The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Abbott Laboratories | Common | 002824100 | 434 | 7,117 | SH | SOLE | 7,117 | 0 | 0 | ||
Aceto Corp | Conv Bond | 004446AD2 | 1,960 | 2,600,000 | PRN | SOLE | 2,600,000 | 0 | 0 | ||
Air Industries Group Inc | Common | 00912N205 | 1,758 | 976,644 | SH | SOLE | 976,644 | 0 | 0 | ||
Allergan PLC | Common | G0177J108 | 12,905 | 77,405 | SH | SOLE | 77,405 | 0 | 0 | ||
Alphabet Inc - Cl C Non-Voting | Common | 02079K107 | 3,474 | 3,114 | SH | SOLE | 3,114 | 0 | 0 | ||
Alphabet Inc - Par Ordinary | Common | 02079K305 | 7,161 | 6,342 | SH | SOLE | 6,342 | 0 | 0 | ||
Amazon.com Inc | Common | 023135106 | 253 | 149 | SH | SOLE | 149 | 0 | 0 | ||
American International Group | Common | 026874784 | 12,954 | 244,323 | SH | SOLE | 244,323 | 0 | 0 | ||
American International Group Warrants | Warrant | 026874156 | 384 | 26,500 | SH | SOLE | 26,500 | 0 | 0 | ||
Anadarko Petroleum Corp | Common | 032511107 | 326 | 4,450 | SH | SOLE | 4,450 | 0 | 0 | ||
Ares Capital Corp. | Conv Bond | 04010LAM5 | 2,288 | 2,275,000 | PRN | SOLE | 2,275,000 | 0 | 0 | ||
AT&T Inc | Common | 00206R102 | 229 | 7,139 | SH | SOLE | 7,139 | 0 | 0 | ||
Bank of New York Mellon | Common | 064058100 | 353 | 6,543 | SH | SOLE | 6,543 | 0 | 0 | ||
Berkshire Hathaway Inc Cl-B | Common | 084670702 | 17,999 | 96,432 | SH | SOLE | 96,432 | 0 | 0 | ||
Boeing Co | Common | 097023105 | 614 | 1,830 | SH | SOLE | 1,830 | 0 | 0 | ||
Bristol-Myers Squibb Co | Common | 110122108 | 220 | 3,977 | SH | SOLE | 3,977 | 0 | 0 | ||
Capital One Financial Corp. Warrants | Warrant | 14040H139 | 941 | 18,700 | SH | SOLE | 18,700 | 0 | 0 | ||
Chart Industries Inc. | Conv Bond | 16115QAC4 | 1,512 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
Chevron Corp | Common | 166764100 | 535 | 4,228 | SH | SOLE | 4,228 | 0 | 0 | ||
Cisco Systems Inc | Common | 17275R102 | 14,271 | 331,656 | SH | SOLE | 331,656 | 0 | 0 | ||
Citigroup Inc | Common | 172967424 | 9,951 | 148,702 | SH | SOLE | 148,702 | 0 | 0 | ||
CNX Resources | Common | 12653C108 | 12,437 | 699,473 | SH | SOLE | 699,473 | 0 | 0 | ||
Coca-Cola Co | Common | 191216100 | 365 | 8,321 | SH | SOLE | 8,321 | 0 | 0 | ||
Conduent Inc. | Common | 206787103 | 3,226 | 177,523 | SH | SOLE | 177,523 | 0 | 0 | ||
Consol Energy Inc | Common | 20854L108 | 3,194 | 83,287 | SH | SOLE | 83,287 | 0 | 0 | ||
Danaher Corp | Common | 235851102 | 11,063 | 112,114 | SH | SOLE | 112,114 | 0 | 0 | ||
Discovery, Inc. | Common | 25470F104 | 13,149 | 478,143 | SH | SOLE | 478,143 | 0 | 0 | ||
DXC Technologies Co | Common | 23355L106 | 1,791 | 22,223 | SH | SOLE | 22,223 | 0 | 0 | ||
Emerson Electric Co | Common | 291011104 | 388 | 5,609 | SH | SOLE | 5,609 | 0 | 0 | ||
Exxon Mobil Corp | Common | 30231G102 | 530 | 6,402 | SH | SOLE | 6,402 | 0 | 0 | ||
Fannie Mae | Common | 313586109 | 32 | 22,200 | SH | SOLE | 22,200 | 0 | 0 | ||
Fortive Corp | Common | 34959J108 | 4,376 | 56,753 | SH | SOLE | 56,753 | 0 | 0 | ||
General Electric Co | Common | 369604103 | 11,175 | 821,110 | SH | SOLE | 821,110 | 0 | 0 | ||
Goldman Sachs Group Inc | Common | 38141G104 | 9,654 | 43,767 | SH | SOLE | 43,767 | 0 | 0 | ||
Hartford Financial Service Group Warrants | Warrant | 416515120 | 6,924 | 150,727 | SH | SOLE | 150,727 | 0 | 0 | ||
Hewlett Packard Enterprise | Common | 42824C109 | 4,344 | 297,331 | SH | SOLE | 297,331 | 0 | 0 | ||
Illinois Tool Works Inc | Common | 452308109 | 9,212 | 66,495 | SH | SOLE | 66,495 | 0 | 0 | ||
iShares Barclays 1-3 Year Cr | ETF | 464288646 | 2,873 | 27,704 | SH | SOLE | 27,704 | 0 | 0 | ||
iShares EAFE Index Fund | ETF | 464287465 | 200 | 2,987 | SH | SOLE | 2,987 | 0 | 0 | ||
Jefferies Financial Group Inc. | Common | 47233W109 | 13,062 | 574,397 | SH | SOLE | 574,397 | 0 | 0 | ||
Johnson & Johnson | Common | 478160104 | 15,052 | 124,047 | SH | SOLE | 124,047 | 0 | 0 | ||
JPMorgan Chase & Co | Common | 46625H100 | 391 | 3,751 | SH | SOLE | 3,751 | 0 | 0 | ||
Kroger Co | Common | 501044101 | 8,496 | 298,612 | SH | SOLE | 298,612 | 0 | 0 | ||
Lincoln National Corp Warrants | Warrant | 534187117 | 1,008 | 16,260 | SH | SOLE | 16,260 | 0 | 0 | ||
Loews Corp. | Common | 540424108 | 11,903 | 246,539 | SH | SOLE | 246,539 | 0 | 0 | ||
Mednax Inc | Common | 58502B106 | 203 | 4,696 | SH | SOLE | 4,696 | 0 | 0 | ||
Merck & Co Inc | Common | 58933Y105 | 211 | 3,483 | SH | SOLE | 3,483 | 0 | 0 | ||
Micro Focus International - SPN ADR | Common | 594837304 | 647 | 37,471 | SH | SOLE | 37,471 | 0 | 0 | ||
Microsoft Corp | Common | 594918104 | 10,730 | 108,816 | SH | SOLE | 108,816 | 0 | 0 | ||
Park National Corp | Common | 700658107 | 2,543 | 22,823 | SH | SOLE | 22,823 | 0 | 0 | ||
Pepsico Inc | Common | 713448108 | 240 | 2,205 | SH | SOLE | 2,205 | 0 | 0 | ||
Perspecta Inc | Common | 715347100 | 224 | 10,902 | SH | SOLE | 10,902 | 0 | 0 | ||
Pfizer Inc | Common | 717081103 | 229 | 6,306 | SH | SOLE | 6,306 | 0 | 0 | ||
Procter & Gamble Co | Common | 742718109 | 445 | 5,698 | SH | SOLE | 5,698 | 0 | 0 | ||
Redwood Trust Inc | Conv Bond | 758075AC9 | 2,618 | 2,700,000 | PRN | SOLE | 2,700,000 | 0 | 0 | ||
Republic Services Inc | Common | 760759100 | 11,233 | 164,327 | SH | SOLE | 164,327 | 0 | 0 | ||
Royal Dutch Shell Plc Cl-A | Common | 780259206 | 227 | 3,277 | SH | SOLE | 3,277 | 0 | 0 | ||
RTI Intl Metals | Conv Bond | 74973WAB3 | 2,383 | 2,370,000 | PRN | SOLE | 2,370,000 | 0 | 0 | ||
RWT Holdings Inc | Conv Bond | 749772AB5 | 5,052 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
Schwab International Equity Fund ETF | Common | 808524805 | 423 | 12,792 | SH | SOLE | 12,792 | 0 | 0 | ||
Servisfirst Bancshares Inc | Common | 81768T108 | 8,431 | 202,030 | SH | SOLE | 202,030 | 0 | 0 | ||
Stryker Corp | Common | 863667101 | 10,925 | 64,696 | SH | SOLE | 64,696 | 0 | 0 | ||
Tellurian Inc | Common | 87968A104 | 92 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
Thermo Fisher Scientific Inc | Common | 883556102 | 8,887 | 42,904 | SH | SOLE | 42,904 | 0 | 0 | ||
Twitter Inc. | Conv Bond | 90184LAB8 | 2,327 | 2,400,000 | PRN | SOLE | 2,400,000 | 0 | 0 | ||
Union Pacific Corp | Common | 907818108 | 232 | 1,634 | SH | SOLE | 1,634 | 0 | 0 | ||
Unitedhealth Group Inc | Common | 91324P102 | 286 | 1,167 | SH | SOLE | 1,167 | 0 | 0 | ||
Vanguard Total World Stock ETF | Common | 922042742 | 431 | 5,869 | SH | SOLE | 5,869 | 0 | 0 | ||
Wal-Mart Stores Inc | Common | 931142103 | 486 | 5,670 | SH | SOLE | 5,670 | 0 | 0 | ||
Waste Management Inc | Common | 94106L109 | 528 | 6,489 | SH | SOLE | 6,489 | 0 | 0 | ||
Wells Fargo & Co | Common | 949746101 | 11,828 | 213,348 | SH | SOLE | 213,348 | 0 | 0 | ||
Xerox Corp | Common | 984121608 | 6,295 | 262,272 | SH | SOLE | 262,272 | 0 | 0 |