The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AEROFLEX HLDG CORP | COM | 007767106 | 1,831 | 174,400 | SH | SOLE | 0 | 0 | 0 | ||
AUTONAVI HLDGS LTD | SPONSORED ADR | 05330F106 | 4 | 200 | SH | SOLE | 0 | 0 | 0 | ||
BOULEVARD ACQUISITION CORP | COM | 10157P104 | 9,323 | 951,275 | SH | SOLE | 0 | 0 | 0 | ||
BOULEVARD ACQUISITION CORP | UNIT | 10157P203 | 839 | 83,097 | SH | SOLE | 0 | 0 | 0 | ||
BOULEVARD ACQUISITION CORP | W EXP02/19/201 | 10157P112 | 287 | 409,893 | SH | SOLE | 0 | 0 | 0 | ||
CAMBRIDGE CAP ACQUISITION CO | COM | 13215Q106 | 6,887 | 705,585 | SH | SOLE | 0 | 0 | 0 | ||
CAMBRIDGE CAP ACQUISITION CO | W EXP 12/23/201 | 13215Q114 | 224 | 638,786 | SH | SOLE | 0 | 0 | 0 | ||
CAPITOL ACQUISITION CORP II | COM | 14056V105 | 2,045 | 208,226 | SH | SOLE | 0 | 0 | 0 | ||
CAPITOL ACQUISITION CORP II | W EXP05/15/201 | 14056V113 | 29 | 58,445 | SH | SOLE | 0 | 0 | 0 | ||
CBEYOND INC | COM | 149847105 | 484 | 48,600 | SH | SOLE | 0 | 0 | 0 | ||
COMMUNITY HEALTH SYS INC | NEW RIGHT42396 | 203668116 | 5 | 76,569 | SH | SOLE | 0 | 0 | 0 | ||
DARDEN RESTAURANTS INC | COM | 237194105 | 5 | 100 | SH | SOLE | 0 | 0 | 0 | ||
DIRECTV | COM | 25490A309 | 1,071 | 12,600 | SH | SOLE | 0 | 0 | 0 | ||
EMERITUS CORP | COM | 291005106 | 13,643 | 431,061 | SH | SOLE | 0 | 0 | 0 | ||
FOREST LABS INC | COM | 345838106 | 64,889 | 650,321 | SH | SOLE | 0 | 0 | 0 | ||
FOREST OIL CORP | COM PAR $0.01 | 346091705 | 0 | 100 | SH | SOLE | 0 | 0 | 0 | ||
FOSTER WHEELER AG | COM | H27178104 | 3,475 | 102,000 | SH | SOLE | 0 | 0 | 0 | ||
FUSION-IO INC | COM | 36112J107 | 9,875 | 873,870 | SH | SOLE | 0 | 0 | 0 | ||
FUSION-IO INC | COM | 36112J107 | 14 | 100 | SH | Call | SOLE | 0 | 0 | 0 | |
GLOBAL DEFENSE & NATL SEC SY | COM | 37953N108 | 6,071 | 593,451 | SH | SOLE | 0 | 0 | 0 | ||
HENNESSY CAP ACQUISITION COR | COM | 425886108 | 2,017 | 207,256 | SH | SOLE | 0 | 0 | 0 | ||
HENNESSY CAP ACQUISITION COR | UNIT | 425886207 | 798 | 79,136 | SH | SOLE | 0 | 0 | 0 | ||
HF2 FINL MGMT INC | CL A | 40421A104 | 9,295 | 902,400 | SH | SOLE | 0 | 0 | 0 | ||
HILLSHIRE BRANDS CO | COM | 432589109 | 6,536 | 104,918 | SH | SOLE | 0 | 0 | 0 | ||
HILLSHIRE BRANDS CO | COM | 432589109 | 25 | 105 | SH | Call | SOLE | 0 | 0 | 0 | |
HILLSHIRE BRANDS CO | COM | 432589109 | 24 | 100 | SH | Call | SOLE | 0 | 0 | 0 | |
HILLSHIRE BRANDS CO | COM | 432589109 | 27 | 100 | SH | Call | SOLE | 0 | 0 | 0 | |
HITTITE MICROWAVE CORP | COM | 43365Y104 | 2,062 | 26,449 | SH | SOLE | 0 | 0 | 0 | ||
HUDSON CITY BANCORP | COM | 443683107 | 3,077 | 313,019 | SH | SOLE | 0 | 0 | 0 | ||
IDENIX PHARMACEUTICALS INC | COM | 45166R204 | 23,643 | 981,058 | SH | SOLE | 0 | 0 | 0 | ||
JOS A BANK CLOTHIERS INC | COM | 480838101 | 88 | 175 | SH | Call | SOLE | 0 | 0 | 0 | |
LEVY ACQUISITION CORP | COM | 52748T104 | 12,963 | 1,330,859 | SH | SOLE | 0 | 0 | 0 | ||
LEVY ACQUISITION CORP | W EXP 11/19/201 | 52748T112 | 160 | 347,530 | SH | SOLE | 0 | 0 | 0 | ||
LIN MEDIA LLC CL A | COM | 532771102 | 3 | 100 | SH | SOLE | 0 | 0 | 0 | ||
LIVE NATION ENTERTAINMENT IN | NOTE2.875% 7/1 | 538034AB5 | 1,856 | 1,859,000 | PRN | SOLE | 0 | 0 | 0 | ||
MARTIN MARIETTA MATLS INC COM | COM | 573284106 | 2,403 | 18,200 | SH | SOLE | 0 | 0 | 0 | ||
MEASUREMENT SPECIALTIES INC COM | COM | 583421102 | 1,688 | 19,614 | SH | SOLE | 0 | 0 | 0 | ||
MEDIA GEN INC CL A | CL A | 584404107 | 2 | 100 | SH | SOLE | 0 | 0 | 0 | ||
MICROS SYS INC COM | COM | 594901100 | 9,608 | 141,500 | SH | SOLE | 0 | 0 | 0 | ||
MONTAGE TECHNOLOGY GROUP LTD SHS | SHS | G6209T105 | 6,023 | 291,095 | SH | SOLE | 0 | 0 | 0 | ||
NICHOLAS FINANCIAL INC COM NEW | COM NEW | 65373J209 | 2,245 | 156,368 | SH | SOLE | 0 | 0 | 0 | ||
NORDION INC COM | COM | 65563C105 | 2,534 | 201,791 | SH | SOLE | 0 | 0 | 0 | ||
NORTHSTAR RLTY FIN CORP COM | COM | 66704R100 | 2,760 | 160,000 | SH | SOLE | 0 | 0 | 0 | ||
OPENTABLE INC COM | COM | 68372A104 | 4,009 | 38,700 | SH | SOLE | 0 | 0 | 0 | ||
PEPCO HOLDINGS INC COM | COM | 713291102 | 8,079 | 294,000 | SH | SOLE | 0 | 0 | 0 | ||
PLX TECHNOLOGY INC COM | COM | 693417107 | 4,112 | 635,523 | SH | SOLE | 0 | 0 | 0 | ||
PROTECTIVE LIFE CORP COM | COM | 743674103 | 13,603 | 196,210 | SH | SOLE | 0 | 0 | 0 | ||
QUARTET MERGER CORP COM | COM | 747717106 | 5,646 | 562,380 | SH | SOLE | 0 | 0 | 0 | ||
QUARTET MERGER CORP RIGHT 99/99/9999 | RIGHT | 747717205 | 160 | 239,026 | SH | SOLE | 0 | 0 | 0 | ||
RDA MICROELECTRONICS INC SPONSORED ADR | SPONSORED ADR | 749394102 | 5 | 300 | SH | SOLE | 0 | 0 | 0 | ||
SAFEWAY INC COM NEW | COM NEW | 786514208 | 3,771 | 109,828 | SH | SOLE | 0 | 0 | 0 | ||
SCHAWK INC CL A | CL A | 806373106 | 417 | 20,500 | SH | SOLE | 0 | 0 | 0 | ||
SILVER EAGLE ACQUISITION COR | COM | 827694100 | 114 | 11,651 | SH | SOLE | 0 | 0 | 0 | ||
TIME WARNER CABLE INC | COM | 88732J207 | 609 | 4,136 | SH | SOLE | 0 | 0 | 0 | ||
TIME WARNER CABLE INC | COM | 88732J207 | 783 | 500 | SH | Call | SOLE | 0 | 0 | 0 | |
TOWER GROUP INC | NOTE 5.000% 9/1 | 891777AC8 | 624 | 724,000 | PRN | SOLE | 0 | 0 | 0 | ||
TOWER GROUP INTL LTD | COM | G8988C105 | 1 | 100 | SH | Put | SOLE | 0 | 0 | 0 | |
TOWER GROUP INTL LTD | COM | G8988C105 | 6 | 100 | SH | Put | SOLE | 0 | 0 | 0 | |
WINTHROP RLTY TR | SH BEN INT NEW | 976391300 | 3 | 200 | SH | SOLE | 0 | 0 | 0 | ||
WL ROSS HLDG CORP | UNIT | 92939D203 | 156 | 15,088 | SH | SOLE | 0 | 0 | 0 |