The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
RYDEX ETF TRUST | GUG S&P 500 PU GR | 78355W403 | 87,638 | 876,206 | SH | SOLE | 876,206 | 0 | 0 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 40,890 | 941,958 | SH | SOLE | 941,958 | 0 | 0 | ||
VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 | 36,324 | 555,756 | SH | SOLE | 555,756 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 35,478 | 434,083 | SH | SOLE | 434,083 | 0 | 0 | ||
UBS AG JERSEY BRH | ALERIAN INFRST | 902641646 | 33,103 | 1,316,738 | SH | SOLE | 1,316,738 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 32,758 | 461,379 | SH | SOLE | 461,379 | 0 | 0 | ||
ISHARES TR | N AMER TECH ETF | 464287549 | 31,398 | 202,205 | SH | SOLE | 202,205 | 0 | 0 | ||
WISDOMTREE TR | DEFA FD | 97717W703 | 28,762 | 528,138 | SH | SOLE | 528,138 | 0 | 0 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BUL 2020 HY | 18383M365 | 27,373 | 1,096,668 | SH | SOLE | 1,096,668 | 0 | 0 | ||
WISDOMTREE TR | INTL SMCAP DIV | 97717W760 | 25,016 | 338,278 | SH | SOLE | 338,278 | 0 | 0 | ||
CATERPILLAR INC DEL | COM | 149123101 | 18,892 | 151,491 | SH | SOLE | 151,491 | 0 | 0 | ||
CELGENE CORP | COM | 151020104 | 18,794 | 128,883 | SH | SOLE | 128,883 | 0 | 0 | ||
INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | 18,340 | 266,956 | SH | SOLE | 266,956 | 0 | 0 | ||
HILTON WORLDWIDE HLDGS INC | COM | 43300A203 | 17,666 | 254,374 | SH | SOLE | 254,374 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 17,493 | 89,318 | SH | SOLE | 89,318 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 17,446 | 92,211 | SH | SOLE | 92,211 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 17,419 | 17,889 | SH | SOLE | 17,889 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 17,396 | 686,496 | SH | SOLE | 686,496 | 0 | 0 | ||
AVAGO TECHNOLOGIES LTD | SHS | Y09827109 | 17,372 | 71,624 | SH | SOLE | 71,624 | 0 | 0 | ||
MASTERCARD INC | CL A | 57636Q104 | 17,350 | 122,876 | SH | SOLE | 122,876 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 17,218 | 100,767 | SH | SOLE | 100,767 | 0 | 0 | ||
EOG RES INC | COM | 26875P101 | 16,676 | 172,377 | SH | SOLE | 172,377 | 0 | 0 | ||
MONSANTO CO NEW | COM | 61166W101 | 16,564 | 138,242 | SH | SOLE | 138,242 | 0 | 0 | ||
CARNIVAL CORP | UNIT 99/99/9999 | 143658300 | 15,936 | 246,804 | SH | SOLE | 246,804 | 0 | 0 | ||
SYSCO CORP | COM | 871829107 | 15,915 | 295,003 | SH | SOLE | 295,003 | 0 | 0 | ||
CLEARBRIDGE ENERGY MLP FD IN | COM | 184692101 | 15,771 | 1,062,708 | SH | SOLE | 1,062,708 | 0 | 0 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 15,343 | 153,705 | SH | SOLE | 153,705 | 0 | 0 | ||
WAL-MART STORES INC | COM | 931142103 | 14,590 | 186,715 | SH | SOLE | 186,715 | 0 | 0 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 14,077 | 106,038 | SH | SOLE | 106,038 | 0 | 0 | ||
KAYNE ANDERSON MLP INVSMT CO | COM | 486606106 | 13,563 | 746,446 | SH | SOLE | 746,446 | 0 | 0 | ||
ISHARES | INTL SEL DIV ETF | 464288448 | 12,592 | 372,979 | SH | SOLE | 372,979 | 0 | 0 | ||
WISDOMTREE TR | MIDCAP DIVI FD | 97717W505 | 8,488 | 84,923 | SH | SOLE | 84,923 | 0 | 0 | ||
ISHARES | EAFE SML CP ETF | 464288273 | 7,872 | 126,972 | SH | SOLE | 126,972 | 0 | 0 | ||
SPDR SERIES TRUST | S&P 600 SMCP GRW | 78464A201 | 7,787 | 34,169 | SH | SOLE | 34,169 | 0 | 0 | ||
ISHARES | EM MKTS DIV ETF | 464286319 | 7,464 | 180,023 | SH | SOLE | 180,023 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 5,578 | 128,035 | SH | SOLE | 128,035 | 0 | 0 | ||
ISHARES TR | IBONDS SEP20 ETF | 46434V571 | 5,489 | 213,577 | SH | SOLE | 213,577 | 0 | 0 | ||
ISHARES | S&P 500 GRWT ETF | 464287309 | 4,579 | 31,924 | SH | SOLE | 31,924 | 0 | 0 | ||
WISDOMTREE TR | SMALLCAP DIVID | 97717W604 | 4,281 | 50,952 | SH | SOLE | 50,952 | 0 | 0 | ||
BLACKROCK ENH CAP & INC FD | COM | 09256A109 | 4,208 | 269,717 | SH | SOLE | 269,717 | 0 | 0 | ||
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 4,162 | 51,337 | SH | SOLE | 51,337 | 0 | 0 | ||
SPDR SERIES TRUST | S&P 400 MDCP VAL | 78464A839 | 4,041 | 40,817 | SH | SOLE | 40,817 | 0 | 0 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 3,914 | 32,151 | SH | SOLE | 32,151 | 0 | 0 | ||
FIRST TR EXCHANGE-TRADED FD | PFD SECS INC ETF | 33739E108 | 3,735 | 185,995 | SH | SOLE | 185,995 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 3,635 | 60,546 | SH | SOLE | 60,546 | 0 | 0 | ||
APPLE HOSPITALITY REIT INC | COM NEW | 03784Y200 | 3,348 | 177,053 | SH | SOLE | 177,053 | 0 | 0 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 3,321 | 51,752 | SH | SOLE | 51,752 | 0 | 0 | ||
ISHARES | S&P 500 VAL ETF | 464287408 | 3,213 | 29,771 | SH | SOLE | 29,771 | 0 | 0 | ||
SPDR SERIES TRUST | S&P 600 SMCP VAL | 78464A300 | 3,193 | 25,268 | SH | SOLE | 25,268 | 0 | 0 | ||
SPDR SERIES TRUST | S&P 400 MDCP GRW | 78464A821 | 3,088 | 20,940 | SH | SOLE | 20,940 | 0 | 0 | ||
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 2,950 | 19,326 | SH | SOLE | 19,326 | 0 | 0 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 2,876 | 27,228 | SH | SOLE | 27,228 | 0 | 0 | ||
SPDR INDEX SHS FDS | MSCI ACWI EXUS | 78463X848 | 2,600 | 68,731 | SH | SOLE | 68,731 | 0 | 0 | ||
WISDOMTREE TR | INTL MIDCAP DV | 97717W778 | 2,455 | 37,009 | SH | SOLE | 37,009 | 0 | 0 | ||
FIRST TR LRG CP VL ALPHADEX | COM SHS | 33735J101 | 2,440 | 47,736 | SH | SOLE | 47,736 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 2,238 | 2,328 | SH | SOLE | 2,328 | 0 | 0 | ||
WISDOMTREE TR | US DIVD GRT FD | 97717X669 | 2,169 | 56,843 | SH | SOLE | 56,843 | 0 | 0 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 2,109 | 7,329 | SH | SOLE | 7,329 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 2,025 | 13,815 | SH | SOLE | 13,815 | 0 | 0 | ||
STRYKER CORP | COM | 863667101 | 2,010 | 14,154 | SH | SOLE | 14,154 | 0 | 0 | ||
WISDOMTREE TR | TOTAL DIVID FD | 97717W109 | 2,003 | 22,823 | SH | SOLE | 22,823 | 0 | 0 | ||
DXC TECHNOLOGY CO | COM | 23355L106 | 1,972 | 22,965 | SH | SOLE | 22,965 | 0 | 0 | ||
ISHARES TR | S&P SML 600 GWT | 464287887 | 1,922 | 11,686 | SH | SOLE | 11,686 | 0 | 0 | ||
PRUDENTIAL FINL INC | COM | 744320102 | 1,860 | 17,491 | SH | SOLE | 17,491 | 0 | 0 | ||
SPDR INDEX SHS FDS | S&P EM MKT DIV | 78463X533 | 1,818 | 59,685 | SH | SOLE | 59,685 | 0 | 0 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 1,710 | 11,634 | SH | SOLE | 11,634 | 0 | 0 | ||
WISDOMTREE TR | INTL LRGCAP DV | 97717W794 | 1,504 | 30,368 | SH | SOLE | 30,368 | 0 | 0 | ||
JOHN HANCOCK EXCHANGE TRADED | MULTIFACTOR MI | 47804J206 | 1,466 | 45,408 | SH | SOLE | 45,408 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 1,422 | 9,224 | SH | SOLE | 9,224 | 0 | 0 | ||
SPDR INDEX SHS FDS | S&P INTL ETF | 78463X772 | 1,312 | 32,500 | SH | SOLE | 32,500 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 1,294 | 13,742 | SH | SOLE | 13,742 | 0 | 0 | ||
POWERSHARES GLOBAL ETF TRUST | DEV MKTS EX-US | 73936T789 | 1,287 | 29,164 | SH | SOLE | 29,164 | 0 | 0 | ||
ISHARES TR | S&P MC 400VL ETF | 464287705 | 1,284 | 8,408 | SH | SOLE | 8,408 | 0 | 0 | ||
ISHARES TR | S&P MC 400GR ETF | 464287606 | 1,197 | 5,914 | SH | SOLE | 5,914 | 0 | 0 | ||
EAST WEST BANCORP INC | COM | 27579R104 | 1,187 | 19,855 | SH | SOLE | 19,855 | 0 | 0 | ||
SPDR INDEX SHS FDS | EMERG MKTS ETF | 78463X509 | 1,177 | 16,238 | SH | SOLE | 16,238 | 0 | 0 | ||
VANGUARD INDEX FDS | SM CAP VAL ETF | 922908611 | 1,053 | 8,236 | SH | SOLE | 8,236 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 1,044 | 15,500 | SH | SOLE | 15,500 | 0 | 0 | ||
POWERSHARES ETF TRUST | INTL DIV ACHV | 73935X716 | 996 | 61,642 | SH | SOLE | 61,642 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 928 | 3,669 | SH | SOLE | 3,669 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 917 | 6,491 | SH | SOLE | 6,491 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 909 | 13,275 | SH | SOLE | 13,275 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 906 | 20,228 | SH | SOLE | 20,228 | 0 | 0 | ||
RYDEX ETF TRUST | GUG S&P SC600 PG | 78355W809 | 887 | 8,064 | SH | SOLE | 8,064 | 0 | 0 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 763 | 4,094 | SH | SOLE | 4,094 | 0 | 0 | ||
F M C CORP | COM NEW | 302491303 | 758 | 8,485 | SH | SOLE | 8,485 | 0 | 0 | ||
LAM RESEARCH CORP | COM | 512807108 | 738 | 3,986 | SH | SOLE | 3,986 | 0 | 0 | ||
ISHARES TR | SP SMCP600VL ETF | 464287879 | 738 | 4,976 | SH | SOLE | 4,976 | 0 | 0 | ||
PULTE GROUP INC | COM | 745867101 | 707 | 25,882 | SH | SOLE | 25,882 | 0 | 0 | ||
WASTE CONNECTIONS INC | COM | 94106B101 | 698 | 9,974 | SH | SOLE | 9,974 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 694 | 11,738 | SH | SOLE | 11,738 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 692 | 13,127 | SH | SOLE | 13,127 | 0 | 0 | ||
COMERICA INC | COM | 200340107 | 686 | 8,992 | SH | SOLE | 8,992 | 0 | 0 | ||
AGILENT TECHNOLOGIES IN | COM | 00846U101 | 683 | 10,633 | SH | SOLE | 10,633 | 0 | 0 | ||
SYNOVUS FINL CORP | COM NEW | 87161C501 | 681 | 14,786 | SH | SOLE | 14,786 | 0 | 0 | ||
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 679 | 7,846 | SH | SOLE | 7,846 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 668 | 9,749 | SH | SOLE | 9,749 | 0 | 0 | ||
SPDR SERIES TRUST | AEROSPACE DEF | 78464A631 | 652 | 8,166 | SH | SOLE | 8,166 | 0 | 0 | ||
POST HLDGS INC | COM | 737446104 | 644 | 7,294 | SH | SOLE | 7,294 | 0 | 0 | ||
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 639 | 11,255 | SH | SOLE | 11,255 | 0 | 0 | ||
MICROSEMI CORP | COM | 595137100 | 630 | 12,229 | SH | SOLE | 12,229 | 0 | 0 | ||
BERRY PLASTICS GROUP INC | COM | 08579W103 | 623 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
DIAMONDBACK ENERGY INC | COM | 25278X109 | 605 | 6,171 | SH | SOLE | 6,171 | 0 | 0 | ||
NUVEEN FLTNG RTE INCM OPP FD | COM SHS | 6706EN100 | 599 | 50,675 | SH | SOLE | 50,675 | 0 | 0 | ||
AVANGRID INC | COM | 05351W103 | 599 | 12,634 | SH | SOLE | 12,634 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 567 | 6,915 | SH | SOLE | 6,915 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 540 | 4,154 | SH | SOLE | 4,154 | 0 | 0 | ||
VANECK VECTORS ETF TR | SHORT HIGH YIELD | 92189F387 | 516 | 21,113 | SH | SOLE | 21,113 | 0 | 0 | ||
LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 | 516 | 3,419 | SH | SOLE | 3,419 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 422 | 3,473 | SH | SOLE | 3,473 | 0 | 0 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 413 | 4,356 | SH | SOLE | 4,356 | 0 | 0 | ||
POWERSHARES ETF TRUST | FTSE RAFI 1000 | 73935X583 | 384 | 3,583 | SH | SOLE | 3,583 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 366 | 14,153 | SH | SOLE | 14,153 | 0 | 0 | ||
ISHARES TR | MSCI ACWI EX US | 464288240 | 361 | 7,475 | SH | SOLE | 7,475 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 344 | 14,240 | SH | SOLE | 14,240 | 0 | 0 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BULL2020 E | 18383M514 | 340 | 15,817 | SH | SOLE | 15,817 | 0 | 0 | ||
VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 | 325 | 3,031 | SH | SOLE | 3,031 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 296 | 7,558 | SH | SOLE | 7,558 | 0 | 0 | ||
ISHARES TR | IBONDS DEC21 ETF | 46435G789 | 295 | 11,397 | SH | SOLE | 11,397 | 0 | 0 | ||
TOWNEBANK PORTSMOUTH VA | COM | 89214P109 | 271 | 8,097 | SH | SOLE | 8,097 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 265 | 3,563 | SH | SOLE | 3,563 | 0 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 244 | 3,290 | SH | SOLE | 3,290 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 228 | 5,061 | SH | SOLE | 5,061 | 0 | 0 | ||
SCHWAB STRATEGIC TR | INTL SCEQT ETF | 808524888 | 217 | 6,046 | SH | SOLE | 6,046 | 0 | 0 | ||
ISHARES TR | USA ESG SLCT ETF | 464288802 | 209 | 2,003 | SH | SOLE | 2,003 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 208 | 5,825 | SH | SOLE | 5,825 | 0 | 0 | ||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 207 | 4,293 | SH | SOLE | 4,293 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 192 | 3,875 | SH | SOLE | 3,875 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 191 | 2,396 | SH | SOLE | 2,396 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 185 | 1,762 | SH | SOLE | 1,762 | 0 | 0 | ||
ANTHEM INC | COM | 036752103 | 184 | 971 | SH | SOLE | 971 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 181 | 1,621 | SH | SOLE | 1,621 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 174 | 1,820 | SH | SOLE | 1,820 | 0 | 0 | ||
HARTFORD FINL SVCS GROUP INC | COM | 416515104 | 166 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 162 | 992 | SH | SOLE | 992 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 141 | 3,699 | SH | SOLE | 3,699 | 0 | 0 | ||
TOMPKINS FINANCIAL CORPORATI | COM | 890110109 | 124 | 1,436 | SH | SOLE | 1,436 | 0 | 0 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 120 | 1,180 | SH | SOLE | 1,180 | 0 | 0 | ||
PRICE T ROWE GROUP INC | COM | 74144T108 | 118 | 1,300 | SH | SOLE | 1,300 | 0 | 0 | ||
ISHARES | S&P CAL AMTFR MN | 464288356 | 117 | 989 | SH | SOLE | 989 | 0 | 0 | ||
ADVISORSHARES TR | NEWFLT MULSINC | 00768Y727 | 115 | 2,360 | SH | SOLE | 2,360 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 105 | 416 | SH | SOLE | 416 | 0 | 0 | ||
RAYTHEON CO | COM NEW | 755111507 | 103 | 550 | SH | SOLE | 550 | 0 | 0 | ||
KRAFT HEINZ CO | COM | 500754106 | 101 | 1,304 | SH | SOLE | 1,304 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 101 | 553 | SH | SOLE | 553 | 0 | 0 | ||
SAP SE | SPON ADR | 803054204 | 100 | 912 | SH | SOLE | 912 | 0 | 0 |