The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AVISTA HEALTHCARE PUB ACQ CO | UNIT 99/99/9999 | G0726L109 | 652 | 64,583 | SH | SOLE | 0 | 0 | 0 | ||
AVISTA HEALTHCARE PUB ACQ CO | CL A | G0726L125 | 29,234 | 2,949,947 | SH | SOLE | 0 | 0 | 0 | ||
BIG ROCK PARTNERS ACQUISI CO | COM | 089482103 | 1,873 | 191,888 | SH | SOLE | 0 | 0 | 0 | ||
BIG ROCK PARTNERS ACQUISI CO | UNIT 11/20/2022 | 089482202 | 424 | 41,012 | SH | SOLE | 0 | 0 | 0 | ||
BIG ROCK PARTNERS ACQUISI CO | RIGHT 12/01/2022 | 089482129 | 66 | 188,386 | SH | SOLE | 0 | 0 | 0 | ||
BIG ROCK PARTNERS ACQUISI CO | W EXP 12/01/202 | 089482111 | 21 | 65,644 | SH | SOLE | 0 | 0 | 0 | ||
BLACK RIDGE ACQUISITION CORP | COM | 09216T107 | 4,986 | 514,525 | SH | SOLE | 0 | 0 | 0 | ||
BLACK RIDGE ACQUISITION CORP | RIGHT 07/10/2019 | 09216T123 | 60 | 200,000 | SH | SOLE | 0 | 0 | 0 | ||
BLACK RIDGE ACQUISITION CORP | W EXP 07/10/202 | 09216T115 | 98 | 280,132 | SH | SOLE | 0 | 0 | 0 | ||
BLACKHAWK NETWORK HLDGS INC | NOTE 1.500% 1/1 | 09238EAB0 | 54,811 | 49,687,000 | PRN | SOLE | 0 | 0 | 0 | ||
BLACKHAWK NETWORK HLDGS INC | COM | 09238E104 | 12,655 | 283,100 | SH | SOLE | 0 | 0 | 0 | ||
BLACKHAWK NETWORK HLDGS INC | CALL | 09238E904 | 20 | 20 | SH | Call | SOLE | 0 | 0 | 0 | |
BLUE BUFFALO PET PRODS INC | COM | 09531U102 | 55,017 | 1,381,987 | SH | SOLE | 0 | 0 | 0 | ||
CALLIDUS SOFTWARE INC | COM | 13123E500 | 51,896 | 1,443,573 | SH | SOLE | 0 | 0 | 0 | ||
CAPITOL INVT CORP IV | W EXP 01/01/202 | G18920127 | 103 | 89,900 | SH | SOLE | 0 | 0 | 0 | ||
CAPITOL INVT CORP IV | UNIT 99/99/9999 | G18920119 | 6,326 | 626,309 | SH | SOLE | 0 | 0 | 0 | ||
CAPITOL INVT CORP IV | CL A ORD | G18920101 | 12,521 | 1,293,519 | SH | SOLE | 0 | 0 | 0 | ||
CM SEVEN STAR ACQUISITION CO | SHS | G2345N102 | 15,304 | 1,571,299 | SH | SOLE | 0 | 0 | 0 | ||
CM SEVEN STAR ACQUISITION CO | RIGHT 08/21/2022 | G2345N136 | 224 | 699,000 | SH | SOLE | 0 | 0 | 0 | ||
CM SEVEN STAR ACQUISITION CO | W EXP 08/21/202 | G2345N110 | 113 | 322,500 | SH | SOLE | 0 | 0 | 0 | ||
COMMERCEHUB INC | COM SER C | 20084V306 | 33,744 | 1,500,389 | SH | SOLE | 0 | 0 | 0 | ||
COMMERCEHUB INC | COM SER A | 20084V108 | 10,970 | 487,550 | SH | SOLE | 0 | 0 | 0 | ||
COMMUNITY HEALTH SYS INC | RIGHT 99/99/9999 | 203668116 | 1 | 76,569 | SH | SOLE | 0 | 0 | 0 | ||
CORNERSTONE ONDEMAND INC | NOTE 1.500% 7/0 | 21925YAB9 | 10,613 | 10,650,000 | PRN | SOLE | 0 | 0 | 0 | ||
CSRA INC | COM | 12650T104 | 58,777 | 1,425,584 | SH | SOLE | 0 | 0 | 0 | ||
DFB HEALTHCARE ACQUISTION CO | UNIT 01/30/2023 | 23291E208 | 2,241 | 222,942 | SH | SOLE | 0 | 0 | 0 | ||
DST SYS INC DEL | COM | 233326107 | 31,257 | 373,667 | SH | SOLE | 0 | 0 | 0 | ||
ELECTRUM SPL ACQUISITION COR | SHS | G3105C104 | 682 | 65,689 | SH | SOLE | 0 | 0 | 0 | ||
ELECTRUM SPL ACQUISITION COR | W EXP 06/16/202 | G3105C112 | 25 | 73,300 | SH | SOLE | 0 | 0 | 0 | ||
ESTRE AMBIENTAL INC | W EXP 12/21/202 | G3206V118 | 11 | 18,750 | SH | SOLE | 0 | 0 | 0 | ||
FEDERAL STR ACQUISITION CORP | CL A | 31421V107 | 33,357 | 3,449,541 | SH | SOLE | 0 | 0 | 0 | ||
FEDERAL STR ACQUISITION CORP | UNIT 99/99/9999 | 31421V206 | 3,083 | 301,402 | SH | SOLE | 0 | 0 | 0 | ||
FINTECH ACQUISITION CORP II | COM | 31810G109 | 4,077 | 410,115 | SH | SOLE | 0 | 0 | 0 | ||
FOGO DE CHAO INC | COM | 344177100 | 82 | 5,200 | SH | SOLE | 0 | 0 | 0 | ||
GENERAL CABLE CORP DEL | FRNT 4.500%11/1 | 369300AL2 | 37,180 | 35,225,000 | PRN | SOLE | 0 | 0 | 0 | ||
GENERAL CABLE CORP DEL | COM | 369300108 | 18 | 600 | SH | SOLE | 0 | 0 | 0 | ||
GGP INC | COM | 36174X101 | 900 | 44,000 | SH | SOLE | 0 | 0 | 0 | ||
GIGCAPITAL INC | RIGHT 03/06/2020 | 37518N114 | 40 | 111,875 | SH | SOLE | 0 | 0 | 0 | ||
GIGCAPITAL INC | COM | 37518N106 | 2,700 | 278,388 | SH | SOLE | 0 | 0 | 0 | ||
GIGCAPITAL INC | W EXP 06/08/202 | 37518N122 | 41 | 88,000 | SH | SOLE | 0 | 0 | 0 | ||
GORDON POINTE ACQUISITION CO | COM CLASS A | 382788107 | 7,290 | 750,000 | SH | SOLE | 0 | 0 | 0 | ||
GORDON POINTE ACQUISITION CO | UNIT 01/18/2023 | 382788206 | 4,368 | 422,900 | SH | SOLE | 0 | 0 | 0 | ||
GORDON POINTE ACQUISITION CO | W EXP 07/30/202 | 382788115 | 54 | 99,500 | SH | SOLE | 0 | 0 | 0 | ||
GORES HLDGS II INC | COM CL A | 382867109 | 19,549 | 1,954,854 | SH | SOLE | 0 | 0 | 0 | ||
GORES HLDGS II INC | UNIT 99/99/9999 | 382867208 | 356 | 33,776 | SH | SOLE | 0 | 0 | 0 | ||
GTY TECHNOLOGY HOLDINGS INC | CL A | G4182A102 | 33,363 | 3,366,631 | SH | SOLE | 0 | 0 | 0 | ||
HAYMAKER ACQUISITION CORP | UNIT 10/19/2022 | 420870206 | 2,836 | 285,041 | SH | SOLE | 0 | 0 | 0 | ||
HAYMAKER ACQUISITION CORP | COM CLASS A | 420870107 | 13,577 | 1,421,682 | SH | SOLE | 0 | 0 | 0 | ||
HAYMAKER ACQUISITION CORP | W EXP 10/27/202 | 420870115 | 395 | 493,342 | SH | SOLE | 0 | 0 | 0 | ||
HENNESSY CAP ACQUSTON CORP I | COM | 42588L105 | 3,545 | 358,056 | SH | SOLE | 0 | 0 | 0 | ||
HENNESSY CAP ACQUSTON CORP I | UNIT 06/15/2024 | 42588L204 | 420 | 39,900 | SH | SOLE | 0 | 0 | 0 | ||
HUNTER MARITIME ACQUISITION | CL A | Y37828111 | 10,277 | 1,050,838 | SH | SOLE | 0 | 0 | 0 | ||
IMPAX LABORATORIES INC | NOTE 2.000% 6/1 | 45256BAE1 | 30,211 | 30,325,000 | PRN | SOLE | 0 | 0 | 0 | ||
INDUSTREA ACQUISITION CORP | CL A | 45579J104 | 6,310 | 643,220 | SH | SOLE | 0 | 0 | 0 | ||
INFRA AND ENERGY ALTRNTIVE I | W EXP 05/20/202 | 45686J112 | 86 | 99,000 | SH | SOLE | 0 | 0 | 0 | ||
JENSYN ACQUISITION CORP | W EXP 03/07/202 | 47632B110 | 47 | 235,515 | SH | SOLE | 0 | 0 | 0 | ||
JENSYN ACQUISITION CORP | RIGHT 99/99/9999 | 47632B128 | 39 | 98,705 | SH | SOLE | 0 | 0 | 0 | ||
KAPSTONE PAPER & PACKAGING C | COM | 48562P103 | 6,313 | 184,000 | SH | SOLE | 0 | 0 | 0 | ||
KAYNE ANDERSON ACQUISITION | UNIT 06/30/2022 | 48661U201 | 9,632 | 962,208 | SH | SOLE | 0 | 0 | 0 | ||
KAYNE ANDERSON ACQUISITION | CL A | 48661U102 | 26,007 | 2,656,516 | SH | SOLE | 0 | 0 | 0 | ||
KAYNE ANDERSON ACQUISITION | W EXP 06/30/202 | 48661U110 | 135 | 145,600 | SH | SOLE | 0 | 0 | 0 | ||
KBL MERGER CORP IV | COM | 48242A104 | 985 | 100,000 | SH | SOLE | 0 | 0 | 0 | ||
LANDCADIA HLDGS INC | CL A | 51476W107 | 2,681 | 266,991 | SH | SOLE | 0 | 0 | 0 | ||
LAYNE CHRISTENSEN CO | COM | 521050104 | 2,072 | 138,868 | SH | SOLE | 0 | 0 | 0 | ||
LEGACY ACQUISITION CORP | COM CL A | 524643103 | 7,477 | 779,634 | SH | SOLE | 0 | 0 | 0 | ||
LEGACY ACQUISITION CORP | UNIT 05/31/2024 | 524643202 | 400 | 40,164 | SH | SOLE | 0 | 0 | 0 | ||
LEISURE ACQUISITION CORP | UNIT 99/99/9999 | 52539T206 | 7,910 | 799,225 | SH | SOLE | 0 | 0 | 0 | ||
LEISURE ACQUISITION CORP | COM | 52539T107 | 2,274 | 237,600 | SH | SOLE | 0 | 0 | 0 | ||
LEO HOLDINGS CORP | UNIT 99/99/9999 | G5463L121 | 2,163 | 216,254 | SH | SOLE | 0 | 0 | 0 | ||
MATLIN & PARTNERS ACQUISITIO | UNIT 05/28/2021A | 57682V205 | 4,489 | 436,639 | SH | SOLE | 0 | 0 | 0 | ||
MATLIN & PARTNERS ACQUISITIO | CL A | 57682V106 | 19,427 | 1,982,330 | SH | SOLE | 0 | 0 | 0 | ||
MICROSEMI CORP | COM | 595137100 | 7,352 | 113,600 | SH | SOLE | 0 | 0 | 0 | ||
MODERN MEDIA ACQUISITION | COM | 60765P103 | 3,267 | 328,338 | SH | SOLE | 0 | 0 | 0 | ||
MODERN MEDIA ACQUISITION | RIGHT 99/99/9999 | 60765P129 | 52 | 133,544 | SH | SOLE | 0 | 0 | 0 | ||
MONSANTO CO | COM | 61166W101 | 12 | 100 | SH | SOLE | 0 | 0 | 0 | ||
MOSAIC ACQUISITION CORP | UNIT 99/99/9999 | G62848117 | 144 | 14,302 | SH | SOLE | 0 | 0 | 0 | ||
MOSAIC ACQUISITION CORP | SHS CL A | G62848109 | 3,543 | 363,375 | SH | SOLE | 0 | 0 | 0 | ||
MUDRICK CAP ACQUISITION | COM CLASS A | 624745105 | 955 | 100,000 | SH | SOLE | 0 | 0 | 0 | ||
MUDRICK CAP ACQUISITION CORP | UNIT 02/01/2023 | 624745204 | 935 | 91,500 | SH | SOLE | 0 | 0 | 0 | ||
MULESOFT INC | CL A | 625207105 | 13,062 | 297,000 | SH | SOLE | 0 | 0 | 0 | ||
NATIONAL ENERGY SERVICES REU | SHS | G6375R107 | 700 | 70,452 | SH | SOLE | 0 | 0 | 0 | ||
NATIONAL ENERGY SERVICES REU | W EXP 05/05/202 | G6375R115 | 50 | 54,000 | SH | SOLE | 0 | 0 | 0 | ||
NEBULA ACQUISITION CORP | UNIT 03/12/2025 | 629076209 | 1,850 | 182,798 | SH | SOLE | 0 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | DBCV 1.000%12/0 | 62952QAB6 | 22,430 | 18,126,000 | PRN | SOLE | 0 | 0 | 0 | ||
NXSTAGE MEDICAL INC | COM | 67072V103 | 668 | 26,861 | SH | SOLE | 0 | 0 | 0 | ||
ONE MADISON CORP | W EXP 99/99/999 | G6772P126 | 34 | 37,631 | SH | SOLE | 0 | 0 | 0 | ||
ONE MADISON CORP | UNIT 99/99/9999 | G6772P118 | 8,868 | 886,767 | SH | SOLE | 0 | 0 | 0 | ||
ONE MADISON CORP | COM CL A | G6772P100 | 4,568 | 478,300 | SH | SOLE | 0 | 0 | 0 | ||
OPES ACQUISITION | COM | 68373P100 | 970 | 100,060 | SH | SOLE | 0 | 0 | 0 | ||
OPES ACQUISITION CORP | W EXP 01/15/202 | 68373P118 | 36 | 95,960 | SH | SOLE | 0 | 0 | 0 | ||
OPES ACQUISITION CORP | UNIT 03/07/2023 | 68373P209 | 6,937 | 689,960 | SH | SOLE | 0 | 0 | 0 | ||
PENSARE ACQUISITION CORP | UNIT 07/27/2022 | 70957E204 | 1,670 | 160,758 | SH | SOLE | 0 | 0 | 0 | ||
PENSARE ACQUISITION CORP | COM | 70957E105 | 6,950 | 715,017 | SH | SOLE | 0 | 0 | 0 | ||
PENSARE ACQUISITION CORP | W EXP 07/27/202 | 70957E113 | 14 | 30,000 | SH | SOLE | 0 | 0 | 0 | ||
PENSARE ACQUISITION CORP | RIGHT 99/99/9999 | 70957E121 | 37 | 73,900 | SH | SOLE | 0 | 0 | 0 | ||
PINNACLE ENTMT INC | COM | 72348Y105 | 3 | 100 | SH | SOLE | 0 | 0 | 0 | ||
PLY GEM HLDGS INC | COM | 72941W100 | 1,849 | 85,623 | SH | SOLE | 0 | 0 | 0 | ||
REGALWOOD GLOBAL ENERGY LTD | UNIT 99/99/9999 | G74760110 | 3,672 | 364,270 | SH | SOLE | 0 | 0 | 0 | ||
REGALWOOD GLOBAL ENERGY LTD | COM CL A | G74760102 | 759 | 78,200 | SH | SOLE | 0 | 0 | 0 | ||
SABAN CAP ACQUISITION CORP | COM CL A | 78516C106 | 8,781 | 883,396 | SH | SOLE | 0 | 0 | 0 | ||
SENTINEL ENERGY SVCS INC | UNIT 11/02/2022 | G8062D128 | 4,505 | 454,152 | SH | SOLE | 0 | 0 | 0 | ||
SENTINEL ENERGY SVCS INC | COM CL A | G8062D102 | 480 | 50,000 | SH | SOLE | 0 | 0 | 0 | ||
STELLAR ACQUISITION III INC | COM | Y8172W107 | 2,912 | 281,370 | SH | SOLE | 0 | 0 | 0 | ||
STUDENT TRANSN INC | COM | 86388A108 | 7,481 | 1,000,000 | SH | SOLE | 0 | 0 | 0 | ||
TIBERIUS ACQUISITION CORP | UNIT 02/28/2021 | 88633A206 | 13,022 | 1,299,600 | SH | SOLE | 0 | 0 | 0 | ||
TPG PACE ENERGY HLDGS CORP | CL A | 872656103 | 7,854 | 776,817 | SH | SOLE | 0 | 0 | 0 | ||
TPG PACE ENERGY HLDGS CORP | W EXP 99/99/999 | 872656111 | 41 | 22,028 | SH | SOLE | 0 | 0 | 0 | ||
TPG PACE HLDGS CORP | CL A | G89827128 | 13,466 | 1,378,283 | SH | SOLE | 0 | 0 | 0 | ||
UNION ACQUISITION CORP | SHS | G9366W101 | 3,122 | 325,900 | SH | SOLE | 0 | 0 | 0 | ||
UNION ACQUISITION CORP | RIGHT 12/02/2019 | G9366W135 | 43 | 125,800 | SH | SOLE | 0 | 0 | 0 | ||
UNION ACQUISITION CORP | W EXP 07/01/202 | G9366W127 | 41 | 119,755 | SH | SOLE | 0 | 0 | 0 | ||
UNION ACQUISITION CORP | UNIT 99/99/9999 | G9366W119 | 512 | 50,000 | SH | SOLE | 0 | 0 | 0 | ||
VANTAGE ENERGY ACQUISITION | UNIT 04/12/2024 | 92211L204 | 5,436 | 531,330 | SH | SOLE | 0 | 0 | 0 | ||
VANTAGE ENERGY ACQUISITION | COM CL A | 92211L105 | 44,393 | 4,539,138 | SH | SOLE | 0 | 0 | 0 | ||
VANTAGE ENERGY ACQUISITION | W EXP 04/12/202 | 92211L113 | 52 | 40,000 | SH | SOLE | 0 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | CALL | 92343V904 | 10 | 800 | SH | Call | SOLE | 0 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | CALL | 92343V904 | 5 | 1,500 | SH | Call | SOLE | 0 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | PUT | 92343V954 | 77 | 1,000 | SH | Put | SOLE | 0 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | CALL | 92343V904 | 59 | 600 | SH | Call | SOLE | 0 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | CALL | 92343V904 | 67 | 1,600 | SH | Call | SOLE | 0 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | CALL | 92343V904 | 9 | 500 | SH | Call | SOLE | 0 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | CALL | 92343V904 | 1,500 | 1,000 | SH | Call | SOLE | 0 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | PUT | 92343V954 | 205 | 1,000 | SH | Put | SOLE | 0 | 0 | 0 | |
XL GROUP LTD | COM | G98294104 | 41,682 | 754,284 | SH | SOLE | 0 | 0 | 0 |