UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-834
NAME OF REGISTRANT: VANGUARD WINDSOR FUNDS
ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA
NAME AND ADDRESS OF AGENT FOR SERVICE: R. GREGORY BARTON
PO BOX 876
VALLEY FORGE, PA 19482
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610)
DATE OF FISCAL YEAR END: October 31, 2003
DATE OF REPORTING PERIOD: JULY 1, 2003 - JUNE 30,
Fund VANGUARD WINDSOR FUND
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Issuer: ABBOTT LABORATORIES
Ticker: ABT CUSIP: 002824100
Meeting Date 4/23/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: B. POWELL JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.M. GREENBERG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A.B. RAND ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.D. WHITE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.S. ROBERTS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.A. REYNOLDS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.M. LEIDEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.S. AUSTIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.R. WALTER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.D. SMITHBURG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.A. GONZALEZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: H.L. FULLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.A.L. OWEN ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS.
PROPOSAL #03: SHAREHOLDER PROPOSAL - PRESCRIPTION DRUGS. SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #04: SHAREHOLDER PROPOSAL - POLITICAL SHAREHOLDER YES ABSTAIN AGAINST
CONTRIBUTIONS.
PROPOSAL #05: SHAREHOLDER PROPOSAL - OPTION GRANTS FOR SHAREHOLDER YES AGAINST FOR
SENIOR EXECUTIVES.
PROPOSAL #06: SHAREHOLDER PROPOSAL - GLOBAL INFECTIOUS SHAREHOLDER YES ABSTAIN AGAINST
DISEASES.
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Issuer: ACCENTURE LTD
Ticker: ACN CUSIP: G1150G111
Meeting Date 2/5/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: WULF VON SCHIMMELMANN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DENNIS F. HIGHTOWER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM L. KIMSEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT I. LIPP ISSUER YES FOR FOR
PROPOSAL #02: RE-APPOINTMENT OF KPMG LLP AS INDEPENDENT ISSUER YES FOR FOR
AUDITORS FOR THE 2004 FISCAL YEAR AND AUTHORIZATION OF
THE BOARD OF DIRECTORS TO DETERMINE KPMG LLP'S
REMUNERATION.
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Issuer: ACE LIMITED
Ticker: ACE CUSIP: G0070K103
Meeting Date 5/27/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: ROBERT RIPP ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PETER MENIKOFF ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRIAN DUPERREAULT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DERMOT F. SMURFIT ISSUER YES FOR FOR
PROPOSAL #B: PROPOSAL TO APPROVE THE ACE LIMITED 2004 ISSUER YES FOR FOR
LONG-TERM INCENTIVE PLAN.
PROPOSAL #C: PROPOSAL TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT ACCOUNTANTS
OF ACE LIMITED FOR THE FISCAL YEAR ENDING DECEMBER 31,
2004.
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Issuer: ALCOA INC.
Ticker: AA CUSIP: 013817101
Meeting Date 4/30/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: FRANKLIN A. THOMAS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALAIN J.P. BELDA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CARLOS GHOSN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HENRY B. SCHACHT ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO APPROVE THE 2004 ALCOA STOCK ISSUER YES FOR FOR
INCENTIVE PLAN.
PROPOSAL #3A: SHAREHOLDER PROPOSAL RELATING TO PAY SHAREHOLDER YES AGAINST FOR
DISPARITY
PROPOSAL #3B: SHAREHOLDER PROPOSAL RELATING TO CHANGE IN SHAREHOLDER YES AGAINST FOR
CONTROL SEVERANCE PLAN
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Issuer: ALTRIA GROUP, INC.
Ticker: MO CUSIP: 02209S103
Meeting Date 4/29/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LOUIS C. CAMILLERI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LUCIO A. NOTO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CARLOS SLIM HELU ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN S. REED ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ELIZABETH E. BAILEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT E. R. HUNTLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. DUDLEY FISHBURN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHEN M. WOLF ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS W. JONES ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE SELECTION OF ISSUER YES FOR FOR
INDEPENDENT AUDITORS
PROPOSAL #03: STOCKHOLDER PROPOSAL NO. 1 SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #04: STOCKHOLDER PROPOSAL NO. 2 SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #05: STOCKHOLDER PROPOSAL NO. 3 SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #06: STOCKHOLDER PROPOSAL NO. 4 SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #07: STOCKHOLDER PROPOSAL NO. 5 SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #08: STOCKHOLDER PROPOSAL NO. 6 SHAREHOLDER YES AGAINST FOR
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Issuer: AMERICAN ELECTRIC POWER COMPANY, INC
Ticker: AEP CUSIP: 025537101
Meeting Date 4/27/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: D.M. CARLTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.G. SMITH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.R. HOWELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.G. MORRIS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: K.D. SULLIVAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L.J. KUJAWA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L.A. HUDSON, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: E.R. BROOKS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.W. FRI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.P. DESBARRES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.L. SANDOR ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF INDEPENDENT AUDITORS ISSUER YES FOR FOR
PROPOSAL #03: SHAREHOLDER PROPOSAL REGARDING SEVERENCE SHAREHOLDER YES FOR AGAINST
AGREEMENTS FOR EXECUTIVES
PROPOSAL #04: SHAREHOLDER PROPOSAL REGARDING SUPPLEMENTAL SHAREHOLDER YES AGAINST FOR
EXECUTIVE RETIREMENT PLANS
PROPOSAL #05: SHAREHOLDER PROPOSAL ALLOWING INDEPENDENT SHAREHOLDER YES AGAINST FOR
AUDITORS TO PERFORM ONLY AUDIT AND AUDIT RELATED WORK
PROPOSAL #06: SHAREHOLDER PROPOSAL REGARDING TERM LIMITS SHAREHOLDER YES AGAINST FOR
FOR DIRECTORS
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Issuer: AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG CUSIP: 026874107
Meeting Date 5/19/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: H. SMITH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: E. FUTTER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M. SULLIVAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: F. ZARB ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M. GREENBERG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: P. CHIA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R. HOLBROOKE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: F. HOENEMEYER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M. FELDSTEIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M. AIDINOFF ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W. COHEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C. HILLS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: E. TSE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D. KANAK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M. COHEN ISSUER YES FOR FOR
PROPOSAL #02: ADOPT CHIEF EXECUTIVE OFFICER ANNUAL ISSUER YES FOR FOR
COMPENSATION PLAN
PROPOSAL #03: ADOPT A DIRECTOR STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #04: RATIFICATION OF INDEPENDENT ACCOUNTANTS ISSUER YES FOR FOR
PROPOSAL #05: SHAREHOLDER PROPOSAL I DESCRIBED IN THE SHAREHOLDER YES ABSTAIN AGAINST
PROXY STATEMENT
PROPOSAL #06: SHAREHOLDER PROPOSAL II DESCRIBED IN THE SHAREHOLDER YES ABSTAIN AGAINST
PROXY STATEMENT
PROPOSAL #07: SHAREHOLDER PROPOSAL III DESCRIBED IN THE SHAREHOLDER YES ABSTAIN AGAINST
PROXY STATEMENT
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Issuer: AMERISOURCEBERGEN CORPORATION
Ticker: ABC CUSIP: 03073E105
Meeting Date 3/5/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: KURT J. HILZINGER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD E. HAGENLOCKER ISSUER YES FOR FOR
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Issuer: AMR CORPORATION
Ticker: AMR CUSIP: 001765106
Meeting Date 5/19/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: MICHAEL A. MILES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROGER T. STAUBACH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GERARD J. ARPEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PHILIP J. PURCELL ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: EDWARD A. BRENNAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ARMANDO M. CODINA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOE M. RODGERS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JUDITH RODIN, PH.D. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID L. BOREN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EARL G. GRAVES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN W. BACHMANN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANN M. KOROLOGOS ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE SELECTION OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR 2004.
PROPOSAL #03: STOCKHOLDER PROPOSAL RELATING TO POLITICAL SHAREHOLDER YES ABSTAIN AGAINST
CONTRIBUTIONS.
PROPOSAL #04: STOCKHOLDER PROPOSAL RELATING TO SHAREHOLDER YES AGAINST FOR
CHANGE-IN-CONTROL AGREEMENTS.
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Issuer: ANTHEM, INC.
Ticker: ATH CUSIP: 03674B104
Meeting Date 5/17/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: VICTOR S. LISS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES W. MCDOWELL, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEORGE A. SCHAEFER, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JACKIE M. WARD ISSUER YES FOR FOR
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Issuer: ANTHEM, INC.
Ticker: ATH CUSIP: 03674B104
Meeting Date 6/28/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: TO APPROVE THE ISSUANCE OF SHARES OF ISSUER YES FOR FOR
ANTHEM, INC. COMMON STOCK PURSUANT TO THE AMENDED AND
RESTATED AGREEMENT AND PLAN OF MERGER, EFFECTIVE AS OF
OCTOBER 26, 2003, AMONG ANTHEM, ANTHEM HOLDING CORP. AND
WELLPOINT, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING
JOINT PROXY STATEMENT/PROSPECTUS.
PROPOSAL #02: TO APPROVE THE AMENDMENT OF ANTHEM'S ISSUER YES FOR FOR
ARTICLES OF INCORPORATION, AS MORE FULLY DESCRIBED IN THE
ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS.
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Issuer: ARROW ELECTRONICS, INC.
Ticker: ARW CUSIP: 042735100
Meeting Date 5/27/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: ROGER KING ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN N. HANSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHEN C. PATRICK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BARRY W. PERRY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM E. MITCHELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DANIEL W. DUVAL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KAREN GORDON MILLS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN C. WADDELL ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: RICHARD S. ROSENBLOOM ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF THE ADOPTION OF THE ARROW ISSUER YES FOR FOR
ELECTRONICS, INC. 2004 OMNIBUS INCENTIVE PLAN.
PROPOSAL #03: RATIFICATION OF THE APPOINTMENT OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS ARROW'S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
PROPOSAL #04: IN ACCORDANCE WITH THEIR DISCRETION UPON ISSUER YES AGAINST AGAINST
SUCH OTHER MATTERS AS MAY PROPERLY COME BEFORE THE
MEETING OR ANY ADJOURNMENTS THEREOF.
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Issuer: ASHLAND INC.
Ticker: ASH CUSIP: 044204105
Meeting Date 1/29/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: ERNEST H. DREW ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MANNIE L. JACKSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL J. WARD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THEODORE M. SOLSO ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF ERNST & YOUNG AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS FOR FISCAL 2004.
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Issuer: AVENTIS
Ticker: N/A CUSIP: N/A
Meeting Date 6/11/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #E.7: APPROVE TO COMPLY WITH THE NEW PROVISIONS ISSUER NO N/A N/A
OF ARTICLE L.233-7 OF THE FRENCH COMMERCIAL CODE TO AMEND
PARAGRAPHS 1.A, 1.B AND 3 OF ARTICLE 7 OF THE COMPANY'S
ARTICLES OF ASSOCIATION, PERTAINING TO THE NOTICE PERIOD
FOR DECLARING THE CROSSING OF THRESHOLDS IN THE COMPANY'S
SHARE CAPITAL AND THAT THIS PERIOD BE REDUCED TO 5
TRADING DAYS AS FROM THE DATE ON WHICH THE THRESHOLD HAS
BEEN CROSSED FROM 15 DAYS
PROPOSAL #E.8: AMEND PARAGRAPH 2 OF ARTICLE 11 OF THE ISSUER NO N/A N/A
COMPANY'S ARTICLES OF ASSOCIATION TO CHANGE THE TERM OF
APPOINTMENT OF MEMBERS OF THE MANAGEMENT BOARD TO 3 YEARS
FROM 5 YEARS
PROPOSAL #E.9: AMEND PARAGRAPH 2 OF ARTICLE 13 OF THE ISSUER NO N/A N/A
COMPANY'S ARTICLES OF ASSOCIATION TO CHANGE THE TERM OF
APPOINTMENT OF NEW SUPERVISORY BOARD MEMBERS TO 3 YEARS
FROM 5 YEARS
PROPOSAL #O.1: APPROVE THE COMPANY'S FINANCIAL STATEMENTS ISSUER NO N/A N/A
THE PARENT-COMPANY FINANCIAL STATEMENTS FOR THE YE 31
DEC 2003 SHOWING A NET PROFIT OF EUR 847,051,268.13
PROPOSAL #O.2: APPROVE THE CONSOLIDATED FINANCIAL ISSUER NO N/A N/A
STATEMENTS FOR THE YE 31 DEC 2003 SHOWING A CONSOLIDATED
NET PROFIT OF EUR 1,901,270,000
PROPOSAL #O.3: APPROVE THE APPROPRIATION OF EARNINGS AND ISSUER NO N/A N/A
A NET DIVIDEND OF EUR 0.82 ASSOCIATED WITH A TAX CREDIT
OF EUR 0.41 FOR A GROSS DIVIDEND OF EUR 1.23 AND THAT THE
COUPON BE DETACHED ON 15 JUN 2004 AND THE DIVIDEND BE
PAYABLE IN EUROS AS OF 15 JUL 2004
PROPOSAL #O.4: APPROVE THE AGREEMENTS MENTIONED IN THE ISSUER NO N/A N/A
AUDITORS SPECIAL REPORT REGULATED AGREEMENTS
PROPOSAL #O.5: AUTHORIZE THE MANAGEMENT BOARD TO ACQUIRE ISSUER NO N/A N/A
UP TO A MAXIMUM OF 80,229,280 OF THE COMPANY'S OWN
SHARES, OR LESS THAN 10% OF THE NUMBER OF SHARES
OUTSTANDING FOR THE FOLLOWING PURPOSES: A) STABILIZE THE
TRADING PRICE OF THE COMPANY'S STOCK; B) BUY AND TO SELL
THE COMPANY'S SHARES IN CONSIDERATION OF MARKET
CONDITIONS; C) GRANT SHARES TO EMPLOYEES OR DIRECTORS AND
OFFICERS OF THE COMPANY; D) HOLD SUCH SHARES AND
TRANSFER THEM BY ANY MEANS, INCLUDING BY MEANS OF OPTION
TRANSACTIONS, IN PARTICULAR VIA THEIR SALE ON THE STOCK
MARKET OR OVER THE COUNTER, THE SALE OF BLOCKS OF SHARES
IN CONNECTION WITH PUBLIC PURCHASE, EXCHANGE OR SALE
OFFERINGS, AND THE PURCHASE OR THE SALE OF BUY OR SELL
OPTIONS; E) USE SUCH SHARES IN ANY OTHER APPROPRIATE
MANNER TO OPTIMIZE THE MANAGEMENT OF THE STOCKHOLDERS
EQUITY OF THE COMPANY AND TO EFFECT TRANSACTIONS TO
FURTHER THE EXTERNAL GROWTH OF THE COMPANY; F) CANCEL THE
ACQUIRED SHARES; MAXIMUM PURCHASE PRICE SHALL NOT EXCEED
EUR 100 AND THE MINIMUM SALE PRICE SHALL NOT BE LESS
THAN EUR 50; AUTHORIZATION IS GRANTED FOR A PERIOD OF 18
MONTHS
PROPOSAL #O.6: APPOINT MR. YVES NICOLAS AS A SUBSTITUTE ISSUER NO N/A N/A
AUDITOR UNTIL THE CLOSE OF THE GENERAL MEETING CONVENED
TO VOTE ON THE ACCOUNTS FOR 2005
PROPOSAL #O.10: APPROVE THE RENEWAL OF THE TERM OF ISSUER NO N/A N/A
APPOINTMENT OF MR. JEAN-MARC BRUEL AS A MEMBER OF
SUPERVISORY BOARD FOR A PERIOD OF 3 YEARS
PROPOSAL #O.11: APPROVE THE RENEWAL OF THE TERM OF ISSUER NO N/A N/A
APPOINTMENT OF MR. MARTIN FRUHAUF AS A MEMBER OF THE
SUPERVISORY BOARD FOR A PERIOD OF 3 YEARS
PROPOSAL #O.12: APPROVE THE RENEWAL OF THE TERM OF ISSUER NO N/A N/A
APPOINTMENT OF MR. SERGE KAMPF AS A MEMBER OF THE
SUPERVISORY BOARD FOR A PERIOD OF 3 YEARS
PROPOSAL #O.13: APPROVE THE RENEWAL OF THE TERM OF ISSUER NO N/A N/A
APPOINTMENT OF MR. HUBERT MARKL AS A MEMBER OF THE
SUPERVISORY BOARD FOR A PERIOD OF 3 YEARS
PROPOSAL #O.14: APPROVE THE RENEWAL OF THE TERM OF ISSUER NO N/A N/A
APPOINTMENT OF MR. GUNTER METZ AS A MEMBER OF THE
SUPERVISORY BOARD FOR A PERIOD OF 3 YEARS
PROPOSAL #O.15: APPROVE THE RENEWAL OF THE TERM OF ISSUER NO N/A N/A
APPOINTMENT OF MR. DIDIER PINEAU-VALENCIENNE AS A MEMBER
OF THE SUPERVISORY BOARD FOR A PERIOD OF 3 YEARS
PROPOSAL #O.16: APPROVE THE RENEWAL OF THE TERM OF ISSUER NO N/A N/A
APPOINTMENT OF MR. SEHAM RAZZOUQI AS A MEMBER OF THE
SUPERVISORY BOARD FOR A PERIOD OF 3 YEARS
PROPOSAL #O.17: APPROVE THE RENEWAL OF THE TERM OF ISSUER NO N/A N/A
APPOINTMENT OF MR. MICHEL RENAULT AS A MEMBER OF THE
SUPERVISORY BOARD FOR A PERIOD OF 3 YEARS
PROPOSAL #O.18: APPROVE THE RENEWAL OF THE TERM OF ISSUER NO N/A N/A
APPOINTMENT OF MR. HANS-JURGEN SCHINZLER AS A MEMBER OF
THE SUPERVISORY BOARD FOR A PERIOD OF 3 YEARS
PROPOSAL #O.19: APPROVE THE RENEWAL OF THE TERM OF ISSUER NO N/A N/A
APPOINTMENT OF MR. MARC VIENOT AS A MEMBER OF THE
SUPERVISORY BOARD FOR A PERIOD OF 3 YEARS
PROPOSAL #O.20: GRANT FULL POWERS TO THE BEARER OF A COPY ISSUER NO N/A N/A
OR EXTRACT OF THE MINUTES OF THIS MEETING TO UNDERTAKE
ANY FORMALITIES FOR PUBLIC NOTICE OR RECORDING PURPOSES
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Issuer: AVENTIS S.A.
Ticker: AVE CUSIP: 053561106
Meeting Date 6/11/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #E7: APPROVAL TO AMEND ARTICLE 7 OF THE ARTICLES ISSUER NO N/A N/A
OF ASSOCIATION AND BY-LAWS
PROPOSAL #E8: APPROVAL TO AMEND ARTICLE 11 OF THE ISSUER NO N/A N/A
ARTICLES OF ASSOCIATION AND BY-LAWS-MANAGEMENT BOARD
PROPOSAL #E9: APPROVAL TO AMEND ARTICLE 13 OF THE ISSUER NO N/A N/A
ARTICLES OF ASSOCIATION AND BY-LAWS-SUPERVISORY BOARD
PROPOSAL #O1: APPROVAL OF THE 2003 PARENT-COMPANY ISSUER NO N/A N/A
FINANCIAL STATEMENTS
PROPOSAL #O2: APPROVAL OF THE CONSOLIDATED FINANCIAL ISSUER NO N/A N/A
STATEMENTS 2003
PROPOSAL #O3: APPROVAL OF THE APPROPRIATION OF EARNINGS ISSUER NO N/A N/A
AND APPROVAL OF A DIVIDEND OF EURO 0.82 FOR DISTRIBUTION
PROPOSAL #O4: APPROVAL OF REGULATED AGREEMENTS ISSUER NO N/A N/A
PROPOSAL #O5: APPROVAL OF THE INSTITUTION OF A SHARE ISSUER NO N/A N/A
REPURCHASE PROGRAM
PROPOSAL #O6: APPROVAL OF THE APPOINTMENT OF MR. YVES ISSUER NO N/A N/A
NICOLAS 32 RUE GUERSANT - 75017 PARIS, AS SUBSTITUTE
AUDITOR
PROPOSAL #O10: APPROVAL OF THE RENEWAL OF THE MANDATE OF ISSUER NO N/A N/A
A SUPERVISORY BOARD MEMBER, MR. JEAN-MARC BRUEL
PROPOSAL #O11: APPROVAL OF THE RENEWAL OF THE MANDATE OF ISSUER NO N/A N/A
A SUPERVISORY BOARD MEMBER, MR. MARTIN FRUEHAUF
PROPOSAL #O12: APPROVAL OF THE RENEWAL OF THE MANDATE OF ISSUER NO N/A N/A
A SUPERVISORY BOARD MEMBER, MR. SERGE KAMPF
PROPOSAL #O13: APPROVAL OF THE RENEWAL OF THE MANDATE OF ISSUER NO N/A N/A
A SUPERVISORY BOARD MEMBER, MR. HUBERT MARKL
PROPOSAL #O14: APPROVAL OF THE RENEWAL OF THE MANDATE OF ISSUER NO N/A N/A
A SUPERVISORY BOARD MEMBER, MR. GUNTER METZ
PROPOSAL #O15: APPROVAL OF THE RENEWAL OF THE MANDATE OF ISSUER NO N/A N/A
A SUPERVISORY BOARD MEMBER, MR. DIDIER PINEAU-VALENCIENNE
PROPOSAL #O16: APPROVAL OF THE RENEWAL OF THE MANDATE OF ISSUER NO N/A N/A
A SUPERVISORY BOARD MEMBER, MS. SEHAM RAZZOUQI
PROPOSAL #O17: APPROVAL OF THE RENEWAL OF THE MANDATE OF ISSUER NO N/A N/A
A SUPERVISORY BOARD MEMBER, MR. MICHEL RENAULT
PROPOSAL #O18: APPROVAL OF THE RENEWAL OF THE MANDATE OF ISSUER NO N/A N/A
A SUPERVISORY BOARD MEMBER, MR. HANS-JUERGEN SCHINZLER
PROPOSAL #O19: APPROVAL OF THE RENEWAL OF THE MANDATE OF ISSUER NO N/A N/A
A SUPERVISORY BOARD MEMBER, MR. MARC VIENOT
PROPOSAL #O20: APPROVAL OF THE GRANTING OF ISSUER NO N/A N/A
POWER-OF-ATTORNEY FOR ALL FORMALITIES IN CONNECTION WITH
THE ANNUAL GENERAL MEETING
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Issuer: AVNET, INC.
Ticker: AVT CUSIP: 053807103
Meeting Date 11/6/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: ELEANOR BAUM ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ROY VALLEE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GARY L. TOOKER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: FREDERIC SALERNO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RAY M. ROBINSON ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JAMES A. LAWRENCE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EHUD HOUMINER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LAWRENCE W. CLARKSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. VERONICA BIGGINS ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: APPROVAL OF THE 2003 STOCK COMPENSATION ISSUER YES AGAINST AGAINST
PLAN.
PROPOSAL #03: APPROVAL TO AMEND THE AVNET EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN.
PROPOSAL #04: RATIFICATION OF APPOINTMENT OF KPMG LLP AS ISSUER YES FOR FOR
INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING
JULY 3, 2004.
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Issuer: AXCELIS TECHNOLOGIES, INC.
Ticker: ACLS CUSIP: 054540109
Meeting Date 4/29/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: ALEXANDER M. CUTLER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: PATRICK H. NETTLES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GARY L. TOOKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF INDEPENDENT ISSUER YES FOR FOR
AUDITORS.
- ----------------------------------------------------------------------------------------------------
Issuer: BANK OF AMERICA CORPORATION
Ticker: BAC CUSIP: 060505104
Meeting Date 3/17/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: ADOPTION OF THE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #02: ADOPTION OF BANK OF AMERICA'S AMENDED STOCK ISSUER YES FOR FOR
PLAN
PROPOSAL #03: ADOPTION OF AN AMENDMENT TO INCREASE THE ISSUER YES FOR FOR
NUMBER OF AUTHORIZED SHARES OF BANK OF AMERICA COMMON
STOCK
PROPOSAL #04: APPROVAL OF PROPOSAL TO ADJOURN THE BANK OF ISSUER YES FOR FOR
AMERICA SPECIAL MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES
- ----------------------------------------------------------------------------------------------------
Issuer: BANK OF AMERICA CORPORATION
Ticker: BAC CUSIP: 060505104
Meeting Date 5/26/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JACKIE M. WARD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PATRICIA E. MITCHELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES K. GIFFORD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PAUL FULTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GARY L. COUNTRYMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN T. COLLINS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES W. COKER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES H. HANCE, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MEREDITH R. SPANGLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DONALD E. GUINN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD L. ROMERO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EUGENE M. MCQUADE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C. STEVEN MCMILLAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS J. MAY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WALTER E. MASSEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM BARNET, III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KENNETH D. LEWIS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: O. TEMPLE SLOAN, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS M. RYAN ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF INDEPENDENT PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS
PROPOSAL #03: STOCKHOLDER PROPOSAL - ANNUAL MEETING DATE SHAREHOLDER YES AGAINST FOR
PROPOSAL #04: STOCKHOLDER PROPOSAL - NOMINATION OF SHAREHOLDER YES AGAINST FOR
DIRECTORS
PROPOSAL #05: STOCKHOLDER PROPOSAL - CHARITABLE SHAREHOLDER YES ABSTAIN AGAINST
CONTRIBUTIONS
PROPOSAL #06: STOCKHOLDER PROPOSAL - MUTUAL FUND TRADING SHAREHOLDER YES AGAINST FOR
POLICIES
PROPOSAL #07: STOCKHOLDER PROPOSAL - PRIVACY AND SHAREHOLDER YES ABSTAIN AGAINST
INFORMATION SECURITY
- ----------------------------------------------------------------------------------------------------
Issuer: BEARINGPOINT, INC.
Ticker: BE CUSIP: 074002106
Meeting Date 11/4/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: ALICE M. RIVLIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RANDOLPH C. BLAZER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RODERICK C. MCGEARY ISSUER YES WITHHOLD AGAINST
- ----------------------------------------------------------------------------------------------------
Issuer: BELLSOUTH CORPORATION
Ticker: BLS CUSIP: 079860102
Meeting Date 4/26/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JAMES H. BLANCHARD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ARMANDO M. CODINA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LEO F. MULLIN ISSUER YES FOR FOR
PROPOSAL #02: RATIFY THE INDEPENDENT AUDITOR ISSUER YES FOR FOR
PROPOSAL #03: APPROVE AMENDMENT TO ELECT DIRECTORS ISSUER YES FOR FOR
ANNUALLY
PROPOSAL #04: APPROVE THE STOCK AND INCENTIVE ISSUER YES FOR FOR
COMPENSATION PLAN
PROPOSAL #05: SHAREHOLDER PROPOSAL RE: EXECUTIVE SHAREHOLDER YES AGAINST FOR
COMPENSATION
PROPOSAL #06: SHAREHOLDER PROPOSAL RE: CEO COMPENSATION SHAREHOLDER YES AGAINST FOR
PROPOSAL #07: SHAREHOLDER PROPOSAL RE: DISCLOSURE OF SHAREHOLDER YES ABSTAIN AGAINST
POLITICAL CONTRIBUTIONS
- ----------------------------------------------------------------------------------------------------
Issuer: BOISE CASCADE CORPORATION
Ticker: BCC CUSIP: 097383103
Meeting Date 12/9/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: APPROVE AND ADOPT THE AGREEMENT AND PLAN OF ISSUER YES FOR FOR
MERGER AMONG BOISE CASCADE CORPORATION, CHALLIS
CORPORATION, AND OFFICEMAX, INC., INCLUDING AUTHORIZING
THE ISSUANCE OF SHARES OF BOISE CASCADE CORPORATION
COMMON STOCK IN THE MERGER.
PROPOSAL #02: APPROVE AND ADOPT AN AMENDMENT TO THE 2003 ISSUER YES AGAINST AGAINST
BOISE INCENTIVE AND PERFORMANCE PLAN TO AUTHORIZE
4,800,000 ADDITIONAL SHARES OF BOISE CASCADE CORPORATION
COMMON STOCK FOR ISSUANCE UNDER THE PLAN.
- ----------------------------------------------------------------------------------------------------
Issuer: BOISE CASCADE CORPORATION
Ticker: BCC CUSIP: 097383103
Meeting Date 4/15/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: CLAIRE S. FARLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RAKESH GANGWAL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GARY G. MICHAEL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A. WILLIAM REYNOLDS ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF KPMG LLP AS INDEPENDENT ISSUER YES FOR FOR
ACCOUNTANTS FOR 2004.
PROPOSAL #03: SHAREHOLDER PROPOSAL REGARDING SEPARATION SHAREHOLDER YES AGAINST FOR
OF POSITION OF CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE
OFFICER.
- ----------------------------------------------------------------------------------------------------
Issuer: BORGWARNER INC.
Ticker: BWA CUSIP: 099724106
Meeting Date 4/21/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JERE A. DRUMMOND ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ERNEST J. NOVAK, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: TIMOTHY M. MANGANELLO ISSUER YES FOR FOR
PROPOSAL #02: TO VOTE UPON A PROPOSAL TO APPROVE THE ISSUER YES FOR FOR
BORGWARNER INC. 2004 STOCK INCENTIVE PLAN.
PROPOSAL #03: TO VOTE UPON A PROPOSAL TO APPROVE AN ISSUER YES FOR FOR
AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE AUTHORIZED COMMON STOCK OF
THE COMPANY IN ORDER TO PERMIT, AMONG OTHER THINGS, A
2-FOR-1 STOCK SPLIT.
PROPOSAL #04: TO RATIFY THE APPOINTMENT OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE COMPANY FOR
2004.
- ----------------------------------------------------------------------------------------------------
Issuer: BP P.L.C.
Ticker: BP CUSIP: 055622104
Meeting Date 4/15/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: MR H M P MILES ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: DR B E GROTE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LORD BROWNE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SIR IAN PROSSER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: SIR ROBIN NICHOLSON ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: MR R L OLVER ISSUER YES FOR FOR
PROPOSAL #07: TO ELECT MR A BURGMANS AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #08: TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #09: TO AMEND THE ARTICLES OF ASSOCIATION OF THE ISSUER YES FOR FOR
COMPANY
PROPOSAL #10: TO GIVE AUTHORITY TO ALLOT SHARES UP TO A ISSUER YES FOR FOR
SPECIFIED AMOUNT
PROPOSAL #11: SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ISSUER YES FOR FOR
ALLOT A LIMITED NUMBER OF SHARES FOR CASH WITHOUT MAKING
AN OFFER TO SHAREHOLDERS
PROPOSAL #12: SPECIAL RESOLUTION: TO GIVE LIMITED ISSUER YES FOR FOR
AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE
COMPANY
PROPOSAL #13: TO AUTHORISE THE USE OF TREASURY SHARES FOR ISSUER YES FOR FOR
EMPLOYEE SHARE SCHEMES
PROPOSAL #14: TO APPROVE THE DIRECTORS REMUNERATION ISSUER YES ABSTAIN AGAINST
REPORT
PROPOSAL #15: TO DETERMINE THE LIMIT FOR THE AGGREGATE ISSUER YES FOR FOR
REMUNERATION OF THE NON-EXECUTIVE DIRECTORS
PROPOSAL #16: TO RECEIVE THE DIRECTORS ANNUAL REPORT AND ISSUER YES FOR FOR
THE ACCOUNTS
PROPOSAL #17: SPECIAL SHAREHOLDER RESOLUTION: TO INSTRUCT SHAREHOLDER YES ABSTAIN AGAINST
THE COMPANY TO PREPARE A REPORT MAKING CERTAIN
DISCLOSURES ON MATTERS OF CONTROL AND RISK IN PROTECTED
AND SENSITIVE AREAS
- ----------------------------------------------------------------------------------------------------
Issuer: BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY CUSIP: 110122108
Meeting Date 5/4/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: P.R. DOLAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L.V. GERSTNER, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L. JOHANSSON ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF INDEPENDENT AUDITORS ISSUER YES FOR FOR
PROPOSAL #03: PUBLICATION OF POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #04: PROHIBITION OF POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #05: SEPARATION OF CHAIRMAN AND CEO POSITIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #06: HIV/AIDS-TB-MALARIA SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #07: DIRECTOR VOTE THRESHOLD SHAREHOLDER YES AGAINST FOR
- ----------------------------------------------------------------------------------------------------
Issuer: BURLINGTON NORTHERN SANTA FE CORPORA
Ticker: BNI CUSIP: 12189T104
Meeting Date 4/21/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: M.J. SHAPIRO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: V.S. MARTINEZ ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: J.C. WATTS, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.K. ROSE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.B. YANNEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.H. WEST ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.F. RACICOT ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: A.L. BOECKMANN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: E.E. WHITACRE, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.S. WHISLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.S. ROBERTS ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF THE BURLINGTON NORTHERN SANTA ISSUER YES FOR FOR
FE 1999 STOCK INCENTIVE PLAN, AS PROPOSED TO BE AMENDED
AND RESTATED.
PROPOSAL #03: ADVISE ON THE SELECTION OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT
AUDITOR FOR 2004.
- ----------------------------------------------------------------------------------------------------
Issuer: CANADIAN NATIONAL RAILWAY
Ticker: CNI CUSIP: 136375102
Meeting Date 4/22/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: E. HUNTER HARRISON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DENIS LOSIER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HUGH J. BOLTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PURDY CRAWFORD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.V. RAYMOND CYR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HON. EDWARD C. LUMLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID G.A. MCLEAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES K. GRAY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GILBERT H. LAMPHERE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: AMB. GORDON D. GIFFIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT PACE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL R. ARMELLINO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A. CHARLES BAILLIE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDITH E. HOLIDAY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: V.M. KEMPSTON DARKES ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF KPMG LLP AS AUDITORS. ISSUER YES FOR FOR
- ----------------------------------------------------------------------------------------------------
Issuer: CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF CUSIP: 14040H105
Meeting Date 4/29/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: MAYO A. SHATTUCK, III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LEWIS HAY, III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W. RONALD DIETZ ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF ERNST & YOUNG LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS OF THE CORPORATION FOR 2004.
PROPOSAL #03: APPROVAL OF CAPITAL ONE'S 2004 STOCK ISSUER YES FOR FOR
INCENTIVE PLAN.
- ----------------------------------------------------------------------------------------------------
Issuer: CHEVRONTEXACO CORPORATION
Ticker: CVX CUSIP: 166764100
Meeting Date 4/28/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: R.J. EATON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.A. HILLS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.R. SHOEMATE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S. NUNN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S. GINN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: P.J. ROBERTSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.J. O'REILLY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: F.G. JENIFER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C. WARE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.B. JOHNSTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.E. DENHAM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S.H. ARMACOST ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF INDEPENDENT ACCOUNTANTS ISSUER YES FOR FOR
PROPOSAL #03: SHOW SUPPORT FOR THE STOCKHOLDER RIGHTS ISSUER YES FOR FOR
PLAN POLICY
PROPOSAL #04: APPROVAL OF THE LONG-TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #05: HIV/AIDS, TUBERCULOSIS, AND MALARIA SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #06: POLITICAL DISCLOSURE SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #07: DIRECTOR ELECTION VOTE THRESHOLD SHAREHOLDER YES AGAINST FOR
PROPOSAL #08: REPORT ON ECUADOR SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #09: RENEWABLE ENERGY SHAREHOLDER YES ABSTAIN AGAINST
- ----------------------------------------------------------------------------------------------------
Issuer: CHUBB CORPORATION
Ticker: CB CUSIP: 171232101
Meeting Date 4/27/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: RAYMOND G.H. SEITZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID H. HOAG ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: SHEILA P. BURKE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES I. CASH, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOEL J. COHEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES M. CORNELIUS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KLAUS J. MANGOLD ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: SIR DAVID G SCHOLEY CBE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LAWRENCE M. SMALL ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JOHN D. FINNEGAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES M. ZIMMERMAN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: DANIEL E. SOMERS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALFRED W. ZOLLAR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ZOE BAIRD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KAREN HASTIE WILLIAMS ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: APPROVE THE ADOPTION OF THE CHUBB ISSUER YES AGAINST AGAINST
CORPORATION LONG-TERM STOCK INCENTIVE PLAN (2004)
PROPOSAL #03: APPROVE THE ADOPTION OF THE CHUBB ISSUER YES AGAINST AGAINST
CORPORATION LONG-TERM STOCK INCENTIVE PLAN FOR
NON-EMPLOYEE DIRECTORS (2004)
PROPOSAL #04: RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP ISSUER YES FOR FOR
AS INDEPENDENT AUDITORS FOR 2004
PROPOSAL #05: SHAREHOLDER PROPOSAL SHAREHOLDER YES ABSTAIN AGAINST
- ----------------------------------------------------------------------------------------------------
Issuer: CIE GENERALE DES ETABLISSEMENTS MICHELIN SA, CLERMONT-FERRAND
Ticker: N/A CUSIP: N/A
Meeting Date 5/14/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #E.12: APPROVE STOCK OPTION GRANTS ISSUER YES AGAINST N/A
PROPOSAL #E.13: ISSUE SHARES TO COMPANY SAVINGS PLAN ISSUER YES AGAINST N/A
PARTICIPANTS
PROPOSAL #O.1: APPROVAL OF THE CORPORATE ACCOUNTS FOR ISSUER YES FOR N/A
2003; THE GENERAL MEETING, HAVING HEARD THE MANAGING
PARTNERS REPORT, THE AUDITORS REPORT, AND THE REPORT OF
THE SUPERVISORY BOARD, HEREBY APPROVES THE COMPANY
ACCOUNTS FOR 2003 AND THE PROFIT RECORDED THEREIN OF EUR
178,237,815.34. THE GENERAL MEETING HEREBY APPROVES THE
OPERATIONS DESCRIBED IN THE ABOVE ACCOUNTS AND INDICATED
IN THE ABOVE REPORTS, SPECIFICALLY, AND IN SO FAR AS IS
NECESSARY, THOSE AFFECTING THE VARIOUS RESERVE ACCOUNTS.
PROPOSAL #O.2: SET DIVIDEND; ALLOCATE PROFITS ISSUER YES FOR N/A
PROPOSAL #O.3: APPROVAL OF THE CONSOLIDATED ACCOUNTS FOR ISSUER YES FOR N/A
2003; THE GENERAL MEETING, HAVING HEARD THE MANAGEMENT
PARTNERS REPORT, THE AUDITORS REPORT, AND THE REPORT OF
THE SUPERVISORY BOARD, HEREBY APPROVES THE CONSOLIDATED
ACCOUNTS FOR 2003 AND THE PROFIT OF EUR 328,862,182.56
RECORDED THEREIN.
PROPOSAL #O.4: REGULATED AGREEMENTS; THE GENERAL MEETING ISSUER YES FOR N/A
HAVING HEARD THE SPECIAL AUDITORS REPORT ON THE
AGREEMENTS DESCRIBED IN ARTICLE L 226-10 OF THE FRENCH
COMMERCIAL CODE, HEREBY APPROVES THE SAID REPORT AND DULY
RECORDS THAT THERE ARE NO AGREEMENTS OF THIS TYPE TO BE
SUBMITTED FOR APPROVAL.
PROPOSAL #O.5: RENEWAL OF THE TERM OF OFFICE OF A MEMBER ISSUER YES ABSTAIN N/A
OF THE SUPERVISORY BOARD; THE GENERAL MEETING, HAVING
HEARD THE MANAGING PARTNERS REPORT AND THE REPORT OF THE
SUPERVISORY BOARD, HEREBY RE-ELECTS MR. ERIC BOURDAIS DE
CHARBONNIERE TO THE SUPERVISORY BOARD FOR A TERM OF FIVE
YEARS, THE SAID TERM TO EXPIRE AT THE GENERAL MEETING OF
2009 FOR THE ADOPTION OF THE ACCOUNTS FOR 2008
PROPOSAL #O.6: RENEWAL OF THE TERM OF OFFICE OF A MEMBER ISSUER YES ABSTAIN N/A
OF THE SUPERVISORY BOARD; THE GENERAL MEETING, HAVING
HEARD THE MANAGING PARTNERS REPORT AND THE REPORT OF THE
SUPERVISORY BOARD, HEREBY RE-ELECTS MR. FRANCOIS
GRAPPOTTE TO THE SUPERVISORY BOARD FOR A TERM OF FIVE
YEARS, THE SAID TERM TO EXPIRE AT THE GENERAL MEETING OF
2009 FOR THE ADOPTION OF THE ACCOUNTS FOR 2008.
PROPOSAL #O.7: APPOINTMENT OF AN AUDITOR; THE GENERAL ISSUER YES FOR N/A
MEETING, HAVING HEARD THE REPORT OF THE SUPERVISORY BOARD
AND NOTING THAT THE TERM OF APPOINTMENT OF THE AUDITOR
MR. DOMINIQUE PAUL IS NEARING EXPIRY, HEREBY APPOINTS
PRICEWATERHOUSECOOPERS AUDIT, OF 32, RUE GUERSANT - 75017
PARIS, TO REPLACE HIM FOR A TERM OF 6 YEARS TO TERMINATE
AT THE CLOSING OF THE GENERAL MEETING CONVENED IN 2010
TO VOTE ON THE ACCOUNTS FOR YEAR 2009.
PROPOSAL #O.8: APPOINTMENT OF AN ADDITIONAL AUDITOR; THE ISSUER YES ABSTAIN N/A
GENERAL MEETING, HAVING THE REPORT OF THE SUPERVISORY
BOARD HEREBY APPOINTS, FOR A TERM OF 6 YEARS TO TERMINATE
AFTER THE CLOSING OF THE GENERAL MEETING CONVENED IN
2010 TO VOTE ON THE ACCOUNTS FOR YEAR 2009, TO AUDIT THE
ACCOUNTS FOR THE YEAR 2009, MR. PIERRE COLL, 32, RUE
GUERSANT - 75017 PARIS, AS AUDITOR IN ADDITION TO
PRICEWATERHOUSECOOPERS AUDIT.
PROPOSAL #O.10: APPOINTMENT OF AN ADDITIONAL AUDITOR; THE ISSUER YES ABSTAIN N/A
GENERAL MEETING, HAVING THE REPORT OF THE SUPERVISORY
BOARD HEREBY APPOINTS, FOR A TERM OF 6 YEARS TO TERMINATE
AFTER THE CLOSING OF THE GENERAL MEETING CONVENED IN
2010 TO VOTE ON THE ACCOUNTS FOR YEAR 2009, TO AUDIT THE
ACCOUNTS FOR THE YEAR 2009, MR. JACQUES ZAKS, 20 B, RUE
BOISSIERE - 75116 PARIS, AS AUDITOR IN ADDITION TO
COREVISE.
PROPOSAL #O.11: AUTHORIZE TRADE IN COMPANY STOCK ISSUER YES FOR N/A
PROPOSAL #O.9: APPOINTMENT OF AN AUDITOR; THE GENERAL ISSUER YES ABSTAIN N/A
MEETING, HAVING HEARD THE REPORT OF THE SUPERVISORY BOARD
AND NOTING THAT THE TERM OF APPOINTMENT OF THE AUDITOR
MR. STEPHANE MARIE IS NEARING EXPIRY, HEREBY APPOINTS
COREVISE, 20 B, RUE BOISSIERE - 75116 PARIS TO REPLACE
HIM FOR A TERM OF 6 YEARS TO TERMINATE AFTER THE CLOSING
OF THE GENERAL MEETING CONVENED IN 2010 TO VOTE ON THE
ACCOUNTS FOR YEAR 2009.
- ----------------------------------------------------------------------------------------------------
Issuer: CISCO SYSTEMS, INC.
Ticker: CSCO CUSIP: 17275R102
Meeting Date 11/11/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JAMES C. MORGAN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: RODERICK C. MCGEARY ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN T. CHAMBERS ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JERRY YANG ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: STEVEN M. WEST ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: CAROL A. BARTZ ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: DONALD T. VALENTINE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LARRY R. CARTER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN P. MORGRIDGE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR. JAMES F. GIBBONS ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: TO APPROVE AN AMENDMENT AND RESTATEMENT OF ISSUER YES FOR FOR
THE EMPLOYEE STOCK PURCHASE PLAN, INCLUDING AN INCREASE
OF 100,000,000 SHARES AUTHORIZED FOR ISSUANCE UNDER THE
PLAN AND A 5-YEAR EXTENSION OF THE PLAN, AS MORE FULLY
SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
PROPOSAL #03: TO RATIFY THE APPOINTMENT OF ISSUER YES AGAINST AGAINST
PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING JULY 31, 2004.
PROPOSAL #04: PROPOSAL SUBMITTED BY A SHAREHOLDER THAT SHAREHOLDER YES ABSTAIN AGAINST
THE BOARD PREPARE A REPORT EACH FISCAL YEAR ON CISCO
HARDWARE AND SOFTWARE PROVIDED TO GOVERNMENT AGENCIES AND
STATE-OWNED COMMUNICATIONS OR INFORMATION TECHNOLOGY
ENTITIES IN ANY COUNTRY, AS MORE FULLY SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
PROPOSAL #05: PROPOSAL SUBMITTED BY SHAREHOLDERS THAT THE SHAREHOLDER YES AGAINST FOR
BOARD'S COMPENSATION COMMITTEE PREPARE AND MAKE
AVAILABLE BY JANUARY 1, 2004, A REPORT COMPARING TOTAL
COMPENSATION OF THE COMPANY'S TOP EXECUTIVES AND ITS
LOWEST PAID WORKERS IN THE U.S. AND ABROAD AS OF SPECIFIC
DATES, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY
STATEMENT.
- ----------------------------------------------------------------------------------------------------
Issuer: CIT GROUP INC.
Ticker: CIT CUSIP: 125581108
Meeting Date 5/12/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: ALBERT R. GAMPER, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HON. THOMAS H. KEAN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: MARIANNE MILLER PARRS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PETER J. TOBIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEFFREY M. PEEK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN R. RYAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GARY C. BUTLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM A. FARLINGER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM M. FREEMAN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: EDWARD J. KELLY, III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LOIS M. VAN DEUSEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: RATIFICATION OF PRICEWATERHOUSECOOPERS LLP ISSUER YES FOR FOR
AS INDEPENDENT ACCOUNTANTS.
PROPOSAL #03: TO TRANSACT SUCH OTHER BUSINESS THAT MAY ISSUER YES AGAINST AGAINST
COME BEFORE THE MEETING.
- ----------------------------------------------------------------------------------------------------
Issuer: CITIGROUP INC.
Ticker: C CUSIP: 172967101
Meeting Date 4/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: RICHARD D. PARSONS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN M. DEUTCH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANDRALL E. PEARSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANN DIBBLE JORDAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C. MICHAEL ARMSTRONG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES PRINCE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT E. RUBIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANKLIN A. THOMAS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SANFORD I. WEILL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT B. WILLUMSTAD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEORGE DAVID ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KENNETH T. DERR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R. HERNANDEZ RAMIREZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DUDLEY C. MECUM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALAIN J.P. BELDA ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE SELECTION OF KPMG ISSUER YES FOR FOR
LLP AS CITIGROUP'S INDEPENDENT AUDITORS FOR 2004.
PROPOSAL #03: STOCKHOLDER PROPOSAL REQUESTING A CURB ON SHAREHOLDER YES AGAINST FOR
EXECUTIVE COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND
NO RENEWALS OR EXTENSIONS OF OPTION PLANS.
PROPOSAL #04: STOCKHOLDER PROPOSAL REQUESTING A REPORT ON SHAREHOLDER YES ABSTAIN AGAINST
POLITICAL CONTRIBUTIONS.
PROPOSAL #05: STOCKHOLDER PROPOSAL REQUESTING A SHAREHOLDER YES AGAINST FOR
DISCONTINUATION OF ALL RIGHTS, OPTIONS, SAR'S AND
POSSIBLE SEVERANCE PAYMENTS TO THE TOP 5 OF MANAGEMENT.
PROPOSAL #06: STOCKHOLDER PROPOSAL REQUESTING THAT THE SHAREHOLDER YES AGAINST FOR
CHAIRMAN OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
- ----------------------------------------------------------------------------------------------------
Issuer: COMCAST CORPORATION
Ticker: CMCSA CUSIP: 20030N101
Meeting Date 5/26/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: SHELDON M. BONOVITZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL I. SOVERN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RALPH J. ROBERTS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JULIAN A. BRODSKY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRIAN L. ROBERTS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KENNETH J. BACON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S. DECKER ANSTROM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C. MICHAEL ARMSTRONG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOSEPH L. CASTLE, II ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. MICHAEL COOK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR. JUDITH RODIN ISSUER YES FOR FOR
PROPOSAL #02: INDEPENDENT AUDITORS. ISSUER YES FOR FOR
PROPOSAL #03: 2002 RESTRICTED STOCK PLAN. ISSUER YES FOR FOR
PROPOSAL #04: AMENDMENT TO ARTICLES OF INCORPORATION. ISSUER YES FOR FOR
PROPOSAL #05: ESTABLISH A TWO-THIRDS INDEPENDENT BOARD. SHAREHOLDER YES AGAINST FOR
PROPOSAL #06: DISCLOSE POLITICAL CONTRIBUTIONS. SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #07: NOMINATE TWO DIRECTORS FOR EVERY OPEN SHAREHOLDER YES AGAINST FOR
DIRECTORSHIP.
PROPOSAL #08: LIMIT COMPENSATION FOR SENIOR EXECUTIVES. SHAREHOLDER YES AGAINST FOR
PROPOSAL #09: ADOPT A RECAPITALIZATION PLAN. SHAREHOLDER YES FOR AGAINST
- ----------------------------------------------------------------------------------------------------
Issuer: CONOCOPHILLIPS
Ticker: COP CUSIP: 20825C104
Meeting Date 5/5/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: DAVID L. BOREN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RUTH R. HARKIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM R. RHODES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. STAPLETON ROY ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF INDEPENDENT ISSUER YES FOR FOR
AUDITORS
PROPOSAL #03: AUTHORIZE THE 2004 OMNIBUS STOCK AND ISSUER YES FOR FOR
PERFORMANCE INCENTIVE PLAN
PROPOSAL #04: OFFICER & DIRECTOR COMPENSATION SHAREHOLDER YES AGAINST FOR
PROPOSAL #05: COMMONSENSE EXECUTIVE COMPENSATION SHAREHOLDER YES AGAINST FOR
PROPOSAL #06: ANWR DRILLING SHAREHOLDER YES ABSTAIN AGAINST
- ----------------------------------------------------------------------------------------------------
Issuer: CONSTELLATION ENERGY GROUP, INC.
Ticker: CEG CUSIP: 210371100
Meeting Date 5/21/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JAMES T. BRADY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT J. LAWLESS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES R. CURTISS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD J. KELLY, III ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF PRICEWATERHOUSECOOPERS LLP ISSUER YES FOR FOR
AS INDEPENDENT AUDITORS FOR 2004.
- ----------------------------------------------------------------------------------------------------
Issuer: CONTINENTAL AIRLINES, INC.
Ticker: CAL CUSIP: 210795308
Meeting Date 3/12/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: GORDON M. BETHUNE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KAREN HASTIE WILLIAMS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RONALD B. WOODARD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES A. YAMARONE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: DOUGLAS H. MCCORKINDALE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS J. BARRACK, JR. ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: LAWRENCE W. KELLNER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HENRY L. MEYER III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEORGE G. C. PARKER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KIRBYJON H. CALDWELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: PROPOSAL TO ADOPT 2004 EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #03: RATIFICATION OF INDEPENDENT AUDITORS ISSUER YES FOR FOR
PROPOSAL #04: PROPOSAL TO RECOMMEND RETENTION OF ISSUER YES AGAINST AGAINST
STOCKHOLDERS RIGHTS AGREEMENT
PROPOSAL #05: PROPOSAL OF STOCKHOLDER SHAREHOLDER YES FOR AGAINST
PROPOSAL #06: PLEASE MARK THE FOR BOX ONLY IF ANY STOCK ISSUER YES ABSTAIN N/A
OWNED OF RECORD OR BENEFICIALLY BY YOU IS OWNED OR
CONTROLLED BY NON-U.S. CITIZENS (AS DEFINED IN THE PROXY
STATEMENT).
- ----------------------------------------------------------------------------------------------------
Issuer: COOPER INDUSTRIES, LTD.
Ticker: CBE CUSIP: G24182100
Meeting Date 4/27/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: D.F. SMITH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: G.B. SMITH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S.G. BUTLER ISSUER YES FOR FOR
PROPOSAL #02: APPOINT ERNST & YOUNG AS INDEPENDENT ISSUER YES FOR FOR
AUDITORS FOR THE YEAR ENDING 12/31/2004.
PROPOSAL #03: APPROVE THE AMENDED AND RESTATED STOCK ISSUER YES FOR FOR
INCENTIVE PLAN.
PROPOSAL #04: SHAREHOLDER PROPOSAL RELATING TO SOCIAL AND SHAREHOLDER YES ABSTAIN AGAINST
ENVIRONMENTAL ISSUES RELATED TO SUSTAINABILITY.
PROPOSAL #05: SHAREHOLDER PROPOSAL RELATING TO EXECUTIVE SHAREHOLDER YES AGAINST FOR
EQUITY COMPENSATION PLANS.
- ----------------------------------------------------------------------------------------------------
Issuer: CORNING INCORPORATED
Ticker: GLW CUSIP: 219350105
Meeting Date 4/29/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JEREMY R. KNOWLES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WENDELL P. WEEKS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HANSEL E. TOOKES II ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EUGENE C. SIT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM D. SMITHBURG ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS CORNING'S INDEPENDENT
AUDITORS FOR FISCAL YEAR ENDING DECEMBER 31, 2004.
PROPOSAL #03: SHAREHOLDER PROPOSAL RELATING TO SEVERANCE SHAREHOLDER YES FOR AGAINST
AGREEMENTS WITH SENIOR EXECUTIVES.
- ----------------------------------------------------------------------------------------------------
Issuer: COX COMMUNICATIONS, INC.
Ticker: COX CUSIP: 224044107
Meeting Date 5/18/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: RODNEY W. SCHROCK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES O. ROBBINS ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ROBERT C. O'LEARY ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JAMES C. KENNEDY ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ANDREW J. YOUNG ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: G. DENNIS BERRY ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JANET M. CLARKE ISSUER YES FOR FOR
PROPOSAL #02: ADOPTION OF THE 2004 EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
- ----------------------------------------------------------------------------------------------------
Issuer: CROWN HOLDINGS, INC.
Ticker: CCK CUSIP: 228368106
Meeting Date 4/22/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JOHN W. CONWAY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ARNOLD W. DONALD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALAN W. RUTHERFORD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: G. FRED DIBONA, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HAROLD A. SORGENTI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS A. RALPH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JENNE K. BRITELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HUGUES DU ROURET ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM G. LITTLE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HANS J. LOLIGER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARIE L. GARIBALDI ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF INDEPENDENT AUDITORS. ISSUER YES FOR FOR
PROPOSAL #03: RESOLUTION TO ADOPT THE STOCK COMPENSATION ISSUER YES FOR FOR
PLAN FOR NON-EMPLOYEE DIRECTORS.
PROPOSAL #04: RESOLUTION TO ADOPT THE 2004 STOCK-BASED ISSUER YES FOR FOR
INCENTIVE COMPENSATION PLAN.
- ----------------------------------------------------------------------------------------------------
Issuer: CSX CORPORATION
Ticker: CSX CUSIP: 126408103
Meeting Date 5/5/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: R.D. KUNISCH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.E. RICE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.C. RICHARDSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.J. SHEPARD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: F.S. ROYAL, M.D. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.L. BURRUS, JR. ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: S.J. MORCOTT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: E.J. KELLY, III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.M. RATCLIFFE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: E.E. BAILEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.J. WARD ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF ERNST & YOUNG LLP AS ISSUER YES FOR FOR
INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS.
PROPOSAL #03: SHAREHOLDER PROPOSAL REGARDING EXECUTIVE SHAREHOLDER YES AGAINST FOR
COMPENSATION.
PROPOSAL #04: SHAREHOLDER PROPOSAL REGARDING POISON PILL SHAREHOLDER YES AGAINST FOR
PROVISIONS.
PROPOSAL #05: SHAREHOLDER PROPOSAL REGARDING SEVERANCE SHAREHOLDER YES FOR AGAINST
AGREEMENTS.
- ----------------------------------------------------------------------------------------------------
Issuer: EATON CORPORATION
Ticker: ETN CUSIP: 278058102
Meeting Date 4/28/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: E. GREEN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: M.J. CRITELLI ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: K.M. PATEL ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF 2004 STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #03: RATIFICATION OF APPOINTMENT OF INDEPENDENT ISSUER YES FOR FOR
AUDITORS
- ----------------------------------------------------------------------------------------------------
Issuer: ENCANA CORPORATION
Ticker: ECA CUSIP: 292505104
Meeting Date 4/28/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: MICHAEL A. GRANDIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RALPH S. CUNNINGHAM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PATRICK D. DANIEL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: VALERIE A.A. NIELSEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM R. FATT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD F. HASKAYNE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DENNIS A. SHARP ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GWYN MORGAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KEN F. MCCREADY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID P. O'BRIEN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: IAN W. DELANEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JANE L. PEVERETT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DALE A. LUCAS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL N. CHERNOFF ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES M. STANFORD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BARRY W. HARRISON ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF AUDITORS - ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AT A REMUNERATION TO BE FIXED
BY THE BOARD OF DIRECTORS.
PROPOSAL #03: CONFIRMATION OF NEW BY-LAW NO. 1 (AS ISSUER YES FOR FOR
DESCRIBED ON PAGE 8 AND IN APPENDIX A OF THE
ACCOMPANYING INFORMATION CIRCULAR).
PROPOSAL #04: APPROVAL OF AMENDMENTS AND RECONFIRMATION ISSUER YES FOR FOR
OF THE SHAREHOLDER RIGHTS PLAN (AS DESCRIBED ON PAGES
8-11 AND IN APPENDIX B OF THE ACCOMPANYING INFORMATION
CIRCULAR).
- ----------------------------------------------------------------------------------------------------
Issuer: ENGELHARD CORPORATION
Ticker: EC CUSIP: 292845104
Meeting Date 5/6/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: DAVID L. BURNER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES V. NAPIER ISSUER YES FOR FOR
- ----------------------------------------------------------------------------------------------------
Issuer: ENTERGY CORPORATION
Ticker: ETR CUSIP: 29364G103
Meeting Date 5/14/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: B.A. STEINHAGEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: K.A. MURPHY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: P.W. MURRILL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.R. NICHOLS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.C. SMITH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.A. PERCY, II ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.H. REILLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.C. HINTZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A.M. HERMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S.V. WILKINSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R. V.D. LUFT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.W. LEONARD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.P. DEMING ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S.D. DEBREE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.S. BATEMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.F. BLOUNT ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF EXTERNAL AUDITORS. ISSUER YES FOR FOR
PROPOSAL #03: STOCKHOLDER PROPOSAL REGARDING LIMITING SHAREHOLDER YES FOR AGAINST
BENEFITS PAYABLE UNDER SEVERANCE AGREEMENTS.
PROPOSAL #04: STOCKHOLDER PROPOSAL REGARDING CUMULATIVE SHAREHOLDER YES AGAINST FOR
VOTING.
PROPOSAL #05: STOCKHOLDER PROPOSAL REGARDING COMPENSATION SHAREHOLDER YES AGAINST FOR
FOR THE TOP FIVE EXECUTIVES.
- ----------------------------------------------------------------------------------------------------
Issuer: EXXON MOBIL CORPORATION
Ticker: XOM CUSIP: 30231G102
Meeting Date 5/26/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: H.A. MCKINNELL, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.C. NELSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.C. KING ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L.R. RAYMOND ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.R. HOWELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: H.J. LONGWELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.V. SHIPLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.W. TILLERSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.J. BOSKIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.R. HOUGHTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: P.E. LIPPINCOTT ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF INDEPENDENT AUDITORS (PAGE ISSUER YES FOR FOR
27).
PROPOSAL #03: APPROVAL OF 2004 NON-EMPLOYEE DIRECTOR ISSUER YES FOR FOR
RESTRICTED STOCK PLAN (PAGE 28).
PROPOSAL #04: POLITICAL CONTRIBUTIONS (PAGE 30). SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #05: POLITICAL CONTRIBUTIONS REPORT (PAGE 32). SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #06: MEDIA RESPONSE ON EQUATORIAL GUINEA (PAGE SHAREHOLDER YES ABSTAIN AGAINST
34).
PROPOSAL #07: BOARD CHAIRMAN AND CEO (PAGE 37). SHAREHOLDER YES AGAINST FOR
PROPOSAL #08: EXECUTIVE COMPENSATION (PAGE 39). SHAREHOLDER YES AGAINST FOR
PROPOSAL #09: EQUITY COMPENSATION REPORT (PAGE 40). SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: AMENDMENT OF EEO POLICY (PAGE 42). SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #11: CLIMATE SCIENCE REPORT (PAGE 44). SHAREHOLDER YES ABSTAIN AGAINST
- ----------------------------------------------------------------------------------------------------
Issuer: FANNIE MAE
Ticker: FNM CUSIP: 313586109
Meeting Date 5/25/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: K.M. DUBERSTEIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: H.P. SWYGERT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: F.D. RAINES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L. RAHL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S.B. ASHLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: T.P. GERRITY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.K. PICKETT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.H. MUDD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: T. HOWARD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A.M. MULCAHY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.B. MARRON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: F.V. MALEK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A. KOROLOGOS ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE SELECTION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #03: APPROVAL OF AN AMENDMENT TO THE FANNIE MAE ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLAN
PROPOSAL #04: STOCKHOLDER PROPOSAL TO REINSTATE SHAREHOLDER YES AGAINST FOR
CUMULATIVE VOTING
- ----------------------------------------------------------------------------------------------------
Issuer: FEDERAL HOME LOAN MORTGAGE CORPORATI
Ticker: FRE CUSIP: 313400301
Meeting Date 3/31/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: SHAUN F. O'MALLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RONALD F. POE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHEN A. ROSS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOAN E. DONOGHUE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DONALD J. SCHUENKE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN B. MCCOY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HENRY KAUFMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEORGE D. GOULD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHELLE ENGLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD F. SYRON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHRISTINA SEIX ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD KARL GOELTZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM J. TURNER ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR
THE YEAR 2003
- ----------------------------------------------------------------------------------------------------
Issuer: FEDERATED DEPARTMENT STORES, INC.
Ticker: FD CUSIP: 31410H101
Meeting Date 5/21/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: KARL M. VON DER HEYDEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOSEPH A. PICHLER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JOSEPH NEUBAUER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: SARA LEVINSON ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF KPMG LLP AS ISSUER YES FOR FOR
FEDERATED'S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR
ENDING JANUARY 29, 2005.
PROPOSAL #03: TO AMEND FEDERATED'S 1995 EXECUTIVE EQUITY ISSUER YES AGAINST AGAINST
INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF
FEDERATED'S COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE
PLAN.
PROPOSAL #04: TO ACT UPON A STOCKHOLDER PROPOSAL TO TAKE SHAREHOLDER YES FOR AGAINST
THE NECESSARY STEPS TO ADOPT A SYSTEM FOR THE ANNUAL
ELECTION OF ALL OF FEDERATED'S DIRECTORS.
- ----------------------------------------------------------------------------------------------------
Issuer: FIRSTENERGY CORP.
Ticker: FE CUSIP: 337932107
Meeting Date 5/18/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: C.A. REIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: P.T. ADDISON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.C. SAVAGE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: E.J. NOVAK, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.M. PIETRUSKI ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #03: APPROVAL OF AMENDMENTS TO THE CODE OF ISSUER YES FOR FOR
REGULATIONS TO DECLASSIFY THE BOARD OF DIRECTORS
PROPOSAL #04: APPROVAL OF AMENDMENTS TO THE ARTICLES OF ISSUER YES FOR FOR
INCORPORATION AND CODE OF REGULATIONS TO CHANGE CERTAIN
VOTING REQUIREMENTS
PROPOSAL #05: APPROVAL OF EXISTING EXECUTIVE DEFERRED ISSUER YES FOR FOR
COMPENSATION PLAN
PROPOSAL #06: APPROVAL OF EXISTING DIRECTOR DEFERRED ISSUER YES FOR FOR
COMPENSATION PLAN
PROPOSAL #07: SHAREHOLDER PROPOSAL SHAREHOLDER YES FOR AGAINST
PROPOSAL #08: SHAREHOLDER PROPOSAL SHAREHOLDER YES AGAINST FOR
PROPOSAL #09: SHAREHOLDER PROPOSAL SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #10: SHAREHOLDER PROPOSAL SHAREHOLDER YES FOR AGAINST
- ----------------------------------------------------------------------------------------------------
Issuer: FLEETBOSTON FINANCIAL CORPORATION
Ticker: FBF CUSIP: 339030108
Meeting Date 3/17/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: APPROVAL OF THE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF PROPOSAL TO ADJOURN THE ISSUER YES FOR FOR
FLEETBOSTON SPECIAL MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES
- ----------------------------------------------------------------------------------------------------
Issuer: FLEXTRONICS INTERNATIONAL LTD.
Ticker: FLEX CUSIP: Y2573F102
Meeting Date 9/30/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: RE-ELECTION OF RICHARD L. SHARP AS A ISSUER YES ABSTAIN AGAINST
DIRECTOR OF THE COMPANY.
PROPOSAL #2A: RE-ELECTION OF JAMES A. DAVIDSON AS A ISSUER YES FOR FOR
DIRECTOR OF THE COMPANY.
PROPOSAL #2B: RE-ELECTION OF LIP-BU TAN AS A DIRECTOR OF ISSUER YES FOR FOR
THE COMPANY.
PROPOSAL #03: RE-APPOINTMENT OF PATRICK FOLEY AS A ISSUER YES FOR FOR
DIRECTOR OF THE COMPANY.
PROPOSAL #04: TO APPOINT DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR
ENDING MARCH 31, 2004.
PROPOSAL #05: TO APPROVE AN AMENDMENT TO THE COMPANY'S ISSUER YES FOR FOR
1997 EMPLOYEE SHARE PURCHASE PLAN.
PROPOSAL #06: TO APPROVE THE AUTHORIZATION FOR THE ISSUER YES FOR FOR
DIRECTORS OF THE COMPANY TO ALLOT AND ISSUE ORDINARY
SHARES.
PROPOSAL #07: TO APPROVE THE AUTHORIZATION FOR THE ISSUER YES FOR FOR
COMPANY TO PROVIDE CASH COMPENSATION TO ITS DIRECTORS.
PROPOSAL #08: TO APPROVE THE AUTHORIZATION OF THE ISSUER YES FOR FOR
PROPOSED RENEWAL OF THE SHARE MANDATE RELATING TO
ACQUISITIONS BY THE COMPANY OF ITS OWN ISSUED ORDINARY
SHARES.
- ----------------------------------------------------------------------------------------------------
Issuer: GANNETT CO., INC.
Ticker: GCI CUSIP: 364730101
Meeting Date 5/4/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: DOUGLAS H. MCCORKINDALE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHEN P. MUNN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
LLP AS THE COMPANY'S AUDITORS.
PROPOSAL #03: PROPOSAL TO AMEND 2001 OMNIBUS INCENTIVE ISSUER YES FOR FOR
COMPENSATION PLAN.
PROPOSAL #04: SHAREHOLDER PROPOSAL CONCERNING EXECUTIVE SHAREHOLDER YES AGAINST FOR
COMPENSATION.
- ----------------------------------------------------------------------------------------------------
Issuer: GENERAL ELECTRIC COMPANY
Ticker: GE CUSIP: 369604103
Meeting Date 4/28/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #02: ANIMAL TESTING SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #03: NUCLEAR RISK SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #04: REPORT ON PCB CLEANUP COSTS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #05: OFFSHORE SOURCING SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #06: SUSTAINABILITY INDEX SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #07: COMPENSATION COMMITTEE INDEPENDENCE SHAREHOLDER YES AGAINST FOR
PROPOSAL #08: PAY DISPARITY SHAREHOLDER YES AGAINST FOR
PROPOSAL #09: END STOCK OPTIONS AND BONUSES SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: LIMIT OUTSIDE DIRECTORSHIPS SHAREHOLDER YES AGAINST FOR
PROPOSAL #11: INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #12: EXPLORE SALE OF COMPANY SHAREHOLDER YES AGAINST FOR
PROPOSAL #13: HOLDING STOCK FROM STOCK OPTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #14: BOARD INDEPENDENCE SHAREHOLDER YES AGAINST FOR
PROPOSAL #15: POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
ELECTION OF DIRECTOR: SAM NUNN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEFFREY R. IMMELT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KENNETH G. LANGONE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT J. SWIERINGA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT C. WRIGHT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALAN G. LAFLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES I. CASH, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DOUGLAS A. WARNER III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANDREA JUNG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RALPH S. LARSEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DENNIS D. DAMMERMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CLAUDIO X. GONZALEZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROGER S. PENSKE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANN M. FUDGE ISSUER YES FOR FOR
PROPOSAL #0B: INDEPENDENT AUDITOR ISSUER YES FOR FOR
PROPOSAL #0C: REVENUE MEASUREMENT ADDED TO EXECUTIVE ISSUER YES FOR FOR
OFFICER PERFORMANCE GOALS
- ----------------------------------------------------------------------------------------------------
Issuer: GENUINE PARTS COMPANY
Ticker: GPC CUSIP: 372460105
Meeting Date 4/19/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS, MD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEAN DOUVILLE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. HICKS LANIER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WENDY B. NEEDHAM ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF GENUINE PARTS COMPANY'S 2004 ISSUER YES FOR FOR
ANNUAL INCENTIVE BONUS PLAN.
PROPOSAL #03: RATIFICATION OF THE SELECTION OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004.
PROPOSAL #04: SHAREHOLDER PROPOSAL REGARDING POISON PILL. SHAREHOLDER YES FOR AGAINST
PROPOSAL #05: SHAREHOLDER PROPOSAL REGARDING RESTRICTED SHAREHOLDER YES AGAINST FOR
SHARE PROGRAMS IN LIEU OF STOCK OPTIONS IN EXECUTIVE
COMPENSATION.
- ----------------------------------------------------------------------------------------------------
Issuer: GEORGIA-PACIFIC CORPORATION
Ticker: GP CUSIP: 373298108
Meeting Date 5/4/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: DONALD V. FITES* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BARBARA L. BOWLES* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES B. WILLIAMS** ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KAREN N. HORN* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM R. JOHNSON* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID R. GOODE* ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO AMEND THE GEORGIA-PACIFIC ISSUER YES FOR FOR
CORPORATION LONG-TERM INCENTIVE PLAN TO ADD STOCK
APPRECIATION RIGHTS, KNOWN AS SARS, AS PERMITTED AWARDS
UNDER THE PLAN.
PROPOSAL #03: PROPOSAL TO APPROVE THE GEORGIA-PACIFIC ISSUER YES FOR FOR
CORPORATION SHORT-TERM INCENTIVE PLAN SO THAT INCENTIVE
COMPENSATION AWARDS PAID UNDER THE PLAN WILL BE FULLY
DEDUCTIBLE UNDER 162(M) OF THE INTERNAL REVENUE CODE OF
1986, AS AMENDED.
PROPOSAL #04: PROPOSAL TO RATIFY THE APPOINTMENT OF OUR ISSUER YES FOR FOR
INDEPENDENT AUDITORS, ERNST & YOUNG LLP, AS AUDITORS FOR
OUR FISCAL YEAR ENDING JANUARY 1, 2005.
- ----------------------------------------------------------------------------------------------------
Issuer: GLAXOSMITHKLINE PLC
Ticker: GSK CUSIP: 37733W105
Meeting Date 5/17/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #O1: TO RECEIVE AND ADOPT THE DIRECTORS REPORT ISSUER YES FOR FOR
AND THE FINANCIAL STATEMENTS (ORDINARY RESOLUTION)
PROPOSAL #O2: TO APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
(ORDINARY RESOLUTION)
PROPOSAL #O3: TO ELECT MR H LAWRENCE CULP AS A DIRECTOR ISSUER YES FOR FOR
(ORDINARY RESOLUTION)
PROPOSAL #O4: TO ELECT MR CRISPIN DAVIS AS A DIRECTOR ISSUER YES FOR FOR
(ORDINARY RESOLUTION)
PROPOSAL #O5: TO ELECT SIR ROBERT WILSON AS A DIRECTOR ISSUER YES FOR FOR
(ORDINARY RESOLUTION)
PROPOSAL #O6: TO ELECT DR TACHI YAMADA AS A DIRECTOR ISSUER YES FOR FOR
(ORDINARY RESOLUTION)
PROPOSAL #O7: TO RE-ELECT SIR CHRISTOPHER HOGG AS A ISSUER YES FOR FOR
DIRECTOR (ORDINARY RESOLUTION)
PROPOSAL #O8: RE-APPOINTMENT OF AUDITORS (ORDINARY ISSUER YES FOR FOR
RESOLUTION)
PROPOSAL #O9: REMUNERATION OF AUDITORS (ORDINARY ISSUER YES FOR FOR
RESOLUTION)
PROPOSAL #S10: AUTHORISE THE COMPANY TO MAKE DONATIONS TO ISSUER YES ABSTAIN AGAINST
EU POLITICAL ORGAN- ISATIONS AND INCUR EU POLITICAL
EXPENDITURE (SPECIAL BUSINESS)
PROPOSAL #S11: DISAPPLICATION OF PRE-EMPTION RIGHTS ISSUER YES FOR FOR
(SPECIAL RESOLUTION)
PROPOSAL #S12: AUTHORITY FOR THE COMPANY TO PURCHASE ITS ISSUER YES FOR FOR
OWN SHARES (SPECIAL RESOLUTION)
- ----------------------------------------------------------------------------------------------------
Issuer: GLOBALSANTAFE CORPORATION
Ticker: GSF CUSIP: G3930E101
Meeting Date 6/9/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: KHALED R. AL-HAROON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD R. MULLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN L. WHITMIRE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PAUL J. POWERS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FERDINAND A. BERGER ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO APPROVE A SPECIAL RESOLUTION TO ISSUER YES FOR FOR
AMEND THE COMPANY'S AMENDED AND RESTATED ARTICLES OF
ASSOCIATION TO PERMIT TELEPHONIC AND INTERNET VOTING BY
RECORD SHAREHOLDERS.
PROPOSAL #03: PROPOSAL TO APPROVE A SPECIAL RESOLUTION TO ISSUER YES FOR FOR
AMEND THE COMPANY'S AMENDED AND RESTATED ARTICLES OF
ASSOCIATION TO REMOVE THE LANGUAGE NO SHARE OWNERSHIP
QUALIFICATION FOR DIRECTORS SHALL BE REQUIRED.
PROPOSAL #04: PROPOSAL TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT CERTIFIED
PUBLIC ACCOUNTANTS OF THE COMPANY AND ITS SUBSIDIARIES
FOR THE YEAR ENDING DECEMBER 31, 2004.
- ----------------------------------------------------------------------------------------------------
Issuer: GOLDEN WEST FINANCIAL CORPORATION
Ticker: GDW CUSIP: 381317106
Meeting Date 4/27/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: MARION O. SANDLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LESLIE TANG SCHILLING ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PATRICIA A. KING ISSUER YES FOR FOR
PROPOSAL #02: INCREASE THE NUMBER OF AUTHORIZED SHARES OF ISSUER YES FOR FOR
COMMON STOCK FROM 200,000,000 TO 600,000,000.
PROPOSAL #03: RATIFICATION OF THE SELECTION OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP TO SERVE AS THE COMPANY'S INDEPENDENT OUTSIDE
AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004.
- ----------------------------------------------------------------------------------------------------
Issuer: GUIDANT CORPORATION
Ticker: GDT CUSIP: 401698105
Meeting Date 5/18/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: NANCY-ANN MIN DEPARLE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ENRIQUE C. FALLA ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: MAURICE A. COX, JR. ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: KRISTINA M. JOHNSON PHD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RONALD W. DOLLENS ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ERNST & ISSUER YES AGAINST AGAINST
YOUNG LLP AS INDEPENDENT AUDITORS FOR 2004.
PROPOSAL #03: PROPOSAL BY SHAREHOLDER THAT THE BOARD SHAREHOLDER YES FOR AGAINST
ADOPT A POLICY OF EXPENSING IN THE COMPANY'S ANNUAL
INCOME STATEMENT THE COST OF ALL FUTURE STOCK OPTIONS
ISSUED BY THE COMPANY.
- ----------------------------------------------------------------------------------------------------
Issuer: HCA INC.
Ticker: HCA CUSIP: 404119109
Meeting Date 5/27/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: MAGDALENA H AVERHOFF MD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN H. MCARTHUR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KENT C. NELSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: T. MICHAEL LONG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GLENDA A. HATCHETT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HAROLD T. SHAPIRO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD M. BRACKEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FREDERICK W. GLUCK ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: THOMAS F. FRIST, JR. MD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARTIN FELDSTEIN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: C. MICHAEL ARMSTRONG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANK S. ROYAL, MD ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: RATIFICATION OF ERNST & YOUNG LLP AS HCA'S ISSUER YES FOR FOR
INDEPENDENT AUDITOR, AS DESCRIBED IN THE PROXY STATEMENT.
PROPOSAL #03: APPROVAL OF THE HCA INC. AMENDED AND ISSUER YES AGAINST AGAINST
RESTATED MANAGEMENT STOCK PURCHASE PLAN.
- ----------------------------------------------------------------------------------------------------
Issuer: HEALTH NET, INC.
Ticker: HNT CUSIP: 42222G108
Meeting Date 5/13/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: PATRICK FOLEY ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JAY M. GELLERT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROGER F. GREAVES ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: BRUCE G. WILLISON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. THOMAS BOUCHARD ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: GALE S. FITZGERALD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THEODORE F. CRAVER, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FREDERICK C. YEAGER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD J. STEGEMEIER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD W. HANSELMAN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: THOMAS T. FARLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: TO ADOPT AN AMENDED AND RESTATED ISSUER YES FOR FOR
CERTIFICATE OF INCORPORATION THAT ELIMINATES THE
COMPANY'S CLASS B CONVERTIBLE COMMON STOCK $.001, PAR
VALUE PER SHARE, AND REFERS TO A SINGLE REMAINING CLASS
OF COMPANY COMMON STOCK AS COMMON STOCK RATHER THAN
CLASS A COMMON STOCK.
PROPOSAL #03: TO RATIFY THE SELECTION OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS THE COMPANY'S INDEPENDENT PUBLIC
ACCOUNTANTS.
- ----------------------------------------------------------------------------------------------------
Issuer: HEWLETT-PACKARD COMPANY
Ticker: HPQ CUSIP: 428236103
Meeting Date 3/17/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: L.S. SALHANY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L.T. BABBIO, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.L. RYAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: G.A. KEYWORTH II ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.S. FIORINA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: P.C. DUNN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.A. HACKBORN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.E. KNOWLING, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S.M. LITVACK ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: PROPOSAL TO RATIFY ERNST & YOUNG LLP AS ISSUER YES FOR FOR
HEWLETT-PACKARD COMPANY'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING OCTOBER 31, 2004.
PROPOSAL #03: APPROVAL OF THE HEWLETT-PACKARD COMPANY ISSUER YES FOR FOR
2004 STOCK INCENTIVE PLAN
PROPOSAL #04: SHAREOWNER PROPOSAL ENTITLED STOCK OPTION SHAREHOLDER YES FOR AGAINST
EXPENSING PROPOSAL
- ----------------------------------------------------------------------------------------------------
Issuer: INGRAM MICRO INC.
Ticker: IM CUSIP: 457153104
Meeting Date 5/25/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JOE B. WYATT* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HOWARD I. ATKINS** ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ORRIN H. INGRAM II* ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: MICHAEL T. SMITH* ISSUER YES WITHHOLD AGAINST
- ----------------------------------------------------------------------------------------------------
Issuer: INTERNATIONAL BUSINESS MACHINES CORP
Ticker: IBM CUSIP: 459200101
Meeting Date 4/27/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: N.O. KEOHANE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.E. SPERO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.B. SLAUGHTER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: S.J. PALMISANO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.F. KNIGHT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C. GHOSN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: K.I. CHENAULT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L.H. ZAMBRANO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.M. VEST ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: S. TAUREL ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: C. BLACK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L.A. NOTO ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF INDEPENDENT ISSUER YES AGAINST AGAINST
ACCOUNTANTS (PRICEWATERHOUSECOOPERS LLP) (PAGE 22)
PROPOSAL #03: RATIFICATION OF APPOINTMENT OF INDEPENDENT ISSUER YES FOR FOR
ACCOUNTANTS FOR THE BUSINESS CONSULTING SERVICES UNIT
(ERNST & YOUNG LLP) (PAGE 22)
PROPOSAL #04: APPROVAL OF LONG-TERM INCENTIVE PERFORMANCE ISSUER YES FOR FOR
TERMS FOR CERTAIN EXECUTIVES (PAGE 23)
PROPOSAL #05: STOCKHOLDER PROPOSAL ON: CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
(PAGE 25)
PROPOSAL #06: STOCKHOLDER PROPOSAL ON: PENSION AND SHAREHOLDER YES AGAINST FOR
RETIREMENT MEDICAL (PAGE 25)
PROPOSAL #07: STOCKHOLDER PROPOSAL ON: EXECUTIVE SHAREHOLDER YES AGAINST FOR
COMPENSATION (PAGE 26)
PROPOSAL #08: STOCKHOLDER PROPOSAL ON: EXPENSING STOCK SHAREHOLDER YES FOR AGAINST
OPTIONS (PAGE 28)
PROPOSAL #09: STOCKHOLDER PROPOSAL ON: DISCLOSURE OF SHAREHOLDER YES AGAINST FOR
EXECUTIVE COMPENSATION (PAGE 29)
PROPOSAL #10: STOCKHOLDER PROPOSAL ON: CHINA BUSINESS SHAREHOLDER YES ABSTAIN AGAINST
PRINCIPLES (PAGE 30)
PROPOSAL #11: STOCKHOLDER PROPOSAL ON: POLITICAL SHAREHOLDER YES ABSTAIN AGAINST
CONTRIBUTIONS (PAGE 31)
PROPOSAL #12: STOCKHOLDER PROPOSAL ON: A REVIEW OF SHAREHOLDER YES AGAINST FOR
EXECUTIVE COMPENSATION POLICIES (PAGE 32)
- ----------------------------------------------------------------------------------------------------
Issuer: IPC HOLDINGS, LTD.
Ticker: IPCR CUSIP: G4933P101
Meeting Date 6/11/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JAMES P. BRYCE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOSEPH C.H. JOHNSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KENNETH L. HAMMOND ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR. HON. C.E. JAMES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANK MUTCH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANTHONY M. PILLING ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT AND REMUNERATION OF INDEPENDENT ISSUER YES FOR FOR
AUDITORS: TO APPOINT THE FIRM OF KPMG AS THE COMPANY'S
INDEPENDENT AUDITORS TO SERVE UNTIL THE COMPANY'S NEXT
ANNUAL GENERAL MEETING OF SHAREHOLDERS AND TO AUTHORIZE
THE AUDIT COMMITTEE TO SET THE COMPENSATION FOR THE
COMPANY'S INDEPENDENT AUDITORS.
- ----------------------------------------------------------------------------------------------------
Issuer: J.P. MORGAN CHASE & CO.
Ticker: JPM CUSIP: 46625H100
Meeting Date 5/25/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: MERGER PROPOSAL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LAWRENCE A. BOSSIDY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN R. STAFFORD ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: HELENE L. KAPLAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN H. BIGGS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANK A. BENNACK, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HANS W. BECHERER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LEE R. RAYMOND ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ELLEN V. FUTTER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM B. HARRISON, JR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM H. GRAY, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #03: APPOINTMENT OF EXTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #04: RE-APPROVAL OF KEY EXECUTIVE PERFORMANCE ISSUER YES AGAINST AGAINST
PLAN
PROPOSAL #05: ADJOURNMENT OF MEETING, IF NECESSARY, TO ISSUER YES FOR FOR
SOLICIT ADDITIONAL PROXIES
PROPOSAL #06: DIRECTOR TERM LIMIT SHAREHOLDER YES AGAINST FOR
PROPOSAL #07: CHARITABLE CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #08: POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #09: SEPARATION OF CHAIRMAN AND CEO SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: DERIVATIVE DISCLOSURE SHAREHOLDER YES AGAINST FOR
PROPOSAL #11: AUDITOR INDEPENDENCE SHAREHOLDER YES AGAINST FOR
PROPOSAL #12: DIRECTOR COMPENSATION SHAREHOLDER YES AGAINST FOR
PROPOSAL #13: PAY DISPARITY SHAREHOLDER YES AGAINST FOR
- ----------------------------------------------------------------------------------------------------
Issuer: JEFFERSON-PILOT CORPORATION
Ticker: JP CUSIP: 475070108
Meeting Date 5/3/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: PATRICK S. PITTARD* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: G.W. HENDERSON, III* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT G. GREER** ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DENNIS R. GLASS* ISSUER YES FOR FOR
PROPOSAL #02: RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS.
PROPOSAL #03: APPROVE NON-EMPLOYEE DIRECTORS STOCK ISSUER YES FOR FOR
OPTION PLAN.
- ----------------------------------------------------------------------------------------------------
Issuer: JOHN HANCOCK FINANCIAL SERVICES, INC
Ticker: JHF CUSIP: 41014S106
Meeting Date 2/24/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: ADOPTION OF THE MERGER AGREEMENT: THE ISSUER YES FOR FOR
ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF
9/28/03, AMONG MANULIFE FINANCIAL CORPORATION, JOHN
HANCOCK FINANCIAL SERVICES, INC. AND JUPITER MERGER
CORPORATION, A WHOLLY-OWNED SUBSIDIARY OF MANULIFE
FINANCIAL CORPORATION, AS AMENDED BY THE FIRST AMENDMENT
TO AGREEMENT AND PLAN OF MERGER, DATED AS OF 12/29/03.
- ----------------------------------------------------------------------------------------------------
Issuer: JOHNSON & JOHNSON
Ticker: JNJ CUSIP: 478160104
Meeting Date 4/22/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: M. JUDAH FOLKMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANN D. JORDAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES G. CULLEN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: WILLIAM C. WELDON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT J. DARRETTA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID SATCHER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GERARD N. BURROW ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARY S. COLEMAN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ARNOLD G. LANGBO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SUSAN L. LINDQUIST ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LEO F. MULLIN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: STEVEN'S REINEMUND ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HENRY B. SCHACHT ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF ISSUER YES AGAINST AGAINST
PRICEWATERHOUSECOOPERS AS INDEPENDENT AUDITORS
PROPOSAL #03: PROPOSAL ON CHARITABLE CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
- ----------------------------------------------------------------------------------------------------
Issuer: KB HOME
Ticker: KBH CUSIP: 48666K109
Meeting Date 4/1/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: RONALD W. BURKLE* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR. RAY R. IRANI* ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: LESLIE MOONVES* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MELISSA LORA** ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LUIS G. NOGALES* ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: PROPOSAL TO RATIFY ERNST & YOUNG LLP AS KB ISSUER YES FOR FOR
HOME'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
NOVEMBER 30, 2004
- ----------------------------------------------------------------------------------------------------
Issuer: LEAR CORPORATION
Ticker: LEA CUSIP: 521865105
Meeting Date 5/13/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: LARRY W. MCCURDY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROY E. PARROTT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD F. WALLMAN ISSUER YES FOR FOR
PROPOSAL #02: RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP ISSUER YES FOR FOR
AS OUR INDEPENDENT AUDITORS FOR 2004.
PROPOSAL #03: STOCKHOLDER PROPOSAL REGARDING OUR SHAREHOLDER YES AGAINST FOR
SHAREHOLDER RIGHTS PLAN.
- ----------------------------------------------------------------------------------------------------
Issuer: LEHMAN BROTHERS HOLDINGS INC.
Ticker: LEH CUSIP: 524908100
Meeting Date 4/2/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: SIR CHRISTOPHER GENT ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: MARSHA JOHNSON EVANS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DINA MERRILL ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ROGER S. BERLIND ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF ERNST & YOUNG LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS FOR THE FISCAL YEAR 2004.
- ----------------------------------------------------------------------------------------------------
Issuer: LIBERTY PROPERTY TRUST
Ticker: LRY CUSIP: 531172104
Meeting Date 5/5/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: J. ANTHONY HAYDEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M. LEANNE LACHMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: APPROVAL OF THE PROPOSAL TO AMEND THE ISSUER YES FOR FOR
DECLARATION OF TRUST OF THE TRUST TO AMEND AND RESTATE IN
ITS ENTIRETY ARTICLE VII OF THE DECLARATION OF TRUST.
PROPOSAL #03: APPROVAL OF THE PROPOSAL TO AMEND THE ISSUER YES AGAINST AGAINST
DECLARATION OF TRUST TO AMEND SECTIONS 6.2, 6.3 AND 10.1
(D) OF THE DECLARATION OF TRUST.
PROPOSAL #04: APPROVAL OF THE PROPOSAL TO AMEND THE ISSUER YES AGAINST AGAINST
TRUST'S AMENDED AND RESTATED SHARE INCENTIVE PLAN,
INCLUDING AN AMENDMENT TO INCREASE THE NUMBER OF SHARES
AVAILABLE FOR AWARDS THEREUNDER BY 1,500,000 SHARES TO
11,426,256 SHARES.
- ----------------------------------------------------------------------------------------------------
Issuer: LIZ CLAIBORNE, INC.
Ticker: LIZ CUSIP: 539320101
Meeting Date 5/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: RAUL J. FERNANDEZ ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: MARY KAY HABEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KENNETH P. KOPELMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF DELOITTE ISSUER YES FOR FOR
& TOUCHE LLP AS INDEPENDENT AUDITORS FOR FISCAL 2004.
- ----------------------------------------------------------------------------------------------------
Issuer: M.D.C. HOLDINGS, INC.
Ticker: MDC CUSIP: 552676108
Meeting Date 4/26/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: HERBERT T. BUCHWALD ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: LARRY A. MIZEL ISSUER YES FOR FOR
PROPOSAL #02: SHAREOWNER PROPOSAL REGARDING PREPARATION SHAREHOLDER YES ABSTAIN AGAINST
OF SUSTAINABILITY REPORT.
- ----------------------------------------------------------------------------------------------------
Issuer: MAGNA INTERNATIONAL INC.
Ticker: MGA CUSIP: 559222401
Meeting Date 8/19/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: THE SPECIAL RESOLUTION (THE SPECIAL ISSUER YES FOR FOR
RESOLUTION ) AUTHORIZING THE SPIN-OFF OF MI DEVELOPMENTS
INC., THE FULL TEXT OF WHICH IS ATTACHED AS APPENDIX A TO
THE MANAGEMENT INFORMATION CIRCULAR/PROXY STATEMENT OF
THE CORPORATION DATED JULY 8, 2003 (THE CIRCULAR ), AS
SUCH SPECIAL RESOLUTION MAY BE AMENDED OR VARIED AT THE
SPECIAL MEETING.
- ----------------------------------------------------------------------------------------------------
Issuer: MAGNA INTERNATIONAL INC.
Ticker: MGA CUSIP: 559222401
Meeting Date 5/6/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: WILLIAM H. FIKE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MANFRED GINGL ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: EDWARD C. LUMLEY ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: FRANZ VRANITZKY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANK STRONACH ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ROYDEN R. RICHARDSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DONALD RESNICK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SIEGFRIED WOLF ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: KLAUS MANGOLD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GERHARD RANDA ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: MICHAEL D. HARRIS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KARLHEINZ MUHR ISSUER YES FOR FOR
PROPOSAL #B: TO VOTE FOR OR ABSTAIN IN RESPECT OF THE ISSUER YES FOR FOR
RE-APPOINTMENT OF ERNST & YOUNG LLP AS THE AUDITOR OF THE
CORPORATION, BASED ON THE RECOMMENDATION OF THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS, AND AUTHORIZING THE
AUDIT COMMITTEE TO FIX THE AUDITOR'S REMUNERATION.
- ----------------------------------------------------------------------------------------------------
Issuer: MARSH & MCLENNAN COMPANIES, INC.
Ticker: MMC CUSIP: 571748102
Meeting Date 5/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LEWIS W. BERNARD ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: RAY J. GROVES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: OSCAR FANJUL ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ROBERT F. ERBURU ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ZACHARY W. CARTER ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS FOR 2004.
- ----------------------------------------------------------------------------------------------------
Issuer: MARTIN MARIETTA MATERIALS, INC.
Ticker: MLM CUSIP: 573284106
Meeting Date 5/25/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: MARCUS C. BENNETT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DENNIS L. REDIKER ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF SELECTION OF ERNST & YOUNG ISSUER YES FOR FOR
LLP AS INDEPENDENT AUDITORS
- ----------------------------------------------------------------------------------------------------
Issuer: MBNA CORPORATION
Ticker: KRB CUSIP: 55262L100
Meeting Date 5/3/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: BRUCE L. HAMMONDS ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: BENJAMIN R. CIVILETTI ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JAMES H. BERICK ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: WILLIAM L. JEWS ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: RANDOLPH D. LERNER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: WILLIAM B. MILSTEAD ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: STUART L. MARKOWITZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF INDEPENDENT ISSUER YES FOR FOR
AUDITORS
PROPOSAL #03: STOCKHOLDER PROPOSAL (ITEM 3 IN PROXY SHAREHOLDER YES FOR AGAINST
STATEMENT)
PROPOSAL #04: STOCKHOLDER PROPOSAL (ITEM 4 IN PROXY SHAREHOLDER YES AGAINST FOR
STATEMENT)
- ----------------------------------------------------------------------------------------------------
Issuer: MCLEODUSA INCORPORATED
Ticker: MCLD CUSIP: 582266706
Meeting Date 5/21/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: CHRIS A. DAVIS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS M. COLLINS ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS THE COMPANY'S INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE 2004 FISCAL YEAR.
- ----------------------------------------------------------------------------------------------------
Issuer: MEADWESTVACO CORPORATION
Ticker: MWV CUSIP: 583334107
Meeting Date 4/27/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: DOUGLAS S. LUKE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT C. MCCORMACK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM E. HOGLUND ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JANE L. WARNER ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP ISSUER YES FOR FOR
AS INDEPENDENT AUDITORS FOR 2004.
- ----------------------------------------------------------------------------------------------------
Issuer: MERCK & CO., INC.
Ticker: MRK CUSIP: 589331107
Meeting Date 4/27/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: WENDELL P. WEEKS** ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM M. DALEY** ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS E. SHENK** ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PETER C. WENDELL* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM G. BOWEN** ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF THE ISSUER YES FOR FOR
COMPANY'S INDEPENDENT AUDITORS FOR 2004
PROPOSAL #03: PROPOSAL TO AMEND THE RESTATED CERTIFICATE ISSUER YES FOR FOR
OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS THE
BOARD OF DIRECTORS RECOMMENDS A VOTE AGAINST ITEMS 4
THROUGH 8
PROPOSAL #04: STOCKHOLDER PROPOSAL CONCERNING MANAGEMENT SHAREHOLDER YES AGAINST FOR
COMPENSATION
PROPOSAL #05: STOCKHOLDER PROPOSAL CONCERNING EXTENSION SHAREHOLDER YES ABSTAIN AGAINST
OF PRESCRIPTION DRUG PATENTS
PROPOSAL #06: STOCKHOLDER PROPOSAL CONCERNING ETHICAL AND SHAREHOLDER YES ABSTAIN AGAINST
SOCIAL PERFORMANCE OF THE COMPANY
PROPOSAL #07: STOCKHOLDER PROPOSAL CONCERNING USE OF SHAREHOLDER YES ABSTAIN AGAINST
SHAREHOLDER RESOURCES FOR POLITICAL PURPOSES
PROPOSAL #08: STOCKHOLDER PROPOSAL CONCERNING A REPORT SHAREHOLDER YES ABSTAIN AGAINST
RELATED TO THE GLOBAL HIV/AIDS PANDEMIC
- ----------------------------------------------------------------------------------------------------
Issuer: METLIFE, INC.
Ticker: MET CUSIP: 59156R108
Meeting Date 4/27/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: CHARLES M. LEIGHTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CURTIS H. BARNETTE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BURTON A. DOLE, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HARRY P. KAMEN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JOHN C. DANFORTH ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: APPROVAL OF THE METLIFE, INC. 2005 STOCK ISSUER YES FOR FOR
AND INCENTIVE COMPENSATION PLAN
PROPOSAL #03: APPROVAL OF THE METLIFE ANNUAL VARIABLE ISSUER YES FOR FOR
INCENTIVE PLAN
PROPOSAL #04: APPROVAL OF THE METLIFE, INC. 2005 ISSUER YES FOR FOR
NON-MANAGEMENT DIRECTOR STOCK COMPENSATION PLAN
PROPOSAL #05: RATIFICATION OF APPOINTMENT OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2004
PROPOSAL #06: SHAREHOLDER PROPOSAL CONCERNING CEO SHAREHOLDER YES AGAINST FOR
COMPENSATION
- ----------------------------------------------------------------------------------------------------
Issuer: MORGAN STANLEY
Ticker: MWD CUSIP: 617446448
Meeting Date 4/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JOHN W. MADIGAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR. KLAUS ZUMWINKEL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SIR HOWARD DAVIES ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS INDEPENDENT AUDITORS
PROPOSAL #03: SHAREHOLDER PROPOSAL TO DECLASSIFY THE SHAREHOLDER YES FOR AGAINST
BOARD OF DIRECTORS
PROPOSAL #04: SHAREHOLDER PROPOSAL TO REQUIRE SHAREHOLDER SHAREHOLDER YES AGAINST FOR
APPROVAL OF GOLDEN PARACHUTE AGREEMENTS
PROPOSAL #05: SHAREHOLDER PROPOSAL TO DISCLOSE POLITICAL SHAREHOLDER YES ABSTAIN AGAINST
CONTRIBUTIONS
- ----------------------------------------------------------------------------------------------------
Issuer: NATIONAL CITY CORPORATION
Ticker: NCC CUSIP: 635405103
Meeting Date 4/27/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: M. WEISS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.W. BROWN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: G.L. SHAHEEN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: P.A. ORMOND ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: J.E. BARFIELD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.M. CONNOR ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: J.S. BROADHURST ISSUER YES FOR FOR
ELECTION OF DIRECTOR: B.P. HEALY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.T. GORMAN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: D.A. DABERKO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.S. THORNTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.A. PAUL ISSUER YES FOR FOR
PROPOSAL #02: THE APPROVAL OF THE NATIONAL CITY ISSUER YES AGAINST AGAINST
CORPORATION LONG-TERM CASH AND EQUITY INCENTIVE PLAN
PROPOSAL #03: THE APPROVAL OF THE NATIONAL CITY ISSUER YES AGAINST AGAINST
CORPORATION MANAGEMENT INCENTIVE PLAN FOR SENIOR
OFFICERS, AS AMENDED AND RESTATED
PROPOSAL #04: THE RATIFICATION OF THE AUDIT COMMITTEE'S ISSUER YES FOR FOR
SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS
- ----------------------------------------------------------------------------------------------------
Issuer: NEXTEL COMMUNICATIONS, INC.
Ticker: NXTL CUSIP: 65332V103
Meeting Date 5/27/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: V. JANET HILL ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: KEITH J. BANE ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF DELOITTE ISSUER YES AGAINST AGAINST
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR
2004.
PROPOSAL #03: APPROVAL OF THE NEXTEL COMMUNICATIONS, INC. ISSUER YES FOR FOR
AMENDED AND RESTATED ASSOCIATE STOCK PURCHASE PLAN.
- ----------------------------------------------------------------------------------------------------
Issuer: NORFOLK SOUTHERN CORPORATION
Ticker: NSC CUSIP: 655844108
Meeting Date 5/13/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JANE MARGARET O'BRIEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BURTON M. JOYCE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LANDON HILLIARD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALSTON D. CORRELL ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF KPMG ISSUER YES FOR FOR
LLP, INDEPENDENT PUBLIC ACCOUNTANTS, AS AUDITORS.
- ----------------------------------------------------------------------------------------------------
Issuer: NORTHWEST AIRLINES CORPORATION
Ticker: NWAC CUSIP: 667280101
Meeting Date 4/23/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: DORIS KEARNS GOODWIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD C. BLUM ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ALFRED A. CHECCHI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD H. ANDERSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN M. ENGLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT L. FRIEDMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DENNIS F. HIGHTOWER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND ISSUER YES FOR FOR
ELECTION OF DIRECTOR: V.A. RAVINDRAN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: FREDERIC V. MALEK ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: LEO M. VAN WIJK ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: GARY L. WILSON ISSUER YES FOR FOR
PROPOSAL #02: STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER SHAREHOLDER YES FOR AGAINST
RIGHTS PLAN.
- ----------------------------------------------------------------------------------------------------
Issuer: OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY CUSIP: 674599105
Meeting Date 4/30/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: AZIZ D. SYRIANI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN E. FEICK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R. CHAD DREIER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WALTER L. WEISMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: IRVIN W. MALONEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RODOLFO SEGOVIA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DALE R. LAURANCE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RONALD W. BURKLE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RAY R. IRANI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN S. CHALSLY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROSEMARY TOMICH ISSUER YES FOR FOR
PROPOSAL #02: THE RATIFICATION OF THE SELECTION OF KPMG ISSUER YES FOR FOR
AS INDEPENDENT AUDITORS.
PROPOSAL #03: APPROVAL OF AMENDMENT TO THE RESTRICTED ISSUER YES FOR FOR
STOCK PLAN FOR NON-EMPLOYEE DIRECTORS.
PROPOSAL #04: DISCONTINUANCE OF OPTIONS, RIGHTS AND SHAREHOLDER YES AGAINST FOR
SEVERANCE PAYMENTS.
- ----------------------------------------------------------------------------------------------------
Issuer: OFFICE DEPOT, INC.
Ticker: ODP CUSIP: 676220106
Meeting Date 5/14/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: MICHAEL J. MYERS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES L. HESKETT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ABELARDO E. BRU ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MYRA M. HART ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LEE A. AULT III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W. SCOTT HEDRICK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID I. FUENTE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRENDA J. GAINES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: NEIL R. AUSTRIAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID W. BERNAUER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PATRICIA H. MCKAY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRUCE NELSON ISSUER YES FOR FOR
PROPOSAL #02: AMENDMENT OF COMPANY'S LONG-TERM EQUITY ISSUER YES FOR FOR
INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES
AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 15,000,000
SHARES.
PROPOSAL #03: RATIFICATION OF APPOINTMENT OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS THE COMPANY'S INDEPENDENT PUBLIC
ACCOUNTANTS.
- ----------------------------------------------------------------------------------------------------
Issuer: OWENS-ILLINOIS, INC.
Ticker: OI CUSIP: 690768403
Meeting Date 5/12/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: THOMAS L. YOUNG ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ROBERT J. DINEEN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JAMES H. GREENE, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: APPROVAL OF THE 2004 EQUITY INCENTIVE PLAN ISSUER YES FOR FOR
FOR DIRECTORS OF OWENS-ILLINOIS, INC.
PROPOSAL #03: APPROVAL OF THE INCENTIVE BONUS PLAN. ISSUER YES FOR FOR
- ----------------------------------------------------------------------------------------------------
Issuer: OXFORD HEALTH PLANS, INC.
Ticker: OHP CUSIP: 691471106
Meeting Date 6/2/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: KENT J. THIRTY ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: B.H. SAFIRSTEIN, M.D. ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: RATIFICATION OF ERNST & YOUNG LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS FOR FISCAL YEAR 2004.
PROPOSAL #03: APPROVAL OF SHAREHOLDER PROPOSALS RELATING SHAREHOLDER YES ABSTAIN AGAINST
TO TOBACCO INVESTMENTS.
- ----------------------------------------------------------------------------------------------------
Issuer: PACKAGING CORPORATION OF AMERICA
Ticker: PKG CUSIP: 695156109
Meeting Date 5/4/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: PAUL T. STECKO ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: HENRY F. FRIGON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RAYFORD K. WILLIAMSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LOUIS S. HOLLAND ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JUSTIN S. HUSCHER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: SAMUEL M. MENCOFF ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: THOMAS S. SOULELES ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: PROPOSAL TO RATIFY APPOINTMENT OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS INDEPENDENT AUDITORS.
- ----------------------------------------------------------------------------------------------------
Issuer: PARKER-HANNIFIN CORPORATION
Ticker: PH CUSIP: 701094104
Meeting Date 10/22/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: KLAUS-PETER MULLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DUANE E. COLLINS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALLAN L. RAYFIELD ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: GIULIO MAZZALUPI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT J. KOHLHEPP ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR FY04.
PROPOSAL #03: APPROVAL OF THE PARKER-HANNIFIN CORPORATION ISSUER YES AGAINST AGAINST
2003 STOCK INCENTIVE PLAN.
- ----------------------------------------------------------------------------------------------------
Issuer: PARTNERRE LTD.
Ticker: PRE CUSIP: G6852T105
Meeting Date 5/13/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JOHN A. ROLLWAGEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LUCIO STANCA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: VITO H. BAUMGARTNER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEAN-PAUL MONTUPET ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE AN INCREASE IN THE MAXIMUM ISSUER YES FOR FOR
NUMBER OF DIRECTORS FROM TEN TO ELEVEN, WITH THE MINIMUM
NUMBER OF DIRECTORS SET AT THREE, AND FOR THE BOARD TO BE
AUTHORIZED TO FILL ANY VACANCIES AS AND WHEN THEY DEEM
EXPEDIENT.
PROPOSAL #03: TO AMEND THE BYE-LAWS OF THE COMPANY TO ISSUER YES FOR FOR
REMOVE THE EXEMPTION WHICH EXCLUDES SWISS REINSURANCE
COMPANY AND ITS AFFILIATES FROM THE PROHIBITION ON
OBTAINING OR EXERCISING MORE THAN 9.9% OF THE VOTING
RIGHTS ATTACHED TO THE COMPANY'S ISSUED AND OUTSTANDING
SHARES.
PROPOSAL #04: TO INCREASE THE NUMBER OF COMMON SHARES ISSUER YES FOR FOR
RESERVED FOR ISSUANCE UNDER THE PARTNERRE LTD. EMPLOYEE
INCENTIVE PLAN FROM 3,500,000 COMMON SHARES TO 5,000,000
COMMON SHARES.
PROPOSAL #05: TO REAPPOINT THE FIRM OF DELOITTE & TOUCHE ISSUER YES FOR FOR
TO SERVE AS INDEPENDENT AUDITORS OF THE COMPANY UNTIL THE
COMPANY'S 2005 ANNUAL GENERAL MEETING AND TO REFER TO
THE BOARD OF DIRECTORS THE AUTHORITY TO DETERMINE THE
REMUNERATION OF DELOITTE & TOUCHE.
PROPOSAL #06: OTHER - IN THEIR DISCRETION UPON SUCH OTHER ISSUER YES AGAINST AGAINST
MATTERS, INCLUDING WITHHOLDING A QUORUM, IF NECESSARY,
AS MAY PROPERLY COME BEFORE THE ANNUAL GENERAL MEETING.
- ----------------------------------------------------------------------------------------------------
Issuer: PEPSICO, INC.
Ticker: PEP CUSIP: 713448108
Meeting Date 5/5/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: S.D. TRUJILLO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.F. AKERS ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: D. VASELLA ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: R.L. HUNT ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: J.J. SCHIRO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: F.A. THOMAS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A.C. MARTINEZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: I.K. NOOYI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.M. TRUDELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: F.D. RAINES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S.P. ROCKEFELLER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: R.E. ALLEN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: S.S. REINEMUND ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #03: APPROVAL OF THE 2004 EXECUTIVE INCENTIVE ISSUER YES FOR FOR
COMPENSATION PLAN
PROPOSAL #04: SHAREHOLDER PROPOSAL (PROXY STATEMENT P.22) SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #05: SHAREHOLDER PROPOSAL (PROXY STATEMENT P.23) SHAREHOLDER YES ABSTAIN AGAINST
- ----------------------------------------------------------------------------------------------------
Issuer: PETRO-CANADA
Ticker: PCZ CUSIP: 71644E102
Meeting Date 4/27/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: RON A. BRENNEMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANGUS A. BRUNEAU ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD J. CURRIE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: CLAUDE FONTAINE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PAUL HASELDONCKX ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM W. SIEBENS ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: BRIAN F. MACNEILL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GUYLAINE SAUCIER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PAUL D. MELNUK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MAUREEN MCCAW ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GAIL COOK-BENNETT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS E. KIERANS ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: APPOINTMENT OF DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS OF THE CORPORATION
PROPOSAL #03: SPECIAL RESOLUTION AMENDING THE EMPLOYEE ISSUER YES FOR FOR
STOCK OPTION PLAN, AS SET OUT IN SCHEDULE A TO THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
PROPOSAL #4A: SHAREHOLDER PROPOSAL A SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #4B: SHAREHOLDER PROPOSAL B SHAREHOLDER YES ABSTAIN AGAINST
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Issuer: PETROLEO BRASILEIRO S.A. - PETROBRAS
Ticker: PBR CUSIP: 71654V408
Meeting Date 3/29/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #A1: APPROVAL OF THE MANAGEMENT REPORT, THE ISSUER NO N/A N/A
FINANCIAL STATEMENTS AND AUDIT COMMITTEE'S OPINION FOR
THE FISCAL YEAR 2003.
PROPOSAL #A2: APPROVAL OF THE CAPITAL EXPENDITURES ISSUER NO N/A N/A
BUDGET FOR THE FISCAL YEAR 2004.
PROPOSAL #A3: APPROVAL OF THE DISTRIBUTION OF RESULTS FOR ISSUER NO N/A N/A
THE FISCAL YEAR 2003.
PROPOSAL #A4: APPROVAL OF THE ELECTION OF MEMBERS TO THE ISSUER NO N/A N/A
BOARD OF DIRECTORS, AUDIT COMMITTEE AND THEIR RESPECTIVE
SUBSTITUTES, TO VOTE IN THE SAME MANNER AS THE MAJORITY
OF THE SHAREHOLDERS AT THE MEETING.*
PROPOSAL #E1: APPROVAL OF THE INCREASE IN CAPITAL STOCK ISSUER NO N/A N/A
THROUGH THE INCORPORATION OF PART OF THE REVENUE RESERVES
CONSTITUTED IN PREVIOUS FISCAL YEARS AMOUNTING TO R$
13,033 MILLION, INCREASING THE CAPITAL STOCK FROM R$
19,863 MILLION TO R$ 32,896 MILLION WITHOUT ANY CHANGE TO
THE NUMBER OF ISSUED SHARES.
PROPOSAL #E2: APPROVAL OF THE INCREASE IN THE LIMIT OF ISSUER NO N/A N/A
AUTHORIZED CAPITAL FROM R$ 30 BILLION TO R$ 60 BILLION.
PROPOSAL #E3: APPROVAL OF THE ESTABLISHMENT OF THE ISSUER NO N/A N/A
COMPENSATION OF MANAGEMENT AND EFFECTIVE MEMBERS OF THE
AUDIT COMMITTEE, AS WELL AS THEIR PARTICIPATION IN THE
PROFITS.
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Issuer: PFIZER INC.
Ticker: PFE CUSIP: 717081103
Meeting Date 4/22/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JEAN-PAUL VALLES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEORGE A. LORCH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STANLEY O. IKENBERRY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM R. HOWELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CONSTANCE J. HORNER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM H. GRAY III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W. DON CORNWELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M. ANTHONY BURNS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RUTH J. SIMMONS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANKLIN D. RAINES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DANA G. MEAD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HENRY A. MCKINNELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL S. BROWN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT N. BURT ISSUER YES FOR FOR
PROPOSAL #02: A PROPOSAL TO APPROVE THE APPOINTMENT OF ISSUER YES FOR FOR
KPMG LLP AS INDEPENDENT AUDITORS FOR 2004.
PROPOSAL #03: A PROPOSAL TO APPROVE THE PFIZER INC. 2004 ISSUER YES FOR FOR
STOCK PLAN.
PROPOSAL #04: SHAREHOLDER PROPOSAL REQUESTING REVIEW OF SHAREHOLDER YES ABSTAIN AGAINST
THE ECONOMIC EFFECTS OF THE HIV/AIDS, TB AND MALARIA
PANDEMICS ON THE COMPANY'S BUSINESS STRATEGY.
PROPOSAL #05: SHAREHOLDER PROPOSAL RELATING TO POLITICAL SHAREHOLDER YES ABSTAIN AGAINST
CONTRIBUTIONS.
PROPOSAL #06: SHAREHOLDER PROPOSAL RELATING TO AN ANNUAL SHAREHOLDER YES ABSTAIN AGAINST
REPORT ON CORPORATE RESOURCES DEVOTED TO SUPPORTING
POLITICAL ENTITIES OR CANDIDATES.
PROPOSAL #07: SHAREHOLDER PROPOSAL SEEKING TO IMPOSE TERM SHAREHOLDER YES AGAINST FOR
LIMITS ON DIRECTORS.
PROPOSAL #08: SHAREHOLDER PROPOSAL REQUESTING A REPORT ON SHAREHOLDER YES ABSTAIN AGAINST
INCREASING ACCESS TO PFIZER PRODUCTS.
PROPOSAL #09: SHAREHOLDER PROPOSAL ON STOCK OPTIONS. SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: SHAREHOLDER PROPOSAL ON IN VITRO TESTING. SHAREHOLDER YES ABSTAIN AGAINST
- ----------------------------------------------------------------------------------------------------
Issuer: PIPER JAFFRAY COMPANIES
Ticker: PJC CUSIP: 724078100
Meeting Date 4/28/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: FRANK L. SIMS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SAMUEL L. KAPLAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANDREW S. DUFF ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF PIPER JAFFRAY COMPANIES AMENDED ISSUER YES FOR FOR
AND RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN.
PROPOSAL #03: RATIFY SELECTION OF ERNST & YOUNG LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS FOR 2004.
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Issuer: PPL CORPORATION
Ticker: PPL CUSIP: 69351T106
Meeting Date 4/23/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: WILLIAM F. HECHT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STUART HEYDT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W. KEITH SMITH ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF INDEPENDENT ISSUER YES FOR FOR
AUDITOR
- ----------------------------------------------------------------------------------------------------
Issuer: PRAXAIR, INC.
Ticker: PX CUSIP: 74005P104
Meeting Date 4/27/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: H. MITCHELL WATSON, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALEJANDRO ACHAVAL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RONALD L. KUEHN, JR. ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO AMEND THE LONG TERM INCENTIVE ISSUER YES FOR FOR
PLAN.
PROPOSAL #03: PROPOSAL TO AMEND THE CERTIFICATE OF ISSUER YES FOR FOR
INCORPORATION.
PROPOSAL #04: PROPOSAL TO APPROVE A STOCKHOLDER ISSUER YES FOR FOR
PROTECTION RIGHTS AGREEMENT.
- ----------------------------------------------------------------------------------------------------
Issuer: PROMISE CO LTD
Ticker: N/A CUSIP: N/A
Meeting Date 6/23/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, INCLUDING THE ISSUER YES FOR N/A
FOLLOWING DIVIDENDS: INTERIM JY50, FINAL JY 50, SPECIAL
JY 0
PROPOSAL #2: AMEND ARTICLES TO: EXPAND BUSINESS LINES - ISSUER YES AGAINST N/A
AUTHORIZE SHARE REPURCHASES ATBOARD'S DISCRETION
PROPOSAL #3.1: ELECT DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #3.2: ELECT DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #3.3: ELECT DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #3.4: ELECT DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #3.5: ELECT DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #3.6: ELECT DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #4: APPROVE RETIREMENT BONUS FOR DIRECTOR ISSUER YES AGAINST N/A
- ----------------------------------------------------------------------------------------------------
Issuer: QWEST COMMUNICATIONS INTERNATIONAL I
Ticker: Q CUSIP: 749121109
Meeting Date 12/16/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANK F. POPOFF ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: PHILIP F. ANSCHUTZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: APPROVAL OF THE QWEST COMMUNICATIONS ISSUER YES FOR FOR
INTERNATIONAL INC. AMENDED AND RESTATED EMPLOYEE STOCK
PURCHASE PLAN
PROPOSAL #03: SHAREOWNER PROPOSAL-REQUESTING WE EXCLUDE SHAREHOLDER YES FOR FOR
PENSION CREDITS FROM NET INCOME WHEN DETERMINING ANNUAL
OR SHORT-TERM INCENTIVE COMPENSATION FOR EXECUTIVE
OFFICERS
PROPOSAL #04: SHAREOWNER PROPOSAL-REQUESTING WE TAKE SHAREHOLDER YES FOR FOR
NECESSARY STEPS TO DECLASSIFY THE BOARD OF DIRECTORS
PROPOSAL #05: SHAREOWNER PROPOSAL-REQUESTING SHAREHOLDER SHAREHOLDER YES FOR FOR
APPROVAL FOR CERTAIN FUTURE SEVERANCE AGREEMENTS TO
EXECUTIVE OFFICERS.
PROPOSAL #06: SHAREOWNER PROPOSAL-REQUESTING THE SHAREHOLDER YES AGAINST FOR
SUBSTANTIAL MAJORITY OF THE BOARD OF DIRECTORS BE
INDEPENDENT
PROPOSAL #07: SHAREOWNER PROPOSAL-REQUESTING ALL FUTURE SHAREHOLDER YES AGAINST FOR
STOCK OPTION GRANTS TO SENIOR EXECUTIVES BE PERFORMANCE
BASED
PROPOSAL #08: SHAREOWNER PROPOSAL-REQUESTING THAT SOME SHAREHOLDER YES AGAINST FOR
PORTION OF FUTURE STOCK OPTION GRANTS TO SENIOR
EXECUTIVES BE PERFORMANCE BASED
PROPOSAL #09: SHAREOWNER PROPOSAL-REQUESTING THE SHAREHOLDER YES FOR AGAINST
EXPENSING IN ANNUAL INCOME STATEMENTS OF THE COST OF
FUTURE STOCK OPTION GRANTS
- ----------------------------------------------------------------------------------------------------
Issuer: QWEST COMMUNICATIONS INTERNATIONAL I
Ticker: Q CUSIP: 749121109
Meeting Date 5/25/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: THOMAS J. DONOHUE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: K. DANE BROOKSHER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PETER S. HELLMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: VINOD KHOSLA ISSUER YES FOR FOR
PROPOSAL #02: MANAGEMENT'S PROPOSAL TO AMEND OUR RESTATED ISSUER YES FOR FOR
CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS AND TO ALLOW FOR THE REMOVAL OF DIRECTORS
WITHOUT CAUSE
PROPOSAL #03: STOCKHOLDER PROPOSAL - REQUESTING WE AMEND SHAREHOLDER YES AGAINST FOR
OUR BYLAWS TO REQUIRE THAT AN INDEPENDENT DIRECTOR WHO
HAS NOT SERVED AS OUR CEO SERVE AS OUR CHAIRMAN
PROPOSAL #04: STOCKHOLDER PROPOSAL - REQUESTING SHAREHOLDER YES AGAINST FOR
STOCKHOLDER APPROVAL FOR CERTAIN BENEFITS FOR SENIOR
EXECUTIVES UNDER OUR NON-QUALIFIED PENSION OR
SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS
PROPOSAL #05: STOCKHOLDER PROPOSAL - REQUESTING WE AMEND SHAREHOLDER YES AGAINST FOR
OUR GOVERNANCE GUIDELINES TO PROVIDE THAT WE NOMINATE
DIRECTORS SUCH THAT A TWO-THIRDS MAJORITY OF DIRECTORS
WOULD BE INDEPENDENT UNDER THE STANDARD ADOPTED BY THE
COUNCIL OF INSTITUTIONAL INVESTORS
- ----------------------------------------------------------------------------------------------------
Issuer: REGIONS FINANCIAL CORPORATION
Ticker: RF CUSIP: 758940100
Meeting Date 6/8/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: TO ADOPT THE AGREEMENT AND PLAN OF MERGER, ISSUER YES FOR FOR
BY AND BETWEEN UNION PLANTERS CORPORATION AND REGIONS
FINANCIAL CORPORATION AND THE TRANSACTIONS CONTEMPLATED
THEREBY, PURSUANT TO WHICH UNION PLANTERS AND REGIONS
WILL BE MERGED WITH AND INTO A NEWLY FORMED HOLDING
COMPANY, NEW REGIONS FINANCIAL CORPORATION.
ELECTION OF DIRECTOR: SUSAN W. MATLOCK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARGARET H. GREENE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: CARL E. JONES, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN H. WATSON ISSUER YES FOR FOR
PROPOSAL #03: TO RATIFY THE APPOINTMENT OF ERNST & YOUNG ISSUER YES FOR FOR
LLP AS REGIONS INDEPENDENT AUDITORS FOR THE YEAR 2004.
PROPOSAL #04: TO ADJOURN THE REGIONS ANNUAL MEETING, IF ISSUER YES FOR FOR
NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES.
PROPOSAL #05: STOCKHOLDER PROPOSAL REGARDING THE REQUIRED SHAREHOLDER YES AGAINST FOR
STOCKHOLDER VOTE FOR ELECTION OF DIRECTORS.
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Issuer: RENAISSANCERE HOLDINGS LTD.
Ticker: RNR CUSIP: G7496G103
Meeting Date 5/28/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: WILLIAM F. HECHT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM I. RIKER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: NICHOLAS L. TRIVISONNO ISSUER YES FOR FOR
PROPOSAL #02: TO APPOINT THE FIRM OF ERNST & YOUNG, ISSUER YES FOR FOR
INDEPENDENT AUDITORS, TO SERVE AS OUR INDEPENDENT
AUDITORS FOR THE 2004 FISCAL YEAR UNTIL OUR 2005 ANNUAL
MEETING, AND TO REFER THE DETERMINATION OF THE AUDITORS
REMUNERATION TO THE BOARD.
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Issuer: REPUBLIC SERVICES, INC.
Ticker: RSG CUSIP: 760759100
Meeting Date 5/11/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: HARRIS W. HUDSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALLAN C. SORENSEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES E. O'CONNOR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN W. CROGHAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W. LEE NUTTER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RAMON A. RODRIGUEZ ISSUER YES FOR FOR
PROPOSAL #02: ADJOURNMENT OF THE ANNUAL MEETING IN THE ISSUER YES FOR FOR
EVENT THAT THERE ARE NOT A SUFFICIENT NUMBER OF VOTES
PRESENT AT THE ANNUAL MEETING, EITHER IN PERSON OR BY
PROXY, TO ELECT DIRECTORS.
- ----------------------------------------------------------------------------------------------------
Issuer: ROSS STORES, INC.
Ticker: ROST CUSIP: 778296103
Meeting Date 5/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: NORMAN A. FERBER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: MICHAEL J. BUSH ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JAMES C. PETERS ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: TO APPROVE THE ROSS STORES, INC. 2004 ISSUER YES AGAINST AGAINST
EQUITY INCENTIVE PLAN.
PROPOSAL #03: TO APPROVE AN AMENDMENT TO THE CERTIFICATE ISSUER YES AGAINST AGAINST
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM 300,000,000 TO 600,000,000.
PROPOSAL #04: TO RATIFY THE APPOINTMENT OF DELOITTE & ISSUER YES AGAINST AGAINST
TOUCHE LLP AS THE COMPANY'S INDEPENDENT CERTIFIED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING JANUARY 29, 2005.
- ----------------------------------------------------------------------------------------------------
Issuer: ROYAL DUTCH PETROLEUM COMPANY
Ticker: RD CUSIP: 780257804
Meeting Date 6/28/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #2A: FINALIZATION OF THE BALANCE SHEET AS AT ISSUER YES FOR FOR
DECEMBER 31, 2003, THE PROFIT AND LOSS ACCOUNT FOR THE
YEAR 2003 AND THE NOTES TO THE BALANCE SHEET AND THE
PROFIT AND LOSS ACCOUNT.
PROPOSAL #2B: DECLARATION OF THE TOTAL DIVIDEND FOR THE ISSUER YES FOR FOR
YEAR 2003.
PROPOSAL #2C: DISCHARGE OF THE MANAGING DIRECTORS OF ISSUER YES FOR FOR
RESPONSIBILITY IN RESPECT OF THEIR MANAGEMENT FOR THE
YEAR 2003.
PROPOSAL #2D: DISCHARGE OF THE MEMBERS OF THE SUPERVISORY ISSUER YES FOR FOR
BOARD OF RESPONSIBILITY FOR THEIR SUPERVISION FOR THE
YEAR 2003.
PROPOSAL #03: APPOINTMENT OF MS. L.Z. COOK AS A MANAGING ISSUER YES ABSTAIN AGAINST
DIRECTOR OF THE COMPANY.*
PROPOSAL #04: APPOINTMENT OF MRS. CH. MORIN-POSTEL AS A ISSUER YES ABSTAIN AGAINST
MEMBER OF THE SUPERVISORY BOARD.*
PROPOSAL #05: APPOINTMENT OF MR. M.A. VAN DEN BERGH AS A ISSUER YES ABSTAIN AGAINST
MEMBER OF THE SUPERVISORY BOARD OWING TO RETIREMENT BY
ROTATION.*
PROPOSAL #06: REDUCTION OF THE ISSUED SHARE CAPITAL WITH ISSUER YES FOR FOR
A VIEW TO CANCELLA TION OF THE SHARES ACQUIRED BY THE
COMPANY IN ITS OWN CAPITAL.
PROPOSAL #07: AUTHORIZATION OF THE BOARD OF MANAGEMENT, ISSUER YES FOR FOR
PURSUANT TO ARTICLE 98, BOOK 2 OF THE NETHERLANDS CIVIL
CODE, AS THE COMPETENT BODY TO ACQUIRE SHARES IN THE
CAPITAL OF THE COMPANY.
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Issuer: SAFEWAY INC.
Ticker: SWY CUSIP: 786514208
Meeting Date 5/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: STEVEN A. BURD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM Y. TAUSCHER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT I. MACDONNELL ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS FOR FISCAL YEAR 2004.
PROPOSAL #03: APPROVAL OF AND AMENDMENT TO THE RESTATED ISSUER YES FOR FOR
CERTIFICATE OF INCORPORATION TO ELIMINATE THE
CLASSIFICATION OF THE BOARD OF DIRECTORS.
PROPOSAL #04: APPROVAL OF STOCK OPTION EXCHANGE PROGRAM ISSUER YES FOR FOR
FOR EMPLOYEES (EXCLUDING EXECUTIVE OFFICERS) PROVIDING
FOR THE EXCHANGE OF OPTIONS PREVIOUSLY GRANTED UNDER THE
1999 AMENDED AND RESTATED EQUITY PARTICIPATION PLAN OF
SAFEWAY INC. THE BOARD OF DIRECTORS RECOMMENDS A VOTE
AGAINST STOCKHOLDER PROPOSALS 5, 6, 7, 8, 9 AND 10.
PROPOSAL #05: STOCKHOLDER PROPOSAL REGARDING INDEPENDENT SHAREHOLDER YES AGAINST FOR
DIRECTOR AS CHAIRMAN OF THE BOARD.
PROPOSAL #06: STOCKHOLDER PROPOSAL REGARDING CUMULATIVE SHAREHOLDER YES AGAINST FOR
VOTING.
PROPOSAL #07: STOCKHOLDER PROPOSAL REGARDING REPORT ON SHAREHOLDER YES ABSTAIN AGAINST
IMPACT OF GENETICALLY ENGINEERED FOOD.
PROPOSAL #08: STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER YES ABSTAIN AGAINST
SUSTAINABILITY REPORT.
PROPOSAL #09: STOCKHOLDER PROPOSAL REGARDING POLITICAL SHAREHOLDER YES ABSTAIN AGAINST
CONTRIBUTION AND PARTICIPATION REPORT.
PROPOSAL #10: STOCKHOLDER PROPOSAL REGARDING EXPENSING SHAREHOLDER YES FOR AGAINST
STOCK OPTIONS.
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Issuer: SANMINA-SCI CORPORATION
Ticker: SANM CUSIP: 800907107
Meeting Date 1/26/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JOHN C. BOLGER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JURE SOLA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARIO M. ROSATI ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: BERNARD V VONDERSCHMITT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PETER J. SIMONE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WAYNE SHORTRIDGE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: NEIL R. BONKE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: RANDY W. FURR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A. EUGENE SAPP, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JACQUELINE M. WARD ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG ISSUER YES FOR FOR
LLP AS THE INDEPENDENT AUDITORS OF SANMINA-SCI FOR ITS
FISCAL YEAR ENDING OCTOBER 2, 2004.
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Issuer: SAPPI LIMITED
Ticker: SPP CUSIP: 803069202
Meeting Date 3/1/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #1A: CONFIRMATION OF APPOINTMENT OF DIRECTOR ISSUER YES FOR N/A
APPOINTED SINCE THE LAST ANNUAL GENERAL MEETING: MR J C A
LESLIE
PROPOSAL #1B: CONFIRMATION OF APPOINTMENT OF DIRECTOR ISSUER YES FOR N/A
APPOINTED SINCE THE LAST ANNUAL GENERAL MEETING: MR H C J
MAMSCH
PROPOSAL #1C: RE-ELECTION OF RETIRING DIRECTOR: MR M R ISSUER YES FOR N/A
HAYMON
PROPOSAL #1D: RE-ELECTION OF RETIRING DIRECTOR: MR E VAN ISSUER YES FOR N/A
AS
PROPOSAL #1E: RE-ELECTION OF RETIRING DIRECTOR: MR D G ISSUER YES FOR N/A
WILSON
PROPOSAL #02: SPECIAL RESOLUTION NUMBER 1 - A GENERAL ISSUER YES FOR N/A
APPROVAL FOR THE COMPANY AND ITS SUBSIDIARIES TO ACQUIRE
SAPPI LIMITED SHARES.
PROPOSAL #03: ORDINARY RESOLUTION NUMBER 1 - SPECIFIC ISSUER YES FOR N/A
APPROVAL TO SELL TREASURY SHARES TO THE SAPPI SHARE
INCENTIVE SCHEME.
PROPOSAL #04: ORDINARY RESOLUTION NUMBER 2 - PLACING ALL ISSUER YES FOR N/A
THE UNISSUED ORDINARY SHARES IN THE AUTHORISED SHARE
CAPITAL OF THE COMPANY UNDER THE CONTROL OF THE DIRECTORS
OF THE COMPANY WITH THE AUTHORITY TO ALLOT AND ISSUE
SAME IN TERMS OF THE COMPANIES ACT AND THE LISTINGS
REQUIREMENTS OF THE JSE SECURITIES EXCHANGE SOUTH AFRICA.
PROPOSAL #05: ORDINARY RESOLUTION NUMBER 3 - AUTHORITY ISSUER YES FOR N/A
FOR DIRECTORS TO SIGN ALL DOCUMENTS AND DO ALL SUCH
THINGS NECESSARY TO IMPLEMENT THE ABOVE RESOLUTIONS. ***
VOTING CUT-OFF DATE: NO LATER THAN FEBRUARY 23, 2004 ***
- ----------------------------------------------------------------------------------------------------
Issuer: SBC COMMUNICATIONS INC.
Ticker: SBC CUSIP: 78387G103
Meeting Date 4/30/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JAMES A. HENDERSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOYCE M. ROCHE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S. DONLEY RITCHEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN B. MCCOY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES E. BARNES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PATRICIA P. UPTON ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF INDEPENDENT AUDITORS. ISSUER YES FOR FOR
PROPOSAL #03: APPROVE AN AMENDMENT TO SBC'S BYLAWS. ISSUER YES FOR FOR
PROPOSAL #04: STOCKHOLDER PROPOSAL A. SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #05: STOCKHOLDER PROPOSAL B. SHAREHOLDER YES AGAINST FOR
- ----------------------------------------------------------------------------------------------------
Issuer: SEARS, ROEBUCK AND CO.
Ticker: S CUSIP: 812387108
Meeting Date 5/13/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: ALAN J. LACY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DONALD J. CARTY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HUGH B. PRICE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM L. BAX ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS FOR THE YEAR 2004.
PROPOSAL #03: SHAREHOLDER PROPOSAL REGARDING CLASSIFIED SHAREHOLDER YES FOR AGAINST
BOARD.
PROPOSAL #04: SHAREHOLDER PROPOSAL REGARDING POISON SHAREHOLDER YES AGAINST FOR
PILLS.
PROPOSAL #05: SHAREHOLDER PROPOSAL REGARDING MAJORITY SHAREHOLDER YES AGAINST FOR
VOTE SHAREHOLDER COMMITTEE.
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Issuer: SEMPRA ENERGY
Ticker: SRE CUSIP: 816851109
Meeting Date 5/4/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: RICHARD G. NEWMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILFORD D. GODBOLD, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHEN L. BAUM ISSUER YES FOR FOR
PROPOSAL #02: REAPPROVAL OF LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
PERFORMANCE GOALS
PROPOSAL #03: RATIFICATION OF INDEPENDENT AUDITORS ISSUER YES FOR FOR
PROPOSAL #04: PROPOSAL REGARDING ANNUAL ELECTION OF SHAREHOLDER YES FOR AGAINST
DIRECTORS
PROPOSAL #05: PROPOSAL REGARDING SHAREHOLDER RIGHTS PLAN SHAREHOLDER YES FOR AGAINST
PROPOSAL #06: PROPOSAL REGARDING AUDITOR SERVICES SHAREHOLDER YES AGAINST FOR
PROPOSAL #07: PROPOSAL REGARDING INDEPENDENT CHAIRMAN OF SHAREHOLDER YES AGAINST FOR
THE BOARD
- ----------------------------------------------------------------------------------------------------
Issuer: SMURFIT-STONE CONTAINER CORPORATION
Ticker: SSCC CUSIP: 832727101
Meeting Date 5/12/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: WILLIAM D. SMITHBURG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES R. BORIS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALAN E. GOLDBERG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM T. LYNCH, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PATRICK J. MOORE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES J. O'CONNOR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JERRY K. PEARLMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS A. REYNOLDS, III ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS INDEPENDENT AUDITORS FOR THE COMPANY FOR
2004.
PROPOSAL #03: SMURFIT-STONE CONTAINER CORPORATION 2004 ISSUER YES FOR FOR
LONG TERM INCENTIVE PLAN.
PROPOSAL #04: SMURFIT-STONE CONTAINER CORPORATION ISSUER YES FOR FOR
NON-EMPLOYEE DIRECTOR DEFERRED COMPENSATION PLAN
PROPOSAL #05: STOCKHOLDER PROPOSAL SHAREHOLDER YES AGAINST FOR
- ----------------------------------------------------------------------------------------------------
Issuer: SOLECTRON CORPORATION
Ticker: SLR CUSIP: 834182107
Meeting Date 1/7/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: C. WESLEY M. SCOTT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CYRIL YANSOUNI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: OSAMU YAMADA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM A. HASLER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: DR. PAUL R. LOW ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: WILLIAM R. GRABER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD A. D'AMORE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HEINZ FRIDRICH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL R. CANNON ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE AN AMENDMENT TO THE COMPANY'S ISSUER YES AGAINST AGAINST
2002 STOCK OPTION PLAN TO PERMIT AN OPTION EXCHANGE
PROGRAM.
PROPOSAL #03: TO RATIFY THE APPOINTMENT OF KPMG LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR
ENDING AUGUST 31, 2004.
- ----------------------------------------------------------------------------------------------------
Issuer: SPRINT CORPORATION
Ticker: FON CUSIP: 852061100
Meeting Date 4/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: E. LINN DRAPER, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GORDON M. BETHUNE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LINDA KOCH LORIMER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DEBORAH A. HENRETTA ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY APPOINTMENT OF KPMG LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS OF SPRINT FOR 2004
PROPOSAL #03: STOCKHOLDER PROPOSAL CONCERNING STOCK SHAREHOLDER YES AGAINST FOR
OPTION INDEXING
PROPOSAL #04: STOCKHOLDER PROPOSAL CONCERNING CEO PAY CAP SHAREHOLDER YES AGAINST FOR
PROPOSAL #05: STOCKHOLDER PROPOSAL CONCERNING INDEPENDENT SHAREHOLDER YES AGAINST FOR
CHAIRMAN
PROPOSAL #06: STOCKHOLDER PROPOSAL CONCERNING REPORT ON SHAREHOLDER YES ABSTAIN AGAINST
OUTSOURCING OFF-SHORE
- ----------------------------------------------------------------------------------------------------
Issuer: SPRINT CORPORATION
Ticker: FON CUSIP: 852061506
Meeting Date 4/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: GORDON M. BETHUNE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LINDA KOCH LORIMER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DEBORAH A. HENRETTA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: E. LINN DRAPER, JR. ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY APPOINTMENT OF KPMG LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS OF SPRINT FOR 2004
PROPOSAL #03: STOCKHOLDER PROPOSAL CONCERNING STOCK SHAREHOLDER YES AGAINST FOR
OPTION INDEXING
PROPOSAL #04: STOCKHOLDER PROPOSAL CONCERNING CEO PAY CAP SHAREHOLDER YES AGAINST FOR
PROPOSAL #05: STOCKHOLDER PROPOSAL CONCERNING INDEPENDENT SHAREHOLDER YES AGAINST FOR
CHAIRMAN
PROPOSAL #06: STOCKHOLDER PROPOSAL CONCERNING REPORT ON SHAREHOLDER YES ABSTAIN AGAINST
OUTSOURCING OFF-SHORE
- ----------------------------------------------------------------------------------------------------
Issuer: SPX CORPORATION
Ticker: SPW CUSIP: 784635104
Meeting Date 4/28/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: DAVID P. WILLIAMS** ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: CHARLES E. JOHNSON II** ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SARAH R. COFFIN* ISSUER YES WITHHOLD AGAINST
- ----------------------------------------------------------------------------------------------------
Issuer: STAPLES, INC.
Ticker: SPLS CUSIP: 855030102
Meeting Date 6/17/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: MARTIN TRUST ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GARY L. CRITTENDEN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: PAUL F. WALSH ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ARTHUR M. BLANK ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: TO APPROVE STAPLES 2004 STOCK INCENTIVE ISSUER YES AGAINST AGAINST
PLAN.
PROPOSAL #03: TO APPROVE STAPLES AMENDED AND RESTATED ISSUER YES FOR FOR
1998 EMPLOYEE STOCK PURCHASE PLAN.
PROPOSAL #04: TO APPROVE STAPLES AMENDED AND RESTATED ISSUER YES FOR FOR
INTERNATIONAL EMPLOYEE STOCK PURCHASE PLAN.
PROPOSAL #05: TO RATIFY THE SELECTION BY THE AUDIT ISSUER YES AGAINST AGAINST
COMMITTEE OF ERNST & YOUNG LLP AS STAPLES INDEPENDENT
AUDITORS FOR THE CURRENT FISCAL YEAR.
PROPOSAL #06: TO ACT ON A SHAREHOLDER PROPOSAL ON SHAREHOLDER YES AGAINST FOR
SHAREHOLDER RIGHTS PLANS.
PROPOSAL #07: TO ACT ON A SHAREHOLDER PROPOSAL ON SHAREHOLDER YES AGAINST FOR
SHAREHOLDER INPUT ON POISON PILLS.
PROPOSAL #08: TO ACT ON A SHAREHOLDER PROPOSAL ON SHAREHOLDER YES AGAINST FOR
COMMONSENSE EXECUTIVE COMPENSATION.
PROPOSAL #09: TO ACT ON A SHAREHOLDER PROPOSAL ON AUDITOR SHAREHOLDER YES AGAINST FOR
INDEPENDENCE.
- ----------------------------------------------------------------------------------------------------
Issuer: SUPERVALU INC.
Ticker: SVU CUSIP: 868536103
Meeting Date 5/26/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: MARISSA PETERSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEFFREY NODDLE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEVEN S. ROGERS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RONALD E. DALY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES M. LILLIS ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF KPMG LLP AS INDEPENDENT ISSUER YES FOR FOR
AUDITORS
PROPOSAL #03: TO CONSIDER AND VOTE ON A STOCKHOLDER SHAREHOLDER YES AGAINST FOR
PROPOSAL
- ----------------------------------------------------------------------------------------------------
Issuer: TELLABS, INC.
Ticker: TLAB CUSIP: 879664100
Meeting Date 4/22/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: MICHAEL J. BIRCK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KRISH A. PRABHU ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FREDERICK A. KREHBIEL ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF THE 2004 INCENTIVE COMPENSATION ISSUER YES FOR FOR
PLAN
PROPOSAL #03: RATIFICATION OF ERNST & YOUNG LLP AS ISSUER YES FOR FOR
AUDITORS
- ----------------------------------------------------------------------------------------------------
Issuer: TERADYNE, INC.
Ticker: TER CUSIP: 880770102
Meeting Date 5/27/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JOHN P. MULRONEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PATRICIA S. WOLPERT ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: TO APPROVE AN AMENDMENT TO THE 1996 ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE AGGREGATE
NUMBER OF SHARES OF COMMON STOCK THAT MAY BE ISSUED
PURSUANT TO SAID PLAN BY 5,000,000 SHARES.
PROPOSAL #03: TO RATIFY THE SELECTION OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
- ----------------------------------------------------------------------------------------------------
Issuer: TEXTRON INC.
Ticker: TXT CUSIP: 883203101
Meeting Date 4/28/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: KATHLEEN M. BADER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: IVOR J. EVANS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LORD POWELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R. KERRY CLARK ISSUER YES FOR FOR
PROPOSAL #02: AMENDMENT TO TEXTRON 1999 LONG-TERM ISSUER YES FOR FOR
INCENTIVE PLAN
PROPOSAL #03: DIRECTOR RESTRICTED STOCK AWARDS ISSUER YES FOR FOR
PROPOSAL #04: RATIFICATION OF APPOINTMENT OF INDEPENDENT ISSUER YES FOR FOR
AUDITORS
PROPOSAL #05: SHAREHOLDER PROPOSAL RELATING TO FOREIGN SHAREHOLDER YES ABSTAIN AGAINST
MILITARY SALES
PROPOSAL #06: SHAREHOLDER PROPOSAL RELATING TO POLITICAL SHAREHOLDER YES ABSTAIN AGAINST
CONTRIBUTIONS
PROPOSAL #07: SHAREHOLDER PROPOSAL RELATING TO CHARITABLE SHAREHOLDER YES ABSTAIN AGAINST
CONTRIBUTIONS
- ----------------------------------------------------------------------------------------------------
Issuer: THE ALLSTATE CORPORATION
Ticker: ALL CUSIP: 020002101
Meeting Date 5/18/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: EDWARD M. LIDDY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JACK M. GREENBERG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARY ALICE TAYLOR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JUDITH A. SPRIESER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. CHRISTOPHER REYES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W. JAMES FARRELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: H. JOHN RILEY, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RONALD T. LEMAY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: F. DUANE ACKERMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD A. BRENNAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES G. ANDRESS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOSHUA I. SMITH ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS FOR 2004.
PROPOSAL #03: APPROVAL OF MATERIAL TERMS OF ANNUAL ISSUER YES FOR FOR
COVERED EMPLOYEE INCENTIVE COMPENSATION PLAN.
PROPOSAL #04: APPROVAL OF MATERIAL TERMS OF LONG-TERM ISSUER YES FOR FOR
EXECUTIVE INCENTIVE COMPENSATION PLAN.
PROPOSAL #05: PROVIDE CUMULATIVE VOTING FOR BOARD OF SHAREHOLDER YES AGAINST FOR
DIRECTORS.
- ----------------------------------------------------------------------------------------------------
Issuer: THE HARTFORD FINANCIAL SVCS GROUP, I
Ticker: HIG CUSIP: 416515104
Meeting Date 5/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: H. PATRICK SWYGERT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RAMANI AYER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GORDON I. ULMER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID K. ZWIENER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RONALD E. FERGUSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD J. KELLY, III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PAUL G. KIRK, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS M. MARRA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GAIL J. MCGOVERN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT W. SELANDER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES B. STRAUSS ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF DELOITTE ISSUER YES FOR FOR
& TOUCHE LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2004.
PROPOSAL #03: PROPOSAL BY SHAREHOLDER RELATING TO SHAREHOLDER YES AGAINST FOR
EXECUTIVE COMPENSATION.
- ----------------------------------------------------------------------------------------------------
Issuer: THE INTERPUBLIC GROUP OF COMPANIES,
Ticker: IPG CUSIP: 460690100
Meeting Date 5/18/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: J. PHILLIP SAMPER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: REGINALD K. BRACK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL I. ROTH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD A. GOLDSTEIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: H. JOHN GREENIAUS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JILL M. CONSIDINE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANK J. BORELLI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID A. BELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN J. DOONER, JR. ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF 2004 PERFORMANCE INCENTIVE ISSUER YES FOR FOR
PLAN.
PROPOSAL #03: APPROVAL OF THE INTERPUBLIC NON-MANAGEMENT ISSUER YES FOR FOR
DIRECTORS STOCK INCENTIVE PLAN.
PROPOSAL #04: CONFIRMATION OF PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS FOR 2004.
PROPOSAL #05: APPROVAL OF PROPOSED SHAREHOLDER RESOLUTION SHAREHOLDER YES ABSTAIN AGAINST
ON NORTHERN IRELAND.
- ----------------------------------------------------------------------------------------------------
Issuer: THE KROGER CO.
Ticker: KR CUSIP: 501044101
Meeting Date 6/24/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: DAVID B. DILLON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DON W. MCGEORGE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W. RODNEY MCMULLEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID B. LEWIS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SUSAN M. PHILLIPS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN L. CLENDENIN ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF PRICEWATERHOUSECOOPERS LLP, AS ISSUER YES FOR FOR
AUDITORS.
PROPOSAL #03: APPROVE SHAREHOLDER PROPOSAL, IF PROPERLY SHAREHOLDER YES FOR AGAINST
PRESENTED, TO AMEND REGULATIONS TO REQUIRE ALL DIRECTORS
TO BE ELECTED ANNUALLY.
PROPOSAL #04: APPROVE SHAREHOLDER PROPOSAL, IF PROPERLY SHAREHOLDER YES AGAINST FOR
PRESENTED, TO RECOMMEND SEPARATION OF CHAIRMAN AND CHIEF
EXECUTIVE OFFICER POSITIONS.
PROPOSAL #05: APPROVE SHAREHOLDER PROPOSAL, IF PROPERLY SHAREHOLDER YES FOR AGAINST
PRESENTED, TO RECOMMEND SHAREHOLDER APPROVAL OF SEVERANCE
AGREEMENTS.
- ----------------------------------------------------------------------------------------------------
Issuer: THE MAY DEPARTMENT STORES COMPANY
Ticker: MAY CUSIP: 577778103
Meeting Date 5/21/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: RUSSELL E. PALMER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EUGENE S. KAHN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HELENE L. KAPLAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES M. KILTS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM P. STIRITZ ISSUER YES FOR FOR
PROPOSAL #B: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
INDEPENDENT ACCOUNTANTS.
PROPOSAL #C: PROPOSAL TO AMEND MAY'S EXECUTIVE INCENTIVE ISSUER YES FOR FOR
COMPENSATION PLAN FOR CORPORATE EXECUTIVES.
PROPOSAL #D: PROPOSAL TO AMEND MAY'S 1994 STOCK INCENTIVE ISSUER YES FOR FOR
PLAN.
PROPOSAL #E: PROPOSAL BY A SHAREOWNER CONCERNING A SHAREHOLDER YES FOR AGAINST
CLASSIFIED BOARD.
- ----------------------------------------------------------------------------------------------------
Issuer: THE PMI GROUP, INC.
Ticker: PMI CUSIP: 69344M101
Meeting Date 5/27/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: MARIANN BYERWALTER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD L. THOMAS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARY LEE WIDENER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEVEN L. SCHEID ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR. KENNETH T. ROSEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN D. ROACH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RAYMOND L. OCAMPO JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WAYNE E. HEDIEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W. ROGER HAUGHTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CARMINE GUERRO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR. JAMES C. CASTLE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LOUIS O. LOWER II ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L. STEPHEN SMITH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RONALD H. ZECH ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2004.
PROPOSAL #03: APPROVAL OF THE AMENDED AND RESTATED EQUITY ISSUER YES FOR FOR
INCENTIVE PLAN.
PROPOSAL #04: APPROVAL OF THE MATCHING CONTRIBUTION ISSUER YES FOR FOR
FEATURE OF THE OFFICER DEFERRED COMPENSATION PLAN.
PROPOSAL #05: APPROVAL OF THE AMENDED AND RESTATED BONUS ISSUER YES FOR FOR
INCENTIVE PLAN.
- ----------------------------------------------------------------------------------------------------
Issuer: THE ST. PAUL COMPANIES, INC.
Ticker: STA CUSIP: 792860108
Meeting Date 3/19/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: TO ACT ON THE PROPOSAL TO ISSUE SHARES OF ISSUER YES FOR FOR
ST. PAUL'S COMMON STOCK IN CONNECTION WITH THE
TRANSACTION CONTEMPLATED BY THE AGREEMENT AND PLAN OF
MERGER DATED AS OF NOVEMBER 16, 2003, AS AMENDED, AMONG
ST. PAUL, TRAVELERS PROPERTY CASUALTY CORP. AND A
SUBSIDIARY OF ST. PAUL.
PROPOSAL #02: TO ACT ON THE PROPOSAL TO AMEND ST. PAUL'S ISSUER YES FOR FOR
BYLAWS IN CONNECTION WITH THE TRANSACTION, AS DESCRIBED
IN THE ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS.
PROPOSAL #03: TO ACT ON THE PROPOSAL TO AMEND ST. PAUL'S ISSUER YES FOR FOR
ARTICLES OF INCORPORATION IN CONNECTION WITH THE
TRANSACTION, AS DESCRIBED IN THE ACCOMPANYING JOINT PROXY
STATEMENT/PROSPECTUS.
PROPOSAL #04: TO ACT ON THE PROPOSAL TO AMEND ST. PAUL'S ISSUER YES FOR FOR
ARTICLES OF INCORPORATION TO REDUCE THE SHAREHOLDER
APPROVAL REQUIRED FOR CERTAIN FUTURE FUNDAMENTAL ACTIONS,
AS DESCRIBED IN THE ACCOMPANYING JOINT PROXY
STATEMENT/PROSPECTUS.
- ----------------------------------------------------------------------------------------------------
Issuer: THE TJX COMPANIES, INC.
Ticker: TJX CUSIP: 872540109
Meeting Date 6/1/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: GARY L. CRITTENDEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDMOND J. ENGLISH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD G. LESSER ISSUER YES FOR FOR
PROPOSAL #02: AMENDMENTS TO THE STOCK INCENTIVE PLAN. ISSUER YES AGAINST AGAINST
PROPOSAL #03: SHAREHOLDER PROPOSAL REGARDING ILO SHAREHOLDER YES ABSTAIN AGAINST
STANDARDS CODE OF CONDUCT AND INDEPENDENT MONITORING.
PROPOSAL #04: SHAREHOLDER PROPOSAL REGARDING BOARD REPORT SHAREHOLDER YES ABSTAIN AGAINST
ON VENDOR COMPLIANCE PROGRAM.
PROPOSAL #05: SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER YES FOR AGAINST
DECLASSIFICATION OF ELECTION OF DIRECTORS.
- ----------------------------------------------------------------------------------------------------
Issuer: THOMAS & BETTS CORPORATION
Ticker: TNB CUSIP: 884315102
Meeting Date 5/5/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: E.H. DREW ISSUER YES FOR FOR
ELECTION OF DIRECTOR: T.K. DUNNIGAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.K. HAUSWALD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.H. WALTRIP ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.D. STEVENS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.L. STEAD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.P. RICHARD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.A. KENKEL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.B. KALICH SR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D. JERNIGAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: K.R. MASTERSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.J. PILEGGI ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF INDEPENDENT ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS
PROPOSAL #03: MANAGEMENT INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #04: EQUITY COMPENSATION PLAN ISSUER YES FOR FOR
PROPOSAL #05: NON EMPLOYEE DIRECTORS EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
- ----------------------------------------------------------------------------------------------------
Issuer: TIME WARNER INC.
Ticker: TWX CUSIP: 887317105
Meeting Date 5/21/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: ROBERT C. CLARK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MILES R. GILBURNE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CARLA A. HILLS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANK J. CAUFIELD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL A. MILES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHEN M. CASE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: REUBEN MARK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES L. BARKSDALE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KENNETH J. NOVACK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD D. PARSONS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.E. TURNER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANCIS T. VINCENT, JR. ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF AUDITORS. ISSUER YES FOR FOR
PROPOSAL #03: STOCKHOLDER PROPOSAL REGARDING CHINA SHAREHOLDER YES ABSTAIN AGAINST
BUSINESS PRINCIPLES.
PROPOSAL #04: STOCKHOLDER PROPOSAL REGARDING REPORT ON SHAREHOLDER YES AGAINST FOR
PAY DISPARITY.
- ----------------------------------------------------------------------------------------------------
Issuer: TOLL BROTHERS, INC.
Ticker: TOL CUSIP: 889478103
Meeting Date 3/18/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: RICHARD J. BRAEMER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ZVI BARZILAY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD G. BOEHNE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CARL B. MARBACH ISSUER YES FOR FOR
PROPOSAL #02: THE APPROVAL OF ERNST & YOUNG LLP AS THE ISSUER YES FOR FOR
COMPANY'S AUDITORS FOR THE 2004 FISCAL YEAR.
- ----------------------------------------------------------------------------------------------------
Issuer: TORCHMARK CORPORATION
Ticker: TMK CUSIP: 891027104
Meeting Date 4/29/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: CHARLES E. ADAIR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOSEPH L. LANIER, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.B. HUDSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.K. RICHEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOSEPH M. FARLEY ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #03: SHAREHOLDER PROPOSAL SHAREHOLDER YES AGAINST FOR
PROPOSAL #04: SHAREHOLDER PROPOSAL SHAREHOLDER YES ABSTAIN AGAINST
- ----------------------------------------------------------------------------------------------------
Issuer: TOTAL S.A.
Ticker: TOT CUSIP: 89151E109
Meeting Date 5/14/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: APPROVAL OF CERTAIN REPORTS AND OF THE ISSUER YES FOR FOR
PARENT COMPANY'S FINANCIAL STATEMENTS
PROPOSAL #02: APPROVAL OF CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #03: ALLOCATION OF INCOME, APPROVAL OF THE ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #04: AGREEMENTS MENTIONED IN ARTICLE L. 225-38 ISSUER YES FOR FOR
OF THE FRENCH COMMERCIAL CODE
PROPOSAL #05: AUTHORIZATION TO TRADE THE COMPANY'S OWN ISSUER YES FOR FOR
SHARES
PROPOSAL #06: AUTHORIZATION FOR THE BOARD OF DIRECTORS TO ISSUER YES FOR FOR
ISSUE DEBT SECURITIES AND/OR PERPETUAL SUBORDINATED
NOTES FOR A MAXIMUM NOMINAL AMOUNT OF 10 BILLION EUROS
ELECTION OF DIRECTOR: MR. SERGE TCHURUK ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: MR. THIERRY DESMAREST ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: MR. THIERRY DE RUDDER ISSUER YES WITHHOLD AGAINST
PROPOSAL #10: APPOINTMENT OF DANIEL BOEUF AS A DIRECTOR ISSUER YES ABSTAIN AGAINST
REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF
ARTICLE 11 OF THE ARTICLES OF INCORPORATION
PROPOSAL #11: APPOINTMENT OF PHILIPPE MARCHANDISE AS A ISSUER YES ABSTAIN AGAINST
DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN
APPLICATION OF ARTICLE 11 OF THE ARTICLES OF
INCORPORATION
PROPOSAL #12: APPOINTMENT OF CYRIL MOUCHE AS A DIRECTOR ISSUER YES ABSTAIN AGAINST
REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF
ARTICLE 11 OF THE ARTICLES OF INCORPORATION
PROPOSAL #13: APPOINTMENT OF ALAN CRAMER AS A DIRECTOR ISSUER YES ABSTAIN AGAINST
REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF
ARTICLE 11 OF THE ARTICLES OF INCORPORATION
PROPOSAL #14: APPOINTMENT OF STATUTORY AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: RENEWAL OF STATUTORY AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: APPOINTMENT OF AN ALTERNATE AUDITOR ISSUER YES FOR FOR
PROPOSAL #17: APPOINTMENT OF AN ALTERNATE AUDITOR ISSUER YES FOR FOR
PROPOSAL #18: DETERMINATION OF THE TOTAL AMOUNT OF ISSUER YES FOR FOR
DIRECTORS COMPENSATION
PROPOSAL #19: AUTHORIZATION TO AWARD OPTIONS TO SUBSCRIBE ISSUER YES FOR FOR
FOR OR PURCHASE STOCK OF THE COMPANY IN FAVOUR OF THE
MANAGEMENT AND KEY EMPLOYEES OF THE GROUP
PROPOSAL #20: AUTHORIZATION FOR ISSUING CONVERTIBLE OR ISSUER YES AGAINST AGAINST
OTHER EQUITY SECURITIES
PROPOSAL #21: AUTHORIZATION TO USE THE ABOVE DELEGATION ISSUER YES AGAINST AGAINST
WITHOUT MAINTENANCE OF PREFERENTIAL SUBSCRIPTION RIGHTS,
BUT WITH AN OPTION TO GRANT A PRIORITY PERIOD
PROPOSAL #22: CAPITAL INCREASE RESERVED FOR EMPLOYEES ISSUER YES AGAINST AGAINST
- ----------------------------------------------------------------------------------------------------
Issuer: TRAVELERS PROPERTY CASUALTY CORP.
Ticker: TAPA CUSIP: 89420G109
Meeting Date 3/19/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: PROPOSAL TO APPROVE THE AGREEMENT AND PLAN ISSUER YES FOR FOR
OF MERGER DATED AS OF NOVEMBER 16, 2003, AS AMENDED,
AMONG THE ST. PAUL COMPANIES, INC., TRAVELERS PROPERTY
CASUALTY CORP. AND ADAMS ACQUISITION CORP., AND THE
TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT,
INCLUDING THE MERGER.
- ----------------------------------------------------------------------------------------------------
Issuer: TRAVELERS PROPERTY CASUALTY CORP.
Ticker: TAPA CUSIP: 89420G406
Meeting Date 3/19/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: PROPOSAL TO APPROVE THE AGREEMENT AND PLAN ISSUER YES FOR FOR
OF MERGER DATED AS OF NOVEMBER 16, 2003, AS AMENDED,
AMONG THE ST. PAUL COMPANIES, INC., TRAVELERS PROPERTY
CASUALTY CORP. AND ADAMS ACQUISITION CORP., AND THE
TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT,
INCLUDING THE MERGER.
- ----------------------------------------------------------------------------------------------------
Issuer: TYCO INTERNATIONAL LTD.
Ticker: TYC CUSIP: 902124106
Meeting Date 3/25/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: BRIAN DUPERREAULT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: H. CARL MCCALL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN A. KROL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD D. BREEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRENDAN R. O'NEILL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRUCE S. GORDON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEROME B. YORK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DENNIS C. BLAIR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEORGE W. BUCKLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MACKEY J. MCDONALD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SANDRA S. WIJNBERG ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
TYCO'S INDEPENDENT AUDITORS AND AUTHORIZATION FOR THE
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE
AUDITORS REMUNERATION.
PROPOSAL #03: ADOPTION OF THE AMENDED AND RESTATED ISSUER YES FOR FOR
BYE-LAWS.
PROPOSAL #04: APPROVAL OF TYCO 2004 STOCK AND INCENTIVE ISSUER YES FOR FOR
PLAN.
PROPOSAL #05: SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER YES FOR FOR
ENVIRONMENTAL REPORTING.
PROPOSAL #06: SHAREHOLDER PROPOSAL TO CHANGE TYCO'S SHAREHOLDER YES AGAINST FOR
JURISDICTION OF INCORPORATION FROM BERMUDA TO A U.S.
STATE.
PROPOSAL #07: SHAREHOLDER PROPOSAL ON COMMON SENSE SHAREHOLDER YES AGAINST FOR
EXECUTIVE COMPENSATION.
- ----------------------------------------------------------------------------------------------------
Issuer: U.S. BANCORP
Ticker: USB CUSIP: 902973304
Meeting Date 4/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: RICHARD G. REITEN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JERRY W. LEVIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS E. PETRY ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: V. BUYNISKI GLUCKMAN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. ISSUER YES FOR FOR
PROPOSAL #02: RATIFY SELECTION OF ERNST & YOUNG LLP AS ISSUER YES AGAINST AGAINST
INDEPENDENT AUDITORS FOR THE 2004 FISCAL YEAR.
PROPOSAL #03: SHAREHOLDER PROPOSAL: COMPENSATION SYSTEM SHAREHOLDER YES AGAINST FOR
FOR SENIOR EXECUTIVES.
PROPOSAL #04: SHAREHOLDER PROPOSAL: SUPPLEMENTAL SHAREHOLDER YES AGAINST FOR
EXECUTIVE RETIREMENT BENEFITS.
PROPOSAL #05: SHAREHOLDER PROPOSAL: SIMPLE MAJORITY SHAREHOLDER YES FOR AGAINST
VOTING.
- ----------------------------------------------------------------------------------------------------
Issuer: UNIONBANCAL CORPORATION
Ticker: UB CUSIP: 908906100
Meeting Date 4/28/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: MONICA C. LOZANO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: TAKAHARU SAEGUSA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: NORIMICHI KANARI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD C. HARTNACK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL J. GILLFILLAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L. DALE CRANDALL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID R. ANDREWS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: TETSUO SHIMURA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PHILIP B. FYLNN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STANLEY F. FARRAR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: TAKAHIRO MORIGUCHI ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: J. FERNANDO NIEBLA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SATORU KISHI ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: MARY S. METZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD D. FARMAN ISSUER YES FOR FOR
PROPOSAL #02: TO AMEND THE 1997 UNIONBANCAL CORPORATION ISSUER YES FOR FOR
PERFORMANCE SHARE PLAN.
PROPOSAL #03: TO RATIFY THE SELECTION OF UNIONBANCAL ISSUER YES FOR FOR
CORPORATION'S INDEPENDENT AUDITORS, DELOITTE & TOUCHE
LLP, FOR 2004.
PROPOSAL #04: TO APPROVE A STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER YES AGAINST FOR
CUMULATIVE VOTING.
- ----------------------------------------------------------------------------------------------------
Issuer: UNISYS CORPORATION
Ticker: UIS CUSIP: 909214108
Meeting Date 4/22/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: CLAYTON M. JONES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THEODORE E. MARTIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LAWRENCE A. WEINBACH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HENRY C. DUQUES ISSUER YES FOR FOR
- ----------------------------------------------------------------------------------------------------
Issuer: VALERO ENERGY CORPORATION
Ticker: VLO CUSIP: 91913Y100
Meeting Date 4/29/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: E. GLENN BIGGS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RUBEN M. ESCOBEDO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BOB MARBUT ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF KPMG LLP AS AUDITORS FOR ISSUER YES FOR FOR
2004.
PROPOSAL #03: CLIMATE CHANGE RESOLUTION. SHAREHOLDER YES ABSTAIN AGAINST
- ----------------------------------------------------------------------------------------------------
Issuer: VARIAN SEMICONDUCTOR EQUIP. ASSOC.,
Ticker: VSEA CUSIP: 922207105
Meeting Date 2/10/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: ROBERT W. DUTTON ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE AN AMENDMENT TO THE OMNIBUS ISSUER YES FOR FOR
STOCK PLAN TO AUTHORIZE THE ISSUANCE OF UP TO AN
AGGREGATE OF 100,000 SHARES OF COMMON STOCK IN THE FORM
OF STOCK APPRECIATION RIGHTS, PERFORMANCE UNITS,
PERFORMANCE SHARES AND/OR RESTRICTED STOCK.
PROPOSAL #03: TO APPROVE AN AMENDMENT TO THE OMNIBUS ISSUER YES FOR FOR
STOCK PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK RESERVED FOR ISSUANCE UNDER THE PLAN BY 2,100,000
SHARES.
PROPOSAL #04: TO RATIFY THE SELECTION OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS VARIAN SEMICONDUCTOR'S
INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING
OCTOBER 1, 2004.
- ----------------------------------------------------------------------------------------------------
Issuer: VERIZON COMMUNICATIONS INC.
Ticker: VZ CUSIP: 92343V104
Meeting Date 4/28/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: H.B. PRICE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.D. STOREY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.R. STAFFORD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: I.G. SEIDENBERG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S.O. MOOSE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.W. LANE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. NEUBAUER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: T.H. O'BRIEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.V. SHIPLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.L. CARRION ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.R. BARKER ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF INDEPENDENT AUDITOR ISSUER YES FOR FOR
PROPOSAL #03: CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #04: BOARD COMPOSITION SHAREHOLDER YES AGAINST FOR
PROPOSAL #05: SEPARATE CHAIRMAN AND CEO SHAREHOLDER YES AGAINST FOR
PROPOSAL #06: FUTURE POISON PILL SHAREHOLDER YES AGAINST FOR
PROPOSAL #07: SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS SHAREHOLDER YES AGAINST FOR
PROPOSAL #08: OPTIONS OR STOCK GRANTS BASED ON TRACKING SHAREHOLDER YES AGAINST FOR
STOCK
PROPOSAL #09: DIVERSITY REPORT ON OPTION GRANTS TO SHAREHOLDER YES ABSTAIN AGAINST
EMPLOYEES
PROPOSAL #10: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #11: COLLECTION OF UNIVERSAL SERVICE AND NUMBER SHAREHOLDER YES ABSTAIN AGAINST
PORTABILIY FEES
- ----------------------------------------------------------------------------------------------------
Issuer: VF CORPORATION
Ticker: VFC CUSIP: 918204108
Meeting Date 4/27/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: CLARENCE OTIS, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DANIEL R. HESSE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: GEORGE FELLOWS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD E. CRUTCHFIELD ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: APPROVE AN AMENDMENT AND RESTATEMENT OF ISSUER YES AGAINST AGAINST
VF'S 1996 STOCK COMPENSATION PLAN.
PROPOSAL #03: RATIFICATION OF THE SELECTION OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS VF'S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING JANUARY 1, 2005.
PROPOSAL #04: SHAREHOLDER PROPOSAL REQUESTING SHAREHOLDER YES FOR AGAINST
DECLASSIFICATION OF THE BOARD OF DIRECTORS FOR THE
PURPOSE OF DIRECTOR ELECTIONS.
PROPOSAL #05: SHAREHOLDER PROPOSAL REQUESTING THE BOARD SHAREHOLDER YES ABSTAIN AGAINST
OF DIRECTORS TO ADOPT A POLICY RELATING TO INTERNATIONAL
LABOR ORGANIZATION STANDARDS AND ISSUE A REPORT ON THE
POLICY'S IMPLEMENTATION.
- ----------------------------------------------------------------------------------------------------
Issuer: VISHAY INTERTECHNOLOGY, INC.
Ticker: VSH CUSIP: 928298108
Meeting Date 5/12/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: ZVI GRINFAS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR. GERALD PAUL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PHILIPPE GAZEAU ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: DR. FELIX ZANDMAN ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF ERNST & YOUNG ISSUER YES FOR FOR
LLP AS VISHAY'S INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2004.
PROPOSAL #03: APPROVAL OF THE AMENDED AND RESTATED VISHAY ISSUER YES FOR FOR
INTERTECHNOLOGY, INC. SECTION 162(M) CASH BONUS PLAN.
PROPOSAL #04: APPROVAL OF THE VISHAY INTERTECHNOLOGY, ISSUER YES FOR FOR
INC. SENIOR EXECUTIVE PHANTOM STOCK PLAN.
- ----------------------------------------------------------------------------------------------------
Issuer: WACHOVIA CORPORATION
Ticker: WB CUSIP: 929903102
Meeting Date 4/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JOSEPH NEUBAUER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES S. BALLOUN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN T. CASTEEN, III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LANTY L. SMITH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DONA DAVIS YOUNG ISSUER YES FOR FOR
PROPOSAL #02: A WACHOVIA PROPOSAL TO RATIFY THE ISSUER YES FOR FOR
APPOINTMENT OF KPMG LLP AS AUDITORS FOR THE YEAR 2004.
PROPOSAL #03: A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT SHAREHOLDER YES AGAINST FOR
OPPOSES, REGARDING NOMINATING DIRECTORS.
PROPOSAL #04: A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT SHAREHOLDER YES ABSTAIN AGAINST
OPPOSES, REGARDING REPORTING POLITICAL INFORMATION.
PROPOSAL #05: A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT SHAREHOLDER YES AGAINST FOR
OPPOSES, REGARDING SEPARATING THE OFFICES OF CHAIRMAN AND
CHIEF EXECUTIVE OFFICER.
- ----------------------------------------------------------------------------------------------------
Issuer: WASHINGTON MUTUAL, INC.
Ticker: WM CUSIP: 939322103
Meeting Date 4/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: ANNE V. FARRELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHEN E. FRANK ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: MARGARET OSMER MCQUADE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM D. SCHULTE ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF DELOITTE ISSUER YES AGAINST AGAINST
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR
2004
PROPOSAL #03: SHAREHOLDER PROPOSAL RELATING TO A SPECIFIC SHAREHOLDER YES AGAINST FOR
COMPENSATION PROGRAM
- ----------------------------------------------------------------------------------------------------
Issuer: WELLS FARGO & COMPANY
Ticker: WFC CUSIP: 949746101
Meeting Date 4/27/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: PHILIP J. QUIGLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JUDITH M. RUNSTAD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHEN W. SANGER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: REATHA CLARK KING ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SUSAN G. SWENSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SUSAN E. ENGEL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL W. WRIGHT ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: J.A. BLANCHARD III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD D. MCCORMICK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DONALD B. RICE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT L. JOSS ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO APPROVE THE COMPANY'S ISSUER YES FOR FOR
SUPPLEMENTAL 401(K) PLAN.
PROPOSAL #03: PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP ISSUER YES FOR FOR
AS INDEPENDENT AUDITORS FOR 2004.
PROPOSAL #04: STOCKHOLDER PROPOSAL REGARDING EXPENSING SHAREHOLDER YES FOR AGAINST
STOCK OPTIONS.
PROPOSAL #05: STOCKHOLDER PROPOSAL REGARDING RESTRICTED SHAREHOLDER YES AGAINST FOR
STOCK.
PROPOSAL #06: STOCKHOLDER PROPOSAL REGARDING EXECUTIVE SHAREHOLDER YES ABSTAIN AGAINST
COMPENSATION AND PREDATORY LENDING.
PROPOSAL #07: STOCKHOLDER PROPOSAL REGARDING POLITICAL SHAREHOLDER YES ABSTAIN AGAINST
CONTRIBUTIONS.
- ----------------------------------------------------------------------------------------------------
Issuer: WHIRLPOOL CORPORATION
Ticker: WHR CUSIP: 963320106
Meeting Date 4/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: ALLAN D. GILMOUR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JANICE D. STONEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID R. WHITWAM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL F. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #02: TO RENEW THE WHIRLPOOL CORPORATION ISSUER YES FOR FOR
PERFORMANCE EXCELLENCE PLAN
- ----------------------------------------------------------------------------------------------------
Issuer: WYETH
Ticker: WYE CUSIP: 983024100
Meeting Date 4/22/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: W.V. SHIPLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.R. TORELL III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: F.A. BENNACK, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.L. CARRION ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R. ESSNER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.D. FEERICK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R. LANGER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.P. MASCOTTE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.L. POLAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: I.G. SEIDENBERG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.L. ALEXANDER, JR. ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF PRINCIPAL INDEPENDENT ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS
PROPOSAL #03: ADOPTION OF THE STOCKHOLDER PROPOSAL ON SHAREHOLDER YES ABSTAIN AGAINST
ACCESS TO AND AFFORDABILITY OF PRESCRIPTION DRUGS
PROPOSAL #04: ADOPTION OF STOCKHOLDER PROPOSAL ON ANIMAL SHAREHOLDER YES ABSTAIN AGAINST
TESTING
- ----------------------------------------------------------------------------------------------------
Issuer: XL CAPITAL LTD
Ticker: XL CUSIP: G98255105
Meeting Date 4/30/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: ALAN Z. SENTER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN LOUDON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT S. PARKER ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP, NEW YORK, TO ACT AS THE
INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be
signed on its behalf by the undersigned, thereunto duly authorized.
VANGUARD WINDSOR FUNDS
By: /s/John J. Brennan
(Heidi Stam)
John J. Brennan*
Chairman & Chief Executive Officer
Date: August 31, 2004
* By Power of Attorney. See File Number 2-57689, filed on December 26, 2002.
Incorporated by reference.
Vanguard Windsor Fund (VWNDX)
Filed: 31 Aug 04, 12:00am