The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Abbott Laboratories | Common | 002824100 | 476 | 8,917 | SH | SOLE | 8,917 | 0 | 0 | ||
Aceto Corp | Conv Bond | 004446AD2 | 2,298 | 2,600,000 | PRN | SOLE | 2,600,000 | 0 | 0 | ||
Air Ind. Group Ser A Pfd Conv | Conv Pfd | AIRINDUS5 | 1,194 | 140,518 | SH | SOLE | 140,518 | 0 | 0 | ||
Allergan PLC | Common | G0177J108 | 11,179 | 54,546 | SH | SOLE | 54,546 | 0 | 0 | ||
Alphabet Inc - Cl C Non-Voting | Common | 02079K107 | 4,129 | 4,305 | SH | SOLE | 4,305 | 0 | 0 | ||
Alphabet Inc - Par Ordinary | Common | 02079K305 | 6,448 | 6,622 | SH | SOLE | 6,622 | 0 | 0 | ||
Altria Group Inc | Common | 02209S103 | 267 | 4,205 | SH | SOLE | 4,205 | 0 | 0 | ||
American International Group | Common | 026874784 | 14,833 | 241,613 | SH | SOLE | 241,613 | 0 | 0 | ||
American International Group Warrants | Warrant | 026874156 | 530 | 26,500 | SH | SOLE | 26,500 | 0 | 0 | ||
Anadarko Petroleum Corp | Common | 032511107 | 258 | 5,285 | SH | SOLE | 5,285 | 0 | 0 | ||
Ares Capital Corp. | Conv Bond | 04010LAM5 | 2,326 | 2,275,000 | PRN | SOLE | 2,275,000 | 0 | 0 | ||
Bank of New York Mellon | Common | 064058100 | 367 | 6,913 | SH | SOLE | 6,913 | 0 | 0 | ||
Berkshire Hathaway Inc Cl-B | Common | 084670702 | 19,781 | 107,906 | SH | SOLE | 107,906 | 0 | 0 | ||
Boeing Co | Common | 097023105 | 556 | 2,187 | SH | SOLE | 2,187 | 0 | 0 | ||
Bridgeline Digital Inc | Common | 10807Q403 | 603 | 210,077 | SH | SOLE | 210,077 | 0 | 0 | ||
Bristol-Myers Squibb Co | Common | 110122108 | 371 | 5,822 | SH | SOLE | 5,822 | 0 | 0 | ||
Capital One Financial Corp. Warrants | Warrant | 14040H139 | 797 | 18,700 | SH | SOLE | 18,700 | 0 | 0 | ||
Chart Industries Inc. | Conv Bond | 16115QAC4 | 1,494 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
Chevron Corp | Common | 166764100 | 471 | 4,011 | SH | SOLE | 4,011 | 0 | 0 | ||
Cisco Systems Inc | Common | 17275R102 | 12,725 | 378,378 | SH | SOLE | 378,378 | 0 | 0 | ||
Citigroup Inc | Common | 172967424 | 11,831 | 162,642 | SH | SOLE | 162,642 | 0 | 0 | ||
Coca-Cola Co | Common | 191216100 | 361 | 8,026 | SH | SOLE | 8,026 | 0 | 0 | ||
Conduent Inc. | Common | 206787103 | 2,912 | 185,839 | SH | SOLE | 185,839 | 0 | 0 | ||
Consol Energy Inc | Common | 20854P109 | 11,889 | 701,852 | SH | SOLE | 701,852 | 0 | 0 | ||
Danaher Corp | Common | 235851102 | 10,713 | 124,893 | SH | SOLE | 124,893 | 0 | 0 | ||
DXC Technologies Co | Common | 23355L106 | 2,001 | 23,302 | SH | SOLE | 23,302 | 0 | 0 | ||
Emerson Electric Co | Common | 291011104 | 374 | 5,949 | SH | SOLE | 5,949 | 0 | 0 | ||
Exxon Mobil Corp | Common | 30231G102 | 562 | 6,860 | SH | SOLE | 6,860 | 0 | 0 | ||
Fair Isaac & Co | Common | 303250104 | 2,112 | 15,034 | SH | SOLE | 15,034 | 0 | 0 | ||
Fannie Mae | Common | 313586109 | 66 | 22,200 | SH | SOLE | 22,200 | 0 | 0 | ||
First Financial Bancorp Warrants | Warrant | 320209117 | 974 | 72,320 | SH | SOLE | 72,320 | 0 | 0 | ||
Fiserv Inc Wisconsin | Common | 337738108 | 394 | 3,057 | SH | SOLE | 3,057 | 0 | 0 | ||
Fortive Corp | Common | 34959J108 | 4,336 | 61,256 | SH | SOLE | 61,256 | 0 | 0 | ||
General Electric Co | Common | 369604103 | 441 | 18,240 | SH | SOLE | 18,240 | 0 | 0 | ||
Goldman Sachs Group Inc | Common | 38141G104 | 11,140 | 46,966 | SH | SOLE | 46,966 | 0 | 0 | ||
Hartford Financial Service Group Warrants | Warrant | 416515120 | 8,756 | 175,161 | SH | SOLE | 175,161 | 0 | 0 | ||
Hewlett Packard Enterprise | Common | 42824C109 | 4,296 | 292,029 | SH | SOLE | 292,029 | 0 | 0 | ||
Illinois Tool Works Inc | Common | 452308109 | 13,180 | 89,078 | SH | SOLE | 89,078 | 0 | 0 | ||
Intel Corp | Conv Bond | 458140AD2 | 1,992 | 1,400,000 | PRN | SOLE | 1,400,000 | 0 | 0 | ||
iShares Barclays 1-3 Year Cr | ETF | 464288646 | 7,698 | 73,074 | SH | SOLE | 73,074 | 0 | 0 | ||
Jefferies Group - Putable at 100 | Conv Bond | 472319AG7 | 2,003 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
Johnson & Johnson | Common | 478160104 | 17,198 | 132,280 | SH | SOLE | 132,280 | 0 | 0 | ||
JPMorgan Chase & Co | Common | 46625H100 | 403 | 4,217 | SH | SOLE | 4,217 | 0 | 0 | ||
Kohl's Corp | Common | 500255104 | 10,897 | 238,712 | SH | SOLE | 238,712 | 0 | 0 | ||
Leucadia National Corp | Common | 527288104 | 15,150 | 599,983 | SH | SOLE | 599,983 | 0 | 0 | ||
Lincoln National Corp Warrants | Warrant | 534187117 | 1,134 | 16,260 | SH | SOLE | 16,260 | 0 | 0 | ||
Loews Corp. | Common | 540424108 | 12,164 | 254,164 | SH | SOLE | 254,164 | 0 | 0 | ||
Mednax Inc | Common | 58502B106 | 207 | 4,791 | SH | SOLE | 4,791 | 0 | 0 | ||
Merck & Co Inc | Common | 58933Y105 | 245 | 3,821 | SH | SOLE | 3,821 | 0 | 0 | ||
Micro Focus International - SPN ADR | Common | 594837304 | 1,260 | 39,514 | SH | SOLE | 39,514 | 0 | 0 | ||
Microsoft Corp | Common | 594918104 | 9,080 | 121,901 | SH | SOLE | 121,901 | 0 | 0 | ||
Park National Corp | Common | 700658107 | 2,465 | 22,823 | SH | SOLE | 22,823 | 0 | 0 | ||
Paychex Inc | Common | 704326107 | 486 | 8,099 | SH | SOLE | 8,099 | 0 | 0 | ||
Pepsico Inc | Common | 713448108 | 293 | 2,625 | SH | SOLE | 2,625 | 0 | 0 | ||
Pfizer Inc | Common | 717081103 | 226 | 6,329 | SH | SOLE | 6,329 | 0 | 0 | ||
Procter & Gamble Co | Common | 742718109 | 545 | 5,990 | SH | SOLE | 5,990 | 0 | 0 | ||
RAIT Financial Trust | Common | 749227609 | 28 | 38,781 | SH | SOLE | 38,781 | 0 | 0 | ||
Rait Financial Trust - Putable at 100 | Conv Bond | 749227AB0 | 1,993 | 2,166,000 | PRN | SOLE | 2,166,000 | 0 | 0 | ||
Redwood Trust Inc. | Conv Bond | 758075AB1 | 2,291 | 2,275,000 | PRN | SOLE | 2,275,000 | 0 | 0 | ||
Republic Services Inc | Common | 760759100 | 11,857 | 179,493 | SH | SOLE | 179,493 | 0 | 0 | ||
RTI Intl Metals | Conv Bond | 74973WAB3 | 2,638 | 2,370,000 | PRN | SOLE | 2,370,000 | 0 | 0 | ||
Schwab International Equity Fund ETF | Common | 808524805 | 364 | 10,880 | SH | SOLE | 10,880 | 0 | 0 | ||
Servisfirst Bancshares Inc | Common | 81768T108 | 7,849 | 202,030 | SH | SOLE | 202,030 | 0 | 0 | ||
State National Companies Inc. | Common | 85711T305 | 410 | 19,545 | SH | SOLE | 19,545 | 0 | 0 | ||
Stryker Corp | Common | 863667101 | 11,936 | 84,046 | SH | SOLE | 84,046 | 0 | 0 | ||
Tellurian Inc | Common | 87968A104 | 208 | 19,500 | SH | SOLE | 19,500 | 0 | 0 | ||
Thermo Fisher Scientific Inc | Common | 883556102 | 10,524 | 55,622 | SH | SOLE | 55,622 | 0 | 0 | ||
Time Warner Inc | Common | 887317303 | 391 | 3,812 | SH | SOLE | 3,812 | 0 | 0 | ||
Twitter Inc. | Conv Bond | 90184LAB8 | 2,274 | 2,400,000 | PRN | SOLE | 2,400,000 | 0 | 0 | ||
Union Pacific Corp | Common | 907818108 | 235 | 2,024 | SH | SOLE | 2,024 | 0 | 0 | ||
Unitedhealth Group Inc | Common | 91324P102 | 245 | 1,249 | SH | SOLE | 1,249 | 0 | 0 | ||
Vanguard Total World Stock ETF | Common | 922042742 | 359 | 5,070 | SH | SOLE | 5,070 | 0 | 0 | ||
Wal-Mart Stores Inc | Common | 931142103 | 477 | 6,103 | SH | SOLE | 6,103 | 0 | 0 | ||
Waste Management Inc | Common | 94106L109 | 537 | 6,858 | SH | SOLE | 6,858 | 0 | 0 | ||
Wells Fargo & Co | Common | 949746101 | 12,074 | 218,936 | SH | SOLE | 218,936 | 0 | 0 | ||
Xerox Corp | Common | 984121608 | 8,443 | 253,618 | SH | SOLE | 253,618 | 0 | 0 |