UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
(Amendment No. 1)
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): January 3, 2006
CAPITAL BANK CORPORATION
(Exact name of registrant as specified in its charter)
North Carolina | 000-30062 | 56-2101930 | ||
(State or other jurisdiction of incorporation) | (Commission File Number) | (I.R.S. Employer Identification Number) |
4901 Glenwood Ave.
Raleigh, North Carolina 27612
(Address of principal executive offices)
(919) 645-6400
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
On January 9, 2006, Capital Bank Corporation (the “Company”) filed a Current Report on Form 8-K (the “Original Form 8-K”) reporting the consummation of its acquisition of 1st State Bancorp, Inc. (“1st State Bancorp”). The Company indicated in such report that it would file certain financial information by amendment, as permitted under Item 9.01 of Form 8-K. The purpose of this amendment is to include the audited financial statements for 1st State Bancorp for the periods specified in Rule 3-05(b) required to be furnished under Item 9.01(a).
Item 9.01 Financial Statements and Exhibits.
(a) | Financial statements of business acquired. |
The following audited consolidated financial statements for 1st State Bancorp were previously filed, within the meaning of Rule 12b-2 promulgated under the Securities Exchange Act of 1934, as amended, in 1st State Bancorp’s Annual Report on Form 10-K, filed with the Securities and Exchange Commission on December 29, 2005, and are filed as Exhibit 99.2 to this Current Report on Form 8-K/A and incorporated into this Item 9.01(a) by reference:
Report of KPMG LLP, Independent Registered Public Accounting Firm
Report of McGladrey & Pullen, LLP, Independent Registered Public Accounting Firm
Consolidated Balance Sheets as of September 30, 2005 and 2004
Consolidated Statements of Income for the Years Ended September 30, 2005, 2004 and 2003
Consolidated Statements of Stockholders’ Equity and Comprehensive Income for the Years Ended September 30, 2005, 2004 and 2003
Consolidated Statements of Cash Flows for the Years Ended September 30, 2005, 2004 and 2003
Notes to Consolidated Financial Statements.
The interim financial information for the quarter ended December 31, 2005 required to be furnished under this Item 9.01(a) is not included in this Current Report on Form 8-K/A. Such financial information will be furnished by amendment to the Original Form 8-K no later than 71 calendar days after the date the Original Form 8-K was required to be filed.
(b) | Pro forma financial information. |
The pro forma financial information required to be furnished under this Item 9.01(b) is not included in this Current Report on Form 8-K/A. The pro forma financial information will be furnished by amendment to the Original Form 8-K no later than 71 calendar days after the date the Original Form 8-K was required to be filed.
(d) | Exhibits |
The following exhibits are being filed herewith:
Exhibit No. | Description | |
Exhibit 2.1 | Merger Agreement, dated June 29, 2005, by and among Capital Bank Corporation and 1st State Bancorp, Inc. (incorporated by reference to Exhibit 2.1 to Capital Bank Corporation’s Current Report on Form 8-K filed with the Securities and Exchange Commission on June 29, 2005) | |
Exhibit 2.2 | List of Schedules Omitted from Merger Agreement included as Exhibit 2.1 above (incorporated by reference to Exhibit 2.2 to Capital Bank Corporation’s Current Report on Form 8-K filed with the Securities and Exchange Commission on June 29, 2005) | |
Exhibit 10.1 | Employment Agreement, dated January 3, 2006, between Capital Bank and A. Christine Baker (incorporated by reference to Exhibit 10.1 to Capital Bank Corporation’s Current Report on Form 8-K filed with the Securities and Exchange Commission on January 9, 2006) | |
Exhibit 23.1 | Consent of McGladrey & Pullen, LLP | |
Exhibit 23.2 | Consent of KPMG LLP |
Exhibit No. | Description | |
Exhibit 99.1 | Press Release of Capital Bank Corporation dated January 3, 2006 (incorporated by reference to Exhibit 99.1 to Capital Bank Corporation’s Current Report on Form 8-K filed with the Securities and Exchange Commission on January 9, 2006) | |
Exhibit 99.2 | Financial Statements of Business Acquired for the years ended September 30, 2005, 2004 and 2003, as described in Item 9.01(a) above |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
CAPITAL BANK CORPORATION | ||
By: | /s/ B. Grant Yarber | |
B. Grant Yarber Chief Executive Officer |
Date: January 10, 2006
EXHIBIT INDEX
Exhibit No. | Description | |
Exhibit 2.1 | Merger Agreement, dated June 29, 2005, by and among Capital Bank Corporation and 1st State Bancorp, Inc. (incorporated by reference to Exhibit 2.1 to Capital Bank Corporation’s Current Report on Form 8-K filed with the Securities and Exchange Commission on June 29, 2005) | |
Exhibit 2.2 | List of Schedules Omitted from Merger Agreement included as Exhibit 2.1 above (incorporated by reference to Exhibit 2.2 to Capital Bank Corporation’s Current Report on Form 8-K filed with the Securities and Exchange Commission on June 29, 2005) | |
Exhibit 10.1 | Employment Agreement, dated January 3, 2006, between Capital Bank and A. Christine Baker (incorporated by reference to Exhibit 10.1 to Capital Bank Corporation’s Current Report on Form 8-K filed with the Securities and Exchange Commission on January 9, 2006) | |
Exhibit 23.1 | Consent of McGladrey & Pullen, LLP | |
Exhibit 23.2 | Consent of KPMG LLP | |
Exhibit 99.1 | Press Release of Capital Bank Corporation dated January 3, 2006 (incorporated by reference to Exhibit 99.1 to Capital Bank Corporation’s Current Report on Form 8-K filed with the Securities and Exchange Commission on January 9, 2006) | |
Exhibit 99.2 | Financial Statements of Business Acquired for the years ended September 30, 2005, 2004 and 2003, as described in Item 9.01(a) above |