SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1933
December 8, 2003
Date of Report (date of earliest event reported)
SERENA SOFTWARE, INC.
(Exact name of Registrant as specified in its charter)
| Delaware | 000-25285 | 94-2669809 | ||
| (State or other jurisdiction of incorporation or organization) | (Commission File Number) | (I.R.S. Employer Identification Number) | ||
2755 Campus Drive, Third Floor
San Mateo, California 94403-2538
(Address of principal executive offices)
(650) 522-6600
(Registrant’s telephone number, including area code)
| ITEM 5. | OTHER EVENTS. |
Filed as exhibit 99.1 hereto is the registrant’s press release, dated December 8, 2003, announcing that the registrant intends to offer approximately $150 million aggregate principal amount of convertible subordinated notes (the “Notes”) (excluding an option for the initial purchasers to the offering to purchase additional Notes) through an offering to qualified institutional buyers pursuant to Rule 144A under the Securities Act of 1933, as amended (the “Securities Act”).
| ITEM 7. | FINANCIAL STATEMENTS AND EXHIBITS |
(c) Exhibits.
| Exhibit Number | Description | |
99.1 | Press Release SERENA Software, Inc. dated December 8, 2003 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: December 8, 2003
SERENA SOFTWARE INC.
By:/s/ ROBERT I. PENDER, JR.
Robert I. Pender, Jr.
Vice President, Finance and
Administration, Chief Financial Officer
and Director
EXHIBIT INDEX
| Exhibit Number | Description | |
| 99.1 | Press Release SERENA Software, Inc. dated December 8, 2003 |