The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Abbott Laboratories | Common | 002824100 | 341 | 7,363 | SH | SOLE | 7,363 | 0 | 0 | ||
Abbvie Inc | Common | 00287Y109 | 348 | 5,942 | SH | SOLE | 5,942 | 0 | 0 | ||
Activis PLC | Common | G0083B108 | 237 | 795 | SH | SOLE | 795 | 0 | 0 | ||
Air Industries Group Inc | Common | 00912N205 | 456 | 44,966 | SH | SOLE | 44,966 | 0 | 0 | ||
Altria Group Inc | Common | 02209S103 | 491 | 9,808 | SH | SOLE | 9,808 | 0 | 0 | ||
American International Group | Common | 026874784 | 14,469 | 264,074 | SH | SOLE | 264,074 | 0 | 0 | ||
American River Bankshares | Common | 029326105 | 1,444 | 152,522 | SH | SOLE | 152,522 | 0 | 0 | ||
Anadarko Petroleum Corp | Common | 032511107 | 353 | 4,268 | SH | SOLE | 4,268 | 0 | 0 | ||
Anthem Inc. | Common | 036752103 | 16,150 | 104,594 | SH | SOLE | 104,594 | 0 | 0 | ||
Ares Capital Corp. | Conv Bond | 04010LAB9 | 2,373 | 2,300,000 | PRN | SOLE | 2,300,000 | 0 | 0 | ||
AT&T Inc | Common | 00206R102 | 322 | 9,858 | SH | SOLE | 9,858 | 0 | 0 | ||
Bank of New York Mellon | Common | 064058100 | 332 | 8,255 | SH | SOLE | 8,255 | 0 | 0 | ||
Barrick Gold Corp | Common | 067901108 | 158 | 14,373 | SH | SOLE | 14,373 | 0 | 0 | ||
Berkshire Hathaway Inc Cl-B | Common | 084670702 | 18,218 | 126,233 | SH | SOLE | 126,233 | 0 | 0 | ||
Boeing Co | Common | 097023105 | 316 | 2,103 | SH | SOLE | 2,103 | 0 | 0 | ||
Bridgeline Digital Inc - Reg D | Common | 10807Q205 | 155 | 315,789 | SH | SOLE | 315,789 | 0 | 0 | ||
Bristol-Myers Squibb Co | Common | 110122108 | 447 | 6,925 | SH | SOLE | 6,925 | 0 | 0 | ||
Capital One Financial Corp. | Warrant | 14040H139 | 498 | 13,440 | SH | SOLE | 13,440 | 0 | 0 | ||
CenturyLink, Inc. | Common | 156700106 | 285 | 8,261 | SH | SOLE | 8,261 | 0 | 0 | ||
Chevron Corp | Common | 166764100 | 398 | 3,793 | SH | SOLE | 3,793 | 0 | 0 | ||
Cintas Corp | Common | 172908105 | 238 | 2,912 | SH | SOLE | 2,912 | 0 | 0 | ||
Cisco Systems Inc | Common | 17275R102 | 11,879 | 431,555 | SH | SOLE | 431,555 | 0 | 0 | ||
Citigroup Inc | Common | 172967424 | 8,812 | 171,038 | SH | SOLE | 171,038 | 0 | 0 | ||
Coca-Cola Co | Common | 191216100 | 342 | 8,436 | SH | SOLE | 8,436 | 0 | 0 | ||
Consol Energy Inc | Common | 20854P109 | 4,815 | 172,649 | SH | SOLE | 172,649 | 0 | 0 | ||
Danaher Corp | Common | 235851102 | 12,029 | 141,685 | SH | SOLE | 141,685 | 0 | 0 | ||
Dean Foods Company | Common | 242370203 | 342 | 20,664 | SH | SOLE | 20,664 | 0 | 0 | ||
Eli Lilly & Co | Common | 532457108 | 310 | 4,261 | SH | SOLE | 4,261 | 0 | 0 | ||
Emerson Electric Co | Common | 291011104 | 253 | 4,476 | SH | SOLE | 4,476 | 0 | 0 | ||
Exxon Mobil Corp | Common | 30231G102 | 604 | 7,109 | SH | SOLE | 7,109 | 0 | 0 | ||
Fair Isaac & Co | Common | 303250104 | 2,769 | 31,209 | SH | SOLE | 31,209 | 0 | 0 | ||
First Financial Bancorp Warrants | Warrant | 320209117 | 436 | 72,720 | SH | SOLE | 72,720 | 0 | 0 | ||
Fiserv Inc Wisconsin | Common | 337738108 | 241 | 3,036 | SH | SOLE | 3,036 | 0 | 0 | ||
General Electric Co | Common | 369604103 | 557 | 22,457 | SH | SOLE | 22,457 | 0 | 0 | ||
Genworth Financial Inc Cl-A | Common | 37247d106 | 100 | 13,618 | SH | SOLE | 13,618 | 0 | 0 | ||
Goldcorp Inc. | Common | 380956409 | 190 | 10,475 | SH | SOLE | 10,475 | 0 | 0 | ||
Goldman Sachs Group Inc | Common | 38141G104 | 9,477 | 50,417 | SH | SOLE | 50,417 | 0 | 0 | ||
Google Inc - Cl A | Common | 38259P508 | 3,572 | 6,439 | SH | SOLE | 6,439 | 0 | 0 | ||
Google Inc - Cl C Non-Voting | Common | 38259P706 | 3,043 | 5,553 | SH | SOLE | 5,553 | 0 | 0 | ||
Hartford Financial Service Group Warrants | Warrant | 416515120 | 7,820 | 229,863 | SH | SOLE | 229,863 | 0 | 0 | ||
Hewlett Packard Co | Common | 428236103 | 7,002 | 224,719 | SH | SOLE | 224,719 | 0 | 0 | ||
Hornbeck Offshore Services | Conv Bond | 440543AN6 | 1,929 | 2,400,000 | PRN | SOLE | 2,400,000 | 0 | 0 | ||
Illinois Tool Works Inc | Common | 452308109 | 11,130 | 114,582 | SH | SOLE | 114,582 | 0 | 0 | ||
iShares Barclays 1-3 Year Cr | ETF | 464288646 | 8,588 | 81,378 | SH | SOLE | 81,378 | 0 | 0 | ||
Jefferies Group - Putable at 100 | Conv Bond | 472319AG7 | 2,062 | 2,040,000 | PRN | SOLE | 2,040,000 | 0 | 0 | ||
Johnson & Johnson | Common | 478160104 | 14,772 | 146,844 | SH | SOLE | 146,844 | 0 | 0 | ||
Kohl's Corp | Common | 500255104 | 18,465 | 235,970 | SH | SOLE | 235,970 | 0 | 0 | ||
Kroger Co | Common | 501044101 | 13,823 | 180,310 | SH | SOLE | 180,310 | 0 | 0 | ||
Leucadia National Corp | Common | 527288104 | 9,910 | 444,584 | SH | SOLE | 444,584 | 0 | 0 | ||
Lincoln National Corp Warrants | Warrant | 534187117 | 817 | 16,540 | SH | SOLE | 16,540 | 0 | 0 | ||
Loews Corp. | Common | 540424108 | 10,325 | 252,888 | SH | SOLE | 252,888 | 0 | 0 | ||
Mednax Inc | Common | 58502B106 | 401 | 5,531 | SH | SOLE | 5,531 | 0 | 0 | ||
Merck & Co Inc | Common | 58933Y105 | 205 | 3,569 | SH | SOLE | 3,569 | 0 | 0 | ||
Microsoft Corp | Common | 594918104 | 9,376 | 230,619 | SH | SOLE | 230,619 | 0 | 0 | ||
National Presto Industries | Common | 637215104 | 8,515 | 134,329 | SH | SOLE | 134,329 | 0 | 0 | ||
Newmont Mining Corp | Common | 651639106 | 374 | 17,207 | SH | SOLE | 17,207 | 0 | 0 | ||
Park National Corp | Common | 700658107 | 1,953 | 22,823 | SH | SOLE | 22,823 | 0 | 0 | ||
Paychex Inc | Common | 704326107 | 423 | 8,516 | SH | SOLE | 8,516 | 0 | 0 | ||
Pepsico Inc | Common | 713448108 | 243 | 2,542 | SH | SOLE | 2,542 | 0 | 0 | ||
Petroleo Brasileiro S.A | Common | 71654V408 | 71 | 11,757 | SH | SOLE | 11,757 | 0 | 0 | ||
Procter & Gamble Co | Common | 742718109 | 477 | 5,823 | SH | SOLE | 5,823 | 0 | 0 | ||
RAIT Financial Trust | Common | 749227609 | 251 | 36,622 | SH | SOLE | 36,622 | 0 | 0 | ||
Rait Financial Trust - Putable at 100 | Conv Bond | 749227AB0 | 1,876 | 2,200,000 | PRN | SOLE | 2,200,000 | 0 | 0 | ||
Rait Financial Trust - Putable at 100 | Conv Bond | 749227AA2 | 166 | 140,000 | PRN | SOLE | 140,000 | 0 | 0 | ||
Redwood Trust Inc. | Conv Bond | 758075AB1 | 2,276 | 2,300,000 | PRN | SOLE | 2,300,000 | 0 | 0 | ||
Republic Services Inc | Common | 760759100 | 9,891 | 243,861 | SH | SOLE | 243,861 | 0 | 0 | ||
RTI Intl Metals | Conv Bond | 74973WAB3 | 2,760 | 2,400,000 | PRN | SOLE | 2,400,000 | 0 | 0 | ||
Sandisk Corp. | Conv Bond | 80004CAD3 | 1,498 | 1,100,000 | PRN | SOLE | 1,100,000 | 0 | 0 | ||
Schwab International Equity Fund ETF | Common | 808524805 | 242 | 8,015 | SH | SOLE | 8,015 | 0 | 0 | ||
Servisfirst Bancshares Inc | Common | 81768T108 | 2,924 | 88,648 | SH | SOLE | 88,648 | 0 | 0 | ||
Sirius XM Radio Inc. | Common | 82968B103 | 38 | 10,034 | SH | SOLE | 10,034 | 0 | 0 | ||
Smith & Wesson Holding Corp | Common | 831756101 | 12,340 | 969,376 | SH | SOLE | 969,376 | 0 | 0 | ||
State National Companies Inc. | Common | 85711T305 | 199 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
Stryker Corp | Common | 863667101 | 10,290 | 111,549 | SH | SOLE | 111,549 | 0 | 0 | ||
Thermo Fisher Scientific Inc | Common | 883556102 | 9,534 | 70,968 | SH | SOLE | 70,968 | 0 | 0 | ||
Time Warner Inc | Common | 887317303 | 303 | 3,593 | SH | SOLE | 3,593 | 0 | 0 | ||
Under Armour Inc | Common | 904311107 | 263 | 3,260 | SH | SOLE | 3,260 | 0 | 0 | ||
Union Pacific Corp | Common | 907818108 | 227 | 2,098 | SH | SOLE | 2,098 | 0 | 0 | ||
Vanguard Total World Stock ETF | Common | 922042742 | 267 | 4,335 | SH | SOLE | 4,335 | 0 | 0 | ||
Vantage Drilling Company | Common | G93205113 | 7 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
Wal-Mart Stores Inc | Common | 931142103 | 419 | 5,090 | SH | SOLE | 5,090 | 0 | 0 | ||
Waste Management Inc | Common | 94106L109 | 425 | 7,842 | SH | SOLE | 7,842 | 0 | 0 | ||
Wells Fargo & Co | Common | 949746101 | 11,930 | 219,302 | SH | SOLE | 219,302 | 0 | 0 | ||
Xerox Corp | Common | 984121103 | 12,060 | 938,540 | SH | SOLE | 938,540 | 0 | 0 |