UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-834
NAME OF REGISTRANT: VANGUARD WINDSOR FUNDS
ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482
NAME AND ADDRESS OF AGENT FOR SERVICE: HEIDI STAM
PO BOX 876
VALLEY FORGE, PA 19482
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000
DATE OF FISCAL YEAR END: OCTOBER 31
DATE OF REPORTING PERIOD: JULY 1, 2006 - JUNE 30, 2007
FUND: VANGUARD WINDSOR FUND
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ISSUER: ACCENTURE LTD
TICKER: ACN CUSIP: G1150G111
MEETING DATE: 2/7/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: APPOINTMENT OF THE FOLLOWING NOMINEE TO ISSUER YES FOR FOR
THE BOARD OF DIRECTORS: NOBUYUKI IDEI.
PROPOSAL #1B: APPOINTMENT OF THE FOLLOWING NOMINEE TO ISSUER YES FOR FOR
THE BOARD OF DIRECTORS: MARJORIE MAGNER.
PROPOSAL #1C: APPOINTMENT OF THE FOLLOWING NOMINEE TO ISSUER YES FOR FOR
THE BOARD OF DIRECTORS: DENNIS F. HIGHTOWER.
PROPOSAL #1D: APPOINTMENT OF THE FOLLOWING NOMINEE TO ISSUER YES FOR FOR
THE BOARD OF DIRECTORS: WILLIAM L. KIMSEY.
PROPOSAL #1E: APPOINTMENT OF THE FOLLOWING NOMINEE TO ISSUER YES FOR FOR
THE BOARD OF DIRECTORS: ROBERT I. LIPP.
PROPOSAL #1F: APPOINTMENT OF THE FOLLOWING NOMINEE TO ISSUER YES FOR FOR
THE BOARD OF DIRECTORS: WULF VON SCHIMMELMANN.
PROPOSAL #02: RE-APPOINTMENT OF KPMG LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS FOR THE 2007 FISCAL YEAR AND
AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS TO DETERMINE KPMG LLP'S REMUNERATION.
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ISSUER: ACE LIMITED
TICKER: ACE CUSIP: G0070K103
MEETING DATE: 5/17/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: BRIAN DUPERREAULT ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: PETER MENIKOFF ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: ROBERT RIPP ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: DERMOT F. SMURFIT ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF ACE LIMITED FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2007
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ISSUER: AEGON N V
TICKER: N/A CUSIP: N/A
MEETING DATE: 4/25/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.: OPEN THE MEETINGOPENING OF THE MEETING ISSUER NO N/A N/A
BY THE CHAIRMAN, MR. D.G. EUSTACE. THE DRAFT MINUTES
OF THE AGM OF APRIL 25, 2006 WERE PUBLISHED ON AEGON'S
CORPORATE WEBSITE ON JULY 24, 2006 AND HAVE BEEN
AVAILABLE FOR COMMENTS SINCE THEN. AFTER HAVING
INCORPORATED REMARKS MADE BY VARIOUS SHAREHOLDERS, THE
MINUTES WERE SIGNED BY THE CHAIRMAN AND THE SECRETARY
ON OCTOBER 30, 2006 AND HAVE BEEN AVAILABLE ON
AEGON'S CORPORATE WEBSITE, WWW.AEGON.COM AS FROM THE
PROPOSAL #2.: PROPOSAL TO ADOPT THE ANNUAL ACCOUNTS ISSUER NO N/A N/A
2006 DISCUSSION ON THE ANNUAL REPORT 2006, INCLUDING
THE SUPERVISORY BOARD REPORT, THE EXECUTIVE BOARD
REPORT AND THE ANNUAL ACCOUNTS 2006. SINCE NO
SIGNIFICANT CHANGES IN AEGON'S CORPORATE GOVERNANCE
(AS DESCRIBED IN THE 2006 ANNUAL REPORT) HAVE BEEN
EFFECTUATED IN THE YEAR UNDER REVIEW, CORPORATE
GOVERNANCE IS NOT A SEPARATE ITEM ON THIS YEAR'S
AGENDA. IT IS PROPOSED THAT SHAREHOLDERS ADOPT THE
ANNUAL ACCOUNTS FOR THE YEAR 2006.
PROPOSAL #3.: AEGON'S DIVIDEND POLICY WAS EXPLAINED ISSUER NO N/A N/A
AND DISCUSSED DURING THE AGMS IN 2005 AND 2006. THIS
POLICY HAS NOT CHANGED. THE POLICY AIMS TO PAY
ADEQUATE AND GROWING DIVIDENDS TO THE HOLDERS OF
COMMON SHARES, DEPENDING ON THE CASH FLOW AND CAPITAL
POSITION. THE CASH FLOW IS DETERMINED BY THE ABILITY
OF THE OPERATING COMPANIES TO PAY OUT DIVIDENDS TO THE
HOLDING COMPANY, WHILE MAINTAINING STRONG
CAPITALIZATION OF THE OPERATING COMPANIES. THE CAPITAL
POSITION IS DETERMINED BY THE RELATIVE SIZE OF THE
CAPITAL COMPONENTS, SUCH AS SHAREHOLDERS ; EQUITY AND
JUNIOR SUBORDINATED PERPETUAL SECURITIES. IT IS
PROPOSED THAT THE FINAL DIVIDEND OF EUR 0.31 PER
COMMON SHARE FOR THE FINANCIAL YEAR 2006 BE APPROVED.
THE PROPOSAL COMPRISES A TOTAL DIVIDEND OF EUR 0.55
PER COMMON SHARE. AFTER TAKING INTO ACCOUNT THE
INTERIM DIVIDEND OF EUR 0.24 PER COMMON SHARE, PAID IN
SEPTEMBER 2006, THE FINAL DIVIDEND FOR THE FINANCIAL
YEAR 2006 WILL BE EUR 0.31 PER COMMON SHARE. THE FINAL
DIVIDEND WILL BE PAID ENTIRELY IN CASH OR ENTIRELY IN
COMMON SHARES AT THE OPTION OF THE SHAREHOLDER. THE
VALUE OF THE FINAL DIVIDEND IN STOCK WILL BE
APPROXIMATELY 95% OF THE VALUE OF THE FINAL DIVIDEND
IN CASH. THE STOCK FRACTION FOR THE FINAL DIVIDEND IN
COMMON SHARES WILL BE DETERMINED BY THE EXECUTIVE
BOARD, BASED UPON THE AVERAGE PRICE OF THE AEGON SHARE
AS QUOTED ON THE EURONEXT AMSTERDAM EXCHANGE,
CALCULATED OVER THE FIVE TRADING DAYS FROM MAY 10,
2007 THROUGH MAY 16, 2007.
PROPOSAL #4.: IT IS PROPOSED THAT THE EXECUTIVE BOARD ISSUER NO N/A N/A
MEMBERS BE RELEASED FROM LIABILITY FOR THEIR DUTIES,
INSOFAR AS THE EXERCISE OF SUCH DUTIES IS REFLECTED IN
THE ANNUAL REPORT 2006 OR HAS OTHERWISE BEEN
DISCLOSED TO SHAREHOLDERS PRIOR TO THE ADOPTION OF THE
ANNUAL ACCOUNTS 2006.
PROPOSAL #5.: IT IS PROPOSED THAT THE SUPERVISORY ISSUER NO N/A N/A
BOARD MEMBERS BE RELEASED FROM LIABILITY FOR THEIR
DUTIES, INSOFAR AS THE EXERCISE OF SUCH DUTIES IS
REFLECTED IN THE ANNUAL REPORT 2006 OR HAS OTHERWISE
BEEN DISCLOSED TO SHAREHOLDERS PRIOR TO THE ADOPTION
OF THE ANNUAL ACCOUNTS 2006.
PROPOSAL #6.: IT IS PROPOSED, IN ACCORDANCE WITH THE ISSUER NO N/A N/A
ADVICE OF THE AUDIT COMMITTEE, THAT ERNST & YOUNG BE
APPOINTED AS THE INDEPENDENT AUDITOR FOR THE ANNUAL
ACCOUNTS 2007.
PROPOSAL #7.: IT IS PROPOSED TO ADOPT A NEW ISSUER NO N/A N/A
REMUNERATION POLICY FOR THE MEMBERS OF THE EXECUTIVE
BOARD. THE CURRENT REMUNERATION POLICY WAS ADOPTED BY
SHAREHOLDERS IN 2004 FOR THE THREE YEAR PERIOD 2004
THROUGH 2006. ITS TERM WAS EXTENDED UNTIL THE 2007
AGM, PENDING THE ADOPTION OF A NEW REMUNERATION
POLICY. FOR THE CURRENT REMUNERATION POLICY, PLEASE
REFER TO THE ANNUAL REPORT FOR 2006, PAGE 76. THE
PROPOSED NEW REMUNERATION POLICY FOR THE MEMBERS OF
THE EXECUTIVE BOARD IS ATTACHED TO THIS AGENDA. UPON
ADOPTION BY SHAREHOLDERS IT WILL BE RETROACTIVELY
EFFECTIVE AS FROM JANUARY 1, 2007.
PROPOSAL #8.: THE INTERIM DIVIDEND 2006 HAS BEEN PAID ISSUER NO N/A N/A
IN CASH OR IN SHARES AT THE OPTION OF SHAREHOLDERS. IN
OUR PRESS RELEASE OF SEPTEMBER 15, 2006, DECLARING
THIS INTERIM DIVIDEND, WE ALSO ANNOUNCED THAT THE
SHARES TO BE ISSUED AS A CONSEQUENCE OF STOCK DIVIDEND
PAYMENTS WOULD BE REPURCHASED IN THE MARKET, IN ORDER
TO NEUTRALIZE THE DILUTION EFFECT OF THE INTERIM
DIVIDEND IN STOCK. IN OCTOBER 2006, THE REPURCHASE OF
11,600,000 COMMON SHARES WAS COMPLETED AND IT IS NOW
PROPOSED TO WITHDRAW THESE COMMON SHARES AND TO REDUCE
THE PAID IN CAPITAL ACCORDINGLY.
PROPOSAL #9.: THE EXECUTIVE BOARD PROPOSES, AS ISSUER NO N/A N/A
PREVIOUSLY APPROVED BY THE SUPERVISORY BOARD, TO AMEND
THE ARTICLES OF INCORPORATION OF AEGON N.V. THE
AMENDMENT MAINLY DEALS WITH INCORPORATING NEW LEGAL
PROVISIONS AIMED AT FACILITATING ELECTRONIC
COMMUNICATION WITH SHAREHOLDERS. THE COMPLETE TEXT OF
THE PROPOSED AMENDMENT AND THE EXPLANATION ARE
ENCLOSED WITH THIS AGENDA.
PROPOSAL #10.: IT IS PROPOSED THAT MR. A.R. WYNAENDTS ISSUER NO N/A N/A
BE REAPPOINTED AS A MEMBER OF THE EXECUTIVE BOARD FOR
ANOTHER TERM OF FOUR YEARS AS OF APRIL 25, 2007.
ACCORDING TO THE APPOINTMENT SCHEDULE OF THE EXECUTIVE
BOARD, HIS TERM OF OFFICE WILL EXPIRE IN 2007. HE IS
ELIGIBLE FOR REAPPOINTMENT AND IS WILLING TO REMAIN ON
THE EXECUTIVE BOARD. INFORMATION REGARDING MR.
WYNAENDTS IS AVAILABLE ON PAGE 8 OF THIS AGENDA.
PROPOSAL #11.: IT IS PROPOSED THAT MR. L.M. VAN WIJK ISSUER NO N/A N/A
BE REAPPOINTED AS A MEMBER OF THE SUPERVISORY BOARD
FOR ANOTHER TERM OF FOUR YEARS AS OF APRIL 25, 2007,
HIS FOUR-YEAR TERM OF OFFICE EXPIRING AS PER THAT
DATE. HE IS ELIGIBLE FOR REAPPOINTMENT AND IS WILLING
TO REMAIN ON THE SUPERVISORY BOARD. INFORMATION
REGARDING MR. VAN WIJK IS AVAILABLE ON PAGE 9 OF THIS
AGENDA.
PROPOSAL #12.: IT IS PROPOSED THAT MRS. K.M.H. PEIJS ISSUER NO N/A N/A
BE APPOINTED AS A MEMBER OF THE SUPERVISORY BOARD AS
OF APRIL 25, 2007, FOR A TERM OF FOUR YEARS.
INFORMATION REGARDING MRS. PEIJS IS AVAILABLE ON PAGE
10 OF THIS AGENDA.
PROPOSAL #13.: IT IS PROPOSED THAT MR. A. BURGMANS BE ISSUER NO N/A N/A
APPOINTED AS A MEMBER OF THE SUPERVISORY BOARD AS OF
APRIL 25, 2007, FOR A TERM OF FOUR YEARS. INFORMATION
REGARDING MR. BURGMANS IS AVAILABLE ON PAGE 11 OF THIS
AGENDA.
PROPOSAL #14.: IT IS PROPOSED THAT THE FOLLOWING ISSUER NO N/A N/A
RESOLUTION BE TAKEN: THE GENERAL MEETING OF
SHAREHOLDERS HEREBY RESOLVES TO AUTHORIZE THE
EXECUTIVE BOARD, FOR A PERIOD OF EIGHTEEN (18) MONTHS
AND EFFECTIVE APRIL 25, 2007, AS THE COMPANY BODY
WHICH, SUBJECT TO THE APPROVAL OF THE SUPERVISORY
BOARD, SHALL BE AUTHORIZED TO DECIDE ON THE ISSUANCE
OF COMMON SHARES IN THE COMPANY AND THE GRANTING OF
RIGHTS TO ACQUIRE COMMON SHARES IN THE COMPANY. THIS
AUTHORITY SHALL BE LIMITED ANNUALLY TO 10% OF THE
CAPITAL, PLUS 10% OF THE CAPITAL IF THE ISSUANCE OR
THE GRANTING OF RIGHTS OCCURS ON THE OCCASION OF THE
ACQUISITION OF AN ENTERPRISE OR A CORPORATION. THE
TERM CAPITAL MEANS THE TOTAL PAR VALUE OF COMMON
SHARES ISSUED AT THE TIME THIS AUTHORIZATION IS USED
FOR THE FIRST TIME IN ANY CALENDAR YEAR. THIS
AUTHORIZATION MAY ONLY BE WITHDRAWN BY THE GENERAL
MEETING OF SHAREHOLDERS ON A PROPOSAL OF THE EXECUTIVE
BOARD, PREVIOUSLY APPROVED BY THE SUPERVISORY BOARD.
PROPOSAL #15.: IT IS PROPOSED THAT THE FOLLOWING ISSUER NO N/A N/A
RESOLUTION BE TAKEN: THE GENERAL MEETING OF
SHAREHOLDERS HEREBY RESOLVES TO AUTHORIZE THE
EXECUTIVE BOARD, FOR A PERIOD OF EIGHTEEN (18) MONTHS
AND EFFECTIVE APRIL 25, 2007, AS THE COMPANY BODY
WHICH, SUBJECT TO THE APPROVAL OF THE SUPERVISORY
BOARD, SHALL BE AUTHORIZED TO RESTRICT OR EXCLUDE PRE-
EMPTIVE RIGHTS OF EXISTING SHAREHOLDERS UPON THE
ISSUANCE OF COMMON SHARES OR THE GRANTING OF RIGHTS TO
SUBSCRIBE FOR COMMON SHARES IN THE COMPANY, PROVIDED
THAT THIS SHALL BE LIMITED ANNUALLY TO 10% OF THE
CAPITAL, PLUS 10% OF THE CAPITAL IF THE ISSUANCE
OCCURS ON THE OCCASION OF THE ACQUISITION OF AN
ENTERPRISE OR A CORPORATION. THE TERM CAPITAL MEANS
THE TOTAL PAR VALUE OF THE COMMON SHARES ISSUED AT THE
TIME THIS AUTHORIZATION IS USED FOR THE FIRST TIME IN
ANY CALENDAR YEAR. THIS AUTHORIZATION MAY ONLY BE
WITHDRAWN BY THE GENERAL MEETING OF SHAREHOLDERS ON A
PROPOSAL OF THE EXECUTIVE BOARD, PREVIOUSLY APPROVED
BY THE SUPERVISORY BOARD.
PROPOSAL #16.: IT IS PROPOSED THAT THE FOLLOWING ISSUER NO N/A N/A
RESOLUTION BE TAKEN: THE GENERAL MEETING OF
SHAREHOLDERS RESOLVES TO AUTHORIZE THE EXECUTIVE
BOARD, FOR A PERIOD OF EIGHTEEN (18) MONTHS AND
EFFECTIVE APRIL 25, 2007, TO ISSUE COMMON SHARES
AND/OR TO GRANT RIGHTS TO SUBSCRIBE FOR COMMON SHARES
TO EMPLOYEES OF AEGON N.V. AND/OR COMPANIES WITH WHICH
AEGON N.V. FORMS A GROUP, BASED ON A GROUP-WIDE
INCENTIVE PLAN OR THE REMUNERATION POLICY FOR THE
EXECUTIVE BOARD, AS ADOPTED. THIS AUTHORIZATION SHALL
BE LIMITED ANNUALLY TO 1% OF THE TOTAL NOMINAL AMOUNT
OF THE COMMON SHARES OUTSTANDING AT THE TIME THAT THIS
AUTHORIZATION IS USED FOR THE FIRST TIME IN ANY
CALENDAR YEAR. THIS AUTHORIZATION MAY ONLY BE
WITHDRAWN BY THE GENERAL MEETING OF SHAREHOLDERS ON A
PROPOSAL OF THE EXECUTIVE BOARD, PREVIOUSLY APPROVED
BY THE SUPERVISORY BOARD.
PROPOSAL #17.: IT IS PROPOSED THAT THE FOLLOWING ISSUER NO N/A N/A
RESOLUTION BE TAKEN: THE GENERAL MEETING OF
SHAREHOLDERS RESOLVES TO AUTHORIZE THE EXECUTIVE BOARD
FOR A PERIOD OF EIGHTEEN (18) MONTHS TO ACQUIRE, FOR
A CONSIDERATION, SHARES IN AEGON'S OWN CAPITAL. THE
NUMBER OF SHARES THAT MAY BE SO ACQUIRED SHALL NOT
EXCEED THE MAXIMUM NUMBER PERMITTED BY LAW AND THE
ARTICLES OF INCORPORATION. COMMON SHARES MAY ONLY BE
ACQUIRED AT A PRICE NOT HIGHER THAN 10% ABOVE THE
QUOTED LOCAL MARKET PRICE IMMEDIATELY PRIOR TO THE
ACQUISITION. PREFERRED SHARES MAY ONLY BE ACQUIRED AT
A PRICE NOT HIGHER THAN 10% ABOVE THE AVERAGE PAID-IN
AMOUNT ON THE PREFERRED SHARES BEING ACQUIRED, TO BE
INCREASED WITH DIVIDEND ACCRUED BUT NOT YET PAID AT
THE TIME OF THE ACQUISITION.
PROPOSAL #18.: ANY OTHER BUSINESS ISSUER NO N/A N/A
PROPOSAL #19.: CLOSING OF THE MEETING ISSUER NO N/A N/A
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ISSUER: AETNA INC.
TICKER: AET CUSIP: 00817Y108
MEETING DATE: 4/27/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: FRANK M. CLARK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BETSY Z. COHEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MOLLY J. COYE, M.D. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BARBARA H. FRANKLIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEFFREY E. GARTEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EARL G. GRAVES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GERALD GREENWALD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ELLEN M. HANCOCK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD J. LUDWIG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOSEPH P. NEWHOUSE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RONALD A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF INDEPENDENT REGISTERED ISSUER YES FOR FOR
PUBLIC ACCOUNTING FIRM
PROPOSAL #03: APPROVAL OF AMENDMENT TO ARTICLES OF ISSUER YES FOR FOR
INCORPORATION
PROPOSAL #04: SHAREHOLDER PROPOSAL ON CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #05: SHAREHOLDER PROPOSAL ON NOMINATING A SHAREHOLDER YES AGAINST FOR
DIRECTOR FROM THE EXECUTIVE RETIREE RANKS
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ISSUER: ALCOA INC.
TICKER: AA CUSIP: 013817101
MEETING DATE: 4/20/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: ALAIN J.P. BELDA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CARLOS GHOSN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HENRY B. SCHACHT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANKLIN A. THOMAS ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE INDEPENDENT ISSUER YES FOR FOR
AUDITOR
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ISSUER: ALLEGHENY ENERGY, INC.
TICKER: AYE CUSIP: 017361106
MEETING DATE: 5/17/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: H. FURLONG BALDWIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ELEANOR BAUM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PAUL J. EVANSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CYRUS F. FREIDHEIM, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JULIA L. JOHNSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: TED J. KLEISNER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEVEN H. RICE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GUNNAR E. SARSTEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL H. SUTTON ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
PROPOSAL #03: STOCKHOLDER PROPOSAL TO RECOUP UNEARNED SHAREHOLDER YES AGAINST FOR
MANAGEMENT BONUSES.
PROPOSAL #04: STOCKHOLDER PROPOSAL TO SEPARATE THE SHAREHOLDER YES AGAINST FOR
ROLES OF CEO AND CHAIRMAN.
PROPOSAL #05: STOCKHOLDER PROPOSAL REQUESTING A SHAREHOLDER YES AGAINST FOR
DIRECTOR ELECTION MAJORITY VOTE STANDARD.
PROPOSAL #06: STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER YES AGAINST FOR
SHAREHOLDER MEETINGS.
PROPOSAL #07: STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER YES AGAINST FOR
PERFORMANCE BASED STOCK OPTIONS.
PROPOSAL #08: STOCKHOLDER PROPOSAL REQUESTING A REPORT SHAREHOLDER YES ABSTAIN AGAINST
ON UTILIZING THE NIETC.
PROPOSAL #09: STOCKHOLDER PROPOSAL REQUESTING A REPORT SHAREHOLDER YES ABSTAIN AGAINST
ON CLIMATE CHANGE.
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ISSUER: ALTRIA GROUP, INC.
TICKER: MO CUSIP: 02209S103
MEETING DATE: 4/26/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: ELIZABETH E. BAILEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HAROLD BROWN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LOUIS C. CAMILLERI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. DUDLEY FISHBURN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT E.R. HUNTLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS W. JONES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEORGE MUNOZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LUCIO A. NOTO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN S. REED ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHEN M. WOLF ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE SELECTION OF ISSUER YES FOR FOR
INDEPENDENT AUDITORS
PROPOSAL #03: STOCKHOLDER PROPOSAL 1 - CUMULATIVE SHAREHOLDER YES AGAINST FOR
VOTING
PROPOSAL #04: STOCKHOLDER PROPOSAL 2 - INFORMING SHAREHOLDER YES ABSTAIN AGAINST
CHILDREN OF THEIR RIGHTS IF FORCED TO INCUR SECONDHAND
SMOKE
PROPOSAL #05: STOCKHOLDER PROPOSAL 3 - STOP ALL SHAREHOLDER YES ABSTAIN AGAINST
COMPANY-SPONSORED CAMPAIGNS ALLEGEDLY ORIENTED TO
PREVENT YOUTH FROM SMOKING
PROPOSAL #06: STOCKHOLDER PROPOSAL 4 - GET OUT OF SHAREHOLDER YES ABSTAIN AGAINST
TRADITIONAL TOBACCO BUSINESS BY 2010
PROPOSAL #07: STOCKHOLDER PROPOSAL 5 - ANIMAL WELFARE SHAREHOLDER YES ABSTAIN AGAINST
POLICY
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ISSUER: AMERICAN ELECTRIC POWER COMPANY, INC
TICKER: AEP CUSIP: 025537101
MEETING DATE: 4/24/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: E.R. BROOKS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.M. CARLTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.D. CROSBY, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.P. DESBARRES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.W. FRI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L.A. GOODSPEED ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.R. HOWELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L.A. HUDSON, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.G. MORRIS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L.L. NOWELL III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.L. SANDOR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.G. SMITH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: K.D. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF AEP SENIOR OFFICER INCENTIVE ISSUER YES FOR FOR
PLAN.
PROPOSAL #03: RATIFICATION OF INDEPENDENT REGISTERED ISSUER YES FOR FOR
PUBLIC ACCOUNTING FIRM.
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ISSUER: AMERICAN INTERNATIONAL GROUP, INC.
TICKER: AIG CUSIP: 026874107
MEETING DATE: 5/16/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: MARSHALL A. COHEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARTIN S. FELDSTEIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ELLEN V. FUTTER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHEN L. HAMMERMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD C. HOLBROOKE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRED H. LANGHAMMER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEORGE L. MILES, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MORRIS W. OFFIT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES F. ORR III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: VIRGINIA M. ROMETTY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARTIN J. SULLIVAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL H. SUTTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDMUND S.W. TSE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT B. WILLUMSTAD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANK G. ZARB ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE SELECTION OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS AIG'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
PROPOSAL #03: ADOPTION OF THE AMERICAN INTERNATIONAL ISSUER YES FOR FOR
GROUP, INC. 2007 STOCK INCENTIVE PLAN.
PROPOSAL #04: SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER YES AGAINST FOR
PERFORMANCE-BASED STOCK OPTIONS.
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ISSUER: AMERICAN STANDARD COMPANIES, INC.
TICKER: ASD CUSIP: 029712106
MEETING DATE: 5/3/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: STEVEN E. ANDERSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RUTH ANN MARSHALL ISSUER YES FOR FOR
PROPOSAL #02: DIRECTORS PROPOSAL - AMENDMENT TO THE ISSUER YES FOR FOR
AMERICAN STANDARD COMPANIES INC. 2002 OMNIBUS
INCENTIVE PLAN.
PROPOSAL #03: DIRECTORS PROPOSAL - RATIFICATION OF ISSUER YES FOR FOR
THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2007.
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ISSUER: AMERISOURCEBERGEN CORPORATION
TICKER: ABC CUSIP: 03073E105
MEETING DATE: 2/16/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: EDWARD E. HAGENLOCKER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KURT J. HILZINGER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HENRY W. MCGEE ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
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ISSUER: ARCELOR MITTAL
TICKER: MT CUSIP: 03937E101
MEETING DATE: 5/4/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #03: PROPOSAL TO ADOPT THE ANNUAL ACCOUNTS ISSUER YES FOR FOR
FOR FISCAL 2006.
PROPOSAL #05: PROPOSAL TO CONTINUE TO PAY A QUARTERLY ISSUER YES FOR FOR
DIVIDEND OF US$ 0.325 PER SHARE, SUBJECT TO FINAL
DETERMINATION BY THE BOARD.
PROPOSAL #06: PROPOSAL TO APPROVE THE MANAGEMENT ISSUER YES FOR FOR
PERFORMED BY THE DIRECTORS A OF THE BOARD OF
DIRECTORS DURING FISCAL 2006.
PROPOSAL #07: PROPOSAL TO APPROVE THE SUPERVISION ISSUER YES FOR FOR
PERFORMED BY THE DIRECTORS C OF THE BOARD OF
DIRECTORS DURING FISCAL 2006.
PROPOSAL #08: PROPOSAL TO RATIFY THE DECISION OF THE ISSUER YES FOR FOR
BOARD OF DIRECTORS TO APPOINT MR. LAKSHMI N. MITTAL AS
CHIEF EXECUTIVE OFFICER OF THE COMPANY AS OF 5
NOVEMBER 2006.
PROPOSAL #09: PROPOSAL TO DESIGNATE MRS. USHA MITTAL ISSUER YES AGAINST AGAINST
AS THE PERSON REFERRED TO IN ARTICLE 23 OF THE
ARTICLES OF ASSOCIATION OF THE COMPANY.
PROPOSAL #10: PROPOSAL TO RE-APPOINT DELOITTE ISSUER YES FOR FOR
ACCOUNTANTS AS THE REGISTERED ACCOUNTANT OF THE
COMPANY.
PROPOSAL #11: PROPOSAL TO CHANGE THE REMUNERATION OF ISSUER YES FOR FOR
THE DIRECTORS C OF THE BOARD OF DIRECTORS.
PROPOSAL #12: PROPOSAL TO DESIGNATE THE BOARD OF ISSUER YES FOR FOR
DIRECTORS AS AUTHORIZED CORPORATE BODY (ORGAAN) TO
REPURCHASE CLASS A SHARES IN THE CAPITAL OF THE
COMPANY UNTIL 15 NOVEMBER 2008.
PROPOSAL #13: PROPOSAL TO EXTEND THE AUTHORITY OF THE ISSUER YES FOR FOR
BOARD OF DIRECTORS FOR A PERIOD OF ONE (1) YEAR TO
ISSUE AND/OR GRANT RIGHTS.
PROPOSAL #14: PROPOSAL TO EXTEND THE AUTHORITY OF THE ISSUER YES FOR FOR
BOARD OF DIRECTORS FOR A PERIOD OF ONE YEAR TO LIMIT
OR EXCLUDE THE PRE-EMPTIVE RIGHTS.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ARCELOR MITTAL
TICKER: MT CUSIP: 03937E101
MEETING DATE: 6/12/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #03: PROPOSAL TO ADOPT THE ANNUAL ACCOUNTS ISSUER YES FOR FOR
FOR FISCAL 2006.
PROPOSAL #05: PROPOSAL TO CONTINUE TO PAY A QUARTERLY ISSUER YES FOR FOR
DIVIDEND OF US$ 0.325 PER SHARE, SUBJECT TO FINAL
DETERMINATION BY THE BOARD.
PROPOSAL #06: PROPOSAL TO APPROVE THE MANAGEMENT ISSUER YES FOR FOR
PERFORMED BY THE DIRECTORS A OF THE BOARD OF
DIRECTORS DURING FISCAL 2006.
PROPOSAL #07: PROPOSAL TO APPROVE THE SUPERVISION ISSUER YES FOR FOR
PERFORMED BY THE DIRECTORS C OF THE BOARD OF
DIRECTORS DURING FISCAL 2006.
PROPOSAL #08: PROPOSAL TO RATIFY THE DECISION OF THE ISSUER YES FOR FOR
BOARD OF DIRECTORS TO APPOINT MR. LAKSHMI N. MITTAL AS
CHIEF EXECUTIVE OFFICER OF THE COMPANY AS OF 5
NOVEMBER 2006.
PROPOSAL #09: PROPOSAL TO DESIGNATE MRS. USHA MITTAL ISSUER YES AGAINST AGAINST
AS THE PERSON REFERRED TO IN ARTICLE 23 OF THE
ARTICLES OF ASSOCIATION OF THE COMPANY.
PROPOSAL #10: PROPOSAL TO RE-APPOINT DELOITTE ISSUER YES FOR FOR
ACCOUNTANTS AS THE REGISTERED ACCOUNTANT OF THE
COMPANY.
PROPOSAL #11: PROPOSAL TO CHANGE THE REMUNERATION OF ISSUER YES FOR FOR
THE DIRECTORS C OF THE BOARD OF DIRECTORS.
PROPOSAL #12: PROPOSAL TO DESIGNATE THE BOARD OF ISSUER YES FOR FOR
DIRECTORS AS AUTHORIZED CORPORATE BODY (ORGAAN) TO
REPURCHASE CLASS A SHARES IN THE CAPITAL OF THE
COMPANY UNTIL 12 DECEMBER 2008.
PROPOSAL #13: PROPOSAL TO EXTEND THE AUTHORITY OF THE ISSUER YES FOR FOR
BOARD OF DIRECTORS FOR A PERIOD OF ONE (1) YEAR TO
ISSUE AND/OR GRANT RIGHTS.
PROPOSAL #14: PROPOSAL TO EXTEND THE AUTHORITY OF THE ISSUER YES FOR FOR
BOARD OF DIRECTORS FOR A PERIOD OF ONE YEAR TO LIMIT
OR EXCLUDE THE PRE-EMPTIVE RIGHTS.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ARROW ELECTRONICS, INC.
TICKER: ARW CUSIP: 042735100
MEETING DATE: 5/8/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: DANIEL W. DUVAL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN N. HANSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD S. HILL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.F. (FRAN) KEETH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROGER KING ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KAREN GORDON MILLS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM E. MITCHELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHEN C. PATRICK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BARRY W. PERRY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN C. WADDELL ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ERNST ISSUER YES FOR FOR
& YOUNG LLP AS ARROW'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ASTELLAS PHARMA INC.
TICKER: N/A CUSIP: N/A
MEETING DATE: 6/26/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.: APPROVE APPROPRIATION OF RETAINED ISSUER YES FOR N/A
EARNINGS
PROPOSAL #2.: AMEND THE ARTICLES OF INCORPORATION ISSUER YES FOR N/A
PROPOSAL #3.1: APPOINT A DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.2: APPOINT A DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.3: APPOINT A DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.4: APPOINT A DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.5: APPOINT A DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.6: APPOINT A DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.7: APPOINT A DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.1: APPOINT A CORPORATE AUDITOR ISSUER YES FOR N/A
PROPOSAL #4.2: APPOINT A CORPORATE AUDITOR ISSUER YES FOR N/A
PROPOSAL #5.: APPOINT A SUBSTITUTE CORPORATE AUDITOR ISSUER YES FOR N/A
PROPOSAL #6.: APPROVE PAYMENT OF BONUSES TO CORPORATE ISSUER YES FOR N/A
OFFICERS
PROPOSAL #7.: APPROVE PROVISION OF REMUNERATION TO THE ISSUER YES FOR N/A
DIRECTORS OF THE BOARD AS A GROUP FOR STOCK OPTION
SCHEME AS STOCK-LINKED COMPENSATION PLAN
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AT&T INC.
TICKER: T CUSIP: 00206R102
MEETING DATE: 7/21/2006 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: APPROVE ISSUANCE OF AT&T COMMON SHARES ISSUER YES FOR FOR
REQUIRED TO BE ISSUED PURSUANT TO THE MERGER
AGREEMENT, DATED AS OF MARCH 4, 2006, BY AND AMONG
BELLSOUTH CORPORATION, AT&T INC. AND ABC CONSOLIDATION
CORP., AS IT MAY BE AMENDED.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AT&T INC.
TICKER: T CUSIP: 00206R102
MEETING DATE: 4/27/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #A01: ELECTION OF DIRECTOR: WILLIAM F. ISSUER YES FOR FOR
ALDINGER III
PROPOSAL #A02: ELECTION OF DIRECTOR: GILBERT F. AMELIO ISSUER YES FOR FOR
PROPOSAL #A03: ELECTION OF DIRECTOR: REUBEN V. ANDERSON ISSUER YES FOR FOR
PROPOSAL #A04: ELECTION OF DIRECTOR: JAMES H. BLANCHARD ISSUER YES FOR FOR
PROPOSAL #A05: ELECTION OF DIRECTOR: AUGUST A. BUSCH ISSUER YES FOR FOR
III
PROPOSAL #A06: ELECTION OF DIRECTOR: JAMES P. KELLY ISSUER YES FOR FOR
PROPOSAL #A07: ELECTION OF DIRECTOR: CHARLES F. KNIGHT ISSUER YES FOR FOR
PROPOSAL #A08: ELECTION OF DIRECTOR: JON C. MADONNA ISSUER YES FOR FOR
PROPOSAL #A09: ELECTION OF DIRECTOR: LYNN M. MARTIN ISSUER YES FOR FOR
PROPOSAL #A10: ELECTION OF DIRECTOR: JOHN B. MCCOY ISSUER YES FOR FOR
PROPOSAL #A11: ELECTION OF DIRECTOR: MARY S. METZ ISSUER YES FOR FOR
PROPOSAL #A12: ELECTION OF DIRECTOR: TONI REMBE ISSUER YES FOR FOR
PROPOSAL #A13: ELECTION OF DIRECTOR: JOYCE M. ROCHE ISSUER YES FOR FOR
PROPOSAL #A14: ELECTION OF DIRECTOR: RANDALL L. ISSUER YES FOR FOR
STEPHENSON
PROPOSAL #A15: ELECTION OF DIRECTOR: LAURA D ANDREA ISSUER YES FOR FOR
TYSON
PROPOSAL #A16: ELECTION OF DIRECTOR: PATRICIA P. UPTON ISSUER YES FOR FOR
PROPOSAL #A17: ELECTION OF DIRECTOR: EDWARD E. ISSUER YES FOR FOR
WHITACRE, JR.
PROPOSAL #B02: RATIFY APPOINTMENT OF INDEPENDENT ISSUER YES FOR FOR
AUDITORS
PROPOSAL #B03: APPROVE THE AT&T SEVERANCE POLICY ISSUER YES FOR FOR
PROPOSAL #C04: STOCKHOLDER PROPOSAL A SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #C05: STOCKHOLDER PROPOSAL B SHAREHOLDER YES FOR AGAINST
PROPOSAL #C06: STOCKHOLDER PROPOSAL C SHAREHOLDER YES AGAINST FOR
PROPOSAL #C07: STOCKHOLDER PROPOSAL D SHAREHOLDER YES AGAINST FOR
PROPOSAL #C08: STOCKHOLDER PROPOSAL E SHAREHOLDER YES AGAINST FOR
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AVNET, INC.
TICKER: AVT CUSIP: 053807103
MEETING DATE: 11/9/2006 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: ELEANOR BAUM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. VERONICA BIGGINS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LAWRENCE W. CLARKSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EHUD HOUMINER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES A. LAWRENCE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANK R. NOONAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RAY M. ROBINSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GARY L. TOOKER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROY VALLEE ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF THE AVNET 2006 STOCK ISSUER YES FOR FOR
COMPENSATION PLAN.
PROPOSAL #03: RATIFICATION OF APPOINTMENT OF KPMG LLP ISSUER YES FOR FOR
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JUNE 30, 2007.
PROPOSAL #04: SHAREHOLDER PROPOSAL TO SEPARATE THE SHAREHOLDER YES AGAINST FOR
ROLES OF CEO AND CHAIRMAN.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AVON PRODUCTS, INC.
TICKER: AVP CUSIP: 054303102
MEETING DATE: 5/3/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: W. DON CORNWELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD T. FOGARTY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRED HASSAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANDREA JUNG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANN S. MOORE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PAUL S. PRESSLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GARY M. RODKIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PAULA STERN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LAWRENCE A. WEINBACH ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
PROPOSAL #03: AMENDMENTS TO THE COMPANY'S RESTATED ISSUER YES FOR FOR
CERTIFICATE OF INCORPORATION AND BY-LAWS
PROPOSAL #04: RESOLUTION REGARDING BENCHMARKING OF SHAREHOLDER YES AGAINST FOR
INCENTIVE COMPENSATION GOALS AGAINST PEER GROUP
PERFORMANCE
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BANK OF AMERICA CORPORATION
TICKER: BAC CUSIP: 060505104
MEETING DATE: 4/25/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: WILLIAM BARNET, III ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: FRANK P. BRAMBLE, ISSUER YES FOR FOR
SR.
PROPOSAL #1C: ELECTION OF DIRECTOR: JOHN T. COLLINS ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: GARY L. COUNTRYMAN ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: TOMMY R. FRANKS ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: CHARLES K. GIFFORD ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: W. STEVEN JONES ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: KENNETH D. LEWIS ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: MONICA C. LOZANO ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: WALTER E. MASSEY ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: THOMAS J. MAY ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: PATRICIA E. ISSUER YES FOR FOR
MITCHELL
PROPOSAL #1M: ELECTION OF DIRECTOR: THOMAS M. RYAN ISSUER YES FOR FOR
PROPOSAL #1N: ELECTION OF DIRECTOR: O. TEMPLE SLOAN, ISSUER YES FOR FOR
JR.
PROPOSAL #1O: ELECTION OF DIRECTOR: MEREDITH R. ISSUER YES FOR FOR
SPANGLER
PROPOSAL #1P: ELECTION OF DIRECTOR: ROBERT L. TILLMAN ISSUER YES FOR FOR
PROPOSAL #1Q: ELECTION OF DIRECTOR: JACKIE M. WARD ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE INDEPENDENT ISSUER YES FOR FOR
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007
PROPOSAL #03: STOCKHOLDER PROPOSAL - STOCK OPTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #04: STOCKHOLDER PROPOSAL - NUMBER OF SHAREHOLDER YES AGAINST FOR
DIRECTORS
PROPOSAL #05: STOCKHOLDER PROPOSAL - INDEPENDENT BOARD SHAREHOLDER YES AGAINST FOR
CHAIRMAN
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BELLSOUTH CORPORATION
TICKER: BLS CUSIP: 079860102
MEETING DATE: 7/21/2006 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: APPROVE THE AGREEMENT AND PLAN OF ISSUER YES FOR FOR
MERGER, DATED AS OF MARCH 4, 2006, AS AMENDED, AMONG
BELLSOUTH, AT&T INC. AND A WHOLLY-OWNED SUBSIDIARY OF
AT&T INC.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BORGWARNER INC.
TICKER: BWA CUSIP: 099724106
MEETING DATE: 4/25/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: JERE A. DRUMMOND ISSUER YES FOR FOR
ELECTION OF DIRECTOR: TIMOTHY M. MANGANELLO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ERNEST J. NOVAK, JR. ISSUER YES FOR FOR
PROPOSAL #02: TO VOTE UPON A STOCKHOLDER PROPOSAL SHAREHOLDER YES AGAINST FOR
CONCERNING DIRECTOR ELECTIONS.
PROPOSAL #03: TO RATIFY THE APPOINTMENT OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BP P.L.C.
TICKER: BP CUSIP: 055622104
MEETING DATE: 4/12/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: TO RECEIVE THE DIRECTORS ANNUAL REPORT ISSUER YES FOR FOR
AND ACCOUNTS
PROPOSAL #02: TO APPROVE THE DIRECTORS REMUNERATION ISSUER YES FOR FOR
REPORT
ELECTION OF DIRECTOR: DR D C ALLEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LORD BROWNE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MR A BURGMANS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SIR WILLIAM CASTELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MR I C CONN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MR E B DAVIS, JR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MR D J FLINT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR B E GROTE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR A B HAYWARD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MR A G INGLIS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR D S JULIUS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SIR TOM MCKILLOP ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MR J A MANZONI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR W E MASSEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SIR IAN PROSSER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MR P D SUTHERLAND ISSUER YES FOR FOR
PROPOSAL #19: TO RE-APPOINT ERNST & YOUNG LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE THE BOARD TO SET THEIR
REMUNERATION
PROPOSAL #20: TO GIVE LIMITED AUTHORITY TO MAKE ISSUER YES FOR FOR
POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE
PROPOSAL #21: TO AUTHORIZE THE USE OF ELECTRONIC ISSUER YES FOR FOR
COMMUNICATIONS
PROPOSAL #S22: SPECIAL RESOLUTION: TO GIVE LIMITED ISSUER YES FOR FOR
AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE
COMPANY
PROPOSAL #23: TO GIVE AUTHORITY TO ALLOT SHARES UP TO ISSUER YES FOR FOR
A SPECIFIED AMOUNT
PROPOSAL #S24: SPECIAL RESOLUTION: TO GIVE AUTHORITY ISSUER YES FOR FOR
TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF
PRE-EMPTION RIGHTS
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BRISTOL-MYERS SQUIBB COMPANY
TICKER: BMY CUSIP: 110122108
MEETING DATE: 5/1/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: L.B. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: J.M. CORNELIUS ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: L.J. FREEH ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: M. GROBSTEIN ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: L. JOHANSSON ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: J.D. ROBINSON III ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: V.L. SATO, PH.D. ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: R.S. WILLIAMS, M.D. ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF INDEPENDENT REGISTERED ISSUER YES FOR FOR
PUBLIC ACCOUNTING FIRM
PROPOSAL #03: 2007 STOCK AWARD AND INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #04: SENIOR EXECUTIVE PERFORMANCE INCENTIVE ISSUER YES FOR FOR
PLAN
PROPOSAL #05: EXECUTIVE COMPENSATION DISCLOSURE SHAREHOLDER YES AGAINST FOR
PROPOSAL #06: RECOUPMENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #07: CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BUNGE LIMITED
TICKER: BG CUSIP: G16962105
MEETING DATE: 5/25/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: TO ELECT AS CLASS I DIRECTOR: JORGE ISSUER YES FOR FOR
BORN, JR.
PROPOSAL #1B: TO ELECT AS CLASS I DIRECTOR: BERNARD DE ISSUER YES FOR FOR
LA TOUR D AUVERGNE LAURAGUAIS
PROPOSAL #1C: TO ELECT AS CLASS I DIRECTOR: WILLIAM ISSUER YES FOR FOR
ENGELS
PROPOSAL #1D: TO ELECT AS CLASS I DIRECTOR: L. PATRICK ISSUER YES FOR FOR
LUPO
PROPOSAL #1E: TO ELECT AS CLASS II DIRECTOR: OCTAVIO ISSUER YES FOR FOR
CARABALLO
PROPOSAL #02: TO APPOINT DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
BUNGE LIMITED'S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2007 AND TO AUTHORIZE THE
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE
THE INDEPENDENT AUDITORS FEES.
PROPOSAL #03: TO APPROVE THE BUNGE LIMITED 2007 NON- ISSUER YES FOR FOR
EMPLOYEE DIRECTORS EQUITY INCENTIVE PLAN AS SET FORTH
IN THE PROXY STATEMENT.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CABLEVISION SYSTEMS CORPORATION
TICKER: CVC CUSIP: 12686C109
MEETING DATE: 6/14/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: GROVER C. BROWN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ZACHARY W. CARTER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES D. FERRIS ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: RICHARD H. HOCHMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: VICTOR ORISTANO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS V. REIFENHEISER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN R. RYAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: VINCENT TESE ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR FISCAL YEAR 2007
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CAPITAL ONE FINANCIAL CORPORATION
TICKER: COF CUSIP: 14040H105
MEETING DATE: 8/22/2006 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: TO APPROVE AND ADOPT THE AGREEMENT AND ISSUER YES FOR FOR
PLAN OF MERGER, DATED AS OF MARCH 12, 2006, BETWEEN
CAPITAL ONE FINANCIAL CORPORATION AND NORTH FORK
BANCORPORATION, INC., AS IT MAY BE AMENDED FROM TIME
TO TIME, PURSUANT TO WHICH NORTH FORK WILL MERGE WITH
AND INTO CAPITAL ONE.
PROPOSAL #02: TO APPROVE ADJOURNMENT OR POSTPONEMENT ISSUER YES FOR FOR
OF THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CAPITAL ONE FINANCIAL CORPORATION
TICKER: COF CUSIP: 14040H105
MEETING DATE: 4/26/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: W. RONALD DIETZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LEWIS HAY, III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MAYO SHATTUCK, III ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF ERNST & YOUNG LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS OF THE CORPORATION FOR 2007.
PROPOSAL #03: APPROVAL AND ADOPTION OF CAPITAL ONE'S ISSUER YES FOR FOR
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO
PERMIT AMENDMENT OF THE BYLAWS TO ADOPT MAJORITY
VOTING FOR THE ELECTION OF DIRECTORS.
PROPOSAL #04: STOCKHOLDER PROPOSAL: STOCKHOLDER SHAREHOLDER YES AGAINST FOR
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CELANESE CORPORATION
TICKER: CE CUSIP: 150870103
MEETING DATE: 4/26/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: CHINH E. CHU ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARK C. ROHR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID N. WEIDMAN ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF KPMG LLP ISSUER YES FOR FOR
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CHEMTURA CORPORATION
TICKER: CEM CUSIP: 163893100
MEETING DATE: 4/25/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: MARTIN M. HALE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.A. (LANCE) PICCOLO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRUCE F. WESSON ISSUER YES FOR FOR
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CHEVRON CORPORATION
TICKER: CVX CUSIP: 166764100
MEETING DATE: 4/25/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: S.H. ARMACOST ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: L.F. DEILY ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: R.E. DENHAM ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: R.J. EATON ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: S. GINN ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: F.G. JENIFER ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: S. NUNN ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: D.J. O REILLY ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: D.B. RICE ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: P.J. ROBERTSON ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: K.W. SHARER ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: C.R. SHOEMATE ISSUER YES FOR FOR
PROPOSAL #1M: ELECTION OF DIRECTOR: R.D. SUGAR ISSUER YES FOR FOR
PROPOSAL #1N: ELECTION OF DIRECTOR: C. WARE ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF INDEPENDENT REGISTERED ISSUER YES FOR FOR
PUBLIC ACCOUNTING FIRM
PROPOSAL #03: PROPOSAL TO AMEND CHEVRON'S RESTATED ISSUER YES FOR FOR
CERTIFICATE OF INCORPORATION TO REPEAL THE
SUPERMAJORITY VOTE PROVISIONS
PROPOSAL #04: ADOPT POLICY AND REPORT ON HUMAN RIGHTS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #05: ADOPT GOALS AND REPORT ON GREENHOUSE GAS SHAREHOLDER YES ABSTAIN AGAINST
EMISSIONS
PROPOSAL #06: ADOPT POLICY AND REPORT ON ANIMAL WELFARE SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #07: RECOMMEND AMENDMENT TO THE BY-LAWS TO SHAREHOLDER YES AGAINST FOR
SEPARATE THE CEO/CHAIRMAN POSITIONS
PROPOSAL #08: AMEND THE BY-LAWS REGARDING THE SHAREHOLDER YES AGAINST FOR
STOCKHOLDER RIGHTS PLAN POLICY
PROPOSAL #09: REPORT ON HOST COUNTRY ENVIRONMENTAL LAWS SHAREHOLDER YES ABSTAIN AGAINST
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CHUBB CORPORATION
TICKER: CB CUSIP: 171232101
MEETING DATE: 4/24/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: ZOE BAIRD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SHEILA P. BURKE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES I. CASH, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOEL J. COHEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN D. FINNEGAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KLAUS J. MANGOLD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SIR D.G. SCHOLEY, CBE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LAWRENCE M. SMALL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DANIEL E. SOMERS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KAREN HASTIE WILLIAMS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALFRED W. ZOLLAR ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS INDEPENDENT AUDITOR.
PROPOSAL #03: TO VOTE ON THE ADOPTION OF AN AMENDMENT ISSUER YES FOR FOR
TO THE CHUBB CORPORATION RESTATED CERTIFICATE OF
INCORPORATION.
PROPOSAL #04: TO VOTE ON A SHAREHOLDER PROPOSAL SHAREHOLDER YES ABSTAIN AGAINST
REGARDING POLITICAL CONTRIBUTIONS.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CIRCUIT CITY STORES, INC.
TICKER: CC CUSIP: 172737108
MEETING DATE: 6/26/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: BARBARA S. FEIGIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALLEN B. KING ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CAROLYN Y. WOO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES F. HARDYMON ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF KPMG ISSUER YES FOR FOR
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2008.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CISCO SYSTEMS, INC.
TICKER: CSCO CUSIP: 17275R102
MEETING DATE: 11/15/2006 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: CAROL A. BARTZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M. MICHELE BURNS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LARRY R. CARTER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN T. CHAMBERS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RODERICK C. MCGEARY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEVEN M. WEST ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JERRY YANG ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JULY 28, 2007.
PROPOSAL #03: PROPOSAL SUBMITTED BY A SHAREHOLDER SHAREHOLDER YES AGAINST FOR
URGING THE BOARD OF DIRECTORS TO ADOPT A POLICY THAT A
SIGNIFICANT PORTION OF FUTURE EQUITY COMPENSATION
GRANTS TO SENIOR EXECUTIVES SHALL BE SHARES OF STOCK
THAT REQUIRE THE ACHIEVEMENT OF PERFORMANCE GOALS AS A
PREREQUISITE TO VESTING, AS SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
PROPOSAL #04: PROPOSAL SUBMITTED BY SHAREHOLDERS SHAREHOLDER YES AGAINST FOR
REQUESTING THE BOARD'S COMPENSATION COMMITTEE INITIATE
A REVIEW OF CISCO'S EXECUTIVE COMPENSATION POLICIES
AND TO MAKE AVAILABLE, UPON REQUEST, A REPORT OF THAT
REVIEW BY JANUARY 1, 2007, AS SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
PROPOSAL #05: PROPOSAL SUBMITTED BY SHAREHOLDERS SHAREHOLDER YES ABSTAIN AGAINST
REQUESTING THE BOARD TO PUBLISH A REPORT TO
SHAREHOLDERS WITHIN SIX MONTHS PROVIDING A SUMMARIZED
LISTING AND ASSESSMENT OF CONCRETE STEPS CISCO COULD
REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT ITS
BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE THE
VIOLATION OF HUMAN RIGHTS, AS SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CIT GROUP INC.
TICKER: CIT CUSIP: 125581108
MEETING DATE: 5/8/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: JEFFREY M. PEEK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GARY C. BUTLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM M. FREEMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SUSAN LYNE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARIANNE MILLER PARRS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: TIMOTHY M. RING ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN R. RYAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SEYMOUR STERNBERG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PETER J. TOBIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LOIS M. VAN DEUSEN ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
LLP AS INDEPENDENT AUDITORS.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CITIGROUP INC.
TICKER: C CUSIP: 172967101
MEETING DATE: 4/17/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: C. MICHAEL ISSUER YES FOR FOR
ARMSTRONG.
PROPOSAL #1B: ELECTION OF DIRECTOR: ALAIN J.P. BELDA. ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: GEORGE DAVID. ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: KENNETH T. DERR. ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: JOHN M. DEUTCH. ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: ROBERTO HERNANDEZ ISSUER YES FOR FOR
RAMIREZ.
PROPOSAL #1G: ELECTION OF DIRECTOR: KLAUS KLEINFELD. ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: ANDREW N. LIVERIS. ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: ANNE MULCAHY. ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: RICHARD D. PARSONS. ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: CHARLES PRINCE. ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: JUDITH RODIN. ISSUER YES FOR FOR
PROPOSAL #1M: ELECTION OF DIRECTOR: ROBERT E. RUBIN. ISSUER YES FOR FOR
PROPOSAL #1N: ELECTION OF DIRECTOR: FRANKLIN A. THOMAS. ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE SELECTION OF KPMG ISSUER YES FOR FOR
LLP AS CITIGROUP'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
PROPOSAL #03: STOCKHOLDER PROPOSAL REQUESTING A REPORT SHAREHOLDER YES ABSTAIN AGAINST
ON PRIOR GOVERNMENTAL SERVICE OF CERTAIN INDIVIDUALS.
PROPOSAL #04: STOCKHOLDER PROPOSAL REQUESTING A REPORT SHAREHOLDER YES ABSTAIN AGAINST
ON POLITICAL CONTRIBUTIONS.
PROPOSAL #05: STOCKHOLDER PROPOSAL REQUESTING A REPORT SHAREHOLDER YES ABSTAIN AGAINST
ON CHARITABLE CONTRIBUTIONS.
PROPOSAL #06: SHAREOWNER PROPOSAL REQUESTING AN SHAREHOLDER YES AGAINST FOR
ADVISORY RESOLUTION TO RATIFY EXECUTIVE COMPENSATION.
PROPOSAL #07: STOCKHOLDER PROPOSAL REQUESTING THAT CEO SHAREHOLDER YES AGAINST FOR
COMPENSATION BE LIMITED TO NO MORE THAN 100 TIMES THE
AVERAGE COMPENSATION PAID TO WORLDWIDE EMPLOYEES.
PROPOSAL #08: STOCKHOLDER PROPOSAL REQUESTING THAT THE SHAREHOLDER YES AGAINST FOR
CHAIRMAN OF THE BOARD HAVE NO MANAGEMENT DUTIES,
TITLES OR RESPONSIBILITIES.
PROPOSAL #09: STOCKHOLDER PROPOSAL REQUESTING THAT SHAREHOLDER YES AGAINST FOR
STOCK OPTIONS BE SUBJECT TO A FIVE-YEAR SALES
RESTRICTION.
PROPOSAL #10: STOCKHOLDER PROPOSAL REQUESTING SHAREHOLDER YES AGAINST FOR
CUMULATIVE VOTING.
PROPOSAL #11: STOCKHOLDER PROPOSAL REQUESTING THAT SHAREHOLDER YES FOR AGAINST
STOCKHOLDERS HAVE THE RIGHT TO CALL SPECIAL
SHAREHOLDER MEETINGS.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CLEAR CHANNEL COMMUNICATIONS, INC.
TICKER: CCU CUSIP: 184502102
MEETING DATE: 5/22/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: ALAN D. FELD ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: PERRY J. LEWIS ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: L. LOWRY MAYS ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: MARK P. MAYS ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: RANDALL T. MAYS ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: B.J. MCCOMBS ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: PHYLLIS B. RIGGINS ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: THEODORE H. STRAUSS ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: J.C. WATTS ISSUER YES AGAINST AGAINST
PROPOSAL #1J: ELECTION OF DIRECTOR: JOHN H. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: JOHN B. ZACHRY ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE SELECTION OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2007.
PROPOSAL #03: APPROVAL AND ADOPTION OF THE SHAREHOLDER SHAREHOLDER YES AGAINST FOR
PROPOSAL REGARDING PAY FOR SUPERIOR PERFORMANCE.
PROPOSAL #04: APPROVAL AND ADOPTION OF THE SHAREHOLDER SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL REGARDING CORPORATE POLITICAL CONTRIBUTIONS.
PROPOSAL #05: APPROVAL AND ADOPTION OF THE SHAREHOLDER SHAREHOLDER YES AGAINST FOR
PROPOSAL REGARDING COMPENSATION COMMITTEE
PROPOSAL #06: APPROVAL AND ADOPTION OF THE SHAREHOLDER SHAREHOLDER YES AGAINST FOR
PROPOSAL REGARDING EXECUTIVE COMPENSATION.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COMCAST CORPORATION
TICKER: CMCSA CUSIP: 20030N101
MEETING DATE: 5/23/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: S. DECKER ANSTROM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KENNETH J. BACON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SHELDON M. BONOVITZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD D. BREEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JULIAN A. BRODSKY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOSEPH J. COLLINS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. MICHAEL COOK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEFFREY A. HONICKMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRIAN L. ROBERTS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RALPH J. ROBERTS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR. JUDITH RODIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL I. SOVERN ISSUER YES FOR FOR
PROPOSAL #02: INDEPENDENT AUDITORS ISSUER YES FOR FOR
PROPOSAL #03: PREVENT THE ISSUANCE OF NEW STOCK OPTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #04: REQUIRE THAT THE CHAIRMAN OF THE BOARD SHAREHOLDER YES AGAINST FOR
NOT BE AN EMPLOYEE
PROPOSAL #05: REQUIRE SUSTAINABILITY REPORT SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #06: ADOPT A RECAPITALIZATION PLAN SHAREHOLDER YES FOR AGAINST
PROPOSAL #07: REQUIRE ANNUAL VOTE ON EXECUTIVE SHAREHOLDER YES AGAINST FOR
COMPENSATION
PROPOSAL #08: REQUIRE PAY DIFFERENTIAL REPORT SHAREHOLDER YES AGAINST FOR
PROPOSAL #09: REQUIRE DISCLOSURE OF POLITICAL SHAREHOLDER YES ABSTAIN AGAINST
CONTRIBUTIONS
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CONOCOPHILLIPS
TICKER: COP CUSIP: 20825C104
MEETING DATE: 5/9/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF CLASS II DIRECTOR: JAMES E. ISSUER YES FOR FOR
COPELAND, JR.
PROPOSAL #1B: ELECTION OF CLASS II DIRECTOR: KENNETH ISSUER YES FOR FOR
M. DUBERSTEIN
PROPOSAL #1C: ELECTION OF CLASS II DIRECTOR: RUTH R. ISSUER YES FOR FOR
HARKIN
PROPOSAL #1D: ELECTION OF CLASS II DIRECTOR: WILLIAM ISSUER YES FOR FOR
R. RHODES
PROPOSAL #1E: ELECTION OF CLASS II DIRECTOR: J. ISSUER YES FOR FOR
STAPLETON ROY
PROPOSAL #1F: ELECTION OF CLASS II DIRECTOR: WILLIAM ISSUER YES FOR FOR
E. WADE, JR.
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007
PROPOSAL #03: CORPORATE POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #04: GLOBAL WARMING-RENEWABLES SHAREHOLDER YES AGAINST FOR
PROPOSAL #05: QUALIFICATION FOR DIRECTOR NOMINEES SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #06: DRILLING IN SENSITIVE/PROTECTED AREAS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #07: REPORT ON RECOGNITION OF INDIGENOUS SHAREHOLDER YES ABSTAIN AGAINST
RIGHTS
PROPOSAL #08: COMMUNITY ACCOUNTABILITY SHAREHOLDER YES ABSTAIN AGAINST
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CONSTELLATION ENERGY GROUP, INC.
TICKER: CEG CUSIP: 210371100
MEETING DATE: 12/8/2006 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: DOUGLAS L. BECKER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: EDWARD A. CROOKE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: MAYO A. SHATTUCK III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL D. SULLIVAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: RATIFICATION OF PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2006.
PROPOSAL #03: SHAREHOLDER PROPOSAL. SHAREHOLDER YES FOR AGAINST
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CONSTELLATION ENERGY GROUP, INC.
TICKER: CEG CUSIP: 210371100
MEETING DATE: 5/18/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: THE ELECTION OF YVES C. DE BALMANN FOR A ISSUER YES FOR FOR
TERM TO EXPIRE IN 2008.
PROPOSAL #1B: THE ELECTION OF DOUGLAS L. BECKER FOR A ISSUER YES FOR FOR
TERM TO EXPIRE IN 2008.
PROPOSAL #1C: THE ELECTION OF JAMES T. BRADY FOR A ISSUER YES FOR FOR
TERM TO EXPIRE IN 2008.
PROPOSAL #1D: THE ELECTION OF EDWARD A. CROOKE FOR A ISSUER YES FOR FOR
TERM TO EXPIRE IN 2008.
PROPOSAL #1E: THE ELECTION OF JAMES R. CURTISS FOR A ISSUER YES FOR FOR
TERM TO EXPIRE IN 2008.
PROPOSAL #1F: THE ELECTION OF FREEMAN A. HRABOWSKI, ISSUER YES FOR FOR
III FOR A TERM TO EXPIRE IN 2008.
PROPOSAL #1G: THE ELECTION OF NANCY LAMPTON FOR A TERM ISSUER YES FOR FOR
TO EXPIRE IN 2008.
PROPOSAL #1H: THE ELECTION OF ROBERT J. LAWLESS FOR A ISSUER YES FOR FOR
TERM TO EXPIRE IN 2008.
PROPOSAL #1I: THE ELECTION OF LYNN M. MARTIN FOR A ISSUER YES FOR FOR
TERM TO EXPIRE IN 2008.
PROPOSAL #1J: THE ELECTION OF MAYO A. SHATTUCK III FOR ISSUER YES FOR FOR
A TERM TO EXPIRE IN 2008.
PROPOSAL #1K: THE ELECTION OF MICHAEL D. SULLIVAN FOR ISSUER YES FOR FOR
A TERM TO EXPIRE IN 2008.
PROPOSAL #02: RATIFICATION OF PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2007.
PROPOSAL #03: APPROVAL OF THE 2007 LONG-TERM INCENTIVE ISSUER YES FOR FOR
PLAN.
PROPOSAL #04: APPROVAL OF THE EXECUTIVE ANNUAL ISSUER YES FOR FOR
INCENTIVE PLAN.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COOPER INDUSTRIES, LTD.
TICKER: CBE CUSIP: G24182100
MEETING DATE: 4/24/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: S.G. BUTLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.F. SMITH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: G.B. SMITH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.S. THOMPSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L.D. KINGSLEY ISSUER YES FOR FOR
PROPOSAL #02: APPOINT ERNST & YOUNG LLP AS INDEPENDENT ISSUER YES FOR FOR
AUDITORS FOR THE YEAR ENDING 12/31/2007.
PROPOSAL #03: AMENDMENT TO COOPER'S BYE-LAWS TO ISSUER YES AGAINST AGAINST
INCREASE AUTHORIZED SHARES.
PROPOSAL #04: SHAREHOLDER PROPOSAL REQUESTING COOPER SHAREHOLDER YES ABSTAIN AGAINST
TO IMPLEMENT A CODE OF CONDUCT BASED ON INTERNATIONAL
LABOR ORGANIZATION HUMAN RIGHTS STANDARDS.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CORNING INCORPORATED
TICKER: GLW CUSIP: 219350105
MEETING DATE: 4/26/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: ROBERT F. CUMMINGS, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EUGENE C. SIT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM D. SMITHBURG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HANSEL E. TOOKES II ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WENDELL P. WEEKS ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS CORNING'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
PROPOSAL #03: SHAREHOLDER PROPOSAL RELATING TO THE SHAREHOLDER YES FOR AGAINST
ELECTION OF EACH DIRECTOR ANNUALLY.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COUNTRYWIDE FINANCIAL CORPORATION
TICKER: CFC CUSIP: 222372104
MEETING DATE: 6/13/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: HENRY G. CISNEROS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT J. DONATO ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: HARLEY W. SNYDER ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF KPMG LLP AS ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2007.
PROPOSAL #03: TO CONSIDER A STOCKHOLDER PROPOSAL, IF SHAREHOLDER YES AGAINST FOR
PROPERLY PRESENTED, URGING OUR BOARD OF DIRECTORS TO
ADOPT A POLICY THAT OUR STOCKHOLDERS BE GIVEN AN
OPPORTUNITY TO RATIFY THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS SET FORTH IN OUR ANNUAL PROXY
STATEMENT.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CROWN CASTLE INTERNATIONAL CORP.
TICKER: CCI CUSIP: 228227104
MEETING DATE: 1/11/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: TO APPROVE THE ISSUANCE OF SHARES OF ISSUER YES FOR FOR
COMMON STOCK OF CROWN CASTLE INTERNATIONAL CORP. TO
THE STOCKHOLDERS OF GLOBAL SIGNAL INC. PURSUANT TO THE
TERMS OF THE AGREEMENT AND PLAN OF MERGER, DATED
OCTOBER 5, 2006, AMONG GLOBAL SIGNAL INC., CROWN
CASTLE INTERNATIONAL CORP. AND CCGS HOLDINGS LLC.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CROWN CASTLE INTERNATIONAL CORP.
TICKER: CCI CUSIP: 228227104
MEETING DATE: 5/24/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: EDWARD C. HUTCHESON, JR ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: J. LANDIS MARTIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W. BENJAMIN MORELAND ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE THE AMENDMENT TO THE ISSUER YES FOR FOR
COMPANY'S 2004 STOCK INCENTIVE PLAN TO INCREASE BY
3,000,000 THE NUMBER OF SHARES OF COMPANY COMMON STOCK
AUTHORIZED FOR THE ISSUANCE OF AWARDS UNDER SUCH PLAN.
PROPOSAL #03: TO APPROVE THE AMENDMENT AND RESTATEMENT ISSUER YES FOR FOR
OF THE COMPANY'S RESTATED CERTIFICATE OF AMENDMENT,
AS AMENDED.
PROPOSAL #04: TO APPROVE RATIFICATION OF THE ISSUER YES FOR FOR
APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DAIMLERCHRYSLER A.G.
TICKER: DCX CUSIP: D1668R123
MEETING DATE: 4/4/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #02: RESOLUTION ON THE ALLOCATION OF ISSUER YES FOR FOR
UNAPPROPRIATED PROFIT
PROPOSAL #03: RESOLUTION ON RATIFICATION OF BOARD OF ISSUER YES FOR FOR
MANAGEMENT ACTIONS IN THE 2006 FINANCIAL YEAR
PROPOSAL #04: RESOLUTION ON RATIFICATION OF ISSUER YES FOR FOR
SUPERVISORY BOARD ACTIONS IN THE 2006 FINANCIAL YEAR
PROPOSAL #05: RESOLUTION ON THE APPOINTMENT OF ISSUER YES FOR FOR
AUDITORS OF THE INDIVIDUAL FINANCIAL STATEMENTS AND
CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2007
FINANCIAL YEAR
PROPOSAL #06: RESOLUTION ON AUTHORIZING THE COMPANY TO ISSUER YES FOR FOR
ACQUIRE ITS OWN SHARES ON THEIR UTILIZATION
PROPOSAL #07: RESOLUTION ON THE ELECTION OF A ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #08: RESOLUTION ON AMENDMENT OF THE ISSUER YES FOR FOR
MEMORANDUM AND ARTICLES OF INCORPORATION DUE TO THE
TRANSPARENCY DIRECTIVE IMPLEMENTATION ACT
PROPOSAL #9A: AMENDMENT TO THE ARTICLES OF SHAREHOLDER YES AGAINST FOR
INCORPORATION - CHANGE OF NAME: AMENDMENT OF
CORPORATION NAME TO READ DAIMLER-BENZ AG
PROPOSAL #9B: AMENDMENT TO THE ARTICLES OF SHAREHOLDER YES AGAINST FOR
INCORPORATION - CHANGE OF NAME: CHANGE OF NAME
NOTIFICATION TO BE DEFERRED TO NO LATER THAN MARCH 31,
2008
PROPOSAL #10: AMENDMENT TO THE ARTICLES OF SHAREHOLDER YES AGAINST FOR
INCORPORATION - DETERMINING THE VENUE OF THE ANNUAL
MEETING
PROPOSAL #11: AMENDMENT TO THE ARTICLES OF SHAREHOLDER YES AGAINST FOR
INCORPORATION - ELECTION OF THE CHAIRMAN OF THE ANNUAL
MEETING
PROPOSAL #12: AMENDMENT TO THE ARTICLES OF SHAREHOLDER YES AGAINST FOR
INCORPORATION - AGE LIMIT FOR MEMBERS OF THE
SUPERVISORY BOARD REPRESENTING THE SHAREHOLDERS
PROPOSAL #13: AMENDMENT TO THE ARTICLES OF SHAREHOLDER YES AGAINST FOR
INCORPORATION - LIMIT ON THE NUMBER OF MANDATES OF
MEMBERS OF THE SUPERVISORY BOARD REPRESENTING THE
SHAREHOLDERS
PROPOSAL #14: AMENDMENT TO THE ARTICLES OF SHAREHOLDER YES AGAINST FOR
INCORPORATION - SHAREHOLDERS RIGHT OF COMMENT
PROPOSAL #15: AMENDMENT TO THE ARTICLES OF SHAREHOLDER YES AGAINST FOR
INCORPORATION - SEPARATE COUNTING OF VOTES FROM
VARIOUS SHAREHOLDER GROUPS
PROPOSAL #16: AMENDMENT TO THE ARTICLES OF SHAREHOLDER YES AGAINST FOR
INCORPORATION - PREPARATION OF VERBATIM MINUTES OF THE
ANNUAL MEETING
PROPOSAL #17A: TRANSFORMATION INTO A EUROPEAN STOCK SHAREHOLDER YES AGAINST FOR
CORPORATION (SE) - RESOLUTION TO VOTE ON
TRANSFORMATION NO LATER THAN THE NEXT ORDINARY ANNUAL
MEETING
PROPOSAL #17B: TRANSFORMATION INTO A EUROPEAN STOCK SHAREHOLDER YES AGAINST FOR
CORPORATION (SE) - RESOLUTION TO VOTE ON SUPERVISORY
BOARD WITH ONLY TWELVE MEMBERS AND ITS IMPACT ON
CURRENT AND FUTURE INVESTING
PROPOSAL #18: MOTION FOR A RESOLUTION ON THE EXECUTION SHAREHOLDER YES AGAINST FOR
OF A SPECIAL AUDIT PURSUANT TO SECTION 142 REGARDING
BREACH OF DUTIES BY BOARD OF MANAGEMENT AND THE
SUPERVISORY BOARD
PROPOSAL #19: MOTION FOR A RESOLUTION ON THE EXECUTION SHAREHOLDER YES AGAINST FOR
OF A SPECIAL AUDIT PURSUANT TO SECTION 142 REGARDING
THE NEGLECT OF OBLIGATIONS BY THE SUPERVISORY BOARD
PROPOSAL #20: MOTION FOR A RESOLUTION ON THE EXECUTION SHAREHOLDER YES AGAINST FOR
OF A SPECIAL AUDIT PURSUANT TO SECTION 142 REGARDING
DAMAGES OWED TO THE CORPORATION
PROPOSAL #21: MOTION FOR A RESOLUTION ON THE EXECUTION SHAREHOLDER YES AGAINST FOR
OF A SPECIAL AUDIT PURSUANT TO SECTION 142 REGARDING
ORGANIZATIONAL FAILURE BY MEMBERS OF THE BOARD OF
MANAGEMENT OR THE SUPERVISORY BOARD
PROPOSAL #22: MOTION FOR A RESOLUTION ON THE EXECUTION SHAREHOLDER YES AGAINST FOR
OF A SPECIAL AUDIT PURSUANT TO SECTION 142 REGARDING
INACCURATE INFORMATION PROVIDED BY THE CORPORATION
PROPOSAL #23: MOTION FOR A RESOLUTION ON THE EXECUTION SHAREHOLDER YES AGAINST FOR
OF A SPECIAL AUDIT PURSUANT TO SECTION 142 REGARDING
THE MONITORING OF THE FORMER CHAIRMAN OF THE BOARD OF
MANAGEMENT BY THE SUPERVISORY BOARD
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DEERE & COMPANY
TICKER: DE CUSIP: 244199105
MEETING DATE: 2/28/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: ROBERT W. LANE ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: ANTONIO MADERO B. ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: AULANA L. PETERS ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2007
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: E*TRADE FINANCIAL CORPORATION
TICKER: ETFC CUSIP: 269246104
MEETING DATE: 5/23/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: RONALD D. FISHER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEORGE A. HAYTER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R. JARRETT LILIEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DONNA L. WEAVER ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE SELECTION OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
COMPANY FOR FISCAL YEAR 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: E. I. DU PONT DE NEMOURS AND COMPANY
TICKER: DD CUSIP: 263534109
MEETING DATE: 4/25/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: RICHARD H. BROWN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT A. BROWN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BERTRAND P. COLLOMB ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CURTIS J. CRAWFORD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN T. DILLON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LOIS D. JULIBER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MASAHISA NAITOH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SEAN O'KEEFE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM K. REILLY ISSUER YES FOR FOR
PROPOSAL #02: ON RATIFICATION OF INDEPENDENT ISSUER YES FOR FOR
REGISTERED PUBLIC ACCOUNTING FIRM
PROPOSAL #03: ON DUPONT EQUITY AND INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #04: ON GENETICALLY MODIFIED FOOD SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #05: ON PLANT CLOSURE SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #06: ON REPORT ON PFOA SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #07: ON COSTS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #08: ON GLOBAL WARMING SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #09: ON CHEMICAL FACILITY SECURITY SHAREHOLDER YES ABSTAIN AGAINST
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EATON CORPORATION
TICKER: ETN CUSIP: 278058102
MEETING DATE: 4/25/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL J. CRITELLI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES E. GOLDEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ERNIE GREEN ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ERNST ISSUER YES FOR FOR
& YOUNG LLP AS INDEPENDENT AUDITOR FOR 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ELECTRONIC DATA SYSTEMS CORPORATION
TICKER: EDS CUSIP: 285661104
MEETING DATE: 4/17/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: W. ROY DUNBAR ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: MARTIN C. FAGA ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: S. MALCOLM GILLIS ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: RAY J. GROVES ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: ELLEN M. HANCOCK ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: JEFFREY M. HELLER ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: RAY L. HUNT ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: MICHAEL H. JORDAN ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: EDWARD A. KANGAS ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: JAMES K. SIMS ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: R. DAVID YOST ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #03: SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER YES AGAINST FOR
PERFORMANCE-BASED STOCK OPTIONS
PROPOSAL #04: SHAREHOLDER PROPOSAL RELATING TO SPECIAL SHAREHOLDER YES FOR AGAINST
SHAREHOLDER MEETINGS
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EMBARQ CORPORATION
TICKER: EQ CUSIP: 29078E105
MEETING DATE: 4/26/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: PETER C. BROWN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEVEN A. DAVIS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DANIEL R. HESSE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN P. MULLEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM A. OWENS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DINESH C. PALIWAL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHANIE M. SHERN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LAURIE A. SIEGEL ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF KPMG LLP AS ISSUER YES FOR FOR
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE 2007 FISCAL YEAR.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ENCANA CORPORATION
TICKER: ECA CUSIP: 292505104
MEETING DATE: 4/25/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: RALPH S. CUNNINGHAM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PATRICK D. DANIEL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: IAN W. DELANEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RANDALL K. ERESMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL A. GRANDIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BARRY W. HARRISON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DALE A. LUCAS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KEN F. MCCREADY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: VALERIE A.A. NIELSEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID P. O'BRIEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JANE L. PEVERETT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALLAN P. SAWIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DENNIS A. SHARP ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES M. STANFORD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WAYNE G. THOMSON ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF AUDITORS - ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AT A REMUNERATION TO BE
FIXED BY THE BOARD OF DIRECTORS.
PROPOSAL #03: RECONFIRMATION OF THE SHAREHOLDER RIGHTS ISSUER YES FOR FOR
PLAN (AS DESCRIBED ON PAGES 12-14 OF THE INFORMATION
CIRCULAR).
PROPOSAL #04: AMENDMENT NO. 1 TO THE EMPLOYEE STOCK ISSUER YES FOR FOR
OPTION PLAN (AS DESCRIBED ON PAGES 14-16 OF THE
INFORMATION CIRCULAR).
PROPOSAL #05: AMENDMENT NO. 2 TO THE EMPLOYEE STOCK ISSUER YES FOR FOR
OPTION PLAN (AS DESCRIBED ON PAGES 14-16 OF THE
INFORMATION CIRCULAR).
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ENTERGY CORPORATION
TICKER: ETR CUSIP: 29364G103
MEETING DATE: 5/4/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: M.S. BATEMAN ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: W.F. BLOUNT ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: S.D. DEBREE ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: G.W. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: A.M. HERMAN ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: D.C. HINTZ ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: J.W. LEONARD ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: S.L. LEVENICK ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: J.R. NICHOLS ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: W.A. PERCY, II ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: W.J. TAUZIN ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: S.V. WILKINSON ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF SELECTION OF INDEPENDENT ISSUER YES FOR FOR
REGISTERED PUBLIC ACCOUNTANTS FOR 2007.
PROPOSAL #03: SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER YES ABSTAIN AGAINST
POLITICAL CONTRIBUTION POLICY.
PROPOSAL #04: SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER YES AGAINST FOR
LIMITATIONS ON MANAGEMENT COMPENSATION.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EVEREST RE GROUP, LTD.
TICKER: RE CUSIP: G3223R108
MEETING DATE: 5/23/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: KENNETH J. DUFFY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOSEPH V. TARANTO ISSUER YES FOR FOR
PROPOSAL #02: TO APPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
THE COMPANY'S REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2007 AND AUTHORIZE THE
BOARD OF DIRECTORS ACTING BY THE AUDIT COMMITTEE OF
THE BOARD TO SET THE FEES FOR THE REGISTERED PUBLIC
ACCOUNTING FIRM.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EXXON MOBIL CORPORATION
TICKER: XOM CUSIP: 30231G102
MEETING DATE: 5/30/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: M.J. BOSKIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.W. GEORGE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.R. HOUGHTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.R. HOWELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.C. KING ISSUER YES FOR FOR
ELECTION OF DIRECTOR: P.E. LIPPINCOTT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.C. NELSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S.J. PALMISANO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S.S. REINEMUND ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.V. SHIPLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.S. SIMON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.W. TILLERSON ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF INDEPENDENT AUDITORS ISSUER YES FOR FOR
(PAGE 44)
PROPOSAL #03: CUMULATIVE VOTING (PAGE 45) SHAREHOLDER YES AGAINST FOR
PROPOSAL #04: SPECIAL SHAREHOLDER MEETINGS (PAGE 47) SHAREHOLDER YES AGAINST FOR
PROPOSAL #05: BOARD CHAIRMAN AND CEO (PAGE 47) SHAREHOLDER YES AGAINST FOR
PROPOSAL #06: DIVIDEND STRATEGY (PAGE 48) SHAREHOLDER YES AGAINST FOR
PROPOSAL #07: SHAREHOLDER ADVISORY VOTE ON EXECUTIVE SHAREHOLDER YES AGAINST FOR
COMPENSATION (PAGE 50)
PROPOSAL #08: CEO COMPENSATION DECISIONS (PAGE 51) SHAREHOLDER YES AGAINST FOR
PROPOSAL #09: EXECUTIVE COMPENSATION REPORT (PAGE 52) SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: EXECUTIVE COMPENSATION LIMIT (PAGE 53) SHAREHOLDER YES AGAINST FOR
PROPOSAL #11: INCENTIVE PAY RECOUPMENT (PAGE 54) SHAREHOLDER YES AGAINST FOR
PROPOSAL #12: POLITICAL CONTRIBUTIONS REPORT (PAGE 55) SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #13: AMENDMENT OF EEO POLICY (PAGE 57) SHAREHOLDER YES FOR AGAINST
PROPOSAL #14: COMMUNITY ENVIRONMENTAL IMPACT (PAGE 58) SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #15: GREENHOUSE GAS EMISSIONS GOALS (PAGE 60) SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #16: CO2 INFORMATION AT THE PUMP (PAGE 61) SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #17: RENEWABLE ENERGY INVESTMENT LEVELS (PAGE SHAREHOLDER YES ABSTAIN AGAINST
62)
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FEDERAL HOME LOAN MORTGAGE CORPORATI
TICKER: FRE CUSIP: 313400301
MEETING DATE: 9/8/2006 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: BARBARA T. ALEXANDER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEOFFREY T. BOISI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHELLE ENGLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT R. GLAUBER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD KARL GOELTZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS S. JOHNSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM M. LEWIS, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EUGENE M. MCQUADE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SHAUN F. O'MALLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEFFREY M. PEEK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RONALD F. POE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHEN A. ROSS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD F. SYRON ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR
FISCAL YEAR 2006.
PROPOSAL #03: A STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER YES ABSTAIN AGAINST
CHARITABLE CONTRIBUTIONS.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FEDERAL HOME LOAN MORTGAGE CORPORATI
TICKER: FRE CUSIP: 313400301
MEETING DATE: 6/8/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: BARBARA T. ISSUER YES FOR FOR
ALEXANDER
PROPOSAL #1B: ELECTION OF DIRECTOR: GEOFFREY T. BOISI ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: MICHELLE ENGLER ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: ROBERT R. GLAUBER ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: RICHARD KARL GOELTZ ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: THOMAS S. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: WILLIAM M. LEWIS, ISSUER YES FOR FOR
JR.
PROPOSAL #1H: ELECTION OF DIRECTOR: EUGENE M. MCQUADE ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: SHAUN F. O MALLEY ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: JEFFREY M. PEEK ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: NICOLAS P. RETSINAS ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: STEPHEN A. ROSS ISSUER YES FOR FOR
PROPOSAL #1M: ELECTION OF DIRECTOR: RICHARD F. SYRON ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR
FISCAL YEAR 2007.
PROPOSAL #03: APPROVAL OF THE AMENDMENT AND ISSUER YES FOR FOR
RESTATEMENT OF THE 1995 DIRECTORS STOCK COMPENSATION
PLAN.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FEDERATED DEPARTMENT STORES, INC.
TICKER: FD CUSIP: 31410H101
MEETING DATE: 5/18/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: SARA LEVINSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOSEPH NEUBAUER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOSEPH PICHLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOYCE M. ROCHE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KARL VON DER HEYDEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CRAIG E. WEATHERUP ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF KPMG LLP AS ISSUER YES FOR FOR
FEDERATED'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 2, 2008.
PROPOSAL #03: TO APPROVE AN AMENDMENT TO FEDERATED'S ISSUER YES FOR FOR
CERTIFICATE OF INCORPORATION TO CHANGE THE CORPORATE
NAME.
PROPOSAL #04: TO APPROVE FEDERATED'S 1992 INCENTIVE ISSUER YES FOR FOR
BONUS PLAN, AS AMENDED.
PROPOSAL #05: TO APPROVE THE ISSUANCE OF COMMON STOCK ISSUER YES FOR FOR
UNDER THE DIRECTOR DEFERRED COMPENSATION PLAN.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FLEXTRONICS INTERNATIONAL LTD.
TICKER: FLEX CUSIP: Y2573F102
MEETING DATE: 10/4/2006 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: RE-ELECTION OF MR. MICHAEL E. MARKS AS A ISSUER YES FOR FOR
DIRECTOR OF THE COMPANY.
PROPOSAL #1B: RE-ELECTION OF MR. RICHARD SHARP AS A ISSUER YES FOR FOR
DIRECTOR OF THE COMPANY.
PROPOSAL #2A: RE-ELECTION OF MR. H. RAYMOND BINGHAM AS ISSUER YES FOR FOR
A DIRECTOR OF THE COMPANY.
PROPOSAL #2B: RE-ELECTION OF MR. MICHAEL MCNAMARA AS A ISSUER YES FOR FOR
DIRECTOR OF THE COMPANY.
PROPOSAL #2C: RE-ELECTION OF MR. ROCKWELL A. SCHNABEL ISSUER YES FOR FOR
AS A DIRECTOR OF THE COMPANY.
PROPOSAL #2D: RE-ELECTION OF MR. AJAY B. SHAH AS A ISSUER YES FOR FOR
DIRECTOR OF THE COMPANY.
PROPOSAL #03: TO RE-APPOINT DELOITTE & TOUCHE LLP, AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS AND TO AUTHORIZE THE BOARD OF
DIRECTORS TO FIX THEIR REMUNERATION.
PROPOSAL #04: TO APPROVE THE AUTHORIZATION FOR THE ISSUER YES FOR FOR
DIRECTORS OF THE COMPANY TO ALLOT AND ISSUE ORDINARY
SHARES.
PROPOSAL #05: TO APPROVE AUTHORIZATION TO PROVIDE ISSUER YES FOR FOR
DIRECTOR CASH COMPENSATION AND ADDITIONAL CASH
COMPENSATION FOR CHAIRMAN OF AUDIT COMMITTEE
PROPOSAL #06: TO APPROVE THE COMPANY'S AMENDED AND ISSUER YES FOR FOR
RESTATED ARTICLES OF ASSOCIATION.
PROPOSAL #07: APPROVE THE RENEWAL OF THE SHARE ISSUER YES FOR FOR
PURCHASE MANDATE RELATING TO ACQUISITIONS BY THE
COMPANY OF ITS OWN ISSUED ORDINARY SHARES.
PROPOSAL #08: AMENDMENT TO 2001 EQUITY INCENTIVE PLAN ISSUER YES FOR FOR
TO ELIMINATE TWO MILLION SHARE SUB-LIMIT ON ISSUED AND
OUTSTANDING SHARE BONUS AWARDS.
PROPOSAL #09: AMENDMENT TO 2001 EQUITY INCENTIVE PLAN ISSUER YES FOR FOR
PROVIDING THE AUTOMATIC OPTION GRANT TO NON-EMPLOYEE
DIRECTORS WILL NOT BE PRO-RATED.
PROPOSAL #10: APPROVE AN AMENDMENT TO THE COMPANY'S ISSUER YES FOR FOR
2001 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF
SHARES RESERVED FOR ISSUANCE.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GENERAL ELECTRIC COMPANY
TICKER: GE CUSIP: 369604103
MEETING DATE: 4/25/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: JAMES I. CASH, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SIR WILLIAM M. CASTELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANN M. FUDGE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CLAUDIO X. GONZALEZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SUSAN HOCKFIELD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEFFREY R. IMMELT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANDREA JUNG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALAN G.(A.G.) LAFLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT W. LANE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RALPH S. LARSEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SAM NUNN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROGER S. PENSKE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT J. SWIERINGA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DOUGLAS A. WARNER III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT C. WRIGHT ISSUER YES FOR FOR
PROPOSAL #B: RATIFICATION OF KPMG ISSUER YES FOR FOR
PROPOSAL #C: ADOPTION OF MAJORITY VOTING FOR DIRECTORS ISSUER YES FOR FOR
PROPOSAL #D: APPROVAL OF 2007 LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #E: APPROVAL OF MATERIAL TERMS OF SENIOR ISSUER YES FOR FOR
OFFICER PERFORMANCE GOALS
PROPOSAL #01: CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #02: CURB OVER-EXTENDED DIRECTORS SHAREHOLDER YES AGAINST FOR
PROPOSAL #03: ONE DIRECTOR FROM THE RANKS OF RETIREES SHAREHOLDER YES AGAINST FOR
PROPOSAL #04: INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #05: ELIMINATE DIVIDEND EQUIVALENTS SHAREHOLDER YES AGAINST FOR
PROPOSAL #06: REPORT ON CHARITABLE CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #07: GLOBAL WARMING REPORT SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #08: ETHICAL CRITERIA FOR MILITARY CONTRACTS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #09: REPORT ON PAY DIFFERENTIAL SHAREHOLDER YES ABSTAIN AGAINST
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GENWORTH FINANCIAL, INC.
TICKER: GNW CUSIP: 37247D106
MEETING DATE: 5/15/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: FRANK J. BORELLI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL D. FRAIZER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: NANCY J. KARCH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. ROBERT "BOB" KERREY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SAIYID T. NAQVI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES A. PARKE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES S. RIEPE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BARRETT A. TOAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS B. WHEELER ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE SELECTION OF KPMG ISSUER YES FOR FOR
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GLOBALSANTAFE CORPORATION
TICKER: GSF CUSIP: G3930E101
MEETING DATE: 6/7/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: EDWARD R. MULLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN L. WHITMIRE ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31,
2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GOODRICH CORPORATION
TICKER: GR CUSIP: 382388106
MEETING DATE: 4/24/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: DIANE C. CREEL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEORGE A. DAVIDSON, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HARRIS E. DELOACH, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES W. GRIFFITH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM R. HOLLAND ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN P. JUMPER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARSHALL O. LARSEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LLOYD W. NEWTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DOUGLAS E. OLESEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALFRED M. RANKIN, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A. THOMAS YOUNG ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ERNST ISSUER YES FOR FOR
& YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR 2007
PROPOSAL #03: SHAREHOLDER PROPOSAL - PAY-FOR-SUPERIOR SHAREHOLDER YES AGAINST FOR
PERFORMANCE
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IDEARC INC.
TICKER: IAR CUSIP: 451663108
MEETING DATE: 4/19/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: JOHN J. MUELLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JERRY V. ELLIOTT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KATHERINE J. HARLESS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DONALD B. REED ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHEN L. ROBERTSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS S. ROGERS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PAUL E. WEAVER ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF ERNST & YOUNG LLP AS ISSUER YES FOR FOR
IDEARC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INGERSOLL-RAND COMPANY LIMITED
TICKER: IR CUSIP: G4776G101
MEETING DATE: 6/6/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: G.D. FORSEE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: P.C. GODSOE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.J. HORNER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: T.E. MARTIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: P. NACHTIGAL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: O.R. SMITH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.J. SWIFT ISSUER YES FOR FOR
PROPOSAL #02: ADOPTION OF THE INCENTIVE STOCK PLAN OF ISSUER YES FOR FOR
2007.
PROPOSAL #03: APPOINTMENT OF INDEPENDENT AUDITORS AND ISSUER YES FOR FOR
AUTHORIZATION OF BOARD OF DIRECTORS TO FIX THE
AUDITORS REMUNERATION.
PROPOSAL #04: SHAREHOLDER PROPOSAL TO REQUIRE A SHAREHOLDER YES AGAINST FOR
SHAREHOLDER VOTE ON AN ADVISORY RESOLUTION WITH
RESPECT TO EXECUTIVE COMPENSATION.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INTERNATIONAL BUSINESS MACHINES CORP
TICKER: IBM CUSIP: 459200101
MEETING DATE: 4/24/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: C. BLACK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: K.I. CHENAULT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. DORMANN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.L. ESKEW ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S.A. JACKSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M. MAKIHARA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L.A. NOTO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.W. OWENS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S.J. PALMISANO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.E. SPERO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S. TAUREL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L.H. ZAMBRANO ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
PROPOSAL #03: AMENDMENT TO CERTIFICATE TO ELIMINATE ISSUER YES FOR FOR
STATUTORY SUPERMAJORITY VOTING: MERGER OR CONSOLIDATION
PROPOSAL #04: AMENDMENT TO CERTIFICATE TO ELIMINATE ISSUER YES FOR FOR
STATUTORY SUPERMAJORITY VOTING: DISPOSITION OF ALL OR
SUBSTANTIALLY ALL OF THE ASSETS OF THE CORPORATION
OUTSIDE THE ORDINARY COURSE OF BUSINESS
PROPOSAL #05: AMENDMENT TO CERTIFICATE TO ELIMINATE ISSUER YES FOR FOR
STATUTORY SUPERMAJORITY VOTING: PLAN FOR THE EXCHANGE
OF SHARES OF THE CORPORATION
PROPOSAL #06: AMENDMENT TO CERTIFICATE TO ELIMINATE ISSUER YES FOR FOR
STATUTORY SUPERMAJORITY VOTING: AUTHORIZATION OF
DISSOLUTION OF THE CORPORATION
PROPOSAL #07: STOCKHOLDER PROPOSAL ON: CUMULATIVE SHAREHOLDER YES AGAINST FOR
VOTING
PROPOSAL #08: STOCKHOLDER PROPOSAL ON: PENSION AND SHAREHOLDER YES ABSTAIN AGAINST
RETIREMENT MEDICAL
PROPOSAL #09: STOCKHOLDER PROPOSAL ON: EXECUTIVE SHAREHOLDER YES AGAINST FOR
COMPENSATION
PROPOSAL #10: STOCKHOLDER PROPOSAL ON: OFFSHORING SHAREHOLDER YES AGAINST FOR
PROPOSAL #11: STOCKHOLDER PROPOSAL ON: MAJORITY VOTING SHAREHOLDER YES AGAINST FOR
FOR DIRECTORS
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IPC HOLDINGS, LTD.
TICKER: IPCR CUSIP: G4933P101
MEETING DATE: 6/22/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: FRANK MUTCH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES P. BRYCE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PETER S. CHRISTIE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KENNETH L. HAMMOND ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR. THE HON. C.E. JAMES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANTONY P.D. LANCASTER ISSUER YES FOR FOR
PROPOSAL #2: ITEM B- AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
FILL BOARD VACANCIES: TO AUTHORIZE THE BOARD TO FILL
ANY VACANCY IN THEIR NUMBER NOT FILLED AT A GENERAL
MEETING OR ARISING AS A RESULT OF AN INCREASE IN THE
SIZE OF THE BOARD.
PROPOSAL #3: ITEM C- RE-APPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF INDEPENDENT AUDITORS: TO APPROVE THE RE-APPOINTMENT
OF KPMG AS THE COMPANY'S INDEPENDENT AUDITORS UNTIL
THE CLOSE OF THE COMPANY'S NEXT ANNUAL GENERAL MEETING
AND TO AUTHORIZE THE AUDIT COMMITTEE TO SET THE
AUDITORS COMPENSATION.
PROPOSAL #4: ITEM D- APPROVAL AND RATIFICATION OF THE ISSUER YES FOR FOR
IPC HOLDINGS, LTD. 2007 INCENTIVE PLAN.
PROPOSAL #5: ITEM E- AMENDMENT OF BYE-LAWS: TO APPROVE ISSUER YES FOR FOR
THE AMENDMENT OF THE COMPANY'S BYE-LAWS TO REMOVE
OUT-OF-DATE PROVISIONS RELATING TO AMERICAN
INTERNATIONAL GROUP, INC.
PROPOSAL #6: ITEM F- AMENDMENT OF BYE-LAWS: TO APPROVE ISSUER YES AGAINST AGAINST
THE AMENDMENT OF THE COMPANY'S BYE-LAWS TO MODERNIZE
THE BYE-LAWS.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JAPAN TOBACCO INC.
TICKER: N/A CUSIP: N/A
MEETING DATE: 6/22/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.: APPROVE APPROPRIATION OF RETAINED ISSUER YES FOR N/A
EARNINGS
PROPOSAL #2.1: APPOINT A DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.2: APPOINT A DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.1: APPOINT A STATUTORY AUDITOR ISSUER YES FOR N/A
PROPOSAL #3.2: APPOINT A STATUTORY AUDITOR ISSUER YES AGAINST N/A
PROPOSAL #3.3: APPOINT A STATUTORY AUDITOR ISSUER YES FOR N/A
PROPOSAL #3.4: APPOINT A STATUTORY AUDITOR ISSUER YES FOR N/A
PROPOSAL #4.: APPROVE PAYMENT OF BONUSES TO CORPORATE ISSUER YES FOR N/A
OFFICERS
PROPOSAL #5.: AMEND THE COMPENSATION TO BE RECEIVED BY ISSUER YES FOR N/A
CORPORATE OFFICERS
PROPOSAL #6.: APPROVE DECISION ON AMOUNT AND TERMS OF ISSUER YES AGAINST N/A
STOCK OPTIONS GRANTED TO DIRECTORS
PROPOSAL #7.: GRANT RETIREMENT BENEFITS TO RETIRING ISSUER YES AGAINST N/A
DIRECTORS AND RETIRING STATUTORY AUDITORS AND PAYMENT
OF RETIREMENT BENEFITS RESULTING FROM THE ABOLITION OF
THE RETIREMENT BENEFIT PLAN FOR DIRECTORS AND
STATUTORY AUDITORS
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JPMORGAN CHASE & CO.
TICKER: JPM CUSIP: 46625H100
MEETING DATE: 5/15/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: CRANDALL C. BOWLES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHEN B. BURKE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES S. CROWN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES DIMON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ELLEN V. FUTTER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM H. GRAY, III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT I. LIPP ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID C. NOVAK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LEE R. RAYMOND ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF INDEPENDENT REGISTERED ISSUER YES FOR FOR
PUBLIC ACCOUNTING FIRM
PROPOSAL #03: STOCK OPTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #04: PERFORMANCE-BASED RESTRICTED STOCK SHAREHOLDER YES AGAINST FOR
PROPOSAL #05: EXECUTIVE COMPENSATION APPROVAL SHAREHOLDER YES AGAINST FOR
PROPOSAL #06: SEPARATE CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #07: CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #08: MAJORITY VOTING FOR DIRECTORS SHAREHOLDER YES AGAINST FOR
PROPOSAL #09: POLITICAL CONTRIBUTIONS REPORT SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #10: SLAVERY APOLOGY REPORT SHAREHOLDER YES ABSTAIN AGAINST
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KELLOGG COMPANY
TICKER: K CUSIP: 487836108
MEETING DATE: 4/27/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: BENJAMIN S. CARSON, SR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GORDON GUND ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: DOROTHY A. JOHNSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A. MCLAUGHLIN KOROLOGOS ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: RATIFICATION OF PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
LLP AS INDEPENDENT AUDITOR FOR 2007
PROPOSAL #03: SHAREOWNER PROPOSAL TO PREPARE A SHAREHOLDER YES ABSTAIN AGAINST
SUSTAINABILITY REPORT
PROPOSAL #04: SHAREOWNER PROPOSAL TO ENACT A MAJORITY SHAREHOLDER YES AGAINST FOR
VOTE REQUIREMENT
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LIMITED BRANDS, INC.
TICKER: LTD CUSIP: 532716107
MEETING DATE: 5/21/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: DENNIS S. HERSCH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID T. KOLLAT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM R. LOOMIS, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LESLIE H. WEXNER ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ERNST ISSUER YES FOR FOR
& YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS
PROPOSAL #03: APPROVAL OF THE COMPANY'S 2007 CASH ISSUER YES FOR FOR
INCENTIVE COMPENSATION PERFORMANCE PLAN
PROPOSAL #04: DECLASSIFICATION OF THE BOARD SHAREHOLDER YES FOR AGAINST
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MARINE HARVEST ASA
TICKER: N/A CUSIP: N/A
MEETING DATE: 6/13/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.: OPEN OF THE MEETING AND REGISTRATION OF ISSUER YES FOR N/A
ATTENDING SHAREHOLDERS AND PROXIES
PROPOSAL #2.: ELECT THE CHAIRMAN OF MEETING AND THE ISSUER YES FOR N/A
DESIGNATE INSPECTOR OR SHAREHOLDER REPRESENTATIVE(S)
FOR THE MINUTES OF MEETING
PROPOSAL #3.: APPROVE THE NOTICE OF MEETING AND AGENDA ISSUER YES FOR N/A
PROPOSAL #4.: APPROVE THE FINANCIAL STATEMENTS AND ISSUER YES FOR N/A
STATUTORY REPORTS SHAREHOLDER PROPOSAL
PROPOSAL #5.: PLEASE NOTE THAT THIS IS A SHARHOLDERS ISSUER YES FOR N/A
PROPOSAL: APPROVE TO LIMIT THE BOARD'S ABILITY TO
CHANGE TERMS OF ONGOING OPTIONS PROGRAMS
PROPOSAL #6.: APPROVE THE REMUNERATION POLICY AND ISSUER YES AGAINST N/A
OTHER TERMS OF EMPLOYMENT FOR THE EXECUTIVE MANAGEMENT
PROPOSAL #7.: APPROVE THE STOCK OPTION PLAN AND THE ISSUER YES FOR N/A
CREATION OF POOL OF CONDITIONAL CAPITALTO GUARANTEE
CONVERSION RIGHTS
PROPOSAL #8.: APPROVE THE INSTRUCTIONS FOR THE ISSUER YES FOR N/A
NOMINATING COMMITTEE
PROPOSAL #9.: APPROVE THE REMUNERATION OF THE ISSUER YES FOR N/A
NOMINATING COMMITTEE IN THE AMOUNT OF NOK 20,000 FOR
THE CHAIRMAN AND NOK 10,000 FOR EACH OF THE OTHER
MEMBERS
PROPOSAL #10.: APPROVE THE REMUNERATION OF THE ISSUER YES FOR N/A
DIRECTORS IN THE AMOUNT OF NOK 750,000 FOR THE
CHAIRMAN AND NOK 275,000 FOR EACH OF THE OTHER
DIRECTORS
PROPOSAL #11.: APPROVE THE REMUNERATION OF THE AUDITORS ISSUER YES AGAINST N/A
PROPOSAL #12.: RE-ELECT THE MEMBERS OF THE NOMINATING ISSUER YES FOR N/A
COMMITTEE
PROPOSAL #13.1: ELECT MR. SVEIN AASER ?CHAIRMAN? AS A ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #13.2: ELECT MR. LEIF ONARHEIM ?DEPUTY ISSUER YES FOR N/A
CHAIRMAN? AS A DIRECTOR
PROPOSAL #13.3: ELECT MR. STURE ELDBJOERG AS A DIRECTOR ISSUER YES FOR N/A
PROPOSAL #13.4: ELECT MS. KATHRINE MO AS A DIRECTOR ISSUER YES FOR N/A
PROPOSAL #13.5: RE-ELECT MR. SOLVEIG STRAND AS A ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #13.6: RE-ELECT MR. TOR TROEIM AS A DIRECTOR ISSUER YES FOR N/A
PROPOSAL #13.7: ELECT MS. CECILIE FREDRIKSEN AS THE ISSUER YES FOR N/A
DEPUTY DIRECTOR
PROPOSAL #14.: AMEND THE ARTICLES RE: AUTHORIZATION TO ISSUER YES FOR N/A
THE GENERAL MEETING TO ELECT THE VICE-CHAIRMAN
PROPOSAL #15.: AMEND THE ARTICLES RE: AUTHORIZATION TO ISSUER YES FOR N/A
THE GENERAL MEETING TO ELECT THE NOMINATING COMMITTEE
?NUMBER OF NOMINATING COMMITTEE MEMBERS, LENGTH OF
TERM, AND NOMINATING COMMITTEE PROPOSALS?
PROPOSAL #16.: APPROVE THE CREATION OF NOK 652.3 ISSUER YES FOR N/A
MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #17.: GRANT AUTHORITY FOR THE REPURCHASE OF ISSUER YES FOR N/A
UP TO 10% OF ISSUED SHARE CAPITAL
PROPOSAL #18.: APPROVE THE ISSUANCE OF 41.3 MILLION ISSUER YES FOR N/A
SHARES PURSUANT TO A SHARE OPTION SCHEME
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MBIA INC.
TICKER: MBI CUSIP: 55262C100
MEETING DATE: 5/3/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: DAVID C. CLAPP ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GARY C. DUNTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CLAIRE L. GAUDIANI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DANIEL P. KEARNEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LAURENCE H. MEYER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID M. MOFFETT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DEBRA J. PERRY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN A. ROLLS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD H. WALKER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEFFERY W. YABUKI ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MCDONALD'S CORPORATION
TICKER: MCD CUSIP: 580135101
MEETING DATE: 5/24/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: EDWARD A. BRENNAN ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: WALTER E. MASSEY ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: ROGER W. STONE ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF THE INDEPENDENT REGISTERED ISSUER YES FOR FOR
PUBLIC ACCOUNTING FIRM
PROPOSAL #03: SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER YES ABSTAIN AGAINST
LABELING OF GENETICALLY MODIFIED PRODUCTS
PROPOSAL #04: SHAREHOLDER PROPOSAL RELATING TO LABOR SHAREHOLDER YES ABSTAIN AGAINST
STANDARDS
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MERCK & CO., INC.
TICKER: MRK CUSIP: 589331107
MEETING DATE: 4/24/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: RICHARD T. CLARK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHNNETTA B. COLE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.B. HARRISON, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM N. KELLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS E. SHENK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANNE M. TATLOCK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SAMUEL O. THIER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WENDELL P. WEEKS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PETER C. WENDELL ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF THE ISSUER YES FOR FOR
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
PROPOSAL #03: PROPOSAL TO AMEND THE RESTATED ISSUER YES FOR FOR
CERTIFICATE OF INCORPORATION TO ELIMINATE
SUPERMAJORITY VOTING REQUIREMENTS CONTAINED IN THE
RESTATED CERTIFICATE OF INCORPORATION.
PROPOSAL #04: PROPOSAL TO AMEND THE RESTATED ISSUER YES FOR FOR
CERTIFICATE OF INCORPORATION TO ELIMINATE
SUPERMAJORITY VOTING REQUIREMENTS IMPOSED UNDER NEW
JERSEY LAW ON CORPORATIONS ORGANIZED BEFORE 1969.
PROPOSAL #05: PROPOSAL TO AMEND THE RESTATED ISSUER YES FOR FOR
CERTIFICATE OF INCORPORATION TO LIMIT THE SIZE OF THE
BOARD TO NO MORE THAN 18 DIRECTORS.
PROPOSAL #06: PROPOSAL TO AMEND THE RESTATED ISSUER YES FOR FOR
CERTIFICATE OF INCORPORATION TO REPLACE ITS CUMULATIVE
VOTING FEATURE WITH A MAJORITY VOTE STANDARD FOR THE
ELECTION OF DIRECTORS.
PROPOSAL #07: STOCKHOLDER PROPOSAL CONCERNING SHAREHOLDER YES ABSTAIN AGAINST
PUBLICATION OF POLITICAL CONTRIBUTIONS
PROPOSAL #08: STOCKHOLDER PROPOSAL CONCERNING AN SHAREHOLDER YES AGAINST FOR
ADVISORY VOTE ON EXECUTIVE COMPENSATION
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MERRILL LYNCH & CO., INC.
TICKER: MER CUSIP: 590188108
MEETING DATE: 4/27/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: JOHN D. FINNEGAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOSEPH W. PRUEHER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANN N. REESE ISSUER YES FOR FOR
PROPOSAL #02: RATIFY APPOINTMENT OF DELOITTE & TOUCHE ISSUER YES FOR FOR
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
PROPOSAL #03: INSTITUTE CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #04: SUBMIT NAMED EXECUTIVE OFFICERS SHAREHOLDER YES AGAINST FOR
COMPENSATION TO SHAREHOLDERS FOR ANNUAL RATIFICATION
PROPOSAL #05: ADOPT POLICY THAT SIGNIFICANT PORTION OF SHAREHOLDER YES AGAINST FOR
FUTURE EQUITY COMPENSATION BE PERFORMANCE-VESTING
SHARES
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: METLIFE, INC.
TICKER: MET CUSIP: 59156R108
MEETING DATE: 4/24/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: BURTON A. DOLE, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R. GLENN HUBBARD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES M. KILTS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES M. LEIGHTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID SATCHER ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF DELOITTE ISSUER YES FOR FOR
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2007
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MICROSOFT CORPORATION
TICKER: MSFT CUSIP: 594918104
MEETING DATE: 11/14/2006 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: WILLIAM H. GATES ISSUER YES FOR FOR
III
PROPOSAL #1B: ELECTION OF DIRECTOR: STEVEN A. BALLMER ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: JAMES I. CASH JR. ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: DINA DUBLON ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: RAYMOND V. ISSUER YES FOR FOR
GILMARTIN
PROPOSAL #1F: ELECTION OF DIRECTOR: DAVID F. MARQUARDT ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: CHARLES H. NOSKI ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: HELMUT PANKE ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: JON A. SHIRLEY ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE SELECTION OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT
AUDITOR
PROPOSAL #03: SHAREHOLDER PROPOSAL - RESTRICTION ON SHAREHOLDER YES ABSTAIN AGAINST
SELLING PRODUCTS AND SERVICES TO FOREIGN GOVERNMENTS
PROPOSAL #04: SHAREHOLDER PROPOSAL - SEXUAL SHAREHOLDER YES AGAINST FOR
ORIENTATION IN EQUAL EMPLOYMENT OPPORTUNITY POLICY
PROPOSAL #05: SHAREHOLDER PROPOSAL - HIRING OF PROXY SHAREHOLDER YES ABSTAIN AGAINST
ADVISOR
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MOLSON COORS BREWING CO.
TICKER: TAP CUSIP: 60871R209
MEETING DATE: 5/16/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: JOHN E. CLEGHORN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES M. HERINGTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID P. O'BRIEN ISSUER YES FOR FOR
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NATIONAL CITY CORPORATION
TICKER: NCC CUSIP: 635405103
MEETING DATE: 4/24/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: J.E. BARFIELD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.S. BROADHURST ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.M. CONNOR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.A. DABERKO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: B.P. HEALY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.B. MCCALLISTER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: P.A. ORMOND ISSUER YES FOR FOR
ELECTION OF DIRECTOR: P.E. RASKIND ISSUER YES FOR FOR
ELECTION OF DIRECTOR: G.L. SHAHEEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.S. THORNTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M. WEISS ISSUER YES FOR FOR
PROPOSAL #02: THE RATIFICATION OF THE AUDIT ISSUER YES FOR FOR
COMMITTEE'S SELECTION OF ERNST & YOUNG LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
PROPOSAL #03: STOCKHOLDER PROPOSAL REGARDING EXECUTIVE SHAREHOLDER YES AGAINST FOR
COMPENSATION
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NCR CORPORATION
TICKER: NCR CUSIP: 62886E108
MEETING DATE: 4/25/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: EDWARD P. BOYKIN* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: VICTOR L. LUND* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GARY DAICHENDT** ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NEWFIELD EXPLORATION COMPANY
TICKER: NFX CUSIP: 651290108
MEETING DATE: 5/3/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: DAVID A. TRICE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID F. SCHAIBLE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HOWARD H. NEWMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS G. RICKS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.E. (CHUCK) SHULTZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DENNIS R. HENDRIX ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PHILIP J. BURGUIERES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN RANDOLPH KEMP III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. MICHAEL LACEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOSEPH H. NETHERLAND ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. TERRY STRANGE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PAMELA J. GARDNER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JUANITA F. ROMANS ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: APPROVAL OF NEWFIELD EXPLORATION COMPANY ISSUER YES FOR FOR
2007 OMNIBUS STOCK PLAN
PROPOSAL #03: APPROVAL OF SECOND AMENDMENT TO NEWFIELD ISSUER YES FOR FOR
EXPLORATION COMPANY 2000 NON-EMPLOYEE DIRECTOR
RESTRICTED STOCK PLAN
PROPOSAL #04: RATIFICATION OF APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NOKIA CORPORATION
TICKER: NOK CUSIP: 654902204
MEETING DATE: 5/3/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: APPROVAL OF THE INCOME STATEMENTS AND ISSUER YES FOR FOR
BALANCE SHEETS.
PROPOSAL #02: APPROVAL OF A DIVIDEND OF EUR 0.43 PER ISSUER YES FOR FOR
SHARE.
PROPOSAL #03: APPROVAL OF THE DISCHARGE OF THE ISSUER YES FOR FOR
CHAIRMAN, THE MEMBERS OF THE BOARD OF DIRECTORS AND
THE PRESIDENT FROM LIABILITY.
PROPOSAL #04: APPROVAL OF THE AMENDMENT OF THE ISSUER YES FOR FOR
ARTICLES OF ASSOCIATION.
PROPOSAL #05: APPROVAL OF THE REMUNERATION TO BE PAID ISSUER YES FOR FOR
TO THE MEMBERS OF THE BOARD.
PROPOSAL #06: APPROVAL OF THE COMPOSITION OF THE BOARD ISSUER YES FOR FOR
OF DIRECTORS.
ELECTION OF DIRECTOR: GEORG EHRNROOTH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LALITA D. GUPTE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DANIEL R. HESSE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR. BENGT HOLMSTROM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR. HENNING KAGERMANN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: OLLI-PEKKA KALLASVUO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PER KARLSSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JORMA OLLILA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAME MARJORIE SCARDINO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KEIJO SUILA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: VESA VAINIO ISSUER YES FOR FOR
PROPOSAL #08: APPROVAL OF THE REMUNERATION TO BE PAID ISSUER YES FOR FOR
TO THE AUDITOR.
PROPOSAL #09: APPROVAL OF THE RE-ELECTION OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS OY AS THE AUDITORS FOR FISCAL
YEAR 2007.
PROPOSAL #10: APPROVAL OF THE GRANT OF STOCK OPTIONS ISSUER YES FOR FOR
TO SELECTED PERSONNEL.
PROPOSAL #11: APPROVAL OF THE REDUCTION OF THE SHARE ISSUER YES FOR FOR
ISSUE PREMIUM.
PROPOSAL #12: APPROVAL OF THE PROPOSAL OF THE BOARD ON ISSUER YES FOR FOR
THE RECORDING OF THE SUBSCRIPTION PRICE FOR SHARES
ISSUED BASED ON STOCK OPTIONS
PROPOSAL #13: APPROVAL OF THE AUTHORIZATION TO THE ISSUER YES FOR FOR
BOARD ON THE ISSUANCE OF SHARES AND SPECIAL RIGHTS
ENTITLING TO SHARES.
PROPOSAL #14: AUTHORIZATION TO THE BOARD TO REPURCHASE ISSUER YES FOR FOR
NOKIA SHARES.
PROPOSAL #15: MARK THE FOR BOX IF YOU WISH TO ISSUER YES AGAINST N/A
INSTRUCT NOKIA'S LEGAL COUNSELS TO VOTE IN THEIR
DISCRETION ON YOUR BEHALF ONLY UPON ITEM 15 *NOTE*
VOTING OPTIONS FOR PROPS 5-6, 8-9 ARE FOR OR ABSTAIN
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NOKIA CORPORATION
TICKER: NOK CUSIP: 654902204
MEETING DATE: 5/3/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: APPROVAL OF THE INCOME STATEMENTS AND ISSUER YES FOR FOR
BALANCE SHEETS.
PROPOSAL #02: APPROVAL OF A DIVIDEND OF EUR 0.43 PER ISSUER YES FOR FOR
SHARE.
PROPOSAL #03: APPROVAL OF THE DISCHARGE OF THE ISSUER YES FOR FOR
CHAIRMAN, THE MEMBERS OF THE BOARD OF DIRECTORS AND
THE PRESIDENT FROM LIABILITY.
PROPOSAL #04: APPROVAL OF THE AMENDMENT OF THE ISSUER YES FOR FOR
ARTICLES OF ASSOCIATION.
PROPOSAL #05: APPROVAL OF THE REMUNERATION TO BE PAID ISSUER YES FOR FOR
TO THE MEMBERS OF THE BOARD.
PROPOSAL #06: APPROVAL OF THE COMPOSITION OF THE BOARD ISSUER YES FOR FOR
OF DIRECTORS.
ELECTION OF DIRECTOR: GEORG EHRNROOTH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LALITA D. GUPTE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DANIEL R. HESSE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR. BENGT HOLMSTROM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR. HENNING KAGERMANN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: OLLI-PEKKA KALLASVUO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PER KARLSSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JORMA OLLILA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAME MARJORIE SCARDINO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KEIJO SUILA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: VESA VAINIO ISSUER YES FOR FOR
PROPOSAL #08: APPROVAL OF THE REMUNERATION TO BE PAID ISSUER YES FOR FOR
TO THE AUDITOR.
PROPOSAL #09: APPROVAL OF THE RE-ELECTION OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS OY AS THE AUDITORS FOR FISCAL
YEAR 2007.
PROPOSAL #10: APPROVAL OF THE GRANT OF STOCK OPTIONS ISSUER YES FOR FOR
TO SELECTED PERSONNEL.
PROPOSAL #11: APPROVAL OF THE REDUCTION OF THE SHARE ISSUER YES FOR FOR
ISSUE PREMIUM.
PROPOSAL #12: APPROVAL OF THE PROPOSAL OF THE BOARD ON ISSUER YES FOR FOR
THE RECORDING OF THE SUBSCRIPTION PRICE FOR SHARES
ISSUED BASED ON STOCK OPTIONS
PROPOSAL #13: APPROVAL OF THE AUTHORIZATION TO THE ISSUER YES FOR FOR
BOARD ON THE ISSUANCE OF SHARES AND SPECIAL RIGHTS
ENTITLING TO SHARES.
PROPOSAL #14: AUTHORIZATION TO THE BOARD TO REPURCHASE ISSUER YES FOR FOR
NOKIA SHARES.
PROPOSAL #15: MARK THE FOR BOX IF YOU WISH TO ISSUER YES FOR N/A
INSTRUCT NOKIA'S LEGAL COUNSELS TO VOTE IN THEIR
DISCRETION ON YOUR BEHALF ONLY UPON ITEM 15
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NORTEL NETWORKS CORPORATION
TICKER: NT CUSIP: 656568508
MEETING DATE: 5/2/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: JALYNN H. BENNETT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR. MANFRED BISCHOFF ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HON. JAMES B. HUNT, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN A. MACNAUGHTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HON. JOHN P. MANLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD D. MCCORMICK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CLAUDE MONGEAU ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HARRY J. PEARCE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN D. WATSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI ISSUER YES FOR FOR
PROPOSAL #02: THE APPOINTMENT OF KPMG LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS.
PROPOSAL #03: THE SHAREHOLDER PROPOSAL SET OUT IN SHAREHOLDER YES AGAINST FOR
SCHEDULE A TO THE PROXY CIRCULAR AND PROXY STATEMENT.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NORTHROP GRUMMAN CORPORATION
TICKER: NOC CUSIP: 666807102
MEETING DATE: 5/16/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: LEWIS W. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: VICTOR H. FAZIO ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: DONALD E. FELSINGER ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: STEPHEN E. FRANK ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: CHARLES R. LARSON ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: RICHARD B. MYERS ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: PHILIP A. ODEEN ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: AULANA L. PETERS ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: KEVIN W. SHARER ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: RONALD D. SUGAR ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT
AUDITOR.
PROPOSAL #03: PROPOSAL TO AMEND THE COMPANY'S 1995 ISSUER YES FOR FOR
STOCK PLAN FOR NON-EMPLOYEE DIRECTORS.
PROPOSAL #04: SHAREHOLDER PROPOSAL REGARDING A REPORT SHAREHOLDER YES ABSTAIN AGAINST
ON FOREIGN MILITARY SALES.
PROPOSAL #05: SHAREHOLDER PROPOSAL REGARDING A VOTE ON SHAREHOLDER YES AGAINST FOR
EXECUTIVE COMPENSATION.
PROPOSAL #06: SHAREHOLDER PROPOSAL REGARDING AN SHAREHOLDER YES AGAINST FOR
INDEPENDENT BOARD CHAIRMAN.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OFFICE DEPOT, INC.
TICKER: ODP CUSIP: 676220106
MEETING DATE: 4/25/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: LEE A. AULT III ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: NEIL R. AUSTRIAN ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: DAVID W. BERNAUER ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: ABELARDO E. BRU ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: MARSHA J. EVANS ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: DAVID I. FUENTE ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: BRENDA J. GAINES ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: MYRA M. HART ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: W. SCOTT HEDRICK ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: KATHLEEN MASON ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: MICHAEL J. MYERS ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: STEVE ODLAND ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE THE OFFICE DEPOT, INC. 2007 ISSUER YES FOR FOR
LONG-TERM INCENTIVE PLAN.
PROPOSAL #03: RATIFICATION OF APPOINTMENT OF DELOITTE ISSUER YES FOR FOR
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT PUBLIC
ACCOUNTANTS.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OWENS-ILLINOIS, INC.
TICKER: OI CUSIP: 690768403
MEETING DATE: 5/9/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: ALBERT P.L. STROUCKEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DENNIS K. WILLIAMS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS L. YOUNG ISSUER YES FOR FOR
PROPOSAL #02: RATIFY THE SELECTION OF ERNST & YOUNG ISSUER YES FOR FOR
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PARTNERRE LTD.
TICKER: PRE CUSIP: G6852T105
MEETING DATE: 5/10/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: JOHN A. ROLLWAGEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: VITO H. BAUMGARTNER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEAN-PAUL MONTUPET ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LUCIO STANCA ISSUER YES FOR FOR
PROPOSAL #02: TO RE-APPOINT DELOITTE & TOUCHE, THE ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS OUR
INDEPENDENT AUDITORS FOR THE ENSUING PERIOD ENDING
WITH THE 2008 ANNUAL GENERAL MEETING AND TO REFER THE
DETERMINATION OF AUDITORS REMUNERATION TO THE BOARD
OF DIRECTORS.
PROPOSAL #03: TO APPROVE AN AMENDMENT TO OUR BYE-LAWS. ISSUER YES FOR FOR
PROPOSAL #04: TO CONSIDER AND TAKE ACTION WITH RESPECT ISSUER YES AGAINST AGAINST
TO SUCH OTHER MATTERS AS MAY PROPERLY COME BEFORE THE
ANNUAL GENERAL MEETING OR ANY ADJOURNMENT OR
ADJOURNMENTS THEREOF.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PEPSICO, INC.
TICKER: PEP CUSIP: 713448108
MEETING DATE: 5/2/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: D. DUBLON ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: V.J. DZAU ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: R.L. HUNT ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: A. IBARGUEN ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: A.C. MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: I.K. NOOYI ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: S.P. ROCKEFELLER ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: J.J. SCHIRO ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: D. VASELLA ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: M.D. WHITE ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF INDEPENDENT REGISTERED ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS
PROPOSAL #03: APPROVAL OF 2007 LONG-TERM INCENTIVE ISSUER YES FOR FOR
PLAN (PROXY STATEMENT P. 37)
PROPOSAL #04: SHAREHOLDER PROPOSAL- CHARITABLE SHAREHOLDER YES ABSTAIN AGAINST
CONTRIBUTIONS (PROXY STATEMENT P. 44)
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PETRO-CANADA
TICKER: PCZ CUSIP: 71644E102
MEETING DATE: 4/24/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: RON A. BRENNEMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GAIL COOK-BENNETT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD J. CURRIE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CLAUDE FONTAINE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PAUL HASELDONCKX ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS E. KIERANS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRIAN F. MACNEILL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MAUREEN MCCAW ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PAUL D. MELNUK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GUYLAINE SAUCIER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES W. SIMPSON ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PETRO-CDA
TICKER: N/A CUSIP: N/A
MEETING DATE: 4/24/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT MR. RON A. BRENNEMAN AS A DIRECTOR ISSUER YES FOR N/A
PROPOSAL #1.2: ELECT MS. GAIL COOK-BENNETT AS A ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #1.3: ELECT MR. RICHARD J. CURRIE AS A ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #1.4: ELECT MR. CLAUDE FONTAINE AS A DIRECTOR ISSUER YES FOR N/A
PROPOSAL #1.5: ELECT MR. PAUL HASELDONCKX AS A DIRECTOR ISSUER YES FOR N/A
PROPOSAL #1.6: ELECT MR. THOMAS E. KIERANS AS A ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #1.7: ELECT MR. BRIAN F. MACNEILL AS A ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #1.8: ELECT MS. MAUREEN MCCAW AS A DIRECTOR ISSUER YES FOR N/A
PROPOSAL #1.9: ELECT MR. PAUL D. MELNUK AS A DIRECTOR ISSUER YES FOR N/A
PROPOSAL #1.10: ELECT MR. GUYLAINE SAUCIER AS A ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #1.11: ELECT MR. JAMES W. SIMPSON AS A ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #2.: APPOINT DELOITTE & TOUCHE LLP AS THE ISSUER YES FOR N/A
AUDITORS OF THE COMPANY
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PETROLEO BRASILEIRO S.A. - PETROBRAS
TICKER: PBR CUSIP: 71654V101
MEETING DATE: 4/2/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #IV: ELECTION OF ONE MEMBER OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #VI: ELECTION OF ONE MEMBER OF THE FISCAL ISSUER YES FOR FOR
COUNCIL AND HIS/HER RESPECTIVE SUBSTITUTE
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PETROLEO BRASILEIRO S.A. - PETROBRAS
TICKER: PBR CUSIP: 71654V408
MEETING DATE: 4/2/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #O1: MANAGEMENT REPORT, FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND AUDIT COMMITTEE'S OPINION FOR THE FISCAL YEAR 2006
PROPOSAL #O2: CAPITAL EXPENDITURE BUDGET FOR THE ISSUER YES FOR FOR
FISCAL YEAR 2007
PROPOSAL #O3: DISTRIBUTION OF RESULTS FOR THE FISCAL ISSUER YES FOR FOR
YEAR 2006
PROPOSAL #O4: ELECTION OF MEMBERS OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #O5: ELECTION OF CHAIRMAN OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #O6: ELECTION OF MEMBERS OF THE FISCAL ISSUER YES FOR FOR
COUNCIL AND THEIR RESPECTIVE SUBSTITUTES
PROPOSAL #O7: ESTABLISHMENT OF THE MANAGEMENT ISSUER YES FOR FOR
COMPENSATION, AS WELL AS THEIR PARTICIPATION IN THE
PROFITS PURSUANT TO ARTICLES 41 AND 56 OF THE
COMPANY'S BYLAWS, AS WELL AS OF MEMBERS OF THE FISCAL
COUNCIL
PROPOSAL #E1: INCREASE IN THE CAPITAL STOCK THROUGH ISSUER YES FOR FOR
THE INCORPORATION OF PART OF THE REVENUE RESERVES
CONSTITUTED IN PREVIOUS FISCAL YEARS AMOUNTING TO R$
4.380 MILLION, INCREASING THE CAPITAL STOCK FROM R$
48.264 MILLION TO R$ 52.644 MILLION WITHOUT ANY CHANGE
TO THE NUMBER OF ISSUED SHARES PURSUANT TO ARTICLE
40, ITEM III, OF THE COMPANY'S BYLAWS
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PFIZER INC.
TICKER: PFE CUSIP: 717081103
MEETING DATE: 4/26/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: DENNIS A. AUSIELLO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL S. BROWN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M. ANTHONY BURNS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT N. BURT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W. DON CORNWELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM H. GRAY, III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CONSTANCE J. HORNER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM R. HOWELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEFFREY B. KINDLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEORGE A. LORCH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DANA G. MEAD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR. ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE SELECTION OF KPMG ISSUER YES FOR FOR
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2007.
PROPOSAL #03: SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER YES AGAINST FOR
CUMULATIVE VOTING.
PROPOSAL #04: SHAREHOLDER PROPOSAL REQUESTING A REPORT SHAREHOLDER YES ABSTAIN AGAINST
ON THE RATIONALE FOR EXPORTING ANIMAL EXPERIMENTATION.
PROPOSAL #05: SHAREHOLDER PROPOSAL REQUESTING A REPORT SHAREHOLDER YES ABSTAIN AGAINST
ON THE FEASIBILITY OF AMENDING PFIZER'S CORPORATE
POLICY ON LABORATORY ANIMAL CARE AND USE.
PROPOSAL #06: SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER YES AGAINST FOR
QUALIFICATIONS FOR DIRECTOR NOMINEES.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: R.H. DONNELLEY CORPORATION
TICKER: RHD CUSIP: 74955W307
MEETING DATE: 5/3/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF CLASS II MEMBER OF THE BOARD ISSUER YES FOR FOR
OF DIRECTORS: ALAN F. SCHULTZ.
PROPOSAL #1B: ELECTION OF CLASS II MEMBER OF THE BOARD ISSUER YES FOR FOR
OF DIRECTORS: BARRY LAWSON WILLIAMS.
PROPOSAL #1C: ELECTION OF CLASS II MEMBER OF THE BOARD ISSUER YES FOR FOR
OF DIRECTORS: EDWINA WOODBURY.
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF KPMG ISSUER YES FOR FOR
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
PROPOSAL #03: STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER YES FOR AGAINST
CLASSIFIED BOARD STRUCTURE.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RENAISSANCERE HOLDINGS LTD.
TICKER: RNR CUSIP: G7496G103
MEETING DATE: 5/31/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: WILLIAM F. HECHT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HENRY KLEHM III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: NICHOLAS L. TRIVISONNO ISSUER YES FOR FOR
PROPOSAL #02: TO APPOINT THE FIRM OF ERNST & YOUNG, ISSUER YES FOR FOR
INDEPENDENT AUDITORS, TO SERVE AS OUR INDEPENDENT
AUDITORS FOR THE 2007 FISCAL YEAR UNTIL OUR 2008
ANNUAL GENERAL MEETING, AND TO REFER THE DETERMINATION
OF THE AUDITORS REMUNERATION TO THE BOARD.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SAFEWAY INC.
TICKER: SWY CUSIP: 786514208
MEETING DATE: 5/16/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: STEVEN A. BURD ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: JANET E. GROVE ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: MOHAN GYANI ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: PAUL HAZEN ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: ROBERT I. ISSUER YES FOR FOR
MACDONNELL
PROPOSAL #1F: ELECTION OF DIRECTOR: DOUGLAS J. ISSUER YES FOR FOR
MACKENZIE
PROPOSAL #1G: ELECTION OF DIRECTOR: REBECCA A. STIRN ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: WILLIAM Y. TAUSCHER ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: RAYMOND G. VIAULT ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF SAFEWAY INC. 2007 EQUITY AND ISSUER YES FOR FOR
INCENTIVE AWARD PLAN.
PROPOSAL #03: APPROVAL OF AMENDED AND RESTATED CAPITAL ISSUER YES FOR FOR
PERFORMANCE BONUS PLAN FOR EXECUTIVE OFFICERS AND KEY
EMPLOYEES OF SAFEWAY INC.
PROPOSAL #04: RATIFICATION OF APPOINTMENT OF DELOITTE ISSUER YES FOR FOR
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2007.
PROPOSAL #05: STOCKHOLDER PROPOSAL REQUESTING SHAREHOLDER YES AGAINST FOR
CUMULATIVE VOTING.
PROPOSAL #06: STOCKHOLDER PROPOSAL REQUESTING THAT AN SHAREHOLDER YES AGAINST FOR
INDEPENDENT DIRECTOR SERVE AS CHAIRMAN OF THE BOARD.
PROPOSAL #07: STOCKHOLDER PROPOSAL REQUESTING THE SHAREHOLDER YES ABSTAIN AGAINST
LABELING OF PRODUCTS OF CLONING OR GENETIC ENGINEERING.
PROPOSAL #08: STOCKHOLDER PROPOSAL REQUESTING THAT THE SHAREHOLDER YES ABSTAIN AGAINST
COMPANY ISSUE A SUSTAINABILITY REPORT.
PROPOSAL #09: STOCKHOLDER PROPOSAL REQUESTING THAT THE SHAREHOLDER YES ABSTAIN AGAINST
COMPANY ISSUE A REPORT ON CONTROLLED-ATMOSPHERE
KILLING.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SANMINA-SCI CORPORATION
TICKER: SANM CUSIP: 800907107
MEETING DATE: 2/26/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: NEIL R. BONKE ISSUER YES AGAINST AGAINST
PROPOSAL #1B: ELECTION OF DIRECTOR: ALAIN COUDER ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: MARIO M. ROSATI ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: A. EUGENE SAPP, JR. ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: WAYNE SHORTRIDGE ISSUER YES AGAINST AGAINST
PROPOSAL #1F: ELECTION OF DIRECTOR: PETER J. SIMONE ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: JURE SOLA ISSUER YES AGAINST AGAINST
PROPOSAL #1H: ELECTION OF DIRECTOR: JACQUELYN M. WARD ISSUER YES AGAINST AGAINST
PROPOSAL #02: PROPOSAL TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS OF SANMINA-SCI FOR ITS FISCAL YEAR ENDING
SEPTEMBER 29, 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SANOFI-AVENTIS
TICKER: SNY CUSIP: 80105N105
MEETING DATE: 5/31/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #O1: APPROVAL OF THE INDIVIDUAL COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31,
2006
PROPOSAL #O2: APPROVAL OF THE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2006
PROPOSAL #O3: APPROPRIATION OF PROFITS; DECLARATION OF ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #O4: APPROVAL OF TRANSACTIONS COVERED BY THE ISSUER YES AGAINST AGAINST
STATUTORY AUDITORS SPECIAL REPORT PREPARED IN
ACCORDANCE WITH ARTICLE L.225-40 OF THE COMMERCIAL CODE
PROPOSAL #O5: REAPPOINTMENT OF A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #O6: AUTHORIZATION TO THE BOARD OF DIRECTORS ISSUER YES AGAINST AGAINST
TO CARRY OUT TRANSACTIONS IN SHARES ISSUED BY THE
COMPANY
PROPOSAL #E7: DELEGATION TO THE BOARD OF DIRECTORS OF ISSUER YES FOR FOR
AUTHORITY TO DECIDE TO CARRY OUT INCREASES IN THE
SHARE CAPITAL BY ISSUANCE, WITH PREEMPTIVE RIGHTS
MAINTAINED, OF SHARES AND/OR SECURITIES GIVING ACCESS
TO THE COMPANY'S CAPITAL AND/OR SECURITIES GIVING
ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES
PROPOSAL #E8: DELEGATION TO THE BOARD OF DIRECTORS OF ISSUER YES AGAINST AGAINST
AUTHORITY TO DECIDE TO CARRY OUT INCREASES IN THE
SHARE CAPITAL BY ISSUANCE, WITH PREEMPTIVE RIGHTS
WAIVED, OF SHARES AND/OR SECURITIES GIVING ACCESS TO
THE COMPANY'S CAPITAL AND/OR SECURITIES GIVING
ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES
PROPOSAL #E9: DELEGATION TO THE BOARD OF DIRECTORS OF ISSUER YES FOR FOR
AUTHORITY TO DECIDE TO CARRY OUT INCREASES IN THE
SHARE CAPITAL BY INCORPORATION OF SHARE PREMIUM,
RESERVES, PROFITS OR OTHER ITEMS
PROPOSAL #E10: POSSIBILITY OF ISSUING WITHOUT ISSUER YES FOR FOR
PREEMPTIVE RIGHTS, SHARES OR SECURITIES GIVING ACCESS
TO THE COMPANY'S CAPITAL OR TO SECURITIES GIVING
ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES AS
CONSIDERATION FOR ASSETS TRANSFERRED TO THE COMPANY AS
A CAPITAL CONTRIBUTION IN KIND IN THE FORM OF SHARES
OR SECURITIES GIVING ACCESS TO CAPITAL
PROPOSAL #E11: DELEGATION TO THE BOARD OF DIRECTORS OF ISSUER YES FOR FOR
AUTHORITY TO DECIDE TO CARRY OUT INCREASES IN THE
SHARE CAPITAL BY ISSUANCE OF SHARES RESERVED FOR
EMPLOYEES WITH WAIVER OF PREEMPTIVE RIGHTS IN THEIR
FAVOR
PROPOSAL #E12: AUTHORIZATION TO THE BOARD OF DIRECTORS ISSUER YES FOR FOR
TO GRANT OPTIONS TO SUBSCRIBE FOR OR PURCHASE SHARES
PROPOSAL #E13: AUTHORIZATION TO THE BOARD OF DIRECTORS ISSUER YES AGAINST AGAINST
TO ALLOT EXISTING OR NEW CONSIDERATION FREE SHARES TO
SALARIED EMPLOYEES OF THE GROUP AND CORPORATE
OFFICERS OF THE COMPANY OR COMPANIES OF THE GROUP
PROPOSAL #E14: AUTHORIZATION TO THE BOARD OF DIRECTORS ISSUER YES FOR FOR
TO REDUCE THE SHARE CAPITAL BY CANCELLATION OF
TREASURY SHARES
PROPOSAL #E15: AUTHORIZATION TO THE BOARD OF DIRECTORS ISSUER YES AGAINST AGAINST
IN THE EVENT OF A PUBLIC TENDER OFFER FOR THE SHARES
OF THE COMPANY, IN CASES WHERE THE LEGAL RECIPROCITY
CLAUSE APPLIES
PROPOSAL #E16: AMENDMENT TO THE BYLAWS TO BRING THEM ISSUER YES FOR FOR
INTO COMPLIANCE WITH DECREE NO. 2006-1566 OF DECEMBER
11, 2006 AMENDING DECREE NO. 67-236 OF MARCH 23, 1967
ON COMMERCIAL COMPANIES: (AMENDMENTS TO ARTICLE 19,
PARAGRAPHS 1 AND 3 OF THE BYLAWS)
PROPOSAL #E17: POWERS FOR FORMALITIES ISSUER YES FOR FOR
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SANOFI-AVENTIS, PARIS
TICKER: N/A CUSIP: N/A
MEETING DATE: 5/31/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #O.1: APPROVAL OF THE ANNUAL FINANCIAL ISSUER YES FOR N/A
STATEMENTS FOR THE FY 2006; ASCERTAINMENT OF THE
BENEFIT
PROPOSAL #O.2: APPROVAL OF THE ANNUAL FINANCIAL ISSUER YES FOR N/A
STATEMENTS FOR THE FY 2006; ASCERTAINMENT OF THE
BENEFIT
PROPOSAL #O.3: APPROVE TO ALLOCATE THE RESULT AND THE ISSUER YES FOR N/A
PAYMENT OF DIVIDEND FROM 07 JUN 2007
PROPOSAL #O.4: APPROVE THE TRADE COVERED BY THE ISSUER YES AGAINST N/A
ARTICLES L. 225-40 OF THE FRENCH COMMERCIAL CODE
PROPOSAL #O.5: APPROVE TO RENEW MR. GERARD VAN ISSUER YES FOR N/A
KEMMEL'S MANDATE AS A DIRECTOR
PROPOSAL #O.6: AUTHORIZE THE BOARD OF DIRECTORS, IN ISSUER YES AGAINST N/A
ACCORDANCE WITH THE ARTICLES L. 225-209 AND THE
FOLLOWING OF THE COMMERCIAL LAW, TO BUY OR TO MAKE
BUT SHARES OF THE COMPANY WITH IN THE LIMIT OF 10% OF
CAPITAL TO BUY, TO SELL OR TO TRANSFER SHARES COULD BE
CARRIED OUT AT ANY TIME AND BY ANY MEANS; THE MAXIMUM
PRICE TO BUY AND THE GLOBAL AMOUNT FOR THE BUYBACK
PROGRAM HAVE BEEN FIXED
PROPOSAL #E.7: AUTHORIZE THE BOARD OF DIRECTORS TO ISSUER YES FOR N/A
INCREASE CAPITAL, IN 1 OR SEVERAL TIMES, BY ISSUANCE
OF THE SHARES OR INVESTMENT SECURITIES GIVING ACCESS
TO THE CAPITAL OR GIVING RIGHTS TO DEBT SECURITIES,
ISSUED WITH PAYMENT OR FREE OF TAX; THE SUBSCRIPTION
CAN BE CARRIED OUT IN CASH OR BY COMPENSATION OF DEBT;
FIXING OF THE NOMINAL, MAXIMUM AMOUNT OF CAPITAL,
INCREASES
PROPOSAL #E.8: AUTHORIZE THE BOARD OF DIRECTORS TO ISSUER YES AGAINST N/A
INCREASE CAPITAL, IN 1 OR SEVERAL TIMES, BY A PUBLIC
CALL TO SAVE, BY ISSUANCE OF SHARES OR INVESTMENT
SECURITIES GIVING ACCESS TO THE CAPITAL OF THE
COMPANY OR INVESTMENT SECURITIES GIVING RIGHTS TO THE
ALLOCATION OF DEBTS SECURITIES, ISSUED WITH PAYMENT OF
FREE OF TAX; THE SUBSCRIPTION CAN BE CARRIED OUT IN
CASH OR BY COMPENSATION OF DEBTS, TO PAY SECURITIES
THAT COULD BE BROUGHT BY THE COMPANY IN CASE OF
ARTICLE PUBLIC EXCAHANGE OFFER; FIXING OF THE MAXIMUM
NOMINAL AMOUNT OF CAPITAL INCREASE; CANCELLATTION OF
THE PREFERENTIAL SOBSCRPTION RIGHT OF SHAREHOLDERS TO
SECURITIES
PROPOSAL #E.9: AUTHORIZE THE BOARD OF DIRECTORS TO ISSUER YES FOR N/A
INCREASE CAPITAL, IN 1 OR SEVERAL TIMES, BY
INCORPORATION OF RESERVES, BENEFITS OR OTHER AS
ALLOCATION OF SHARES FREE OF TAX OR INCREASE OF HE
EXISTING SHARES NOMINAL NOMINAL VALUE OR BY THE USING
OF BOTH; FIXING OF THE MAXIMUM NOMINAL AMOUNT OF
CAPITAL INCREASE
PROPOSAL #E.10: AUTHORIZE THE BOARD OF DIRECTORS, ISSUER YES FOR N/A
WITHIN HE LIMIT OF 10% OF CAPITAL TO PAY CONTRIBUTIONS
IN KIND GRANTED TO THE COMPANY AND FORMED BY
SECURITIES OR INVESTMENT SECURITIES GIVING ACCESS TO
THE CAPITAL OF THE COMPANY OR TO ALLOCATION OF DEBT
SECURITIES; AUTHORIZE THE BOARD OF DIRECTORS TO FIX
CONDITIONS OF ASSUANCE AND SUBSCRIPTION IN THE TERMS
COVERED BY THE ARTICLE 9 RESOLUTION 8 OF THE MEETING
PROPOSAL #E.11: AUTHORIZE THE BOARD OF DIRECTORS TO ISSUER YES FOR N/A
INCREASE CAPITAL, IN 1 OR SEVERAL TIMES, WITHIN THE
LIMIT OF 2%, BY ISSUANCE OF SHARES OR INVESTMENT
SECURITIES GIVING ACCESS TO CAPITAL RESERVED TO
MEMBERS OF ON OR SEVERAL CORPORATE SAVINGS PLAN OF
THE SANNOFI-AVENTIS GROUP FORMED BY THE COMPANY AND
ITS SUBSIDIARIES; FIXING OF THE MAXIMUM NOMINAL AMOUNT
OF CAPITAL INCREASES; SPECIAL METHODS FOR ISSUANCES
OF SHARES RESERVED TO EMPLOYEES OF THE COMPANIES OF
THE SANNOFI-AVENTIS GROUP WORKING IN UNITED STATES;
CANCELLATION THE THE PREFERENTIAL SUBSCRIPTION RIGHTS
OF SHAREHOLDERS TO SHARES OR INVESTMENT SECURITIES
GIVING ACCESS TO CAPITAL
PROPOSAL #E.12: AUTHORIZE THE BOARD OF DIRECTORS TO ISSUER YES FOR N/A
INCREASE CAPITAL, IN 1 OR SEVERAL TIMES, FOR THE
BENEFIT OF EMPLOYEES AND SOCIAL REPRESENTATIVES,
OPTION GIVING RIGHT TO SUBSCRBE NEW SHARESOF THE
COMPANY TO ISSUE AS ARTICLE CAPITAL INCREASE AND
OPTIONS GIVING RIGHT TO BUY SHARES RESULTED FROM THE
REPURCHASED CARRIED OUT BY THE COMPANY, WITHIN THE
LIMIT OF 2.5% OF CAPITAL; RENUNCIATION OF
SHARESHOLDERS TO THEIR PREFERENTIAL SUBSCRIPTION RIGHT
TO ISSUED SHARES
PROPOSAL #E.13: AUTHORIZE THE BOARD OF DIRECTORS, TO ISSUER YES AGAINST N/A
CARRY OUT, IN 1 OR SEVERAL TIMES, ALLOCATIONS FREE OF
TAX OF EXISTING SHARES OR SHARES TO ISSUE FOR THE
BENEFIT OF EMPLOYEES OR SOCIAL REPRESENTATIVES OF THE
COMPANY, WITHIN THE LIMIT OF 1% OF THE CAPITAL; IN
CASE OF ALLOCATION OF NEW SHARES FREE OF TAX; CAPITAL
INCREASE BY INCORPORATION OF RESERVES, BENEFITS;
PREMIUMS OR ISSUANCES PREMIUMS AND RENUNCIATION OF OF
SHAREHOLDERS TO THEIR PREFERENTIAL SUBSCRIPTION RIGHT
PROPOSAL #E.14: AUTHORIZE THE BOARD OF DIRECTORS, TO ISSUER YES FOR N/A
REDUCE CAPITAL BY CANCELLATION OF SHARES OWED, WITHIN
THE LIMIT OF 10% OF CAPITAL
PROPOSAL #E.15: AUTHORIZE THE BOARD OF DIRECTORS, IN ISSUER YES AGAINST N/A
CASE OF ISSUANCE OF SECURITIES IN A PUBLIC OFFER, TO
CARRY OUT AUTHORIZATIONS GRANTED IN THE RESOLUTIONS 6
TO 14 OF THIS MEETING
PROPOSAL #E.16: AMEND THE ARTICLE 19 INDENTS 1 AND 3 ISSUER YES FOR N/A
OF THE BYLAWS CONCERNING THE RIGHT TO ATTEND AND TO
VOTE IN THE GENERAL MEETING
PROPOSAL #E.17: GRANT AUTHORITY FOR THE ACCOMPLISHMENT ISSUER YES FOR N/A
OF FORMALITIES
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SMURFIT-STONE CONTAINER CORPORATION
TICKER: SSCC CUSIP: 832727101
MEETING DATE: 5/9/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: JAMES R. BORIS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CONNIE K. DUCKWORTH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALAN E. GOLDBERG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM T. LYNCH, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PATRICK J. MOORE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES J. O'CONNOR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JERRY K. PEARLMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS A. REYNOLDS, III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EUGENE C. SIT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM D. SMITHBURG ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ERNST ISSUER YES FOR FOR
& YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SOLECTRON CORPORATION
TICKER: SLR CUSIP: 834182107
MEETING DATE: 1/10/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: WILLIAM A. HASLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL R. CANNON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD A. D'AMORE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: H. PAULETT EBERHART ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HEINZ FRIDRICH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM R. GRABER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR. PAUL R. LOW ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C. WESLEY M. SCOTT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CYRIL YANSOUNI ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF KPMG LLP AS ISSUER YES FOR FOR
THE REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR THE FISCAL YEAR ENDING AUGUST 31, 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SPRINT NEXTEL CORPORATION
TICKER: S CUSIP: 852061100
MEETING DATE: 5/8/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: KEITH J. BANE ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: ROBERT R. BENNETT ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: GORDON M. BETHUNE ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: FRANK M. DRENDEL ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: GARY D. FORSEE ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: JAMES H. HANCE, JR. ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: V. JANET HILL ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: IRVINE O. ISSUER YES FOR FOR
HOCKADAY, JR.
PROPOSAL #1I: ELECTION OF DIRECTOR: LINDA KOCH LORIMER ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: WILLIAM H. SWANSON ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY APPOINTMENT OF KPMG LLP AS ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
SPRINT NEXTEL FOR 2007.
PROPOSAL #03: TO APPROVE THE 2007 OMNIBUS INCENTIVE ISSUER YES FOR FOR
PLAN.
PROPOSAL #04: SHAREHOLDER PROPOSAL CONCERNING ADVISORY SHAREHOLDER YES AGAINST FOR
VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SPX CORPORATION
TICKER: SPW CUSIP: 784635104
MEETING DATE: 5/4/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: J. MICHAEL FITZPATRICK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALBERT A. KOCH ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS IN
2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SUN MICROSYSTEMS, INC.
TICKER: SUNW CUSIP: 866810104
MEETING DATE: 11/2/2006 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: SCOTT G. MCNEALY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES L. BARKSDALE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHEN M. BENNETT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT J. FINOCCHIO, JR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PATRICIA E. MITCHELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M. KENNETH OSHMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JONATHAN I. SCHWARTZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: NAOMI O. SELIGMAN ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ERNST ISSUER YES FOR FOR
& YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30,
2007.
PROPOSAL #03: APPROVAL OF SUN'S SECTION 162(M) ISSUER YES FOR FOR
EXECUTIVE OFFICER PERFORMANCE- BASED BONUS PLAN.
PROPOSAL #04: CONSIDERATION OF A STOCKHOLDER PROPOSAL, SHAREHOLDER YES AGAINST FOR
IF PROPERLY PRESENTED AT THE MEETING, REGARDING THE
LEADERSHIP DEVELOPMENT AND COMPENSATION COMMITTEE.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SUNTRUST BANKS, INC.
TICKER: STI CUSIP: 867914103
MEETING DATE: 4/17/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: ROBERT M. BEALL, II* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEFFREY C. CROWE* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. HICKS LANIER* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LARRY L. PRINCE* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANK S. ROYAL, M.D.* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PHAIL WYNN, JR.* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES M. WELLS III** ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO AMEND THE ARTICLES OF ISSUER YES FOR FOR
INCORPORATION OF THE COMPANY REGARDING THE RIGHTS AND
PREFERENCES OF PREFERRED STOCK.
PROPOSAL #03: PROPOSAL TO AMEND THE BYLAWS OF THE ISSUER YES FOR FOR
COMPANY TO PROVIDE THAT DIRECTORS BE ELECTED ANNUALLY.
PROPOSAL #04: SHAREHOLDER PROPOSAL REGARDING MAJORITY SHAREHOLDER YES AGAINST FOR
VOTING FOR THE ELECTION OF DIRECTORS.
PROPOSAL #05: PROPOSAL TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SYMANTEC CORPORATION
TICKER: SYMC CUSIP: 871503108
MEETING DATE: 9/13/2006 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: MICHAEL BROWN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM T. COLEMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID L. MAHONEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT S. MILLER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: GEORGE REYES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID ROUX ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DANIEL H. SCHULMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN W. THOMPSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: V. PAUL UNRUH ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE THE AMENDMENT AND RESTATEMENT ISSUER YES FOR FOR
OF THE 2004 EQUITY INCENTIVE PLAN, INCLUDING AN
INCREASE OF 40,000,000 IN THE NUMBER OF SHARES
RESERVED FOR ISSUANCE UNDER THE PLAN, THE MODIFICATION
OF THE SHARE POOL AVAILABLE UNDER THE PLAN TO REFLECT
A RATIO-BASED POOL, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
PROPOSAL #03: TO RATIFY THE SELECTION OF KPMG LLP AS ISSUER YES FOR FOR
SYMANTEC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2007 FISCAL YEAR.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TEXAS INSTRUMENTS INCORPORATED
TICKER: TXN CUSIP: 882508104
MEETING DATE: 4/19/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: J.R. ADAMS. ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: D.L. BOREN. ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: D.A. CARP. ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: C.S. COX. ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: T.J. ENGIBOUS. ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: D.R. GOODE. ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: P.H. PATSLEY. ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: W.R. SANDERS. ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: R.J. SIMMONS. ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: R.K. TEMPLETON. ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: C.T. WHITMAN. ISSUER YES FOR FOR
PROPOSAL #02: BOARD PROPOSAL TO RATIFY THE APPOINTMENT ISSUER YES FOR FOR
OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE ALLSTATE CORPORATION
TICKER: ALL CUSIP: 020002101
MEETING DATE: 5/15/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: F. DUANE ACKERMAN ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: JAMES G. ANDRESS ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: ROBERT D. BEYER ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: W. JAMES FARRELL ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: JACK M. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: RONALD T. LEMAY ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: EDWARD M. LIDDY ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: J. CHRISTOPHER ISSUER YES FOR FOR
REYES
PROPOSAL #1I: ELECTION OF DIRECTOR: H. JOHN RILEY, JR. ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: JOSHUA I. SMITH ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: JUDITH A. SPRIESER ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: MARY ALICE TAYLOR ISSUER YES FOR FOR
PROPOSAL #1M: ELECTION OF DIRECTOR: THOMAS J. WILSON ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS FOR 2007.
PROPOSAL #03: AMENDMENTS TO THE RESTATED CERTIFICATE ISSUER YES FOR FOR
OF INCORPORATION TO ELIMINATE THE SUPERMAJORITY VOTE
REQUIREMENTS.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE BLACK & DECKER CORPORATION
TICKER: BDK CUSIP: 091797100
MEETING DATE: 4/19/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: N.D. ARCHIBALD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: N.R. AUGUSTINE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: B.L. BOWLES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: G.W. BUCKLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.A. BURNS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: K.B. CLARK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.A. FERNANDEZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: B.H. GRISWOLD, IV ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A. LUISO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.L. RYAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.H. WILLES ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF ERNST & YOUNG LLP AS THE ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
PROPOSAL #03: STOCKHOLDER PROPOSAL. SHAREHOLDER YES AGAINST FOR
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE BOEING COMPANY
TICKER: BA CUSIP: 097023105
MEETING DATE: 4/30/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: JOHN H. BIGGS ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: JOHN E. BRYSON ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: ARTHUR D. COLLINS, ISSUER YES FOR FOR
JR.
PROPOSAL #1D: ELECTION OF DIRECTOR: LINDA Z. COOK ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: WILLIAM M. DALEY ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: KENNETH M. ISSUER YES FOR FOR
DUBERSTEIN
PROPOSAL #1G: ELECTION OF DIRECTOR: JOHN F. MCDONNELL ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: W. JAMES MCNERNEY, ISSUER YES FOR FOR
JR.
PROPOSAL #1I: ELECTION OF DIRECTOR: RICHARD D. NANULA ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: ROZANNE L. RIDGWAY ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI ISSUER YES FOR FOR
PROPOSAL #02: ADVISORY VOTE ON APPOINTMENT OF DELOITTE ISSUER YES FOR FOR
& TOUCHE LLP AS INDEPENDENT AUDITORS.
PROPOSAL #03: PREPARE A REPORT ON FOREIGN MILITARY SHAREHOLDER YES ABSTAIN AGAINST
SALES.
PROPOSAL #04: DEVELOP AND ADOPT HUMAN RIGHTS POLICIES. SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #05: PREPARE A REPORT ON CHARITABLE SHAREHOLDER YES ABSTAIN AGAINST
CONTRIBUTIONS.
PROPOSAL #06: PREPARE A REPORT ON POLITICAL SHAREHOLDER YES ABSTAIN AGAINST
CONTRIBUTIONS.
PROPOSAL #07: SEPARATE THE ROLES OF CEO AND CHAIRMAN. SHAREHOLDER YES AGAINST FOR
PROPOSAL #08: SUBJECT RIGHTS PLANS TO SHAREHOLDER VOTE. SHAREHOLDER YES AGAINST FOR
PROPOSAL #09: ADVISORY VOTE ON COMPENSATION DISCUSSION SHAREHOLDER YES AGAINST FOR
AND ANALYSIS.
PROPOSAL #10: ADOPT A POLICY ON PERFORMANCE-BASED SHAREHOLDER YES AGAINST FOR
STOCK OPTIONS.
PROPOSAL #11: RECOUP UNEARNED MANAGEMENT BONUSES. SHAREHOLDER YES AGAINST FOR
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE CLOROX COMPANY
TICKER: CLX CUSIP: 189054109
MEETING DATE: 11/15/2006 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DANIEL BOGGAN, JR. AS A DIRECTOR. ISSUER YES FOR FOR
PROPOSAL #1B: ELECT TULLY M. FRIEDMAN AS A DIRECTOR. ISSUER YES FOR FOR
PROPOSAL #1C: ELECT GEORGE J. HARAD AS A DIRECTOR. ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DONALD R. KNAUSS AS A DIRECTOR. ISSUER YES FOR FOR
PROPOSAL #1E: ELECT ROBERT W. MATSCHULLAT AS A ISSUER YES FOR FOR
DIRECTOR.
PROPOSAL #1F: ELECT GARY G. MICHAEL AS A DIRECTOR. ISSUER YES FOR FOR
PROPOSAL #1G: ELECT JAN L. MURLEY AS A DIRECTOR. ISSUER YES FOR FOR
PROPOSAL #1H: ELECT MICHAEL E. SHANNON AS A DIRECTOR. ISSUER YES FOR FOR
PROPOSAL #1I: ELECT PAMELA THOMAS-GRAHAM AS A DIRECTOR. ISSUER YES FOR FOR
PROPOSAL #1J: ELECT CAROLYN M. TICKNOR AS A DIRECTOR. ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE SELECTION OF ISSUER YES FOR FOR
ERNST & YOUNG LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, FOR THE FISCAL YEAR ENDING JUNE 30,
2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE DOW CHEMICAL COMPANY
TICKER: DOW CUSIP: 260543103
MEETING DATE: 5/10/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JACQUELINE K. BARTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES A. BELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEFF M. FETTIG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BARBARA H. FRANKLIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN B. HESS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANDREW N. LIVERIS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEOFFERY E. MERSZEI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WITHDRAWN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES M. RINGLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RUTH G. SHAW ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PAUL G. STERN ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF THE ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
PROPOSAL #03: AMENDMENT OF THE RESTATED CERTIFICATE OF ISSUER YES FOR FOR
INCORPORATION.
PROPOSAL #04: STOCKHOLDER PROPOSAL ON BHOPAL. SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #05: STOCKHOLDER PROPOSAL ON GENETICALLY SHAREHOLDER YES ABSTAIN AGAINST
ENGINEERED SEED.
PROPOSAL #06: STOCKHOLDER PROPOSAL ON ENVIRONMENTAL SHAREHOLDER YES ABSTAIN AGAINST
REMEDIATION IN THE MIDLAND AREA.
PROPOSAL #07: STOCKHOLDER PROPOSAL ON CHEMICALS WITH SHAREHOLDER YES ABSTAIN AGAINST
LINKS TO RESPIRATORY PROBLEMS.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE GOLDMAN SACHS GROUP, INC.
TICKER: GS CUSIP: 38141G104
MEETING DATE: 4/11/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: LORD BROWNE OF ISSUER YES FOR FOR
MADINGLEY
PROPOSAL #1C: ELECTION OF DIRECTOR: JOHN H. BRYAN ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: GARY D. COHN ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: CLAES DAHLBACK ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: STEPHEN FRIEDMAN ISSUER YES AGAINST AGAINST
PROPOSAL #1G: ELECTION OF DIRECTOR: WILLIAM W. GEORGE ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: RAJAT K. GUPTA ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: JAMES A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: LOIS D. JULIBER ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: EDWARD M. LIDDY ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: RUTH J. SIMMONS ISSUER YES FOR FOR
PROPOSAL #1M: ELECTION OF DIRECTOR: JON WINKELRIED ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS
FOR OUR 2007 FISCAL YEAR
PROPOSAL #03: SHAREHOLDER PROPOSAL REGARDING A SHAREHOLDER YES ABSTAIN AGAINST
CHARITABLE CONTRIBUTIONS REPORT
PROPOSAL #04: SHAREHOLDER PROPOSAL REGARDING A SHAREHOLDER YES ABSTAIN AGAINST
SUSTAINABILITY REPORT
PROPOSAL #05: SHAREHOLDER PROPOSAL REGARDING STOCK SHAREHOLDER YES AGAINST FOR
OPTIONS
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE HARTFORD FINANCIAL SVCS GROUP, I
TICKER: HIG CUSIP: 416515104
MEETING DATE: 5/16/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: RAMANI AYER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RAMON DE OLIVEIRA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: TREVOR FETTER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD J. KELLY, III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PAUL G. KIRK, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS M. MARRA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GAIL J. MCGOVERN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL G. MORRIS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT W. SELANDER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES B. STRAUSS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: H. PATRICK SWYGERT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID K. ZWIENER ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR OF THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE HOME DEPOT, INC.
TICKER: HD CUSIP: 437076102
MEETING DATE: 5/24/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: DAVID H. BATCHELDER ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: FRANCIS S. BLAKE ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: GREGORY D. ISSUER YES FOR FOR
BRENNEMAN
PROPOSAL #1D: ELECTION OF DIRECTOR: JOHN L. CLENDENIN ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: CLAUDIO X. GONZALEZ ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: MILLEDGE A. HART, ISSUER YES FOR FOR
III
PROPOSAL #1G: ELECTION OF DIRECTOR: BONNIE G. HILL ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: LABAN P. JACKSON, ISSUER YES FOR FOR
JR.
PROPOSAL #1I: ELECTION OF DIRECTOR: HELEN JOHNSON- ISSUER YES FOR FOR
LEIPOLD
PROPOSAL #1J: ELECTION OF DIRECTOR: LAWRENCE R. ISSUER YES FOR FOR
JOHNSTON
PROPOSAL #1K: ELECTION OF DIRECTOR: KENNETH G. LANGONE ISSUER YES AGAINST AGAINST
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF KPMG LLP AS ISSUER YES FOR FOR
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR ENDING FEBRUARY 3, 2008
PROPOSAL #03: SHAREHOLDER PROPOSAL REGARDING POISON SHAREHOLDER YES AGAINST FOR
PILL IMPLEMENTATION
PROPOSAL #04: SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER YES ABSTAIN AGAINST
EMPLOYMENT DIVERSITY REPORT DISCLOSURE
PROPOSAL #05: SHAREHOLDER PROPOSAL REGARDING EXECUTIVE SHAREHOLDER YES AGAINST FOR
OFFICER COMPENSATION
PROPOSAL #06: SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER YES AGAINST FOR
MANAGEMENT BONUSES
PROPOSAL #07: SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER YES AGAINST FOR
RETIREMENT BENEFITS
PROPOSAL #08: SHAREHOLDER PROPOSAL REGARDING EQUITY SHAREHOLDER YES AGAINST FOR
COMPENSATION
PROPOSAL #09: SHAREHOLDER PROPOSAL REGARDING PAY-FOR- SHAREHOLDER YES AGAINST FOR
SUPERIOR PERFORMANCE
PROPOSAL #10: SHAREHOLDER PROPOSAL REGARDING POLITICAL SHAREHOLDER YES ABSTAIN AGAINST
NONPARTISANSHIP
PROPOSAL #11: SHAREHOLDER PROPOSAL REGARDING CHAIRMAN SHAREHOLDER YES AGAINST FOR
AND CEO
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE INTERPUBLIC GROUP OF COMPANIES,
TICKER: IPG CUSIP: 460690100
MEETING DATE: 5/24/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: FRANK J. BORELLI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: REGINALD K. BRACK ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JILL M. CONSIDINE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD A. GOLDSTEIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: H. JOHN GREENIAUS ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: WILLIAM T. KERR ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: MICHAEL I. ROTH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. PHILLIP SAMPER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: DAVID M. THOMAS ISSUER YES FOR FOR
PROPOSAL #02: CONFIRM THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2007
PROPOSAL #03: STOCKHOLDER PROPOSAL ON SEPARATION OF SHAREHOLDER YES AGAINST FOR
CHAIRMAN AND CEO
PROPOSAL #04: STOCKHOLDER PROPOSAL ON SPECIAL SHAREHOLDER YES AGAINST FOR
SHAREHOLDER MEETINGS
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE KROGER CO.
TICKER: KR CUSIP: 501044101
MEETING DATE: 6/28/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: REUBEN V. ANDERSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN L. CLENDENIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID B. DILLON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID B. LEWIS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DON W. MCGEORGE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W. RODNEY MCMULLEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JORGE P. MONTOYA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CLYDE R. MOORE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SUSAN M. PHILLIPS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEVEN R. ROGEL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES A. RUNDE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RONALD L. SARGENT ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF KROGER CASH BONUS PLAN. ISSUER YES FOR FOR
PROPOSAL #03: RULES OF CONDUCT FOR SHAREHOLDER ISSUER YES AGAINST AGAINST
MEETINGS; MEETINGS OUTSIDE OF CINCINNATI.
PROPOSAL #04: APPROVAL OF PRICEWATERHOUSECOOPERS LLP, ISSUER YES FOR FOR
AS AUDITORS.
PROPOSAL #05: APPROVE SHAREHOLDER PROPOSAL, IF SHAREHOLDER YES ABSTAIN AGAINST
PROPERLY PRESENTED, TO RECOMMEND THE PREPARATION OF
CLIMATE CHANGE REPORT.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE PROCTER & GAMBLE COMPANY
TICKER: PG CUSIP: 742718109
MEETING DATE: 10/10/2006 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: NORMAN R. AUGUSTINE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A.G. LAFLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN F. SMITH, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARGARET C. WHITMAN ISSUER YES FOR FOR
PROPOSAL #02: APPROVE AMENDMENT TO THE CODE OF ISSUER YES FOR FOR
REGULATIONS TO DECREASE THE AUTHORIZED NUMBER OF
DIRECTORS ON THE BOARD
PROPOSAL #03: RATIFY APPOINTMENT OF THE INDEPENDENT ISSUER YES FOR FOR
REGISTERED PUBLIC ACCOUNTING FIRM
PROPOSAL #04: REAPPROVE AND AMEND THE MATERIAL TERMS ISSUER YES FOR FOR
OF THE PERFORMANCE CRITERIA UNDER THE PROCTER & GAMBLE
2001 STOCK AND INCENTIVE COMPENSATION PLAN
PROPOSAL #05: SHAREHOLDER PROPOSAL - AWARD NO FUTURE SHAREHOLDER YES AGAINST FOR
STOCK OPTIONS
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE TRAVELERS COMPANIES, INC.
TICKER: TRV CUSIP: 89417E109
MEETING DATE: 5/1/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: ALAN L. BELLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN H. DASBURG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JANET M. DOLAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAY S. FISHMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LAWRENCE G. GRAEV ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PATRICIA L. HIGGINS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS R. HODGSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.L. KILLINGSWORTH, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT I. LIPP ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BLYTHE J. MCGARVIE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GLEN D. NELSON, MD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LAURIE J. THOMSEN ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE SELECTION OF KPMG ISSUER YES FOR FOR
LLP AS TRAVELERS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
PROPOSAL #03: PROPOSAL TO APPROVE AN AMENDMENT TO OUR ISSUER YES FOR FOR
ARTICLES OF INCORPORATION TO REQUIRE A MAJORITY VOTE
FOR THE ELECTION OF DIRECTORS.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TIME WARNER INC.
TICKER: TWX CUSIP: 887317105
MEETING DATE: 5/18/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: JAMES L. BARKSDALE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEFFREY L. BEWKES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANK J. CAUFIELD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT C. CLARK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MATHIAS DOPFNER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JESSICA P. EINHORN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: REUBEN MARK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL A. MILES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KENNETH J. NOVACK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD D. PARSONS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANCIS T. VINCENT, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DEBORAH C. WRIGHT ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF AUDITORS. ISSUER YES FOR FOR
PROPOSAL #03: COMPANY PROPOSAL TO AMEND THE COMPANY'S ISSUER YES FOR FOR
RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE
CERTAIN SUPER-MAJORITY VOTE REQUIREMENTS.
PROPOSAL #04: STOCKHOLDER PROPOSAL REGARDING ADVISORY SHAREHOLDER YES AGAINST FOR
RESOLUTION TO RATIFY COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
PROPOSAL #05: STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER YES AGAINST FOR
SEPARATION OF ROLES OF CHAIRMAN AND CEO.
PROPOSAL #06: STOCKHOLDER PROPOSAL REGARDING SIMPLE SHAREHOLDER YES FOR AGAINST
MAJORITY VOTE.
PROPOSAL #07: STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER YES AGAINST FOR
SHAREHOLDER MEETINGS.
PROPOSAL #08: STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER YES AGAINST FOR
STOCKHOLDER RATIFICATION OF DIRECTOR COMPENSATION WHEN
A STOCKHOLDER RIGHTS PLAN HAS BEEN ADOPTED.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TOTAL S.A.
TICKER: TOT CUSIP: 89151E109
MEETING DATE: 5/11/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #O1: APPROVAL OF PARENT COMPANY FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #O2: APPROVAL OF CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #O3: ALLOCATION OF EARNINGS, DECLARATION OF ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #O4: AGREEMENTS COVERED BY ARTICLE L. 225-38 ISSUER YES FOR FOR
OF THE FRENCH COMMERCIAL CODE
PROPOSAL #O5: AUTHORIZATION FOR THE BOARD OF DIRECTORS ISSUER YES FOR FOR
TO TRADE SHARES OF THE COMPANY
PROPOSAL #O6: RENEWAL OF THE APPOINTMENT OF MR. ISSUER YES AGAINST AGAINST
THIERRY DESMAREST AS A DIRECTOR
PROPOSAL #O7: RENEWAL OF THE APPOINTMENT OF MR. ISSUER YES AGAINST AGAINST
THIERRY DE RUDDER AS A DIRECTOR
PROPOSAL #O8: RENEWAL OF THE APPOINTMENT OF MR. SERGE ISSUER YES AGAINST AGAINST
TCHURUK AS A DIRECTOR
PROPOSAL #O9: APPOINTMENT OF A DIRECTOR REPRESENTING ISSUER YES AGAINST AGAINST
EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF
THE ARTICLES OF ASSOCIATION
PROPOSAL #O10: APPOINTMENT OF A DIRECTOR REPRESENTING ISSUER YES AGAINST FOR
EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF
THE ARTICLES OF ASSOCIATION
PROPOSAL #O11: APPOINTMENT OF A DIRECTOR REPRESENTING ISSUER YES AGAINST FOR
EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF
THE ARTICLES OF ASSOCIATION
PROPOSAL #O12: DETERMINATION OF THE TOTAL AMOUNT OF ISSUER YES FOR FOR
DIRECTORS COMPENSATION
PROPOSAL #E13: DELEGATION OF AUTHORITY GRANTED TO THE ISSUER YES FOR FOR
BOARD OF DIRECTORS TO INCREASE CAPITAL BY ISSUING
COMMON SHARES OR ANY SECURITIES PROVIDING ACCESS TO
CAPITAL WHILE MAINTAINING SHAREHOLDERS PREFERENTIAL
SUBSCRIPTION RIGHTS
PROPOSAL #E14: DELEGATION OF AUTHORITY GRANTED TO THE ISSUER YES AGAINST AGAINST
BOARD OF DIRECTORS TO INCREASE CAPITAL BY ISSUING
COMMON SHARES OR ANY SECURITIES PROVIDING ACCESS TO
CAPITAL WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS
PROPOSAL #E15: DELEGATION OF AUTHORITY GRANTED TO THE ISSUER YES FOR FOR
BOARD OF DIRECTORS TO INCREASE CAPITAL UNDER THE
CONDITIONS PROVIDED FOR IN ARTICLE 443-5 OF THE FRENCH
LABOR CODE
PROPOSAL #E16: AUTHORIZATION TO GRANT SUBSCRIPTION OR ISSUER YES FOR FOR
PURCHASE OPTIONS FOR THE COMPANY'S STOCK TO CERTAIN
EMPLOYEES OF THE GROUP AS WELL AS TO THE MANAGEMENT OF
THE COMPANY OR OF OTHER GROUP COMPANIES
PROPOSAL #E17: AUTHORIZATION TO BE GRANTED TO THE ISSUER YES FOR FOR
BOARD OF DIRECTORS TO REDUCE CAPITAL BY CANCELING
SHARES
PROPOSAL #E18: AMENDMENT OF ARTICLE 13, PARAGRAPH 2, ISSUER YES FOR FOR
OF THE COMPANY'S ARTICLES OF ASSOCIATION WITH REGARD
TO THE METHODS THAT MAY BE USED TO PARTICIPATE IN
BOARD OF DIRECTORS MEETINGS
PROPOSAL #E19: AMENDMENT OF ARTICLE 17-2 OF THE ISSUER YES FOR FOR
COMPANY'S ARTICLES OF ASSOCIATION TO TAKE INTO ACCOUNT
NEW RULES FROM THE DECREE OF DECEMBER 11, 2006
RELATING TO THE COMPANY'S BOOK-BASED SYSTEM FOR
RECORDING SHARES FOR SHAREHOLDERS WISHING TO
PARTICIPATE IN ANY FORM WHATSOEVER IN A GENERAL
MEETING OF THE COMPANY
PROPOSAL #E20: AMENDMENT OF ARTICLE 17-2 OF THE ISSUER YES FOR FOR
COMPANY'S ARTICLES OF ASSOCIATION TO TAKE INTO ACCOUNT
RULES RELATING TO ELECTRONIC SIGNATURES IN THE EVENT
OF A VOTE CAST VIA TELECOMMUNICATION
PROPOSAL #A: NEW PROCEDURE TO NOMINATE THE EMPLOYEE- ISSUER YES FOR N/A
SHAREHOLDER DIRECTOR
PROPOSAL #B: AUTHORIZATION TO GRANT RESTRICTED SHARES ISSUER YES FOR N/A
OF THE COMPANY TO GROUP EMPLOYEES
PROPOSAL #C: AMENDMENT OF ARTICLE 18, PARAGRAPH 7 OF ISSUER YES FOR N/A
THE COMPANY'S ARTICLES OF ASSOCIATION IN VIEW OF
DELETING THE STATUTORY CLAUSE LIMITING VOTING RIGHTS
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TRW AUTOMOTIVE HOLDINGS CORP.
TICKER: TRW CUSIP: 87264S106
MEETING DATE: 5/14/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: JOHN C. PLANT ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: NEIL P. SIMPKINS ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JODY G. MILLER ISSUER YES FOR FOR
PROPOSAL #02: THE RATIFICATION OF ERNST & YOUNG LLP AS ISSUER YES FOR FOR
INDEPENDENT PUBLIC ACCOUNTANTS TO AUDIT THE
CONSOLIDATED FINANCIAL STATEMENTS OF TRW AUTOMOTIVE
HOLDINGS CORP. FOR 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TYCO INTERNATIONAL LTD.
TICKER: TYC CUSIP: 902124106
MEETING DATE: 3/8/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: DENNIS C. BLAIR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD D. BREEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRIAN DUPERREAULT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRUCE S. GORDON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RAJIV L. GUPTA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN A. KROL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: H. CARL MCCALL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRENDAN R. O'NEILL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM S. STAVROPOULOS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SANDRA S. WIJNBERG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEROME B. YORK ISSUER YES FOR FOR
PROPOSAL #02: RE-APPOINTMENT OF DELOITTE & TOUCHE LLP ISSUER YES FOR FOR
AS TYCO'S INDEPENDENT AUDITORS AND AUTHORIZATION FOR
THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET
THE AUDITORS REMUNERATION.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TYCO INTERNATIONAL LTD.
TICKER: TYC CUSIP: 902124106
MEETING DATE: 3/8/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: APPROVAL OF REVERSE STOCK SPLIT OF THE ISSUER YES FOR FOR
COMPANY'S COMMON SHARES AT A SPLIT RATIO OF 1 FOR 4.
PROPOSAL #1B: APPROVAL OF CONSEQUENTIAL AMENDMENT TO ISSUER YES FOR FOR
THE COMPANY'S AMENDED AND RESTATED BYE-LAWS.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UAL CORPORATION
TICKER: UAUA CUSIP: 902549807
MEETING DATE: 5/10/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: RICHARD J. ALMEIDA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARY K. BUSH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W. JAMES FARRELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WALTER ISAACSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT D. KREBS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT S. MILLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES J. O'CONNOR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GLENN F. TILTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID J. VITALE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN H. WALKER ISSUER YES FOR FOR
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UBS AG
TICKER: UBS CUSIP: H89231338
MEETING DATE: 4/18/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: ANNUAL REPORT, GROUP AND PARENT COMPANY ISSUER YES FOR FOR
ACCOUNTS FOR FINANCIAL YEAR 2006, REPORTS OF THE GROUP
AND STATUTORY AUDITORS
PROPOSAL #02: APPROPRIATION OF RETAINED EARNINGS ISSUER YES FOR FOR
DIVIDEND FOR FINANCIAL YEAR 2006
PROPOSAL #03: DISCHARGE OF THE MEMBERS OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS AND THE GROUP EXECUTIVE BOARD
PROPOSAL #4A1: RE-ELECTION OF BOARD MEMBER: STEPHAN ISSUER YES FOR FOR
HAERINGER
PROPOSAL #4A2: RE-ELECTION OF BOARD MEMBER: HELMUT ISSUER YES FOR FOR
PANKE
PROPOSAL #4A3: RE-ELECTION OF BOARD MEMBER: PETER ISSUER YES FOR FOR
SPUHLER
PROPOSAL #4B1: ELECTION OF NEW BOARD MEMBER: SERGIO ISSUER YES FOR FOR
MARCHIONNE
PROPOSAL #4C: ELECTION OF THE GROUP AND STATUTORY ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5A: CAPITAL REDUCTION: CANCELLATION OF ISSUER YES FOR FOR
SHARES REPURCHASED UNDER THE 2006/2007 SHARE BUYBACK
PROGRAM AND RESPECTIVE AMENDMENT OF ARTICLE 4 PARA 1
OF THE ARTICLES OF ASSOCIATION
PROPOSAL #5B: CAPITAL REDUCTION: APPROVAL OF A NEW ISSUER YES FOR FOR
SHARE BUYBACK PROGRAM FOR 2007-2010
PROPOSAL #06: IN CASE OF AD-HOC SHAREHOLDERS MOTIONS ISSUER YES AGAINST AGAINST
DURING THE ANNUAL GENERAL MEETING, I/WE AUTHORIZE
MY/OUR PROXY TO ACT IN ACCORDANCE WITH THE BOARD OF
DIRECTORS
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UNILEVER N.V.
TICKER: UN CUSIP: 904784709
MEETING DATE: 5/15/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #02: ADOPTION OF THE ANNUAL ACCOUNTS AND ISSUER YES FOR FOR
APPROPRIATION OF THE PROFIT FOR THE 2006 FINANCIAL
YEAR.
PROPOSAL #04: DISCHARGE OF THE EXECUTIVE DIRECTORS. ISSUER YES FOR FOR
PROPOSAL #05: DISCHARGE OF THE NON-EXECUTIVE DIRECTORS. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PJ CESCAU* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CJ VAN DER GRAAF* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RD KUGLER* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THE LORD BRITTAN** ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PROFESSOR W DIK** ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CE GOLDEN** ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR BE GROTE** ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LORD SIMON** ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J-C SPINETTA** ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KJ STORM** ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J VAN DER VEER** ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PROF. G. BERGER** ISSUER YES FOR FOR
ELECTION OF DIRECTOR: N MURTHY** ISSUER YES FOR FOR
ELECTION OF DIRECTOR: H NYASULU** ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M TRESCHOW** ISSUER YES FOR FOR
PROPOSAL #08: REMUNERATION OF EXECUTIVE DIRECTORS. ISSUER YES FOR FOR
PROPOSAL #09: REMUNERATION OF NON-EXECUTIVE DIRECTORS. ISSUER YES FOR FOR
PROPOSAL #10: ALTERATION TO THE ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION.
PROPOSAL #11: APPOINTMENT OF AUDITORS CHARGED WITH THE ISSUER YES FOR FOR
AUDITING OF THE ANNUAL ACCOUNTS FOR THE 2007
FINANCIAL YEAR.
PROPOSAL #12: DESIGNATION OF THE BOARD OF DIRECTORS AS ISSUER YES FOR FOR
THE COMPANY BODY AUTHORIZED IN RESPECT OF THE ISSUE
OF SHARES IN THE COMPANY.
PROPOSAL #13: AUTHORIZATION OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
TO PURCHASE SHARES IN THE COMPANY AND DEPOSITARY
RECEIPTS THEREFOR.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UNILEVER NV
TICKER: N/A CUSIP: N/A
MEETING DATE: 10/2/2006 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.: OPENING AND ANNOUNCEMENTS ISSUER NO N/A N/A
PROPOSAL #2.: RECEIVE THE REPORT BY ISSUER NO N/A N/A
ADMINISTRATIEKANTOOR; THE FY HAS BEEN AMENDED ON 24
APR 2006, THE FY IS NOW FROM 01 JUL TILL 30 JUN AND
THE TREATED REPORT BY ADMINISTRATIEKANTOOR IS ABOUT
THAT SHORT FY AND THE REPORT ALSO CONTAINS THE ANNUAL
ACCOUNTS AS OF 30 JUN 2006 AND OTHER SUBJECTS DURING
THE MEETING THE REPORT ON THAT PERIOD WILL BE TREATED
PROPOSAL #3.: CLOSING ISSUER NO N/A N/A
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UNILEVER NV
TICKER: N/A CUSIP: N/A
MEETING DATE: 5/15/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.: CONSIDERATION OF THE ANNUAL REPORT FOR ISSUER NO N/A N/A
THE 2006 FY SUBMITTED BY THE BOARD OF DIRECTORS AND
THE REPORT OF THE REMUNERATION COMMITTEE.
PROPOSAL #2.: ADOPTION OF THE ANNUAL ACCOUNTS AND ISSUER NO N/A N/A
APPROPRIATION OF THE PROFIT FOR THE 2006 FY: A) THE
POLICY OF THE COMPANY ON ADDITIONS TO RESERVES AND
DIVIDENDS; B) IT IS PROPOSED THAT: I) THE ANNUAL
ACCOUNTS FOR THE 2006 FY DRAWN UP BY THE BOARD OF
DIRECTORS BE ADOPTED; II) THE PROFIT FOR THE 2006 FY
BE APPROPRIATED FOR ADDITION TO THE BALANCE-SHEET ITEM
PROFIT RETAINED : EUR 255,797,426; III) THE
REMAINING PROFIT FOR THE 2006 FY BE DISTRIBUTED TO
SHAREHOLDERS AS FOLLOWS: FOR DIVIDENDS ON THE
PREFERENCE SHARES: EUR 6 671 704; FOR DIVIDENDS ON THE
ORDINARY SHARES: EUR 1 591 471 623 ?INCLUDING AN
AMOUNT OF EUR 431 091 321 PAID AS A ONE-OFF DIVIDEND
IN DEC 2006.
PROPOSAL #3.: CORPORATE GOVERNANCE. ISSUER NO N/A N/A
PROPOSAL #4.: DISCHARGE OF THE EXECUTIVE DIRECTORS: IT ISSUER NO N/A N/A
IS PROPOSED THAT THE EXECUTIVE DIRECTORS IN OFFICE
DURING THE 2006 FY BE DISCHARGED FOR THE FULFILMENT OF
THEIR TASK DURING THE 2006 FY.
PROPOSAL #5.: DISCHARGE OF THE NON-EXECUTIVE ISSUER NO N/A N/A
DIRECTORS: IT IS PROPOSED THAT THE NON-EXECUTIVE
DIRECTORS IN OFFICE DURING THE 2006 FY BE DISCHARGED
FOR THE FULFILMENT OF THEIR TASK DURING THE 2006 FY.
PROPOSAL #6.A: APPOINTMENT OF MR. P.J. CESCAU AS AN ISSUER NO N/A N/A
EXECUTIVE DIRECTOR AS SPECIFIED.
PROPOSAL #6.B: APPOINTMENT OF MR. C.J. VAN DER GRAAF ISSUER NO N/A N/A
AS AN EXECUTIVE AS SPECIFIED.
PROPOSAL #6.C: APPOINTMENT OF MR. R.D. KUGLER AS AN ISSUER NO N/A N/A
EXECUTIVE DIRECTOR AS SPECIFIED.
PROPOSAL #7.A: APPOINTMENT OF THE RT. HON. THE LORD ISSUER NO N/A N/A
BRITTAN OF SPENNITHORNE QC, DL AS A NON-EXECUTIVE
DIRECTOR AS SPECIFIED.
PROPOSAL #7.B: APPOINTMENT OF PROFESSOR W. DIK AS A ISSUER NO N/A N/A
NON-EXECUTIVE DIRECTOR AS SPECIFIED.
PROPOSAL #7.C: APPOINTMENT OF MR. C.E. GOLDEN AS A ISSUER NO N/A N/A
NON-EXECUTIVE DIRECTOR AS SPECIFIED.
PROPOSAL #7.D: APPOINTMENT OF DR. B.E. GROTE AS A NON- ISSUER NO N/A N/A
EXECUTIVE DIRECTOR AS SPECIFIED.
PROPOSAL #7.E: APPOINTMENT OF THE LORD SIMON OF ISSUER NO N/A N/A
HIGHBURY CBE AS A NON-EXECUTIVE DIRECTOR AS SPECIFIED.
PROPOSAL #7.F: APPOINTMENT OF MR. J-C SPINETTA AS A ISSUER NO N/A N/A
NON-EXECUTIVE DIRECTOR AS SPECIFIED.
PROPOSAL #7.G: APPOINTMENT OF MR. K.J. STORM AS A NON- ISSUER NO N/A N/A
EXECUTIVE DIRECTOR AS SPECIFIED.
PROPOSAL #7.H: APPOINTMENT OF MR. J. VAN DER VEER AS A ISSUER NO N/A N/A
NON-EXECUTIVE DIRECTOR AS SPECIFIED.
PROPOSAL #7.I: APPOINT PROFESSOR G. BERGER AS THE NON- ISSUER NO N/A N/A
EXECUTIVE DIRECTOR AS SPECIFIED.
PROPOSAL #7.J: APPOINT MR. N. MURTHY AS THE NON- ISSUER NO N/A N/A
EXECUTIVE DIRECTOR AS SPECIFIED.
PROPOSAL #7.K: APPOINT MS. H. NYASULU AS THE NON- ISSUER NO N/A N/A
EXECUTIVE DIRECTOR AS SPECIFIED.
PROPOSAL #7.L: APPOINT MR. M. TRESCHOW AS THE NON- ISSUER NO N/A N/A
EXECUTIVE DIRECTOR AS SPECIFIED.
PROPOSAL #8.: REMUNERATION OF EXECUTIVE DIRECTORS: THE ISSUER NO N/A N/A
UNILEVER GLOBAL SHARE INCENTIVE PLAN2007 FOLLOWING A
REVIEW BY THE REMUNERATION COMMITTEE OF THE
REMUNERATION ARRANGEMENTS WHICH APPLY TO EXECUTIVE
DIRECTORS AND OTHER INTERNATIONAL EXECUTIVES OF THE
GROUP, THE COMMITTEE HAS DECIDED TO GROUP FUTURE LONG
TERM INCENTIVE ARRANGEMENTS ?GLOBAL PERFORMANCE SHARE
PLAN AND TSR-LTIP? BE COMBINED UNDER THE NEW UNILEVER
GLOBAL SHARE INCENTIVE PLAN 2007 ?THE PLAN?; BY 2008,
THE PLAN WILL REPLACE THE EXISTING TSR-BASED LONG TERM
INCENTIVE PLAN AND THE GLOBAL PERFORMANCE SHARE PLAN
2005 FOR ALL PARTICIPANTS; THIS WILL GREATLY SIMPLIFY
LONG TERM INCENTIVE ARRANGEMENTS AND PROVIDE THE
REQUIRED FLEXIBILITY IN TODAY'S GLOBAL MARKET FOR
STRUCTURING AWARDS; THE PRINCIPAL FEATURES OF THE PLAN
ARE AS SPECIFIED; UNDER THE FIRST OPERATION OF THE
PLAN IN 2007, AWARDS WILL BE MADE, CONSISTING OF
CONDITIONAL RIGHTS TO RECEIVE EITHER UNILEVER N.V. OR
UNILEVER PLC SHARES ?OR THE EQUIVALENT AMOUNT IN
CASH?, AT THE END OF A 3-YEAR PERFORMANCE PERIOD;
THERE WILL BE 2 INTERNALLY FOCUSED PERFORMANCE
MEASURES: UNDERLYING SALES GROWTH AND UNGEARED CASH
FLOW AND ONE EXTERNAL PERFORMANCE MEASURE: RELATIVE
TSR; A PROPORTION OF THE AWARD WILL BE TESTED AGAINST
EACH MEASURE; IT IS PROPOSED: I) THAT THE PLAN BE
APPROVED AND THE BOARD OF DIRECTORS BE AUTHORIZED TO
DO ALL ACTS AND THINGS NECESSARY AND EXPEDIENT TO
ADOPT AND OPERATE THE PLAN, INCLUDING MAKING SUCH
MODIFICATION AS THE BOARD OF DIRECTORS CONSIDERS
APPROPRIATE TO TAKE ACCOUNT OF REGULATORY REQUIREMENTS
AND BEST PRACTICE; II) THAT THE BOARD OF DIRECTORS BE
AUTHORIZED TO ESTABLISH SUCH FURTHER PLANS SIMILAR TO
AND BASED ON THE PLAN FOR EMPLOYEES IN PARTICULAR
COUNTRIES, SUBJECT TO SUCH MODIFICATIONS AS MAY BE
NECESSARY OR DESIRABLE TO TAKE ACCOUNT OF LOCAL
SECURITIES LAWS, EXCHANGE CONTROL OR TAX LEGISLATION;
ANNUAL BONUS: IT IS ALSO PROPOSED THAT FROM 2007
ONWARDS THE BONUS OPPORTUNITY FOR THE GROUP CHIEF
EXECUTIVE BE SET AT A MAXIMUM OF 200% OF BASE SALARY
AND FOR THE OTHER EXECUTIVE DIRECTORS BE SET AT A
MAXIMUM OF 150% OF BASE SALARY.
PROPOSAL #9.: REMUNERATION OF NON-EXECUTIVE DIRECTORS: ISSUER NO N/A N/A
LAST YEAR THE UNILEVER N.V. AGM RESOLVED, PURSUANT TO
ARTICLE 19, PARAGRAPH 8, OF THE ARTICLES OF
ASSOCIATION, TO SET THE MAXIMUM AGGREGATE REMUNERATION
FOR ALL NON-EXECUTIVE DIRECTORS IN A FY AT EUR 2 000
000; HOWEVER, TAKING INTO ACCOUNT FEES PAYABLE TO THE
ADDITIONAL NON-EXECUTIVE DIRECTORS AND TO THE NEW
CHAIRMAN, IT IS PROPOSED TO RAISE THE LIMIT FOR NON-
EXECUTIVE DIRECTORS FEES; WITH THE EXCEPTION OF THE
INCREASE IN THE CHAIRMAN'S FEE TO REFLECT CURRENT
MARKET PRACTICE, IT IS NOT INTENDED TO INCREASE THE
ACTUAL LEVEL OF THE FEES PAYABLE TO THE OTHER NON-
EXECUTIVE DIRECTORS; IT IS PROPOSED THAT THE GENERAL
MEETING OF SHAREHOLDERS DETERMINES THAT THE MAXIMUM
AGGREGATE AMOUNT FOR ALL NON-EXECUTIVE DIRECTORS FEES
IN A FY BE INCREASED TO EUR 3 000 000 TO ENABLE
UNILEVER N.V. TO PAY ALL OF THE NON-EXECUTIVE
DIRECTORS FEES IF THIS IS AT ANY TIME DEEMED TO BE IN
THE BEST INTERESTS OF THE UNILEVER GROUP; HOWEVER,
UNDER THE CURRENT ARRANGEMENTS, IT IS THE INTENTION
THAT HALF OF THE NON-EXECUTIVE DIRECTORS FEES WILL BE
PAID BY UNILEVER N.V. ?AS SPECIFIED? AND HALF BY
UNILEVER PLC ?AS SPECIFIED?; UNILEVER PLC PROPOSES TO
ITS GENERAL MEETING OF SHAREHOLDERS TO INCREASE THE
AGGREGATE MAXIMUM AMOUNT FOR THE REMUNERATION OF ALL
NON-EXECUTIVE DIRECTORS TO 2 000 000; FOR YOUR
INFORMATION, THE BOARD PLANS TO PAY ANNUAL FEES TO THE
NON-EXECUTIVE DIRECTORS AS SPECIFIED; AN ADDITIONAL
ALLOWANCE OF 5 000 PER MEETING WILL BE PAID TO NON-
EXECUTIVE DIRECTORS WHO HAVE TO TRAVEL TO MEETINGS
FROM OUTSIDE EUROPE; THE REMUNERATION COMMITTEE, ON
ADVICE FROM TOWERS PERRIN, BELIEVES THAT THE FEES
MENTIONED ABOVE ARE FAIR IN THE LIGHT OF THE
RESPONSIBILITIES CURRENTLY CARRIED OUT BY NON-
EXECUTIVE DIRECTORS AND ALSO IN VIEW OF THE NEED TO
ATTRACT AND RETAIN NON-EXECUTIVE DIRECTORS OF THE
APPROPRIATE CALIBRE AND STANDING; FURTHERMORE, MEMBERS
OF THE REMUNERATION COMMITTEE WILL MAKE THEMSELVES
ACCOUNTABLE FOR THEIR ACTIONS BY SUBMITTING THEMSELVES
TO YOU FOR RE-APPOINTMENT EACH YEAR.
PROPOSAL #10.: ALTERATIONS TO THE ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION: ON 01 JAN 2007 THE ACT ON ELECTRONIC
MEANS OF COMMUNICATION ?WET ELEKTRONISCHE
COMMUNICATIEMIDDELEN? CAME INTO EFFECT; PURSUANT TO
THIS ACT, THE ARTICLES OF ASSOCIATION OF A DUTCH
COMPANY MAY ALLOW SHAREHOLDERS TO MAKE USE OF
ELECTRONIC MEANS OF COMMUNICATION TO MONITOR THE
PROCEEDINGS AT A GENERAL MEETING OF SHAREHOLDERS AND
TO PARTICIPATE IN THE VOTING AT A GENERAL MEETING
WITHOUT BEING PHYSICALLY PRESENT; UNDER THESE PROPOSED
ALTERATIONS THE BOARD OF DIRECTORS WILL BE AUTHORIZED
TO DECIDE UPON THE USE OF THESE ELECTRONIC MEANS OF
COMMUNICATION; THE PROPOSED ALTERATIONS ARE MAINLY
INTENDED TO IMPLEMENT CERTAIN PROVISIONS MADE
AVAILABLE BY THIS NEW ACT IN THE ARTICLES OF
ASSOCIATION; CERTAIN CHANGES ARE PROPOSED WITH RESPECT
TO SHARE CERTIFICATES FOR REGISTERED SHARES; IN 2006
THE BEARER SHARES WERE DEMATERIALIZED , I.E. ALL
SHARES TRADED ON THE AMSTERDAM STOCK EXCHANGE WERE
CONVERTED INTO REGISTERED SHARES; IN THE NETHERLANDS
THIS IS THE MOST MODERN FORM FOR LISTED SHARES; THE
PROVISIONS IN THE ARTICLES OF ASSOCIATION FOR ?OTHER?
REGISTERED SHARES ARE OUTDATED AND SHOULD BE
MODERNIZED, TAKING INTO ACCOUNT THE FACT THAT SHARE
CERTIFICATES SHOULD ONLY BE ISSUED FOR THE NEW YORK
REGISTRY SHARES; IT IS PROPOSED BY THE BOARD OF
DIRECTORS THAT: I) THE ARTICLES OF ASSOCIATION OF THE
COMPANY BE ALTERED IN AGREEMENT WITH THE DRAFT
PREPARED BY DE BRAUW BLACKSTONE WESTBROEK N.V., DATED
28 MAR 2007; II) IN CONNECTION WITH THIS ALTERATION OF
THE ARTICLES OF ASSOCIATION, ANY AND ALL DIRECTORS OF
THE COMPANY, THE COMPANY SECRETARIES AND DEPUTY
SECRETARIES AND ANY AND ALL LAWYERS PRACTISING WITH DE
BRAUW BLACKSTONE WESTBROEK N.V. BE AUTHORIZED TO
APPLY FOR THE REQUIRED MINISTERIAL DECLARATION OF NO-
OBJECTION AND TO EXECUTE THE NOTARIAL DEED OF
ALTERATION OF THE ARTICLES OF ASSOCIATION.
PROPOSAL #11.: APPOINTMENT OF AUDITORS CHARGED WITH ISSUER NO N/A N/A
THE AUDITING OF THE ANNUAL ACCOUNTS FOR THE 2007 FY:
PURSUANT TO ARTICLE 34, PARAGRAPH 3, OF THE ARTICLES
OF ASSOCIATION, AUDITORS CHARGED WITH THE AUDITING OF
THE ANNUAL ACCOUNTS FOR THE CURRENT FY ARE TO BE
APPOINTED EACH YEAR; IT IS PROPOSED THAT
PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V., ROTTERDAM, BE
APPOINTED TO AUDIT THE ANNUAL ACCOUNTS FOR THE 2007
FY; THIS CORPORATE BODY INCLUDES EXPERTS AS REFERRED
TO IN ARTICLE 393 OF BOOK 2 OF THE NETHERLANDS CIVIL
CODE.
PROPOSAL #12.: DESIGNATION OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
AS THE COMPANY BODY AUTHORIZED IN RESPECT OF THE ISSUE
OF SHARES IN THE COMPANY: IT IS PROPOSED THAT THE
BOARD OF DIRECTORS BE DESIGNATED, IN ACCORDANCE WITH
ARTICLES 96 AND 96A OF BOOK 2 OF THE NETHERLANDS CIVIL
CODE, AS THE CORPORATE BODY WHICH IS AUTHORIZED UNTIL
15 NOV 2008 TO RESOLVE ON THE ISSUE OF- OR ON THE
GRANTING OF RIGHTS TO SUBSCRIBE FOR-SHARES NOT YET
ISSUED AND TO RESTRICT OR EXCLUDE THE STATUTORY PRE-
EMPTION RIGHTS THAT ACCRUE TO SHAREHOLDERS UPON ISSUE
OF SHARES, ON THE UNDERSTANDING THAT THIS AUTHORITY IS
LIMITED TO 10% OF THE ISSUED SHARE CAPITAL OF THE
COMPANY, PLUS AN ADDITIONAL 10% OF THE ISSUED SHARE
CAPITAL OF THE COMPANY IN CONNECTION WITH OR ON THE
OCCASION OF MERGERS AND ACQUISITIONS.
PROPOSAL #13.: AUTHORIZATION OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
TO PURCHASE SHARES IN THE COMPANY ANDDEPOSITARY
RECEIPTS THEREFORE: IT IS PROPOSED THAT THE BOARD OF
DIRECTORS BE AUTHORIZED, IN ACCORDANCE WITH ARTICLE 98
OF BOOK 2 OF THE NETHERLANDS CIVIL CODE, UNTIL 15 NOV
2008 TO CAUSE THE COMPANY TO BUY IN ITS OWN SHARES
AND DEPOSITARY RECEIPTS THEREFOR, WITHIN THE LIMITS
SET BY LAW ?10% OF THE ISSUED SHARE CAPITAL?, EITHER
THROUGH PURCHASE ON A STOCK EXCHANGE OR OTHERWISE, AT
A PRICE, EXCLUDING EXPENSES, NOT LOWER THAN THE
NOMINAL VALUE OF THE SHARES AND NOT HIGHER THAN 10%
ABOVE THE AVERAGE OF THE CLOSING PRICE OF THE SHARES
ON EUROLIST BY EURONEXT AMSTERDAM FOR THE 5 BUSINESS
DAYS BEFORE THE DAY ON WHICH THE PURCHASE IS MADE.
PROPOSAL #14.: QUESTIONS. ISSUER NO N/A N/A
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UNISYS CORPORATION
TICKER: UIS CUSIP: 909214108
MEETING DATE: 4/26/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: HENRY C. DUQUES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CLAYTON M. JONES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THEODORE E. MARTIN ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE SELECTION OF ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
PROPOSAL #03: APPROVE THE UNISYS CORPORATION 2007 ISSUER YES FOR FOR
LONG-TERM INCENTIVE AND EQUITY COMPENSATION PLAN
PROPOSAL #04: STOCKHOLDER PROPOSAL (POLITICAL SHAREHOLDER YES ABSTAIN AGAINST
CONTRIBUTIONS)
PROPOSAL #05: STOCKHOLDER PROPOSAL (SUSTAINABILITY SHAREHOLDER YES ABSTAIN AGAINST
REPORT)
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: US AIRWAYS GROUP, INC.
TICKER: LCC CUSIP: 90341W108
MEETING DATE: 5/15/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: DENISE M. O'LEARY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEORGE M. PHILIP ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. STEVEN WHISLER ISSUER YES FOR FOR
PROPOSAL #02: RATIFY THE APPOINTMENT OF KPMG LLP TO ISSUER YES FOR FOR
SERVE AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
PROPOSAL #03: STOCKHOLDER PROPOSAL RELATING TO SHAREHOLDER YES ABSTAIN AGAINST
DISCLOSURE OF POLITICAL CONTRIBUTIONS.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VERIZON COMMUNICATIONS INC.
TICKER: VZ CUSIP: 92343V104
MEETING DATE: 5/3/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: JAMES R. BARKER ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: RICHARD L. CARRION ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: M. FRANCES KEETH ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: ROBERT W. LANE ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: SANDRA O. MOOSE ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: JOSEPH NEUBAUER ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: DONALD T. ISSUER YES FOR FOR
NICOLAISEN
PROPOSAL #1H: ELECTION OF DIRECTOR: THOMAS H. O BRIEN ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: CLARENCE OTIS, JR. ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: HUGH B. PRICE ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: IVAN G. SEIDENBERG ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: WALTER V. SHIPLEY ISSUER YES FOR FOR
PROPOSAL #1M: ELECTION OF DIRECTOR: JOHN W. SNOW ISSUER YES FOR FOR
PROPOSAL #1N: ELECTION OF DIRECTOR: JOHN R. STAFFORD ISSUER YES FOR FOR
PROPOSAL #1O: ELECTION OF DIRECTOR: ROBERT D. STOREY ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
PROPOSAL #03: ELIMINATE STOCK OPTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #04: SHAREHOLDER APPROVAL OF FUTURE SEVERANCE SHAREHOLDER YES AGAINST FOR
AGREEMENTS
PROPOSAL #05: COMPENSATION CONSULTANT DISCLOSURE SHAREHOLDER YES AGAINST FOR
PROPOSAL #06: ADVISORY VOTE ON EXECUTIVE COMPENSATION SHAREHOLDER YES AGAINST FOR
PROPOSAL #07: LIMIT SERVICE ON OUTSIDE BOARDS SHAREHOLDER YES AGAINST FOR
PROPOSAL #08: SHAREHOLDER APPROVAL OF FUTURE POISON SHAREHOLDER YES AGAINST FOR
PILL
PROPOSAL #09: REPORT ON CHARITABLE CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VIRGIN MEDIA INC
TICKER: VMED CUSIP: 92769L101
MEETING DATE: 5/16/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: JEFFREY D. BENJAMIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID ELSTEIN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: GORDON MCCALLUM ISSUER YES FOR FOR
PROPOSAL #02: RATIFY THE APPOINTMENT OF ERNST & YOUNG ISSUER YES FOR FOR
LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2007.
PROPOSAL #03: APPROVAL OF THE VIRGIN MEDIA 2007 ISSUER YES AGAINST AGAINST
SHARESAVE PLAN.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WACHOVIA CORPORATION
TICKER: WB CUSIP: 929903102
MEETING DATE: 8/31/2006 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: TO APPROVE THE ISSUANCE OF SHARES OF ISSUER YES FOR FOR
WACHOVIA COMMON STOCK AS CONSIDERATION IN THE PROPOSED
MERGER OF GOLDEN WEST FINANCIAL CORPORATION WITH AND
INTO A WHOLLY-OWNED SUBSIDIARY OF WACHOVIA, PURSUANT
TO AN AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 7,
2006, BY AND AMONG WACHOVIA, GOLDEN WEST, AND SUCH
WHOLLY-OWNED SUBSIDIARY OF WACHOVIA.
PROPOSAL #02: TO APPROVE THE AMENDED AND RESTATED ISSUER YES FOR FOR
WACHOVIA CORPORATION 2003 STOCK INCENTIVE PLAN.
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ISSUER: WACHOVIA CORPORATION
TICKER: WB CUSIP: 929903102
MEETING DATE: 4/17/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: ERNEST S. RADY*** ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JERRY GITT** ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN T. CASTEEN, III* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARYELLEN C. HERRINGER* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOSEPH NEUBAUER* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: TIMOTHY D. PROCTOR* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: VAN L. RICHEY* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DONA DAVIS YOUNG* ISSUER YES FOR FOR
PROPOSAL #02: A WACHOVIA PROPOSAL TO AMEND WACHOVIA'S ISSUER YES FOR FOR
ARTICLES OF INCORPORATION TO ELIMINATE THE PROVISIONS
CLASSIFYING THE TERMS OF ITS BOARD OF DIRECTORS.
PROPOSAL #03: A WACHOVIA PROPOSAL TO AMEND WACHOVIA'S ISSUER YES FOR FOR
ARTICLES OF INCORPORATION TO PROVIDE FOR MAJORITY
VOTING IN UNCONTESTED DIRECTOR ELECTIONS.
PROPOSAL #04: A WACHOVIA PROPOSAL TO RATIFY THE ISSUER YES FOR FOR
APPOINTMENT OF KPMG LLP AS AUDITORS FOR THE YEAR 2007.
PROPOSAL #05: A STOCKHOLDER PROPOSAL REGARDING NON- SHAREHOLDER YES AGAINST FOR
BINDING STOCKHOLDER VOTE RATIFYING EXECUTIVE
COMPENSATION.
PROPOSAL #06: A STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER YES AGAINST FOR
QUALIFICATIONS OF DIRECTOR NOMINEES.
PROPOSAL #07: A STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER YES ABSTAIN AGAINST
REPORTING POLITICAL CONTRIBUTIONS.
PROPOSAL #08: A STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER YES AGAINST FOR
SEPARATING THE OFFICES OF CHAIRMAN AND CHIEF EXECUTIVE
OFFICER.
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ISSUER: WELLS FARGO & COMPANY
TICKER: WFC CUSIP: 949746101
MEETING DATE: 4/24/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: JOHN S. CHEN. ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: LLOYD H. DEAN. ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: SUSAN E. ENGEL. ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, ISSUER YES FOR FOR
JR.
PROPOSAL #1E: ELECTION OF DIRECTOR: ROBERT L. JOSS. ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: RICHARD M. ISSUER YES FOR FOR
KOVACEVICH.
PROPOSAL #1G: ELECTION OF DIRECTOR: RICHARD D. ISSUER YES FOR FOR
MCCORMICK.
PROPOSAL #1H: ELECTION OF DIRECTOR: CYNTHIA H. ISSUER YES AGAINST AGAINST
MILLIGAN.
PROPOSAL #1I: ELECTION OF DIRECTOR: NICHOLAS G. MOORE. ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: PHILIP J. QUIGLEY. ISSUER YES AGAINST AGAINST
PROPOSAL #1K: ELECTION OF DIRECTOR: DONALD B. RICE. ISSUER YES AGAINST AGAINST
PROPOSAL #1L: ELECTION OF DIRECTOR: JUDITH M. RUNSTAD. ISSUER YES FOR FOR
PROPOSAL #1M: ELECTION OF DIRECTOR: STEPHEN W. SANGER. ISSUER YES FOR FOR
PROPOSAL #1N: ELECTION OF DIRECTOR: SUSAN G. SWENSON. ISSUER YES FOR FOR
PROPOSAL #1O: ELECTION OF DIRECTOR: JOHN G. STUMPF. ISSUER YES FOR FOR
PROPOSAL #1P: ELECTION OF DIRECTOR: MICHAEL W. WRIGHT. ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
KPMG LLP AS INDEPENDENT AUDITORS FOR 2007.
PROPOSAL #03: STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER YES AGAINST FOR
SEPARATION OF BOARD CHAIRMAN AND CEO POSITIONS.
PROPOSAL #04: STOCKHOLDER PROPOSAL REGARDING AN SHAREHOLDER YES AGAINST FOR
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
PROPOSAL #05: STOCKHOLDER PROPOSAL REGARDING ADOPTION SHAREHOLDER YES AGAINST FOR
OF A POLICY LIMITING BENEFITS UNDER SUPPLEMENTAL
EXECUTIVE RETIREMENT PLAN.
PROPOSAL #06: STOCKHOLDER PROPOSAL REGARDING A REPORT SHAREHOLDER YES ABSTAIN AGAINST
ON HOME MORTGAGE DISCLOSURE ACT (HMDA) DATA.
PROPOSAL #07: STOCKHOLDER PROPOSAL REGARDING EMISSION SHAREHOLDER YES ABSTAIN AGAINST
REDUCTION GOALS FOR WELLS FARGO AND ITS CUSTOMERS.
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ISSUER: WYETH
TICKER: WYE CUSIP: 983024100
MEETING DATE: 4/26/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: ROBERT ESSNER ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: JOHN D. FEERICK ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: FRANCES D. ISSUER YES FOR FOR
FERGUSSON, PH.D.
PROPOSAL #1D: ELECTION OF DIRECTOR: VICTOR F. GANZI ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: ROBERT LANGER, ISSUER YES FOR FOR
SC.D.
PROPOSAL #1F: ELECTION OF DIRECTOR: JOHN P. MASCOTTE ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: RAYMOND J. MCGUIRE ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: MARY LAKE POLAN, ISSUER YES FOR FOR
M.D., PH.D., M.P.H.
PROPOSAL #1I: ELECTION OF DIRECTOR: BERNARD POUSSOT ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: GARY L. ROGERS ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: IVAN G. SEIDENBERG ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: WALTER V. SHIPLEY ISSUER YES FOR FOR
PROPOSAL #1M: ELECTION OF DIRECTOR: JOHN R. TORELL III ISSUER YES FOR FOR
PROPOSAL #02: VOTE TO RATIFY PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007
PROPOSAL #03: VOTE TO AMEND THE CERTIFICATE OF ISSUER YES FOR FOR
INCORPORATION TO ELIMINATE SUPERMAJORITY VOTE
REQUIREMENTS
PROPOSAL #04: VOTE TO AMEND AND RESTATE THE 2005 STOCK ISSUER YES FOR FOR
INCENTIVE PLAN FOR TAX COMPLIANCE
PROPOSAL #05: DISCLOSURE OF ANIMAL WELFARE POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #06: REPORT ON LIMITING SUPPLY OF SHAREHOLDER YES ABSTAIN AGAINST
PRESCRIPTION DRUGS IN CANADA
PROPOSAL #07: DISCLOSURE OF POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #08: RECOUPMENT OF INCENTIVE BONUSES SHAREHOLDER YES AGAINST FOR
PROPOSAL #09: INTERLOCKING DIRECTORSHIPS SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: PROPOSAL WITHDRAWN. NO VOTE REQUIRED ISSUER NO N/A N/A
PROPOSAL #11: SEPARATING THE ROLES OF CHAIRMAN AND CEO SHAREHOLDER YES AGAINST FOR
PROPOSAL #12: STOCKHOLDER ADVISORY VOTE ON COMPENSATION SHAREHOLDER YES AGAINST FOR
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ISSUER: XL CAPITAL LTD
TICKER: XL CUSIP: G98255105
MEETING DATE: 4/27/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: JOSEPH MAURIELLO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EUGENE M. MCQUADE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT S. PARKER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALAN Z. SENTER ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP, NEW YORK, NEW YORK TO ACT
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31,
2007.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly
caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
VANGUARD WINDSOR FUNDS
By: /s/John J. Brennan
(Heidi Stam)
John J. Brennan*
Chairman & Chief Executive Officer
Date: August 31, 2007
* By Power of Attorney, Filed on August 22, 2007, See File Number 333-145624. Incorporated by Reference.
Vanguard Windsor Fund (VWNDX)
Filed: 30 Aug 07, 12:00am