The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Abbott Laboratories | Common | 002824100 | 511 | 6,963 | SH | SOLE | 6,963 | 0 | 0 | ||
Aceto Corp | Conv Bond | 004446AD2 | 1,955 | 2,600,000 | PRN | SOLE | 2,600,000 | 0 | 0 | ||
Air Industries Group Inc | Common | 00912N205 | 1,358 | 976,644 | SH | SOLE | 976,644 | 0 | 0 | ||
Allergan PLC | Common | G0177J108 | 14,961 | 78,542 | SH | SOLE | 78,542 | 0 | 0 | ||
Alphabet Inc - Cl C Non-Voting | Common | 02079K107 | 3,259 | 2,731 | SH | SOLE | 2,731 | 0 | 0 | ||
Alphabet Inc - Par Ordinary | Common | 02079K305 | 7,661 | 6,347 | SH | SOLE | 6,347 | 0 | 0 | ||
Amazon.com Inc | Common | 023135106 | 280 | 140 | SH | SOLE | 140 | 0 | 0 | ||
American International Group | Common | 026874784 | 13,350 | 250,758 | SH | SOLE | 250,758 | 0 | 0 | ||
American International Group Warrants | Warrant | 026874156 | 387 | 26,500 | SH | SOLE | 26,500 | 0 | 0 | ||
Anadarko Petroleum Corp | Common | 032511107 | 300 | 4,450 | SH | SOLE | 4,450 | 0 | 0 | ||
Ares Capital Corp. | Conv Bond | 04010LAM5 | 2,278 | 2,275,000 | PRN | SOLE | 2,275,000 | 0 | 0 | ||
AT&T Inc | Common | 00206R102 | 240 | 7,139 | SH | SOLE | 7,139 | 0 | 0 | ||
Bank of New York Mellon | Common | 064058100 | 301 | 5,908 | SH | SOLE | 5,908 | 0 | 0 | ||
Berkshire Hathaway Inc Cl-B | Common | 084670702 | 20,090 | 93,829 | SH | SOLE | 93,829 | 0 | 0 | ||
Boeing Co | Common | 097023105 | 681 | 1,832 | SH | SOLE | 1,832 | 0 | 0 | ||
Bristol-Myers Squibb Co | Common | 110122108 | 247 | 3,977 | SH | SOLE | 3,977 | 0 | 0 | ||
Capital One Financial Corp. Warrants | Warrant | 14040H139 | 994 | 18,700 | SH | SOLE | 18,700 | 0 | 0 | ||
Chevron Corp | Common | 166764100 | 519 | 4,244 | SH | SOLE | 4,244 | 0 | 0 | ||
Cisco Systems Inc | Common | 17275R102 | 14,971 | 307,721 | SH | SOLE | 307,721 | 0 | 0 | ||
Citigroup Inc | Common | 172967424 | 10,755 | 149,917 | SH | SOLE | 149,917 | 0 | 0 | ||
CNX Resources | Common | 12653C108 | 10,180 | 711,386 | SH | SOLE | 711,386 | 0 | 0 | ||
Coca-Cola Co | Common | 191216100 | 377 | 8,171 | SH | SOLE | 8,171 | 0 | 0 | ||
Conduent Inc. | Common | 206787103 | 3,978 | 176,650 | SH | SOLE | 176,650 | 0 | 0 | ||
Consol Energy Inc | Common | 20854L108 | 3,384 | 82,924 | SH | SOLE | 82,924 | 0 | 0 | ||
Danaher Corp | Common | 235851102 | 11,975 | 110,209 | SH | SOLE | 110,209 | 0 | 0 | ||
Discovery, Inc. | Common | 25470F104 | 15,103 | 471,965 | SH | SOLE | 471,965 | 0 | 0 | ||
DXC Technologies Co | Common | 23355L106 | 2,066 | 22,087 | SH | SOLE | 22,087 | 0 | 0 | ||
Emerson Electric Co | Common | 291011104 | 425 | 5,554 | SH | SOLE | 5,554 | 0 | 0 | ||
Exxon Mobil Corp | Common | 30231G102 | 545 | 6,412 | SH | SOLE | 6,412 | 0 | 0 | ||
Fannie Mae | Common | 313586109 | 32 | 22,200 | SH | SOLE | 22,200 | 0 | 0 | ||
Fortive Corp | Common | 34959J108 | 4,762 | 56,557 | SH | SOLE | 56,557 | 0 | 0 | ||
Gannett Co Inc | Conv Bond | 36473HAA2 | 3,129 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
General Electric Co | Common | 369604103 | 9,464 | 838,307 | SH | SOLE | 838,307 | 0 | 0 | ||
Goldman Sachs Group Inc | Common | 38141G104 | 9,770 | 43,571 | SH | SOLE | 43,571 | 0 | 0 | ||
Hartford Financial Service Group Warrants | Warrant | 416515120 | 6,855 | 152,442 | SH | SOLE | 152,442 | 0 | 0 | ||
Hewlett Packard Enterprise | Common | 42824C109 | 4,985 | 305,630 | SH | SOLE | 305,630 | 0 | 0 | ||
Illinois Tool Works Inc | Common | 452308109 | 9,437 | 66,869 | SH | SOLE | 66,869 | 0 | 0 | ||
iShares Short-Term Corporate | ETF | 464288646 | 2,360 | 45,526 | SH | SOLE | 45,526 | 0 | 0 | ||
Jefferies Financial Group Inc. | Common | 47233W109 | 12,833 | 584,381 | SH | SOLE | 584,381 | 0 | 0 | ||
Johnson & Johnson | Common | 478160104 | 17,141 | 124,054 | SH | SOLE | 124,054 | 0 | 0 | ||
JPMorgan Chase & Co | Common | 46625H100 | 408 | 3,614 | SH | SOLE | 3,614 | 0 | 0 | ||
Kroger Co | Common | 501044101 | 8,786 | 301,806 | SH | SOLE | 301,806 | 0 | 0 | ||
Lincoln National Corp Warrants | Warrant | 534187117 | 1,073 | 16,260 | SH | SOLE | 16,260 | 0 | 0 | ||
Loews Corp. | Common | 540424108 | 12,532 | 249,495 | SH | SOLE | 249,495 | 0 | 0 | ||
Mednax Inc | Common | 58502B106 | 219 | 4,696 | SH | SOLE | 4,696 | 0 | 0 | ||
Merck & Co Inc | Common | 58933Y105 | 247 | 3,487 | SH | SOLE | 3,487 | 0 | 0 | ||
Micro Focus International - SPN ADR | Common | 594837304 | 690 | 37,312 | SH | SOLE | 37,312 | 0 | 0 | ||
Microsoft Corp | Common | 594918104 | 11,740 | 102,653 | SH | SOLE | 102,653 | 0 | 0 | ||
Park National Corp | Common | 700658107 | 2,409 | 22,823 | SH | SOLE | 22,823 | 0 | 0 | ||
Pepsico Inc | Common | 713448108 | 248 | 2,215 | SH | SOLE | 2,215 | 0 | 0 | ||
Perspecta Inc | Common | 715347100 | 279 | 10,859 | SH | SOLE | 10,859 | 0 | 0 | ||
Pfizer Inc | Common | 717081103 | 278 | 6,312 | SH | SOLE | 6,312 | 0 | 0 | ||
Procter & Gamble Co | Common | 742718109 | 475 | 5,701 | SH | SOLE | 5,701 | 0 | 0 | ||
Redwood Trust Inc | Conv Bond | 758075AC9 | 2,584 | 2,700,000 | PRN | SOLE | 2,700,000 | 0 | 0 | ||
Republic Services Inc | Common | 760759100 | 11,526 | 158,624 | SH | SOLE | 158,624 | 0 | 0 | ||
Royal Dutch Shell Plc Cl-A | Common | 780259206 | 223 | 3,277 | SH | SOLE | 3,277 | 0 | 0 | ||
RTI Intl Metals | Conv Bond | 74973WAB3 | 2,416 | 2,370,000 | PRN | SOLE | 2,370,000 | 0 | 0 | ||
RWT Holdings Inc | Conv Bond | 749772AB5 | 5,046 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
Schwab International Equity Fund ETF | Common | 808524805 | 429 | 12,792 | SH | SOLE | 12,792 | 0 | 0 | ||
Servisfirst Bancshares Inc | Common | 81768T108 | 7,909 | 202,030 | SH | SOLE | 202,030 | 0 | 0 | ||
Stryker Corp | Common | 863667101 | 11,361 | 63,940 | SH | SOLE | 63,940 | 0 | 0 | ||
Tellurian Inc | Common | 87968A104 | 99 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
Thermo Fisher Scientific Inc | Common | 883556102 | 10,016 | 41,036 | SH | SOLE | 41,036 | 0 | 0 | ||
Twitter Inc. | Conv Bond | 90184LAB8 | 2,324 | 2,400,000 | PRN | SOLE | 2,400,000 | 0 | 0 | ||
Union Pacific Corp | Common | 907818108 | 266 | 1,634 | SH | SOLE | 1,634 | 0 | 0 | ||
Unitedhealth Group Inc | Common | 91324P102 | 310 | 1,167 | SH | SOLE | 1,167 | 0 | 0 | ||
Vanguard Total World Stock ETF | Common | 922042742 | 445 | 5,869 | SH | SOLE | 5,869 | 0 | 0 | ||
Wal-Mart Stores Inc | Common | 931142103 | 480 | 5,116 | SH | SOLE | 5,116 | 0 | 0 | ||
Waste Management Inc | Common | 94106L109 | 523 | 5,784 | SH | SOLE | 5,784 | 0 | 0 | ||
Wells Fargo & Co | Common | 949746101 | 11,300 | 214,995 | SH | SOLE | 214,995 | 0 | 0 | ||
Xerox Corp | Common | 984121608 | 7,352 | 272,493 | SH | SOLE | 272,493 | 0 | 0 |