The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AES CORP | COM | 00130H105 | 807 | 48,121 | SH | DFND | 1 | 0 | 0 | 48,121 | |
AES CORP | COM | 00130H105 | 403 | 24,072 | SH | SOLE | 0 | 0 | 24,072 | ||
ABBOTT LABS | COM | 002824100 | 1 | 12 | SH | SOLE | 0 | 0 | 12 | ||
ABBOTT LABS | COM | 002824100 | 201 | 2,389 | SH | DFND | 1 | 0 | 0 | 2,389 | |
ADOBE INC | COM | 00724F101 | 395 | 1,339 | SH | DFND | 1 | 0 | 0 | 1,339 | |
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 18,915 | 144,413 | SH | DFND | 1 | 0 | 0 | 144,413 | |
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 7,138 | 54,495 | SH | SOLE | 0 | 0 | 54,495 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 332 | 307 | SH | SOLE | 0 | 0 | 307 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 631 | 583 | SH | DFND | 1 | 0 | 0 | 583 | |
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 202 | 10,407 | SH | DFND | 1 | 0 | 0 | 10,407 | |
AMAZON COM INC | COM | 023135106 | 18,077 | 9,546 | SH | DFND | 1 | 0 | 0 | 9,546 | |
AMAZON COM INC | COM | 023135106 | 6,679 | 3,527 | SH | SOLE | 0 | 0 | 3,527 | ||
AMGEN INC | COM | 031162100 | 694 | 3,769 | SH | SOLE | 0 | 0 | 3,769 | ||
AMGEN INC | COM | 031162100 | 5 | 25 | SH | DFND | 1 | 0 | 0 | 25 | |
ANTHEM INC | COM | 036752103 | 384 | 1,361 | SH | DFND | 1 | 0 | 0 | 1,361 | |
ANTHEM INC | COM | 036752103 | 7 | 25 | SH | SOLE | 0 | 0 | 25 | ||
APPLE INC | COM | 037833100 | 7,541 | 38,101 | SH | SOLE | 0 | 0 | 38,101 | ||
APPLE INC | COM | 037833100 | 18,494 | 93,442 | SH | DFND | 1 | 0 | 0 | 93,442 | |
APPLE HOSPITALITY REIT INC | COM NEW | 03784Y200 | 932 | 58,739 | SH | DFND | 1 | 0 | 0 | 58,739 | |
BB&T CORP | COM | 054937107 | 365 | 7,439 | SH | DFND | 1 | 0 | 0 | 7,439 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 342 | 1,605 | SH | DFND | 1 | 0 | 0 | 1,605 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 59 | 275 | SH | SOLE | 0 | 0 | 275 | ||
BLACKROCK ENH CAP & INC FD I | COM | 09256A109 | 612 | 38,734 | SH | SOLE | 0 | 0 | 38,734 | ||
BLACKROCK ENH CAP & INC FD I | COM | 09256A109 | 3,194 | 202,150 | SH | DFND | 1 | 0 | 0 | 202,150 | |
BOEING CO | COM | 097023105 | 281 | 773 | SH | DFND | 1 | 0 | 0 | 773 | |
BOEING CO | COM | 097023105 | 41 | 113 | SH | SOLE | 0 | 0 | 113 | ||
CDW CORP | COM | 12514G108 | 460 | 4,149 | SH | SOLE | 0 | 0 | 4,149 | ||
CDW CORP | COM | 12514G108 | 914 | 8,233 | SH | DFND | 1 | 0 | 0 | 8,233 | |
CATERPILLAR INC DEL | COM | 149123101 | 205 | 1,501 | SH | DFND | 1 | 0 | 0 | 1,501 | |
CATERPILLAR INC DEL | COM | 149123101 | 117 | 861 | SH | SOLE | 0 | 0 | 861 | ||
CHEVRON CORP NEW | COM | 166764100 | 6,820 | 54,805 | SH | SOLE | 0 | 0 | 54,805 | ||
CHEVRON CORP NEW | COM | 166764100 | 18,424 | 148,056 | SH | DFND | 1 | 0 | 0 | 148,056 | |
CISCO SYS INC | COM | 17275R102 | 17,700 | 323,401 | SH | DFND | 1 | 0 | 0 | 323,401 | |
CISCO SYS INC | COM | 17275R102 | 6,859 | 125,319 | SH | SOLE | 0 | 0 | 125,319 | ||
CLEARBRIDGE MLP AND MIDSTRM | COM | 184692101 | 4,035 | 337,667 | SH | SOLE | 0 | 0 | 337,667 | ||
CLEARBRIDGE MLP AND MIDSTRM | COM | 184692101 | 12,626 | 1,056,578 | SH | DFND | 1 | 0 | 0 | 1,056,578 | |
CLEARBRIDGE ENERGY MIDSTRM O | COM | 18469P100 | 5,352 | 581,780 | SH | DFND | 1 | 0 | 0 | 581,780 | |
CLEARBRIDGE ENERGY MIDSTRM O | COM | 18469P100 | 1,543 | 167,724 | SH | SOLE | 0 | 0 | 167,724 | ||
COMCAST CORP NEW | CL A | 20030N101 | 6,373 | 150,722 | SH | SOLE | 0 | 0 | 150,722 | ||
COMCAST CORP NEW | CL A | 20030N101 | 16,944 | 400,752 | SH | DFND | 1 | 0 | 0 | 400,752 | |
CONOCOPHILLIPS | COM | 20825C104 | 814 | 13,352 | SH | DFND | 1 | 0 | 0 | 13,352 | |
CONOCOPHILLIPS | COM | 20825C104 | 414 | 6,792 | SH | SOLE | 0 | 0 | 6,792 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 7,091 | 50,780 | SH | SOLE | 0 | 0 | 50,780 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 18,784 | 134,516 | SH | DFND | 1 | 0 | 0 | 134,516 | |
DISCOVERY INC | COM SER A | 25470F104 | 924 | 30,107 | SH | DFND | 1 | 0 | 0 | 30,107 | |
DISCOVERY INC | COM SER A | 25470F104 | 460 | 14,995 | SH | SOLE | 0 | 0 | 14,995 | ||
EOG RES INC | COM | 26875P101 | 67 | 720 | SH | SOLE | 0 | 0 | 720 | ||
EOG RES INC | COM | 26875P101 | 153 | 1,645 | SH | DFND | 1 | 0 | 0 | 1,645 | |
ETF MANAGERS TR | ETFMG ALTR HRVST | 26924G508 | 225 | 7,100 | SH | DFND | 1 | 0 | 0 | 7,100 | |
ETF MANAGERS TR | ETFMG ALTR HRVST | 26924G508 | 3 | 92 | SH | SOLE | 0 | 0 | 92 | ||
EAST WEST BANCORP INC | COM | 27579R104 | 931 | 19,913 | SH | SOLE | 0 | 0 | 19,913 | ||
EPAM SYS INC | COM | 29414B104 | 459 | 2,651 | SH | SOLE | 0 | 0 | 2,651 | ||
EPAM SYS INC | COM | 29414B104 | 913 | 5,277 | SH | DFND | 1 | 0 | 0 | 5,277 | |
EXELON CORP | COM | 30161N101 | 16,827 | 351,010 | SH | DFND | 1 | 0 | 0 | 351,010 | |
EXELON CORP | COM | 30161N101 | 6,322 | 131,880 | SH | SOLE | 0 | 0 | 131,880 | ||
EXXON MOBIL CORP | COM | 30231G102 | 65 | 847 | SH | SOLE | 0 | 0 | 847 | ||
EXXON MOBIL CORP | COM | 30231G102 | 371 | 4,835 | SH | DFND | 1 | 0 | 0 | 4,835 | |
FACEBOOK INC | CL A | 30303M102 | 173 | 898 | SH | DFND | 1 | 0 | 0 | 898 | |
FACEBOOK INC | CL A | 30303M102 | 42 | 220 | SH | SOLE | 0 | 0 | 220 | ||
FIRST TR EXCHANGE TRADED FD | SENIOR LN FD | 33738D309 | 159 | 3,384 | SH | SOLE | 0 | 0 | 3,384 | ||
FIRST TR EXCHANGE TRADED FD | SENIOR LN FD | 33738D309 | 1,848 | 39,215 | SH | DFND | 1 | 0 | 0 | 39,215 | |
FIRST TR EXCHANGE-TRADED FD | PFD SECS INC ETF | 33739E108 | 2,104 | 108,489 | SH | DFND | 1 | 0 | 0 | 108,489 | |
FIRST TR EXCHANGE-TRADED FD | PFD SECS INC ETF | 33739E108 | 937 | 48,298 | SH | SOLE | 0 | 0 | 48,298 | ||
FIRST TR EXCHANG TRADED FD I | MANAGD MUN ETF | 33739N108 | 165 | 3,011 | SH | SOLE | 0 | 0 | 3,011 | ||
FIRST TR EXCHANG TRADED FD I | MANAGD MUN ETF | 33739N108 | 3,953 | 72,176 | SH | DFND | 1 | 0 | 0 | 72,176 | |
FIRST TR EXCH TRADED FD III | INSTL PFD SECS | 33739P855 | 3,284 | 169,097 | SH | DFND | 1 | 0 | 0 | 169,097 | |
FIRST TR EXCH TRADED FD III | INSTL PFD SECS | 33739P855 | 1,421 | 73,194 | SH | SOLE | 0 | 0 | 73,194 | ||
FISERV INC | COM | 337738108 | 6,837 | 74,998 | SH | SOLE | 0 | 0 | 74,998 | ||
FISERV INC | COM | 337738108 | 18,189 | 199,524 | SH | DFND | 1 | 0 | 0 | 199,524 | |
FORD MTR CO DEL | COM | 345370860 | 45 | 4,423 | SH | DFND | 1 | 0 | 0 | 4,423 | |
FORD MTR CO DEL | COM | 345370860 | 73 | 7,100 | SH | SOLE | 0 | 0 | 7,100 | ||
GALLAGHER ARTHUR J & CO | COM | 363576109 | 244 | 2,787 | SH | SOLE | 0 | 0 | 2,787 | ||
GALLAGHER ARTHUR J & CO | COM | 363576109 | 13 | 150 | SH | DFND | 1 | 0 | 0 | 150 | |
GENERAL MOLY INC | COM | 370373102 | 34 | 98,000 | SH | DFND | 1 | 0 | 0 | 98,000 | |
GOLDMAN SACHS ETF TR | ACTIVEBETA EME | 381430206 | 182 | 5,551 | SH | DFND | 1 | 0 | 0 | 5,551 | |
GOLDMAN SACHS ETF TR | ACTIVEBETA EME | 381430206 | 255 | 7,750 | SH | SOLE | 0 | 0 | 7,750 | ||
GOLDMAN SACHS ETF TR | EQUITY ETF | 381430503 | 26,111 | 444,287 | SH | SOLE | 0 | 0 | 444,287 | ||
GOLDMAN SACHS ETF TR | EQUITY ETF | 381430503 | 76,213 | 1,296,807 | SH | DFND | 1 | 0 | 0 | 1,296,807 | |
HILL ROM HLDGS INC | COM | 431475102 | 855 | 8,174 | SH | DFND | 1 | 0 | 0 | 8,174 | |
HILL ROM HLDGS INC | COM | 431475102 | 433 | 4,143 | SH | SOLE | 0 | 0 | 4,143 | ||
HONEYWELL INTL INC | COM | 438516106 | 6,947 | 39,793 | SH | SOLE | 0 | 0 | 39,793 | ||
HONEYWELL INTL INC | COM | 438516106 | 18,573 | 106,382 | SH | DFND | 1 | 0 | 0 | 106,382 | |
INCYTE CORP | COM | 45337C102 | 920 | 10,828 | SH | DFND | 1 | 0 | 0 | 10,828 | |
INCYTE CORP | COM | 45337C102 | 479 | 5,634 | SH | SOLE | 0 | 0 | 5,634 | ||
INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | 6,994 | 81,384 | SH | SOLE | 0 | 0 | 81,384 | ||
INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | 18,235 | 212,179 | SH | DFND | 1 | 0 | 0 | 212,179 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 270 | 1,958 | SH | DFND | 1 | 0 | 0 | 1,958 | |
INVESCO EXCHANGE TRADED FD T | S&P SML600 GWT | 46137V175 | 600 | 5,400 | SH | DFND | 1 | 0 | 0 | 5,400 | |
INVESCO EXCHANGE TRADED FD T | S&P SML600 GWT | 46137V175 | 339 | 3,045 | SH | SOLE | 0 | 0 | 3,045 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 PUR GWT | 46137V266 | 27,760 | 232,399 | SH | SOLE | 0 | 0 | 232,399 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 PUR GWT | 46137V266 | 86,907 | 727,558 | SH | DFND | 1 | 0 | 0 | 727,558 | |
INVESCO EXCHANGE TRADED FD T | S&P 500 GARP ETF | 46137V431 | 223 | 3,976 | SH | DFND | 1 | 0 | 0 | 3,976 | |
INVESCO EXCHANGE TRADED FD T | S&P 500 GARP ETF | 46137V431 | 26 | 461 | SH | SOLE | 0 | 0 | 461 | ||
INVESCO EXCHANGE TRADED FD T | INTL DIVI ACHI | 46137V548 | 163 | 9,977 | SH | SOLE | 0 | 0 | 9,977 | ||
INVESCO EXCHANGE TRADED FD T | INTL DIVI ACHI | 46137V548 | 963 | 58,929 | SH | DFND | 1 | 0 | 0 | 58,929 | |
INVESCO EXCHNG TRADED FD TR | FTSE RAFI DEV | 46138E743 | 826 | 20,327 | SH | DFND | 1 | 0 | 0 | 20,327 | |
INVESCO EXCHNG TRADED FD TR | FTSE RAFI DEV | 46138E743 | 630 | 15,505 | SH | SOLE | 0 | 0 | 15,505 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2020 HY | 46138J601 | 9,504 | 394,537 | SH | SOLE | 0 | 0 | 394,537 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2020 HY | 46138J601 | 25,784 | 1,070,332 | SH | DFND | 1 | 0 | 0 | 1,070,332 | |
ISHARES GOLD TRUST | ISHARES | 464285105 | 209 | 15,513 | SH | SOLE | 0 | 0 | 15,513 | ||
ISHARES INC | EM MKTS DIV ETF | 464286319 | 2,192 | 53,750 | SH | SOLE | 0 | 0 | 53,750 | ||
ISHARES INC | EM MKTS DIV ETF | 464286319 | 8,746 | 214,417 | SH | DFND | 1 | 0 | 0 | 214,417 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 405 | 9,438 | SH | DFND | 1 | 0 | 0 | 9,438 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 98 | 2,287 | SH | SOLE | 0 | 0 | 2,287 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 2,511 | 14,008 | SH | SOLE | 0 | 0 | 14,008 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 2,993 | 16,700 | SH | DFND | 1 | 0 | 0 | 16,700 | |
ISHARES TR | S&P 500 VAL ETF | 464287408 | 1,551 | 13,306 | SH | DFND | 1 | 0 | 0 | 13,306 | |
ISHARES TR | S&P 500 VAL ETF | 464287408 | 2,049 | 17,576 | SH | SOLE | 0 | 0 | 17,576 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 140 | 2,133 | SH | SOLE | 0 | 0 | 2,133 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 188 | 2,864 | SH | DFND | 1 | 0 | 0 | 2,864 | |
ISHARES TR | EXPND TEC SC ETF | 464287549 | 30,290 | 140,460 | SH | DFND | 1 | 0 | 0 | 140,460 | |
ISHARES TR | EXPND TEC SC ETF | 464287549 | 12,062 | 55,932 | SH | SOLE | 0 | 0 | 55,932 | ||
ISHARES TR | S&P MC 400GR ETF | 464287606 | 1,014 | 4,481 | SH | SOLE | 0 | 0 | 4,481 | ||
ISHARES TR | S&P MC 400GR ETF | 464287606 | 769 | 3,400 | SH | DFND | 1 | 0 | 0 | 3,400 | |
ISHARES TR | S&P MC 400VL ETF | 464287705 | 742 | 4,655 | SH | DFND | 1 | 0 | 0 | 4,655 | |
ISHARES TR | S&P MC 400VL ETF | 464287705 | 971 | 6,091 | SH | SOLE | 0 | 0 | 6,091 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 178 | 2,275 | SH | SOLE | 0 | 0 | 2,275 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 1,947 | 24,868 | SH | DFND | 1 | 0 | 0 | 24,868 | |
ISHARES TR | SP SMCP600VL ETF | 464287879 | 522 | 3,515 | SH | DFND | 1 | 0 | 0 | 3,515 | |
ISHARES TR | SP SMCP600VL ETF | 464287879 | 608 | 4,092 | SH | SOLE | 0 | 0 | 4,092 | ||
ISHARES TR | S&P SML 600 GWT | 464287887 | 1,190 | 6,523 | SH | SOLE | 0 | 0 | 6,523 | ||
ISHARES TR | S&P SML 600 GWT | 464287887 | 3,601 | 19,735 | SH | DFND | 1 | 0 | 0 | 19,735 | |
ISHARES TR | INTL SEL DIV ETF | 464288448 | 11,330 | 368,805 | SH | DFND | 1 | 0 | 0 | 368,805 | |
ISHARES TR | INTL SEL DIV ETF | 464288448 | 2,871 | 93,454 | SH | SOLE | 0 | 0 | 93,454 | ||
ISHARES TR | MIN VOL USA ETF | 46429B697 | 12,738 | 206,343 | SH | SOLE | 0 | 0 | 206,343 | ||
ISHARES TR | MIN VOL USA ETF | 46429B697 | 33,292 | 539,311 | SH | DFND | 1 | 0 | 0 | 539,311 | |
ISHARES TR | CORE MSCI EAFE | 46432F842 | 2,174 | 35,413 | SH | DFND | 1 | 0 | 0 | 35,413 | |
ISHARES TR | CORE MSCI EAFE | 46432F842 | 1,280 | 20,846 | SH | SOLE | 0 | 0 | 20,846 | ||
ISHARES TR | IBONDS SEP2020 | 46434V571 | 48 | 1,869 | SH | SOLE | 0 | 0 | 1,869 | ||
ISHARES TR | IBONDS SEP2020 | 46434V571 | 153 | 5,991 | SH | DFND | 1 | 0 | 0 | 5,991 | |
ISHARES TR | IBONDS DEC2023 | 46435G318 | 4,605 | 179,021 | SH | DFND | 1 | 0 | 0 | 179,021 | |
ISHARES TR | IBONDS DEC2023 | 46435G318 | 1,136 | 44,162 | SH | SOLE | 0 | 0 | 44,162 | ||
ISHARES TR | CORE MSCI INTL | 46435G326 | 3,620 | 66,039 | SH | SOLE | 0 | 0 | 66,039 | ||
ISHARES TR | CORE MSCI INTL | 46435G326 | 4,168 | 76,037 | SH | DFND | 1 | 0 | 0 | 76,037 | |
ISHARES TR | ESG MSCI USA ETF | 46435G425 | 136 | 2,100 | SH | DFND | 1 | 0 | 0 | 2,100 | |
ISHARES TR | ESG MSCI USA ETF | 46435G425 | 158 | 2,444 | SH | SOLE | 0 | 0 | 2,444 | ||
ISHARES TR | IBONDS DEC | 46435U697 | 442 | 16,820 | SH | SOLE | 0 | 0 | 16,820 | ||
ISHARES TR | IBONDS DEC | 46435U697 | 1,556 | 59,238 | SH | DFND | 1 | 0 | 0 | 59,238 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 3,466 | 31,001 | SH | DFND | 1 | 0 | 0 | 31,001 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 1,505 | 13,458 | SH | SOLE | 0 | 0 | 13,458 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 1,438 | 57,275 | SH | SOLE | 0 | 0 | 57,275 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 5,616 | 223,663 | SH | DFND | 1 | 0 | 0 | 223,663 | |
JACOBS ENGR GROUP INC | COM | 469814107 | 913 | 10,823 | SH | DFND | 1 | 0 | 0 | 10,823 | |
JACOBS ENGR GROUP INC | COM | 469814107 | 458 | 5,430 | SH | SOLE | 0 | 0 | 5,430 | ||
JOHN HANCOCK ETF TRUST | MULTIFACTOR MI | 47804J206 | 503 | 13,790 | SH | SOLE | 0 | 0 | 13,790 | ||
JOHN HANCOCK ETF TRUST | MULTIFACTOR MI | 47804J206 | 1,077 | 29,500 | SH | DFND | 1 | 0 | 0 | 29,500 | |
JOHN HANCOCK ETF TRUST | MULTI INTL ETF | 47804J859 | 231 | 8,180 | SH | DFND | 1 | 0 | 0 | 8,180 | |
JOHN HANCOCK ETF TRUST | MULTI INTL ETF | 47804J859 | 246 | 8,706 | SH | SOLE | 0 | 0 | 8,706 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1 | 10 | SH | SOLE | 0 | 0 | 10 | ||
JOHNSON & JOHNSON | COM | 478160104 | 362 | 2,599 | SH | DFND | 1 | 0 | 0 | 2,599 | |
KAYNE ANDERSN MLP MIDS INVT | COM | 486606106 | 7,486 | 488,981 | SH | DFND | 1 | 0 | 0 | 488,981 | |
KAYNE ANDERSN MLP MIDS INVT | COM | 486606106 | 4,927 | 321,826 | SH | SOLE | 0 | 0 | 321,826 | ||
LPL FINL HLDGS INC | COM | 50212V100 | 456 | 5,588 | SH | SOLE | 0 | 0 | 5,588 | ||
LPL FINL HLDGS INC | COM | 50212V100 | 908 | 11,128 | SH | DFND | 1 | 0 | 0 | 11,128 | |
MASTERCARD INC | CL A | 57636Q104 | 19,720 | 74,548 | SH | DFND | 1 | 0 | 0 | 74,548 | |
MASTERCARD INC | CL A | 57636Q104 | 7,342 | 27,754 | SH | SOLE | 0 | 0 | 27,754 | ||
MCDONALDS CORP | COM | 580135101 | 7,017 | 33,789 | SH | SOLE | 0 | 0 | 33,789 | ||
MCDONALDS CORP | COM | 580135101 | 18,487 | 89,026 | SH | DFND | 1 | 0 | 0 | 89,026 | |
MICROSOFT CORP | COM | 594918104 | 3,731 | 27,851 | SH | DFND | 1 | 0 | 0 | 27,851 | |
MICROSOFT CORP | COM | 594918104 | 1,973 | 14,730 | SH | SOLE | 0 | 0 | 14,730 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 1,524 | 7,440 | SH | SOLE | 0 | 0 | 7,440 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 3,174 | 15,493 | SH | DFND | 1 | 0 | 0 | 15,493 | |
NIKE INC | CL B | 654106103 | 2,919 | 34,767 | SH | DFND | 1 | 0 | 0 | 34,767 | |
NIKE INC | CL B | 654106103 | 1,428 | 17,015 | SH | SOLE | 0 | 0 | 17,015 | ||
NVIDIA CORP | COM | 67066G104 | 206 | 1,255 | SH | DFND | 1 | 0 | 0 | 1,255 | |
PFIZER INC | COM | 717081103 | 209 | 4,817 | SH | DFND | 1 | 0 | 0 | 4,817 | |
PFIZER INC | COM | 717081103 | 7 | 173 | SH | SOLE | 0 | 0 | 173 | ||
PIMCO ETF TR | ENHNCD LW DUR AC | 72201R718 | 118 | 1,182 | SH | SOLE | 0 | 0 | 1,182 | ||
PIMCO ETF TR | ENHNCD LW DUR AC | 72201R718 | 1,460 | 14,568 | SH | DFND | 1 | 0 | 0 | 14,568 | |
PIMCO ETF TR | INTER MUN BD ACT | 72201R866 | 236 | 4,295 | SH | DFND | 1 | 0 | 0 | 4,295 | |
POST HLDGS INC | COM | 737446104 | 870 | 8,367 | SH | DFND | 1 | 0 | 0 | 8,367 | |
POST HLDGS INC | COM | 737446104 | 442 | 4,254 | SH | SOLE | 0 | 0 | 4,254 | ||
PROLOGIS INC | COM | 74340W103 | 7,258 | 90,610 | SH | SOLE | 0 | 0 | 90,610 | ||
PROLOGIS INC | COM | 74340W103 | 19,254 | 240,376 | SH | DFND | 1 | 0 | 0 | 240,376 | |
PROOFPOINT INC | COM | 743424103 | 851 | 7,076 | SH | DFND | 1 | 0 | 0 | 7,076 | |
PROOFPOINT INC | COM | 743424103 | 433 | 3,600 | SH | SOLE | 0 | 0 | 3,600 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 35 | 121 | SH | SOLE | 0 | 0 | 121 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 963 | 3,285 | SH | DFND | 1 | 0 | 0 | 3,285 | |
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | 11,940 | 333,608 | SH | DFND | 1 | 0 | 0 | 333,608 | |
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | 8,551 | 238,917 | SH | SOLE | 0 | 0 | 238,917 | ||
SPDR INDEX SHS FDS | S&P EM MKT DIV | 78463X533 | 526 | 16,140 | SH | SOLE | 0 | 0 | 16,140 | ||
SPDR INDEX SHS FDS | S&P EM MKT DIV | 78463X533 | 1,521 | 46,618 | SH | DFND | 1 | 0 | 0 | 46,618 | |
SPDR INDEX SHS FDS | S&P INTL ETF | 78463X772 | 733 | 18,614 | SH | DFND | 1 | 0 | 0 | 18,614 | |
SPDR INDEX SHS FDS | S&P INTL ETF | 78463X772 | 565 | 14,359 | SH | SOLE | 0 | 0 | 14,359 | ||
SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | 7,025 | 237,426 | SH | SOLE | 0 | 0 | 237,426 | ||
SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | 22,722 | 767,898 | SH | DFND | 1 | 0 | 0 | 767,898 | |
SPDR SERIES TRUST | S&P 600 SMCP GRW | 78464A201 | 11,217 | 184,153 | SH | DFND | 1 | 0 | 0 | 184,153 | |
SPDR SERIES TRUST | S&P 600 SMCP GRW | 78464A201 | 4,190 | 68,796 | SH | SOLE | 0 | 0 | 68,796 | ||
SPDR SERIES TRUST | S&P 600 SMCP VAL | 78464A300 | 1,722 | 28,374 | SH | SOLE | 0 | 0 | 28,374 | ||
SPDR SERIES TRUST | S&P 600 SMCP VAL | 78464A300 | 2,009 | 33,108 | SH | DFND | 1 | 0 | 0 | 33,108 | |
SPDR SERIES TRUST | AEROSPACE DEF | 78464A631 | 725 | 6,981 | SH | DFND | 1 | 0 | 0 | 6,981 | |
SPDR SERIES TRUST | PORTFOLIO AGRGTE | 78464A649 | 1,690 | 57,935 | SH | DFND | 1 | 0 | 0 | 57,935 | |
SPDR SERIES TRUST | PORTFOLIO AGRGTE | 78464A649 | 135 | 4,639 | SH | SOLE | 0 | 0 | 4,639 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 504 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 1,067 | 10,581 | SH | DFND | 1 | 0 | 0 | 10,581 | |
SPDR SERIES TRUST | S&P 400 MDCP GRW | 78464A821 | 1,717 | 31,629 | SH | DFND | 1 | 0 | 0 | 31,629 | |
SPDR SERIES TRUST | S&P 400 MDCP GRW | 78464A821 | 2,115 | 38,959 | SH | SOLE | 0 | 0 | 38,959 | ||
SPDR SERIES TRUST | S&P 400 MDCP VAL | 78464A839 | 2,202 | 42,864 | SH | SOLE | 0 | 0 | 42,864 | ||
SPDR SERIES TRUST | S&P 400 MDCP VAL | 78464A839 | 2,453 | 47,754 | SH | DFND | 1 | 0 | 0 | 47,754 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 454 | 5,171 | SH | DFND | 1 | 0 | 0 | 5,171 | |
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | 4,163 | 84,845 | SH | DFND | 1 | 0 | 0 | 84,845 | |
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | 501 | 10,214 | SH | SOLE | 0 | 0 | 10,214 | ||
SPDR SERIES TRUST | BLOMBERG BRC INV | 78468R200 | 351 | 11,412 | SH | SOLE | 0 | 0 | 11,412 | ||
SPDR SERIES TRUST | BLOMBERG BRC INV | 78468R200 | 68 | 2,199 | SH | DFND | 1 | 0 | 0 | 2,199 | |
SPDR SERIES TRUST | MSCI USA STRTGIC | 78468R812 | 2,269 | 26,346 | SH | DFND | 1 | 0 | 0 | 26,346 | |
SPDR SERIES TRUST | MSCI USA STRTGIC | 78468R812 | 957 | 11,108 | SH | SOLE | 0 | 0 | 11,108 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 112 | 1,598 | SH | SOLE | 0 | 0 | 1,598 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 115 | 1,645 | SH | DFND | 1 | 0 | 0 | 1,645 | |
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 0 | 5 | SH | DFND | 1 | 0 | 0 | 5 | |
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 225 | 7,006 | SH | SOLE | 0 | 0 | 7,006 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 12,265 | 132,390 | SH | SOLE | 0 | 0 | 132,390 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 32,844 | 354,535 | SH | DFND | 1 | 0 | 0 | 354,535 | |
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 29,206 | 377,237 | SH | DFND | 1 | 0 | 0 | 377,237 | |
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 11,063 | 142,893 | SH | SOLE | 0 | 0 | 142,893 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 10 | 134 | SH | SOLE | 0 | 0 | 134 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 944 | 12,097 | SH | DFND | 1 | 0 | 0 | 12,097 | |
SELECT SECTOR SPDR TR | RL EST SEL SEC | 81369Y860 | 540 | 14,694 | SH | DFND | 1 | 0 | 0 | 14,694 | |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 745 | 12,491 | SH | DFND | 1 | 0 | 0 | 12,491 | |
STORE CAP CORP | COM | 862121100 | 875 | 26,358 | SH | DFND | 1 | 0 | 0 | 26,358 | |
STORE CAP CORP | COM | 862121100 | 444 | 13,378 | SH | SOLE | 0 | 0 | 13,378 | ||
STRYKER CORP | COM | 863667101 | 1,565 | 7,613 | SH | SOLE | 0 | 0 | 7,613 | ||
STRYKER CORP | COM | 863667101 | 3,259 | 15,852 | SH | DFND | 1 | 0 | 0 | 15,852 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 19,301 | 65,722 | SH | DFND | 1 | 0 | 0 | 65,722 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 7,340 | 24,993 | SH | SOLE | 0 | 0 | 24,993 | ||
TOTAL SYS SVCS INC | COM | 891906109 | 236 | 1,843 | SH | SOLE | 0 | 0 | 1,843 | ||
TOWNEBANK PORTSMOUTH VA | COM | 89214P109 | 221 | 8,097 | SH | DFND | 1 | 0 | 0 | 8,097 | |
UBS AG JERSEY BRH | ALERIAN INFRST | 902641646 | 12,318 | 551,620 | SH | DFND | 1 | 0 | 0 | 551,620 | |
UBS AG JERSEY BRH | ALERIAN INFRST | 902641646 | 4,545 | 203,552 | SH | SOLE | 0 | 0 | 203,552 | ||
ULTA BEAUTY INC | COM | 90384S303 | 432 | 1,245 | SH | SOLE | 0 | 0 | 1,245 | ||
ULTA BEAUTY INC | COM | 90384S303 | 834 | 2,404 | SH | DFND | 1 | 0 | 0 | 2,404 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 404 | 1,655 | SH | DFND | 1 | 0 | 0 | 1,655 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 190 | 780 | SH | SOLE | 0 | 0 | 780 | ||
VANECK VECTORS ETF TR | SHORT HIGH YIELD | 92189F387 | 277 | 11,057 | SH | SOLE | 0 | 0 | 11,057 | ||
VANGUARD ADMIRAL FDS INC | SMLCP 600 GRTH | 921932794 | 33 | 213 | SH | SOLE | 0 | 0 | 213 | ||
VANGUARD ADMIRAL FDS INC | SMLCP 600 GRTH | 921932794 | 309 | 1,973 | SH | DFND | 1 | 0 | 0 | 1,973 | |
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 106 | 1,317 | SH | DFND | 1 | 0 | 0 | 1,317 | |
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 171 | 2,120 | SH | SOLE | 0 | 0 | 2,120 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 13,948 | 334,413 | SH | SOLE | 0 | 0 | 334,413 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 43,675 | 1,047,114 | SH | DFND | 1 | 0 | 0 | 1,047,114 | |
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 3,209 | 36,720 | SH | DFND | 1 | 0 | 0 | 36,720 | |
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 646 | 7,398 | SH | SOLE | 0 | 0 | 7,398 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 559 | 10,968 | SH | SOLE | 0 | 0 | 10,968 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 764 | 14,986 | SH | DFND | 1 | 0 | 0 | 14,986 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 3,567 | 83,868 | SH | DFND | 1 | 0 | 0 | 83,868 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 3,954 | 92,960 | SH | SOLE | 0 | 0 | 92,960 | ||
VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 | 32 | 461 | SH | SOLE | 0 | 0 | 461 | ||
VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 | 171 | 2,472 | SH | DFND | 1 | 0 | 0 | 2,472 | |
VANGUARD WORLD FDS | INDUSTRIAL ETF | 92204A603 | 573 | 3,928 | SH | DFND | 1 | 0 | 0 | 3,928 | |
VANGUARD WORLD FDS | INDUSTRIAL ETF | 92204A603 | 597 | 4,094 | SH | SOLE | 0 | 0 | 4,094 | ||
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 304 | 3,141 | SH | SOLE | 0 | 0 | 3,141 | ||
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 1,130 | 11,667 | SH | DFND | 1 | 0 | 0 | 11,667 | |
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 1,099 | 9,872 | SH | DFND | 1 | 0 | 0 | 9,872 | |
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 1,025 | 9,203 | SH | SOLE | 0 | 0 | 9,203 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 1,184 | 7,933 | SH | SOLE | 0 | 0 | 7,933 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 1,745 | 11,685 | SH | DFND | 1 | 0 | 0 | 11,685 | |
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 1,605 | 8,620 | SH | DFND | 1 | 0 | 0 | 8,620 | |
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 756 | 4,062 | SH | SOLE | 0 | 0 | 4,062 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 505 | 3,871 | SH | SOLE | 0 | 0 | 3,871 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 513 | 3,929 | SH | DFND | 1 | 0 | 0 | 3,929 | |
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 501 | 3,000 | SH | DFND | 1 | 0 | 0 | 3,000 | |
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 31 | 188 | SH | SOLE | 0 | 0 | 188 | ||
VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 | 7 | 59 | SH | SOLE | 0 | 0 | 59 | ||
VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 | 359 | 3,031 | SH | DFND | 1 | 0 | 0 | 3,031 | |
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 7,443 | 45,556 | SH | DFND | 1 | 0 | 0 | 45,556 | |
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 7,973 | 48,796 | SH | SOLE | 0 | 0 | 48,796 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 8,407 | 75,793 | SH | SOLE | 0 | 0 | 75,793 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 8,227 | 74,169 | SH | DFND | 1 | 0 | 0 | 74,169 | |
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 1,184 | 7,559 | SH | DFND | 1 | 0 | 0 | 7,559 | |
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 112 | 715 | SH | SOLE | 0 | 0 | 715 | ||
VISA INC | COM CL A | 92826C839 | 21 | 120 | SH | SOLE | 0 | 0 | 120 | ||
VISA INC | COM CL A | 92826C839 | 459 | 2,646 | SH | DFND | 1 | 0 | 0 | 2,646 | |
WALMART INC | COM | 931142103 | 19,026 | 172,199 | SH | DFND | 1 | 0 | 0 | 172,199 | |
WALMART INC | COM | 931142103 | 7,235 | 65,479 | SH | SOLE | 0 | 0 | 65,479 | ||
WASTE CONNECTIONS INC | COM | 94106B101 | 451 | 4,722 | SH | SOLE | 0 | 0 | 4,722 | ||
WASTE CONNECTIONS INC | COM | 94106B101 | 910 | 9,516 | SH | DFND | 1 | 0 | 0 | 9,516 | |
WELLS FARGO CO NEW | COM | 949746101 | 207 | 4,371 | SH | DFND | 1 | 0 | 0 | 4,371 | |
WELLS FARGO CO NEW | COM | 949746101 | 14 | 287 | SH | SOLE | 0 | 0 | 287 | ||
WISDOMTREE TR | US MIDCAP DIVID | 97717W505 | 1,469 | 40,587 | SH | SOLE | 0 | 0 | 40,587 | ||
WISDOMTREE TR | US MIDCAP DIVID | 97717W505 | 6,817 | 188,317 | SH | DFND | 1 | 0 | 0 | 188,317 | |
WISDOMTREE TR | US SMALLCAP DIVD | 97717W604 | 3,454 | 127,406 | SH | DFND | 1 | 0 | 0 | 127,406 | |
WISDOMTREE TR | US SMALLCAP DIVD | 97717W604 | 939 | 34,630 | SH | SOLE | 0 | 0 | 34,630 | ||
WISDOMTREE TR | INTL EQUITY FD | 97717W703 | 12,512 | 245,284 | SH | SOLE | 0 | 0 | 245,284 | ||
WISDOMTREE TR | INTL EQUITY FD | 97717W703 | 21,185 | 415,314 | SH | DFND | 1 | 0 | 0 | 415,314 | |
WISDOMTREE TR | INTL LRGCAP DV | 97717W794 | 1,914 | 40,620 | SH | DFND | 1 | 0 | 0 | 40,620 | |
WISDOMTREE TR | INTL LRGCAP DV | 97717W794 | 799 | 16,956 | SH | SOLE | 0 | 0 | 16,956 | ||
WISDOMTREE TR | FLOATNG RAT TREA | 97717X628 | 31,556 | 1,258,717 | SH | SOLE | 0 | 0 | 1,258,717 | ||
WISDOMTREE TR | FLOATNG RAT TREA | 97717X628 | 71,905 | 2,868,165 | SH | DFND | 1 | 0 | 0 | 2,868,165 | |
INGERSOLL-RAND PLC | SHS | G47791101 | 3,193 | 25,205 | SH | DFND | 1 | 0 | 0 | 25,205 | |
INGERSOLL-RAND PLC | SHS | G47791101 | 1,585 | 12,511 | SH | SOLE | 0 | 0 | 12,511 |