The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
1347 CAP CORP | COM | 68245V103 | 1,881 | 190,947 | SH | SOLE | 0 | 0 | 0 | ||
1347 CAP CORP | UNIT 07/18/2016 | 68245V202 | 262 | 25,693 | SH | SOLE | 0 | 0 | 0 | ||
1347 CAP CORP | W EXP 07/15/202 | 68245V129 | 31 | 140,738 | SH | SOLE | 0 | 0 | 0 | ||
1347 CAP CORP | RIGHT 07/21/2016 | 68245V111 | 32 | 194,813 | SH | SOLE | 0 | 0 | 0 | ||
AIRGAS INC | COM | 009363102 | 3,008 | 21,745 | SH | SOLE | 0 | 0 | 0 | ||
AMERICAN RESIDENTIAL PPTYS I | COM | 02927E303 | 7,642 | 404,349 | SH | SOLE | 0 | 0 | 0 | ||
AR CAP ACQUISITION CORP | COM | 00191R109 | 4,508 | 463,357 | SH | SOLE | 0 | 0 | 0 | ||
AR CAP ACQUISITION CORP | W EXP 10/06/201 | 00191R117 | 5 | 29,708 | SH | SOLE | 0 | 0 | 0 | ||
AR CAP ACQUISITION CORP | UNIT 10/06/2019 | 00191R208 | 22,214 | 2,283,074 | SH | SOLE | 0 | 0 | 0 | ||
AROWANA INC | UNIT 99/99/9999 | G05011138 | 1,156 | 115,049 | SH | SOLE | 0 | 0 | 0 | ||
ATLANTIC ALLIANCE PARTNER CO | SHS | G04897107 | 385 | 38,037 | SH | SOLE | 0 | 0 | 0 | ||
BARINGTON HILCO ACQUISITION | UNIT 99/99/9999T | 06759V200 | 787 | 78,031 | SH | SOLE | 0 | 0 | 0 | ||
BIOMED REALTY TRUST INC | COM | 09063H107 | 49,453 | 2,087,498 | SH | SOLE | 0 | 0 | 0 | ||
BLOUNT INTL INC NEW | COM | 095180105 | 13,071 | 1,332,375 | SH | SOLE | 0 | 0 | 0 | ||
BOULDER BRANDS INC | COM | 101405108 | 3,549 | 323,238 | SH | SOLE | 0 | 0 | 0 | ||
BOULEVARD ACQUISITION | UNIT 99/99/9999 | 10157Q201 | 10,862 | 1,097,131 | SH | SOLE | 0 | 0 | 0 | ||
BREEZE EASTERN CORP | COM | 106764103 | 1,775 | 90,493 | SH | SOLE | 0 | 0 | 0 | ||
C B PHARMA ACQUISITION CORP | UNIT 12/17/2021 | G2029P100 | 2,120 | 213,056 | SH | SOLE | 0 | 0 | 0 | ||
C B PHARMA ACQUISITION CORP | SHS | G2029P126 | 224 | 21,824 | SH | SOLE | 0 | 0 | 0 | ||
CABLEVISION SYS CORP | CL A NY CABLVS | 12686C109 | 4,718 | 147,900 | SH | SOLE | 0 | 0 | 0 | ||
CAMERON INTERNATIONAL CORP | COM | 13342B105 | 34,149 | 540,333 | SH | SOLE | 0 | 0 | 0 | ||
CAPITOL ACQUISITION CORP III | UNIT 99/99/9999 | 14055M205 | 3,149 | 316,433 | SH | SOLE | 0 | 0 | 0 | ||
CLECO CORP NEW | COM | 12561W105 | 162 | 3,100 | SH | SOLE | 0 | 0 | 0 | ||
COMMUNITY HEALTH SYS INC NEW | RIGHT 99/99/9999 | 203668116 | 1 | 76,569 | SH | SOLE | 0 | 0 | 0 | ||
CONSTANT CONTACT INC | COM | 210313102 | 7,465 | 255,294 | SH | SOLE | 0 | 0 | 0 | ||
DOUBLE EAGLE ACQUISITION COR | UNIT 99/99/9999 | G28195108 | 1,018 | 101,835 | SH | SOLE | 0 | 0 | 0 | ||
DYAX CORP | COM | 26746E103 | 8,332 | 221,471 | SH | SOLE | 0 | 0 | 0 | ||
E COMPASS ACQUISITION CORP | UNIT 99/99/9999 | G2920Y200 | 702 | 70,209 | SH | SOLE | 0 | 0 | 0 | ||
E M C CORP MASS | COM | 268648102 | 1,926 | 75,000 | SH | SOLE | 0 | 0 | 0 | ||
EASTERLY ACQUISITION CORP | UNIT 99/99/9999 | 27616L201 | 2,686 | 264,601 | SH | SOLE | 0 | 0 | 0 | ||
ELECTRUM SPL ACQUISITION COR | SHS | G3105C104 | 2,265 | 235,000 | SH | SOLE | 0 | 0 | 0 | ||
ELECTRUM SPL ACQUISITION COR | UNIT 99/99/9999 | G3105C120 | 664 | 66,734 | SH | SOLE | 0 | 0 | 0 | ||
EZCHIP SEMICONDUCTOR LIMITED | ORD | M4146Y108 | 457 | 18,500 | SH | SOLE | 0 | 0 | 0 | ||
FAIRCHILD SEMICONDUCTOR INTL | COM | 303726103 | 19 | 900 | SH | SOLE | 0 | 0 | 0 | ||
FAIRCHILD SEMICONDUCTOR INTL | CALL | 303726903 | 4 | 10 | SH | Call | SOLE | 0 | 0 | 0 | |
FAIRCHILD SEMICONDUCTOR INTL | CALL | 303726903 | 0 | 10 | SH | Call | SOLE | 0 | 0 | 0 | |
FINTECH ACQUISITION CORP | UNIT 99/99/9999 | 31809H209 | 183 | 17,941 | SH | SOLE | 0 | 0 | 0 | ||
GARNERO GROUP ACQUISITION CO | W EXP 06/24/201 | G5866L116 | 54 | 415,894 | SH | SOLE | 0 | 0 | 0 | ||
GARNERO GROUP ACQUISITION CO | SHS | G5866L108 | 5,338 | 544,107 | SH | SOLE | 0 | 0 | 0 | ||
GARNERO GROUP ACQUISITION CO | UNIT 06/25/2016 | G5866L124 | 3,575 | 355,716 | SH | SOLE | 0 | 0 | 0 | ||
GARNERO GROUP ACQUISITION CO | RIGHT 06/25/2016 | G5866L132 | 43 | 180,483 | SH | SOLE | 0 | 0 | 0 | ||
GLOBAL PARTNER ACQUISITION C | UNIT 07/01/2020 | 37954X204 | 2,713 | 271,272 | SH | SOLE | 0 | 0 | 0 | ||
GP INVTS ACQUISITION COR | UNIT 99/99/9999 | G40357116 | 2,021 | 203,080 | SH | SOLE | 0 | 0 | 0 | ||
HARMONY MERGER CORP | UNIT 99/99/9999 | 413247206 | 677 | 67,307 | SH | SOLE | 0 | 0 | 0 | ||
HEARTLAND PMT SYS INC | COM | 42235N108 | 10,961 | 115,600 | SH | SOLE | 0 | 0 | 0 | ||
HENNESSY CAP ACQUISITION COR | W EXP 07/28/202 | 42588J118 | 13 | 69,698 | SH | SOLE | 0 | 0 | 0 | ||
HENNESSY CAP ACQUISITION COR | COM | 42588J100 | 1,943 | 201,552 | SH | SOLE | 0 | 0 | 0 | ||
HENNESSY CAP ACQUISITION COR | UNIT 99/99/9999 | 42588J209 | 944 | 96,368 | SH | SOLE | 0 | 0 | 0 | ||
HYDRA INDS ACQUISITION CORP | W EXP 10/20/202 | 448740118 | 6 | 24,401 | SH | SOLE | 0 | 0 | 0 | ||
HYDRA INDS ACQUISITION CORP | RIGHT 99/99/9999 | 448740126 | 5 | 24,401 | SH | SOLE | 0 | 0 | 0 | ||
HYDRA INDS ACQUISITION CORP | COM | 448740100 | 1,216 | 125,101 | SH | SOLE | 0 | 0 | 0 | ||
INLAND REAL ESTATE CORP | COM NEW | 457461200 | 4,173 | 392,895 | SH | SOLE | 0 | 0 | 0 | ||
JM GLOBAL HLDG CO | UNIT 99/99/9999 | 46590H200 | 2,016 | 210,476 | SH | SOLE | 0 | 0 | 0 | ||
KEURIG GREEN MTN INC | CALL | 49271M900 | 1,771 | 2,595 | SH | Call | SOLE | 0 | 0 | 0 | |
KEURIG GREEN MTN INC | COM | 49271M100 | 49,900 | 554,572 | SH | SOLE | 0 | 0 | 0 | ||
KING DIGITAL ENTMT PLC | ORD SHS | G5258J109 | 5,521 | 308,782 | SH | SOLE | 0 | 0 | 0 | ||
LIBERATOR MEDICAL HLDGS INC | COM | 53012L108 | 728 | 217,844 | SH | SOLE | 0 | 0 | 0 | ||
LORAL SPACE & COMMUNICATNS I | COM | 543881106 | 4 | 100 | SH | SOLE | 0 | 0 | 0 | ||
MEDASSETS INC | COM | 584045108 | 37,460 | 1,210,722 | SH | SOLE | 0 | 0 | 0 | ||
NTELOS HLDGS CORP | CALL | 67020Q905 | 0 | 114 | SH | Call | SOLE | 0 | 0 | 0 | |
OCATA THERAPEUTICS INC | COM | 67457L100 | 2,213 | 262,813 | SH | SOLE | 0 | 0 | 0 | ||
PACIFIC SPL ACQUISITION CORP | UNIT 99/99/9999 | G68588139 | 621 | 61,759 | SH | SOLE | 0 | 0 | 0 | ||
PEP BOYS MANNY MOE & JACK | COM | 713278109 | 12,351 | 670,875 | SH | SOLE | 0 | 0 | 0 | ||
PMC-SIERRA INC | COM | 69344F106 | 62,630 | 5,389,886 | SH | SOLE | 0 | 0 | 0 | ||
PRECISION CASTPARTS CORP | CALL | 740189905 | 91 | 200 | SH | Call | SOLE | 0 | 0 | 0 | |
PRECISION CASTPARTS CORP | COM | 740189105 | 93,595 | 403,410 | SH | SOLE | 0 | 0 | 0 | ||
QIHOO 360 TECHNOLOGY CO LTD | NOTE 0.500% 8/1 | 74734MAE9 | 2,541 | 2,640,000 | PRN | SOLE | 0 | 0 | 0 | ||
QIHOO 360 TECHNOLOGY CO LTD | NOTE 1.750% 8/1 | 74734MAF6 | 7,735 | 8,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
QIHOO 360 TECHNOLOGY CO LTD | NOTE 2.500% 9/1 | 74734MAB5 | 12,313 | 12,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
QUINPARIO ACQUISITION CORP 2 | W EXP 01/01/202 | 74874U119 | 2 | 9,132 | SH | SOLE | 0 | 0 | 0 | ||
QUINPARIO ACQUISITION CORP 2 | UNIT 01/01/2023 | 74874U200 | 6,361 | 649,123 | SH | SOLE | 0 | 0 | 0 | ||
QUINPARIO ACQUISITION CORP 2 | COM | 74874U101 | 6,075 | 626,285 | SH | SOLE | 0 | 0 | 0 | ||
RITE AID CORP | COM | 767754104 | 8 | 1,000 | SH | SOLE | 0 | 0 | 0 | ||
SOLARWINDS INC | COM | 83416B109 | 30,060 | 510,356 | SH | SOLE | 0 | 0 | 0 | ||
SOLERA HOLDINGS INC | COM | 83421A104 | 1,694 | 30,894 | SH | SOLE | 0 | 0 | 0 | ||
SYMETRA FINL CORP | COM | 87151Q106 | 9,192 | 289,320 | SH | SOLE | 0 | 0 | 0 | ||
TELECOMMUNICATION SYS INC | CL A | 87929J103 | 1,338 | 269,115 | SH | SOLE | 0 | 0 | 0 | ||
TERRAPIN 3 ACQUISITION CORP | UNIT 06/27/2019 | 88104P203 | 8,141 | 810,085 | SH | SOLE | 0 | 0 | 0 | ||
UTI WORLDWIDE INC | ORD | G87210103 | 18,428 | 2,621,377 | SH | SOLE | 0 | 0 | 0 | ||
UTI WORLDWIDE INC | NOTE 4.500% 3/0 | 90349LAB0 | 64,006 | 64,679,000 | PRN | SOLE | 0 | 0 | 0 | ||
YOUKU TUDOU INC | SPONSORED ADR | 98742U100 | 13,732 | 506,154 | SH | SOLE | 0 | 0 | 0 |