The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
1347 CAP CORP | *W EXP 07/15/202 | 68245V129 | 42 | 140,738 | SH | SOLE | 0 | 0 | 0 | ||
1347 CAP CORP | COM | 68245V103 | 1,893 | 193,147 | SH | SOLE | 0 | 0 | 0 | ||
1347 CAP CORP | RIGHT 07/21/2016 | 68245V111 | 62 | 194,813 | SH | SOLE | 0 | 0 | 0 | ||
1347 CAP CORP | UNIT 07/18/2016 | 68245V202 | 265 | 25,699 | SH | SOLE | 0 | 0 | 0 | ||
ADEPT TECHNOLOGY INC | COM NEW | 006854202 | 3,888 | 300,000 | SH | SOLE | 0 | 0 | 0 | ||
ALTERA CORP | COM | 021441100 | 501 | 10,000 | SH | SOLE | 0 | 0 | 0 | ||
AR CAP ACQUISITION CORP | *W EXP 10/06/201 | 00191R117 | 5 | 18,190 | SH | SOLE | 0 | 0 | 0 | ||
AR CAP ACQUISITION CORP | COM | 00191R109 | 156 | 15,822 | SH | SOLE | 0 | 0 | 0 | ||
AR CAP ACQUISITION CORP | UNIT 10/06/2019 | 00191R208 | 14,281 | 1,436,750 | SH | SOLE | 0 | 0 | 0 | ||
AROWANA INC | UNIT 99/99/9999 | G05011138 | 1,157 | 113,426 | SH | SOLE | 0 | 0 | 0 | ||
ATLANTIC ALLIANCE PARTNER CO | SHS | G04897107 | 385 | 37,905 | SH | SOLE | 0 | 0 | 0 | ||
BARINGTON HILCO ACQUISITION | UNIT 99/99/9999T | 06759V200 | 799 | 78,331 | SH | SOLE | 0 | 0 | 0 | ||
BOULEVARD ACQUISITION | UNIT 99/99/9999 | 10157Q201 | 6,730 | 675,000 | SH | SOLE | 0 | 0 | 0 | ||
BROADCOM CORP | CL A | 111320107 | 1,800 | 35,000 | SH | SOLE | 0 | 0 | 0 | ||
C B PHARMA ACQUISITION CORP | SHS | G2029P126 | 228 | 21,824 | SH | SOLE | 0 | 0 | 0 | ||
C B PHARMA ACQUISITION CORP | UNIT 12/17/2021 | G2029P100 | 2,161 | 217,148 | SH | SOLE | 0 | 0 | 0 | ||
CABLEVISION SYS CORP | CL A NY CABLVS | 12686C109 | 7,700 | 237,150 | SH | SOLE | 0 | 0 | 0 | ||
CAMBRIDGE CAP ACQUISITION CO | *W EXP 12/17/201 | 13215Q114 | 44 | 175,000 | SH | SOLE | 0 | 0 | 0 | ||
CAMBRIDGE CAP ACQUISITION CO | COM | 13215Q106 | 896 | 89,625 | SH | SOLE | 0 | 0 | 0 | ||
CLECO CORP NEW | COM | 12561W105 | 154 | 2,900 | SH | SOLE | 0 | 0 | 0 | ||
COMMUNITY HEALTH SYS INC NEW | RIGHT 99/99/9999 | 203668116 | 1 | 76,569 | SH | SOLE | 0 | 0 | 0 | ||
CON-WAY INC | COM | 205944101 | 65,387 | 1,378,016 | SH | SOLE | 0 | 0 | 0 | ||
CYTEC INDS INC | COM | 232820100 | 75,200 | 1,018,280 | SH | SOLE | 0 | 0 | 0 | ||
DEALERTRACK TECHNOLOGIES INC | COM | 242309102 | 52,311 | 827,045 | SH | SOLE | 0 | 0 | 0 | ||
DOT HILL SYS CORP | COM | 25848T109 | 2,734 | 281,000 | SH | SOLE | 0 | 0 | 0 | ||
DOUBLE EAGLE ACQUISITION COR | UNIT 99/99/9999 | G28195108 | 1,154 | 113,796 | SH | SOLE | 0 | 0 | 0 | ||
E COMPASS ACQUISITION CORP | UNIT 99/99/9999 | G2920Y200 | 698 | 69,209 | SH | SOLE | 0 | 0 | 0 | ||
EASTERLY ACQUISITION CORP | UNIT 99/99/9999 | 27616L201 | 2,635 | 260,883 | SH | SOLE | 0 | 0 | 0 | ||
ELECTRUM SPL ACQUISITION COR | UNIT 99/99/9999 | G3105C120 | 323 | 32,732 | SH | SOLE | 0 | 0 | 0 | ||
ENVIVIO INC | COM | 29413T106 | 1,761 | 430,483 | SH | SOLE | 0 | 0 | 0 | ||
EZCHIP SEMICONDUCTOR LIMITED | ORD | M4146Y108 | 629 | 25,000 | SH | SOLE | 0 | 0 | 0 | ||
FINTECH ACQUISITION CORP | UNIT 99/99/9999 | 31809H209 | 253 | 25,200 | SH | SOLE | 0 | 0 | 0 | ||
GARNERO GROUP ACQUISITION CO | RIGHT 06/25/2016 | G5866L132 | 119 | 539,883 | SH | SOLE | 0 | 0 | 0 | ||
GARNERO GROUP ACQUISITION CO | SHS | G5866L108 | 5,293 | 534,157 | SH | SOLE | 0 | 0 | 0 | ||
GARNERO GROUP ACQUISITION CO | UNIT 06/25/2016 | G5866L124 | 2,010 | 198,262 | SH | SOLE | 0 | 0 | 0 | ||
GARNERO GROUP ACQUISITION CO | *W EXP 06/24/201 | G5866L116 | 74 | 571,320 | SH | SOLE | 0 | 0 | 0 | ||
GLOBAL DEFENSE & NATL SEC SY | COM | 37953N108 | 7,029 | 668,121 | SH | SOLE | 0 | 0 | 0 | ||
GLOBAL PARTNER ACQUISITION C | UNIT 99/99/9999 | 37954X204 | 2,663 | 266,304 | SH | SOLE | 0 | 0 | 0 | ||
GP INVTS ACQUISITION COR | UNIT 99/99/9999 | G40357116 | 1,972 | 199,185 | SH | SOLE | 0 | 0 | 0 | ||
HARMONY MERGER CORP | UNIT 99/99/9999 | 413247206 | 686 | 67,296 | SH | SOLE | 0 | 0 | 0 | ||
HCC INS HLDGS INC | COM | 404132102 | 55,113 | 711,412 | SH | SOLE | 0 | 0 | 0 | ||
HENNESSY CAP ACQUISITION COR | UNIT 99/99/9999 | 42588J209 | 1,292 | 131,075 | SH | SOLE | 0 | 0 | 0 | ||
HOME PROPERTIES INC | COM | 437306103 | 3,730 | 49,900 | SH | SOLE | 0 | 0 | 0 | ||
HYDRA INDS ACQUISITION CORP | *W EXP 10/20/202 | 448740118 | 7 | 24,401 | SH | SOLE | 0 | 0 | 0 | ||
HYDRA INDS ACQUISITION CORP | COM | 448740100 | 1,213 | 125,101 | SH | SOLE | 0 | 0 | 0 | ||
HYDRA INDS ACQUISITION CORP | RIGHT 99/99/9999 | 448740126 | 9 | 24,401 | SH | SOLE | 0 | 0 | 0 | ||
IPC HEALTHCARE INC | COM | 44984A105 | 23,609 | 303,888 | SH | SOLE | 0 | 0 | 0 | ||
JM GLOBAL HLDG CO | UNIT 99/99/9999 ADDED | 46590H200 | 1,231 | 124,996 | SH | SOLE | 0 | 0 | 0 | ||
KYTHERA BIOPHARMACEUTICALS I | COM | 501570105 | 27,468 | 366,241 | SH | SOLE | 0 | 0 | 0 | ||
LORAL SPACE & COMMUNICATNS I | COM | 543881106 | 5 | 100 | SH | SOLE | 0 | 0 | 0 | ||
LUMENIS LTD | SHS CL B | M6778Q121 | 445 | 32,100 | SH | SOLE | 0 | 0 | 0 | ||
MERGE HEALTHCARE INC | COM | 589499102 | 7,100 | 1,000,000 | SH | SOLE | 0 | 0 | 0 | ||
MILLENNIAL MEDIA INC | COM | 60040N105 | 699 | 399,500 | SH | SOLE | 0 | 0 | 0 | ||
NTELOS HLDGS CORP | CALL | 67020Q905 | 2 | 120 | SH | Call | SOLE | 0 | 0 | 0 | |
NTELOS HLDGS CORP | CALL | 67020Q905 | 1 | 51 | SH | Call | SOLE | 0 | 0 | 0 | |
NTELOS HLDGS CORP | CALL | 67020Q905 | 13 | 1,310 | SH | Call | SOLE | 0 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 9,304 | 106,862 | SH | SOLE | 0 | 0 | 0 | ||
OM GROUP INC | COM | 670872100 | 35,589 | 1,082,053 | SH | SOLE | 0 | 0 | 0 | ||
OMNIVISION TECHNOLOGIES INC | COM | 682128103 | 8,689 | 330,889 | SH | SOLE | 0 | 0 | 0 | ||
OPKO HEALTH INC | COM | 68375N103 | 503 | 59,860 | SH | SOLE | 0 | 0 | 0 | ||
OPKO HEALTH INC | PUT | 68375N953 | 630 | 500 | SH | Put | SOLE | 0 | 0 | 0 | |
OPKO HEALTH INC | PUT | 68375N953 | 166 | 100 | SH | Put | SOLE | 0 | 0 | 0 | |
PERICOM SEMICONDUCTOR CORP | COM | 713831105 | 2,409 | 132,000 | SH | SOLE | 0 | 0 | 0 | ||
PRECISION CASTPARTS CORP | COM | 740189105 | 73,270 | 318,966 | SH | SOLE | 0 | 0 | 0 | ||
PRECISION CASTPARTS CORP | CALL | 740189905 | 95 | 200 | SH | Call | SOLE | 0 | 0 | 0 | |
PREMIERE GLOBAL SVCS INC | COM | 740585104 | 27,744 | 2,019,201 | SH | SOLE | 0 | 0 | 0 | ||
QUINPARIO ACQUISITION CORP 2 | COM | 74874U101 | 93 | 9,401 | SH | SOLE | 0 | 0 | 0 | ||
QUINPARIO ACQUISITION CORP 2 | UNIT 01/01/2023 | 74874U200 | 6,005 | 584,151 | SH | SOLE | 0 | 0 | 0 | ||
REMY INTL INC NEW | COM | 75971M108 | 25,466 | 870,646 | SH | SOLE | 0 | 0 | 0 | ||
ROI ACQUISITION CORP II | COM | 74966G101 | 1,445 | 144,475 | SH | SOLE | 0 | 0 | 0 | ||
SIGMA ALDRICH CORP | COM | 826552101 | 60,668 | 436,710 | SH | SOLE | 0 | 0 | 0 | ||
SINO MERCURY ACQUISITION COR | COM | 82936K102 | 621 | 62,430 | SH | SOLE | 0 | 0 | 0 | ||
SINO MERCURY ACQUISITION COR | RIGHT 08/26/2016 | 82936K110 | 18 | 36,201 | SH | SOLE | 0 | 0 | 0 | ||
SOLERA HOLDINGS INC | COM | 83421A104 | 24,851 | 460,199 | SH | SOLE | 0 | 0 | 0 | ||
STANCORP FINL GROUP INC | COM | 852891100 | 17,075 | 149,522 | SH | SOLE | 0 | 0 | 0 | ||
STEINER LEISURE LTD | ORD | P8744Y102 | 9,586 | 151,731 | SH | SOLE | 0 | 0 | 0 | ||
STRATEGIC HOTELS & RESORTS I | COM | 86272T106 | 31,841 | 2,309,012 | SH | SOLE | 0 | 0 | 0 | ||
SYMETRA FINL CORP | COM | 87151Q106 | 3,158 | 99,800 | SH | SOLE | 0 | 0 | 0 | ||
SYNERGETICS USA INC | COM | 87160G107 | 750 | 114,200 | SH | SOLE | 0 | 0 | 0 | ||
SYSCO CORP | COM | 871829107 | 4 | 100 | SH | SOLE | 0 | 0 | 0 | ||
TERRAPIN 3 ACQUISITION CORP | UNIT 06/27/2019 | 88104P203 | 8,376 | 821,128 | SH | SOLE | 0 | 0 | 0 | ||
THORATEC CORP | COM NEW | 885175307 | 37,796 | 597,466 | SH | SOLE | 0 | 0 | 0 | ||
TIME WARNER CABLE INC | COM | 88732J207 | 8,969 | 50,000 | SH | SOLE | 0 | 0 | 0 | ||
VIVINT SOLAR INC | COM | 92854Q106 | 521 | 49,700 | SH | SOLE | 0 | 0 | 0 | ||
WINTHROP RLTY TR | SH BEN INT NEW | 976391300 | 3 | 200 | SH | SOLE | 0 | 0 | 0 | ||
XOOM CORP | COM | 98419Q101 | 2,777 | 111,600 | SH | SOLE | 0 | 0 | 0 | ||
XOOM CORP | CALL | 98419Q901 | 25 | 50 | SH | Call | SOLE | 0 | 0 | 0 | |
ZULILY INC | CL A | 989774104 | 17,236 | 984,844 | SH | SOLE | 0 | 0 | 0 |