Exhibit 99.2
UNITED STATES BANKRUPTCY COURT
NORTHERN DISTRICT OF GEORGIA
ATLANTA DIVISION
| ) | ||||
| IN RE: | ) | Chapter 11 | ||
| ) | ||||
| CDC CORPORATION, | ) | Case No. 11-79079 | ||
| ) | ||||
Debtor. | ) | JUDGE BONAPFEL | ||
| ) |
REPORT OF BALLOTING
COMES NOW CDC Corporation, debtor and debtor-in-possession in the above-captioned Chapter 11 case (the “Debtor”), and hereby files this “Report of Balloting” in accordance with Rule 3018-1 of the Local Rules for the United States Bankruptcy Court for the Northern District of Georgia, relating to the First Amended Joint Plan of Reorganization for CDC Corporation dated July 3, 2012 and proposed by: the Debtor and the Official Committee of Equity Security Holders of CDC Corporation (as the same may be amended, modified or supplemented from time to time) (the “Plan”; Docket No. 475).1
I.CLASSES OF CLAIMS AND INTERESTS
CLASS 1 (PRIORITY CLAIMS). Class 1 shall consist of all Priority Claims, other than Priority Tax Claims. Holders of Class 1 Claims are Unimpaired by the Plan and the holders of Class 1 Claims are deemed to accept the Plan and therefore are not entitled to vote.
CLASS 2 (GENERAL UNSECURED CLAIMS). Class 2 consists of all General Unsecured Claims. Holders of Class 2 Claims are Unimpaired by the Plan and the holders of Class 2 Claims are deemed to accept the Plan and therefore are not entitled to vote.
| 1 | Capitalized terms not otherwise defined herein shall have the meanings ascribed in the Plan. |
CLASS 3 (EQUITY INTERESTS). Class 3 consists of Equity Interests in Debtor. Holders of Class 3 Interests are Impaired and entitled to vote to accept or reject the Plan.
II.BALLOTING
CLASS 3 – EQUITY INTERESTS
CLASS AND DESCRIPTION | ACCEPTANCES BY NUMBER OF SHARES VOTED | ACCEPTANCES BY PERCENTAGE OF SHARES VOTED | REJECTIONS BY NUMBER OF SHARES VOTED | REJECTIONS BY PERCENTAGE OF SHARES VOTED | ||||||||||||
Class 3 – Equity Interests | 24,526,968.8446 | 2 | 99.9 | % | 25,710.9377 | 0.1 | % | |||||||||
III.RESULTS OF BALLOTING
The Plan classifies claims and interests into one voting class. The voting is summarized as follows:
a) Class 3, consisting of Equity Interests in the Debtor, is Impaired and, as shown above, consistent with 11 U.S.C. § 1126(d), has voted by more than 2/3 in amount of allowed interests to accept the Plan.
b) The Plan also provided for a Class 3B consisting of all Eligible Equity Interest Holders that elected to be classified in Class 3B pursuant to Section 5.4(b) of the Plan. To the extent that holders of Equity Interests who made the election to be treated as Class 3B interests should be regarded as a separate class, of the votes included in the above tabulation, ballots representing 21,028.7753 total shares indicated the making of the 3B Election, of which holders of 19,916.7753 shares (94.7%) voted to accept the Plan and holders of 1,112 shares (5.3%) voted to reject the Plan. Accordingly, to the extent that Class 3B should be treated as a separate class,
| 2 | This tabulation includes the votes of Asia Pacific On-Line Limited, a Cayman Islands Exempted Company (“APOL”) and Nicola Chu Ming Nga (“Chu”), both of whom were deemed to have cast Ballots in accordance with that certain Order Pursuant to Rule 9019(a) of the Federal Rules of Bankruptcy Procedure Authorizing and Approving a Settlement Agreement Asia Pacific On-Line Limited, a Cayman Islands Exempted Company, Nicola Chu Ming Nga, Antony Ren Haw Ip a/k/a Antony Yip, CDC Corporation, as Chapter 11 Debtor and Debtor in Possession, and the Official Committee of Equity Holders of the Debtor, entered on August 16, 2012 (Docket No. 518). |
Class 3B, consisting of Equity Interests who elected Class 3B treatment, is Impaired and, consistent with 11 U.S.C. § 1126(d), has voted by more than 2/3 in amount of allowed interests to accept the Plan.
c) If Class 3A (consisting of Equity Interest Holders that did not elect to be classified in Class 3B pursuant to Section 5.4(b)) is treated as a separate class, then of the votes included in the above tabulation, holders of 24,507,052.0693 shares (99.9%) voted to accept the Plan and holders of 24,598.9377 shares (0.1%) voted to reject the Plan. Accordingly, to the extent that Class 3A should be treated as a separate class, Class 3A, consisting of Equity Interests who elected not to receive Class 3B treatment, is Impaired and, consistent with 11 U.S.C. § 1126(d), has voted by more than 2/3 in amount of allowed interests to accept the Plan.
d) The Plan also provided for a Class 3C consisting of those Equity Interests subordinated to all other Equity Interests or equitably disallowed, as a matter of law and/or equity pursuant to Final Order of the Court in any Subordination Action. There are currently no Holders of Equity Interests in Class 3C. Holders of Interests in Class 3C will not receive or retain any property under the Plan, and, pursuant to Section 1126(g) of the Bankruptcy Code, are deemed to reject the Plan, and, therefore, are not entitled to vote to accept or to reject the Plan. The holder of any interest that is junior to the interests of Class 3C holders will not receive or retain any property under the Plan.
IV.SOLICITATION AND SERVICE
As evidenced by an Affidavit of Service filed on August 2, 2012 (Docket No. 503), in order to effect proper service upon the members of Class 3 and in accordance with the Solicitation Procedures Order:
(a) On or before July 27, 2012, GCG caused true and correct copies of the following documents to be served via hand delivery on Broadridge Financial Solutions, Inc. (“Broadridge”), together with an instructional letter directing Broadridge to distribute said documents to those beneficial owners (the “Beneficial Owners”) of the publicly traded securities issued by the Debtor bearing CUSIP No. G2022L114 (the “Securities”) as of July 10, 2012 (the “Record Date”), as mailing agent for the nominees that it services:
| (i) | the Debtor’s cover letter to Equity Interest Holders (the “Cover Letter”); |
| (ii) | the Letter in support of the Plan from the Official Committee of Equity Security Holders (the “Committee Letter”); |
| (iii) | Notice of Entry of Order (I) Approving Disclosure Statement; (II) Establishing Plan Voting Deadline, Confirmation Hearing, and Procedures for Filing Objections to Confirmation of the Plan; (III) Approving Form of Ballots; and (IV) Establishing Solicitation and Tabulation Procedures (the “Confirmation Hearing Notice”); |
| (iv) | a CD-ROM containing the Disclosure Statement and Plan (the Cover Letter, the Committee Letter, the Confirmation Hearing Notice, the Disclosure Statement and the Plan are hereinafter collectively referred to as the “Solicitation Package”); and |
| (v) | Instructions and Beneficial Ballot for Equity Interests of CDC Corporation (CUSIP # G2022L114) for Accepting or Rejecting Plan of Reorganization for CDC Corporation (the “Beneficial Ballot”). |
(b) On or before July 27, 2012, GCG caused a true and correct copy of the following documents to be served via first class mail, postage prepaid, on the nominees who use Broadridge as a mailing agent (the “Broadridge Voting Nominees”):
| (i) | the Solicitation Package; |
| (ii) | the Beneficial Ballot; |
| (iii) | Master Ballot and Instructions for Voting Nominees of Holders of Equity Interests in CDC Corporation (CUSIP # G2022L114) to Accept or Reject Plan of Reorganization for CDC Corporation (the “Master Ballot”); and |
| (iv) | an envelope preaddressed to GCG (the “GCG Return Envelope”). |
(c) On or before July 27, 2012, GCG caused true and correct copies of the following documents to be served via first class mail, postage prepaid, on the nominees who do not use Broadridge as a mailing agent (the “Non-Broadridge Voting Nominees,” and together with the Broadridge Voting Nominees, the “Voting Nominees”) with an instructional letter directing the Non-Broadridge Voting Nominees to distribute said documents to all Beneficial Owners of the Securities as of the Record Date:
| (i) | the Solicitation Package; and |
| (ii) | the Beneficial Ballot. |
Also enclosed for the Non-Broadridge Voting Nominee’s own use was the Master Ballot and the GCG Return Envelope.
(d) On or before July 27, 2012, GCG caused a true and correct copy of the following documents to be served via first class mail, postage prepaid, on the Debtor’s option holders; the parties listed on the Schedule of Option Interests attached as Exhibit 1 to the Plan; the parties listed on the Schedule of Restricted Stock Awards attached as Exhibit 1 to the Plan; the Debtor’s Employee Stock Purchase Plan participants; and the registered holders of the securities issued by the Debtor bearing CUSIP G2022L106 or CUSIP G2022L114, as of the Record Date:
| (i) | the Solicitation Package; |
| (ii) | Instructions and General Ballot for Equity Interests of CDC Corporation for Accepting or Rejecting Plan of Reorganization for CDC Corporation (the “General Ballot,” and together with the Beneficial Ballots and Master Ballots, the “Ballots”); and |
| (iii) | the GCG Return Envelope. |
See Affidavit of Service (Docket No. 503).
Because certain Voting Nominees did not include a return envelope or instructions on where to return the Beneficial Ballots, some Beneficial Ballots were returned directly to the
Balloting Agent, the Debtor, or a party other than the Voting Nominee for such Beneficial Ballot. Although the Solicitation Procedures Order provided for Beneficial Ballots to be returned to the Voting Nominee, the procedures were modified in those cases where no instructions or return envelope had been included with the Beneficial Ballot. Specifically, the Debtor and the Equity Committee directed GCG to accept as valid those Beneficial Ballots that were returned directly to GCG together with the instruction sheet provided by said Voting Nominee’s mailing agent, which contained a verification of the number of shares held by the voter. Debtor shows that this modification of the procedures was consistent with the intent of the procedures set forth in the Solicitation Procedures Order.
V.CONCLUSION
Based on the foregoing, the Plan has received the requisite acceptances to be confirmed pursuant to the requirements of 11 U.S.C. § 1129.
Respectfully submitted, this 27th day of August, 2012.
LAMBERTH, CIFELLI, STOKES, ELLIS & NASON, P.A. | ||
| Counsel to the Debtor | ||
| By: | /s/ Gregory D. Ellis | |
| Gregory D. Ellis | ||
| Georgia Bar No. 245310 | ||
| gellis@lcsenlaw.com | ||
| 3343 Peachtree Road, NE | ||
| East Tower, Suite 550 | ||
| Atlanta, GA 30326-1022 | ||
| (404) 262-7373 | ||
| (404) 262-9911 (fax) | ||
UNITED STATES BANKRUPTCY COURT
NORTHERN DISTRICT OF GEORGIA
ATLANTA DIVISION
| ) | ||||
| IN RE: | ) | Chapter 11 | ||
| ) | ||||
| CDC CORPORATION, | ) | Case No. 11-79079 | ||
| ) | ||||
Debtor. | ) | JUDGE BONAPFEL | ||
| ) |
STATEMENT REGARDING BALLOTS NOT COUNTED
COMES NOW CDC Corporation, debtor and debtor-in-possession in the above-captioned Chapter 11 case (the “Debtor”), in accordance with Rule 3018-1 of the Local Rules for the United States Bankruptcy Court for the Northern District of Georgia, and files the following Statement Regarding Ballots Not Counted.
On July 13, 2012, the Court entered the Order and Notice Approving Disclosure Statement, Scheduling Hearing on Confirmation, Approving Certain Procedures with Respect to Voting and Solicitation, and Establishing Deadlines for Filing Ballots and Objections to Confirmation (Docket No. 489) (the “Solicitation Procedures Order”), governing, among other things, the mailing of appropriate notices and/or solicitation of votes to accept or reject the First Amended Joint Plan of Reorganization for CDC Corporation dated July 3, 2012 and proposed by: the Debtor and the Official Committee of Equity Security Holders of CDC Corporation (as the same may be amended, modified or supplemented from time to time) (the “Plan”; Docket No. 475).1
In accordance with the Solicitation Procedures Order, Ballots in the following categories were not counted or considered for any purpose in determining whether the Plan has been accepted or rejected:
| (a) | Ballots where the holder or the holder’s representative did not use the authorized form or a form of Ballot substantially similar to such authorized form2; |
| 1 | Capitalized terms not otherwise defined herein shall have the meanings ascribed in the Plan. |
| 2 | Exceptions to this provision are the votes of Asia Pacific On-Line Limited, a Cayman Islands Exempted Company (“APOL”) and Nicola Chu Ming Nga (“Chu”), both of whom were deemed to have cast Ballots in accordance with that certain Order Pursuant to Rule 9019(a) of the Federal Rules of Bankruptcy Procedure Authorizing and Approving a Settlement Agreement Among Asia Pacific On-Line Limited, a Cayman Islands Exempted Company, Nicola Chu Ming Nga, Antony Ren Haw Ip a/k/a Antony Yip, CDC Corporation, as Chapter 11 Debtor and Debtor in Possession, and the Official Committee of Equity Holders of the Debtor, entered on August 16, 2012 (Docket No. 518). |
| (b) | General Ballots and Master Ballots not received by the Balloting Agent, GCG, Inc. (“GCG”) on or before the Plan Voting Deadline; |
| (c) | Ballots where the holder or the holder’s authorized representative checked boxes indicating both acceptance and rejection of the Plan; |
| (d) | Ballots where the holder or the holder’s authorized representative failed to indicate an acceptance or rejection of the Plan; |
| (e) | Ballots not signed by the holder or the holder’s authorized representative; |
| (f) | General Ballots and Beneficial Ballots where the individual or institution casting the Ballot (whether directly or as representative) was not a holder of an Equity Interest as of the Voting Record Date; |
| (g) | Ballots that were illegible or contain insufficient information to permit the identification of the holder or the holder’s authorized representative; |
| (h) | Beneficial Ballots that were returned directly to the Balloting Agent, the Debtor, or any party other than the Voting Nominee for such Beneficial Ballot, provided, however, that because certain Voting Nominees did not include a return envelope or instructions on where to return the Beneficial Ballots, GCG, upon the direction and consent of counsel for the Debtor and counsel for the Equity Committee, accepted as valid those Beneficial Ballots that were returned directly to GCG together with the instruction sheet provided by said Voting Nominee’s mailing agent, which contained a verification of the number of shares held by the voter;3 and |
| (i) | Ballots that were sent by facsimile transmission, email or other electronic means. |
Copies of ballots not counted are voluminous and will not be filed with the Court unless the Court directs that they be filed, and, in that event, Debtor requests time to redact any personally identifiable information from those ballots. Copies of ballots not counted will be made available for review by any party in interest that requests review. Attached as Exhibit “B”
| 3 | Debtor shows that some Voting Nominees modified the procedure set forth in the Solicitation Procedures Order for service of the Solicitation Package by not including a return envelope with the Beneficial Ballot, but this did not materially effect the vote, since Debtor and the Equity Committee directed GCG to accept as valid those Beneficial Ballots that were returned directly to GCG together with the instruction sheet provided by said Voting Nominee’s mailing agent, which contained a verification of the number of shares held by the voter. |
2
to the Declaration of Jeffrey S. Stein of GCG, Inc. (attached to the Certification of Voting filed contemporaneously herewith) is a summary listing the ballots or votes not counted. A large number of the ballots or votes on this list were not counted because the voter failed to indicate acceptance or rejection of the Plan on the ballot. Beyond the “no vote” category, there are only three rejecting votes on the attached list of ballots or votes not counted. Of these, one vote (a vote included on Master Ballot ID#304 from State Street Bank & Trust Company and not counted because it was received after the Voting Deadline) was a rejection vote for 16 shares. Another rejection vote (Ballot ID#25) was cast by a person not entitled to vote in Class 3. The last rejection vote (Ballot ID# 130) is a Beneficial Ballot for an unknown number of shares. All other ballots on the attached list of ballots not counted are votes to accept the plan. Accordingly, Debtor shows that, even if the ballots voting to reject on the attached list were not excluded, the overall vote of the class to accept the Plan would not be affected.
Respectfully submitted, this 27th day of August, 2012.
LAMBERTH, CIFELLI, STOKES, ELLIS & NASON, P.A. | ||
| Counsel to the Debtor | ||
| By: | /s/ Gregory D. Ellis | |
| Gregory D. Ellis | ||
| Georgia Bar No. 245310 | ||
| gellis@lcsenlaw.com | ||
| 3343 Peachtree Road, NE | ||
| East Tower, Suite 550 | ||
| Atlanta, GA 30326-1022 | ||
| (404) 262-7373 | ||
| (404) 262-9911 (fax) | ||
3
UNITED STATES BANKRUPTCY COURT
NORTHERN DISTRICT OF GEORGIA
ATLANTA DIVISION
| ) | ||||
| IN RE: | ) | Chapter 11 | ||
| ) | ||||
| CDC CORPORATION, | ) | Case No. 11-79079 | ||
| ) | ||||
Debtor. | ) | JUDGE BONAPFEL | ||
| ) |
CERTIFICATION OF VOTING
COMES NOW CDC Corporation, debtor and debtor-in-possession in the above-captioned Chapter 11 case (the “Debtor”), and hereby certifies that all ballots as filed and maintained by GCG, Inc., as Official Balloting Agent1, and as set forth in the “Report of Balloting” filed contemporaneously herewith, were counted and tallied for the Class for which those ballots were filed. Attached hereto is a certification of the Official Balloting Agent certifying that all ballots were counted and tallied for the appropriate Class.
Respectfully submitted, this 27th day of August, 2012.
LAMBERTH, CIFELLI, STOKES, ELLIS & NASON, P.A. | ||
| Counsel to the Debtor | ||
| By: | /s/ Gregory D. Ellis | |
| Gregory D. Ellis | ||
| Georgia Bar No. 245310 | ||
| gellis@lcsenlaw.com | ||
| 3343 Peachtree Road, NE | ||
| East Tower, Suite 550 | ||
| Atlanta, GA 30326-1022 | ||
| (404) 262-7373 | ||
| (404) 262-9911 (fax) | ||
| 1 | Pursuant to the Order Authorizing the Retention of GCG, Inc., as Official Noticing Agent entered February 17, 2012 (Docket No. 193) and Supplemental Order Authorizing the Retention of GCG, Inc., as Official Balloting Agent entered April 26, 2012 (Docket No. 346), the Debtor retained GCG to assist the Debtor with,inter alia, the solicitation and tabulation of votes in connection with the First Amended Joint Plan of Reorganization for CDC Corporation dated July 3, 2012 and proposed by: the Debtor and the Official Committee of Equity Security Holders of CDC Corporation (as the same may be amended, modified or supplemented from time to time) (Docket No. 475). |
DECLARATION OF OFFICIAL BALLOTING AGENT FOLLOWS
UNITED STATES BANKRUPTCY COURT
NORTHERN DISTRICT OF GEORGIA
ATLANTA DIVISION
| IN RE: | ) | CHAPTER 11 | ||
| ) | ||||
| CDC CORPORATION, | ) | CASE NO. 11-79079 | ||
| ) | ||||
Debtor. | ) | JUDGE BONAPFEL | ||
| ) |
DECLARATION OF JEFFREY S. STEIN OF GCG, INC.
CERTIFYING THE METHODOLOGY FOR THE TABULATION OF VOTES ON
AND RESULTS OF VOTING WITH RESPECT TO THE FIRST AMENDED
JOINT PLAN OF REORGANIZATION FOR CDC CORPORATION
INTRODUCTION
1. I am a Vice President with GCG, Inc. (“GCG” or the “Balloting Agent”) and have personal knowledge of the facts set forth herein. GCG is a bankruptcy and class action settlement administration firm headquartered in Lake Success, New York.
2. Pursuant to the Order Authorizing the Retention of GCG, Inc., as Official Noticing Agent entered February 17, 2012 (Docket No. 193) and Supplemental Order Authorizing the Retention of GCG, Inc., as Official Balloting Agent entered April 26, 2012 (Docket No. 346), the Debtor retained GCG to assist the Debtor with,inter alia, the solicitation and tabulation of votes in connection with the First Amended Joint Plan of Reorganization for CDC Corporation dated July 3, 2012 (Docket No. 475) (as the same may be amended, modified or supplemented from time to time, the “Plan”).1
3. On July 3, 2012, the Debtor and the Official Committee of Equity Security Holders of CDC Corporation (the “Equity Committee”) filed with this Court the Disclosure Statement in Connection with First Amended Joint Plan of Reorganization for CDC Corporation (Docket No. 476) (together with all Exhibits thereto, the “Disclosure Statement”). On July 13,
| 1 | Capitalized terms used and not otherwise defined herein shall have the meaning given to them in the Plan and/or the Solicitation Procedures Order (as hereinafter defined). |
2012, the Court entered the Order and Notice Approving Disclosure Statement, Scheduling Hearing on Confirmation, Approving Certain Procedures with Respect to Voting and Solicitation, and Establishing Deadlines for Filing Ballots and Objections to Confirmation (Docket No. 489) (the “Solicitation Procedures Order”), governing, among other things, the mailing of appropriate notices and/or solicitation of votes to accept or reject the Plan from the following classes:
CLASS | DESCRIPTION | IMPAIRED/UNIMPAIRED | ||
| 1 | Priority Claims | Unimpaired | ||
| 2 | General Unsecured Claims | Unimpaired | ||
| 3 | Equity Interests | Impaired |
MAILING OF SOLICITATION PACKAGES
4. On or before July 27, 2012, in order to effect proper service upon the members of Class 32 and in accordance with the Solicitation Procedures Order:
(a) GCG caused true and correct copies of the following documents to be served via hand delivery on Broadridge Financial Solutions, Inc. (“Broadridge”), together with an instructional letter directing Broadridge to distribute said documents to those beneficial owners (the “Beneficial Owners”) of the publicly traded securities issued by the Debtor bearing CUSIP No. G2022L114 (the “Securities”) as of July 10, 2012 (the “Record Date”), as mailing agent for the nominees that it services:
| (i) | the Debtor’s cover letter to Equity Interest Holders (the “Cover Letter”); |
| (ii) | the Letter in support of the Plan from the Official Committee of Equity Security Holders (the “Committee Letter”); |
| 2 | GCG was requested by Debtor’s counsel to effect service only upon the members of Class 3. Debtor’s counsel assumed responsibility for service upon members of the unimpaired Classes and other interested parties. |
2
| (iii) | Notice of Entry of Order (I) Approving Disclosure Statement; (II) Establishing Plan Voting Deadline, Confirmation Hearing, and Procedures for Filing Objections to Confirmation of the Plan; (III) Approving Form of Ballots; and (IV) Establishing Solicitation and Tabulation Procedures (the “Confirmation Hearing Notice”); |
| (iv) | a CD-ROM containing the Disclosure Statement and Plan (the Cover Letter, the Committee Letter, the Confirmation Hearing Notice, the Disclosure Statement and the Plan are hereinafter collectively referred to as the “Solicitation Package”); and |
| (v) | Instructions and Beneficial Ballot for Equity Interests of CDC Corporation (CUSIP # G2022L114) for Accepting or Rejecting Plan of Reorganization for CDC Corporation (the “Beneficial Ballot”). |
(b) GCG caused a true and correct copy of the following documents to be served via first class mail, postage prepaid, on the nominees who use Broadridge as a mailing agent (the “Broadridge Voting Nominees”):
| (i) | the Solicitation Package; |
| (ii) | the Beneficial Ballot; |
| (iii) | Master Ballot and Instructions for Voting Nominees of Holders of Equity Interests in CDC Corporation (CUSIP # G2022L114) to Accept or Reject Plan of Reorganization for CDC Corporation (the “Master Ballot”); and |
| (iv) | an envelope preaddressed to GCG (the “GCG Return Envelope”). |
(c) GCG caused true and correct copies of the following documents to be served via first class mail, postage prepaid, on the nominees who do not use Broadridge as a mailing agent (the “Non-Broadridge Voting Nominees,” and together with the Broadridge Voting Nominees, the “Voting Nominees”) with an instructional letter directing the Non-Broadridge Voting Nominees to distribute said documents to all Beneficial Owners of the Securities as of the Record Date:
| (i) | the Solicitation Package; and |
| (ii) | the Beneficial Ballot. |
Also enclosed for the Non-Broadridge Voting Nominee’s own use was the Master Ballot and the GCG Return Envelope.
3
(d) GCG caused a true and correct copy of the following documents to be served via first class mail, postage prepaid, on the Debtor’s option holders; the parties listed on the Schedule of Option Interests attached as Exhibit 1 to the Plan; the parties listed on the Schedule of Restricted Stock Awards attached as Exhibit 1 to the Plan; the Debtor’s Employee Stock Purchase Plan participants; and the registered holders of the securities issued by the Debtor bearing CUSIP G2022L106 or CUSIP G2022L114, as of the Record Date:
| (i) | the Solicitation Package; |
| (ii) | Instructions and General Ballot for Equity Interests of CDC Corporation for Accepting or Rejecting Plan of Reorganization for CDC Corporation (the “General Ballot,” and together with the Beneficial Ballots and Master Ballots, the “Ballots”); and |
| (iii) | the GCG Return Envelope. |
See Affidavit of Service (Docket No. 503).
5. GCG promptly complied with all requests for additional or replacement solicitation materials and/or (in the case of parties entitled to vote) General Ballots, Beneficial Ballots and/or Master Ballots.
TABULATION PROCEDURES
6. Pursuant to the Solicitation Procedures Order, members of Class 3 were to return the applicable General Ballots and Master Ballots to CDC Corporation, c/o GCG, Inc., P.O. Box 9872, Dublin, OH 43017-5772, or if by hand delivery or overnight courier, to CDC Corporation, c/o GCG, Inc., 5151 Blazer Parkway, Suite A, Dublin, OH 43017, so as to be received by GCG no later than August 20, 2012, at 4:00 p.m., prevailing Eastern Time (the “Voting Deadline”).3
| 3 | Each Beneficial Owner of the Securities was instructed to return its Beneficial Ballot to its respective Voting Nominee in sufficient time to allow said Nominee to submit its Master Ballot to GCG by the Voting Deadline. Where the Beneficial Owner mailed its Beneficial Ballot directly to GCG, (i) as a courtesy, if the Voting Nominee was identified on the Beneficial Ballot, GCG attempted to contact the respective Voting Nominee and forward the Beneficial Ballot for inclusion on a Master Ballot, or (ii) if the Nominee was not identified on the Beneficial Ballot, GCG attempted to contact the Beneficial Owner to obtain the Voting Nominee contact information and then contact the Voting Nominee to forward the Beneficial Ballot for inclusion on said Voting Nominee’s Master Ballot. When GCG was unable to contact the Beneficial Owner, GCG processed the Beneficial Ballot. |
4
7. Upon GCG’s receipt of a General Ballot or Master Ballot (or a Beneficial Ballot that GCG did not forward to a Nominee to process):
(a) GCG personnel opened the envelope containing the Ballot and stamped it with the date and time received. GCG personnel then scanned the Ballot into GCG’s system and assigned a sequential number to the Ballot (the “Sequence Number”); and
(b) GCG personnel then entered into a computer database, reserved exclusively for recording votes in the Debtor’s bankruptcy case, all pertinent information from the Ballot, including the date of receipt, Sequence Number, number of common shares, number of option interests and number of restricted stock awards, acceptance or rejection of the Plan and election to be treated as a Class 3B Equity Interest holder (the “Class 3B Election”), where applicable.
8. In accordance with the Solicitation Procedures Order:
(a) Holders of Equity Interests were entitled to vote (i) the number of Common Shares held by a holder as of the Record Date as reflected in (A) the report issued by the Depository Trust Company, or (B) the list of registered holders as maintained by the Debtor’s transfer agent; and (ii) the number of Common Shares resulting from an Equity Interest, excluding Common Shares, taking into account any conversion, as reflected in a proof of interest filed by the Plan Voting Deadline.4
(b) To be eligible to vote any Option Interests, Restricted Stock Awards, and /or Equity Rights, the holder of same was required to disclose in a filed proof of interest the total number of Option Interests, Restricted Stock Awards, and/or Equity Rights and how such Equity Interests are held, whether held directly, through a Voting Nominee, or some other form of ownership.
| 4 | No objections were filed to any Ballots in the Debtor’s bankruptcy case, so no Ballot was not counted as a result of an objection thereto. |
5
9. In accordance with the Solicitation Procedures Order, Ballots in the following categories were not counted or considered for any purpose in determining whether the Plan has been accepted or rejected:
| (a) | Ballots where the holder or the holder’s representative did not use the authorized form or a form of Ballot substantially similar to such authorized form5; |
| (b) | General Ballots and Master Ballots not received by the Balloting Agent on or before the Plan Voting Deadline; |
| (c) | Ballots where the holder or the holder’s authorized representative checked boxes indicating both acceptance and rejection of the Plan; |
| (d) | Ballots where the holder or the holder’s authorized representative failed to indicate an acceptance or rejection of the Plan; |
| (e) | Ballots not signed by the holder or the holder’s authorized representative; |
| (f) | General Ballots and Beneficial Ballots where the individual or institution casting the Ballot (whether directly or as representative) was not a holder of an Equity Interest as of the Voting Record Date; |
| (g) | Ballots that were illegible or contain insufficient information to permit the identification of the holder or the holder’s authorized representative; |
| (h) | Beneficial Ballots that were returned directly to the Balloting Agent, the Debtor, or any party other than the Voting Nominee for such Beneficial Ballot6; and |
| (i) | Ballots that were sent by facsimile transmission, email or other electronic means. |
10. Pursuant to the Solicitation Procedures Order, GCG tabulated all of the Ballots in accordance with the following procedures and assumptions:
| (a) | If, prior to the Plan Voting Deadline, a voting holder of an Equity Interest cast more than one Ballot for the same Equity Interest, the last properly completed Ballot received by GCG prior to the Plan Voting Deadline was deemed to reflect such voting holder’s intent and to supersede any prior Ballot. |
| (b) | To the extent that conflicting votes or “overvotes” were submitted by a Voting Nominee, GCG attempted to reconcile such discrepancies with the Voting Nominee, and to the extent that overvotes on a Master Ballot were not reconcilable prior to the |
| 5 | Exceptions to this provision are the votes of Asia Pacific On-Line Limited, a Cayman Islands exempted company (“APOL”), and Nicola Chu Ming Nga (“Chu”), both of whom were deemed to have cast Ballots in accordance with that certain Order Pursuant to Rule 9019(a) of the Federal Rules of Bankruptcy Procedure Authorizing and Approving a Settlement Agreement Among Asia Pacific On-Line Limited, a Cayman Islands Exempted Company, Nicola Chu Ming Nga, Antony Ren Haw Ip a/k/a Antony Yip, CDC Corporation, as Chapter 11 Debtor and Debtor in Possession, and the Official Committee of Equity Holders of the Debtor, entered on August 16, 2012 (Docket No. 518) (the “APOL/Chu Order”). |
| 6 | GCG, upon the direction and consent of counsel for the Debtor and counsel for the Equity Committee, accepted as valid those Beneficial Ballots that were returned directly to GCG together with the instruction sheet provided by said Voting Nominee’s mailing agent, which contained a verification of the number of shares held by the voter. |
6
| preparation of the vote certification, GCG applied the votes to accept and to reject the Plan in the same proportion as the votes to accept and reject the Plan submitted on the Master Ballot that contained the overvote, but only to the extent of the Voting Nominee’s position in the Equity Interests. |
11. GCG complied in all respects with the provisions of the Solicitation Procedures Order, including as to provisions thereof not explicitly set forth herein.
12. GCG is in possession of the Ballots received, and same are available for review during GCG’s regular business hours at 5151 Blazer Parkway, Suite A, Dublin, OH 43017.
TABULATION RESULTS
13. GCG received a total of 243 General or Beneficial Ballots7 and 61 Master Ballots, representing a total of 24,668,637.1322 shares, 24,553,679.7823 shares of which were voted on valid Ballots and 115,957.34998 shares of which were voted on invalid Ballots (the “Invalid Ballots”). All Class 3 Ballots received by GCG were counted and tallied as valid with the exception of the Invalid Ballots. The results of the tabulation of valid Ballots are set forth below:
CLASS | ACCEPT THE PLAN | REJECT THE PLAN | ||||||||||||||
| Number of Shares Voted/ Percentage of Number of Shares Voted | Number of Votes/ Percentage of Number of Votes | Number of Shares Voted/Percentage of Number of Shares Voted | Number of Votes/ Percentage of Number of Votes | |||||||||||||
3 | 24,526,968.8446 / 99.9 | % | N/A | 25,710.9377 / .1 | % | N/A | ||||||||||
14. Of the votes included in the above tabulation, a total of 37 General or Beneficial Ballots and 30 Master Ballots representing 21,028.7753 total shares indicated the making of the 3B Election, of which holders of 19,916.7753 shares voted to accept the Plan and holders of 1,112 shares voted to reject the Plan.
| 7 | Including the votes of APOL and Chu pursuant to the APOL/Chu Order (see footnote 5). |
| 8 | For purposes of the tabulation of invalid Ballots, Beneficial Ballots that were submitted directly to GCG without accompanying documentation that would have enabled GCG to verify the number of shares held by the voter were tabulated as representing zero shares. |
7
15.Exhibit A attached hereto sets forth a detailed accounting of the aforesaid tabulation.
16.Exhibit B attached hereto sets forth a detailed accounting of all invalid Ballots9. In connection therewith, the following entries under “Reasons for Invalid Status” have the following meanings:
(a) “Improper Delivery” means that the Ballot was sent directly to the Debtor, its counsel or some other third party other than GCG, and in the case of a Beneficial Ballot, that the Ballot was sent directly to GCG rather than the voter’s Voting Nominee (except as set forth in footnote “6” hereof).
(b) “Late” means that the Ballot was received after the Voting Deadline of August 20, 2012, at 4:00 p.m., prevailing Eastern Time
(c) “No Vote” means that the voter failed to indicate acceptance or rejection of the Plan.
(d) “No Vote Detail” means that the Master Ballot included only a total of the Beneficial Ballots received and tallied but failed to provide the required details of each individual vote.
(e) “Not Entitled to Vote” means that the Ballot was cast by a party not entitled to vote in that Class.
(f) “Not Signed” means that the voter failed to sign the Ballot.
(g) “Superseded” means that the Ballot was superseded by a later Ballot cast by the same party on account of the same Equity Interests.
| 9 | Exhibit B reflects all invalid ballots received by GCG and processed through Wednesday, August 22, 2012. Any ballots received after this date were date and time stamped and assigned a Sequence Number, as per paragraph “7(a)”, and are available for review as specified in paragraph “12”. |
8
17. In accordance with 28 U.S.C. § 1746, I declare under penalty of perjury that the foregoing is true and correct to the best of my knowledge and belief.
|
| Jeffrey S. Stein |
Dated: August 27, 2012
9
EXHIBIT A
| BLT01 | Detail Report of Voting Results | Page 1 of 30 | ||
| BLT01221 | CDC CORP. CASE ADMINISTRATION | 23-Aug-12 2:31 PM |
Class 3 Equity Interests
BallotType | Ballot ID & Voter Name | Acct No. | Shares Accepting | Shares Rejecting | Elect 3B | |||||||||
Beneficial | #89: F NICK JUSSILA JR AND KAREN ANN JUSSILA | 0.000000 | 333.000000 | N | ||||||||||
Beneficial | #82: JAMES P O’CONNOR | 400.000000 | 0.000000 | N | ||||||||||
Beneficial | #83: JAMES P O’CONNOR JR | 200.000000 | 0.000000 | N | ||||||||||
Beneficial | #255: KATHLEEN T RYAN | 20.000000 | 0.000000 | N | ||||||||||
Beneficial | #109: MIHAELA EUGENIA SAHAGEAN | 475.000000 | 0.000000 | N | ||||||||||
Beneficial | #110: OHANES SAHAGEAN | 333.000000 | 0.000000 | N | ||||||||||
Beneficial | #247: SEI PRIVATE TRUST CO | 1,333.000000 | 0.000000 | N | ||||||||||
Beneficial | #139: THOMAS MCCARTHY | 38.000000 | 0.000000 | Y | ||||||||||
Beneficial | #108: ZUWEI XU & ZHENGJIE JIANG | 333.000000 | 0.000000 | N | ||||||||||
General | #68: ALEX MCBETH | 111.708000 | 0.000000 | N | ||||||||||
General | #9: ALEXANDER S FINNEY & LOIS I FINNEY | 3.000000 | 0.000000 | Y | ||||||||||
General | #200: ALEXIS BIRNIE | 3.000000 | 0.000000 | N | ||||||||||
General | #33: ANN K RAMSDELL | 10.000000 | 0.000000 | Y | ||||||||||
General | #29: ARVIND RAMAN | 1,008.000000 | 0.000000 | N | ||||||||||
General | #35: ARVIND RAMAN | 1,411.000000 | 0.000000 | N | ||||||||||
General | #142: ASIA PACIFIC ON-LINE LIMITED | 6,882,493.000000 | 0.000000 | N | ||||||||||
General | #123: BEDROS KOOSHERIAN | 164.000000 | 0.000000 | N | ||||||||||
General | #117: BEN LAYMAN CASTELLOW | 343.084500 | 0.000000 | N | ||||||||||
General | #124: BETH COLEMAN & ROBERT ASBURY | 65.000000 | 0.000000 | Y | ||||||||||
General | #206: BJARNE MATTILA | 333.333300 | 0.000000 | N | ||||||||||
General | #66: BRONISLAW CUPRYS | 333.000000 | 0.000000 | N | ||||||||||
General | #41: CAROL MCCLAIN | 666.666700 | 0.000000 | N | ||||||||||
General | #18: CAROLINE L HALLING | 21.000000 | 0.000000 | Y | ||||||||||
General | #5: CHARLES W MARCUM | 30.000000 | 0.000000 | Y | ||||||||||
General | #57: CHRIS GREGORY | 159.079700 | 0.000000 | N | ||||||||||
General | #51: CRAIG DUDLEY | 437.356400 | 0.000000 | N | ||||||||||
General | #40: DAREN KINNAIRD | 666.000000 | 0.000000 | N | ||||||||||
General | #39: DAREN KINNAIRD | 0.211700 | 0.000000 | N | ||||||||||
General | #32: DAVID LANGWORTHY | 34.000000 | 0.000000 | Y | ||||||||||
General | #192: DAVID R ATKINSON & CAROL M ATKINSON | 0.000000 | 849.000000 | N | ||||||||||
General | #122: DAVID R PRESTON | 333.333300 | 0.000000 | N | ||||||||||
General | #70: DAVID WILLIAMS | 614.993400 | 0.000000 | N | ||||||||||
General | #23: DEAN VARVERIS | 638.945600 | 0.000000 | N | ||||||||||
| BLT01 | Detail Report of Voting Results | Page 2 of 30 | ||
| BLT01221 | CDC CORP. CASE ADMINISTRATION | 23-Aug-12 2:31 PM |
Class 3 Equity Interests
BallotType | Ballot ID & Voter Name | Acct No. | Shares Accepting | Shares Rejecting | Elect 3B | |||||||||
General | #10: DEBBY H LEVINE | 27.000000 | 0.000000 | N | ||||||||||
General | #204: DORIS HAROPULOS | 132.000000 | 0.000000 | N | ||||||||||
General | #17: DOUGLAS BARRON | 29.608400 | 0.000000 | Y | ||||||||||
General | #44: EDWARD W GARVER SR | 66.000000 | 0.000000 | N | ||||||||||
General | #6: FENNY YU SIU | 0.000000 | 200.000000 | N | ||||||||||
General | #8: GLORIA MONTISANTI | 65.000000 | 0.000000 | Y | ||||||||||
General | #116: GOLDEN TRIPOD TECHNOLOGY LTD | 2,454,244.000000 | 0.000000 | N | ||||||||||
General | #50: GREGORY NEWELL | 754.940900 | 0.000000 | N | ||||||||||
General | #47: HEIDI ROBERTSON | 2,074.121400 | 0.000000 | N | ||||||||||
General | #31: HENRY G CHUN | 66.000000 | 0.000000 | Y | ||||||||||
General | #64: IRWIN L BERGER & ALMA R BERGER | 166.000000 | 0.000000 | N | ||||||||||
General | #97: JAMES DAVID WOOD | 1,842.552500 | 0.000000 | N | ||||||||||
General | #43: JAMES R SADLER | 44.698300 | 0.000000 | Y | ||||||||||
General | #60: JOHAN KARSTEN | 1,333.333300 | 0.000000 | N | ||||||||||
General | #94: JOHN IOZZIO | 49.000000 | 0.000000 | Y | ||||||||||
General | #203: JOHN PAMULA | 10.000000 | 0.000000 | Y | ||||||||||
General | #19: JOHN R HALLING & CAROLINE L HALLING | 3.000000 | 0.000000 | Y | ||||||||||
General | #118: JOSEPH A MURPHY | 69.000000 | 0.000000 | N | ||||||||||
General | #45: JUSSI-TUOMAS TURUNEN | 1,566.455000 | 0.000000 | N | ||||||||||
General | #93: K. F. R CHIEN | 97,838.000000 | 0.000000 | N | ||||||||||
General | #4: KEITH C BOCK | 4.000000 | 0.000000 | Y | ||||||||||
General | #22: KELLY TAKEMOTO | 4.000000 | 0.000000 | Y | ||||||||||
General | #54: KIRK MUCCINI | 230.000000 | 0.000000 | Y | ||||||||||
General | #79: KRISTY WHEELER | 173.000000 | 0.000000 | N | ||||||||||
General | #27: KWOK TIM LEE | 100.000000 | 0.000000 | Y | ||||||||||
General | #72: LEE H KENWORTHY | 100.000000 | 0.000000 | Y | ||||||||||
General | #156: LEON JAN | 1,332.662800 | 0.000000 | Y | ||||||||||
General | #42: LEUNG LEE | 1,156.337000 | 0.000000 | N | ||||||||||
General | #14: LEWIS W SHEPHERD | 8.000000 | 0.000000 | Y | ||||||||||
General | #207: LINDA SINGER | 333.333400 | 0.000000 | N | ||||||||||
General | #224: LINDSAY REWCASTLE | 3,088.000000 | 0.000000 | N | ||||||||||
General | #2: LORRAINE SIEGEL & PAUL R SIEGEL | 130.000000 | 0.000000 | N | ||||||||||
General | #95: MAGNUS JOHANSON | 825.370800 | 0.000000 | N | ||||||||||
| BLT01 | Detail Report of Voting Results | Page 3 of 30 | ||
| BLT01221 | CDC CORP. CASE ADMINISTRATION | 23-Aug-12 2:31 PM |
Class 3 Equity Interests
BallotType | Ballot ID & Voter Name | Acct No. | Shares Accepting | Shares Rejecting | Elect 3B | |||||||||
General | #201: MAGNUS KARLSSON | 2,154.820200 | 0.000000 | N | ||||||||||
General | #77: MARIA C MCLEOD | 291.000000 | 0.000000 | N | ||||||||||
General | #120: MARK SCHMIT | 1,865.097500 | 0.000000 | N | ||||||||||
General | #63: MATT TURNER | 0.037500 | 0.000000 | Y | ||||||||||
General | #30: MATTHEW J DRUKER | 1,537.072200 | 0.000000 | N | ||||||||||
General | #61: MICHAEL G WIEGERS | 34.000000 | 0.000000 | Y | ||||||||||
General | #202: MICHAEL MITCHELL | 23.768300 | 0.000000 | Y | ||||||||||
General | #38: MICHAEL O REILLY | 100.000000 | 0.000000 | Y | ||||||||||
General | #55: MICHELLE MITCHELL | 1,646.145900 | 0.000000 | N | ||||||||||
General | #141: NICOLA CHU MING NGA | 1,662,998.000000 | 0.000000 | N | ||||||||||
General | #20: NORMAN TERRY LANE | 166.000000 | 0.000000 | N | ||||||||||
General | #80: PATRICK A MORATELLI | 16.000000 | 0.000000 | N | ||||||||||
General | #15: PATTI R BLAZEJEWSKI & | 14.000000 | 0.000000 | Y | ||||||||||
General | #199: PENG EE OOI | 1,414.419500 | 0.000000 | N | ||||||||||
General | #46: PER-OLOF EKHOLTZ | 666.666700 | 0.000000 | N | ||||||||||
General | #36: PETER J EMBRIANO | 116.000000 | 0.000000 | N | ||||||||||
General | #227: PETER R SWANSON | 0.000000 | 1,666.937700 | N | ||||||||||
General | #74: R.F. HASZING | 1,833.650600 | 0.000000 | N | ||||||||||
General | #28: REX R ANDERSON | 212.000000 | 0.000000 | N | ||||||||||
General | #34: RICHARD CRAIG | 333.333300 | 0.000000 | N | ||||||||||
General | #73: RICHARD TESTER | 1,199.377300 | 0.000000 | N | ||||||||||
General | #157: RICHARD Y LIU | 33.000000 | 0.000000 | Y | ||||||||||
General | #76: ROBERT COURSON | 10.000000 | 0.000000 | Y | ||||||||||
General | #69: ROBERT GOODE | 33.000000 | 0.000000 | Y | ||||||||||
General | #151: ROBERT L GUNTER | 66.000000 | 0.000000 | Y | ||||||||||
General | #7: ROBERT W PLUMMER | 16.000000 | 0.000000 | N | ||||||||||
General | #62: ROY THOMAS | 1,945.387900 | 0.000000 | N | ||||||||||
General | #105: SERA IGGLESDEN | 326.102800 | 0.000000 | N | ||||||||||
General | #104: SHAN FENG YIP & JING XIU LI | 200.000000 | 0.000000 | N | ||||||||||
General | #56: STEPHEN CONGDON | 317.312800 | 0.000000 | N | ||||||||||
General | #75: SUSAN SWAMER | 519.905800 | 0.000000 | N | ||||||||||
General | #217: SUZANNE D KILLEEN | 26.000000 | 0.000000 | Y | ||||||||||
General | #12: TERESA BURT | 75.000000 | 0.000000 | Y | ||||||||||
| BLT01 | Detail Report of Voting Results | Page 4 of 30 | ||
| BLT01221 | CDC CORP. CASE ADMINISTRATION | 23-Aug-12 2:31 PM |
Class 3 Equity Interests
BallotType | Ballot ID & Voter Name | Acct No. | Shares Accepting | Shares Rejecting | Elect 3B | |||||||||
General | #162: THOMAS NEVILLE & ANNETTE MARGARET BARR | 25.000000 | 0.000000 | Y | ||||||||||
General | #164: THOMAS NEVILLE BARRY & | 6.000000 | 0.000000 | Y | ||||||||||
General | #163: THOMAS NEVILLE BARRY & | 33.000000 | 0.000000 | Y | ||||||||||
General | #13: TSIN HWEI LU CUST JIMMY C LU | 49.000000 | 0.000000 | Y | ||||||||||
General | #71: UBAID MUKRI | 16.000000 | 0.000000 | N | ||||||||||
General | #24: UNA I LEON & PHYLLIS C LEON | 10.000000 | 0.000000 | N | ||||||||||
General | #98: VENKATESWARA R JONNA | 889.959900 | 0.000000 | N | ||||||||||
General | #48: VERLYN C HAZLETT | 333.000000 | 0.000000 | N | ||||||||||
General | #16: WARREN WEICKERT | 29.000000 | 0.000000 | Y | ||||||||||
General | #65: WLADYSLAWA CUPRYS | 333.000000 | 0.000000 | N | ||||||||||
Master | #249: AMERIPRISE | 0856 | 60.000000 | 0.000000 | Y | |||||||||
Master | #237: APEX CLEARING | 0616 | 4,000.000000 | 0.000000 | N | |||||||||
Master | 6218 | 0.000000 | 199.000000 | N | ||||||||||
Master | 0215 | 116.000000 | 0.000000 | N | ||||||||||
Master | 5627 | 733.000000 | 0.000000 | N | ||||||||||
Master | 0-26 | 333.000000 | 0.000000 | N | ||||||||||
Master | #113: BMO NESBITT BURNS | 0-12 | 1,000.000000 | 0.000000 | N | |||||||||
Master | #143: BMO NESBITT BURNS | 5469 | 16.000000 | 0.000000 | Y | |||||||||
Master | #112: BMO NESBITT BURNS | 9-25 | 6,000.000000 | 0.000000 | N | |||||||||
Master | 1-21 | 1,000.000000 | 0.000000 | N | ||||||||||
Master | #251: BNY MELLON/MELLON TR OF NEW ENGLAND NA | NT 1 | 33.000000 | 0.000000 | Y | |||||||||
Master | #229: BROWN BROTHERS HARRIMAN & CO | 1690 | 666.000000 | 0.000000 | N | |||||||||
Master | 5520 | 166.000000 | 0.000000 | N | ||||||||||
Master | 0113 | 4,000.000000 | 0.000000 | N | ||||||||||
Master | 5792 | 130,460.000000 | 0.000000 | N | ||||||||||
Master | 7004 | 400.000000 | 0.000000 | N | ||||||||||
Master | 0070 | 173.000000 | 0.000000 | N | ||||||||||
Master | 5317 | 666.000000 | 0.000000 | N | ||||||||||
Master | 5317 | 11.000000 | 0.000000 | Y | ||||||||||
Master | 5317 | 212.000000 | 0.000000 | Y | ||||||||||
Master | 5317 | 28.000000 | 0.000000 | Y | ||||||||||
Master | 5317 | 33.000000 | 0.000000 | Y | ||||||||||
Master | 5317 | 764.000000 | 0.000000 | N | ||||||||||
Master | 5317 | 366.000000 | 0.000000 | N | ||||||||||
| BLT01 | Detail Report of Voting Results | Page 5 of 30 | ||
| BLT01221 | CDC CORP. CASE ADMINISTRATION | 23-Aug-12 2:31 PM |
Class 3 Equity Interests
BallotType | Ballot ID & Voter Name | Acct No. | Shares Accepting | Shares Rejecting | Elect 3B | |||||||||
Master | #229: BROWN BROTHERS HARRIMAN & CO | 5317 | 1,821.000000 | 0.000000 | N | |||||||||
Master | 5317 | 40.000000 | 0.000000 | Y | ||||||||||
Master | 3976 | 266.000000 | 0.000000 | N | ||||||||||
Master | 3976 | 267.000000 | 0.000000 | N | ||||||||||
Master | 8698 | 217.000000 | 0.000000 | N | ||||||||||
Master | 0597 | 226.000000 | 0.000000 | N | ||||||||||
Master | 0522 | 1,333.000000 | 0.000000 | N | ||||||||||
Master | 0852 | 33.000000 | 0.000000 | Y | ||||||||||
Master | 0852 | 43.000000 | 0.000000 | Y | ||||||||||
Master | 6083 | 50.000000 | 0.000000 | Y | ||||||||||
Master | #148: CANACCORD GENUITY CORP | 400.000000 | 0.000000 | N | ||||||||||
Master | #238: CHARLES SCHWAB & CO INC | #1 | 66.000000 | 0.000000 | Y | |||||||||
Master | #10 | 20,000.000000 | 0.000000 | N | ||||||||||
Master | #11 | 266.000000 | 0.000000 | N | ||||||||||
Master | #12 | 626.000000 | 0.000000 | N | ||||||||||
Master | #13 | 250.000000 | 0.000000 | N | ||||||||||
Master | #14 | 1,000.000000 | 0.000000 | N | ||||||||||
Master | #15 | 500.000000 | 0.000000 | N | ||||||||||
Master | #16 | 3,333.000000 | 0.000000 | N | ||||||||||
Master | #17 | 6,666.000000 | 0.000000 | N | ||||||||||
Master | #18 | 333.000000 | 0.000000 | N | ||||||||||
Master | #19 | 2,000.000000 | 0.000000 | N | ||||||||||
Master | #2 | 33.000000 | 0.000000 | Y | ||||||||||
Master | #20 | 500.000000 | 0.000000 | N | ||||||||||
Master | #21 | 133.000000 | 0.000000 | N | ||||||||||
Master | #22 | 1,000.000000 | 0.000000 | N | ||||||||||
Master | #23 | 1,666.000000 | 0.000000 | N | ||||||||||
Master | #24 | 333.000000 | 0.000000 | N | ||||||||||
Master | #25 | 190.000000 | 0.000000 | N | ||||||||||
Master | #26 | 266.000000 | 0.000000 | N | ||||||||||
Master | #27 | 5,500.000000 | 0.000000 | N | ||||||||||
Master | #28 | 666.000000 | 0.000000 | N | ||||||||||
Master | #29 | 400.000000 | 0.000000 | N | ||||||||||
Master | #3 | 37.000000 | 0.000000 | Y | ||||||||||
Master | #30 | 333.000000 | 0.000000 | N | ||||||||||
| BLT01 | Detail Report of Voting Results | Page 6 of 30 | ||
| BLT01221 | CDC CORP. CASE ADMINISTRATION | 23-Aug-12 2:31 PM |
Class 3 Equity Interests
BallotType | Ballot ID & Voter Name | Acct No. | Shares Accepting | Shares Rejecting | Elect 3B | |||||||||
Master | #238: CHARLES SCHWAB & CO INC | #31 | 249,315.000000 | 0.000000 | N | |||||||||
Master | #32 | 3,000.000000 | 0.000000 | N | ||||||||||
Master | #4 | 33.000000 | 0.000000 | Y | ||||||||||
Master | #5 | 0.000000 | 33.000000 | Y | ||||||||||
Master | #6 | 0.000000 | 1,433.000000 | N | ||||||||||
Master | #7 | 33.000000 | 0.000000 | N | ||||||||||
Master | #8 | 20,000.000000 | 0.000000 | N | ||||||||||
Master | #9 | 283.000000 | 0.000000 | N | ||||||||||
Master | #231: CITIBANK N A | #1 | 0.000000 | 66.000000 | N | |||||||||
Master | #10 | 233.000000 | 0.000000 | N | ||||||||||
Master | #11 | 666.000000 | 0.000000 | N | ||||||||||
Master | #12 | 400.000000 | 0.000000 | N | ||||||||||
Master | #126 | 0.000000 | 83.000000 | Y | ||||||||||
Master | #127 | 0.000000 | 26.000000 | Y | ||||||||||
Master | #128 | 0.000000 | 11.000000 | Y | ||||||||||
Master | #129 | 0.000000 | 66.000000 | Y | ||||||||||
Master | #13 | 333.000000 | 0.000000 | N | ||||||||||
Master | #130 | 0.000000 | 33.000000 | Y | ||||||||||
Master | #131 | 0.000000 | 33.000000 | Y | ||||||||||
Master | #132 | 0.000000 | 28.000000 | Y | ||||||||||
Master | #133 | 0.000000 | 33.000000 | Y | ||||||||||
Master | #134 | 0.000000 | 33.000000 | Y | ||||||||||
Master | #135 | 37.000000 | 0.000000 | Y | ||||||||||
Master | #136 | 10.000000 | 0.000000 | Y | ||||||||||
Master | #137 | 74.000000 | 0.000000 | Y | ||||||||||
Master | #138 | 16.000000 | 0.000000 | Y | ||||||||||
Master | #139 | 50.000000 | 0.000000 | Y | ||||||||||
Master | #14 | 100.000000 | 0.000000 | N | ||||||||||
Master | #140 | 83.000000 | 0.000000 | Y | ||||||||||
Master | #141 | 33.000000 | 0.000000 | Y | ||||||||||
Master | #142 | 23.000000 | 0.000000 | Y | ||||||||||
Master | #143 | 90.000000 | 0.000000 | Y | ||||||||||
Master | #144 | 100.000000 | 0.000000 | Y | ||||||||||
Master | #145 | 100.000000 | 0.000000 | Y | ||||||||||
Master | #146 | 13.000000 | 0.000000 | Y | ||||||||||
| BLT01 | Detail Report of Voting Results | Page 7 of 30 | ||
| BLT01221 | CDC CORP. CASE ADMINISTRATION | 23-Aug-12 2:31 PM |
Class 3 Equity Interests
BallotType | Ballot ID & Voter Name | Acct No. | Shares Accepting | Shares Rejecting | Elect 3B | |||||||||
Master | #231: CITIBANK N A | #147 | 66.000000 | 0.000000 | Y | |||||||||
Master | #148 | 56.000000 | 0.000000 | Y | ||||||||||
Master | #149 | 6.000000 | 0.000000 | Y | ||||||||||
Master | #15 | 266.000000 | 0.000000 | N | ||||||||||
Master | #150 | 33.000000 | 0.000000 | Y | ||||||||||
Master | #151 | 33.000000 | 0.000000 | Y | ||||||||||
Master | #152 | 10.000000 | 0.000000 | Y | ||||||||||
Master | #153 | 76.000000 | 0.000000 | Y | ||||||||||
Master | #154 | 13.000000 | 0.000000 | Y | ||||||||||
Master | #155 | 17.000000 | 0.000000 | Y | ||||||||||
Master | #156 | 27.000000 | 0.000000 | Y | ||||||||||
Master | #157 | 13.000000 | 0.000000 | Y | ||||||||||
Master | #158 | 67.000000 | 0.000000 | Y | ||||||||||
Master | #159 | 16.000000 | 0.000000 | Y | ||||||||||
Master | #16 | 1,037.000000 | 0.000000 | N | ||||||||||
Master | #160 | 33.000000 | 0.000000 | Y | ||||||||||
Master | #161 | 80.000000 | 0.000000 | Y | ||||||||||
Master | #162 | 13.000000 | 0.000000 | Y | ||||||||||
Master | #163 | 30.000000 | 0.000000 | Y | ||||||||||
Master | #164 | 66.000000 | 0.000000 | Y | ||||||||||
Master | #165 | 6.000000 | 0.000000 | Y | ||||||||||
Master | #166 | 66.000000 | 0.000000 | Y | ||||||||||
Master | #167 | 13.000000 | 0.000000 | Y | ||||||||||
Master | #168 | 33.000000 | 0.000000 | Y | ||||||||||
Master | #169 | 17.000000 | 0.000000 | Y | ||||||||||
Master | #17 | 1,000.000000 | 0.000000 | N | ||||||||||
Master | #170 | 10.000000 | 0.000000 | Y | ||||||||||
Master | #171 | 44.000000 | 0.000000 | Y | ||||||||||
Master | #172 | 66.000000 | 0.000000 | Y | ||||||||||
Master | #173 | 24.000000 | 0.000000 | Y | ||||||||||
Master | #174 | 33.000000 | 0.000000 | Y | ||||||||||
Master | #175 | 67.000000 | 0.000000 | Y | ||||||||||
Master | #176 | 66.000000 | 0.000000 | Y | ||||||||||
Master | #177 | 8.000000 | 0.000000 | Y | ||||||||||
Master | #178 | 16.000000 | 0.000000 | Y | ||||||||||
| BLT01 | Detail Report of Voting Results | Page 8 of 30 | ||
| BLT01221 | CDC CORP. CASE ADMINISTRATION | 23-Aug-12 2:31 PM |
Class 3 Equity Interests
BallotType | Ballot ID & Voter Name | Acct No. | Shares Accepting | Shares Rejecting | Elect 3B | |||||||||
Master | #231: CITIBANK N A | #179 | 20.000000 | 0.000000 | Y | |||||||||
Master | #18 | 30,000.000000 | 0.000000 | N | ||||||||||
Master | #180 | 8.000000 | 0.000000 | Y | ||||||||||
Master | #181 | 23.000000 | 0.000000 | Y | ||||||||||
Master | #182 | 53.000000 | 0.000000 | Y | ||||||||||
Master | #183 | 33.000000 | 0.000000 | Y | ||||||||||
Master | #184 | 100.000000 | 0.000000 | Y | ||||||||||
Master | #185 | 16.000000 | 0.000000 | Y | ||||||||||
Master | #186 | 100.000000 | 0.000000 | Y | ||||||||||
Master | #187 | 6.000000 | 0.000000 | Y | ||||||||||
Master | #188 | 66.000000 | 0.000000 | Y | ||||||||||
Master | #189 | 100.000000 | 0.000000 | Y | ||||||||||
Master | #19 | 933.000000 | 0.000000 | N | ||||||||||
Master | #190 | 50.000000 | 0.000000 | Y | ||||||||||
Master | #191 | 3.000000 | 0.000000 | Y | ||||||||||
Master | #192 | 26.000000 | 0.000000 | Y | ||||||||||
Master | #193 | 26.000000 | 0.000000 | Y | ||||||||||
Master | #194 | 50.000000 | 0.000000 | Y | ||||||||||
Master | #195 | 33.000000 | 0.000000 | Y | ||||||||||
Master | #196 | 13.000000 | 0.000000 | Y | ||||||||||
Master | #197 | 16.000000 | 0.000000 | Y | ||||||||||
Master | #198 | 33.000000 | 0.000000 | Y | ||||||||||
Master | #199 | 54.000000 | 0.000000 | Y | ||||||||||
Master | #2 | 0.000000 | 741.000000 | N | ||||||||||
Master | #20 | 673.000000 | 0.000000 | N | ||||||||||
Master | #200 | 16.000000 | 0.000000 | Y | ||||||||||
Master | #201 | 33.000000 | 0.000000 | Y | ||||||||||
Master | #202 | 40.000000 | 0.000000 | Y | ||||||||||
Master | #203 | 50.000000 | 0.000000 | Y | ||||||||||
Master | #204 | 86.000000 | 0.000000 | Y | ||||||||||
Master | #205 | 40.000000 | 0.000000 | Y | ||||||||||
Master | #206 | 33.000000 | 0.000000 | Y | ||||||||||
Master | #207 | 20.000000 | 0.000000 | Y | ||||||||||
Master | #208 | 50.000000 | 0.000000 | Y | ||||||||||
Master | #209 | 14.000000 | 0.000000 | Y | ||||||||||
| BLT01 | Detail Report of Voting Results | Page 9 of 30 | ||
| BLT01221 | CDC CORP. CASE ADMINISTRATION | 23-Aug-12 2:31 PM |
Class 3 Equity Interests
BallotType | Ballot ID & Voter Name | Acct No. | Shares Accepting | Shares Rejecting | Elect 3B | |||||||||
Master | #231: CITIBANK N A | #21 | 333.000000 | 0.000000 | N | |||||||||
Master | #210 | 26.000000 | 0.000000 | Y | ||||||||||
Master | #211 | 16.000000 | 0.000000 | Y | ||||||||||
Master | #212 | 16.000000 | 0.000000 | Y | ||||||||||
Master | #213 | 16.000000 | 0.000000 | Y | ||||||||||
Master | #214 | 66.000000 | 0.000000 | Y | ||||||||||
Master | #215 | 5.000000 | 0.000000 | Y | ||||||||||
Master | #216 | 90.000000 | 0.000000 | Y | ||||||||||
Master | #217 | 44.000000 | 0.000000 | Y | ||||||||||
Master | #218 | 16.000000 | 0.000000 | Y | ||||||||||
Master | #219 | 47.000000 | 0.000000 | Y | ||||||||||
Master | #22 | 283.000000 | 0.000000 | N | ||||||||||
Master | #220 | 46.000000 | 0.000000 | Y | ||||||||||
Master | #221 | 53.000000 | 0.000000 | Y | ||||||||||
Master | #222 | 11.000000 | 0.000000 | Y | ||||||||||
Master | #223 | 24.000000 | 0.000000 | Y | ||||||||||
Master | #224 | 33.000000 | 0.000000 | Y | ||||||||||
Master | #225 | 66.000000 | 0.000000 | Y | ||||||||||
Master | #226 | 33.000000 | 0.000000 | Y | ||||||||||
Master | #227 | 16.000000 | 0.000000 | Y | ||||||||||
Master | #228 | 13.000000 | 0.000000 | Y | ||||||||||
Master | #229 | 100.000000 | 0.000000 | Y | ||||||||||
Master | #23 | 1,712.000000 | 0.000000 | N | ||||||||||
Master | #230 | 20.000000 | 0.000000 | Y | ||||||||||
Master | #231 | 67.000000 | 0.000000 | Y | ||||||||||
Master | #232 | 10.000000 | 0.000000 | N | ||||||||||
Master | #233 | 55.000000 | 0.000000 | Y | ||||||||||
Master | #234 | 10.000000 | 0.000000 | Y | ||||||||||
Master | #235 | 66.000000 | 0.000000 | Y | ||||||||||
Master | #236 | 36.000000 | 0.000000 | Y | ||||||||||
Master | #237 | 13.000000 | 0.000000 | Y | ||||||||||
Master | #238 | 26.000000 | 0.000000 | Y | ||||||||||
Master | #239 | 26.000000 | 0.000000 | Y | ||||||||||
Master | #24 | 4,033.000000 | 0.000000 | N | ||||||||||
Master | #240 | 66.000000 | 0.000000 | Y | ||||||||||
| BLT01 | Detail Report of Voting Results | Page 10 of 30 | ||
| BLT01221 | CDC CORP. CASE ADMINISTRATION | 23-Aug-12 2:31 PM |
Class 3 Equity Interests
BallotType | Ballot ID & Voter Name | Acct No. | Shares Accepting | Shares Rejecting | Elect 3B | |||||||||
Master | #231: CITIBANK N A | #241 | 100.000000 | 0.000000 | Y | |||||||||
Master | #242 | 33.000000 | 0.000000 | Y | ||||||||||
Master | #243 | 66.000000 | 0.000000 | Y | ||||||||||
Master | #244 | 60.000000 | 0.000000 | Y | ||||||||||
Master | #245 | 56.000000 | 0.000000 | Y | ||||||||||
Master | #246 | 33.000000 | 0.000000 | Y | ||||||||||
Master | #247 | 53.000000 | 0.000000 | Y | ||||||||||
Master | #248 | 13.000000 | 0.000000 | Y | ||||||||||
Master | #249 | 50.000000 | 0.000000 | Y | ||||||||||
Master | #25 | 1,917.000000 | 0.000000 | N | ||||||||||
Master | #250 | 13.000000 | 0.000000 | Y | ||||||||||
Master | #251 | 6.000000 | 0.000000 | N | ||||||||||
Master | #252 | 19.000000 | 0.000000 | N | ||||||||||
Master | #253 | 16.000000 | 0.000000 | Y | ||||||||||
Master | #254 | 66.000000 | 0.000000 | Y | ||||||||||
Master | #255 | 41.000000 | 0.000000 | N | ||||||||||
Master | #256 | 7.000000 | 0.000000 | Y | ||||||||||
Master | #257 | 3.000000 | 0.000000 | Y | ||||||||||
Master | #258 | 26.000000 | 0.000000 | Y | ||||||||||
Master | #259 | 100.000000 | 0.000000 | Y | ||||||||||
Master | #26 | 200.000000 | 0.000000 | N | ||||||||||
Master | #260 | 10.000000 | 0.000000 | N | ||||||||||
Master | #261 | 53.000000 | 0.000000 | Y | ||||||||||
Master | #262 | 83.000000 | 0.000000 | Y | ||||||||||
Master | #263 | 3.000000 | 0.000000 | Y | ||||||||||
Master | #264 | 10.000000 | 0.000000 | Y | ||||||||||
Master | #265 | 6.000000 | 0.000000 | Y | ||||||||||
Master | #266 | 35.000000 | 0.000000 | Y | ||||||||||
Master | #267 | 13.000000 | 0.000000 | Y | ||||||||||
Master | #268 | 13.000000 | 0.000000 | Y | ||||||||||
Master | #269 | 26.000000 | 0.000000 | Y | ||||||||||
Master | #27 | 167.000000 | 0.000000 | N | ||||||||||
Master | #270 | 5.000000 | 0.000000 | Y | ||||||||||
Master | #271 | 45.000000 | 0.000000 | Y | ||||||||||
Master | #272 | 16.000000 | 0.000000 | Y | ||||||||||
| BLT01 | Detail Report of Voting Results | Page 11 of 30 | ||
| BLT01221 | CDC CORP. CASE ADMINISTRATION | 23-Aug-12 2:31 PM |
Class 3 Equity Interests
BallotType | Ballot ID & Voter Name | Acct No. | Shares Accepting | Shares Rejecting | Elect 3B | |||||||||
Master | #231: CITIBANK N A | #273 | 14.000000 | 0.000000 | Y | |||||||||
Master | #274 | 66.000000 | 0.000000 | Y | ||||||||||
Master | #275 | 66.000000 | 0.000000 | Y | ||||||||||
Master | #276 | 66.000000 | 0.000000 | Y | ||||||||||
Master | #277 | 13.000000 | 0.000000 | Y | ||||||||||
Master | #278 | 33.000000 | 0.000000 | Y | ||||||||||
Master | #279 | 40.000000 | 0.000000 | Y | ||||||||||
Master | #28 | 700.000000 | 0.000000 | N | ||||||||||
Master | #280 | 42.000000 | 0.000000 | Y | ||||||||||
Master | #281 | 500.000000 | 0.000000 | N | ||||||||||
Master | #282 | 0.000000 | 180.000000 | N | ||||||||||
Master | #283 | 666.000000 | 0.000000 | N | ||||||||||
Master | #284 | 266.000000 | 0.000000 | N | ||||||||||
Master | #285 | 26.000000 | 0.000000 | Y | ||||||||||
Master | #286 | 6,666.000000 | 0.000000 | N | ||||||||||
Master | #287 | 126.000000 | 0.000000 | N | ||||||||||
Master | #288 | 67.000000 | 0.000000 | Y | ||||||||||
Master | #289 | 3,000.000000 | 0.000000 | N | ||||||||||
Master | #29 | 667.000000 | 0.000000 | N | ||||||||||
Master | #291 | 36.000000 | 0.000000 | N | ||||||||||
Master | #3 | 0.000000 | 166.000000 | N | ||||||||||
Master | #30 | 183.000000 | 0.000000 | N | ||||||||||
Master | #31 | 720.000000 | 0.000000 | N | ||||||||||
Master | #32 | 66.000000 | 0.000000 | N | ||||||||||
Master | #33 | 1,673.000000 | 0.000000 | N | ||||||||||
Master | #34 | 55.000000 | 0.000000 | N | ||||||||||
Master | #35 | 166.000000 | 0.000000 | N | ||||||||||
Master | #36 | 30.000000 | 0.000000 | N | ||||||||||
Master | #37 | 56.000000 | 0.000000 | N | ||||||||||
Master | #38 | 146.000000 | 0.000000 | N | ||||||||||
Master | #39 | 100.000000 | 0.000000 | N | ||||||||||
Master | #4 | 0.000000 | 66.000000 | N | ||||||||||
Master | #40 | 110.000000 | 0.000000 | N | ||||||||||
Master | #41 | 6,000.000000 | 0.000000 | N | ||||||||||
Master | #42 | 47.000000 | 0.000000 | N | ||||||||||
| BLT01 | Detail Report of Voting Results | Page 12 of 30 | ||
| BLT01221 | CDC CORP. CASE ADMINISTRATION | 23-Aug-12 2:31 PM |
Class 3 Equity Interests
BallotType | Ballot ID & Voter Name | Acct No. | Shares Accepting | Shares Rejecting | Elect 3B | |||||||||
Master | #231: CITIBANK N A | #43 | 166.000000 | 0.000000 | N | |||||||||
Master | #44 | 41.000000 | 0.000000 | N | ||||||||||
Master | #45 | 66.000000 | 0.000000 | N | ||||||||||
Master | #46 | 66.000000 | 0.000000 | N | ||||||||||
Master | #47 | 300.000000 | 0.000000 | N | ||||||||||
Master | #48 | 160.000000 | 0.000000 | N | ||||||||||
Master | #49 | 100.000000 | 0.000000 | N | ||||||||||
Master | #5 | 666.000000 | 0.000000 | N | ||||||||||
Master | #50 | 333.000000 | 0.000000 | N | ||||||||||
Master | #51 | 66.000000 | 0.000000 | N | ||||||||||
Master | #52 | 22.000000 | 0.000000 | N | ||||||||||
Master | #53 | 66.000000 | 0.000000 | N | ||||||||||
Master | #54 | 33.000000 | 0.000000 | N | ||||||||||
Master | #55 | 666.000000 | 0.000000 | N | ||||||||||
Master | #56 | 133.000000 | 0.000000 | N | ||||||||||
Master | #57 | 66.000000 | 0.000000 | N | ||||||||||
Master | #58 | 40.000000 | 0.000000 | N | ||||||||||
Master | #59 | 2,000.000000 | 0.000000 | N | ||||||||||
Master | #6 | 375.000000 | 0.000000 | N | ||||||||||
Master | #60 | 883.000000 | 0.000000 | N | ||||||||||
Master | #61 | 133.000000 | 0.000000 | N | ||||||||||
Master | #62 | 20.000000 | 0.000000 | N | ||||||||||
Master | #63 | 333.000000 | 0.000000 | N | ||||||||||
Master | #64 | 333.000000 | 0.000000 | N | ||||||||||
Master | #65 | 244.000000 | 0.000000 | N | ||||||||||
Master | #66 | 266.000000 | 0.000000 | N | ||||||||||
Master | #67 | 111.000000 | 0.000000 | N | ||||||||||
Master | #68 | 20.000000 | 0.000000 | N | ||||||||||
Master | #69 | 185.000000 | 0.000000 | N | ||||||||||
Master | #7 | 233.000000 | 0.000000 | N | ||||||||||
Master | #70 | 60.000000 | 0.000000 | N | ||||||||||
Master | #71 | 333.000000 | 0.000000 | N | ||||||||||
Master | #72 | 200.000000 | 0.000000 | N | ||||||||||
Master | #73 | 13.000000 | 0.000000 | N | ||||||||||
Master | #74 | 333.000000 | 0.000000 | N | ||||||||||
| BLT01 | Detail Report of Voting Results | Page 13 of 30 | ||
| BLT01221 | CDC CORP. CASE ADMINISTRATION | 23-Aug-12 2:31 PM |
Class 3 Equity Interests
BallotType | Ballot ID & Voter Name | Acct No. | Shares Accepting | Shares Rejecting | Elect 3B | |||||||||
Master | #231: CITIBANK N A | #75 | 695.000000 | 0.000000 | N | |||||||||
Master | #76 | 33.000000 | 0.000000 | N | ||||||||||
Master | #77 | 55.000000 | 0.000000 | N | ||||||||||
Master | #78 | 166.000000 | 0.000000 | N | ||||||||||
Master | #79 | 333.000000 | 0.000000 | N | ||||||||||
Master | #8 | 133.000000 | 0.000000 | N | ||||||||||
Master | #80 | 667.000000 | 0.000000 | N | ||||||||||
Master | #81 | 667.000000 | 0.000000 | N | ||||||||||
Master | #82 | 266.000000 | 0.000000 | N | ||||||||||
Master | #83 | 333.000000 | 0.000000 | N | ||||||||||
Master | #84 | 166.000000 | 0.000000 | N | ||||||||||
Master | #85 | 33,405.000000 | 0.000000 | N | ||||||||||
Master | #86 | 366.000000 | 0.000000 | N | ||||||||||
Master | #87 | 190.000000 | 0.000000 | N | ||||||||||
Master | #88 | 200.000000 | 0.000000 | N | ||||||||||
Master | #89 | 500.000000 | 0.000000 | N | ||||||||||
Master | #9 | 300.000000 | 0.000000 | N | ||||||||||
Master | #90 | 333.000000 | 0.000000 | N | ||||||||||
Master | #91 | 105.000000 | 0.000000 | N | ||||||||||
Master | #92 | 1,500.000000 | 0.000000 | N | ||||||||||
Master | #93 | 178.000000 | 0.000000 | N | ||||||||||
Master | #94 | 103.000000 | 0.000000 | N | ||||||||||
Master | #95 | 293.000000 | 0.000000 | N | ||||||||||
Master | #96 | 300.000000 | 0.000000 | N | ||||||||||
Master | #97 | 1,283.000000 | 0.000000 | N | ||||||||||
Master | #111: CITIGROUP GLOBAL MARKETS INC | -1-0 | 333.000000 | 0.000000 | N | |||||||||
Master | -2-4 | 1,257.000000 | 0.000000 | N | ||||||||||
Master | -2-1 | 0.000000 | 4,100.000000 | N | ||||||||||
Master | #171: D.A. DAVIDSON & CO | 9110 | 66.000000 | 0.000000 | Y | |||||||||
Master | 9129 | 66.000000 | 0.000000 | Y | ||||||||||
Master | 0278 | 6.000000 | 0.000000 | Y | ||||||||||
Master | #260: DEUTSCHE BANK SECURITIES INC | 4300 | 234,011.000000 | 0.000000 | N | |||||||||
Master | 4306 | 14,675.000000 | 0.000000 | N | ||||||||||
Master | 6618 | 517.000000 | 0.000000 | N | ||||||||||
Master | 8086 | 86,321.000000 | 0.000000 | N | ||||||||||
| BLT01 | Detail Report of Voting Results | Page 14 of 30 | ||
| BLT01221 | CDC CORP. CASE ADMINISTRATION | 23-Aug-12 2:31 PM |
Class 3 Equity Interests
BallotType | Ballot ID & Voter Name | Acct No. | Shares Accepting | Shares Rejecting | Elect 3B | |||||||||
Master | #232: EDWARD D JONES & CO | 4-17 | 107.000000 | 0.000000 | N | |||||||||
Master | 8-16 | 3,333.000000 | 0.000000 | N | ||||||||||
Master | 8-11 | 45.000000 | 0.000000 | Y | ||||||||||
Master | 0-11 | 32.000000 | 0.000000 | Y | ||||||||||
Master | 7-10 | 227.000000 | 0.000000 | N | ||||||||||
Master | 2-17 | 1,600.000000 | 0.000000 | N | ||||||||||
Master | 3-15 | 33.000000 | 0.000000 | Y | ||||||||||
Master | 4-14 | 31.000000 | 0.000000 | Y | ||||||||||
Master | 0-12 | 33.000000 | 0.000000 | Y | ||||||||||
Master | #236: ETRADE CLEARING LLC | 7823 | 1,000.000000 | 0.000000 | N | |||||||||
Master | 7012 | 83.000000 | 0.000000 | Y | ||||||||||
Master | 9024 | 100.000000 | 0.000000 | Y | ||||||||||
Master | 5428 | 5.000000 | 0.000000 | Y | ||||||||||
Master | 3525 | 133.000000 | 0.000000 | N | ||||||||||
Master | 9318 | 931.000000 | 0.000000 | N | ||||||||||
Master | 5613 | 10,200.000000 | 0.000000 | N | ||||||||||
Master | 9417 | 10,200.000000 | 0.000000 | N | ||||||||||
Master | 4218 | 931.000000 | 0.000000 | N | ||||||||||
Master | 3220 | 100.000000 | 0.000000 | N | ||||||||||
Master | 9628 | 1,500.000000 | 0.000000 | N | ||||||||||
Master | 9912 | 166.000000 | 0.000000 | N | ||||||||||
Master | 1812 | 1,633.000000 | 0.000000 | N | ||||||||||
Master | 9714 | 4,000.000000 | 0.000000 | N | ||||||||||
Master | 7620 | 9,046.000000 | 0.000000 | N | ||||||||||
Master | 6129 | 666.000000 | 0.000000 | N | ||||||||||
Master | 3710 | 100.000000 | 0.000000 | Y | ||||||||||
Master | 5327 | 5,500.000000 | 0.000000 | N | ||||||||||
Master | 7326 | 4,500.000000 | 0.000000 | N | ||||||||||
Master | 1228 | 333.000000 | 0.000000 | N | ||||||||||
Master | 9711 | 15.000000 | 0.000000 | N | ||||||||||
Master | 2919 | 1,400.000000 | 0.000000 | N | ||||||||||
Master | 2317 | 171.000000 | 0.000000 | N | ||||||||||
Master | 8413 | 137.000000 | 0.000000 | N | ||||||||||
Master | 1219 | 350.000000 | 0.000000 | N | ||||||||||
Master | 8724 | 666.000000 | 0.000000 | N | ||||||||||
| BLT01 | Detail Report of Voting Results | Page 15 of 30 | ||
| BLT01221 | CDC CORP. CASE ADMINISTRATION | 23-Aug-12 2:31 PM |
Class 3 Equity Interests
BallotType | Ballot ID & Voter Name | Acct No. | Shares Accepting | Shares Rejecting | Elect 3B | |||||||||
Master | #236: ETRADE CLEARING LLC | 9218 | 48.000000 | 0.000000 | N | |||||||||
Master | 2414 | 74.000000 | 0.000000 | N | ||||||||||
Master | 9927 | 4,000.000000 | 0.000000 | N | ||||||||||
Master | 9724 | 733.000000 | 0.000000 | N | ||||||||||
Master | 6117 | 775.000000 | 0.000000 | N | ||||||||||
Master | 2324 | 3,576.000000 | 0.000000 | N | ||||||||||
Master | 9718 | 1,666.000000 | 0.000000 | N | ||||||||||
Master | 1319 | 22,699.000000 | 0.000000 | N | ||||||||||
Master | 8818 | 200.000000 | 0.000000 | N | ||||||||||
Master | #254: FIRST CLEARING, LLC | #1 | 166.000000 | 0.000000 | N | |||||||||
Master | #10 | 53.000000 | 0.000000 | N | ||||||||||
Master | #11 | 100.000000 | 0.000000 | Y | ||||||||||
Master | #12 | 33.000000 | 0.000000 | Y | ||||||||||
Master | #13 | 33.000000 | 0.000000 | Y | ||||||||||
Master | #14 | 366.000000 | 0.000000 | N | ||||||||||
Master | #15 | 33.000000 | 0.000000 | Y | ||||||||||
Master | #16 | 666.000000 | 0.000000 | N | ||||||||||
Master | #17 | 66.000000 | 0.000000 | Y | ||||||||||
Master | #18 | 66.000000 | 0.000000 | Y | ||||||||||
Master | #19 | 0.000000 | 16.000000 | Y | ||||||||||
Master | #2 | 333.000000 | 0.000000 | N | ||||||||||
Master | #20 | 21.000000 | 0.000000 | Y | ||||||||||
Master | #21 | 5,000.000000 | 0.000000 | N | ||||||||||
Master | #3 | 33.000000 | 0.000000 | Y | ||||||||||
Master | #4 | 66.000000 | 0.000000 | Y | ||||||||||
Master | #5 | 41.000000 | 0.000000 | Y | ||||||||||
Master | #6 | 66.000000 | 0.000000 | Y | ||||||||||
Master | #7 | 33.000000 | 0.000000 | Y | ||||||||||
Master | #8 | 66.000000 | 0.000000 | Y | ||||||||||
Master | #9 | 66.000000 | 0.000000 | Y | ||||||||||
Master | #250: FIRST SOUTHWEST COMPANY | 6806 | 50.000000 | 0.000000 | Y | |||||||||
Master | #195: GOLDMAN SACHS & CO | A1 | 46,590.000000 | 0.000000 | N | |||||||||
Master | A10 | 418,850.000000 | 0.000000 | N | ||||||||||
Master | A11 | 56,700.000000 | 0.000000 | N | ||||||||||
Master | A12 | 245,324.000000 | 0.000000 | N | ||||||||||
| BLT01 | Detail Report of Voting Results | Page 16 of 30 | ||
| BLT01221 | CDC CORP. CASE ADMINISTRATION | 23-Aug-12 2:31 PM |
Class 3 Equity Interests
BallotType | Ballot ID & Voter Name | Acct No. | Shares Accepting | Shares Rejecting | Elect 3B | |||||||||
Master | #195: GOLDMAN SACHS & CO | A2 | 74,700.000000 | 0.000000 | N | |||||||||
Master | A3 | 924,000.000000 | 0.000000 | N | ||||||||||
Master | A4 | 800.000000 | 0.000000 | N | ||||||||||
Master | A5 | 1,500,910.000000 | 0.000000 | N | ||||||||||
Master | A6 | 965,300.000000 | 0.000000 | N | ||||||||||
Master | A7 | 1,041,826.000000 | 0.000000 | N | ||||||||||
Master | A8 | 3,000.000000 | 0.000000 | N | ||||||||||
Master | A9 | 2,009.000000 | 0.000000 | N | ||||||||||
Master | #114: GOLDMAN SACHS EXECUTION & CLEARING | 1109 | 1,000.000000 | 0.000000 | N | |||||||||
Master | 1209 | 405,592.000000 | 0.000000 | N | ||||||||||
Master | 1209 | 45,501.000000 | 0.000000 | N | ||||||||||
Master | 1209 | 500.000000 | 0.000000 | N | ||||||||||
Master | 1209 | 1,000.000000 | 0.000000 | N | ||||||||||
Master | #196: GOLDMAN SACHS INTERNATIONAL | A9 | 231,800.000000 | 0.000000 | N | |||||||||
Master | #187: JANNEY MONTGOMERY SCOTT LLC | IEB) | 33.000000 | 0.000000 | Y | |||||||||
Master | #170: JEFFERIES & CO | 8817 | 410.000000 | 0.000000 | N | |||||||||
Master | 1421 | 138,096.000000 | 0.000000 | N | ||||||||||
Master | 9721 | 134,620.000000 | 0.000000 | N | ||||||||||
Master | #246: JP MORGAN CHASE BANK N A | AL M | 47,450.000000 | 0.000000 | N | |||||||||
Master | #188: JP MORGAN CLEARING CORP | 3462 | 166.000000 | 0.000000 | N | |||||||||
Master | 9114 | 0.000000 | 137.000000 | N | ||||||||||
Master | 9450 | 46.000000 | 0.000000 | Y | ||||||||||
Master | 0007 | 166.000000 | 0.000000 | N | ||||||||||
Master | 0088 | 15.000000 | 0.000000 | Y | ||||||||||
Master | 3801 | 27.000000 | 0.000000 | Y | ||||||||||
Master | 9958 | 16.000000 | 0.000000 | Y | ||||||||||
Master | 0007 | 196,180.000000 | 0.000000 | N | ||||||||||
Master | 0059 | 29,500.000000 | 0.000000 | N | ||||||||||
Master | 0160 | 19,382.000000 | 0.000000 | N | ||||||||||
Master | 8658 | 6.000000 | 0.000000 | N | ||||||||||
Master | 5189 | 333.000000 | 0.000000 | N | ||||||||||
Master | 7420 | 68.000000 | 0.000000 | Y | ||||||||||
Master | #106: KEY BANK N A | 0.000000 | 33.000000 | N | ||||||||||
Master | #253: LEGENT CLEARING LLC, STIFEL NICOLAUS | 2767 | 333.000000 | 0.000000 | N | |||||||||
| BLT01 | Detail Report of Voting Results | Page 17 of 30 | ||
| BLT01221 | CDC CORP. CASE ADMINISTRATION | 23-Aug-12 2:31 PM |
Class 3 Equity Interests
BallotType | Ballot ID & Voter Name | Acct No. | Shares Accepting | Shares Rejecting | Elect 3B | |||||||||
Master | #253: LEGENT CLEARING LLC, STIFEL NICOLAUS | (LC) | 16.000000 | 0.000000 | Y | |||||||||
Master | 1181 | 166.000000 | 0.000000 | N | ||||||||||
Master | 2519 | 36.000000 | 0.000000 | Y | ||||||||||
Master | 0568 | 666.000000 | 0.000000 | N | ||||||||||
Master | 8452 | 8.000000 | 0.000000 | Y | ||||||||||
Master | 8457 | 35.000000 | 0.000000 | Y | ||||||||||
Master | 9011 | 66.000000 | 0.000000 | N | ||||||||||
Master | #241: MERRILL LYNCH | 001 | 66.000000 | 0.000000 | Y | |||||||||
Master | 002 | 66.000000 | 0.000000 | N | ||||||||||
Master | 003 | 666.000000 | 0.000000 | N | ||||||||||
Master | #259: MORGAN STANLEY & CO LLC | ER 1 | 90,000.000000 | 0.000000 | N | |||||||||
Master | ER 2 | 3,600,000.000000 | 0.000000 | N | ||||||||||
Master | #174: MORGAN STANLEY SMITH BARNEY INC | 4096 | 333.000000 | 0.000000 | N | |||||||||
Master | 5329 | 66.000000 | 0.000000 | N | ||||||||||
Master | 9547 | 333.000000 | 0.000000 | N | ||||||||||
Master | 3599 | 333.000000 | 0.000000 | N | ||||||||||
Master | 8810 | 166.000000 | 0.000000 | N | ||||||||||
Master | 8988 | 333.000000 | 0.000000 | N | ||||||||||
Master | 0144 | 0.000000 | 2,733.000000 | N | ||||||||||
Master | 9984 | 206.000000 | 0.000000 | N | ||||||||||
Master | 0336 | 66.000000 | 0.000000 | N | ||||||||||
Master | #169: NATIONAL FINANCIAL SERVICES LLC | 9491 | 333.000000 | 0.000000 | N | |||||||||
Master | 4481 | 333.000000 | 0.000000 | N | ||||||||||
Master | 3122 | 0.000000 | 66.000000 | Y | ||||||||||
Master | 4132 | 1,000.000000 | 0.000000 | N | ||||||||||
Master | 6131 | 83.000000 | 0.000000 | N | ||||||||||
Master | 0972 | 13.000000 | 0.000000 | Y | ||||||||||
Master | 5481 | 33.000000 | 0.000000 | N | ||||||||||
Master | 7781 | 136.000000 | 0.000000 | N | ||||||||||
Master | 4471 | 66.000000 | 0.000000 | Y | ||||||||||
Master | 0661 | 1,000.000000 | 0.000000 | N | ||||||||||
Master | 1361 | 40,600.000000 | 0.000000 | N | ||||||||||
Master | 4861 | 250.000000 | 0.000000 | N | ||||||||||
Master | 4701 | 3,166.000000 | 0.000000 | N | ||||||||||
Master | 1101 | 372.000000 | 0.000000 | N | ||||||||||
| BLT01 | Detail Report of Voting Results | Page 18 of 30 | ||
| BLT01221 | CDC CORP. CASE ADMINISTRATION | 23-Aug-12 2:31 PM |
Class 3 Equity Interests
BallotType | Ballot ID & Voter Name | Acct No. | Shares Accepting | Shares Rejecting | Elect 3B | |||||||||
Master | #169: NATIONAL FINANCIAL SERVICES LLC | 2011 | 266.000000 | 0.000000 | N | |||||||||
Master | 9541 | 6,850.000000 | 0.000000 | N | ||||||||||
Master | 5281 | 66.000000 | 0.000000 | Y | ||||||||||
Master | 6051 | 133.000000 | 0.000000 | N | ||||||||||
Master | 1071 | 50.000000 | 0.000000 | N | ||||||||||
Master | 2631 | 43.000000 | 0.000000 | Y | ||||||||||
Master | 1221 | 66.000000 | 0.000000 | Y | ||||||||||
Master | 8042 | 266.000000 | 0.000000 | N | ||||||||||
Master | 8581 | 6,000.000000 | 0.000000 | N | ||||||||||
Master | 1061 | 66.000000 | 0.000000 | Y | ||||||||||
Master | 2091 | 33.000000 | 0.000000 | Y | ||||||||||
Master | 4201 | 26.000000 | 0.000000 | Y | ||||||||||
Master | 1401 | 166.000000 | 0.000000 | N | ||||||||||
Master | 2481 | 12,600.000000 | 0.000000 | N | ||||||||||
Master | 2541 | 666.000000 | 0.000000 | N | ||||||||||
Master | 74-1 | 181.000000 | 0.000000 | N | ||||||||||
Master | 0631 | 333.000000 | 0.000000 | N | ||||||||||
Master | 1691 | 333.000000 | 0.000000 | N | ||||||||||
Master | 8591 | 100.000000 | 0.000000 | N | ||||||||||
Master | 2841 | 400.000000 | 0.000000 | N | ||||||||||
Master | 6901 | 100.000000 | 0.000000 | N | ||||||||||
Master | 4681 | 0.000000 | 1,666.000000 | N | ||||||||||
Master | 9331 | 66.000000 | 0.000000 | Y | ||||||||||
Master | 7331 | 1,098.000000 | 0.000000 | N | ||||||||||
Master | 6821 | 8.000000 | 0.000000 | N | ||||||||||
Master | 3201 | 0.000000 | 66.000000 | Y | ||||||||||
Master | 2061 | 133.000000 | 0.000000 | N | ||||||||||
Master | 8061 | 166.000000 | 0.000000 | N | ||||||||||
Master | 9441 | 46.000000 | 0.000000 | Y | ||||||||||
Master | 6891 | 0.000000 | 33.000000 | Y | ||||||||||
Master | 7511 | 166.000000 | 0.000000 | N | ||||||||||
Master | 7961 | 200.000000 | 0.000000 | N | ||||||||||
Master | 6021 | 1,366.000000 | 0.000000 | N | ||||||||||
Master | 1201 | 100.000000 | 0.000000 | Y | ||||||||||
Master | 2211 | 166.000000 | 0.000000 | N | ||||||||||
| BLT01 | Detail Report of Voting Results | Page 19 of 30 | ||
| BLT01221 | CDC CORP. CASE ADMINISTRATION | 23-Aug-12 2:31 PM |
Class 3 Equity Interests
BallotType | Ballot ID & Voter Name | Acct No. | Shares Accepting | Shares Rejecting | Elect 3B | |||||||||
Master | #169: NATIONAL FINANCIAL SERVICES LLC | 8211 | 333.000000 | 0.000000 | N | |||||||||
Master | 0861 | 8,916.000000 | 0.000000 | N | ||||||||||
Master | 5391 | 27.000000 | 0.000000 | Y | ||||||||||
Master | 5471 | 44.000000 | 0.000000 | Y | ||||||||||
Master | 8501 | 700.000000 | 0.000000 | N | ||||||||||
Master | 8091 | 100.000000 | 0.000000 | Y | ||||||||||
Master | 2481 | 500.000000 | 0.000000 | N | ||||||||||
Master | 6601 | 500.000000 | 0.000000 | N | ||||||||||
Master | 1821 | 6,000.000000 | 0.000000 | N | ||||||||||
Master | 9771 | 108,234.000000 | 0.000000 | N | ||||||||||
Master | 5231 | 54.000000 | 0.000000 | Y | ||||||||||
Master | 7871 | 233.000000 | 0.000000 | N | ||||||||||
Master | 4601 | 166.000000 | 0.000000 | N | ||||||||||
Master | 5521 | 33.000000 | 0.000000 | N | ||||||||||
Master | 6081 | 66.000000 | 0.000000 | Y | ||||||||||
Master | 8471 | 333.000000 | 0.000000 | N | ||||||||||
Master | 4001 | 433.000000 | 0.000000 | N | ||||||||||
Master | 3601 | 0.000000 | 125.000000 | N | ||||||||||
Master | 8681 | 166.000000 | 0.000000 | N | ||||||||||
Master | 2471 | 0.000000 | 66.000000 | Y | ||||||||||
Master | 0371 | 333.000000 | 0.000000 | N | ||||||||||
Master | 0601 | 300.000000 | 0.000000 | N | ||||||||||
Master | 8391 | 1.000000 | 0.000000 | N | ||||||||||
Master | 3611 | 33.000000 | 0.000000 | N | ||||||||||
Master | 5731 | 0.000000 | 733.000000 | N | ||||||||||
Master | 6081 | 533.000000 | 0.000000 | N | ||||||||||
Master | 1531 | 5,416.000000 | 0.000000 | N | ||||||||||
Master | 1421 | 500.000000 | 0.000000 | N | ||||||||||
Master | 1501 | 2,666.000000 | 0.000000 | N | ||||||||||
Master | 4271 | 16.000000 | 0.000000 | Y | ||||||||||
Master | 2061 | 14.000000 | 0.000000 | Y | ||||||||||
Master | 9401 | 666.000000 | 0.000000 | N | ||||||||||
Master | 3201 | 333.000000 | 0.000000 | N | ||||||||||
Master | 3661 | 19,000.000000 | 0.000000 | N | ||||||||||
Master | 1951 | 0.000000 | 333.000000 | N | ||||||||||
| BLT01 | Detail Report of Voting Results | Page 20 of 30 | ||
| BLT01221 | CDC CORP. CASE ADMINISTRATION | 23-Aug-12 2:31 PM |
Class 3 Equity Interests
BallotType | Ballot ID & Voter Name | Acct No. | Shares Accepting | Shares Rejecting | Elect 3B | |||||||||
Master | #169: NATIONAL FINANCIAL SERVICES LLC | 5211 | 76.000000 | 0.000000 | Y | |||||||||
Master | 4541 | 333.000000 | 0.000000 | N | ||||||||||
Master | 1691 | 133.000000 | 0.000000 | N | ||||||||||
Master | 9701 | 123.000000 | 0.000000 | N | ||||||||||
Master | 3951 | 66.000000 | 0.000000 | Y | ||||||||||
Master | 9172 | 166.000000 | 0.000000 | N | ||||||||||
Master | 6681 | 33.000000 | 0.000000 | Y | ||||||||||
Master | 6672 | 500.000000 | 0.000000 | N | ||||||||||
Master | 3781 | 6.000000 | 0.000000 | Y | ||||||||||
Master | 8611 | 100.000000 | 0.000000 | Y | ||||||||||
Master | 4251 | 0.000000 | 33.000000 | Y | ||||||||||
Master | 0271 | 666.000000 | 0.000000 | N | ||||||||||
Master | 2791 | 33.000000 | 0.000000 | Y | ||||||||||
Master | 0781 | 41.000000 | 0.000000 | Y | ||||||||||
Master | 1062 | 333.000000 | 0.000000 | N | ||||||||||
Master | 8031 | 3.000000 | 0.000000 | Y | ||||||||||
Master | 0831 | 500.000000 | 0.000000 | N | ||||||||||
Master | 2341 | 133.000000 | 0.000000 | N | ||||||||||
Master | 1301 | 0.000000 | 50.000000 | N | ||||||||||
Master | 5451 | 83.000000 | 0.000000 | N | ||||||||||
Master | 7221 | 333.000000 | 0.000000 | N | ||||||||||
Master | 3781 | 1,241.000000 | 0.000000 | N | ||||||||||
Master | 3861 | 1,414.000000 | 0.000000 | N | ||||||||||
Master | 3941 | 1,178.000000 | 0.000000 | N | ||||||||||
Master | 7882 | 333.000000 | 0.000000 | N | ||||||||||
Master | 9322 | 333.000000 | 0.000000 | N | ||||||||||
Master | 8951 | 163,361.000000 | 0.000000 | N | ||||||||||
Master | 4902 | 166.000000 | 0.000000 | N | ||||||||||
Master | 9281 | 169.000000 | 0.000000 | N | ||||||||||
Master | 6442 | 1,333.000000 | 0.000000 | N | ||||||||||
Master | 7782 | 4,000.000000 | 0.000000 | N | ||||||||||
Master | 7881 | 1,000.000000 | 0.000000 | N | ||||||||||
Master | 1512 | 133.000000 | 0.000000 | N | ||||||||||
Master | 6682 | 200.000000 | 0.000000 | N | ||||||||||
Master | 9501 | 16.000000 | 0.000000 | Y | ||||||||||
| BLT01 | Detail Report of Voting Results | Page 21 of 30 | ||
| BLT01221 | CDC CORP. CASE ADMINISTRATION | 23-Aug-12 2:31 PM |
Class 3 Equity Interests
BallotType | Ballot ID & Voter Name | Acct No. | Shares Accepting | Shares Rejecting | Elect 3B | |||||||||
Master | #169: NATIONAL FINANCIAL SERVICES LLC | 3581 | 133.000000 | 0.000000 | N | |||||||||
Master | 7982 | 2,000.000000 | 0.000000 | N | ||||||||||
Master | 9762 | 3.000000 | 0.000000 | Y | ||||||||||
Master | 1492 | 100.000000 | 0.000000 | N | ||||||||||
Master | 2522 | 333.000000 | 0.000000 | N | ||||||||||
Master | 5162 | 200.000000 | 0.000000 | N | ||||||||||
Master | 6561 | 76.000000 | 0.000000 | Y | ||||||||||
Master | 1691 | 6.000000 | 0.000000 | Y | ||||||||||
Master | 8581 | 83.000000 | 0.000000 | Y | ||||||||||
Master | 0961 | 105.000000 | 0.000000 | N | ||||||||||
Master | 3521 | 0.000000 | 50.000000 | Y | ||||||||||
Master | 9082 | 0.000000 | 1,333.000000 | N | ||||||||||
Master | 5892 | 0.000000 | 66.000000 | Y | ||||||||||
Master | 5972 | 0.000000 | 66.000000 | Y | ||||||||||
Master | 3562 | 0.000000 | 33.000000 | Y | ||||||||||
Master | 2972 | 1,000.000000 | 0.000000 | N | ||||||||||
Master | 2462 | 666.000000 | 0.000000 | N | ||||||||||
Master | 5222 | 1,333.000000 | 0.000000 | N | ||||||||||
Master | 8802 | 33.000000 | 0.000000 | Y | ||||||||||
Master | 2691 | 274.000000 | 0.000000 | N | ||||||||||
Master | 0592 | 333.000000 | 0.000000 | N | ||||||||||
Master | 3752 | 0.000000 | 66.000000 | Y | ||||||||||
Master | 0511 | 866.000000 | 0.000000 | N | ||||||||||
Master | 4321 | 133.000000 | 0.000000 | N | ||||||||||
Master | 0712 | 0.000000 | 333.000000 | N | ||||||||||
Master | 3532 | 10.000000 | 0.000000 | Y | ||||||||||
Master | 6362 | 333.000000 | 0.000000 | N | ||||||||||
Master | 8061 | 166.000000 | 0.000000 | N | ||||||||||
Master | 0452 | 66.000000 | 0.000000 | Y | ||||||||||
Master | 9221 | 433.000000 | 0.000000 | N | ||||||||||
Master | 4241 | 2,500.000000 | 0.000000 | N | ||||||||||
Master | 4242 | 2,000.000000 | 0.000000 | N | ||||||||||
Master | 7481 | 333.000000 | 0.000000 | N | ||||||||||
Master | 7982 | 400.000000 | 0.000000 | N | ||||||||||
Master | 4222 | 166.000000 | 0.000000 | N | ||||||||||
| BLT01 | Detail Report of Voting Results | Page 22 of 30 | ||
| BLT01221 | CDC CORP. CASE ADMINISTRATION | 23-Aug-12 2:31 PM |
Class 3 Equity Interests
BallotType | Ballot ID & Voter Name | Acct No. | Shares Accepting | Shares Rejecting | Elect 3B | |||||||||
Master | #169: NATIONAL FINANCIAL SERVICES LLC | 1431 | 266.000000 | 0.000000 | N | |||||||||
Master | 3041 | 283.000000 | 0.000000 | N | ||||||||||
Master | 0902 | 0.000000 | 3.000000 | Y | ||||||||||
Master | 5121 | 300.000000 | 0.000000 | N | ||||||||||
Master | 2222 | 33.000000 | 0.000000 | Y | ||||||||||
Master | 8691 | 233.000000 | 0.000000 | N | ||||||||||
Master | 2481 | 33.000000 | 0.000000 | Y | ||||||||||
Master | 5492 | 33.000000 | 0.000000 | Y | ||||||||||
Master | 8142 | 433.000000 | 0.000000 | N | ||||||||||
Master | 7901 | 2,333.000000 | 0.000000 | N | ||||||||||
Master | 9982 | 500.000000 | 0.000000 | N | ||||||||||
Master | 6231 | 33.000000 | 0.000000 | Y | ||||||||||
Master | 7372 | 0.000000 | 33.000000 | Y | ||||||||||
Master | 5521 | 33.000000 | 0.000000 | Y | ||||||||||
Master | 3611 | 200.000000 | 0.000000 | N | ||||||||||
Master | 9281 | 100.000000 | 0.000000 | Y | ||||||||||
Master | 8021 | 38.000000 | 0.000000 | Y | ||||||||||
Master | 8011 | 83.000000 | 0.000000 | Y | ||||||||||
Master | 9601 | 0.000000 | 20.000000 | Y | ||||||||||
Master | 5821 | 472.000000 | 0.000000 | N | ||||||||||
Master | 5901 | 477.000000 | 0.000000 | N | ||||||||||
Master | 4381 | 23,000.000000 | 0.000000 | N | ||||||||||
Master | 3252 | 65,000.000000 | 0.000000 | N | ||||||||||
Master | 7081 | 555.000000 | 0.000000 | N | ||||||||||
Master | 8331 | 1,583.000000 | 0.000000 | N | ||||||||||
Master | 3781 | 701.000000 | 0.000000 | N | ||||||||||
Master | 8462 | 51,000.000000 | 0.000000 | N | ||||||||||
Master | 5222 | 533.000000 | 0.000000 | N | ||||||||||
Master | 2092 | 1,333.000000 | 0.000000 | N | ||||||||||
Master | 2211 | 800.000000 | 0.000000 | N | ||||||||||
Master | #244: OPPENHEIMER & CO INC | 7512 | 333.000000 | 0.000000 | N | |||||||||
Master | 1523 | 2,000.000000 | 0.000000 | N | ||||||||||
Master | 3999 | 83.000000 | 0.000000 | N | ||||||||||
Master | #243: PERSHING LLC | NT 1 | 33.000000 | 0.000000 | N | |||||||||
Master | T 10 | 281.000000 | 0.000000 | N | ||||||||||
| BLT01 | Detail Report of Voting Results | Page 23 of 30 | ||
| BLT01221 | CDC CORP. CASE ADMINISTRATION | 23-Aug-12 2:31 PM |
Class 3 Equity Interests
BallotType | Ballot ID & Voter Name | Acct No. | Shares Accepting | Shares Rejecting | Elect 3B | |||||||||
Master | #243: PERSHING LLC | T 11 | 333.000000 | 0.000000 | N | |||||||||
Master | T 12 | 634.000000 | 0.000000 | N | ||||||||||
Master | T 13 | 833.000000 | 0.000000 | N | ||||||||||
Master | T 14 | 1,932.000000 | 0.000000 | N | ||||||||||
Master | T 15 | 2,500.000000 | 0.000000 | N | ||||||||||
Master | T 16 | 3,333.000000 | 0.000000 | N | ||||||||||
Master | T 17 | 4,000.000000 | 0.000000 | N | ||||||||||
Master | T 18 | 4,500.000000 | 0.000000 | N | ||||||||||
Master | T 19 | 4,666.000000 | 0.000000 | N | ||||||||||
Master | NT 2 | 1.000000 | 0.000000 | N | ||||||||||
Master | T 20 | 5,000.000000 | 0.000000 | N | ||||||||||
Master | T 21 | 6,132.000000 | 0.000000 | N | ||||||||||
Master | T 22 | 9,516.000000 | 0.000000 | N | ||||||||||
Master | T 23 | 10,400.000000 | 0.000000 | N | ||||||||||
Master | T 24 | 50,000.000000 | 0.000000 | N | ||||||||||
Master | T 25 | 0.000000 | 233.000000 | N | ||||||||||
Master | T 26 | 0.000000 | 300.000000 | N | ||||||||||
Master | T 27 | 0.000000 | 353.000000 | N | ||||||||||
Master | T 28 | 0.000000 | 5,305.000000 | N | ||||||||||
Master | T 29 | 7.000000 | 0.000000 | Y | ||||||||||
Master | NT 3 | 66.000000 | 0.000000 | N | ||||||||||
Master | T 30 | 9.000000 | 0.000000 | Y | ||||||||||
Master | T 31 | 33.000000 | 0.000000 | Y | ||||||||||
Master | T 32 | 66.000000 | 0.000000 | Y | ||||||||||
Master | T 33 | 66.000000 | 0.000000 | Y | ||||||||||
Master | T 34 | 100.000000 | 0.000000 | Y | ||||||||||
Master | T 35 | 100.000000 | 0.000000 | Y | ||||||||||
Master | T 36 | 0.000000 | 100.000000 | Y | ||||||||||
Master | T 39 | 66.000000 | 0.000000 | Y | ||||||||||
Master | NT 4 | 100.000000 | 0.000000 | N | ||||||||||
Master | T 40 | 56.000000 | 0.000000 | Y | ||||||||||
Master | T 41 | 166.000000 | 0.000000 | N | ||||||||||
Master | NT 5 | 133.000000 | 0.000000 | N | ||||||||||
Master | NT 6 | 133.000000 | 0.000000 | N | ||||||||||
Master | NT 7 | 166.000000 | 0.000000 | N | ||||||||||
| BLT01 | Detail Report of Voting Results | Page 24 of 30 | ||
| BLT01221 | CDC CORP. CASE ADMINISTRATION | 23-Aug-12 2:31 PM |
Class 3 Equity Interests
BallotType | Ballot ID & Voter Name | Acct No. | Shares Accepting | Shares Rejecting | Elect 3B | |||||||||
Master | #243: PERSHING LLC | NT 8 | 166.000000 | 0.000000 | N | |||||||||
Master | NT 9 | 166.000000 | 0.000000 | N | ||||||||||
Master | #257: PRIMEVEST FINANCIAL SERVICES INC | #1 | 33.000000 | 0.000000 | Y | |||||||||
Master | #193: QTRADE SECURITIES INC | HKRA | 895.000000 | 0.000000 | N | |||||||||
Master | #239: RBC CAPITAL MARKETS LLC | 6546 | 333.000000 | 0.000000 | N | |||||||||
Master | 2145 | 33.000000 | 0.000000 | Y | ||||||||||
Master | 8124 | 333.000000 | 0.000000 | N | ||||||||||
Master | 0293 | 666.000000 | 0.000000 | N | ||||||||||
Master | 0379 | 216.000000 | 0.000000 | N | ||||||||||
Master | 0408 | 16.000000 | 0.000000 | N | ||||||||||
Master | #258: RBC DOMINION SECURITIES INC | 9-20 | 2,000.000000 | 0.000000 | N | |||||||||
Master | 4-20 | 100.000000 | 0.000000 | Y | ||||||||||
Master | 7-29 | 8,333.000000 | 0.000000 | N | ||||||||||
Master | 0-13 | 3,333.000000 | 0.000000 | N | ||||||||||
Master | 9-12 | 33.000000 | 0.000000 | Y | ||||||||||
Master | 0-23 | 2,000.000000 | 0.000000 | N | ||||||||||
Master | 9-18 | 233.000000 | 0.000000 | N | ||||||||||
Master | 9-18 | 500.000000 | 0.000000 | N | ||||||||||
Master | 4-14 | 66.000000 | 0.000000 | Y | ||||||||||
Master | 0-10 | 66.000000 | 0.000000 | Y | ||||||||||
Master | 6-27 | 5,000.000000 | 0.000000 | N | ||||||||||
Master | 4-12 | 152.000000 | 0.000000 | N | ||||||||||
Master | #228: ROBERT W. BAIRD & CO. INC | 7426 | 366.000000 | 0.000000 | N | |||||||||
Master | 0698 | 1,666.000000 | 0.000000 | N | ||||||||||
Master | #173: SCOTIA CAPITAL INC | 6-13 | 166.000000 | 0.000000 | N | |||||||||
Master | 4-19 | 16.000000 | 0.000000 | Y | ||||||||||
Master | 9-20 | 266.000000 | 0.000000 | N | ||||||||||
Master | #172: SCOTTRADE INC | #1 | 33.000000 | 0.000000 | N | |||||||||
Master | #10 | 11.000000 | 0.000000 | Y | ||||||||||
Master | #11 | 91.000000 | 0.000000 | Y | ||||||||||
Master | #12 | 0.000000 | 133.000000 | N | ||||||||||
Master | #13 | 113.000000 | 0.000000 | N | ||||||||||
Master | #14 | 45.000000 | 0.000000 | Y | ||||||||||
Master | #15 | 327.000000 | 0.000000 | N | ||||||||||
| BLT01 | Detail Report of Voting Results | Page 25 of 30 | ||
| BLT01221 | CDC CORP. CASE ADMINISTRATION | 23-Aug-12 2:31 PM |
Class 3 Equity Interests
BallotType | Ballot ID & Voter Name | Acct No. | Shares Accepting | Shares Rejecting | Elect 3B | |||||||||
Master | #172: SCOTTRADE INC | #16 | 66.000000 | 0.000000 | N | |||||||||
Master | #17 | 33.000000 | 0.000000 | Y | ||||||||||
Master | #18 | 66.000000 | 0.000000 | Y | ||||||||||
Master | #19 | 333.000000 | 0.000000 | N | ||||||||||
Master | #2 | 100,000.000000 | 0.000000 | N | ||||||||||
Master | #20 | 0.000000 | 133.000000 | N | ||||||||||
Master | #21 | 2.000000 | 0.000000 | N | ||||||||||
Master | #22 | 33.000000 | 0.000000 | N | ||||||||||
Master | #23 | 0.000000 | 533.000000 | N | ||||||||||
Master | #24 | 66.000000 | 0.000000 | Y | ||||||||||
Master | #25 | 83.000000 | 0.000000 | Y | ||||||||||
Master | #26 | 666.000000 | 0.000000 | N | ||||||||||
Master | #27 | 35.000000 | 0.000000 | Y | ||||||||||
Master | #28 | 33.000000 | 0.000000 | Y | ||||||||||
Master | #3 | 266.000000 | 0.000000 | N | ||||||||||
Master | #31 | 133.000000 | 0.000000 | N | ||||||||||
Master | #32 | 333.000000 | 0.000000 | N | ||||||||||
Master | #33 | 165.000000 | 0.000000 | N | ||||||||||
Master | #34 | 175.000000 | 0.000000 | N | ||||||||||
Master | #35 | 8.000000 | 0.000000 | Y | ||||||||||
Master | #36 | 133.000000 | 0.000000 | N | ||||||||||
Master | #37 | 166.000000 | 0.000000 | N | ||||||||||
Master | #38 | 1,666.000000 | 0.000000 | N | ||||||||||
Master | #4 | 400.000000 | 0.000000 | N | ||||||||||
Master | #40 | 72.000000 | 0.000000 | Y | ||||||||||
Master | #41 | 330.000000 | 0.000000 | N | ||||||||||
Master | #42 | 339.000000 | 0.000000 | N | ||||||||||
Master | #43 | 66.000000 | 0.000000 | Y | ||||||||||
Master | #44 | 260.000000 | 0.000000 | N | ||||||||||
Master | #45 | 23.000000 | 0.000000 | Y | ||||||||||
Master | #46 | 33.000000 | 0.000000 | Y | ||||||||||
Master | #47 | 16.000000 | 0.000000 | Y | ||||||||||
Master | #48 | 3.000000 | 0.000000 | Y | ||||||||||
Master | #49 | 333.000000 | 0.000000 | N | ||||||||||
Master | #5 | 96.000000 | 0.000000 | Y | ||||||||||
| BLT01 | Detail Report of Voting Results | Page 26 of 30 | ||
| BLT01221 | CDC CORP. CASE ADMINISTRATION | 23-Aug-12 2:31 PM |
Class 3 Equity Interests
BallotType | Ballot ID & Voter Name | Acct No. | Shares Accepting | Shares Rejecting | Elect 3B | |||||||||
Master | #172: SCOTTRADE INC | #50 | 5,500.000000 | 0.000000 | N | |||||||||
Master | #51 | 130.000000 | 0.000000 | N | ||||||||||
Master | #52 | 0.000000 | 133.000000 | N | ||||||||||
Master | #53 | 666.000000 | 0.000000 | N | ||||||||||
Master | #54 | 33.000000 | 0.000000 | Y | ||||||||||
Master | #55 | 666.000000 | 0.000000 | N | ||||||||||
Master | #56 | 33.000000 | 0.000000 | Y | ||||||||||
Master | #58 | 33.000000 | 0.000000 | Y | ||||||||||
Master | #59 | 366.000000 | 0.000000 | N | ||||||||||
Master | #6 | 3,500.000000 | 0.000000 | N | ||||||||||
Master | #60 | 212.000000 | 0.000000 | N | ||||||||||
Master | #8 | 100.000000 | 0.000000 | Y | ||||||||||
Master | #9 | 33.000000 | 0.000000 | N | ||||||||||
Master | #145: SHAREBUILDER ING DIRECT INVESTING INC | #1 | 8.660000 | 0.000000 | N | |||||||||
Master | #2 | 10.000000 | 0.000000 | N | ||||||||||
Master | #235: STATE STREET BANK & TRUST COMPANY | 1738 | 1,766.000000 | 0.000000 | N | |||||||||
Master | #234: STATE STREET BANK & TRUST COMPANY | BJRA | 6,502.000000 | 0.000000 | N | |||||||||
Master | BJRA | 328.000000 | 0.000000 | N | ||||||||||
Master | BJRA | 0.000000 | 16.000000 | Y | ||||||||||
Master | #235: STATE STREET BANK & TRUST COMPANY | BJRJ | 133.000000 | 0.000000 | N | |||||||||
Master | BJV1 | 3,333.000000 | 0.000000 | Y | ||||||||||
Master | GTF1 | 66.000000 | 0.000000 | Y | ||||||||||
Master | IE5B | 8,082.000000 | 0.000000 | N | ||||||||||
Master | IE6B | 1,228.000000 | 0.000000 | N | ||||||||||
Master | #230: STERNE AGEE | 76-1 | 500.000000 | 0.000000 | N | |||||||||
Master | #197: STOCKCROSS FINANCIAL SERVICES | 1129 | 133.000000 | 0.000000 | N | |||||||||
Master | 4463 | 33.000000 | 0.000000 | Y | ||||||||||
Master | 0689 | 2,966.000000 | 0.000000 | N | ||||||||||
Master | 7171 | 133.000000 | 0.000000 | N | ||||||||||
Master | 3175 | 274.000000 | 0.000000 | N | ||||||||||
Master | 4621 | 133.000000 | 0.000000 | N | ||||||||||
Master | #252: TD AMERITRADE CLEARING | 7745 | 1,666.000000 | 0.000000 | N | |||||||||
Master | 8945 | 833.000000 | 0.000000 | N | ||||||||||
Master | 8245 | 33.000000 | 0.000000 | Y | ||||||||||
| BLT01 | Detail Report of Voting Results | Page 27 of 30 | ||
| BLT01221 | CDC CORP. CASE ADMINISTRATION | 23-Aug-12 2:31 PM |
Class 3 Equity Interests
BallotType | Ballot ID & Voter Name | Acct No. | Shares Accepting | Shares Rejecting | Elect 3B | |||||||||
Master | #252: TD AMERITRADE CLEARING | 0196 | 750.000000 | 0.000000 | N | |||||||||
Master | 3710 | 333.000000 | 0.000000 | N | ||||||||||
Master | 1520 | 33.000000 | 0.000000 | N | ||||||||||
Master | 8542 | 16.000000 | 0.000000 | Y | ||||||||||
Master | 1578 | 33.000000 | 0.000000 | Y | ||||||||||
Master | 1860 | 13,077.000000 | 0.000000 | N | ||||||||||
Master | 4082 | 166.000000 | 0.000000 | N | ||||||||||
Master | 9235 | 250.000000 | 0.000000 | N | ||||||||||
Master | 8347 | 166.000000 | 0.000000 | N | ||||||||||
Master | 6331 | 528.000000 | 0.000000 | N | ||||||||||
Master | 2537 | 33.000000 | 0.000000 | Y | ||||||||||
Master | 8113 | 333.000000 | 0.000000 | N | ||||||||||
Master | 7417 | 66.000000 | 0.000000 | Y | ||||||||||
Master | 2824 | 100.000000 | 0.000000 | Y | ||||||||||
Master | 6032 | 6.000000 | 0.000000 | N | ||||||||||
Master | 8771 | 410.000000 | 0.000000 | N | ||||||||||
Master | 0592 | 166.000000 | 0.000000 | N | ||||||||||
Master | 7167 | 333.000000 | 0.000000 | N | ||||||||||
Master | 3432 | 33.000000 | 0.000000 | N | ||||||||||
Master | 0905 | 6.000000 | 0.000000 | Y | ||||||||||
Master | 3272 | 7.000000 | 0.000000 | Y | ||||||||||
Master | 9094 | 46.000000 | 0.000000 | Y | ||||||||||
Master | 8614 | 2,000.000000 | 0.000000 | N | ||||||||||
Master | 9123 | 11.000000 | 0.000000 | Y | ||||||||||
Master | 3390 | 4.000000 | 0.000000 | Y | ||||||||||
Master | 7598 | 26.000000 | 0.000000 | Y | ||||||||||
Master | 6585 | 400.000000 | 0.000000 | N | ||||||||||
Master | 3670 | 33.000000 | 0.000000 | Y | ||||||||||
Master | 3670 | 33.000000 | 0.000000 | Y | ||||||||||
Master | 2082 | 90.000000 | 0.000000 | Y | ||||||||||
Master | 8199 | 7,666.000000 | 0.000000 | N | ||||||||||
Master | 2261 | 300.000000 | 0.000000 | N | ||||||||||
Master | 2421 | 125.000000 | 0.000000 | N | ||||||||||
Master | 0924 | 666.000000 | 0.000000 | N | ||||||||||
Master | 4115 | 66.000000 | 0.000000 | N | ||||||||||
| BLT01 | Detail Report of Voting Results | Page 28 of 30 | ||
| BLT01221 | CDC CORP. CASE ADMINISTRATION | 23-Aug-12 2:31 PM |
Class 3 Equity Interests
BallotType | Ballot ID & Voter Name | Acct No. | Shares Accepting | Shares Rejecting | Elect 3B | |||||||||
Master | #252: TD AMERITRADE CLEARING | 3072 | 66.000000 | 0.000000 | Y | |||||||||
Master | 7171 | 21.000000 | 0.000000 | Y | ||||||||||
Master | 0488 | 400.000000 | 0.000000 | N | ||||||||||
Master | 8714 | 100.000000 | 0.000000 | Y | ||||||||||
Master | 3638 | 894.000000 | 0.000000 | N | ||||||||||
Master | 0585 | 166.000000 | 0.000000 | N | ||||||||||
Master | 2883 | 1,300.000000 | 0.000000 | N | ||||||||||
Master | 6550 | 200.000000 | 0.000000 | N | ||||||||||
Master | 8894 | 17.000000 | 0.000000 | Y | ||||||||||
Master | 3335 | 50.000000 | 0.000000 | Y | ||||||||||
Master | 6154 | 1,000.000000 | 0.000000 | N | ||||||||||
Master | 6043 | 666.000000 | 0.000000 | N | ||||||||||
Master | 1903 | 33.000000 | 0.000000 | Y | ||||||||||
Master | 9505 | 166.000000 | 0.000000 | N | ||||||||||
Master | 3461 | 200.000000 | 0.000000 | N | ||||||||||
Master | 6477 | 33.000000 | 0.000000 | Y | ||||||||||
Master | 6094 | 33.000000 | 0.000000 | Y | ||||||||||
Master | 3920 | 40.000000 | 0.000000 | N | ||||||||||
Master | 3897 | 33.000000 | 0.000000 | Y | ||||||||||
Master | 9183 | 333.000000 | 0.000000 | N | ||||||||||
Master | 9649 | 333.000000 | 0.000000 | N | ||||||||||
Master | 9651 | 333.000000 | 0.000000 | N | ||||||||||
Master | 3771 | 333.000000 | 0.000000 | N | ||||||||||
Master | 5788 | 333.000000 | 0.000000 | N | ||||||||||
Master | 8182 | 500.000000 | 0.000000 | N | ||||||||||
Master | 8572 | 400.000000 | 0.000000 | N | ||||||||||
Master | #248: THE BANK OF NEW YORK MELLON | 001 | 83.000000 | 0.000000 | Y | |||||||||
Master | 002 | 23.000000 | 0.000000 | Y | ||||||||||
Master | 003 | 27.000000 | 0.000000 | Y | ||||||||||
Master | 004 | 58.000000 | 0.000000 | Y | ||||||||||
Master | 005 | 100.000000 | 0.000000 | Y | ||||||||||
Master | 006 | 50.000000 | 0.000000 | Y | ||||||||||
Master | 007 | 53.000000 | 0.000000 | Y | ||||||||||
Master | 008 | 52.000000 | 0.000000 | Y | ||||||||||
Master | 009 | 100.000000 | 0.000000 | Y | ||||||||||
| BLT01 | Detail Report of Voting Results | Page 29 of 30 | ||
| BLT01221 | CDC CORP. CASE ADMINISTRATION | 23-Aug-12 2:31 PM |
Class 3 Equity Interests
BallotType | Ballot ID & Voter Name | Acct No. | Shares Accepting | Shares Rejecting | Elect 3B | |||||||||
Master | #248: THE BANK OF NEW YORK MELLON | 010 | 6.000000 | 0.000000 | Y | |||||||||
Master | 011 | 100.000000 | 0.000000 | Y | ||||||||||
Master | 012 | 599,868.000000 | 0.000000 | N | ||||||||||
Master | #233: THE NORTHERN TRUST COMPANY | 3825 | 110.000000 | 0.000000 | N | |||||||||
Master | 2408 | 231.000000 | 0.000000 | N | ||||||||||
Master | 8058 | 200.000000 | 0.000000 | N | ||||||||||
Master | #256: U.S. BANK | 1300 | 4.000000 | 0.000000 | Y | |||||||||
Master | #58: UBS | 4558 | 16.000000 | 0.000000 | Y | |||||||||
Master | #240: UBS FINANCIAL SERVICES INC | 8536 | 33.000000 | 0.000000 | Y | |||||||||
Master | #242: UBS SECURITIES LLC | 42-1 | 277,878.000000 | 0.000000 | N | |||||||||
Master | 42-2 | 277,877.000000 | 0.000000 | N | ||||||||||
Master | 42-3 | 19,400.000000 | 0.000000 | N | ||||||||||
Master | 42-4 | 10,900.000000 | 0.000000 | N | ||||||||||
Master | 42-5 | 6,900.000000 | 0.000000 | N | ||||||||||
Master | 42-6 | 4,000.000000 | 0.000000 | N | ||||||||||
Master | 42-7 | 5,300.000000 | 0.000000 | N | ||||||||||
Master | #107: USAA INVESTMENT MANAGEMENT COMPANY | 33.000000 | 0.000000 | N | ||||||||||
Master | 1563 | 66.000000 | 0.000000 | N | ||||||||||
Master | 1056 | 33.000000 | 0.000000 | N | ||||||||||
Master | 8189 | 333.000000 | 0.000000 | N | ||||||||||
Master | #245: VANGUARD | #1 | 100.000000 | 0.000000 | Y | |||||||||
Master | #10 | 16.000000 | 0.000000 | Y | ||||||||||
Master | #11 | 33.000000 | 0.000000 | Y | ||||||||||
Master | #13 | 99.000000 | 0.000000 | Y | ||||||||||
Master | #2 | 166.000000 | 0.000000 | N | ||||||||||
Master | #3 | 219.000000 | 0.000000 | N | ||||||||||
Master | #4 | 1,900.000000 | 0.000000 | N | ||||||||||
Master | #5 | 13,333.000000 | 0.000000 | N | ||||||||||
Master | #6 | 4,999.000000 | 0.000000 | N | ||||||||||
Master | #7 | 5.000000 | 0.000000 | Y | ||||||||||
Master | #8 | 33.000000 | 0.000000 | Y | ||||||||||
| BLT01 | Detail Report of Voting Results | Page 30 of 30 | ||
| BLT01221 | CDC CORP. CASE ADMINISTRATION | 23-Aug-12 2:31 PM |
Class 3 Equity Interests
BallotType | Ballot ID & Voter Name | Acct No. | Shares Accepting | Shares Rejecting | Elect 3B | |||||||||||
Master | #245: VANGUARD | #9 | 666.000000 | 0.000000 | N | |||||||||||
Total for Class 3 | ||||||||||||||||
Total # of Votes Reported: | 1,002 | |||||||||||||||
Total # of Votes Accepting: | 946.0 | (94.41%) | ||||||||||||||
Total # of Votes Rejecting: | 56.0 | (5.59%) | ||||||||||||||
Total # of Shares in Votes Reported: | 24,552,679.782300 | |||||||||||||||
Total # of Shares Voting to Accept: | 24,526,968.844600 | (99.90%) | ||||||||||||||
Total # of Shares Voting to Reject: | 25,710.937700 | (0.10%) | ||||||||||||||
EXHIBIT B
| BLT04 | Detail Report of Voting Results (Invalid) | Page 1 of 8 | ||
| BLT04117 | CDC CORP. CASE ADMINISTRATION | 23-Aug-12 2:35 PM |
Class 3 Equity Interests
Ballot Type | Ballot ID & Voter Name | Acct No. | Reason for Invalid Status | Ballot Shares | Vote | Elect | ||||||||
Beneficial | # 52 : ADAM LAIESKI JR | Improper Delivery | 0.000000 | Accept | Y | |||||||||
Beneficial | # 134 : AMY HAZIMIHALIS | Improper Delivery | 0.000000 | Accept | Y | |||||||||
Beneficial | # 158 : ANGILLAN LP | Improper Delivery | 0.000000 | Accept | Y | |||||||||
Beneficial | # 130 : ANTHONY BIERLEIN, BRIAN BIERLEIN | Improper Delivery | 0.000000 | Reject | N | |||||||||
Beneficial | # 178 : ARD PAPER CO INC TR ALBERT R DELIA TTEE | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 140 : ARMEAL GEORGE JR | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 100 : BERNADETTE SCOLLIN | Not Signed/Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 154 : BRIAN WOO | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 153 : BRIAN WOO | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 152 : BRIAN WOO | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 299 : BRYAN TOWNSEND | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 191 : CARLOS R VELEZ | Improper Delivery | 0.000000 | Accept | Y | |||||||||
Beneficial | # 284 : CAROL T JAKUBOWSKI | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 216 : CATALYST EVENT ARBITRAGE FUND | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 212 : CATHERINE Y WANG & CHARLIE S BAN | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 301 : CHARLES A BLUNT | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 189 : CHRISTINE KASIDIARIS & HELEN TAPTELIS JT | Improper Delivery | 0.000000 | Accept | Y | |||||||||
Beneficial | # 289 : CHUAN NU HO | No Vote/Improper Delivery | 0.000000 | No Vote | Y | |||||||||
Beneficial | # 101 : CLARA BRUCE MD | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 294 : CLAYTON TAYLOR | Improper Delivery | 0.000000 | Accept | Y | |||||||||
Beneficial | # 126 : DAN NGUYEN | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 285 : DANIEL L OSBORN | Improper Delivery | 0.000000 | Accept | Y | |||||||||
Beneficial | # 222 : DAVID J WILDENBERG/SANDRA WILDENBERG | Improper Delivery | 0.000000 | Accept | Y | |||||||||
Beneficial | # 167 : DAVID L CLINE | Improper Delivery | 0.000000 | Accept | Y | |||||||||
Beneficial | # 293 : DENNIS A SALL | Improper Delivery | 0.000000 | Accept | Y | |||||||||
Beneficial | # 86 : DENNIS J DRISCOLL | Improper Delivery | 0.000000 | Accept | Y | |||||||||
Beneficial | # 215 : EDWARD D HOLE | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 273 : EDWARD W & JEAN L WEDBUSH COMM PROP | Late | 0.000000 | Accept | N | |||||||||
Beneficial | # 274 : EDWARD W WEDBUSH WS CTDN IRA ROLL 6/16/0 | Late | 0.000000 | Accept | N | |||||||||
Beneficial | # 131 : ELMA L COWART | Improper Delivery | 0.000000 | Accept | Y | |||||||||
Beneficial | # 129 : EMILY PARKER | Not Signed | 0.000000 | Accept | Y | |||||||||
Beneficial | # 213 : ERIC EWALT AMOS WOLLERMAN | No Vote | 0.000000 | No Vote | Y | |||||||||
Beneficial | # 161 : ERICA CLARKE | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 168 : FAY M CLINE | Improper Delivery | 0.000000 | Accept | Y | |||||||||
| BLT04 | Detail Report of Voting Results (Invalid) | Page 2 of 8 | ||
| BLT04117 | CDC CORP. CASE ADMINISTRATION | 23-Aug-12 2:35 PM |
Class 3 Equity Interests
Ballot Type | Ballot ID & Voter Name | Acct No. | Reason for Invalid Status | Ballot Shares | Vote | Elect 3B | ||||||||
Beneficial | # 302 : FONG H VONG | Improper Delivery | 0.000000 | Accept | Y | |||||||||
Beneficial | # 290 : FRANCES SMYTHE CUST MICHAEL SMYTHE | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 59 : FRANCIS TOWERY | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 300 : FRANK J & LILLIAN A ALBERGO | Improper Delivery | 0.000000 | Accept | Y | |||||||||
Beneficial | # 182 : FRANK LOWERY | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 175 : FRED C BELL | Improper Delivery | 0.000000 | Accept | Y | |||||||||
Beneficial | # 146 : FREDDIE L HAMEL | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 181 : GEORGE F BUCK | Improper Delivery | 0.000000 | Accept | Y | |||||||||
Beneficial | # 155 : GIANLUCA BONFATTI | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 180 : GIOVANNI TROMBA | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 295 : GLENN W HOWARD | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 184 : GLENN W MAGEE | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 296 : GRACE SIEN | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 210 : GREGORIO CAMBA | Improper Delivery | 0.000000 | Accept | Y | |||||||||
Beneficial | # 166 : GREGORY C BROWN | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 137 : HARIDAS M SHAH & SAVITRI H SHAH | Improper Delivery | 0.000000 | Accept | Y | |||||||||
Beneficial | # 84 : HING LOUIE | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 149 : JAMES B EBENGER IRA | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 135 : JAMES PENG | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 211 : JAMES ROBERT NUNAMAKER | Improper Delivery | 0.000000 | Accept | Y | |||||||||
Beneficial | # 221 : JASSEN J CHEN | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 223 : JERALD O’HARA | Improper Delivery | 0.000000 | Accept | Y | |||||||||
Beneficial | # 150 : JOHN E EBENGER IRA | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 87 : JOHN LAUGHINGHOUSE JR | Improper Delivery | 0.000000 | Accept | Y | |||||||||
Beneficial | # 186 : JOHN SODORO | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 128 : JOHN W CARROLL | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 138 : JOSEPH MARTHA | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 303 : K A LESNAR | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 132 : KATHLEEN S DENTINGER | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 185 : KWAI SUNG | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 176 : LAWRENCE COHEN | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 177 : LAWRENCE COHEN | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 136 : LAWRENCE R MITCHELL | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 159 : LIN LIVING TRUST | Improper Delivery | 0.000000 | Accept | N | |||||||||
| BLT04 | Detail Report of Voting Results (Invalid) | Page 3 of 8 | ||
| BLT04117 | CDC CORP. CASE ADMINISTRATION | 23-Aug-12 2:35 PM |
Class 3 Equity Interests
Ballot Type | Ballot ID & Voter Name | Acct No. | Reason for Invalid Status | Ballot Shares | Vote | Elect 3B | ||||||||
Beneficial | # 198 : MARY BETH ROBINSON | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 286 : MEI YE CHIU | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 287 : MEI YE CHIU | Improper Delivery | 0.000000 | Accept | Y | |||||||||
Beneficial | # 127 : MICHELLE J BAKER | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 264 : NEDA WENDELL CUST FOR DARIA E WENDELL | Late | 0.000000 | Accept | N | |||||||||
Beneficial | # 271 : NING CHUNG YUEN | Late | 0.000000 | Accept | Y | |||||||||
Beneficial | # 270 : NING CHUNG YUEN | Late | 0.000000 | Accept | Y | |||||||||
Beneficial | # 133 : NORMAN L ELARTH | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 183 : OBAID KHAN | Improper Delivery | 0.000000 | Accept | Y | |||||||||
Beneficial | # 147 : PAUL W DORNISCH & ALYCE M DORNISCH JTWRO | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 292 : PETER TAM | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 272 : PHILLIP LIN | Late | 0.000000 | Accept | Y | |||||||||
Beneficial | # 179 : QIANG NI | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 160 : QIU CHEN | No Vote | 0.000000 | No Vote | Y | |||||||||
Beneficial | # 209 : QUINCY KO | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 297 : RALPH HOOKS | Improper Delivery | 0.000000 | Accept | Y | |||||||||
Beneficial | # 278 : RAYMOND WEDBUSH | Late | 0.000000 | Accept | N | |||||||||
Beneficial | # 277 : RAYMOND WEDBUSH | Late | 0.000000 | Accept | N | |||||||||
Beneficial | # 288 : ROBERT K & KATHERINE (KATHY) BLUME | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 226 : RONG SONG | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 88 : SANTO SILIATO | Improper Delivery | 0.000000 | Accept | Y | |||||||||
Beneficial | # 165 : SCOTT SANDERS | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 291 : SIU YUNG CHOW | Improper Delivery | 0.000000 | Accept | Y | |||||||||
Beneficial | # 205 : SOUTHWEST SECURITIES, INC. | Not Signed | 0.000000 | Accept | N | |||||||||
Beneficial | # 219 : STEPHEN LUONI | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 283 : STEVEN POLTE | Late | 0.000000 | Accept | Y | |||||||||
Beneficial | # 102 : SUSAN SCOLLIN | Not Signed/Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 298 : THOMAS L LERP & BRITTNEE N LERP | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 208 : VAN BA BUI | Improper Delivery | 0.000000 | Accept | Y | |||||||||
Beneficial | # 85 : VINCENT J LOSITO | Improper Delivery | 0.000000 | Accept | N | |||||||||
Beneficial | # 190 : VIVIAN VELEZ | Improper Delivery | 0.000000 | Accept | Y | |||||||||
Beneficial | # 275 : WEDBUSH CAPITAL CORPORATION | Late | 0.000000 | Accept | N | |||||||||
Beneficial | # 276 : WEDBUSH INC | Late | 0.000000 | Accept | N | |||||||||
Beneficial | # 279 : WEDBUSH LEASING | Late | 0.000000 | Accept | N | |||||||||
| BLT04 | Detail Report of Voting Results (Invalid) | Page 4 of 8 | ||
| BLT04117 | CDC CORP. CASE ADMINISTRATION | 23-Aug-12 2:35 PM |
Class 3 Equity Interests
Ballot Type | Ballot ID & Voter Name | Acct No. | Reason for Invalid Status | Ballot Shares | Vote | Elect 3B | ||||||||||
Beneficial | # 218 : WILSON SITU & QUEENIE YE | Improper Delivery | 0.000000 | Accept | N | |||||||||||
Beneficial | # 263 : WOLFGANG RASCH & IRMGARD E RASCH JT WROS | Late | 0.000000 | Accept | Y | |||||||||||
Beneficial | # 214 : YEN ONG | Improper Delivery | 0.000000 | Accept | N | |||||||||||
Beneficial | # 125 : YOKE KIN YEE | Improper Delivery | 0.000000 | Accept | N | |||||||||||
General | # 21 : ALAN KATZ | Not Entitled to Vote | 0.000000 | Accept | N | |||||||||||
General | # 121 : ALAN POON & JULIANA POON | No Vote | 200.000000 | No Vote | N | |||||||||||
General | # 220 : CHRIS WOLFE | Not Entitled to Vote | 0.000000 | Accept | N | |||||||||||
General | # 11 : DAVID A. WITKIN | Not Entitled to Vote | 0.000000 | Accept | N | |||||||||||
General | # 67 : DI YIN | Not Entitled to Vote | 0.000000 | Accept | N | |||||||||||
General | # 96 : DONNA MCKENZIE | Not Entitled to Vote | 0.000000 | Accept | Y | |||||||||||
General | # 268 : EMILIO MARRELLO | Late | 333.333300 | Accept | N | |||||||||||
General | # 267 : EMILIO MARRELLO | Late | 0.000000 | Accept | N | |||||||||||
General | # 1 : FRANK J MAGGIO | No Vote | 27.000000 | No Vote | N | |||||||||||
General | # 3 : H BARRY SAYLOR | No Vote | 23.000000 | No Vote | Y | |||||||||||
General | # 103 : HORST H DIETRICH & HEIDRUN E DIETRICH | No Vote | 136.000000 | No Vote | Y | |||||||||||
General | # 99 : IRENE CHIANG | Not Entitled to Vote | 0.000000 | Accept | N | |||||||||||
General | # 53 : JOHN CLOUGH | Not Entitled to Vote | 0.000000 | Accept | N | |||||||||||
General | # 49 : JONNA SCHAFF | Not Entitled to Vote | 0.000000 | Accept | N | |||||||||||
General | # 92 : K F R CHIEN | No Vote/Not Signed | 42,219.000000 | No Vote | N | |||||||||||
General | # 91 : K F R CHIEN | No Vote/Not Signed | 2,080.000000 | No Vote | N | |||||||||||
General | # 78 : KELLY RILEY | Not Entitled to Vote | 0.000000 | Accept | Y | |||||||||||
General | # 119 : LARS-GORAN OLSSON | Not Entitled to Vote | 0.000000 | Accept | N | |||||||||||
General | # 81 : MARC BAHDA | Not Entitled to Vote | 0.000000 | Accept | N | |||||||||||
General | # 26 : MEI HUA LEE | No Vote | 500.000000 | No Vote | N | |||||||||||
General | # 225 : NANCY FLISS | No Vote | 14.000000 | No Vote | Y | |||||||||||
General | # 90 : RAYMOND K F CHIEN | No Vote/Not Signed | 53,539.000000 | No Vote | N | |||||||||||
General | # 37 : ROBERT FRANKS | Not Entitled to Vote | 0.000000 | Accept | N | |||||||||||
General | # 265 : SCOTT WATERS | Late | 0.000000 | Accept | N | |||||||||||
General | # 25 : SEAN YU | Not Entitled to Vote | 0.000000 | Reject | N | |||||||||||
General | # 266 : SIMON WONG | Late | 0.000000 | Accept | N | |||||||||||
General | # 269 : TIM WRATHALL | Late | 174.967500 | Accept | Y | |||||||||||
General | # 262 : VICKY WONG | Late | 2,657.049100 | Accept | N | |||||||||||
Master | # 280 : BROWN BROTHERS HARRIMAN & CO | 0042 | Late | 220.000000 | Accept | N | ||||||||||
Master | # 231 : CITIBANK N A | #99 | No Vote | 90.000000 | No Vote | Y | ||||||||||
| BLT04 | Detail Report of Voting Results (Invalid) | Page 5 of 8 | ||
| BLT04117 | CDC CORP. CASE ADMINISTRATION | 23-Aug-12 2:35 PM |
Class 3 Equity Interests
Ballot Type | Ballot ID & Voter Name | Acct No. | Reason for Invalid Status | Ballot Shares | Vote | Elect 3B | ||||||||||
Master | # 231 : CITIBANK N A | #107 | No Vote | 16.000000 | No Vote | Y | ||||||||||
Master | # 231 : CITIBANK N A | #116 | No Vote | 26.000000 | No Vote | Y | ||||||||||
Master | # 231 : CITIBANK N A | #106 | No Vote | 72.000000 | No Vote | Y | ||||||||||
Master | # 231 : CITIBANK N A | #117 | No Vote | 13.000000 | No Vote | Y | ||||||||||
Master | # 231 : CITIBANK N A | #109 | No Vote | 90.000000 | No Vote | Y | ||||||||||
Master | # 231 : CITIBANK N A | #100 | No Vote | 20.000000 | No Vote | Y | ||||||||||
Master | # 231 : CITIBANK N A | #110 | No Vote | 100.000000 | No Vote | Y | ||||||||||
Master | # 231 : CITIBANK N A | #111 | No Vote | 26.000000 | No Vote | Y | ||||||||||
Master | # 231 : CITIBANK N A | #112 | No Vote | 67.000000 | No Vote | Y | ||||||||||
Master | # 231 : CITIBANK N A | #113 | No Vote | 66.000000 | No Vote | Y | ||||||||||
Master | # 231 : CITIBANK N A | #103 | No Vote | 16.000000 | No Vote | Y | ||||||||||
Master | # 231 : CITIBANK N A | #101 | No Vote | 50.000000 | No Vote | Y | ||||||||||
Master | # 231 : CITIBANK N A | #121 | No Vote | 20.000000 | No Vote | Y | ||||||||||
Master | # 231 : CITIBANK N A | #114 | No Vote | 100.000000 | No Vote | Y | ||||||||||
Master | # 231 : CITIBANK N A | #115 | No Vote | 10.000000 | No Vote | Y | ||||||||||
Master | # 231 : CITIBANK N A | #105 | No Vote | 12.000000 | No Vote | Y | ||||||||||
Master | # 231 : CITIBANK N A | #120 | No Vote | 66.000000 | No Vote | Y | ||||||||||
Master | # 231 : CITIBANK N A | #122 | No Vote | 83.000000 | No Vote | Y | ||||||||||
Master | # 231 : CITIBANK N A | #123 | No Vote | 66.000000 | No Vote | Y | ||||||||||
Master | # 231 : CITIBANK N A | #124 | No Vote | 32.000000 | No Vote | Y | ||||||||||
Master | # 231 : CITIBANK N A | #108 | No Vote | 16.000000 | No Vote | Y | ||||||||||
Master | # 231 : CITIBANK N A | #98 | No Vote | 33.000000 | No Vote | Y | ||||||||||
Master | # 231 : CITIBANK N A | #102 | No Vote | 100.000000 | No Vote | Y | ||||||||||
Master | # 231 : CITIBANK N A | #119 | No Vote | 73.000000 | No Vote | Y | ||||||||||
Master | # 231 : CITIBANK N A | #104 | No Vote | 33.000000 | No Vote | Y | ||||||||||
Master | # 231 : CITIBANK N A | #118 | No Vote | 100.000000 | No Vote | Y | ||||||||||
Master | # 111 : CITIGROUP GLOBAL MARKETS INC | -1-9 | No Vote | 33.000000 | No Vote | Y | ||||||||||
Master | # 194 : CREDIT SUISSE SECURITIES (USA) LLC | No Vote Detail | 0.000000 | No Vote | N | |||||||||||
Master | # 174 : MORGAN STANLEY SMITH BARNEY INC | 4993 | No Vote | 66.000000 | No Vote | Y | ||||||||||
Master | # 174 : MORGAN STANLEY SMITH BARNEY INC | 7783 | No Vote | 13.000000 | No Vote | Y | ||||||||||
Master | # 174 : MORGAN STANLEY SMITH BARNEY INC | 5525 | No Vote | 63.000000 | No Vote | Y | ||||||||||
Master | # 174 : MORGAN STANLEY SMITH BARNEY INC | 0774 | No Vote | 91.000000 | No Vote | Y | ||||||||||
Master | # 174 : MORGAN STANLEY SMITH BARNEY INC | 2428 | No Vote | 33.000000 | No Vote | Y | ||||||||||
Master | # 174 : MORGAN STANLEY SMITH BARNEY INC | 4303 | No Vote | 66.000000 | No Vote | Y | ||||||||||
| BLT04 | Detail Report of Voting Results (Invalid) | Page 6 of 8 | ||
| BLT04117 | CDC CORP. CASE ADMINISTRATION | 23-Aug-12 2:35 PM |
Class 3 Equity Interests
Ballot Type | Ballot ID & Voter Name | Acct No. | Reason for Invalid Status | Ballot Shares | Vote | Elect 3B | ||||||||||
Master | # 174 : MORGAN STANLEY SMITH BARNEY INC | 9621 | No Vote | 27.000000 | No Vote | Y | ||||||||||
Master | # 174 : MORGAN STANLEY SMITH BARNEY INC | 2808 | No Vote | 666.000000 | No Vote | Y | ||||||||||
Master | # 174 : MORGAN STANLEY SMITH BARNEY INC | 2871 | No Vote | 66.000000 | No Vote | Y | ||||||||||
Master | # 174 : MORGAN STANLEY SMITH BARNEY INC | 5410 | No Vote | 66.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 63-1 | No Vote | 100.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 8971 | No Vote | 33.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 6911 | No Vote | 30.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 2542 | No Vote | 66.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 5121 | No Vote | 66.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 8121 | No Vote | 66.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 5091 | No Vote | 66.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 9971 | No Vote | 33.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 4591 | No Vote | 34.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 8282 | No Vote | 16.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 3721 | No Vote | 87.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 4682 | No Vote | 66.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 1791 | No Vote | 33.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 0541 | No Vote | 33.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 4781 | No Vote | 83.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 6702 | No Vote | 13.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 0811 | No Vote | 66.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 0001 | No Vote | 50.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 8311 | No Vote | 66.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 1041 | No Vote | 18.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 7021 | No Vote | 100.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 5411 | No Vote | 66.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 9031 | No Vote | 18.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 7221 | No Vote | 66.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 0821 | No Vote | 69.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 8251 | No Vote | 33.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 7301 | No Vote | 83.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 4361 | No Vote | 33.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 4181 | No Vote | 100.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 7241 | No Vote | 33.000000 | No Vote | Y | ||||||||||
| BLT04 | Detail Report of Voting Results (Invalid) | Page 7 of 8 | ||
| BLT04117 | CDC CORP. CASE ADMINISTRATION | 23-Aug-12 2:35 PM |
Class 3 Equity Interests
Ballot Type | Ballot ID & Voter Name | Acct No. | Reason for Invalid Status | Ballot Shares | Vote | Elect 3B | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 3601 | No Vote | 66.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 3081 | No Vote | 16.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 2851 | No Vote | 60.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 1671 | No Vote | 20.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 5501 | No Vote | 63.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 5521 | No Vote | 16.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 6971 | No Vote | 100.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 2361 | No Vote | 33.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 7311 | No Vote | 10.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 8551 | No Vote | 1.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 7902 | No Vote | 33.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 4922 | No Vote | 33.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 9661 | No Vote | 33.000000 | No Vote | Y | ||||||||||
Master | # 169 : NATIONAL FINANCIAL SERVICES LLC | 8672 | No Vote | 100.000000 | No Vote | Y | ||||||||||
Master | # 243 : PERSHING LLC | T 37 | No Vote | 16.000000 | No Vote | Y | ||||||||||
Master | # 243 : PERSHING LLC | T 38 | No Vote | 100.000000 | No Vote | Y | ||||||||||
Master | # 144 : RBC CAPITAL MARKETS LLC | 0408 | Superseded | 16.000000 | Accept | N | ||||||||||
Master | # 144 : RBC CAPITAL MARKETS LLC | 0293 | Superseded | 666.000000 | Accept | N | ||||||||||
Master | # 144 : RBC CAPITAL MARKETS LLC | 8124 | Superseded | 333.000000 | Accept | N | ||||||||||
Master | # 144 : RBC CAPITAL MARKETS LLC | 0379 | Superseded | 216.000000 | Accept | N | ||||||||||
Master | # 172 : SCOTTRADE INC | #39 | No Vote | 16.000000 | No Vote | Y | ||||||||||
Master | # 172 : SCOTTRADE INC | #29 | No Vote | 33.000000 | No Vote | Y | ||||||||||
Master | # 172 : SCOTTRADE INC | #7 | No Vote | 46.000000 | No Vote | Y | ||||||||||
Master | # 281 : STATE STREET BANK & TRUST CO | BPAE | Late | 60.000000 | No Vote | Y | ||||||||||
Master | # 281 : STATE STREET BANK & TRUST CO | BPAE | Late | 66.000000 | No Vote | Y | ||||||||||
Master | # 235 : STATE STREET BANK & TRUST COMPANY | BPAE | No Vote | 126.000000 | No Vote | Y | ||||||||||
Master | # 234 : STATE STREET BANK & TRUST COMPANY | BJRA | No Vote | 33.000000 | No Vote | Y | ||||||||||
Master | # 304 : STATE STREET BANK & TRUST COMPANY | BJRA | Late | 6,502.000000 | Accept | N | ||||||||||
Master | # 304 : STATE STREET BANK & TRUST COMPANY | BJRA | Late | 16.000000 | Reject | Y | ||||||||||
Master | # 304 : STATE STREET BANK & TRUST COMPANY | BJRA | Late | 33.000000 | No Vote | Y | ||||||||||
Master | # 304 : STATE STREET BANK & TRUST COMPANY | BJRA | Late | 43.000000 | Accept | Y | ||||||||||
Master | # 304 : STATE STREET BANK & TRUST COMPANY | BJRA | Late | 100.000000 | Accept | Y | ||||||||||
Master | # 304 : STATE STREET BANK & TRUST COMPANY | BJRA | Late | 33.000000 | Accept | Y | ||||||||||
Master | # 304 : STATE STREET BANK & TRUST COMPANY | BJRA | Late | 50.000000 | Accept | Y | ||||||||||
| BLT04 | Detail Report of Voting Results (Invalid) | Page 8 of 8 | ||
| BLT04117 | CDC CORP. CASE ADMINISTRATION | 23-Aug-12 2:35 PM |
Class 3 Equity Interests
Ballot Type | Ballot ID & Voter Name | Acct No. | Reason for Invalid Status | Ballot Shares | Vote | Elect 3B | ||||||||||
Master | # 304 : STATE STREET BANK & TRUST COMPANY | BJRA | Late | 8.000000 | Accept | Y | ||||||||||
Master | # 304 : STATE STREET BANK & TRUST COMPANY | BJRA | Late | 11.000000 | Accept | Y | ||||||||||
Master | # 304 : STATE STREET BANK & TRUST COMPANY | BJRA | Late | 83.000000 | Accept | Y | ||||||||||
Master | # 233 : THE NORTHERN TRUST COMPANY | 7457 | No Vote | 33.000000 | No Vote | Y | ||||||||||
Master | # 282 : UBS FINANCIAL SERVICES INC | 0011 | Late | 333.000000 | Accept | N | ||||||||||
Master | # 115 : UNION BANK | No Vote Detail | 0.000000 | No Vote | N | |||||||||||
Master | # 245 : VANGUARD | #12 | No Vote | 66.000000 | No Vote | N | ||||||||||
Master | # 261 : VANGUARD BROKERAGE SVCS | No Vote Detail | 0.000000 | No Vote | N | |||||||||||
|
| |||||||||||||||
Total for Class 3 | 115,957.349900 | |||||||||||||||
|
| |||||||||||||||
CERTIFICATE OF SERVICE
This is to certify that I have this date served a true and correct copy of the foregoing (1) REPORT OF BALLOTING; (2) STATEMENT REGARDING BALLOTS NOT COUNTED; and (3) CERTIFICATION OF VOTING upon all those parties listed below by electronic mail as shown:
David S. Weidenbaum
James H. Morawetz
Office of the United States Trustee
362 Richard B. Russell Building
75 Spring Street, S.W.
Atlanta, GA 30303
david.s.weidenbaum@usdoj.gov
jim.h.morawetz@usdoj.gov
C. Edward Dobbs
James S. Rankin
Joshua J. Lewis
Parker, Hudson, Rainer & Dobbs, LLP
1500 Marquis Two Tower
285 Peachtree Center Avenue, N.E.
Atlanta, GA 30303
jrankin@phrd.com
edobbs@phrd.com
jlewis@phrd.com
Timothy T. Brock
Aaron M. Zeisler
Abigail Snow
Satterlee Stephens Burke & Burke, LLP
230 Park Avenue, 11th Floor
New York, NY 10169
tbrock@ssbb.com
azeisler@ssbb.com
asnow@ssbb.com
Thomas J. Fleming
Olshan Grundman Frome Rosenzweig & Wolosky, LLP
Park Avenue Tower
65 East 55th Street
New York, NY 10022
tfleming@olshanlaw.com
Gus H. Small
Anna Mari Humnicky
Cohen Pollock Merlin & Small, P.C.
3350 Riverwood Parkway, Suite 1600
Atlanta, GA 30339
gsmall@cpmas.com
ahumnicky@cpmas.com
Alan Kolod
Alan E. Gamza
Abraham Y. Skoff
Moses & Singer, LLP
The Chrysler Building
405 Lexington Avenue
New York, NY 10174
akolod@mosessinger.com
agamza@mosessinger.com
askoff@mosessinger.com
J. Robert Williamson
John T. Sanders, IV
Scroggins & Williamson, P.C.
1500 Candler Building
127 Peachtree Street, N.E.
Atlanta, GA 30303
rwilliamson@swlawfirm.com
jsanders@swlawfirm.com
Jeffrey W. Kelley
J. David Dantzler, Jr.
Stephen S. Roach
Troutman Sanders, LLP
600 Peachtree Street, N.E., Suite 5200
Atlanta, GA 30308-2216
jeffrey.kelley@troutmansanders.com
david.dantzler@troutmansanders.com
stephen.roach@troutmansanders.com
David W. Cranshaw
Morris, Manning & Martin, LLP
3343 Peachtree Road, N.E., Suite 1600
Atlanta, GA 30326
dwc@mmmlaw.com
2
Nicole L. Greenblatt
Alexandra P. Kolod
Kirkland & Ellis, LLP
601 Lexington Avenue
New York, NY 10022
ngreenblatt@kirkland.com
alexandra.kolod@kirkland.com
Stuart Casillas
Kirkland & Ellis, LLP
555 California Street
San Francisco, CA 94104
stuart.casillas@kirkland.com
Joseph D. Stutz, General Counsel
CDC Corporation
2002 Summit Boulevard, Suite 700
Atlanta, GA 30319
jstutz@cdcgs.com
Marcus A. Watson, Chief Restructuring Officer
CDC Corporation
c/o Finley, Colmer and Company
5565 Glenridge Connector, Suite 300
Atlanta, GA 30342
marc@finleycolmer.net
Henry F. Sewell, Jr.
David E. Gordon
McKenna Long & Aldridge LLP
303 Peachtree Street, Suite 5300
Atlanta, GA 30308
hsewell@mckennalong.com
dgordon@mckennalong.com
Eric Lopez Schnabel
Robert W. Mallard
Jessica Mikhailevich
Dorsey & Whitney, LLP
51 W. 52nd Street
New York, NY 10019
schnabel.eric@dorsey.com
mallard.robert@dorsey.com
mikhailevich.jessica@dorsey.com
3
Raj Gulati
Broad Crossing, Inc.
6 Cornish Court
Dix Hills, NY 11746
rgulati@broadcrossing.com
Rajan Vaz
29 Rosenbrook Drive
Lincoln Park, NJ 07035
Rajan_vaz@yahoo.com
Arthur J. Steinberg
King & Spalding, LLP
1185 Avenue of the Americas
New York, NY 10036
asteinberg@kslaw.com
Daniel P. Goldberg
Holwell Shuster & Goldberg, LLP
335 Madison Avenue, 9th Floor
New York, NY 10017
dgoldberg@hsgllp.com
Susan R. Sherrill-Beard
Senior Trial Counsel/Bankruptcy
U.S. Securities and Exchange Commission
Atlanta Regional Office
3475 Lenox Road, N.E., Suite 1000
Atlanta, GA 30326-1232
Sherrill-BeardS@sec.gov
Jesse H. Austin, III
Paul, Hastings, Janofsky & Walker LLP
600 Peachtree Street, N.E., Suite 2400
Atlanta, GA 30308
jessaustin@paulhastings.com
4
Scott B. Riddle
Suite 1530 Tower Place
3340 Peachtree Road, N.E.
Atlanta, GA 30326
sbriddle@mindspring.com
This 27th day of August, 2012.
/s/ William D. Matthews |
| William D. Matthews |
| Georgia Bar No. 470865 |
5