The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
1347 CAP CORP | W EXP 07/15/202 | 68245V129 | 32 | 150,000 | SH | SOLE | 0 | 0 | 0 | ||
1347 CAP CORP | RIGHT 07/21/2016 | 68245V111 | 69 | 196,813 | SH | SOLE | 0 | 0 | 0 | ||
1347 CAP CORP | UNIT 99/99/9999 | 68245V202 | 364 | 36,369 | SH | SOLE | 0 | 0 | 0 | ||
1347 CAP CORP | COM | 68245V103 | 1,927 | 201,000 | SH | SOLE | 0 | 0 | 0 | ||
ACTUATE CORP | COM | 00508B102 | 2,140 | 324,205 | SH | SOLE | 0 | 0 | 0 | ||
AMER RLTY CAP HEALTHCAR TR I | COM | 02917R108 | 944 | 79,325 | SH | SOLE | 0 | 0 | 0 | ||
AR CAP ACQUISITION CORP | W EXP 10/06/201 ADDED | 00191R117 | 2 | 8,560 | SH | SOLE | 0 | 0 | 0 | ||
AR CAP ACQUISITION CORP | COM | 00191R109 | 53 | 5,420 | SH | SOLE | 0 | 0 | 0 | ||
AR CAP ACQUISITION CORP | UNIT 99/99/9999 | 00191R208 | 14,591 | 1,478,282 | SH | SOLE | 0 | 0 | 0 | ||
AUXILIUM PHARMACEUTICALS INC | NOTE 1.500% 7/1 | 05334DAA5 | 5,197 | 3,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
AUXILIUM PHARMACEUTICALS INC | COM | 05334D107 | 19,910 | 579,027 | SH | SOLE | 0 | 0 | 0 | ||
AVANIR PHARMACEUTICALS INC | CL A NEW | 05348P401 | 17,032 | 1,004,815 | SH | SOLE | 0 | 0 | 0 | ||
BANK KY FINL CORP | COM | 062896105 | 4,622 | 95,761 | SH | SOLE | 0 | 0 | 0 | ||
BOULEVARD ACQUISITION CORP | W EXP 02/19/201 | 10157P112 | 139 | 262,516 | SH | SOLE | 0 | 0 | 0 | ||
BOULEVARD ACQUISITION CORP | UNIT 99/99/9999 | 10157P203 | 1,276 | 127,177 | SH | SOLE | 0 | 0 | 0 | ||
BOULEVARD ACQUISITION CORP | COM | 10157P104 | 8,468 | 878,431 | SH | SOLE | 0 | 0 | 0 | ||
C B PHARMA ACQUISITION CORP | UNIT 99/99/9999 | G2029P100 | 637 | 63,424 | SH | SOLE | 0 | 0 | 0 | ||
CAMBRIDGE CAP ACQUISITION CO | W EXP 12/17/201 | 13215Q114 | 196 | 632,545 | SH | SOLE | 0 | 0 | 0 | ||
CAMBRIDGE CAP ACQUISITION CO | COM | 13215Q106 | 610 | 61,589 | SH | SOLE | 0 | 0 | 0 | ||
CAPITOL ACQUISITION CORP II | W EXP 05/15/201 | 14056V113 | 32 | 58,345 | SH | SOLE | 0 | 0 | 0 | ||
CAPITOL ACQUISITION CORP II | COM | 14056V105 | 969 | 98,048 | SH | SOLE | 0 | 0 | 0 | ||
CAREFUSION CORP | COM | 14170T101 | 50,927 | 858,232 | SH | SOLE | 0 | 0 | 0 | ||
CHIQUITA BRANDS INTL INC | COM | 170032809 | 4,735 | 327,452 | SH | SOLE | 0 | 0 | 0 | ||
CLECO CORP NEW | COM | 12561W105 | 2,411 | 44,200 | SH | SOLE | 0 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 10,634 | 183,310 | SH | SOLE | 0 | 0 | 0 | ||
COMMUNITY HEALTH SYS INC NEW | NEW RIGHT 01/27/2016 | 203668116 | 2 | 76,569 | SH | SOLE | 0 | 0 | 0 | ||
COVANCE INC | COM | 222816100 | 53,593 | 516,108 | SH | SOLE | 0 | 0 | 0 | ||
COVISINT CORP | COM | 22357R103 | 106 | 40,000 | SH | SOLE | 0 | 0 | 0 | ||
CUBIST PHARMACEUTICALS INC | COM | 229678107 | 66 | 100 | SH | Call | SOLE | 0 | 0 | 0 | |
CUBIST PHARMACEUTICALS INC | COM | 229678107 | 16,669 | 165,611 | SH | SOLE | 0 | 0 | 0 | ||
CUBIST PHARMACEUTICALS INC | NOTE 1.125% 9/0 | 229678AF4 | 17,149 | 12,927,000 | PRN | SOLE | 0 | 0 | 0 | ||
CUBIST PHARMACEUTICALS INC | NOTE 1.875% 9/0 | 229678AH0 | 20,422 | 15,015,000 | PRN | SOLE | 0 | 0 | 0 | ||
DARDEN RESTAURANTS INC | COM | 237194105 | 6 | 100 | SH | SOLE | 0 | 0 | 0 | ||
DIGITAL RIV INC | COM | 25388B104 | 352 | 14,250 | SH | SOLE | 0 | 0 | 0 | ||
DIRECTV | COM | 25490A309 | 1,751 | 20,200 | SH | SOLE | 0 | 0 | 0 | ||
DRESSER-RAND GROUP INC | COM | 261608103 | 68,993 | 843,440 | SH | SOLE | 0 | 0 | 0 | ||
GARNERO GROUP ACQUISITION CO | SHS | G5866L108 | 636 | 66,557 | SH | SOLE | 0 | 0 | 0 | ||
GARNERO GROUP ACQUISITION CO | UNIT 99/99/9999 | G5866L124 | 7,067 | 706,018 | SH | SOLE | 0 | 0 | 0 | ||
GARNERO GROUP ACQUISITION CO | RIGHT 06/25/2016 | G5866L132 | 30 | 99,083 | SH | SOLE | 0 | 0 | 0 | ||
GARNERO GROUP ACQUISITION CO | *W EXP 06/24/201 | G5866L116 | 13 | 110,020 | SH | SOLE | 0 | 0 | 0 | ||
GENTIVA HEALTH SERVICES INC | COM | 37247A102 | 9,903 | 519,846 | SH | SOLE | 0 | 0 | 0 | ||
GLIMCHER RLTY TR | SH BEN INT | 379302102 | 19,117 | 1,391,316 | SH | SOLE | 0 | 0 | 0 | ||
GLOBAL DEFENSE & NATL SEC SY | COM | 37953N108 | 1,715 | 166,205 | SH | SOLE | 0 | 0 | 0 | ||
HAWAIIAN ELEC INDUSTRIES | COM | 419870100 | 4 | 146 | SH | Call | SOLE | 0 | 0 | 0 | |
HENNESSY CAP ACQUISITION COR | UNIT 99/99/9999 | 425886207 | 5 | 501 | SH | SOLE | 0 | 0 | 0 | ||
HENNESSY CAP ACQUISITION COR | W EXP 01/23/201 | 425886116 | 24 | 59,256 | SH | SOLE | 0 | 0 | 0 | ||
HENNESSY CAP ACQUISITION COR | COM | 425886108 | 2,302 | 233,684 | SH | SOLE | 0 | 0 | 0 | ||
HF2 FINL MGMT INC | CL A | 40421A104 | 19 | 1,788 | SH | SOLE | 0 | 0 | 0 | ||
HYDRA INDS ACQUISITION CORP | UNIT 10/20/2021 | 448740209 | 385 | 38,500 | SH | SOLE | 0 | 0 | 0 | ||
INTERNATIONAL GAME TECHNOLOG | COM | 459902102 | 34 | 150 | SH | Call | SOLE | 0 | 0 | 0 | |
INTERNATIONAL GAME TECHNOLOG | COM | 459902102 | 144 | 600 | SH | Call | SOLE | 0 | 0 | 0 | |
INTERNATIONAL GAME TECHNOLOG | COM | 459902102 | 3,866 | 224,105 | SH | SOLE | 0 | 0 | 0 | ||
INTERNATIONAL RECTIFIER CORP | COM | 460254105 | 14,599 | 365,893 | SH | SOLE | 0 | 0 | 0 | ||
LEVY ACQUISITION CORP | COM | 52748T104 | 10 | 1,000 | SH | SOLE | 0 | 0 | 0 | ||
LEVY ACQUISITION CORP | W EXP 11/19/201 | 52748T112 | 128 | 347,030 | SH | SOLE | 0 | 0 | 0 | ||
LORAL SPACE & COMMUNICATNS I | COM | 543881106 | 8 | 100 | SH | SOLE | 0 | 0 | 0 | ||
PANTRY INC | COM | 698657103 | 7,375 | 199,000 | SH | SOLE | 0 | 0 | 0 | ||
PENFORD CORP | COM | 707051108 | 4,202 | 224,851 | SH | SOLE | 0 | 0 | 0 | ||
PEPCO HOLDINGS INC | COM | 713291102 | 5,398 | 200,459 | SH | SOLE | 0 | 0 | 0 | ||
PETSMART INC | COM | 716768106 | 16,290 | 200,376 | SH | SOLE | 0 | 0 | 0 | ||
PROTECTIVE LIFE CORP | COM | 743674103 | 34,414 | 494,093 | SH | SOLE | 0 | 0 | 0 | ||
RIVERBED TECHNOLOGY INC | COM | 768573107 | 23,312 | 1,142,163 | SH | SOLE | 0 | 0 | 0 | ||
ROCKWOOD HLDGS INC | COM | 774415103 | 19,049 | 241,735 | SH | SOLE | 0 | 0 | 0 | ||
ROI ACQUISITION CORP II | COM | 74966G101 | 1,277 | 129,928 | SH | SOLE | 0 | 0 | 0 | ||
SAFEWAY INC | COM NEW | 786514208 | 4 | 1,590 | SH | Put | SOLE | 0 | 0 | 0 | |
SAFEWAY INC | COM NEW | 786514208 | 5 | 2,149 | SH | Put | SOLE | 0 | 0 | 0 | |
SAFEWAY INC | COM NEW | 786514208 | 1,994 | 56,785 | SH | SOLE | 0 | 0 | 0 | ||
SAPIENT CORP | COM | 803062108 | 24,807 | 997,077 | SH | SOLE | 0 | 0 | 0 | ||
SIGMA ALDRICH CORP | COM | 826552101 | 33,418 | 243,449 | SH | SOLE | 0 | 0 | 0 | ||
SINO MERCURY ACQUISITION COR | UNIT 99/99/9999 | 82936K201 | 802 | 80,195 | SH | SOLE | 0 | 0 | 0 | ||
SUSQUEHANNA BANCSHARES INC P | COM | 869099101 | 11,076 | 824,714 | SH | SOLE | 0 | 0 | 0 | ||
SYSCO CORP | COM | 871829107 | 1 | 500 | SH | Put | SOLE | 0 | 0 | 0 | |
SYSCO CORP | COM | 871829107 | 4 | 100 | SH | SOLE | 0 | 0 | 0 | ||
TALISMAN ENERGY INC | COM | 87425E103 | 19 | 100 | SH | Call | SOLE | 0 | 0 | 0 | |
TALISMAN ENERGY INC | COM | 87425E103 | 107 | 376 | SH | Call | SOLE | 0 | 0 | 0 | |
TALISMAN ENERGY INC | COM | 87425E103 | 24,866 | 3,175,696 | SH | SOLE | 0 | 0 | 0 | ||
TERRAPIN 3 ACQUISITION CORP | UNIT 06/27/2019 | 88104P203 | 8,542 | 854,220 | SH | SOLE | 0 | 0 | 0 | ||
TIME WARNER CABLE INC | COM | 88732J207 | 629 | 4,136 | SH | SOLE | 0 | 0 | 0 | ||
TRIQUINT SEMICONDUCTOR INC | COM | 89674K103 | 1,250 | 45,000 | SH | SOLE | 0 | 0 | 0 | ||
TRW AUTOMOTIVE HLDGS CORP | COM | 87264S106 | 235 | 500 | SH | Call | SOLE | 0 | 0 | 0 | |
TRW AUTOMOTIVE HLDGS CORP | COM | 87264S106 | 45,418 | 441,592 | SH | SOLE | 0 | 0 | 0 | ||
UNITED STATES OIL FUND LP | UNITS | 91232N108 | 503 | 1,826 | SH | Put | SOLE | 0 | 0 | 0 | |
UNITED STATES OIL FUND LP | UNITS | 91232N108 | 552 | 2,370 | SH | Put | SOLE | 0 | 0 | 0 | |
VOLCANO CORPORATION | COM | 928645100 | 19,982 | 1,117,571 | SH | SOLE | 0 | 0 | 0 | ||
VOLCANO CORPORATION | NOTE 1.750%12/0 | 928645AB6 | 20,856 | 21,000,000 | PRN | SOLE | 0 | 0 | 0 |