inc,
144A
5.250%
4/15/29
2,574,446
4,625
(b)
Icahn
Enterprises
LP
/
Icahn
Enterprises
Finance
Corp
4.375%
2/01/29
3,791,921
3,000
Navient
Corp
4.875%
3/15/28
2,656,848
1,975
Navient
Corp
5.500%
3/15/29
1,726,541
1,800
NFP
Corp,
144A
6.875%
8/15/28
1,602,640
2,850
OneMain
Finance
Corp
4.000%
9/15/30
2,321,659
2,250
(b)
OneMain
Finance
Corp
7.125%
3/15/26
2,268,810
1,800
OneMain
Finance
Corp
3.875%
9/15/28
1,545,711
2,000
Rocket
Mortgage
LLC
/
Quicken
Loans
Co-Issuer
Inc,
144A
3.625%
3/01/29
1,756,666
1,000
Rocket
Mortgage
LLC
/
Quicken
Loans
Co-Issuer
Inc,
144A
2.875%
10/15/26
903,750
Total
Financial
Services
24,451,409
Food,
Beverage
&
Tobacco
-
1.6%
3,410
B&G
Foods
Inc,
144A
8.000%
9/15/28
3,485,033
500
Post
Holdings
Inc,
144A
5.500%
12/15/29
470,016
3,175
Primo
Water
Holdings
Inc,
144A
4.375%
4/30/29
2,817,030
1,500
Triton
Water
Holdings
Inc,
144A
6.250%
4/01/29
1,284,375
Total
Food,
Beverage
&
Tobacco
8,056,454
Health
Care
Equipment
&
Services
-
5.9%
3,000
CHS/Community
Health
Systems
Inc,
144A
5.625%
3/15/27
2,676,776
2,500
CHS/Community
Health
Systems
Inc,
144A
4.750%
2/15/31
1,834,200
2,025
CHS/Community
Health
Systems
Inc,
144A
5.250%
5/15/30
1,593,704
4,500
DaVita
Inc,
144A
4.625%
6/01/30
3,803,467
500
DaVita
Inc,
144A
3.750%
2/15/31
391,420
3,000
Global
Medical
Response
Inc,
144A
6.500%
10/01/25
2,220,000
920
(b)
Heartland
Dental
LLC
/
Heartland
Dental
Finance
Corp,
144A
8.500%
5/01/26
869,142
2,555
Heartland
Dental,
LLC
10.500%
4/30/28
2,593,325
1,800
IQVIA
Inc,
144A
6.500%
5/15/30
1,815,210
3,000
LifePoint
Health
Inc,
144A
9.875%
8/15/30
2,917,350
Nuveen
High
Yield
Income
Fund
(continued)
Portfolio
of
Investments
November
30,
2023
(Unaudited)
22
Principal
Amount
(000)
Description
(a)
Coupon
Maturity
Value
Health
Care
Equipment
&
Services
(continued)
$
1,745
LifePoint
Health
Inc,
144A
11.000%
10/15/30
$
1,749,653
2,400
Star
Parent
Inc,
144A
9.000%
10/01/30
2,492,542
5,300
Tenet
Healthcare
Corp,
144A
6.750%
5/15/31
5,305,951
500
Tenet
Healthcare
Corp
6.125%
10/01/28
484,750
Total
Health
Care
Equipment
&
Services
30,747,490
Household
&
Personal
Products
-
0.7%
3,850
(b)
Kronos
Acquisition
Holdings
Inc
/
KIK
Custom
Products
Inc,
144A
7.000%
12/31/27
3,564,446
Total
Household
&
Personal
Products
3,564,446
Insurance
-
0.9%
2,000
Acrisure
LLC
/
Acrisure
Finance
Inc,
144A
7.000%
11/15/25
1,974,797
2,402
Alliant
Holdings
Intermediate
LLC
/
Alliant
Holdings
Co-
Issuer,
144A
6.750%
4/15/28
2,399,751
500
HUB
International
Ltd,
144A
7.250%
6/15/30
511,030
Total
Insurance
4,885,578
Materials
-
9.3%
1,800
(b)
Ardagh
Metal
Packaging
Finance
USA
LLC
/
Ardagh
Metal
Packaging
Finance
PLC,
144A
4.000%
9/01/29
1,430,390
2,000
Ardagh
Metal
Packaging
Finance
USA
LLC
/
Ardagh
Metal
Packaging
Finance
PLC,
144A
3.250%
9/01/28
1,720,161
3,490
Arsenal
AIC
Parent
LLC,
144A
8.000%
10/01/30
3,560,879
1,800
Avient
Corp,
144A
7.125%
8/01/30
1,810,411
1,800
Axalta
Coating
Systems
LLC,
144A
3.375%
2/15/29
1,568,218
1,800
Ball
Corp
6.000%
6/15/29
1,796,094
1,000
Celanese
US
Holdings
LLC
6.330%
7/15/29
1,018,460
3,509
Cleveland-Cliffs
Inc,
144A
6.750%
4/15/30
3,413,658
1,800
Clydesdale
Acquisition
Holdings
Inc,
144A
8.750%
4/15/30
1,615,202
1,800
Clydesdale
Acquisition
Holdings
Inc,
144A
6.625%
4/15/29
1,732,001
2,000
FMG
Resources
August
2006
Pty
Ltd,
144A
5.875%
4/15/30
1,922,800
1,800
Gates
Global
LLC
/
Gates
Corp,
144A
6.250%
1/15/26
1,780,452
1,800
Herens
Holdco
Sarl,
144A
4.750%
5/15/28
1,396,076
3,462
INEOS
Quattro
Finance
2
Plc,
144A
9.625%
3/15/29
3,574,232
2,500
Mauser
Packaging
Solutions
Holding
Co,
144A
7.875%
8/15/26
2,483,454
2,170
Mineral
Resources
Ltd,
144A
8.500%
5/01/30
2,193,783
2,975
Mineral
Resources
Ltd,
144A
9.250%
10/01/28
3,076,745
2,000
NOVA
Chemicals
Corp,
144A
8.500%
11/15/28
2,066,000
500
Olympus
Water
US
Holding
Corp,
144A
9.750%
11/15/28
514,277
2,200
Pactiv
Evergreen
Group
Issuer
Inc/Pactiv
Evergreen
Group
Issuer
LLC,
144A
4.375%
9/30/28
1,999,250
930
Sealed
Air
Corp/Sealed
Air
Corp
US,
144A
7.250%
2/15/31
952,041
750
Summit
Materials
Finance
Corp
,
(WI/DD)
7.250%
1/15/31
755,058
3,145
SunCoke
Energy
Inc,
144A
4.875%
6/30/29
2,705,158
4,195
Tronox
Inc,
144A
4.625%
3/15/29
3,566,841
Total
Materials
48,651,641
Media
&
Entertainment
-
9.6%
500
Altice
Financing
SA,
144A
5.750%
8/15/29
411,041
1,500
Altice
Financing
SA,
144A
5.000%
1/15/28
1,284,382
1,750
Cablevision
Lightpath
LLC,
144A
5.625%
9/15/28
1,308,335
5,000
CCO
Holdings
LLC
/
CCO
Holdings
Capital
Corp,
144A
5.000%
2/01/28
4,685,393
2,750
CCO
Holdings
LLC
/
CCO
Holdings
Capital
Corp,
144A
6.375%
9/01/29
2,653,284
2,642
CCO
Holdings
LLC
/
CCO
Holdings
Capital
Corp,
144A
7.375%
3/03/31
2,643,255
1,800
CCO
Holdings
LLC
/
CCO
Holdings
Capital
Corp,
144A
4.250%
2/01/31
1,501,557
3,000
CSC
Holdings
LLC,
144A
5.500%
4/15/27
2,652,280
1,750
CSC
Holdings
LLC,
144A
6.500%
2/01/29
1,480,115
1,800
CSC
Holdings
LLC
5.250%
6/01/24
1,714,683
23
Principal
Amount
(000)
Description
(a)
Coupon
Maturity
Value
Media
&
Entertainment
(continued)
$
1,750
CSC
Holdings
LLC,
144A
4.500%
11/15/31
$
1,238,441
6,300
DISH
Network
Corp,
144A
11.750%
11/15/27
6,253,553
1,500
Getty
Images
Inc,
144A
9.750%
3/01/27
1,501,802
2,000
LCPR
Senior
Secured
Financing
DAC,
144A
6.750%
10/15/27
1,880,650
2,113
LCPR
Senior
Secured
Financing
DAC,
144A
5.125%
7/15/29
1,773,728
2,000
Outfront
Media
Capital
LLC
/
Outfront
Media
Capital
Corp,
144A
7.375%
2/15/31
2,051,000
1,850
Sirius
XM
Radio
Inc,
144A
4.000%
7/15/28
1,652,959
2,340
Univision
Communications
Inc,
144A
4.500%
5/01/29
2,053,172
1,640
UPC
Broadband
Finco
BV,
144A
4.875%
7/15/31
1,383,750
2,450
UPC
Holding
BV,
144A
5.500%
1/15/28
2,224,723
2,113
Virgin
Media
Secured
Finance
PLC,
144A
5.500%
5/15/29
1,988,447
5,220
VZ
Secured
Financing
BV,
144A
5.000%
1/15/32
4,281,265
1,500
Ziggo
Bond
Co
BV,
144A
6.000%
1/15/27
1,428,919
Total
Media
&
Entertainment
50,046,734
Pharmaceuticals,
Biotechnology
&
Life
Sciences
-
0.1%
300
Emergent
BioSolutions
Inc,
144A
3.875%
8/15/28
118,124
500
Organon
&
Co
/
Organon
Foreign
Debt
Co-Issuer
BV,
144A
5.125%
4/30/31
393,392
Total
Pharmaceuticals,
Biotechnology
&
Life
Sciences
511,516
Real
Estate
Management
&
Development
-
0.3%
1,522
Anywhere
Real
Estate
Group
LLC
/
Anywhere
Co-Issuer
Corp,
144A
7.000%
4/15/30
1,314,973
Total
Real
Estate
Management
&
Development
1,314,973
Software
&
Services
-
1.0%
2,000
Ahead
DB
Holdings
LLC,
144A
6.625%
5/01/28
1,716,580
2,500
Condor
Merger
Sub
Inc,
144A
7.375%
2/15/30
2,159,623
1,800
Open
Text
Holdings
Inc,
144A
4.125%
12/01/31
1,537,330
Total
Software
&
Services
5,413,533
Technology
Hardware
&
Equipment
-
1.5%
1,800
Commscope
Inc,
144A
8.250%
3/01/27
895,500
1,800
(b)
CommScope
Technologies
LLC,
144A
6.000%
6/15/25
1,413,000
2,350
Imola
Merger
Corp,
144A
4.750%
5/15/29
2,135,184
1,765
NCR
Atleos
Escrow
Corp,
144A
9.500%
4/01/29
1,822,698
1,800
Sensata
Technologies
BV,
144A
4.000%
4/15/29
1,615,529
Total
Technology
Hardware
&
Equipment
7,881,911
Telecommunication
Services
-
2.6%
2,000
Altice
France
SA/France,
144A
8.125%
2/01/27
1,720,341
1,800
Altice
France
SA/France,
144A
5.500%
1/15/28
1,377,286
1,750
Cablevision
Lightpath
LLC,
144A
3.875%
9/15/27
1,482,855
500
Frontier
Communications
Holdings
LLC,
144A
6.750%
5/01/29
423,430
2,500
Iliad
Holding
SASU,
144A
7.000%
10/15/28
2,398,996
3,000
Level
3
Financing
Inc,
144A
3.400%
3/01/27
2,835,000
3,750
Virgin
Media
Finance
PLC,
144A
5.000%
7/15/30
3,131,355
Total
Telecommunication
Services
13,369,263
Transportation
-
3.9%
4,000
Allegiant
Travel
Co,
144A
7.250%
8/15/27
3,800,000
1,945
(b)
American
Airlines
Inc,
144A
7.250%
2/15/28
1,920,969
1,800
American
Airlines
Inc
,
(WI/DD)
8.500%
5/15/29
1,856,777
3,000
American
Airlines
Inc/AAdvantage
Loyalty
IP
Ltd,
144A
5.750%
4/20/29
2,874,118
2,867
(b)
Cargo
Aircraft
Management
Inc,
144A
4.750%
2/01/28
2,518,344
2,000
Forward
Air
Corp,
144A
9.500%
10/15/31
1,899,698
3,050
United
Airlines
Inc,
144A
4.625%
4/15/29
2,722,764
Nuveen
High
Yield
Income
Fund
(continued)
Portfolio
of
Investments
November
30,
2023
(Unaudited)
24
Principal
Amount
(000)
Description
(a)
Coupon
Maturity
Value
Transportation
(continued)
$
2,500
XPO
Inc,
144A
7.125%
6/01/31
$
2,526,940
Total
Transportation
20,119,610
Utilities
-
2.4%
500
AmeriGas
Partners
LP
/
AmeriGas
Finance
Corp
5.750%
5/20/27
477,549
1,800
Calpine
Corp,
144A
3.750%
3/01/31
1,542,338
3,042
Ferrellgas
LP
/
Ferrellgas
Finance
Corp,
144A
5.875%
4/01/29
2,800,061
2,425
Ferrellgas
LP
/
Ferrellgas
Finance
Corp,
144A
5.375%
4/01/26
2,316,805
3,750
Talen
Energy
Supply
LLC,
144A
8.625%
6/01/30
3,928,579
1,800
TerraForm
Power
Operating
LLC,
144A
4.750%
1/15/30
1,620,000
Total
Utilities
12,685,332
Total
Corporate
Bonds
(cost
$437,433,041)
432,621,696
Principal
Amount
(000)
Description
(a)
Coupon
(d)
Reference
Rate
(d)
Spread
(d)
Maturity
(e)
Value
X
–
VARIABLE
RATE
SENIOR
LOAN
INTERESTS
-
9
.9
%
(d)
X
51,537,302
Automobiles
&
Components
-
0.3%
$
1,800
Clarios
Global
LP,
Term
Loan
9.098%
SOFR30A
3.750%
4/20/30
$
1,805,175
Total
Automobiles
&
Components
1,805,175
Capital
Goods
-
1.8%
2,250
Chart
Industries,
Inc.,
Term
Loan
8.670%
SOFR30A
3.250%
3/17/30
2,249,066
1,799
Emrld
Borrower
LP,
Term
Loan
B
8.348%
SOFR30A
3.000%
5/04/30
1,802,113
2,985
TransDigm,
Inc.,
Term
Loan
I
8.640%
SOFR90A
3.250%
8/24/28
2,989,821
2,430
Windsor
Holdings
III,
LLC,
Term
Loan
B
9.820%
SOFR30A
4.500%
8/01/30
2,440,291
Total
Capital
Goods
9,481,291
Commercial
&
Professional
Services
-
0.4%
2,130
Verscend
Holding
Corp.,
Term
Loan
B
9.439%
SOFR30A
4.000%
8/27/25
2,135,017
Total
Commercial
&
Professional
Services
2,135,017
Consumer
Services
-
0.7%
172
24
Hour
Fitness
Worldwide,
Inc.,
Exit
Term
Loan
19.651%
SOFR90A
14.000%
9/29/26
90,470
403
24
Hour
Fitness
Worldwide,
Inc.,
Term
Loan
10.652%
SOFR90A
5.000%
12/29/25
157,620
3,192
Carnival
Corporation,
Term
Loan
B
8.321%
SOFR30A
3.000%
8/08/27
3,180,030
Total
Consumer
Services
3,428,120
Financial
Services
-
0.8%
2,500
Gtcr
W
Merger
Sub,
Term
Loan
,
(WI/DD)
TBD
TBD
TBD
TBD
2,500,313
1,736
NFP
Corp.,
Term
Loan
8.713%
SOFR30A
3.250%
2/13/27
1,732,367
Total
Financial
Services
4,232,680
Food,
Beverage
&
Tobacco
-
0.3%
1,641
Triton
Water
Holdings,
Inc,
Term
Loan
8.902%
SOFR90A
3.250%
3/31/28
1,616,153
Total
Food,
Beverage
&
Tobacco
1,616,153
25
Principal
Amount
(000)
Description
(a)
Coupon
(d)
Reference
Rate
(d)
Spread
(d)
Maturity
(e)
Value
Health
Care
Equipment
&
Services
-
0.3%
$
1,800
Select
Medical
Corporation,
Term
Loan
B1
,
(WI/DD)
TBD
TBD
TBD
TBD
$
1,802,808
Total
Health
Care
Equipment
&
Services
1,802,808
Insurance
-
1.3%
2,233
Acrisure,
LLC,
Term
Loan
B,
First
Lien
9.900%
3-Month
LIBOR
4.250%
2/15/27
2,234,808
2,643
Broadstreet
Partners,
Inc.,
Term
Loan
B3
,
(WI/DD)
TBD
TBD
TBD
TBD
2,647,855
1,800
USI,
Inc.,
Term
Loan
,
(WI/DD)
TBD
TBD
TBD
TBD
1,800,450
Total
Insurance
6,683,113
Media
&
Entertainment
-
0.8%
1,278
DirecTV
Financing,
LLC,
Term
Loan
10.556%
SOFR30A
+
SOFR90A
5.000%
8/02/27
1,259,400
978
Getty
Images,
Inc.,
Term
Loan
B
9.990%
SOFR90A
4.500%
2/19/26
983,096
2,000
Virgin
Media
Bristol
LLC,
Term
Loan
Q
,
(WI/DD)
TBD
TBD
TBD
TBD
1,985,420
Total
Media
&
Entertainment
4,227,916
Pharmaceuticals,
Biotechnology
&
Life
Sciences
-
1.2%
3,580
Jazz
Financing
Lux
S.a.r.l.,
Term
Loan
8.963%
SOFR30A
3.500%
5/05/28
3,589,880
2,500
Organon
&
Co,
Term
Loan
8.436%
SOFR30A
3.000%
6/02/28
2,499,687
Total
Pharmaceuticals,
Biotechnology
&
Life
Sciences
6,089,567
Software
&
Services
-
0.7%
–
McAfee,
LLC,
Term
Loan
B
9.170%
SOFR30A
3.750%
2/03/29
0
3,401
Open
Text
Corporation,
Term
Loan
B
8.198%
SOFR30A
2.750%
1/31/30
3,409,455
Total
Software
&
Services
3,409,455
Telecommunication
Services
-
0.9%
4,718
Frontier
Communications
Corp.,
Term
Loan
B
9.213%
SOFR30A
3.750%
10/08/27
4,639,306
Total
Telecommunication
Services
4,639,306
Transportation
-
0.4%
1,985
Air
Canada,
Term
Loan
B
9.139%
TSFR3M
3.500%
8/11/28
1,986,701
Total
Transportation
1,986,701
Total
Variable
Rate
Senior
Loan
Interests
(cost
$51,451,522)
51,537,302
Principal
Amount
(000)
Description
(a)
Coupon
Maturity
Value
X
–
$1,000
PAR
(OR
SIMILAR)
INSTITUTIONAL
PREFERRED
-
1
.6
%
X
8,573,253
Energy
-
0.4%
$
2,600
Energy
Transfer
LP
6.500%
N/A
(f)
$
2,434,617
Total
Energy
2,434,617
Financial
Services
-
0.7%
3,892
Ally
Financial
Inc
6.700%
2/14/33
3,618,672
Total
Financial
Services
3,618,672
Nuveen
High
Yield
Income
Fund
(continued)
Portfolio
of
Investments
November
30,
2023
(Unaudited)
26
Principal
Amount
(000)
Description
(a)
Coupon
Maturity
Value
Utilities
-
0.5%
$
2,725
Edison
International
5.375%
N/A
(f)
$
2,519,964
Total
Utilities
2,519,964
Total
$1,000
Par
(or
similar)
Institutional
Preferred
(cost
$9,098,851)
8,573,253
Shares
Description
(a)
Value
X
–
EXCHANGE-TRADED
FUNDS
-
1
.0
%
X
5,390,541
100,000
Invesco
Senior
Loan
ETF
$
2,090,000
133,140
(b),(g)
SPDR
Bloomberg
Short
Term
High
Yield
Bond
ETF
3,300,541
Total
Exchange-Traded
Funds
(cost
$5,367,113)
5,390,541
Shares
Description
(a)
Value
–
COMMON
STOCKS
-
0
.6
%
X
3,111,436
Consumer
Services
-
0.0%
182,331
(g)
24
Hour
Fitness
Worldwide
Inc
$
1,459
86,730
(g)
24
Hour
Fitness
Worldwide
Inc
867
Total
Consumer
Services
2,326
Semiconductors
&
Semiconductor
Equipment
-
0.0%
607
(g)
Bright
Bidco
BV
230
Total
Semiconductors
&
Semiconductor
Equipment
230
Utilities
-
0.6%
38,861
(g),(h)
Energy
Harbor
Corp
3,108,880
Total
Utilities
3,108,880
Total
Common
Stocks
(cost
$2,658,957)
3,111,436
Shares
Description
(a)
Value
–
WARRANTS
-
0
.5
%
X
2,575,648
Energy
-
0.5%
13,860
Quarternorth
Energy
Holding
Inc
$
1,857,240
18,918
Quarternorth
Energy
Holding
Inc
378,360
36,435
Quarternorth
Energy
Holding
Inc
340,048
Total
Energy
2,575,648
Total
Warrants
(cost
$361,195)
2,575,648
Total
Long-Term
Investments
(cost
$506,370,679)
503,809,876
Shares
Description
(a)
Coupon
Value
INVESTMENTS
PURCHASED
WITH
COLLATERAL
FROM
SECURITIES
LENDING
-
3.8%
X
–
19,754,697
(i)
State
Street
Navigator
Securities
Lending
Government
Money
Market
Portfolio
5.370%(j)
$
19,754,697
Total
Investments
Purchased
with
Collateral
from
Securities
Lending
(cost
$19,754,697)
19,754,697
Shares
Description
(a)
Coupon
Value
SHORT-TERM
INVESTMENTS
-
2.9%
27
Part
F
of
Form
N-PORT
was
prepared
in
accordance
with
U.S.
generally
accepted
accounting
principles
(“U.S.
GAAP”)
and
in
conformity
with
the
applicable
rules
and
regulations
of
the
U.S.
Securities
and
Exchange
Commission
(“SEC”)
related
to
interim
filings.
Part
F
of
Form
N-PORT
does
not
include
all
information
and
footnotes
required
by
U.S.
GAAP
for
complete
financial
statements.
Certain
footnote
disclosures
normally
included
in
financial
statements
prepared
in
accordance
with
U.S.
GAAP
have
been
condensed
or
omitted
from
this
report
pursuant
to
the
rules
of
the
SEC.
For
a
full
set
of
the
Fund’s
notes
to
financial
statements,
please
refer
to
the
Fund’s
most
recently
filed
annual
or
semi-annual
report.
Fair
Value
Measurements
The
Fund’s
investments
in
securities
are
recorded
at
their
estimated
fair
value
utilizing
valuation
methods
approved
by
the
Board
of
Directors/
Trustees.
Fair
value
is
defined
as
the
price
that
would
be
received
upon
selling
an
investment
or
transferring
a
liability
in
an
orderly
transaction
to
an
independent
buyer
in
the
principal
or
most
advantageous
market
for
the
investment.
U.S.
GAAP
establishes
the
three-tier
hierarchy
which
is
used
to
maximize
the
use
of
observable
market
data
and
minimize
the
use
of
unobservable
inputs
and
to
establish
classification
of
fair
value
measurements
for
disclosure
purposes.
Observable
inputs
reflect
the
assumptions
market
participants
would
use
in
pricing
the
asset
or
liability.
Observable
inputs
are
based
on
market
data
obtained
from
sources
independent
of
the
reporting
entity.
Unobservable
inputs
reflect
management’s
assumptions
about
the
assumptions
market
participants
would
use
in
pricing
the
asset
or
liability.
Unobservable
inputs
are
based
on
the
best
information
available
in
the
circumstances.
The
following
is
a
summary
of
the
three-tiered
hierarchy
of
valuation
input
levels.
Level
1
–
Inputs
are
unadjusted
and
prices
are
determined
using
quoted
prices
in
active
markets
for
identical
securities.
Level
2
–
Prices
are
determined
using
other
significant
observable
inputs
(including
quoted
prices
for
similar
securities,
interest
rates,
credit
spreads,
etc.).
Level
3
–
Prices
are
determined
using
significant
unobservable
inputs
(including
management’s
assumptions
in
determining
the
fair
value
of
investments).
The
following
table
summarizes
the
market
value
of
the
Fund's
investments
as
of
the
end
of
the
reporting
period,
based
on
the
inputs
used
to
value
them:
Shares
Description
(a)
Coupon
Value
X
–
INVESTMENT
COMPANIES
-
2
.9
%
X
15,033,755
15,033,755
BlackRock
Liquidity
Funds
T-Fund
5.242%(k)
$
15,033,755
Total
Investment
Companies
(cost
$15,033,755)
15,033,755
Total
Short-Term
Investments
(cost
$15,033,755)
15,033,755
Total
Investments
(cost
$
541,159,131
)
-
103
.3
%
538,598,328
Other
Assets
&
Liabilities,
Net
- (3.3)%
(
17,240,819
)
Net
Assets
-
100%
$
521,357,509
Level
1
Level
2
Level
3
Total
Long-Term
Investments:
Corporate
Bonds
$
–
$
432,621,696
$
–
$
432,621,696
Variable
Rate
Senior
Loan
Interests
–
51,537,302
–
51,537,302
$1,000
Par
(or
similar)
Institutional
Preferred
–
8,573,253
–
8,573,253
Exchange-Traded
Funds
5,390,541
–
–
5,390,541
Common
Stocks
–
3,111,436
–
3,111,436
Warrants
–
2,575,648
–
2,575,648
Investments
Purchased
with
Collateral
from
Securities
Lending
19,754,697
–
–
19,754,697
Short-Term
Investments:
Investment
Companies
15,033,755
–
–
15,033,755
Total
$
40,178,993
$
498,419,335
$
–
$
538,598,328
For
Fund
portfolio
compliance
purposes,
the
Fund’s
industry
classifications
refer
to
any
one
or
more
of
the
industry
sub-classifications
used
by
one
or
more
widely
recognized
market
indexes
or
ratings
group
indexes,
and/or
as
defined
by
Fund
management.
This
definition
may
not
apply
for
purposes
of
this
report,
which
may
combine
industry
sub-classifications
into
sectors
for
reporting
ease.
(a)
All
percentages
shown
in
the
Portfolio
of
Investments
are
based
on
net
assets.
(b)
Investment,
or
a
portion
of
investment,
is
out
on
loan
for
securities
lending.
The
total
value
of
the
securities
out
on
loan
as
of
the
end
of
the
reporting
period
was
$18,977,666.
(c)
Variable
rate
security.
The
rate
shown
is
the
coupon
as
of
the
end
of
the
reporting
period.
Nuveen
High
Yield
Income
Fund
(continued)
Portfolio
of
Investments
November
30,
2023
(Unaudited)
28
(d)
Senior
loans
generally
pay
interest
at
rates
which
are
periodically
adjusted
by
reference
to
a
base
short-term,
floating
lending
rate
(Reference
Rate)
plus
an
assigned
fixed
rate
(Spread).
These
floating
lending
rates
are
generally
(i)
the
lending
rate
referenced
by
the
London
Inter-Bank
Offered
Rate
("LIBOR"),
or
(ii)
the
prime
rate
offered
by
one
or
more
major
United
States
banks.
Senior
loans
may
be
considered
restricted
in
that
the
Fund
ordinarily
is
contractually
obligated
to
receive
approval
from
the
agent
bank
and/or
borrower
prior
to
the
disposition
of
a
senior
loan.
The
rate
shown
is
the
coupon
as
of
the
end
of
the
reporting
period.
(e)
Senior
loans
generally
are
subject
to
mandatory
and/or
optional
prepayment.
Because
of
these
mandatory
prepayment
conditions
and
because
there
may
be
significant
economic
incentives
for
a
borrower
to
prepay,
prepayments
of
senior
loans
may
occur.
As
a
result,
the
actual
remaining
maturity
of
senior
loans
held
may
be
substantially
less
than
the
stated
maturities
shown.
(f)
Perpetual
security.
Maturity
date
is
not
applicable.
(g)
Non-income
producing;
issuer
has
not
declared
an
ex-dividend
date
within
the
past
twelve
months.
(h)
Energy
Harbor
Corp
(ENGH)
common
stock
received
as
part
of
the
bankruptcy
settlements
during
February
2020
for
Bruce
Mansfield
Unit
1
2007
Pass-Through
Trust.
Various
funds
and
accounts
managed
by
Nuveen,
including
the
Fund,
collectively
are
a
substantial
minority
holder
of
ENGH’s
outstanding
shares
of
common
stock,
and
possess
certain
other
rights
with
respect
to
the
corporate
governance
of
ENGH.
Due
to
these
facts,
under
the
federal
securities
laws,
the
securities
of
ENGH
held
by
Nuveen
funds
and
accounts,
including
the
Fund,
cannot
be
sold
except
under
limited
conditions
(which
are
not currently
satisfied).
The
Fund
is
therefore
unable
to
sell
such
shares
in
ordinary
secondary
market
transactions
at
this
time.
On
March
6,
2023
Vistra
Corp.
(“Vistra”)
announced
that
it
has
executed
a
definitive
agreement
with
Energy
Harbor
Corp.,
pursuant
to
which
Energy
Harbor
will
merge
with
and
into
a
newly-formed
subsidiary
of
Vistra. In
connection
with
the
transaction,
Nuveen
funds
and
accounts
expect
to
receive
a
combination
of
cash
and
shares
in
a
newly
formed
entity.
Nuveen
expects
these
shares
to
be
issued
in
a
private
transaction
and
may
have
reduced
secondary
market
liquidity. The
transaction
is
subject
to
certain
regulatory
approvals
and
there
can
be
no
assurance
that
the
transaction
will
close.
(i)
The
Fund
may
loan
securities
representing
up
to
one
third
of
the
value
of
its
total
assets
(which
includes
collateral
for
securities
on
loan)
to
broker
dealers,
banks,
and
other
institutions.
The
collateral
maintained
by
the
Fund
shall
have
a
value,
at
the
inception
of
each
loan,
equal
to
not
less
than
100%
of
the
value
of
the
loaned
securities.
The
cash
collateral
received
by
the
Fund
is
invested
in
this
money
market
fund.
(j)
The
rate
shown
is
the
one-day
yield
as
of
the
end
of
the
reporting
period.
(k)
The
rate
shown
is
the
annualized
seven-day
subsidized
yield
as
of
end
of
the
reporting
period.
144A
Investment
is
exempt
from
registration
under
Rule
144A
of
the
Securities
Act
of
1933,
as
amended.
These
investments
may
only
be
resold
in
transactions
exempt
from
registration,
which
are
normally
those
transactions
with
qualified
institutional
buyers.
CME
Chicago
Mercantile
Exchange
ETF
Exchange-Traded
Fund
LIBOR
London
Inter-Bank
Offered
Rate
PIK
Payment-in-kind
(“PIK”)
security. Depending
on
the
terms
of
the
security,
income
may
be
received
in
the
form
of
cash,
securities,
or
a
combination
of
both. The
PIK
rate
shown,
where
applicable,
represents
the
annualized
rate
of
the
last
PIK
payment
made
by
the
issuer
as
of
the
end
of
the
reporting
period.
Reg
S
Regulation
S
allows
U.S.
companies
to
sell
securities
to
persons
or
entities
located
outside
of
the
United
States
without
registering
those
securities
with
the
Securities
and
Exchange
Commission.
Specifically,
Regulation
S
provides
a
safe
harbor
from
the
registration
requirements
of
the
Securities
Act
for
the
offers
and
sales
of
securities
by
both
foreign
and
domestic
issuers
that
are
made
outside
the
United
States.
REIT
Real
Estate
Investment
Trust
SOFR
30A
30
Day
Average
Secured
Overnight
Financing
Rate
SOFR
90A
90
Day
Average
Secured
Overnight
Financing
Rate
SPDR
Standard
&
Poor's
Depositary
Receipt
TBD
Senior
loan
purchased
on
a
when-issued
or
delayed-delivery
basis.
Certain
details
associated
with
this
purchase
are
not
known
prior
to
the
settlement
date
of
the
transaction.
In
addition,
senior
loans
typically
trade
without
accrued
interest
and
therefore
a
coupon
rate
is
not
available
prior
to
settlement.
At
settlement,
if
still
unknown,
the
borrower
or
counterparty
will
provide
the
Fund
with
the
final
coupon
rate
and
maturity
date.
TSFR
1M
CME
Term
SOFR
1
Month
TSFR
3M
CME
Term
SOFR
3
Month
WI/DD
When-issued
or
delayed
delivery
security.