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SC 13D/A Filing
TC Pipelines (TCP) SC 13D/ATC PIPELINES / TC ENERGY ownership change
Filed: 6 Oct 20, 12:00am
1 | NAME OF REPORTING PERSONS. TC Energy Corporation (formerly known as TransCanada Corporation) | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) o | ||
3 | SEC USE ONLY | ||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) OO | ||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) o | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Canada | ||
Number of Shares Beneficially Owned by Each Reporting Person with | 7 | SOLE VOTING POWER 17,084,831 | |
8 | SHARED VOTING POWER -0- | ||
9 | SOLE DISPOSITIVE POWER 17,084,831 | ||
10 | SHARED DISPOSITIVE POWER -0- | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 17,084,831 | ||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 24.0% | ||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) HC, CO |
1 | As of August 4, 2020, there were 71,306,396 common units of TC Pipelines, LP outstanding. |
1 | NAME OF REPORTING PERSONS. TransCanada PipeLines Limited | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) o | ||
3 | SEC USE ONLY | ||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) AF | ||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) o | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Canada | ||
Number of Shares Beneficially Owned by Each Reporting Person with | 7 | SOLE VOTING POWER 17,084,831 | |
8 | SHARED VOTING POWER -0- | ||
9 | SOLE DISPOSITIVE POWER 17,084,831 | ||
10 | SHARED DISPOSITIVE POWER -0- | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 17,084,831 | ||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 24.0% | ||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO |
2 | As of August 4, 2020, there were 71,306,396 common units of TC Pipelines, LP outstanding. |
1 | NAME OF REPORTING PERSONS. TransCan Northern Ltd. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) o | ||
3 | SEC USE ONLY | ||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) AF | ||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) o | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
Number of Shares Beneficially Owned by Each Reporting Person with | 7 | SOLE VOTING POWER 17,084,831 | |
8 | SHARED VOTING POWER -0- | ||
9 | SOLE DISPOSITIVE POWER 17,084,831 | ||
10 | SHARED DISPOSITIVE POWER -0- | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 17,084,831 | ||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 24.0% | ||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO |
3 | As of August 4, 2020, there were 71,306,396 common units of TC Pipelines, LP outstanding. |
1 | NAME OF REPORTING PERSONS. TC PipeLines GP, Inc. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) o | ||
3 | SEC USE ONLY | ||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) AF | ||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) o | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
Number of Shares Beneficially Owned by Each Reporting Person with | 7 | SOLE VOTING POWER 5,797,106 | |
8 | SHARED VOTING POWER -0- | ||
9 | SOLE DISPOSITIVE POWER 5,797,106 | ||
10 | SHARED DISPOSITIVE POWER -0- | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,797,106 | ||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.1% | ||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO |
4 | As of August 4, 2020, there were 71,306,396 common units of TC Pipelines, LP outstanding. |
Item 1. | Security and Issuer. |
Item 2. | Identity and Background. |
Item 3. | Source and Amount of Funds or Other Consideration |
Item 4. | Purpose of Transaction. |
Item 5. | Interest in Securities of the Issuer. |
Item 6. | Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. |
Item 7. | Material to be Filed as Exhibits. |
Title: | Executive Vice-President, Strategy & Corporate Development and Chief Financial Officer |
Title: | Executive Vice-President, Strategy & Corporate Development and Chief Financial Officer |
Name | State of Incorporation or Formation | Principal Business | Business Address |
TC Energy Corporation | Canada | Pipelines and Energy | TC Energy Tower 450 - 1st Street SW Calgary, Alberta, Canada T2P 5H1 Phone: (403) 920-2000 |
TransCanada PipeLines Limited | Canada | Pipelines and Energy | TC Energy Tower 450 - 1st Street SW Calgary, Alberta, Canada T2P 5H1 Phone: (403) 920-2000 |
TransCan Northern Ltd. | Delaware | Pipelines and Energy | 700 Louisiana Street, Suite 700 Houston, Texas 77002-2761 Phone: (877) 290-2772 |
TC PipeLines GP, Inc. | Delaware | Pipelines and Energy | 700 Louisiana Street, Suite 700 Houston, Texas 77002-2761 Phone: (877) 290-2772 |
Name and Citizenship | Principal Occupation | Business Address |
Stéphan Crétier Canada | Chairman, President and Chief Executive Officer, GardaWorld Security Corporation | 450 – 1st Street SW Calgary, Alberta, Canada T2P 5H1 |
Michael R. Culbert Canada | Corporate Director | 450 – 1st Street SW Calgary, Alberta, Canada T2P 5H1 |
Russell K. Girling Canada | President, Chief Executive Officer and Director TC Energy and TransCanada PipeLines Limited | 450 – 1st Street SW Calgary, Alberta, Canada T2P 5H1 |
Susan C. Jones Canada and the United Kingdom | Corporate Director | 450 – 1st Street SW Calgary, Alberta, Canada T2P 5H1 |
Randy Limbacher United States | Chief Executive Officer, Meridian Energy, LLC | 450 – 1st Street SW Calgary, Alberta, Canada T2P 5H1 |
John E. Lowe United States | Senior Executive Advisor, Tudor, Pickering, Holt & Co., LLC | 450 – 1st Street SW Calgary, Alberta, Canada T2P 5H1 |
David MacNaughton Canada | President, Palantir Canada | 450 – 1st Street SW Calgary, Alberta, Canada T2P 5H1 |
Una Power Canada | Corporate Director | 450 – 1st Street SW Calgary, Alberta, Canada T2P 5H1 |
Mary Pat Salamone United States | Corporate Director | 450 – 1st Street SW Calgary, Alberta, Canada T2P 5H1 |
Indira Samarasekara Canada | Senior Advisor, Bennett Jones LLP | 450 – 1st Street SW Calgary, Alberta, Canada T2P 5H1 |
D. Michael G. Stewart Canada | Corporate Director | 450 – 1st Street SW Calgary, Alberta, Canada T2P 5H1 |
Siim A. Vanaselja Canada | Corporate director | 450 – 1st Street SW Calgary, Alberta, Canada T2P 5H1 |
Thierry Vandal Canada | President, Axium Infrastructure US, Inc. | 450 – 1st Street SW Calgary, Alberta, Canada T2P 5H1 |
Steven W. Williams Canada | Corporate Director | 450 – 1st Street SW Calgary, Alberta, Canada T2P 5H1 |
Name and Citizenship | Principal Occupation | Business Address |
Russell K. Girling Canada | President and Chief Executive Officer | 450 – 1st Street SW Calgary, Alberta, Canada T2P 5H1 |
Donald R. Marchand Canada | Executive Vice-President, Strategy & Corporate Development and Chief Financial Officer | 450 – 1st Street SW Calgary, Alberta, Canada T2P 5H1 |
Stanley G. Chapman III United States | Executive Vice-President and President, U.S. and Mexico Natural Gas Pipelines | 700 Louisiana Street, Suite 700 Houston, TX 77002-2761 |
Leslie Kass United States | Executive Vice-President, Technical Centre | 450 – 1st Street SW Calgary, Alberta, Canada T2P 5H1 |
François Poirier Canada | Chief Operating Officer, President, Power & Storage | 450 – 1st Street SW Calgary, Alberta, Canada T2P 5H1 |
Wendy Hanrahan Canada | Executive Vice-President, Corporate Services | 450 – 1st Street SW Calgary, Alberta, Canada T2P 5H1 |
Patrick Keys Canada | Executive Vice-President, Stakeholder Relations and General Counsel | 450 – 1st Street SW Calgary, Alberta, Canada T2P 5H1 |
Tracy Robinson Canada | Executive Vice-President and President, Canadian Natural Gas Pipelines and President Coastal GasLink | 450 – 1st Street SW Calgary, Alberta, Canada T2P 5H1 |
Bevin Wirzba Canada and the United Kingdom | Executive Vice-President and President, Liquids Pipelines | 450 – 1st Street SW Calgary, Alberta, Canada T2P 5H1 |
Name and Citizenship | Principal Occupation | Business Address |
Stanley G. Chapman III United States | Director and President of TransCan Northern; Executive Vice-President and President, U.S. and Mexico Natural Gas Pipelines, TC Energy | 700 Louisiana Street, Suite 700 Houston, Texas 77002-2761 |
Nathaniel A. Brown United States | Director and Controller of TransCan Northern; Vice-President, U.S. Natural Gas Pipelines Financial Services of TransCanada USA Services Inc. | 700 Louisiana Street, Suite 700 Houston, Texas 77002-2761 |
Jon A. Dobson United States | Director and Corporate Secretary of TransCan Northern; Director, U.S. Governance and Securities Law of TransCanada USA Services Inc. | 700 Louisiana Street, Suite 700 Houston, Texas 77002-2761 |
Jasmin Bertovic United States | Vice-President of TransCan Northern; Vice-President, U.S. Gas Marketing of TransCanada USA Services Inc. | 700 Louisiana Street, Suite 700 Houston, Texas 77002-2761 |
Burton D. Cole Canada | Vice-President of TransCan Northern; Director, U.S. Pipeline Accounting of TransCanada USA Services Inc. | 700 Louisiana Street, Suite 700 Houston, Texas 77002-2761 |
James R. Eckert United States | Vice-President of TransCan Northern; Vice-President, U.S. Marketing and Optimization of TransCanada USA Services Inc. | 700 Louisiana Street, Suite 700 Houston, Texas 77002-2761 |
Tina Faraca United States | Vice-President of TransCan Northern; Senior Vice-President, U.S. Commercial | 700 Louisiana Street, Suite 700 Houston, Texas 77002-2761 |
Nancy A. Johnson Canada | Vice-President and Treasurer of TransCan Northern; Vice President, Treasury and International Finance of TransCanada PipeLines Limited | 450 - 1st Street SW Calgary, Alberta, Canada T2P 5H1 |
William C. Morris | Vice-President, Finance of TransCan Northern; Director, Corporate Finance and Assistant Treasurer of TransCanada PipeLines Limited | 450 - 1st Street SW Calgary, Alberta, Canada T2P 5H1 |
Alisa Williams United States | Vice-President, U.S. Taxation of TransCan Northern; Director, U.S. Taxation of TransCanada USA Services Inc. | 700 Louisiana Street, Suite 700 Houston, Texas 77002-2761 |
Name and Citizenship | Principal Occupation | Business Address |
Stanley G. Chapman III United States | Chair and Director of GP; Executive Vice-President and President, U.S. and Mexico Natural Gas Pipelines, TC Energy | 700 Louisiana Street, Suite 700 Houston, TX 77002-2761 |
Jack F. Stark United States | Director of GP; Chief Financial Officer of Generate Capital, Inc. | 700 Louisiana Street, Suite 700 Houston, TX 77002-2761 |
Malyn K. Malquist United States | Director of GP; Corporate Director | 700 Louisiana Street, Suite 700 Houston, TX 77002-2761 |
Nathaniel A. Brown United States | President, Principal Executive Officer and Director of GP; Vice-President, U.S. Natural Gas Pipelines Financial Services of TransCanada USA Services Inc. | 700 Louisiana Street, Suite 700 Houston, Texas 77002-2761 |
Nadine E. Berge Canada | Director of GP; Director, Corporate Compliance and Legal Operations of TransCanada PipeLines Limited | 450 - 1st Street SW Calgary, Alberta, Canada T2P 5H1 |
Peggy Heeg United States | Director of GP; Partner, Reed Smith LLP | 700 Louisiana Street, Suite 700 Houston, TX 77002-2761 |
Janine M. Watson Canada | Vice-President and General Manager; Director, U.S. Natural Gas Joint Ventures, TransCanada PipeLines Limited | 450 - 1st Street SW Calgary, Alberta, Canada T2P 5H1 |
Alisa Williams United States | Vice-President, Taxation; Director, U.S. Taxation of TransCanada USA Services Inc. | 700 Louisiana Street, Suite 700 Houston, Texas 77002-2761 |
Jon A. Dobson United States | Secretary of GP; Director, U.S. Governance and Securities Law of TransCanada USA Services Inc. | 700 Louisiana Street, Suite 700 Houston, Texas 77002-2761 |
Burton D. Cole United States | Controller of GP; Director, U.S. Pipeline Accounting of TransCanada USA Services Inc. | 700 Louisiana Street, Suite 700 Houston, Texas 77002-2761 |
William C. Morris Canada | Vice-President, Principal Financial Officer and Treasurer of GP; Director, Corporate Finance and Assistant Treasurer of TransCanada PipeLines Limited | 450 - 1st Street SW Calgary, Alberta, Canada T2P 5H1 |