The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ANIKA THERAPEUTICS INC | COM | 035255108 | 406 | 10,650 | SH | DFND | 0 | 0 | 10,650 | ||
APPLE INC | COM | 037833100 | 6,265 | 11,167 | SH | DFND | 290 | 0 | 10,877 | ||
BP PLC ADRS | COM | 055622104 | 358 | 7,365 | SH | DFND | 0 | 0 | 7,365 | ||
BANK OF NEW YORK MELLON CORP | COM | 064058100 | 264 | 7,547 | SH | DFND | 0 | 0 | 7,547 | ||
CALUMET SPP LP | COM | 131476103 | 637 | 24,500 | SH | DFND | 0 | 0 | 24,500 | ||
CELGENE CORP | COM | 151020104 | 5,268 | 31,175 | SH | DFND | 910 | 0 | 30,265 | ||
CHEVRON CORP NEW | COM | 166764100 | 4,415 | 35,344 | SH | DFND | 991 | 0 | 34,353 | ||
CISCO SYSTEMS INC | COM | 17275R102 | 387 | 17,240 | SH | DFND | 0 | 0 | 17,240 | ||
CITIGROUP INC | COM | 172967424 | 4,356 | 83,584 | SH | DFND | 2,220 | 0 | 81,364 | ||
CONOCOPHILLIPS | COM | 20825C104 | 4,157 | 58,840 | SH | DFND | 1,615 | 0 | 57,225 | ||
DFA US SUSTAINABILITY CORE 1 | FUND | 233203215 | 3,146 | 202,837 | SH | DFND | 0 | 0 | 202,837 | ||
DFA SOCIAL CORE EQUITY 2 | FUND | 233203298 | 3,324 | 264,449 | SH | DFND | 0 | 0 | 264,449 | ||
DFA TA US CORE EQTY 2 PORT FD | FUND | 233203314 | 1,411 | 105,384 | SH | DFND | 0 | 0 | 105,384 | ||
DFA INTL REAL ESTATE FUND | FUND | 233203348 | 2,844 | 566,579 | SH | DFND | 18,340 | 0 | 548,238 | ||
DFA EMERGING MKTS SOCIAL CORE | FUND | 233203363 | 1,430 | 114,584 | SH | DFND | 0 | 0 | 114,584 | ||
DFA INTERNATIONAL CORE EQ FD | FUND | 233203371 | 13,329 | 1,040,497 | SH | DFND | 42,103 | 0 | 998,394 | ||
DFA U.S. VECTOR EQUITY PORT FD | FUND | 233203389 | 11,497 | 701,921 | SH | DFND | 11,061 | 0 | 690,860 | ||
DFA CORE EQUITY 2 PORT FD | FUND | 233203397 | 26,168 | 1,598,547 | SH | DFND | 72,385 | 0 | 1,526,161 | ||
DFA EMERG MKTS CORE EQUITY FD | FUND | 233203421 | 14,146 | 726,910 | SH | DFND | 29,401 | 0 | 697,509 | ||
DFA TAX MGD US SMALL CAP FD | FUND | 233203553 | 299 | 8,131 | SH | DFND | 0 | 0 | 8,131 | ||
DFA TAX MGD US MKTWIDE VAL FD | FUND | 233203561 | 876 | 36,795 | SH | DFND | 0 | 0 | 36,795 | ||
DFA TAX MGD SMALL CAP VALUE FD | FUND | 233203579 | 291 | 8,923 | SH | DFND | 0 | 0 | 8,923 | ||
DFA EMERGING MARKETS VALUE FD | FUND | 233203587 | 2,031 | 73,561 | SH | DFND | 741 | 0 | 72,820 | ||
DFA US TARGETED VALUE PORT | FUND | 233203595 | 9,795 | 430,159 | SH | DFND | 12,181 | 0 | 417,978 | ||
DFA ENHANCED US LRG CO PORT | FUND | 233203637 | 2,434 | 197,236 | SH | DFND | 3,385 | 0 | 193,851 | ||
DFA LARGE CAP VALUE PORTFOLIO | FUND | 233203827 | 444 | 14,034 | SH | DFND | 0 | 0 | 14,034 | ||
DFA REAL ESTATE SEC PORT FD | FUND | 233203835 | 3,173 | 122,380 | SH | DFND | 4,125 | 0 | 118,255 | ||
DFA US SMALL CAP PORT FD | FUND | 233203843 | 6,321 | 203,893 | SH | DFND | 8,179 | 0 | 195,713 | ||
DFA INTL LARGE CAP PORT FD | FUND | 233203868 | 7,261 | 321,432 | SH | DFND | 9,628 | 0 | 311,803 | ||
DFA TA WORLD EX US CORE EQ FD | FUND | 23320G505 | 1,319 | 127,941 | SH | DFND | 0 | 0 | 127,941 | ||
DFA GLOBAL REAL ESTATE FUND | FUND | 23320G554 | 3,611 | 408,465 | SH | DFND | 12,770 | 0 | 395,694 | ||
DFA INTL SOCIAL CORE PORT FD | FUND | 25239Y626 | 1,785 | 142,911 | SH | DFND | 0 | 0 | 142,911 | ||
DFA INTERNATIONAL VALUE FD | FUND | 25434D203 | 1,787 | 90,132 | SH | DFND | 1,407 | 0 | 88,724 | ||
DFA US LARGE COMPANY INST FD | FUND | 25434D823 | 19,053 | 1,308,585 | SH | DFND | 50,806 | 0 | 1,257,778 | ||
DOW CHEMICAL CO | COM | 260543103 | 4,451 | 100,250 | SH | DFND | 2,590 | 0 | 97,660 | ||
DU PONT (E.I.) DE NEMOURS | COM | 263534109 | 5,198 | 80,000 | SH | DFND | 2,110 | 0 | 77,890 | ||
EMC CORP/MASS | COM | 268648102 | 3,622 | 144,004 | SH | DFND | 4,290 | 0 | 139,714 | ||
EAGLE ROCK ENERGY PARTNERS LP | COM | 26985R104 | 78 | 13,185 | SH | DFND | 0 | 0 | 13,185 | ||
EBAY INC | COM | 278642103 | 3,543 | 64,570 | SH | DFND | 1,875 | 0 | 62,695 | ||
EXPRESS SCRIPTS HOLDING CO | COM | 30219G108 | 3,947 | 56,199 | SH | DFND | 1,630 | 0 | 54,569 | ||
FRANKLIN CUSTODIAL INCOME-A | FUND | 353496300 | 29 | 11,849 | SH | DFND | 0 | 0 | 11,849 | ||
FRANKLIN US GOVT FUND-A | FUND | 353496607 | 2,480 | 384,446 | SH | DFND | 0 | 0 | 384,446 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 4,580 | 163,406 | SH | DFND | 4,250 | 0 | 159,156 | ||
GILEAD SCIENCES CO. | COM | 375558103 | 5,265 | 70,105 | SH | DFND | 1,880 | 0 | 68,225 | ||
GOOGLE INC-CL A | COM | 38259P508 | 5,247 | 4,682 | SH | DFND | 127 | 0 | 4,555 | ||
HOME DEPOT INC | COM | 437076102 | 4,607 | 55,956 | SH | DFND | 1,572 | 0 | 54,384 | ||
INTEL CORP | COM | 458140100 | 243 | 9,356 | SH | DFND | 0 | 0 | 9,356 | ||
ISHARES RUSSELL 1000 GROWTH FD | FUND | 464287614 | 1,472 | 17,123 | SH | DFND | 112 | 0 | 17,011 | ||
J.P. MORGAN CHASE& CO | COM | 46625H100 | 4,773 | 81,617 | SH | DFND | 2,452 | 0 | 79,165 | ||
JOHNSON& JOHNSON | COM | 478160104 | 3,553 | 38,787 | SH | DFND | 1,125 | 0 | 37,662 | ||
KIMBERLY CLARK | COM | 494368103 | 3,394 | 32,490 | SH | DFND | 1,030 | 0 | 31,460 | ||
KRAFT FOODS GROUP INC | COM | 50076Q106 | 3,714 | 68,895 | SH | DFND | 1,810 | 0 | 67,085 | ||
LINNCO LLC | COM | 535782106 | 1,612 | 52,310 | SH | DFND | 1,295 | 0 | 51,015 | ||
MACERICH REIT CO | COM | 554382101 | 15,753 | 267,493 | SH | DFND | 1,078 | 0 | 266,415 | ||
MERCK& CO. INC. | COM | 58933Y105 | 4,194 | 83,787 | SH | DFND | 2,675 | 0 | 81,112 | ||
NATIONAL OILWELL VARCO INC | COM | 637071101 | 3,470 | 43,633 | SH | DFND | 1,225 | 0 | 42,408 | ||
NEWCASTLE INVT CORP | COM | 65105M108 | 88 | 15,260 | SH | DFND | 0 | 0 | 15,260 | ||
PNC FINANCIAL SERVICES GROUP | COM | 693475105 | 4,149 | 53,485 | SH | DFND | 1,495 | 0 | 51,990 | ||
POWERSHARES QQQ TRUST SER-1 | COM | 73935A104 | 255 | 2,900 | SH | DFND | 0 | 0 | 2,900 | ||
PROCTER AND GAMBLE COMPANY | COM | 742718109 | 3,484 | 42,795 | SH | DFND | 1,310 | 0 | 41,485 | ||
QUALCOMM, INC. | COM | 747525103 | 4,012 | 54,034 | SH | DFND | 1,615 | 0 | 52,419 | ||
ROSS STORES INC | COM | 778296103 | 3,995 | 53,315 | SH | DFND | 1,450 | 0 | 51,865 | ||
SIMON PROPERTY GROUP | COM | 828806109 | 4,413 | 29,000 | SH | DFND | 0 | 0 | 29,000 | ||
TJX COMPANIES INC | COM | 872540109 | 4,873 | 76,462 | SH | DFND | 2,300 | 0 | 74,162 | ||
3M CO | COM | 88579Y101 | 4,657 | 33,202 | SH | DFND | 1,020 | 0 | 32,182 | ||
US BANCORP | COM | 902973304 | 4,736 | 117,225 | SH | DFND | 3,645 | 0 | 113,580 | ||
UNITED PARCEL SERVICE CL B | COM | 911312106 | 3,938 | 37,475 | SH | DFND | 1,070 | 0 | 36,405 | ||
VERIZON COMMUNICATIONS | COM | 92343V104 | 234 | 4,764 | SH | DFND | 0 | 0 | 4,764 | ||
VISA INC. | COM | 92826C839 | 4,538 | 20,377 | SH | DFND | 552 | 0 | 19,825 | ||
XILINX INC | COM | 983919101 | 3,213 | 69,980 | SH | DFND | 2,020 | 0 | 67,960 | ||
KINDER MORGAN 100,000THS | COM | EKE55U103 | 0 | 288,007 | SH | DFND | 150,000 | 0 | 138,007 | ||
SEADRILL LTD | COM | G7945E105 | 3,585 | 87,275 | SH | DFND | 2,335 | 0 | 84,940 | ||
CORE LABORATORIES | COM | N22717107 | 936 | 4,901 | SH | DFND | 0 | 0 | 4,901 | ||
TELMEX INTERNACIONAL SAB-L | COM | P9043M104 | 6 | 10,000 | SH | DFND | 0 | 0 | 10,000 |