The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Abbott Laboratories | Common | 002824100 | 469 | 9,646 | SH | SOLE | 9,646 | 0 | 0 | ||
Aceto Corp | Conv Bond | 004446AD2 | 2,389 | 2,600,000 | PRN | SOLE | 2,600,000 | 0 | 0 | ||
Air Industries Group Inc | Common | 00912N205 | 73 | 40,975 | SH | SOLE | 40,975 | 0 | 0 | ||
Allergan PLC | Common | G0177J108 | 13,280 | 54,632 | SH | SOLE | 54,632 | 0 | 0 | ||
Alphabet Inc - Cl C Non-Voting | Common | 02079K107 | 4,214 | 4,637 | SH | SOLE | 4,637 | 0 | 0 | ||
Alphabet Inc - Par Ordinary | Common | 02079K305 | 6,194 | 6,662 | SH | SOLE | 6,662 | 0 | 0 | ||
Altria Group Inc | Common | 02209S103 | 370 | 4,963 | SH | SOLE | 4,963 | 0 | 0 | ||
American International Group | Common | 026874784 | 15,116 | 241,772 | SH | SOLE | 241,772 | 0 | 0 | ||
American International Group Warrants | Warrant | 026874156 | 559 | 26,500 | SH | SOLE | 26,500 | 0 | 0 | ||
Anadarko Petroleum Corp | Common | 032511107 | 236 | 5,200 | SH | SOLE | 5,200 | 0 | 0 | ||
Ares Capital Corp. | Conv Bond | 04010LAM5 | 2,342 | 2,275,000 | PRN | SOLE | 2,275,000 | 0 | 0 | ||
Bank of New York Mellon | Common | 064058100 | 353 | 6,913 | SH | SOLE | 6,913 | 0 | 0 | ||
Berkshire Hathaway Inc Cl-B | Common | 084670702 | 19,012 | 112,250 | SH | SOLE | 112,250 | 0 | 0 | ||
Boeing Co | Common | 097023105 | 432 | 2,184 | SH | SOLE | 2,184 | 0 | 0 | ||
Bridgeline Digital Inc | Common | 10807Q403 | 588 | 1,050,379 | SH | SOLE | 1,050,379 | 0 | 0 | ||
Bristol-Myers Squibb Co | Common | 110122108 | 324 | 5,822 | SH | SOLE | 5,822 | 0 | 0 | ||
Capital One Financial Corp. Warrants | Warrant | 14040H139 | 776 | 18,700 | SH | SOLE | 18,700 | 0 | 0 | ||
Chart Industries Inc. | Conv Bond | 16115QAC4 | 1,487 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
Chevron Corp | Common | 166764100 | 427 | 4,094 | SH | SOLE | 4,094 | 0 | 0 | ||
Chicago Bridge & Iron Company NV | Common | 167250109 | 8,429 | 427,219 | SH | SOLE | 427,219 | 0 | 0 | ||
Cisco Systems Inc | Common | 17275R102 | 12,002 | 383,437 | SH | SOLE | 383,437 | 0 | 0 | ||
Citigroup Inc | Common | 172967424 | 11,229 | 167,893 | SH | SOLE | 167,893 | 0 | 0 | ||
Coca-Cola Co | Common | 191216100 | 394 | 8,795 | SH | SOLE | 8,795 | 0 | 0 | ||
Conduent Inc. | Common | 206787103 | 2,980 | 186,927 | SH | SOLE | 186,927 | 0 | 0 | ||
Consol Energy Inc | Common | 20854P109 | 10,499 | 702,760 | SH | SOLE | 702,760 | 0 | 0 | ||
Danaher Corp | Common | 235851102 | 10,640 | 126,082 | SH | SOLE | 126,082 | 0 | 0 | ||
DXC Technologies Co | Common | 23355L106 | 1,796 | 23,410 | SH | SOLE | 23,410 | 0 | 0 | ||
Emerson Electric Co | Common | 291011104 | 380 | 6,376 | SH | SOLE | 6,376 | 0 | 0 | ||
Exxon Mobil Corp | Common | 30231G102 | 586 | 7,262 | SH | SOLE | 7,262 | 0 | 0 | ||
Fair Isaac & Co | Common | 303250104 | 2,375 | 17,034 | SH | SOLE | 17,034 | 0 | 0 | ||
Fannie Mae | Common | 313586109 | 52 | 22,200 | SH | SOLE | 22,200 | 0 | 0 | ||
First Financial Bancorp Warrants | Warrant | 320209117 | 1,204 | 72,720 | SH | SOLE | 72,720 | 0 | 0 | ||
Fiserv Inc Wisconsin | Common | 337738108 | 374 | 3,057 | SH | SOLE | 3,057 | 0 | 0 | ||
Fortive Corp | Common | 34959J108 | 3,905 | 61,637 | SH | SOLE | 61,637 | 0 | 0 | ||
General Electric Co | Common | 369604103 | 536 | 19,847 | SH | SOLE | 19,847 | 0 | 0 | ||
Goldman Sachs Group Inc | Common | 38141G104 | 10,549 | 47,539 | SH | SOLE | 47,539 | 0 | 0 | ||
Hartford Financial Service Group Warrants | Warrant | 416515120 | 8,467 | 180,996 | SH | SOLE | 180,996 | 0 | 0 | ||
Hewlett Packard Enterprise | Common | 42824C109 | 4,747 | 286,154 | SH | SOLE | 286,154 | 0 | 0 | ||
Illinois Tool Works Inc | Common | 452308109 | 13,491 | 94,179 | SH | SOLE | 94,179 | 0 | 0 | ||
Intel Corp | Conv Bond | 458140AD2 | 1,830 | 1,400,000 | PRN | SOLE | 1,400,000 | 0 | 0 | ||
iShares Barclays 1-3 Year Cr | ETF | 464288646 | 9,498 | 90,191 | SH | SOLE | 90,191 | 0 | 0 | ||
Jefferies Group - Putable at 100 | Conv Bond | 472319AG7 | 2,008 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
Johnson & Johnson | Common | 478160104 | 17,845 | 134,891 | SH | SOLE | 134,891 | 0 | 0 | ||
JPMorgan Chase & Co | Common | 46625H100 | 396 | 4,328 | SH | SOLE | 4,328 | 0 | 0 | ||
Kohl's Corp | Common | 500255104 | 9,249 | 239,177 | SH | SOLE | 239,177 | 0 | 0 | ||
Leucadia National Corp | Common | 527288104 | 15,844 | 605,657 | SH | SOLE | 605,657 | 0 | 0 | ||
Lincoln National Corp Warrants | Warrant | 534187117 | 1,024 | 16,260 | SH | SOLE | 16,260 | 0 | 0 | ||
Loews Corp. | Common | 540424108 | 11,902 | 254,269 | SH | SOLE | 254,269 | 0 | 0 | ||
Mednax Inc | Common | 58502B106 | 283 | 4,681 | SH | SOLE | 4,681 | 0 | 0 | ||
Merck & Co Inc | Common | 58933Y105 | 250 | 3,900 | SH | SOLE | 3,900 | 0 | 0 | ||
Microsoft Corp | Common | 594918104 | 8,440 | 122,436 | SH | SOLE | 122,436 | 0 | 0 | ||
Park National Corp | Common | 700658107 | 2,367 | 22,823 | SH | SOLE | 22,823 | 0 | 0 | ||
Paychex Inc | Common | 704326107 | 457 | 8,027 | SH | SOLE | 8,027 | 0 | 0 | ||
Pepsico Inc | Common | 713448108 | 312 | 2,706 | SH | SOLE | 2,706 | 0 | 0 | ||
Pfizer Inc | Common | 717081103 | 211 | 6,296 | SH | SOLE | 6,296 | 0 | 0 | ||
Procter & Gamble Co | Common | 742718109 | 522 | 5,987 | SH | SOLE | 5,987 | 0 | 0 | ||
RAIT Financial Trust | Common | 749227609 | 85 | 38,781 | SH | SOLE | 38,781 | 0 | 0 | ||
Rait Financial Trust - Putable at 100 | Conv Bond | 749227AB0 | 2,029 | 2,166,000 | PRN | SOLE | 2,166,000 | 0 | 0 | ||
Redwood Trust Inc. | Conv Bond | 758075AB1 | 2,303 | 2,275,000 | PRN | SOLE | 2,275,000 | 0 | 0 | ||
Republic Services Inc | Common | 760759100 | 11,951 | 187,523 | SH | SOLE | 187,523 | 0 | 0 | ||
RTI Intl Metals | Conv Bond | 74973WAB3 | 2,528 | 2,370,000 | PRN | SOLE | 2,370,000 | 0 | 0 | ||
Schwab International Equity Fund ETF | Common | 808524805 | 346 | 10,880 | SH | SOLE | 10,880 | 0 | 0 | ||
Servisfirst Bancshares Inc | Common | 81768T108 | 6,297 | 170,696 | SH | SOLE | 170,696 | 0 | 0 | ||
State National Companies Inc. | Common | 85711T305 | 359 | 19,545 | SH | SOLE | 19,545 | 0 | 0 | ||
Stryker Corp | Common | 863667101 | 12,336 | 88,886 | SH | SOLE | 88,886 | 0 | 0 | ||
Tellurian Inc | Common | 87968A104 | 226 | 22,500 | SH | SOLE | 22,500 | 0 | 0 | ||
Thermo Fisher Scientific Inc | Common | 883556102 | 10,149 | 58,172 | SH | SOLE | 58,172 | 0 | 0 | ||
Time Warner Inc | Common | 887317303 | 385 | 3,833 | SH | SOLE | 3,833 | 0 | 0 | ||
Twitter Inc. | Conv Bond | 90184LAB8 | 2,267 | 2,400,000 | PRN | SOLE | 2,400,000 | 0 | 0 | ||
Union Pacific Corp | Common | 907818108 | 225 | 2,067 | SH | SOLE | 2,067 | 0 | 0 | ||
Unitedhealth Group Inc | Common | 91324P102 | 241 | 1,299 | SH | SOLE | 1,299 | 0 | 0 | ||
Vanguard Total World Stock ETF | Common | 922042742 | 342 | 5,070 | SH | SOLE | 5,070 | 0 | 0 | ||
Wal-Mart Stores Inc | Common | 931142103 | 489 | 6,464 | SH | SOLE | 6,464 | 0 | 0 | ||
Waste Management Inc | Common | 94106L109 | 529 | 7,215 | SH | SOLE | 7,215 | 0 | 0 | ||
Wells Fargo & Co | Common | 949746101 | 12,125 | 218,832 | SH | SOLE | 218,832 | 0 | 0 | ||
Xerox Corp | Common | 984121608 | 7,238 | 251,945 | SH | SOLE | 251,945 | 0 | 0 |