The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Abbott Laboratories | Common | 002824100 | 342 | 8,687 | SH | SOLE | 8,687 | 0 | 0 | ||
Abbvie Inc | Common | 00287Y109 | 354 | 5,717 | SH | SOLE | 5,717 | 0 | 0 | ||
Air Industries Group Inc | Common | 00912N205 | 198 | 41,746 | SH | SOLE | 41,746 | 0 | 0 | ||
Alphabet Inc - Cl C Non-Voting | Common | 02079K107 | 3,538 | 5,112 | SH | SOLE | 5,112 | 0 | 0 | ||
Alphabet Inc - Par Ordinary | Common | 02079K305 | 4,582 | 6,513 | SH | SOLE | 6,513 | 0 | 0 | ||
Altria Group Inc | Common | 02209S103 | 396 | 5,742 | SH | SOLE | 5,742 | 0 | 0 | ||
American International Group | Common | 026874784 | 12,984 | 245,484 | SH | SOLE | 245,484 | 0 | 0 | ||
Anadarko Petroleum Corp | Common | 032511107 | 294 | 5,524 | SH | SOLE | 5,524 | 0 | 0 | ||
Ares Capital Corp. | Conv Bond | 04010LAG8 | 1,834 | 1,800,000 | PRN | SOLE | 1,800,000 | 0 | 0 | ||
Bank of New York Mellon | Common | 064058100 | 335 | 8,635 | SH | SOLE | 8,635 | 0 | 0 | ||
Berkshire Hathaway Inc Cl-B | Common | 084670702 | 17,255 | 119,171 | SH | SOLE | 119,171 | 0 | 0 | ||
Boeing Co | Common | 097023105 | 275 | 2,116 | SH | SOLE | 2,116 | 0 | 0 | ||
Bridgeline Digital Inc - Reg D | Common | 10807Q304 | 67 | 63,158 | SH | SOLE | 63,158 | 0 | 0 | ||
Bristol-Myers Squibb Co | Common | 110122108 | 423 | 5,748 | SH | SOLE | 5,748 | 0 | 0 | ||
Capital One Financial Corp. Warrants | Warrant | 14040H139 | 315 | 13,200 | SH | SOLE | 13,200 | 0 | 0 | ||
CenturyLink, Inc. | Common | 156700106 | 232 | 8,011 | SH | SOLE | 8,011 | 0 | 0 | ||
Chart Industries Inc. | Conv Bond | 16115QAC4 | 1,396 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
Chesapeake Energy Corp - Callable after 05/15/17 | Conv Bond | 165167BZ9 | 2,399 | 2,600,000 | PRN | SOLE | 2,600,000 | 0 | 0 | ||
Chevron Corp | Common | 166764100 | 416 | 3,972 | SH | SOLE | 3,972 | 0 | 0 | ||
Chicago Bridge & Iron Company NV | Common | 167250109 | 8,878 | 256,378 | SH | SOLE | 256,378 | 0 | 0 | ||
Cisco Systems Inc | Common | 17275R102 | 11,674 | 406,893 | SH | SOLE | 406,893 | 0 | 0 | ||
Citigroup Inc | Common | 172967424 | 7,145 | 168,564 | SH | SOLE | 168,564 | 0 | 0 | ||
Coca-Cola Co | Common | 191216100 | 416 | 9,169 | SH | SOLE | 9,169 | 0 | 0 | ||
Consol Energy Inc | Common | 20854P109 | 11,747 | 730,105 | SH | SOLE | 730,105 | 0 | 0 | ||
Danaher Corp | Common | 235851102 | 13,042 | 129,133 | SH | SOLE | 129,133 | 0 | 0 | ||
Emerson Electric Co | Common | 291011104 | 377 | 7,231 | SH | SOLE | 7,231 | 0 | 0 | ||
Exxon Mobil Corp | Common | 30231G102 | 669 | 7,132 | SH | SOLE | 7,132 | 0 | 0 | ||
Fair Isaac & Co | Common | 303250104 | 2,281 | 20,184 | SH | SOLE | 20,184 | 0 | 0 | ||
First Financial Bancorp Warrants | Warrant | 320209117 | 532 | 72,720 | SH | SOLE | 72,720 | 0 | 0 | ||
Fiserv Inc Wisconsin | Common | 337738108 | 331 | 3,045 | SH | SOLE | 3,045 | 0 | 0 | ||
General Electric Co | Common | 369604103 | 683 | 21,711 | SH | SOLE | 21,711 | 0 | 0 | ||
Genworth Financial Inc Cl-A | Common | 37247d106 | 55 | 21,163 | SH | SOLE | 21,163 | 0 | 0 | ||
Goldman Sachs Group Inc | Common | 38141G104 | 7,296 | 49,103 | SH | SOLE | 49,103 | 0 | 0 | ||
Hartford Financial Service Group Warrants | Warrant | 416515120 | 7,320 | 197,878 | SH | SOLE | 197,878 | 0 | 0 | ||
Hewlett Packard Enterprise | Common | 42824C109 | 4,024 | 220,243 | SH | SOLE | 220,243 | 0 | 0 | ||
Hornbeck Offshore Services | Conv Bond | 440543AN6 | 1,360 | 2,370,000 | PRN | SOLE | 2,370,000 | 0 | 0 | ||
HP Inc | Common | 40434L105 | 2,874 | 229,023 | SH | SOLE | 229,023 | 0 | 0 | ||
Illinois Tool Works Inc | Common | 452308109 | 11,179 | 107,329 | SH | SOLE | 107,329 | 0 | 0 | ||
Intel Corp | Conv Bond | 458140AD2 | 1,810 | 1,400,000 | PRN | SOLE | 1,400,000 | 0 | 0 | ||
iShares Barclays 1-3 Year Cr | ETF | 464288646 | 4,943 | 46,588 | SH | SOLE | 46,588 | 0 | 0 | ||
Jefferies Group - Putable at 100 | Conv Bond | 472319AG7 | 2,025 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
Johnson & Johnson | Common | 478160104 | 16,836 | 138,794 | SH | SOLE | 138,794 | 0 | 0 | ||
JPMorgan Chase & Co | Common | 46625H100 | 305 | 4,906 | SH | SOLE | 4,906 | 0 | 0 | ||
Kohl's Corp | Common | 500255104 | 8,757 | 230,921 | SH | SOLE | 230,921 | 0 | 0 | ||
Leucadia National Corp | Common | 527288104 | 10,859 | 626,625 | SH | SOLE | 626,625 | 0 | 0 | ||
Lincoln National Corp Warrants | Warrant | 534187117 | 492 | 16,260 | SH | SOLE | 16,260 | 0 | 0 | ||
Linkedin Corp. | Conv Bond | 53578AAB4 | 2,319 | 2,350,000 | PRN | SOLE | 2,350,000 | 0 | 0 | ||
Loews Corp. | Common | 540424108 | 10,430 | 253,828 | SH | SOLE | 253,828 | 0 | 0 | ||
Mednax Inc | Common | 58502B106 | 360 | 4,967 | SH | SOLE | 4,967 | 0 | 0 | ||
Memorial Production Partners | Common | 586048100 | 19 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Merck & Co Inc | Common | 58933Y105 | 224 | 3,889 | SH | SOLE | 3,889 | 0 | 0 | ||
Microsoft Corp | Common | 594918104 | 10,741 | 209,899 | SH | SOLE | 209,899 | 0 | 0 | ||
National Presto Industries | Common | 637215104 | 11,777 | 124,818 | SH | SOLE | 124,818 | 0 | 0 | ||
Park National Corp | Common | 700658107 | 2,095 | 22,823 | SH | SOLE | 22,823 | 0 | 0 | ||
Paychex Inc | Common | 704326107 | 480 | 8,060 | SH | SOLE | 8,060 | 0 | 0 | ||
Pepsico Inc | Common | 713448108 | 272 | 2,566 | SH | SOLE | 2,566 | 0 | 0 | ||
Pfizer Inc | Common | 717081103 | 220 | 6,235 | SH | SOLE | 6,235 | 0 | 0 | ||
Procter & Gamble Co | Common | 742718109 | 503 | 5,936 | SH | SOLE | 5,936 | 0 | 0 | ||
RAIT Financial Trust | Common | 749227609 | 149 | 47,739 | SH | SOLE | 47,739 | 0 | 0 | ||
Rait Financial Trust - Putable at 100 | Conv Bond | 749227AB0 | 1,939 | 2,166,000 | PRN | SOLE | 2,166,000 | 0 | 0 | ||
Redwood Trust Inc. | Conv Bond | 758075AB1 | 2,248 | 2,275,000 | PRN | SOLE | 2,275,000 | 0 | 0 | ||
Republic Services Inc | Common | 760759100 | 11,338 | 220,974 | SH | SOLE | 220,974 | 0 | 0 | ||
RTI Intl Metals | Conv Bond | 74973WAB3 | 2,512 | 2,370,000 | PRN | SOLE | 2,370,000 | 0 | 0 | ||
Schwab International Equity Fund ETF | Common | 808524805 | 295 | 10,880 | SH | SOLE | 10,880 | 0 | 0 | ||
Servisfirst Bancshares Inc | Common | 81768T108 | 4,452 | 90,148 | SH | SOLE | 90,148 | 0 | 0 | ||
Smith & Wesson Holding Corp | Common | 831756101 | 10,661 | 392,246 | SH | SOLE | 392,246 | 0 | 0 | ||
State National Companies Inc. | Common | 85711T305 | 206 | 19,545 | SH | SOLE | 19,545 | 0 | 0 | ||
Stryker Corp | Common | 863667101 | 12,117 | 101,121 | SH | SOLE | 101,121 | 0 | 0 | ||
Thermo Fisher Scientific Inc | Common | 883556102 | 9,350 | 63,281 | SH | SOLE | 63,281 | 0 | 0 | ||
Time Warner Inc | Common | 887317303 | 312 | 4,248 | SH | SOLE | 4,248 | 0 | 0 | ||
Unitedhealth Group Inc | Common | 91324P102 | 209 | 1,477 | SH | SOLE | 1,477 | 0 | 0 | ||
Vanguard Total World Stock ETF | Common | 922042742 | 294 | 5,070 | SH | SOLE | 5,070 | 0 | 0 | ||
Wal-Mart Stores Inc | Common | 931142103 | 518 | 7,099 | SH | SOLE | 7,099 | 0 | 0 | ||
Waste Management Inc | Common | 94106L109 | 550 | 8,306 | SH | SOLE | 8,306 | 0 | 0 | ||
Wells Fargo & Co | Common | 949746101 | 9,956 | 210,348 | SH | SOLE | 210,348 | 0 | 0 | ||
Xerox Corp | Common | 984121103 | 8,877 | 935,365 | SH | SOLE | 935,365 | 0 | 0 |