The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Abbott Laboratories | Common | 002824100 | 437 | 7,663 | SH | SOLE | 7,663 | 0 | 0 | ||
Aceto Corp | Conv Bond | 004446AD2 | 2,337 | 2,600,000 | PRN | SOLE | 2,600,000 | 0 | 0 | ||
Air Industries Group Inc | Common | 00912N205 | 1,651 | 976,642 | SH | SOLE | 976,642 | 0 | 0 | ||
Allergan PLC | Common | G0177J108 | 12,355 | 75,529 | SH | SOLE | 75,529 | 0 | 0 | ||
Alphabet Inc - Cl C Non-Voting | Common | 02079K107 | 4,029 | 3,850 | SH | SOLE | 3,850 | 0 | 0 | ||
Alphabet Inc - Par Ordinary | Common | 02079K305 | 6,721 | 6,380 | SH | SOLE | 6,380 | 0 | 0 | ||
Altria Group Inc | Common | 02209S103 | 301 | 4,214 | SH | SOLE | 4,214 | 0 | 0 | ||
American International Group | Common | 026874784 | 14,252 | 239,212 | SH | SOLE | 239,212 | 0 | 0 | ||
American International Group Warrants | Warrant | 026874156 | 480 | 26,500 | SH | SOLE | 26,500 | 0 | 0 | ||
Anadarko Petroleum Corp | Common | 032511107 | 264 | 4,930 | SH | SOLE | 4,930 | 0 | 0 | ||
Ares Capital Corp. | Conv Bond | 04010LAM5 | 2,321 | 2,275,000 | PRN | SOLE | 2,275,000 | 0 | 0 | ||
Bank of New York Mellon | Common | 064058100 | 372 | 6,913 | SH | SOLE | 6,913 | 0 | 0 | ||
Berkshire Hathaway Inc Cl-B | Common | 084670702 | 20,212 | 101,966 | SH | SOLE | 101,966 | 0 | 0 | ||
Boeing Co | Common | 097023105 | 625 | 2,120 | SH | SOLE | 2,120 | 0 | 0 | ||
Bridgeline Digital Inc | Common | 10807Q403 | 510 | 210,077 | SH | SOLE | 210,077 | 0 | 0 | ||
Bristol-Myers Squibb Co | Common | 110122108 | 357 | 5,822 | SH | SOLE | 5,822 | 0 | 0 | ||
Capital One Financial Corp. Warrants | Warrant | 14040H139 | 1,075 | 18,700 | SH | SOLE | 18,700 | 0 | 0 | ||
Chart Industries Inc. | Conv Bond | 16115QAC4 | 1,496 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
Chevron Corp | Common | 166764100 | 476 | 3,799 | SH | SOLE | 3,799 | 0 | 0 | ||
Cisco Systems Inc | Common | 17275R102 | 13,829 | 361,083 | SH | SOLE | 361,083 | 0 | 0 | ||
Citigroup Inc | Common | 172967424 | 11,348 | 152,504 | SH | SOLE | 152,504 | 0 | 0 | ||
CNX Resources | Common | 12653C108 | 10,147 | 693,593 | SH | SOLE | 693,593 | 0 | 0 | ||
Coca-Cola Co | Common | 191216100 | 368 | 8,026 | SH | SOLE | 8,026 | 0 | 0 | ||
Conduent Inc. | Common | 206787103 | 2,981 | 184,498 | SH | SOLE | 184,498 | 0 | 0 | ||
Consol Energy Inc | Common | 20854L108 | 3,405 | 86,182 | SH | SOLE | 86,182 | 0 | 0 | ||
Danaher Corp | Common | 235851102 | 11,156 | 120,186 | SH | SOLE | 120,186 | 0 | 0 | ||
Discovery Holding Co - Class A | Common | 25470F104 | 10,847 | 484,677 | SH | SOLE | 484,677 | 0 | 0 | ||
DXC Technologies Co | Common | 23355L106 | 2,158 | 22,742 | SH | SOLE | 22,742 | 0 | 0 | ||
Emerson Electric Co | Common | 291011104 | 415 | 5,949 | SH | SOLE | 5,949 | 0 | 0 | ||
Exxon Mobil Corp | Common | 30231G102 | 534 | 6,384 | SH | SOLE | 6,384 | 0 | 0 | ||
Fannie Mae | Common | 313586109 | 59 | 22,200 | SH | SOLE | 22,200 | 0 | 0 | ||
First Financial Bancorp Warrants | Warrant | 320209117 | 1,011 | 72,320 | SH | SOLE | 72,320 | 0 | 0 | ||
Fortive Corp | Common | 34959J108 | 4,334 | 59,906 | SH | SOLE | 59,906 | 0 | 0 | ||
General Electric Co | Common | 369604103 | 7,067 | 404,998 | SH | SOLE | 404,998 | 0 | 0 | ||
Goldman Sachs Group Inc | Common | 38141G104 | 11,445 | 44,924 | SH | SOLE | 44,924 | 0 | 0 | ||
Hartford Financial Service Group Warrants | Warrant | 416515120 | 8,572 | 166,276 | SH | SOLE | 166,276 | 0 | 0 | ||
Hewlett Packard Enterprise | Common | 42824C109 | 4,182 | 291,193 | SH | SOLE | 291,193 | 0 | 0 | ||
Illinois Tool Works Inc | Common | 452308109 | 11,566 | 69,320 | SH | SOLE | 69,320 | 0 | 0 | ||
iShares Barclays 1-3 Year Cr | ETF | 464288646 | 6,341 | 60,654 | SH | SOLE | 60,654 | 0 | 0 | ||
Jefferies Group - Putable at 100 | Conv Bond | 472319AG7 | 2,000 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
Johnson & Johnson | Common | 478160104 | 17,676 | 126,510 | SH | SOLE | 126,510 | 0 | 0 | ||
JPMorgan Chase & Co | Common | 46625H100 | 451 | 4,217 | SH | SOLE | 4,217 | 0 | 0 | ||
Kroger Co | Common | 501044101 | 7,990 | 291,086 | SH | SOLE | 291,086 | 0 | 0 | ||
Leucadia National Corp | Common | 527288104 | 15,396 | 581,189 | SH | SOLE | 581,189 | 0 | 0 | ||
Lincoln National Corp Warrants | Warrant | 534187117 | 1,190 | 16,260 | SH | SOLE | 16,260 | 0 | 0 | ||
Loews Corp. | Common | 540424108 | 12,473 | 249,317 | SH | SOLE | 249,317 | 0 | 0 | ||
Mednax Inc | Common | 58502B106 | 251 | 4,696 | SH | SOLE | 4,696 | 0 | 0 | ||
Merck & Co Inc | Common | 58933Y105 | 215 | 3,825 | SH | SOLE | 3,825 | 0 | 0 | ||
Micro Focus International - SPN ADR | Common | 594837304 | 1,287 | 38,311 | SH | SOLE | 38,311 | 0 | 0 | ||
Microsoft Corp | Common | 594918104 | 9,928 | 116,061 | SH | SOLE | 116,061 | 0 | 0 | ||
Park National Corp | Common | 700658107 | 2,374 | 22,823 | SH | SOLE | 22,823 | 0 | 0 | ||
Pepsico Inc | Common | 713448108 | 267 | 2,231 | SH | SOLE | 2,231 | 0 | 0 | ||
Pfizer Inc | Common | 717081103 | 228 | 6,307 | SH | SOLE | 6,307 | 0 | 0 | ||
Procter & Gamble Co | Common | 742718109 | 551 | 5,992 | SH | SOLE | 5,992 | 0 | 0 | ||
RAIT Financial Trust | Common | 749227609 | 14 | 37,541 | SH | SOLE | 37,541 | 0 | 0 | ||
Rait Financial Trust - Putable at 100 | Conv Bond | 749227AB0 | 1,998 | 2,166,000 | PRN | SOLE | 2,166,000 | 0 | 0 | ||
Redwood Trust Inc. | Conv Bond | 758075AB1 | 2,278 | 2,275,000 | PRN | SOLE | 2,275,000 | 0 | 0 | ||
Republic Services Inc | Common | 760759100 | 11,716 | 173,290 | SH | SOLE | 173,290 | 0 | 0 | ||
Royal Dutch Shell Plc Cl-A | Common | 780259206 | 219 | 3,277 | SH | SOLE | 3,277 | 0 | 0 | ||
RTI Intl Metals | Conv Bond | 74973WAB3 | 2,705 | 2,370,000 | PRN | SOLE | 2,370,000 | 0 | 0 | ||
Schwab International Equity Fund ETF | Common | 808524805 | 409 | 12,007 | SH | SOLE | 12,007 | 0 | 0 | ||
Servisfirst Bancshares Inc | Common | 81768T108 | 8,384 | 202,030 | SH | SOLE | 202,030 | 0 | 0 | ||
Stryker Corp | Common | 863667101 | 10,441 | 67,434 | SH | SOLE | 67,434 | 0 | 0 | ||
Tellurian Inc | Common | 87968A104 | 175 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
Thermo Fisher Scientific Inc | Common | 883556102 | 8,511 | 44,823 | SH | SOLE | 44,823 | 0 | 0 | ||
Time Warner Inc | Common | 887317303 | 349 | 3,812 | SH | SOLE | 3,812 | 0 | 0 | ||
Twitter Inc. | Conv Bond | 90184LAB8 | 2,292 | 2,400,000 | PRN | SOLE | 2,400,000 | 0 | 0 | ||
Union Pacific Corp | Common | 907818108 | 270 | 2,016 | SH | SOLE | 2,016 | 0 | 0 | ||
Vanguard Total World Stock ETF | Common | 922042742 | 408 | 5,494 | SH | SOLE | 5,494 | 0 | 0 | ||
Wal-Mart Stores Inc | Common | 931142103 | 603 | 6,103 | SH | SOLE | 6,103 | 0 | 0 | ||
Waste Management Inc | Common | 94106L109 | 592 | 6,863 | SH | SOLE | 6,863 | 0 | 0 | ||
Wells Fargo & Co | Common | 949746101 | 13,060 | 215,260 | SH | SOLE | 215,260 | 0 | 0 | ||
Xerox Corp | Common | 984121608 | 7,388 | 253,435 | SH | SOLE | 253,435 | 0 | 0 |