The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Abbott Laboratories | Common | 002824100 | 434 | 9,775 | SH | SOLE | 9,775 | 0 | 0 | ||
Aceto Corp | Conv Bond | 004446AD2 | 2,376 | 2,600,000 | PRN | SOLE | 2,600,000 | 0 | 0 | ||
Air Industries Group Inc | Common | 00912N205 | 150 | 40,975 | SH | SOLE | 40,975 | 0 | 0 | ||
Allergan PLC | Common | G0177J108 | 13,002 | 54,420 | SH | SOLE | 54,420 | 0 | 0 | ||
Alphabet Inc - Cl C Non-Voting | Common | 02079K107 | 4,067 | 4,902 | SH | SOLE | 4,902 | 0 | 0 | ||
Alphabet Inc - Par Ordinary | Common | 02079K305 | 5,561 | 6,559 | SH | SOLE | 6,559 | 0 | 0 | ||
Altria Group Inc | Common | 02209S103 | 407 | 5,694 | SH | SOLE | 5,694 | 0 | 0 | ||
American International Group | Common | 026874784 | 15,068 | 241,362 | SH | SOLE | 241,362 | 0 | 0 | ||
American International Group Warrants | Warrant | 026874156 | 566 | 26,500 | SH | SOLE | 26,500 | 0 | 0 | ||
Anadarko Petroleum Corp | Common | 032511107 | 319 | 5,145 | SH | SOLE | 5,145 | 0 | 0 | ||
Ares Capital Corp. | Conv Bond | 04010LAM5 | 2,323 | 2,275,000 | PRN | SOLE | 2,275,000 | 0 | 0 | ||
Bank of New York Mellon | Common | 064058100 | 327 | 6,913 | SH | SOLE | 6,913 | 0 | 0 | ||
Berkshire Hathaway Inc Cl-B | Common | 084670702 | 18,841 | 113,039 | SH | SOLE | 113,039 | 0 | 0 | ||
Boeing Co | Common | 097023105 | 386 | 2,181 | SH | SOLE | 2,181 | 0 | 0 | ||
Bridgeline Digital Inc | Common | 10807Q304 | 876 | 1,050,379 | SH | SOLE | 1,050,379 | 0 | 0 | ||
Bristol-Myers Squibb Co | Common | 110122108 | 317 | 5,822 | SH | SOLE | 5,822 | 0 | 0 | ||
Capital One Financial Corp. Warrants | Warrant | 14040H139 | 838 | 18,700 | SH | SOLE | 18,700 | 0 | 0 | ||
Chart Industries Inc. | Conv Bond | 16115QAC4 | 1,481 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
Chesapeake Energy Corp - Callable after 05/15/17 | Conv Bond | 165167BZ9 | 114 | 116,000 | PRN | SOLE | 116,000 | 0 | 0 | ||
Chevron Corp | Common | 166764100 | 434 | 4,039 | SH | SOLE | 4,039 | 0 | 0 | ||
Chicago Bridge & Iron Company NV | Common | 167250109 | 12,706 | 413,217 | SH | SOLE | 413,217 | 0 | 0 | ||
Cisco Systems Inc | Common | 17275R102 | 13,096 | 387,445 | SH | SOLE | 387,445 | 0 | 0 | ||
Citigroup Inc | Common | 172967424 | 10,091 | 168,689 | SH | SOLE | 168,689 | 0 | 0 | ||
Coca-Cola Co | Common | 191216100 | 367 | 8,649 | SH | SOLE | 8,649 | 0 | 0 | ||
Conduent Inc. | Common | 206787103 | 3,160 | 188,308 | SH | SOLE | 188,308 | 0 | 0 | ||
Consol Energy Inc | Common | 20854P109 | 11,657 | 694,690 | SH | SOLE | 694,690 | 0 | 0 | ||
Danaher Corp | Common | 235851102 | 10,868 | 127,065 | SH | SOLE | 127,065 | 0 | 0 | ||
Emerson Electric Co | Common | 291011104 | 381 | 6,361 | SH | SOLE | 6,361 | 0 | 0 | ||
Exxon Mobil Corp | Common | 30231G102 | 589 | 7,178 | SH | SOLE | 7,178 | 0 | 0 | ||
Fair Isaac & Co | Common | 303250104 | 2,364 | 18,334 | SH | SOLE | 18,334 | 0 | 0 | ||
Fannie Mae | Common | 313586109 | 58 | 22,200 | SH | SOLE | 22,200 | 0 | 0 | ||
First Financial Bancorp Warrants | Warrant | 320209117 | 1,184 | 72,720 | SH | SOLE | 72,720 | 0 | 0 | ||
Fiserv Inc Wisconsin | Common | 337738108 | 353 | 3,057 | SH | SOLE | 3,057 | 0 | 0 | ||
Fortive Corp | Common | 34959J108 | 3,734 | 61,999 | SH | SOLE | 61,999 | 0 | 0 | ||
General Electric Co | Common | 369604103 | 596 | 20,004 | SH | SOLE | 20,004 | 0 | 0 | ||
Goldman Sachs Group Inc | Common | 38141G104 | 11,047 | 48,091 | SH | SOLE | 48,091 | 0 | 0 | ||
Hartford Financial Service Group Warrants | Warrant | 416515120 | 7,787 | 186,578 | SH | SOLE | 186,578 | 0 | 0 | ||
Hewlett Packard Enterprise | Common | 42824C109 | 6,596 | 278,300 | SH | SOLE | 278,300 | 0 | 0 | ||
Illinois Tool Works Inc | Common | 452308109 | 13,174 | 99,446 | SH | SOLE | 99,446 | 0 | 0 | ||
Intel Corp | Conv Bond | 458140AD2 | 1,906 | 1,400,000 | PRN | SOLE | 1,400,000 | 0 | 0 | ||
iShares Barclays 1-3 Year Cr | ETF | 464288646 | 4,665 | 44,328 | SH | SOLE | 44,328 | 0 | 0 | ||
Jefferies Group - Putable at 100 | Conv Bond | 472319AG7 | 2,020 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
Johnson & Johnson | Common | 478160104 | 17,101 | 137,306 | SH | SOLE | 137,306 | 0 | 0 | ||
JPMorgan Chase & Co | Common | 46625H100 | 392 | 4,462 | SH | SOLE | 4,462 | 0 | 0 | ||
Kohl's Corp | Common | 500255104 | 9,311 | 233,893 | SH | SOLE | 233,893 | 0 | 0 | ||
Leucadia National Corp | Common | 527288104 | 15,884 | 610,930 | SH | SOLE | 610,930 | 0 | 0 | ||
Lincoln National Corp Warrants | Warrant | 534187117 | 981 | 16,260 | SH | SOLE | 16,260 | 0 | 0 | ||
Loews Corp. | Common | 540424108 | 11,880 | 254,010 | SH | SOLE | 254,010 | 0 | 0 | ||
Mednax Inc | Common | 58502B106 | 325 | 4,681 | SH | SOLE | 4,681 | 0 | 0 | ||
Memorial Production Partners | Common | 586048100 | 1 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Merck & Co Inc | Common | 58933Y105 | 242 | 3,814 | SH | SOLE | 3,814 | 0 | 0 | ||
Microsoft Corp | Common | 594918104 | 12,444 | 188,946 | SH | SOLE | 188,946 | 0 | 0 | ||
National Presto Industries | Common | 637215104 | 5,516 | 53,971 | SH | SOLE | 53,971 | 0 | 0 | ||
Park National Corp | Common | 700658107 | 2,401 | 22,823 | SH | SOLE | 22,823 | 0 | 0 | ||
Paychex Inc | Common | 704326107 | 469 | 7,965 | SH | SOLE | 7,965 | 0 | 0 | ||
Pepsico Inc | Common | 713448108 | 291 | 2,601 | SH | SOLE | 2,601 | 0 | 0 | ||
Pfizer Inc | Common | 717081103 | 215 | 6,290 | SH | SOLE | 6,290 | 0 | 0 | ||
Procter & Gamble Co | Common | 742718109 | 534 | 5,943 | SH | SOLE | 5,943 | 0 | 0 | ||
RAIT Financial Trust | Common | 749227609 | 124 | 38,781 | SH | SOLE | 38,781 | 0 | 0 | ||
Rait Financial Trust - Putable at 100 | Conv Bond | 749227AB0 | 2,047 | 2,166,000 | PRN | SOLE | 2,166,000 | 0 | 0 | ||
Redwood Trust Inc. | Conv Bond | 758075AB1 | 2,278 | 2,275,000 | PRN | SOLE | 2,275,000 | 0 | 0 | ||
Republic Services Inc | Common | 760759100 | 12,386 | 197,201 | SH | SOLE | 197,201 | 0 | 0 | ||
RTI Intl Metals | Conv Bond | 74973WAB3 | 2,752 | 2,370,000 | PRN | SOLE | 2,370,000 | 0 | 0 | ||
Schwab International Equity Fund ETF | Common | 808524805 | 325 | 10,880 | SH | SOLE | 10,880 | 0 | 0 | ||
Servisfirst Bancshares Inc | Common | 81768T108 | 6,210 | 170,696 | SH | SOLE | 170,696 | 0 | 0 | ||
State National Companies Inc. | Common | 85711T305 | 281 | 19,545 | SH | SOLE | 19,545 | 0 | 0 | ||
Stryker Corp | Common | 863667101 | 12,418 | 94,328 | SH | SOLE | 94,328 | 0 | 0 | ||
Thermo Fisher Scientific Inc | Common | 883556102 | 9,399 | 61,193 | SH | SOLE | 61,193 | 0 | 0 | ||
Time Warner Inc | Common | 887317303 | 376 | 3,848 | SH | SOLE | 3,848 | 0 | 0 | ||
Unitedhealth Group Inc | Common | 91324P102 | 205 | 1,251 | SH | SOLE | 1,251 | 0 | 0 | ||
Vanguard Total World Stock ETF | Common | 922042742 | 331 | 5,070 | SH | SOLE | 5,070 | 0 | 0 | ||
Wal-Mart Stores Inc | Common | 931142103 | 481 | 6,672 | SH | SOLE | 6,672 | 0 | 0 | ||
Waste Management Inc | Common | 94106L109 | 535 | 7,335 | SH | SOLE | 7,335 | 0 | 0 | ||
Wells Fargo & Co | Common | 949746101 | 12,071 | 216,871 | SH | SOLE | 216,871 | 0 | 0 | ||
Xerox Corp | Common | 984121103 | 7,209 | 982,155 | SH | SOLE | 982,155 | 0 | 0 |