The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALLIED WRLD ASSUR COM HLDG A | SHS | H01531104 | 1,343 | 13,428 | SH | SOLE | 0 | 0 | 0 | ||
ANALOG DEVICES INC | COM | 032654105 | 2,528 | 34,814 | SH | SOLE | 0 | 0 | 0 | ||
APPLIED MICRO CIRCUITS CORP | COM | 03822W406 | 4,589 | 556,257 | SH | SOLE | 0 | 0 | 0 | ||
AVISTA HEALTHCARE PUB ACQ CO | UNIT 99/99/9999 | G0726L109 | 2,596 | 256,406 | SH | SOLE | 0 | 0 | 0 | ||
BARINGTON HILCO ACQUISITION | COM | 06759V101 | 109 | 10,682 | SH | SOLE | 0 | 0 | 0 | ||
BARINGTON HILCO ACQUISITION | RIGHT 02/13/2017 | 06759V119 | 14 | 56,872 | SH | SOLE | 0 | 0 | 0 | ||
BARINGTON HILCO ACQUISITION | W EXP 02/11/201 | 06759V127 | 10 | 77,231 | SH | SOLE | 0 | 0 | 0 | ||
BLUE NILE INC | COM | 09578R103 | 9,674 | 238,102 | SH | SOLE | 0 | 0 | 0 | ||
BOULEVARD ACQUISITION | CL A | 10157Q102 | 14,060 | 1,421,603 | SH | SOLE | 0 | 0 | 0 | ||
BOULEVARD ACQUISITION | W EXP 09/25/202 | 10157Q110 | 146 | 276,100 | SH | SOLE | 0 | 0 | 0 | ||
BROCADE COMMUNICATIONS SYS I | NOTE 1.375% 1/0 | 111621AQ1 | 60,719 | 60,455,000 | PRN | SOLE | 0 | 0 | 0 | ||
CABELAS INC | COM | 126804301 | 1,786 | 30,500 | SH | SOLE | 0 | 0 | 0 | ||
CABELAS INC | CALL | 126804901 | 4 | 1,750 | SH | Call | SOLE | 0 | 0 | 0 | |
CABELAS INC | CALL | 126804901 | 4 | 500 | SH | Call | SOLE | 0 | 0 | 0 | |
CABELAS INC | PUT | 126804951 | 59 | 267 | SH | Put | SOLE | 0 | 0 | 0 | |
CAPITOL ACQUISITION CORP III | COM | 14055M106 | 10,642 | 1,069,507 | SH | SOLE | 0 | 0 | 0 | ||
CAPITOL ACQUISITION CORP III | W EXP 10/13/202 | 14055M114 | 45 | 51,900 | SH | SOLE | 0 | 0 | 0 | ||
CF CORP | W EXP 05/25/202 | G20307115 | 436 | 348,800 | SH | SOLE | 0 | 0 | 0 | ||
CF CORP | SHS CL A | G20307107 | 7,846 | 790,935 | SH | SOLE | 0 | 0 | 0 | ||
CHEMTURA CORP | COM | 163893209 | 10,685 | 321,825 | SH | SOLE | 0 | 0 | 0 | ||
CLARCOR INC | COM | 179895107 | 19,426 | 235,557 | SH | SOLE | 0 | 0 | 0 | ||
COMMUNITY HEALTH SYS INC | RIGHT 99/99/9999 | 203668116 | 0 | 76,569 | SH | SOLE | 0 | 0 | 0 | ||
DATALINK CORP | COM | 237934104 | 864 | 76,750 | SH | SOLE | 0 | 0 | 0 | ||
DOUBLE EAGLE ACQUISITION COR | COM | G28195124 | 2,497 | 252,184 | SH | SOLE | 0 | 0 | 0 | ||
DOUBLE EAGLE ACQUISITION COR | UNIT 99/99/9999 | G28195108 | 525 | 50,000 | SH | SOLE | 0 | 0 | 0 | ||
DOUBLE EAGLE ACQUISITION COR | W EXP 09/16/202 | G28195116 | 41 | 88,200 | SH | SOLE | 0 | 0 | 0 | ||
E COMPASS ACQUISITION CORP | ORD SHS | G2920Y101 | 403 | 40,344 | SH | SOLE | 0 | 0 | 0 | ||
EASTERLY ACQUISITION CORP | COM | 27616L102 | 3,209 | 325,804 | SH | SOLE | 0 | 0 | 0 | ||
ELECTRUM SPL ACQUISITION COR | SHS | G3105C104 | 3,035 | 306,522 | SH | SOLE | 0 | 0 | 0 | ||
ELECTRUM SPL ACQUISITION COR | W EXP 99/99/999 | G3105C112 | 52 | 184,400 | SH | SOLE | 0 | 0 | 0 | ||
ENDURANCE SPECIALTY HLDGS LT | SHS | G30397106 | 66,817 | 723,123 | SH | SOLE | 0 | 0 | 0 | ||
EVERBANK FINL CORP | COM | 29977G102 | 2 | 100 | SH | SOLE | 0 | 0 | 0 | ||
G & K SVCS INC | CL A | 361268105 | 724 | 7,502 | SH | SOLE | 0 | 0 | 0 | ||
GLOBAL PARTNER ACQUISITION C | COM | 37954X105 | 6,587 | 662,725 | SH | SOLE | 0 | 0 | 0 | ||
GLOBAL PARTNER ACQUISITION C | W EXP 07/01/202 | 37954X113 | 126 | 360,060 | SH | SOLE | 0 | 0 | 0 | ||
GP INVTS ACQUISITION COR | SHS | G40357124 | 4,949 | 499,857 | SH | SOLE | 0 | 0 | 0 | ||
HARMONY MERGER CORP | COM | 413247107 | 4,158 | 410,889 | SH | SOLE | 0 | 0 | 0 | ||
HARMONY MERGER CORP | W EXP 01/01/202 | 413247123 | 23 | 66,007 | SH | SOLE | 0 | 0 | 0 | ||
HENNESSY CAP ACQUISITION COR | COM | 42588J100 | 10,079 | 999,898 | SH | SOLE | 0 | 0 | 0 | ||
INTELIQUENT INC | COM | 45825N107 | 434 | 18,943 | SH | SOLE | 0 | 0 | 0 | ||
INTRALINKS HLDGS INC | COM | 46118H104 | 273 | 20,200 | SH | SOLE | 0 | 0 | 0 | ||
INVENSENSE INC | COM | 46123D205 | 5,053 | 395,100 | SH | SOLE | 0 | 0 | 0 | ||
JENSYN ACQUISITION CORP | COM | 47632B102 | 3,183 | 312,932 | SH | SOLE | 0 | 0 | 0 | ||
JENSYN ACQUISITION CORP | RIGHT 99/99/9999 | 47632B128 | 59 | 249,500 | SH | SOLE | 0 | 0 | 0 | ||
JENSYN ACQUISITION CORP | W EXP 03/01/202 | 47632B110 | 35 | 307,132 | SH | SOLE | 0 | 0 | 0 | ||
JM GLOBAL HLDG CO | COM | 46590H101 | 1,886 | 191,489 | SH | SOLE | 0 | 0 | 0 | ||
JM GLOBAL HLDG CO | W EXP 07/29/201 | 46590H119 | 54 | 186,216 | SH | SOLE | 0 | 0 | 0 | ||
KLR ENERGY ACQUISITION CORP | CL A | 49877M108 | 1,021 | 98,400 | SH | SOLE | 0 | 0 | 0 | ||
LATTICE SEMICONDUCTOR CORP | COM | 518415104 | 1,501 | 203,982 | SH | SOLE | 0 | 0 | 0 | ||
LIFELOCK INC | COM | 53224V100 | 39,385 | 1,646,533 | SH | SOLE | 0 | 0 | 0 | ||
LIONBRIDGE TECHNOLOGIES INC | COM | 536252109 | 1,389 | 239,492 | SH | SOLE | 0 | 0 | 0 | ||
M III ACQUISITION CORP | COM | 55378T104 | 9,726 | 997,500 | SH | SOLE | 0 | 0 | 0 | ||
M III ACQUISITION CORP | UNIT 99/99/9999T | 55378T203 | 6,650 | 673,800 | SH | SOLE | 0 | 0 | 0 | ||
M III ACQUISITION CORP | W EXP 10/10/202 | 55378T112 | 236 | 983,694 | SH | SOLE | 0 | 0 | 0 | ||
MEDIA GEN INC | COM | 58441K100 | 5,651 | 300,097 | SH | SOLE | 0 | 0 | 0 | ||
MENTOR GRAPHICS CORP | COM | 587200106 | 15,261 | 413,689 | SH | SOLE | 0 | 0 | 0 | ||
MONSANTO CO | COM | 61166W101 | 11 | 100 | SH | SOLE | 0 | 0 | 0 | ||
NEUSTAR INC | CALL | 64126X901 | 10 | 240 | SH | Call | SOLE | 0 | 0 | 0 | |
NEUSTAR INC | CALL | 64126X901 | 20 | 902 | SH | Call | SOLE | 0 | 0 | 0 | |
NEUSTAR INC | CALL | 64126X901 | 33 | 1,100 | SH | Call | SOLE | 0 | 0 | 0 | |
NORTHSTAR ASSET MGMT GROUP I | COM | 66705Y104 | 22 | 1,500 | SH | SOLE | 0 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | DBCV 1.000%12/0 | 62952QAB6 | 84,289 | 74,100,000 | PRN | SOLE | 0 | 0 | 0 | ||
PACE HLDGS CORP | CL A | G6865N103 | 2,888 | 285,400 | SH | SOLE | 0 | 0 | 0 | ||
PACE HLDGS CORP | W EXP 99/99/999 | G6865N111 | 28 | 46,500 | SH | SOLE | 0 | 0 | 0 | ||
PACIFIC SPL ACQUISITION CORP | SHS | G68588105 | 569 | 55,539 | SH | SOLE | 0 | 0 | 0 | ||
PACIFIC SPL ACQUISITION CORP | RIGHT 03/15/2017 | G68588113 | 27 | 50,000 | SH | SOLE | 0 | 0 | 0 | ||
PACIFIC SPL ACQUISITION CORP | W EXP 10/20/202 | G68588121 | 15 | 54,539 | SH | SOLE | 0 | 0 | 0 | ||
PRIVATEBANCORP INC | COM | 742962103 | 1,626 | 30,000 | SH | SOLE | 0 | 0 | 0 | ||
QUINPARIO ACQUISITION CORP 2 | COM | 74874U101 | 11,627 | 1,168,531 | SH | SOLE | 0 | 0 | 0 | ||
QUINPARIO ACQUISITION CORP 2 | W EXP 01/01/202 | 74874U119 | 120 | 598,344 | SH | SOLE | 0 | 0 | 0 | ||
RITE AID CORP | COM | 767754104 | 420 | 51,000 | SH | SOLE | 0 | 0 | 0 | ||
SPDR SERIES TRUST | PUT | 78464A958 | 18 | 1,000 | SH | Put | SOLE | 0 | 0 | 0 | |
SPDR SERIES TRUST | PUT | 78464A958 | 14 | 500 | SH | Put | SOLE | 0 | 0 | 0 | |
ST JUDE MED INC | COM | 790849103 | 65,855 | 821,235 | SH | SOLE | 0 | 0 | 0 | ||
STELLAR ACQUISITION III INC | COM | Y8172W107 | 4,026 | 402,580 | SH | SOLE | 0 | 0 | 0 | ||
STELLAR ACQUISITION III INC | W EXP 03/22/202 | Y8172W115 | 45 | 225,000 | SH | SOLE | 0 | 0 | 0 | ||
TEAM HEALTH HOLDINGS INC | COM | 87817A107 | 18,725 | 430,947 | SH | SOLE | 0 | 0 | 0 | ||
VALSPAR CORP | COM | 920355104 | 19,199 | 185,298 | SH | SOLE | 0 | 0 | 0 | ||
WCI CMNTYS INC | COM PAR $0.01 | 92923C807 | 2 | 100 | SH | SOLE | 0 | 0 | 0 |