The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Abbott Laboratories | Common | 002824100 | 371 | 8,266 | SH | SOLE | 8,266 | 0 | 0 | ||
Abbvie Inc | Common | 00287Y109 | 358 | 6,042 | SH | SOLE | 6,042 | 0 | 0 | ||
Air Industries Group Inc | Common | 00912N205 | 340 | 41,746 | SH | SOLE | 41,746 | 0 | 0 | ||
Alphabet Inc - Cl C Non-Voting | Common | 02079K107 | 3,962 | 5,221 | SH | SOLE | 5,221 | 0 | 0 | ||
Alphabet Inc - Par Ordinary | Common | 02079K305 | 5,079 | 6,528 | SH | SOLE | 6,528 | 0 | 0 | ||
Altria Group Inc | Common | 02209S103 | 393 | 6,752 | SH | SOLE | 6,752 | 0 | 0 | ||
American International Group | Common | 026874784 | 15,261 | 246,266 | SH | SOLE | 246,266 | 0 | 0 | ||
Anadarko Petroleum Corp | Common | 032511107 | 228 | 4,701 | SH | SOLE | 4,701 | 0 | 0 | ||
Annaly Capital Management Inc | Common | 035710409 | 131 | 13,945 | SH | SOLE | 13,945 | 0 | 0 | ||
Anthem Inc. | Common | 036752103 | 286 | 2,050 | SH | SOLE | 2,050 | 0 | 0 | ||
Ares Capital Corp. | Conv Bond | 04010LAB9 | 2,299 | 2,300,000 | PRN | SOLE | 2,300,000 | 0 | 0 | ||
AT&T Inc | Common | 00206R102 | 339 | 9,858 | SH | SOLE | 9,858 | 0 | 0 | ||
Bank of New York Mellon | Common | 064058100 | 373 | 9,045 | SH | SOLE | 9,045 | 0 | 0 | ||
Barrick Gold Corp | Common | 067901108 | 106 | 14,373 | SH | SOLE | 14,373 | 0 | 0 | ||
Berkshire Hathaway Inc Cl-B | Common | 084670702 | 16,120 | 122,084 | SH | SOLE | 122,084 | 0 | 0 | ||
Boeing Co | Common | 097023105 | 305 | 2,109 | SH | SOLE | 2,109 | 0 | 0 | ||
Bridgeline Digital Inc - Reg D | Common | 10807Q304 | 68 | 63,158 | SH | SOLE | 63,158 | 0 | 0 | ||
Bristol-Myers Squibb Co | Common | 110122108 | 405 | 5,888 | SH | SOLE | 5,888 | 0 | 0 | ||
Capital One Financial Corp. | Warrant | 14040H139 | 421 | 13,440 | SH | SOLE | 13,440 | 0 | 0 | ||
CenturyLink, Inc. | Common | 156700106 | 208 | 8,281 | SH | SOLE | 8,281 | 0 | 0 | ||
Chesapeake Energy Corp - Callable after 05/15/17 | Conv Bond | 165167BZ9 | 1,222 | 2,600,000 | PRN | SOLE | 2,600,000 | 0 | 0 | ||
Chevron Corp | Common | 166764100 | 345 | 3,833 | SH | SOLE | 3,833 | 0 | 0 | ||
Chicago Bridge & Iron Company NV | Common | 167250109 | 9,051 | 232,144 | SH | SOLE | 232,144 | 0 | 0 | ||
Cisco Systems Inc | Common | 17275R102 | 11,277 | 415,274 | SH | SOLE | 415,274 | 0 | 0 | ||
Citigroup Inc | Common | 172967424 | 8,526 | 164,752 | SH | SOLE | 164,752 | 0 | 0 | ||
Coca-Cola Co | Common | 191216100 | 387 | 8,999 | SH | SOLE | 8,999 | 0 | 0 | ||
Consol Energy Inc | Common | 20854P109 | 5,016 | 634,923 | SH | SOLE | 634,923 | 0 | 0 | ||
Danaher Corp | Common | 235851102 | 12,472 | 134,284 | SH | SOLE | 134,284 | 0 | 0 | ||
Dean Foods Company | Common | 242370203 | 354 | 20,664 | SH | SOLE | 20,664 | 0 | 0 | ||
Eli Lilly & Co | Common | 532457108 | 295 | 3,497 | SH | SOLE | 3,497 | 0 | 0 | ||
Emerson Electric Co | Common | 291011104 | 330 | 6,901 | SH | SOLE | 6,901 | 0 | 0 | ||
Exxon Mobil Corp | Common | 30231G102 | 554 | 7,108 | SH | SOLE | 7,108 | 0 | 0 | ||
Fair Isaac & Co | Common | 303250104 | 2,092 | 22,209 | SH | SOLE | 22,209 | 0 | 0 | ||
First Financial Bancorp Warrants | Warrant | 320209117 | 457 | 72,720 | SH | SOLE | 72,720 | 0 | 0 | ||
Fiserv Inc Wisconsin | Common | 337738108 | 278 | 3,036 | SH | SOLE | 3,036 | 0 | 0 | ||
General Electric Co | Common | 369604103 | 732 | 23,514 | SH | SOLE | 23,514 | 0 | 0 | ||
Genworth Financial Inc Cl-A | Common | 37247d106 | 47 | 12,728 | SH | SOLE | 12,728 | 0 | 0 | ||
Goldcorp Inc. | Common | 380956409 | 116 | 10,075 | SH | SOLE | 10,075 | 0 | 0 | ||
Goldman Sachs Group Inc | Common | 38141G104 | 8,771 | 48,665 | SH | SOLE | 48,665 | 0 | 0 | ||
Hartford Financial Service Group Warrants | Warrant | 416515120 | 7,573 | 209,884 | SH | SOLE | 209,884 | 0 | 0 | ||
Hewlett Packard Enterprise | Common | 42824C109 | 3,505 | 230,575 | SH | SOLE | 230,575 | 0 | 0 | ||
Hornbeck Offshore Services | Conv Bond | 440543AN6 | 1,359 | 2,400,000 | PRN | SOLE | 2,400,000 | 0 | 0 | ||
Horsehead Holding Corp | Conv Bond | 440694AB3 | 352 | 1,375,000 | PRN | SOLE | 1,375,000 | 0 | 0 | ||
HP Inc | Common | 40434L105 | 2,738 | 231,220 | SH | SOLE | 231,220 | 0 | 0 | ||
Illinois Tool Works Inc | Common | 452308109 | 10,246 | 110,549 | SH | SOLE | 110,549 | 0 | 0 | ||
Intel Corp | Conv Bond | 458140AD2 | 5,373 | 4,200,000 | PRN | SOLE | 4,200,000 | 0 | 0 | ||
iShares Barclays 1-3 Year Cr | ETF | 464288646 | 5,884 | 56,256 | SH | SOLE | 56,256 | 0 | 0 | ||
iShares Russell 3000 Index | Common | 464287689 | 1,886 | 15,675 | SH | SOLE | 15,675 | 0 | 0 | ||
Jefferies Group - Putable at 100 | Conv Bond | 472319AG7 | 2,030 | 2,040,000 | PRN | SOLE | 2,040,000 | 0 | 0 | ||
Johnson & Johnson | Common | 478160104 | 14,806 | 144,136 | SH | SOLE | 144,136 | 0 | 0 | ||
Kohl's Corp | Common | 500255104 | 10,777 | 226,266 | SH | SOLE | 226,266 | 0 | 0 | ||
Leucadia National Corp | Common | 527288104 | 10,141 | 583,137 | SH | SOLE | 583,137 | 0 | 0 | ||
Lincoln National Corp Warrants | Warrant | 534187117 | 703 | 16,540 | SH | SOLE | 16,540 | 0 | 0 | ||
Loews Corp. | Common | 540424108 | 9,418 | 245,266 | SH | SOLE | 245,266 | 0 | 0 | ||
Mednax Inc | Common | 58502B106 | 363 | 5,067 | SH | SOLE | 5,067 | 0 | 0 | ||
Microsoft Corp | Common | 594918104 | 12,215 | 220,166 | SH | SOLE | 220,166 | 0 | 0 | ||
National Presto Industries | Common | 637215104 | 10,642 | 128,428 | SH | SOLE | 128,428 | 0 | 0 | ||
Newmont Mining Corp | Common | 651639106 | 310 | 17,207 | SH | SOLE | 17,207 | 0 | 0 | ||
Park National Corp | Common | 700658107 | 2,065 | 22,823 | SH | SOLE | 22,823 | 0 | 0 | ||
Paychex Inc | Common | 704326107 | 461 | 8,722 | SH | SOLE | 8,722 | 0 | 0 | ||
Pepsico Inc | Common | 713448108 | 255 | 2,556 | SH | SOLE | 2,556 | 0 | 0 | ||
Petroleo Brasileiro S.A | Common | 71654V408 | 131 | 30,457 | SH | SOLE | 30,457 | 0 | 0 | ||
Procter & Gamble Co | Common | 742718109 | 471 | 5,931 | SH | SOLE | 5,931 | 0 | 0 | ||
RAIT Financial Trust | Common | 749227609 | 129 | 47,739 | SH | SOLE | 47,739 | 0 | 0 | ||
Rait Financial Trust - Putable at 100 | Conv Bond | 749227AB0 | 1,739 | 2,200,000 | PRN | SOLE | 2,200,000 | 0 | 0 | ||
Rait Financial Trust - Putable at 100 | Conv Bond | 749227AA2 | 141 | 145,000 | PRN | SOLE | 145,000 | 0 | 0 | ||
Redwood Trust Inc. | Conv Bond | 758075AB1 | 2,142 | 2,300,000 | PRN | SOLE | 2,300,000 | 0 | 0 | ||
Republic Services Inc | Common | 760759100 | 10,138 | 230,451 | SH | SOLE | 230,451 | 0 | 0 | ||
RTI Intl Metals | Conv Bond | 74973WAB3 | 2,456 | 2,400,000 | PRN | SOLE | 2,400,000 | 0 | 0 | ||
Schwab International Equity Fund ETF | Common | 808524805 | 264 | 9,590 | SH | SOLE | 9,590 | 0 | 0 | ||
Servisfirst Bancshares Inc | Common | 81768T108 | 4,380 | 92,148 | SH | SOLE | 92,148 | 0 | 0 | ||
Smith & Wesson Holding Corp | Common | 831756101 | 12,704 | 577,982 | SH | SOLE | 577,982 | 0 | 0 | ||
Spdr S&P Oil & Gas Exploration | Common | 78464A730 | 715 | 23,655 | SH | SOLE | 23,655 | 0 | 0 | ||
State National Companies Inc. | Common | 85711T305 | 196 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
Stryker Corp | Common | 863667101 | 9,779 | 105,214 | SH | SOLE | 105,214 | 0 | 0 | ||
Thermo Fisher Scientific Inc | Common | 883556102 | 9,343 | 65,868 | SH | SOLE | 65,868 | 0 | 0 | ||
Time Warner Inc | Common | 887317303 | 266 | 4,108 | SH | SOLE | 4,108 | 0 | 0 | ||
Under Armour Inc | Common | 904311107 | 263 | 3,262 | SH | SOLE | 3,262 | 0 | 0 | ||
Vanguard Total World Stock ETF | Common | 922042742 | 274 | 4,750 | SH | SOLE | 4,750 | 0 | 0 | ||
Wal-Mart Stores Inc | Common | 931142103 | 426 | 6,947 | SH | SOLE | 6,947 | 0 | 0 | ||
Waste Management Inc | Common | 94106L109 | 460 | 8,615 | SH | SOLE | 8,615 | 0 | 0 | ||
Wells Fargo & Co | Common | 949746101 | 11,410 | 209,898 | SH | SOLE | 209,898 | 0 | 0 | ||
Xerox Corp | Common | 984121103 | 9,981 | 938,963 | SH | SOLE | 938,963 | 0 | 0 |