The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AIR METHODS CORP | COM PAR $.06 | 009128307 | 8,686 | 202,000 | SH | SOLE | 0 | 0 | 0 | ||
ALASKA COMMUNICATIONS SYS GR | NOTE 6.250% 5/0 | 01167PAE1 | 2,609 | 2,515,000 | PRN | SOLE | 0 | 0 | 0 | ||
ALLIED WRLD ASSUR COM HLDG A | SHS | H01531104 | 1,328 | 25,000 | SH | SOLE | 0 | 0 | 0 | ||
ALON USA ENERGY INC | COM | 020520102 | 1,325 | 108,700 | SH | SOLE | 0 | 0 | 0 | ||
AVISTA HEALTHCARE PUB ACQ CO | CL A | G0726L125 | 1,970 | 199,999 | SH | SOLE | 0 | 0 | 0 | ||
AVISTA HEALTHCARE PUB ACQ CO | UNIT 99/99/9999 | G0726L109 | 1,054 | 102,563 | SH | SOLE | 0 | 0 | 0 | ||
B/E AEROSPACE INC | COM | 073302101 | 8,255 | 128,757 | SH | SOLE | 0 | 0 | 0 | ||
BARINGTON HILCO ACQUISITION | COM | 06759V101 | 109 | 10,682 | SH | SOLE | 0 | 0 | 0 | ||
BARINGTON HILCO ACQUISITION | RIGHT 02/13/2017 | 06759V119 | 3 | 7,585 | SH | SOLE | 0 | 0 | 0 | ||
BARINGTON HILCO ACQUISITION | W EXP 02/11/201 | 06759V127 | 10 | 56,179 | SH | SOLE | 0 | 0 | 0 | ||
BOULEVARD ACQUISITION | CL A | 10157Q102 | 26,345 | 2,629,228 | SH | SOLE | 0 | 0 | 0 | ||
BOULEVARD ACQUISITION | W EXP 09/25/202 | 10157Q110 | 173 | 194,700 | SH | SOLE | 0 | 0 | 0 | ||
BROCADE COMMUNICATIONS SYS I | NOTE 1.375% 1/0 | 111621AQ1 | 126,562 | 125,154,000 | PRN | SOLE | 0 | 0 | 0 | ||
CABELAS INC | COM | 126804301 | 669 | 12,600 | SH | SOLE | 0 | 0 | 0 | ||
CAPITOL ACQUISITION CORP III | COM | 14055M106 | 5,539 | 525,000 | SH | SOLE | 0 | 0 | 0 | ||
CEB INC | COM | 125134106 | 28,198 | 358,749 | SH | SOLE | 0 | 0 | 0 | ||
CF CORP | SHS CL A | G20307107 | 28,291 | 2,826,269 | SH | SOLE | 0 | 0 | 0 | ||
CF CORP | W EXP 05/25/202 | G20307115 | 288 | 215,204 | SH | SOLE | 0 | 0 | 0 | ||
CHEMTURA CORP | COM | 163893209 | 3,618 | 108,338 | SH | SOLE | 0 | 0 | 0 | ||
COMMUNITY HEALTH SYS INC | RIGHT 99/99/9999 | 203668116 | 1 | 76,569 | SH | SOLE | 0 | 0 | 0 | ||
CST BRANDS INC | COM | 12646R105 | 70 | 1,457 | SH | SOLE | 0 | 0 | 0 | ||
DOUBLE EAGLE ACQUISITION COR | COM | G28195124 | 18,140 | 1,814,046 | SH | SOLE | 0 | 0 | 0 | ||
DOUBLE EAGLE ACQUISITION COR | W EXP 09/16/202 | G28195116 | 58 | 103,600 | SH | SOLE | 0 | 0 | 0 | ||
EASTERLY ACQUISITION CORP | COM | 27616L102 | 23,454 | 2,355,004 | SH | SOLE | 0 | 0 | 0 | ||
EASTERLY ACQUISITION CORP | UNIT 99/99/9999 | 27616L201 | 4 | 400 | SH | SOLE | 0 | 0 | 0 | ||
ELECTRUM SPL ACQUISITION COR | SHS | G3105C104 | 24,518 | 2,471,536 | SH | SOLE | 0 | 0 | 0 | ||
ELECTRUM SPL ACQUISITION COR | W EXP 99/99/999 | G3105C112 | 41 | 90,000 | SH | SOLE | 0 | 0 | 0 | ||
EVERBANK FINL CORP | COM | 29977G102 | 2 | 100 | SH | SOLE | 0 | 0 | 0 | ||
EXAR CORP | COM | 300645108 | 2,425 | 186,420 | SH | SOLE | 0 | 0 | 0 | ||
EXETER RES CORP | COM | 301835104 | 510 | 295,000 | SH | SOLE | 0 | 0 | 0 | ||
FAIRPOINT COMMUNICATIONS INC | COM | 305560302 | 2,515 | 151,513 | SH | SOLE | 0 | 0 | 0 | ||
GIGPEAK INC | COM | 37518Q109 | 265 | 85,999 | SH | SOLE | 0 | 0 | 0 | ||
GLOBAL PARTNER ACQUISITION C | COM | 37954X105 | 8,006 | 800,597 | SH | SOLE | 0 | 0 | 0 | ||
GLOBAL PARTNER ACQUISITION C | W EXP 07/01/202 | 37954X113 | 109 | 280,660 | SH | SOLE | 0 | 0 | 0 | ||
GORES HLDGS II INC | UNIT 99/99/9999 | 382867208 | 772 | 75,000 | SH | SOLE | 0 | 0 | 0 | ||
GP INVTS ACQUISITION COR | SHS | G40357124 | 18,043 | 1,811,563 | SH | SOLE | 0 | 0 | 0 | ||
HARMONY MERGER CORP | COM | 413247107 | 14,667 | 1,436,548 | SH | SOLE | 0 | 0 | 0 | ||
ISLE OF CAPRI CASINOS INC | COM | 464592104 | 1,770 | 67,140 | SH | SOLE | 0 | 0 | 0 | ||
IXIA | COM | 45071R109 | 32,689 | 1,663,582 | SH | SOLE | 0 | 0 | 0 | ||
JENSYN ACQUISITION CORP | COM | 47632B102 | 4,141 | 404,036 | SH | SOLE | 0 | 0 | 0 | ||
JENSYN ACQUISITION CORP | RIGHT 99/99/9999 | 47632B128 | 61 | 175,374 | SH | SOLE | 0 | 0 | 0 | ||
JENSYN ACQUISITION CORP | W EXP 03/01/202 | 47632B110 | 66 | 246,023 | SH | SOLE | 0 | 0 | 0 | ||
JM GLOBAL HLDG CO | COM | 46590H101 | 1,869 | 187,628 | SH | SOLE | 0 | 0 | 0 | ||
JM GLOBAL HLDG CO | W EXP 07/29/201 | 46590H119 | 56 | 170,329 | SH | SOLE | 0 | 0 | 0 | ||
KAYNE ANDERSON ACQUISITION | UNIT 06/30/2022 | 48661U201 | 17,786 | 1,775,000 | SH | SOLE | 0 | 0 | 0 | ||
KLR ENERGY ACQUISITION CORP CL A | CL A | 49877M108 | 725 | 70,200 | SH | SOLE | 0 | 0 | 0 | ||
LEVEL 3 COMMUNICATIONS INC | COM | 52729N308 | 57,795 | 1,010,055 | SH | SOLE | 0 | 0 | 0 | ||
LUMOS NETWORKS CORP | COM | 550283105 | 2,685 | 151,701 | SH | SOLE | 0 | 0 | 0 | ||
M III ACQUISITION CORP | COM | 55378T104 | 9,732 | 993,108 | SH | SOLE | 0 | 0 | 0 | ||
M III ACQUISITION CORP | UNIT 99/99/9999T | 55378T203 | 5,354 | 533,300 | SH | SOLE | 0 | 0 | 0 | ||
M III ACQUISITION CORP | W EXP 10/10/202 | 55378T112 | 302 | 889,400 | SH | SOLE | 0 | 0 | 0 | ||
MATLIN & PARTNERS ACQUISITIO | UNIT 05/28/2021A | 57682V205 | 8,855 | 883,778 | SH | SOLE | 0 | 0 | 0 | ||
MEAD JOHNSON NUTRITION CO | COM | 582839106 | 20,413 | 229,154 | SH | SOLE | 0 | 0 | 0 | ||
MOBILEYE N V AMSTELVEEN | ORD SHS | N51488117 | 43,539 | 709,100 | SH | SOLE | 0 | 0 | 0 | ||
MOBILEYE N V AMSTELVEEN | CALL | N51488907 | 768 | 1,200 | SH | Call | SOLE | 0 | 0 | 0 | |
MOBILEYE N V AMSTELVEEN | CALL | N51488907 | 81 | 100 | SH | Call | SOLE | 0 | 0 | 0 | |
MONSANTO CO | COM | 61166W101 | 11 | 100 | SH | SOLE | 0 | 0 | 0 | ||
MULTI PACKAGING SOLUTIONS IN | COM | G6331W109 | 23,924 | 1,332,786 | SH | SOLE | 0 | 0 | 0 | ||
NEUSTAR INC | CALL | 64126X901 | 4 | 702 | SH | Call | SOLE | 0 | 0 | 0 | |
NEUSTAR INC | CALL | 64126X901 | 77 | 2,202 | SH | Call | SOLE | 0 | 0 | 0 | |
NEUSTAR INC | CALL | 64126X901 | 76 | 2,160 | SH | Call | SOLE | 0 | 0 | 0 | |
NIMBLE STORAGE INC | CALL | 65440R901 | 1 | 100 | SH | Call | SOLE | 0 | 0 | 0 | |
NIMBLE STORAGE INC | CALL | 65440R901 | 0 | 5 | SH | Call | SOLE | 0 | 0 | 0 | |
NXP SEMICONDUCTORS N V | DBCV 1.000%12/0 | 62952QAB6 | 166,753 | 144,063,000 | PRN | SOLE | 0 | 0 | 0 | ||
PACIFIC SPL ACQUISITION CORP | SHS | G68588105 | 575 | 55,539 | SH | SOLE | 0 | 0 | 0 | ||
PACIFIC SPL ACQUISITION CORP | RIGHT 03/15/2017 | G68588113 | 20 | 49,440 | SH | SOLE | 0 | 0 | 0 | ||
PACIFIC SPL ACQUISITION CORP | W EXP 10/20/202 | G68588121 | 19 | 54,539 | SH | SOLE | 0 | 0 | 0 | ||
QUINPARIO ACQUISITION CORP 2 | COM | 74874U101 | 14,460 | 1,450,388 | SH | SOLE | 0 | 0 | 0 | ||
QUINPARIO ACQUISITION CORP 2 | W EXP 01/01/202 | 74874U119 | 125 | 250,000 | SH | SOLE | 0 | 0 | 0 | ||
REYNOLDS AMERICAN INC | COM | 761713106 | 31,029 | 492,362 | SH | SOLE | 0 | 0 | 0 | ||
SILVER BAY RLTY TR CORP | COM | 82735Q102 | 8,846 | 412,000 | SH | SOLE | 0 | 0 | 0 | ||
SILVER RUN ACQUISITION | UNIT 99/99/9999 | 82812A202 | 3,810 | 365,293 | SH | SOLE | 0 | 0 | 0 | ||
STELLAR ACQUISITION III INC | COM | Y8172W107 | 3,993 | 397,329 | SH | SOLE | 0 | 0 | 0 | ||
STELLAR ACQUISITION III INC | W EXP 03/22/202 | Y8172W115 | 73 | 213,900 | SH | SOLE | 0 | 0 | 0 | ||
ULTRATECH INC | COM | 904034105 | 4,443 | 150,000 | SH | SOLE | 0 | 0 | 0 | ||
VALSPAR CORP | COM | 920355104 | 6,552 | 59,057 | SH | SOLE | 0 | 0 | 0 | ||
VCA INC | COM | 918194101 | 29,738 | 325,000 | SH | SOLE | 0 | 0 | 0 | ||
WHITEWAVE FOODS CO | COM | 966244105 | 19,994 | 356,075 | SH | SOLE | 0 | 0 | 0 |