The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AES CORP | COM | 00130H105 | 777 | 43,001 | SH | DFND | 1 | 0 | 0 | 43,001 | |
AES CORP | COM | 00130H105 | 443 | 24,512 | SH | SOLE | 0 | 0 | 24,512 | ||
AT&T INC | COM | 00206R102 | 38 | 1,209 | SH | SOLE | 0 | 0 | 1,209 | ||
AT&T INC | COM | 00206R102 | 181 | 5,779 | SH | DFND | 1 | 0 | 0 | 5,779 | |
ADOBE INC | COM | 00724F101 | 361 | 1,354 | SH | DFND | 1 | 0 | 0 | 1,354 | |
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 16,241 | 120,147 | SH | DFND | 1 | 0 | 0 | 120,147 | |
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 6,215 | 45,975 | SH | SOLE | 0 | 0 | 45,975 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 6,487 | 5,512 | SH | SOLE | 0 | 0 | 5,512 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 16,591 | 14,097 | SH | DFND | 1 | 0 | 0 | 14,097 | |
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 206 | 9,920 | SH | DFND | 1 | 0 | 0 | 9,920 | |
AMAZON COM INC | COM | 023135106 | 17,304 | 9,717 | SH | DFND | 1 | 0 | 0 | 9,717 | |
AMAZON COM INC | COM | 023135106 | 6,518 | 3,660 | SH | SOLE | 0 | 0 | 3,660 | ||
ANTHEM INC | COM | 036752103 | 7 | 25 | SH | SOLE | 0 | 0 | 25 | ||
ANTHEM INC | COM | 036752103 | 393 | 1,371 | SH | DFND | 1 | 0 | 0 | 1,371 | |
APPLE INC | COM | 037833100 | 18,718 | 98,542 | SH | DFND | 1 | 0 | 0 | 98,542 | |
APPLE INC | COM | 037833100 | 7,806 | 41,093 | SH | SOLE | 0 | 0 | 41,093 | ||
APPLE HOSPITALITY REIT INC | COM NEW | 03784Y200 | 1,075 | 65,977 | SH | DFND | 1 | 0 | 0 | 65,977 | |
BB&T CORP | COM | 054937107 | 346 | 7,439 | SH | DFND | 1 | 0 | 0 | 7,439 | |
BANK AMER CORP | COM | 060505104 | 122 | 4,422 | SH | DFND | 1 | 0 | 0 | 4,422 | |
BANK AMER CORP | COM | 060505104 | 137 | 4,963 | SH | SOLE | 0 | 0 | 4,963 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 55 | 275 | SH | SOLE | 0 | 0 | 275 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 336 | 1,675 | SH | DFND | 1 | 0 | 0 | 1,675 | |
BLACKROCK ENH CAP & INC FD I | COM | 09256A109 | 3,142 | 199,211 | SH | DFND | 1 | 0 | 0 | 199,211 | |
BLACKROCK ENH CAP & INC FD I | COM | 09256A109 | 603 | 38,261 | SH | SOLE | 0 | 0 | 38,261 | ||
BOEING CO | COM | 097023105 | 43 | 113 | SH | SOLE | 0 | 0 | 113 | ||
BOEING CO | COM | 097023105 | 295 | 773 | SH | DFND | 1 | 0 | 0 | 773 | |
CDW CORP | COM | 12514G108 | 822 | 8,526 | SH | DFND | 1 | 0 | 0 | 8,526 | |
CDW CORP | COM | 12514G108 | 471 | 4,883 | SH | SOLE | 0 | 0 | 4,883 | ||
CATERPILLAR INC DEL | COM | 149123101 | 241 | 1,781 | SH | SOLE | 0 | 0 | 1,781 | ||
CATERPILLAR INC DEL | COM | 149123101 | 456 | 3,368 | SH | DFND | 1 | 0 | 0 | 3,368 | |
CHEVRON CORP NEW | COM | 166764100 | 16,410 | 133,223 | SH | DFND | 1 | 0 | 0 | 133,223 | |
CHEVRON CORP NEW | COM | 166764100 | 6,273 | 50,929 | SH | SOLE | 0 | 0 | 50,929 | ||
CISCO SYS INC | COM | 17275R102 | 7,233 | 133,961 | SH | SOLE | 0 | 0 | 133,961 | ||
CISCO SYS INC | COM | 17275R102 | 18,383 | 340,497 | SH | DFND | 1 | 0 | 0 | 340,497 | |
CLEARBRIDGE MLP AND MIDSTRM | COM | 184692101 | 11,541 | 911,574 | SH | DFND | 1 | 0 | 0 | 911,574 | |
CLEARBRIDGE MLP AND MIDSTRM | COM | 184692101 | 3,676 | 290,395 | SH | SOLE | 0 | 0 | 290,395 | ||
CLEARBRIDGE ENERGY MIDSTRM O | COM | 18469P100 | 1,780 | 185,263 | SH | SOLE | 0 | 0 | 185,263 | ||
CLEARBRIDGE ENERGY MIDSTRM O | COM | 18469P100 | 5,465 | 568,684 | SH | DFND | 1 | 0 | 0 | 568,684 | |
CONOCOPHILLIPS | COM | 20825C104 | 745 | 11,166 | SH | DFND | 1 | 0 | 0 | 11,166 | |
CONOCOPHILLIPS | COM | 20825C104 | 422 | 6,321 | SH | SOLE | 0 | 0 | 6,321 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 6,396 | 57,602 | SH | SOLE | 0 | 0 | 57,602 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 16,483 | 148,451 | SH | DFND | 1 | 0 | 0 | 148,451 | |
DISCOVERY INC | COM SER A | 25470F104 | 767 | 28,403 | SH | DFND | 1 | 0 | 0 | 28,403 | |
DISCOVERY INC | COM SER A | 25470F104 | 433 | 16,030 | SH | SOLE | 0 | 0 | 16,030 | ||
EOG RES INC | COM | 26875P101 | 126 | 1,325 | SH | SOLE | 0 | 0 | 1,325 | ||
EOG RES INC | COM | 26875P101 | 275 | 2,888 | SH | DFND | 1 | 0 | 0 | 2,888 | |
EAST WEST BANCORP INC | COM | 27579R104 | 955 | 19,913 | SH | SOLE | 0 | 0 | 19,913 | ||
EPAM SYS INC | COM | 29414B104 | 477 | 2,820 | SH | SOLE | 0 | 0 | 2,820 | ||
EPAM SYS INC | COM | 29414B104 | 847 | 5,009 | SH | DFND | 1 | 0 | 0 | 5,009 | |
EXELON CORP | COM | 30161N101 | 16,905 | 337,224 | SH | DFND | 1 | 0 | 0 | 337,224 | |
EXELON CORP | COM | 30161N101 | 6,487 | 129,396 | SH | SOLE | 0 | 0 | 129,396 | ||
EXXON MOBIL CORP | COM | 30231G102 | 68 | 847 | SH | SOLE | 0 | 0 | 847 | ||
EXXON MOBIL CORP | COM | 30231G102 | 451 | 5,584 | SH | DFND | 1 | 0 | 0 | 5,584 | |
FIRST TR EXCHANGE TRADED FD | SENIOR LN FD | 33738D309 | 1,832 | 38,890 | SH | DFND | 1 | 0 | 0 | 38,890 | |
FIRST TR EXCHANGE TRADED FD | SENIOR LN FD | 33738D309 | 154 | 3,266 | SH | SOLE | 0 | 0 | 3,266 | ||
FIRST TR EXCHANGE-TRADED FD | PFD SECS INC ETF | 33739E108 | 902 | 47,316 | SH | SOLE | 0 | 0 | 47,316 | ||
FIRST TR EXCHANGE-TRADED FD | PFD SECS INC ETF | 33739E108 | 2,048 | 107,441 | SH | DFND | 1 | 0 | 0 | 107,441 | |
FIRST TR EXCH TRADED FD III | INSTL PFD SECS | 33739P855 | 1,865 | 98,101 | SH | DFND | 1 | 0 | 0 | 98,101 | |
FIRST TR EXCH TRADED FD III | INSTL PFD SECS | 33739P855 | 996 | 52,383 | SH | SOLE | 0 | 0 | 52,383 | ||
FISERV INC | COM | 337738108 | 6,489 | 73,505 | SH | SOLE | 0 | 0 | 73,505 | ||
FISERV INC | COM | 337738108 | 16,792 | 190,208 | SH | DFND | 1 | 0 | 0 | 190,208 | |
GALLAGHER ARTHUR J & CO | COM | 363576109 | 12 | 150 | SH | DFND | 1 | 0 | 0 | 150 | |
GALLAGHER ARTHUR J & CO | COM | 363576109 | 218 | 2,787 | SH | SOLE | 0 | 0 | 2,787 | ||
GARRETT MOTION INC | COM | 366505105 | 144 | 9,752 | SH | SOLE | 0 | 0 | 9,752 | ||
GARRETT MOTION INC | COM | 366505105 | 119 | 8,075 | SH | DFND | 1 | 0 | 0 | 8,075 | |
GOLDMAN SACHS ETF TR | ACTIVEBETA EME | 381430206 | 177 | 5,430 | SH | DFND | 1 | 0 | 0 | 5,430 | |
GOLDMAN SACHS ETF TR | ACTIVEBETA EME | 381430206 | 219 | 6,727 | SH | SOLE | 0 | 0 | 6,727 | ||
GOLDMAN SACHS ETF TR | EQUITY ETF | 381430503 | 24,321 | 427,962 | SH | SOLE | 0 | 0 | 427,962 | ||
GOLDMAN SACHS ETF TR | EQUITY ETF | 381430503 | 68,750 | 1,209,751 | SH | DFND | 1 | 0 | 0 | 1,209,751 | |
HOME DEPOT INC | COM | 437076102 | 218 | 1,137 | SH | DFND | 1 | 0 | 0 | 1,137 | |
HOME DEPOT INC | COM | 437076102 | 47 | 244 | SH | SOLE | 0 | 0 | 244 | ||
HONEYWELL INTL INC | COM | 438516106 | 6,764 | 42,561 | SH | SOLE | 0 | 0 | 42,561 | ||
HONEYWELL INTL INC | COM | 438516106 | 17,737 | 111,612 | SH | DFND | 1 | 0 | 0 | 111,612 | |
INCYTE CORP | COM | 45337C102 | 732 | 8,508 | SH | DFND | 1 | 0 | 0 | 8,508 | |
INCYTE CORP | COM | 45337C102 | 425 | 4,937 | SH | SOLE | 0 | 0 | 4,937 | ||
INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | 6,478 | 85,086 | SH | SOLE | 0 | 0 | 85,086 | ||
INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | 16,580 | 217,756 | SH | DFND | 1 | 0 | 0 | 217,756 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 276 | 1,958 | SH | DFND | 1 | 0 | 0 | 1,958 | |
INVESCO EXCHANGE TRADED FD T | S&P SML600 GWT | 46137V175 | 610 | 5,391 | SH | DFND | 1 | 0 | 0 | 5,391 | |
INVESCO EXCHANGE TRADED FD T | S&P SML600 GWT | 46137V175 | 318 | 2,806 | SH | SOLE | 0 | 0 | 2,806 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 PUR GWT | 46137V266 | 26,389 | 228,045 | SH | SOLE | 0 | 0 | 228,045 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 PUR GWT | 46137V266 | 80,856 | 698,719 | SH | DFND | 1 | 0 | 0 | 698,719 | |
INVESCO EXCHANGE TRADED FD T | RUSSEL 200 GWT | 46137V431 | 211 | 3,946 | SH | DFND | 1 | 0 | 0 | 3,946 | |
INVESCO EXCHANGE TRADED FD T | RUSSEL 200 GWT | 46137V431 | 21 | 393 | SH | SOLE | 0 | 0 | 393 | ||
INVESCO EXCHANGE TRADED FD T | INTL DIVI ACHI | 46137V548 | 171 | 10,748 | SH | SOLE | 0 | 0 | 10,748 | ||
INVESCO EXCHANGE TRADED FD T | INTL DIVI ACHI | 46137V548 | 901 | 56,721 | SH | DFND | 1 | 0 | 0 | 56,721 | |
INVESCO EXCHNG TRADED FD TR | FTSE RAFI DEV | 46138E743 | 813 | 20,054 | SH | DFND | 1 | 0 | 0 | 20,054 | |
INVESCO EXCHNG TRADED FD TR | FTSE RAFI DEV | 46138E743 | 631 | 15,562 | SH | SOLE | 0 | 0 | 15,562 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2020 HY | 46138J601 | 9,306 | 386,457 | SH | SOLE | 0 | 0 | 386,457 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2020 HY | 46138J601 | 24,461 | 1,015,811 | SH | DFND | 1 | 0 | 0 | 1,015,811 | |
ISHARES GOLD TRUST | ISHARES | 464285105 | 192 | 15,513 | SH | SOLE | 0 | 0 | 15,513 | ||
ISHARES INC | EM MKTS DIV ETF | 464286319 | 2,033 | 50,569 | SH | SOLE | 0 | 0 | 50,569 | ||
ISHARES INC | EM MKTS DIV ETF | 464286319 | 7,857 | 195,400 | SH | DFND | 1 | 0 | 0 | 195,400 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 1,017 | 3,575 | SH | DFND | 1 | 0 | 0 | 3,575 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 123 | 432 | SH | SOLE | 0 | 0 | 432 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 68 | 1,587 | SH | SOLE | 0 | 0 | 1,587 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 405 | 9,438 | SH | DFND | 1 | 0 | 0 | 9,438 | |
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 2,897 | 16,806 | SH | DFND | 1 | 0 | 0 | 16,806 | |
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 1,939 | 11,249 | SH | SOLE | 0 | 0 | 11,249 | ||
ISHARES TR | S&P 500 VAL ETF | 464287408 | 1,654 | 14,670 | SH | SOLE | 0 | 0 | 14,670 | ||
ISHARES TR | S&P 500 VAL ETF | 464287408 | 1,516 | 13,451 | SH | DFND | 1 | 0 | 0 | 13,451 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 189 | 2,909 | SH | DFND | 1 | 0 | 0 | 2,909 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 76 | 1,171 | SH | SOLE | 0 | 0 | 1,171 | ||
ISHARES TR | EXPND TEC SC ETF | 464287549 | 11,503 | 55,785 | SH | SOLE | 0 | 0 | 55,785 | ||
ISHARES TR | EXPND TEC SC ETF | 464287549 | 28,282 | 137,150 | SH | DFND | 1 | 0 | 0 | 137,150 | |
ISHARES TR | S&P MC 400GR ETF | 464287606 | 830 | 3,788 | SH | DFND | 1 | 0 | 0 | 3,788 | |
ISHARES TR | S&P MC 400GR ETF | 464287606 | 868 | 3,962 | SH | SOLE | 0 | 0 | 3,962 | ||
ISHARES TR | S&P MC 400VL ETF | 464287705 | 865 | 5,512 | SH | SOLE | 0 | 0 | 5,512 | ||
ISHARES TR | S&P MC 400VL ETF | 464287705 | 813 | 5,180 | SH | DFND | 1 | 0 | 0 | 5,180 | |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 1,714 | 22,222 | SH | DFND | 1 | 0 | 0 | 22,222 | |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 157 | 2,038 | SH | SOLE | 0 | 0 | 2,038 | ||
ISHARES TR | SP SMCP600VL ETF | 464287879 | 517 | 3,502 | SH | SOLE | 0 | 0 | 3,502 | ||
ISHARES TR | SP SMCP600VL ETF | 464287879 | 552 | 3,738 | SH | DFND | 1 | 0 | 0 | 3,738 | |
ISHARES TR | S&P SML 600 GWT | 464287887 | 3,207 | 17,971 | SH | DFND | 1 | 0 | 0 | 17,971 | |
ISHARES TR | S&P SML 600 GWT | 464287887 | 1,130 | 6,330 | SH | SOLE | 0 | 0 | 6,330 | ||
ISHARES TR | INTL SEL DIV ETF | 464288448 | 2,849 | 92,325 | SH | SOLE | 0 | 0 | 92,325 | ||
ISHARES TR | INTL SEL DIV ETF | 464288448 | 11,009 | 356,736 | SH | DFND | 1 | 0 | 0 | 356,736 | |
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 375 | 7,373 | SH | DFND | 1 | 0 | 0 | 7,373 | |
ISHARES TR | MIN VOL USA ETF | 46429B697 | 30,716 | 522,387 | SH | DFND | 1 | 0 | 0 | 522,387 | |
ISHARES TR | MIN VOL USA ETF | 46429B697 | 11,970 | 203,574 | SH | SOLE | 0 | 0 | 203,574 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 938 | 15,435 | SH | SOLE | 0 | 0 | 15,435 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 2,184 | 35,939 | SH | DFND | 1 | 0 | 0 | 35,939 | |
ISHARES TR | IBONDS SEP2020 | 46434V571 | 213 | 8,355 | SH | DFND | 1 | 0 | 0 | 8,355 | |
ISHARES TR | IBONDS SEP2020 | 46434V571 | 48 | 1,869 | SH | SOLE | 0 | 0 | 1,869 | ||
ISHARES TR | IBONDS DEC2023 | 46435G318 | 1,043 | 40,949 | SH | SOLE | 0 | 0 | 40,949 | ||
ISHARES TR | IBONDS DEC2023 | 46435G318 | 4,446 | 174,585 | SH | DFND | 1 | 0 | 0 | 174,585 | |
ISHARES TR | CORE MSCI INTL | 46435G326 | 4,116 | 76,003 | SH | DFND | 1 | 0 | 0 | 76,003 | |
ISHARES TR | CORE MSCI INTL | 46435G326 | 3,622 | 66,888 | SH | SOLE | 0 | 0 | 66,888 | ||
ISHARES TR | ESG MSCI USA ETF | 46435G425 | 152 | 2,441 | SH | SOLE | 0 | 0 | 2,441 | ||
ISHARES TR | ESG MSCI USA ETF | 46435G425 | 113 | 1,811 | SH | DFND | 1 | 0 | 0 | 1,811 | |
ISHARES TR | IBONDS DEC | 46435U697 | 1,042 | 40,140 | SH | DFND | 1 | 0 | 0 | 40,140 | |
ISHARES TR | IBONDS DEC | 46435U697 | 241 | 9,279 | SH | SOLE | 0 | 0 | 9,279 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 1,435 | 14,176 | SH | SOLE | 0 | 0 | 14,176 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 2,961 | 29,254 | SH | DFND | 1 | 0 | 0 | 29,254 | |
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 5,825 | 228,348 | SH | DFND | 1 | 0 | 0 | 228,348 | |
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 1,495 | 58,613 | SH | SOLE | 0 | 0 | 58,613 | ||
JACOBS ENGR GROUP INC | COM | 469814107 | 499 | 6,643 | SH | SOLE | 0 | 0 | 6,643 | ||
JACOBS ENGR GROUP INC | COM | 469814107 | 871 | 11,584 | SH | DFND | 1 | 0 | 0 | 11,584 | |
JOHN HANCOCK ETF TRUST | MULTIFACTOR MI | 47804J206 | 1,085 | 30,874 | SH | DFND | 1 | 0 | 0 | 30,874 | |
JOHN HANCOCK ETF TRUST | MULTIFACTOR MI | 47804J206 | 482 | 13,713 | SH | SOLE | 0 | 0 | 13,713 | ||
JOHN HANCOCK ETF TRUST | MULTI INTL ETF | 47804J859 | 238 | 8,470 | SH | SOLE | 0 | 0 | 8,470 | ||
JOHN HANCOCK ETF TRUST | MULTI INTL ETF | 47804J859 | 229 | 8,164 | SH | DFND | 1 | 0 | 0 | 8,164 | |
JOHNSON & JOHNSON | COM | 478160104 | 319 | 2,279 | SH | DFND | 1 | 0 | 0 | 2,279 | |
JOHNSON & JOHNSON | COM | 478160104 | 29 | 210 | SH | SOLE | 0 | 0 | 210 | ||
KAYNE ANDERSN MLP MIDS INVT | COM | 486606106 | 5,067 | 316,068 | SH | SOLE | 0 | 0 | 316,068 | ||
KAYNE ANDERSN MLP MIDS INVT | COM | 486606106 | 8,035 | 501,247 | SH | DFND | 1 | 0 | 0 | 501,247 | |
LPL FINL HLDGS INC | COM | 50212V100 | 709 | 10,178 | SH | DFND | 1 | 0 | 0 | 10,178 | |
LPL FINL HLDGS INC | COM | 50212V100 | 413 | 5,936 | SH | SOLE | 0 | 0 | 5,936 | ||
MASTERCARD INC | CL A | 57636Q104 | 7,053 | 29,957 | SH | SOLE | 0 | 0 | 29,957 | ||
MASTERCARD INC | CL A | 57636Q104 | 18,246 | 77,492 | SH | DFND | 1 | 0 | 0 | 77,492 | |
MCDONALDS CORP | COM | 580135101 | 16,330 | 85,992 | SH | DFND | 1 | 0 | 0 | 85,992 | |
MCDONALDS CORP | COM | 580135101 | 6,358 | 33,483 | SH | SOLE | 0 | 0 | 33,483 | ||
MICROSOFT CORP | COM | 594918104 | 1,963 | 16,646 | SH | SOLE | 0 | 0 | 16,646 | ||
MICROSOFT CORP | COM | 594918104 | 3,452 | 29,267 | SH | DFND | 1 | 0 | 0 | 29,267 | |
NEXTERA ENERGY INC | COM | 65339F101 | 2,818 | 14,574 | SH | DFND | 1 | 0 | 0 | 14,574 | |
NEXTERA ENERGY INC | COM | 65339F101 | 1,516 | 7,842 | SH | SOLE | 0 | 0 | 7,842 | ||
NIKE INC | CL B | 654106103 | 1,473 | 17,490 | SH | SOLE | 0 | 0 | 17,490 | ||
NIKE INC | CL B | 654106103 | 2,721 | 32,317 | SH | DFND | 1 | 0 | 0 | 32,317 | |
PNC FINL SVCS GROUP INC | COM | 693475105 | 194 | 1,582 | SH | DFND | 1 | 0 | 0 | 1,582 | |
PNC FINL SVCS GROUP INC | COM | 693475105 | 25 | 200 | SH | SOLE | 0 | 0 | 200 | ||
PFIZER INC | COM | 717081103 | 12 | 273 | SH | SOLE | 0 | 0 | 273 | ||
PFIZER INC | COM | 717081103 | 213 | 5,011 | SH | DFND | 1 | 0 | 0 | 5,011 | |
PIMCO ETF TR | ENHNCD LW DUR AC | 72201R718 | 1,378 | 13,812 | SH | DFND | 1 | 0 | 0 | 13,812 | |
PIMCO ETF TR | ENHNCD LW DUR AC | 72201R718 | 107 | 1,075 | SH | SOLE | 0 | 0 | 1,075 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 421 | 4,142 | SH | SOLE | 0 | 0 | 4,142 | ||
PIMCO ETF TR | INTER MUN BD ACT | 72201R866 | 232 | 4,305 | SH | DFND | 1 | 0 | 0 | 4,305 | |
POST HLDGS INC | COM | 737446104 | 862 | 7,877 | SH | DFND | 1 | 0 | 0 | 7,877 | |
POST HLDGS INC | COM | 737446104 | 491 | 4,489 | SH | SOLE | 0 | 0 | 4,489 | ||
PROLOGIS INC | COM | 74340W103 | 6,804 | 94,564 | SH | SOLE | 0 | 0 | 94,564 | ||
PROLOGIS INC | COM | 74340W103 | 17,588 | 244,454 | SH | DFND | 1 | 0 | 0 | 244,454 | |
RAYTHEON CO | COM NEW | 755111507 | 80 | 441 | SH | DFND | 1 | 0 | 0 | 441 | |
RAYTHEON CO | COM NEW | 755111507 | 124 | 680 | SH | SOLE | 0 | 0 | 680 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 25 | 87 | SH | SOLE | 0 | 0 | 87 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 900 | 3,185 | SH | DFND | 1 | 0 | 0 | 3,185 | |
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | 11,432 | 319,690 | SH | DFND | 1 | 0 | 0 | 319,690 | |
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | 7,719 | 215,860 | SH | SOLE | 0 | 0 | 215,860 | ||
SPDR INDEX SHS FDS | S&P EM MKT DIV | 78463X533 | 508 | 16,057 | SH | SOLE | 0 | 0 | 16,057 | ||
SPDR INDEX SHS FDS | S&P EM MKT DIV | 78463X533 | 1,412 | 44,625 | SH | DFND | 1 | 0 | 0 | 44,625 | |
SPDR INDEX SHS FDS | S&P INTL ETF | 78463X772 | 748 | 19,680 | SH | DFND | 1 | 0 | 0 | 19,680 | |
SPDR INDEX SHS FDS | S&P INTL ETF | 78463X772 | 546 | 14,359 | SH | SOLE | 0 | 0 | 14,359 | ||
SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | 6,184 | 211,693 | SH | SOLE | 0 | 0 | 211,693 | ||
SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | 18,117 | 620,229 | SH | DFND | 1 | 0 | 0 | 620,229 | |
SPDR SERIES TRUST | S&P 600 SMCP GRW | 78464A201 | 10,114 | 169,411 | SH | DFND | 1 | 0 | 0 | 169,411 | |
SPDR SERIES TRUST | S&P 600 SMCP GRW | 78464A201 | 3,928 | 65,792 | SH | SOLE | 0 | 0 | 65,792 | ||
SPDR SERIES TRUST | S&P 600 SMCP VAL | 78464A300 | 1,658 | 27,496 | SH | SOLE | 0 | 0 | 27,496 | ||
SPDR SERIES TRUST | S&P 600 SMCP VAL | 78464A300 | 1,904 | 31,581 | SH | DFND | 1 | 0 | 0 | 31,581 | |
SPDR SERIES TRUST | AEROSPACE DEF | 78464A631 | 724 | 7,884 | SH | DFND | 1 | 0 | 0 | 7,884 | |
SPDR SERIES TRUST | PORTFOLIO AGRGTE | 78464A649 | 1,576 | 55,208 | SH | DFND | 1 | 0 | 0 | 55,208 | |
SPDR SERIES TRUST | PORTFOLIO AGRGTE | 78464A649 | 127 | 4,450 | SH | SOLE | 0 | 0 | 4,450 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 565 | 5,684 | SH | SOLE | 0 | 0 | 5,684 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 1,110 | 11,161 | SH | DFND | 1 | 0 | 0 | 11,161 | |
SPDR SERIES TRUST | S&P 400 MDCP GRW | 78464A821 | 1,614 | 30,715 | SH | DFND | 1 | 0 | 0 | 30,715 | |
SPDR SERIES TRUST | S&P 400 MDCP GRW | 78464A821 | 1,966 | 37,405 | SH | SOLE | 0 | 0 | 37,405 | ||
SPDR SERIES TRUST | S&P 400 MDCP VAL | 78464A839 | 2,118 | 42,046 | SH | SOLE | 0 | 0 | 42,046 | ||
SPDR SERIES TRUST | S&P 400 MDCP VAL | 78464A839 | 2,365 | 46,945 | SH | DFND | 1 | 0 | 0 | 46,945 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 247 | 2,733 | SH | DFND | 1 | 0 | 0 | 2,733 | |
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | 4,026 | 83,270 | SH | DFND | 1 | 0 | 0 | 83,270 | |
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | 478 | 9,888 | SH | SOLE | 0 | 0 | 9,888 | ||
SPDR SER TR | BLOMBERG BRC INV | 78468R200 | 505 | 16,463 | SH | SOLE | 0 | 0 | 16,463 | ||
SPDR SER TR | BLOMBERG BRC INV | 78468R200 | 102 | 3,311 | SH | DFND | 1 | 0 | 0 | 3,311 | |
SPDR SER TR | MSCI USA STRTGIC | 78468R812 | 1,928 | 23,183 | SH | DFND | 1 | 0 | 0 | 23,183 | |
SPDR SER TR | MSCI USA STRTGIC | 78468R812 | 920 | 11,070 | SH | SOLE | 0 | 0 | 11,070 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 115 | 1,694 | SH | SOLE | 0 | 0 | 1,694 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 140 | 2,065 | SH | DFND | 1 | 0 | 0 | 2,065 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 31,309 | 341,246 | SH | DFND | 1 | 0 | 0 | 341,246 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 11,788 | 128,475 | SH | SOLE | 0 | 0 | 128,475 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 10,527 | 140,299 | SH | SOLE | 0 | 0 | 140,299 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 27,452 | 365,880 | SH | DFND | 1 | 0 | 0 | 365,880 | |
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 884 | 11,950 | SH | DFND | 1 | 0 | 0 | 11,950 | |
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 54 | 734 | SH | SOLE | 0 | 0 | 734 | ||
SELECT SECTOR SPDR TR | RL EST SEL SEC | 81369Y860 | 313 | 8,644 | SH | DFND | 1 | 0 | 0 | 8,644 | |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 258 | 4,429 | SH | DFND | 1 | 0 | 0 | 4,429 | |
SEMTECH CORP | COM | 816850101 | 741 | 14,546 | SH | DFND | 1 | 0 | 0 | 14,546 | |
SEMTECH CORP | COM | 816850101 | 426 | 8,358 | SH | SOLE | 0 | 0 | 8,358 | ||
STORE CAP CORP | COM | 862121100 | 472 | 14,085 | SH | SOLE | 0 | 0 | 14,085 | ||
STORE CAP CORP | COM | 862121100 | 832 | 24,830 | SH | DFND | 1 | 0 | 0 | 24,830 | |
STRYKER CORP | COM | 863667101 | 2,946 | 14,912 | SH | DFND | 1 | 0 | 0 | 14,912 | |
STRYKER CORP | COM | 863667101 | 1,571 | 7,956 | SH | SOLE | 0 | 0 | 7,956 | ||
SYNEOS HEALTH INC | CL A | 87166B102 | 505 | 9,747 | SH | SOLE | 0 | 0 | 9,747 | ||
SYNEOS HEALTH INC | CL A | 87166B102 | 897 | 17,327 | SH | DFND | 1 | 0 | 0 | 17,327 | |
SYSCO CORP | COM | 871829107 | 196 | 2,939 | SH | DFND | 1 | 0 | 0 | 2,939 | |
SYSCO CORP | COM | 871829107 | 115 | 1,718 | SH | SOLE | 0 | 0 | 1,718 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 7,123 | 26,025 | SH | SOLE | 0 | 0 | 26,025 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 18,321 | 66,932 | SH | DFND | 1 | 0 | 0 | 66,932 | |
TOWNEBANK PORTSMOUTH VA | COM | 89214P109 | 200 | 8,097 | SH | DFND | 1 | 0 | 0 | 8,097 | |
UBS AG JERSEY BRH | ALERIAN INFRST | 902641646 | 13,718 | 603,772 | SH | DFND | 1 | 0 | 0 | 603,772 | |
UBS AG JERSEY BRH | ALERIAN INFRST | 902641646 | 4,853 | 213,583 | SH | SOLE | 0 | 0 | 213,583 | ||
ULTA BEAUTY INC | COM | 90384S303 | 510 | 1,463 | SH | SOLE | 0 | 0 | 1,463 | ||
ULTA BEAUTY INC | COM | 90384S303 | 867 | 2,487 | SH | DFND | 1 | 0 | 0 | 2,487 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 635 | 2,570 | SH | DFND | 1 | 0 | 0 | 2,570 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 306 | 1,237 | SH | SOLE | 0 | 0 | 1,237 | ||
VANGUARD ADMIRAL FDS INC | SMLCP 600 GRTH | 921932794 | 36 | 233 | SH | SOLE | 0 | 0 | 233 | ||
VANGUARD ADMIRAL FDS INC | SMLCP 600 GRTH | 921932794 | 306 | 1,995 | SH | DFND | 1 | 0 | 0 | 1,995 | |
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 113 | 1,416 | SH | DFND | 1 | 0 | 0 | 1,416 | |
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 197 | 2,470 | SH | SOLE | 0 | 0 | 2,470 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 14,006 | 342,698 | SH | SOLE | 0 | 0 | 342,698 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 43,332 | 1,060,235 | SH | DFND | 1 | 0 | 0 | 1,060,235 | |
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 3,126 | 36,496 | SH | DFND | 1 | 0 | 0 | 36,496 | |
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 639 | 7,458 | SH | SOLE | 0 | 0 | 7,458 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 557 | 11,114 | SH | SOLE | 0 | 0 | 11,114 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 441 | 8,803 | SH | DFND | 1 | 0 | 0 | 8,803 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 4,200 | 98,829 | SH | DFND | 1 | 0 | 0 | 98,829 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 3,731 | 87,784 | SH | SOLE | 0 | 0 | 87,784 | ||
VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 | 82 | 1,278 | SH | SOLE | 0 | 0 | 1,278 | ||
VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 | 307 | 4,752 | SH | DFND | 1 | 0 | 0 | 4,752 | |
VANGUARD WORLD FDS | INDUSTRIAL ETF | 92204A603 | 547 | 3,913 | SH | DFND | 1 | 0 | 0 | 3,913 | |
VANGUARD WORLD FDS | INDUSTRIAL ETF | 92204A603 | 606 | 4,333 | SH | SOLE | 0 | 0 | 4,333 | ||
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 328 | 3,579 | SH | SOLE | 0 | 0 | 3,579 | ||
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 1,035 | 11,307 | SH | DFND | 1 | 0 | 0 | 11,307 | |
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 1,074 | 9,958 | SH | DFND | 1 | 0 | 0 | 9,958 | |
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 801 | 7,428 | SH | SOLE | 0 | 0 | 7,428 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 1,067 | 7,476 | SH | SOLE | 0 | 0 | 7,476 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 1,714 | 12,005 | SH | DFND | 1 | 0 | 0 | 12,005 | |
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 1,570 | 8,733 | SH | DFND | 1 | 0 | 0 | 8,733 | |
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 619 | 3,443 | SH | SOLE | 0 | 0 | 3,443 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 386 | 2,995 | SH | SOLE | 0 | 0 | 2,995 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 504 | 3,915 | SH | DFND | 1 | 0 | 0 | 3,915 | |
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 482 | 3,000 | SH | DFND | 1 | 0 | 0 | 3,000 | |
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 30 | 184 | SH | SOLE | 0 | 0 | 184 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 617 | 4,750 | SH | DFND | 1 | 0 | 0 | 4,750 | |
VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 | 350 | 3,031 | SH | DFND | 1 | 0 | 0 | 3,031 | |
VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 | 46 | 399 | SH | SOLE | 0 | 0 | 399 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 6,991 | 44,693 | SH | SOLE | 0 | 0 | 44,693 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 7,287 | 46,587 | SH | DFND | 1 | 0 | 0 | 46,587 | |
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 8,102 | 75,280 | SH | DFND | 1 | 0 | 0 | 75,280 | |
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 7,531 | 69,974 | SH | SOLE | 0 | 0 | 69,974 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 119 | 778 | SH | SOLE | 0 | 0 | 778 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 1,215 | 7,951 | SH | DFND | 1 | 0 | 0 | 7,951 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 206 | 3,485 | SH | DFND | 1 | 0 | 0 | 3,485 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 82 | 1,395 | SH | SOLE | 0 | 0 | 1,395 | ||
VISA INC | COM CL A | 92826C839 | 19 | 120 | SH | SOLE | 0 | 0 | 120 | ||
VISA INC | COM CL A | 92826C839 | 422 | 2,701 | SH | DFND | 1 | 0 | 0 | 2,701 | |
WALMART INC | COM | 931142103 | 16,368 | 167,828 | SH | DFND | 1 | 0 | 0 | 167,828 | |
WALMART INC | COM | 931142103 | 6,394 | 65,562 | SH | SOLE | 0 | 0 | 65,562 | ||
WASTE CONNECTIONS INC | COM | 94106B101 | 486 | 5,482 | SH | SOLE | 0 | 0 | 5,482 | ||
WASTE CONNECTIONS INC | COM | 94106B101 | 863 | 9,743 | SH | DFND | 1 | 0 | 0 | 9,743 | |
WELLS FARGO CO NEW | COM | 949746101 | 211 | 4,371 | SH | DFND | 1 | 0 | 0 | 4,371 | |
WELLS FARGO CO NEW | COM | 949746101 | 38 | 787 | SH | SOLE | 0 | 0 | 787 | ||
WISDOMTREE TR | US MIDCAP DIVID | 97717W505 | 1,427 | 39,866 | SH | SOLE | 0 | 0 | 39,866 | ||
WISDOMTREE TR | US MIDCAP DIVID | 97717W505 | 6,692 | 186,975 | SH | DFND | 1 | 0 | 0 | 186,975 | |
WISDOMTREE TR | US SMALLCAP DIVD | 97717W604 | 3,332 | 121,005 | SH | DFND | 1 | 0 | 0 | 121,005 | |
WISDOMTREE TR | US SMALLCAP DIVD | 97717W604 | 907 | 32,949 | SH | SOLE | 0 | 0 | 32,949 | ||
WISDOMTREE TR | INTL EQUITY FD | 97717W703 | 11,624 | 229,593 | SH | SOLE | 0 | 0 | 229,593 | ||
WISDOMTREE TR | INTL EQUITY FD | 97717W703 | 21,135 | 417,431 | SH | DFND | 1 | 0 | 0 | 417,431 | |
WISDOMTREE TR | INTL LRGCAP DV | 97717W794 | 1,889 | 40,737 | SH | DFND | 1 | 0 | 0 | 40,737 | |
WISDOMTREE TR | INTL LRGCAP DV | 97717W794 | 814 | 17,548 | SH | SOLE | 0 | 0 | 17,548 | ||
WISDOMTREE TR | FLOATNG RAT TREA | 97717X628 | 30,057 | 1,198,444 | SH | SOLE | 0 | 0 | 1,198,444 | ||
WISDOMTREE TR | FLOATNG RAT TREA | 97717X628 | 68,376 | 2,726,296 | SH | DFND | 1 | 0 | 0 | 2,726,296 | |
INGERSOLL-RAND PLC | SHS | G47791101 | 2,499 | 23,148 | SH | DFND | 1 | 0 | 0 | 23,148 | |
INGERSOLL-RAND PLC | SHS | G47791101 | 1,443 | 13,371 | SH | SOLE | 0 | 0 | 13,371 |