UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX REPORT
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: | 811-09277 |
| Viking Mutual Funds |
| (Exact name of registrant as specified in charter) |
| |
Address of Registrant: | 1 Main Street North |
| Minot, ND 58703 |
| |
Name and Address of Agent for Service: | Brent Wheeler, Mutual Fund Chief Compliance Officer |
| Kevin Flagstad, Investment Adviser Chief Compliance Officer |
| 1 Main Street North |
| Minot, ND 58703 |
Registrant's telephone number, including area code: | (701) 852-5292 |
Date of fiscal year end: | December 31, 2010 |
Date of reporting period: | July 1, 2010 through June 30, 2011 |
======================Viking Tax-Free Fund for Montana=====================
The Fund did not hold any voting securities and accordingly did not vote any proxies during the period covered by this report.
=====================Viking Tax-Free Fund for North Dakota====================
The Fund did not hold any voting securities and accordingly did not vote any proxies during the period covered by this report.
========================Viking Large-Cap Value Fund========================
SYSCO CORPORATION
Security | 871829107 | Meeting Type | Annual |
Ticker Symbol | SYY | Meeting Date | 12-Nov-2010 |
ISIN | US8718291078 | Agenda | 933330398—Management |
Item | Proposal | Type | Vote | For/Against Management |
1A | Election of Director: John M. Cassaday | Management | | |
1B | Election of Director: Manuel A. Fernandez | | | |
1C | Election of Director: Hans-Joachim Koerber | | | |
1D | Election of Director: JACKIE M. WARD | | | |
2 | To approve an amendment to the SYSCO Corporation 1974 Employees' Stock Purchase Plan to reserve 5,000,000 additional shares of SYSCO Corporation common stock for issuance under the plan. | Management | For | For |
3 | To ratify the appointment of Ernst & Young LLP as SYSCO's Independent Accountants for fiscal 2011. | Management | For | For |
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MICROSOFT CORPORATION
Security | 594918104 | Meeting Type | Annual |
Ticker Symbol | MSFT | Meeting Date | 16-Nov-2010 |
ISIN | US5949181045 | Agenda | 933331011—Management |
Item | Proposal | Type | Vote | For/Against Management |
01 | Election of Director: Steven A. Ballmer | Management | For | For |
02 | Election of Director: Dina Dublon | Management | For | For |
03 | Election of Director: William H. Gates III | Management | For | For |
04 | Election of Director: Raymond V. Gilmartin | Management | For | For |
05 | Election of Director: Reed Hastings | Management | For | For |
06 | Election of Director: Maria M. Klawe | Management | For | For |
07 | Election of Director: David F. Marquardt | Management | For | For |
08 | Election of Director: Charles H. Noski | Management | For | For |
09 | Election of Director: Helmut Panke | Management | For | For |
10 | Ratification of the selection of Deloitte & Touche LLP as the Company's Independent Auditor | Management | For | For |
11 | Shareholder Proposal—Establishment of Board Committee on environmental sustainability | Shareholder | Against | For |
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ARCHER-DANIELS-MIDLAND COMPANY
Security | 039483102 | Meeting Type | Annual |
Ticker Symbol | ADM | Meeting Date | 04-Nov-2010 |
ISIN | US0394831020 | Agenda | 933332998—Management |
Item | Proposal | Type | Vote | For/Against Management |
1A | Election of Director: G.W. Buckley | Management | For | For |
1B | Election of Director: M.H. Carter | Management | For | For |
1C | Election of Director: P. Dufour | Management | For | For |
1D | Election of Director: D.E. Felsinger | Management | For | For |
1E | Election of Director: V.F. Haynes | Management | For | For |
1F | Election of Director: A. Maciel | Management | For | For |
1G | Election of Director: P.J. Moore | Management | For | For |
1H | Election of Director: T.F. O'Neill | Management | For | For |
1I | Election of Director: K.R. Westbrook | Management | For | For |
1J | Election of Director: P.A. Woertz | Management | For | For |
02 | Ratify the appointment of Ernst & Young LLP as Independent Accountants for the fiscal year ending June 30, 2011. | Management | For | For |
03 | Adopt Stockholder's proposal regarding political contributions. | Shareholder | Against | For |
04 | Adopt Stockholder's proposal regarding report on political contributions. | Shareholder | Against | For |
========================Viking Small-Cap Value Fund========================
BRISTOW GROUP INC.
Security | 110394103 | Meeting Type | Annual |
Ticker Symbol | BRS | Meeting Date | 04-Aug-2010 |
ISIN | US1103941035 | Agenda | 933303872—Management |
Item | Proposal | Type | Vote | For/Against Management |
1 | Director | Management | | |
| 1 | Thomas N. Amonett | | For | For |
| 2 | Stephen J. Cannon | | For | For |
| 3 | William E. Chiles | | For | For |
| 4 | Michael A. Flick | | For | For |
| 5 | Ian A. Godden | | For | For |
| 6 | Thomas C. Knudson | | For | For |
| 7 | John M. May | | For | For |
| 8 | Bruce H. Stover | | For | For |
| 9 | Ken C. Tamblyn | | For | For |
| 10 | William P. Wyatt | | For | For |
2 | To approve an amendment to the Company's 2007 long term incentive plan | Management | For | For |
3 | To approve and ratify the appointment of KPMG LLP as the Company's independent auditors for the fiscal year ending March 31, 2011 | Management | For | For |
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NETSCOUT SYSTEMS, INC.
Security | 64115T104 | Meeting Type | Annual |
Ticker Symbol | NTCT | Meeting Date | 08-Sep-2010 |
ISIN | US64115T1043 | Agenda | 933310675—Management |
Item | Proposal | Type | Vote | For/Against Management |
1 | Director | Management | | |
| 1 | Anil K. Singhal | | For | For |
| 2 | John R. Egan | | For | For |
| 3 | Stuart M. McGuigan | | For | For |
2 | To ratify the selection of Pricewaterhousecoopers LLP, Independent Registered Public Accounting Firm, as auditors for the fiscal year ending March, 31, 2011. | Management | For | For |
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TOWERS WATSON & CO
Security | 891894107 | Meeting Type | Special |
Ticker Symbol | TW | Meeting Date | 09-Sep-2010 |
ISIN | US8918941076 | Agenda | 933315283—Management |
Item | Proposal | Type | Vote | For/Against Management |
1 | Approval of the amendment and restatement of the Company's Certificate of Incorporation to eliminate the restriction on the number of shares of Class B Common Stock that the Board of Directors can convert into shares of Class A Common Stock. | Management | For | For |
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RPM INTERNATIONAL INC.
Security | 749685103 | Meeting Type | Annual |
Ticker Symbol | RPM | Meeting Date | 07-Oct-2010 |
ISIN | US7496851038 | Agenda | 933323230—Management |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | David A. Daberko | | For | For |
| 2 | William A. Papenbrock | | For | For |
| 3 | Frank C. Sullivan | | For | For |
| 4 | Thomas C. Sullivan | | For | For |
02 | Ratify the appointment of Ernst & Young LLP as RPM's Independent Registered Public Accounting Firm. | Management | For | For |
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TOWERS WATSON & CO
Security | 891894107 | Meeting Type | Annual |
Ticker Symbol | TW | Meeting Date | 12-Nov-2010 |
ISIN | US8918941076 | Agenda | 933337140—Management |
Item | Proposal | Type | Vote | For/Against Management |
1A | Election of Director: John J. Gabarro | Management | For | For |
1B | Election of Director: Victor F. Ganzi | Management | For | For |
1C | Election of Director: John J. Haley | Management | For | For |
1D | Election of Director: Mark V. Mactas | Management | For | For |
1E | Election of Director: Mark Maselli | Management | For | For |
1F | Election of Director: Gail E. McKee | Management | For | For |
1G | Election of Director: Brendan R. O'Neill | Management | For | For |
1H | Election of Director: Linda D. Rabbitt | Management | For | For |
1I | Election of Director: Gilbert T. Ray | Management | For | For |
1J | Election of Director: Paul Thomas | Management | For | For |
1K | Election of Director: Wilhelm Zeller | Management | For | For |
02 | Ratify the selection of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending June 30, 2011. | Management | For | For |
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FIRST NIAGARA FINANCIAL GROUP, INC.
Security | 33582V108 | Meeting Type | Special |
Ticker Symbol | FNFG | Meeting Date | 20-Dec-2010 |
ISIN | US33582V1089 | Agenda | 933348547—Management |
Item | Proposal | Type | Vote | For/Against Management |
01 | The issuance of First Niagara Financial Group, Inc. common stock to Newalliance Bancshares, Inc. stockholders pursuant to the agreement and plan of merger dated as of August 18, 2010, and as amended as of September 27, 2010, by and among Newalliance Bancshares, Inc., First Niagara Financial Group, Inc., and FNFG Merger Sub., Inc. | Management | For | For |
02 | To approve one or more adjournments of the special meeting if necessary or appropriate, including adjournments to permit further solicitation of proxies in favor of the stock issuance. | Management | For | For |
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WASHINGTON FEDERAL, INC.
Security | 938824109 | Meeting Type | Annual |
Ticker Symbol | WFSL | Meeting Date | 19-Jan-2011 |
ISIN | US93883241096 | Agenda | 933357128—Management |
City | | Holding Recon Date | 26-Nov-2010 |
Country | United States | Vote Deadline Date | 18-Jan-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
1 | Director | Management | | |
| 1 | Anna C. Johnson | | For | For |
| 2 | Charles R. Richmond | | For | For |
2 | Adoption of the Washington Federal, Inc. 2011 Incentive Plan. | Management | For | For |
3 | Advisory vote on Washington Federal's executive compensation. | Management | For | For |
4 | Ratification of appointment of independent auditors. | Management | For | For |
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J & J SNACK FOODS CORP.
Security | 466032109 | Meeting Type | Annual |
Ticker Symbol | JJSF | Meeting Date | 09-Feb-2011 |
ISIN | US4660321096 | Agenda | 933360581—Management |
City | | Holding Recon Date | 13-Dec-2010 |
Country | United Sates | Vote Deadline Date | 08-Feb-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | Peter G. Stanley | | For | For |
02 | Advisory vote on approval of the Company's executive compensation programs | Management | For | |
03 | Advisory vote on the frequency of the shareholder's advisory vote on the Company's executive compensation program | Management | 3 Years | |
| | | | | |
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JACK IN THE BOX INC.
Security | 466367109 | Meeting Type | Annual |
Ticker Symbol | JACK | Meeting Date | 18-Feb-2011 |
ISIN | US4663671091 | Agenda | 9333565973—Management |
City | | Holding Recon Date | 21-Dec-2010 |
Country | United States | Vote Deadline Date | 17-Feb-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | David L. Goebel | | For | For |
| 2 | Murray H. Hutchison | | For | For |
| 3 | Linda A. Lang | | For | For |
| 4 | Michael W. Murphy | | For | For |
| 5 | James M. Myers | | For | For |
| 6 | David M. Tehle | | For | For |
| 7 | Winifred M. Webb | | For | For |
| 8 | John T. Wyatt | | For | For |
02 | Approval of amended and restated annual performance incentive plan | | For | For |
03 | Ratification of the appointment of KPMG LLP as Independent Registered Public Accountants. | Management | For | For |
04 | Advisory vote on executive compensation. | Management | For | For |
05 | Advisory vote on the frequency of a stockholder vote on executive compensation. | Management | Abstain | |
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MAXIMUS, INC.
Security | 577933104 | Meeting Type | Annual |
Ticker Symbol | MMS | Meeting Date | 18-Mar-2011 |
ISIN | US5779331041 | Agenda | 933368119—Management |
City | | Holding Recon Date | 14-Jan-2011 |
Country | United States | Vote Deadline Date | 17-Mar-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | Russell A. Beliveau | | For | For |
| 2 | John J. Haley | | For | For |
| 3 | Marilyn R. Seymann | | For | For |
02 | To cast an advisory vote to approve the compensation of the named executive officers. | Management | For | For |
03 | To cast an advisory vote on whether shareholders will vote on named executive officer compensation every one, two or three years. | Management | 3 Years | For |
04 | The ratification of the appointment of Ernst & Young LLP as our independent public accountants for our 2011 fiscal year. | Management | For | For |
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A.O. SMITH CORPORATION
Security | 831865209 | Meeting Type | Annual |
Ticker Symbol | AOS | Meeting Date | 11-Apr-2011 |
ISIN | US8318652091 | Agenda | 933375342—Management |
City | | Holding Recon Date | 18-Feb-2011 |
Country | United States | Vote Deadline Date | 08-Apr-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | Gloster B. Current, Jr. | | For | For |
| 2 | Robert J. O'Toole | | For | For |
| 3 | Idelle K. Wolf | | For | For |
| 4 | Gene C. Wulf | | For | For |
02 | Proposal to ratify the appointment of Ernst & Young LLP as the Independent Registered Public Accounting Firm of the Corporation. | Management | For | For |
03 | Proposal to approve by non-binding advisory vote, the compensation of our named executive officers. | Management | For | For |
04 | Proposal to recommend by non-binding advisory vote, the frequency of future advisory votes on the compensation of our named executive officers. | Management | 1 Year | For |
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CRANE CO.
Security | 224399105 | Meeting Type | Annual |
Ticker Symbol | CR | Meeting Date | 18-Apr-2011 |
ISIN | US2243991054 | Agenda | 933380482—Management |
City | | Holding Recon Date | 28-Feb-2011 |
Country | United States | Vote Deadline Date | 15-Apr-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
1A | Election of Director: E. Thayer Bigelow | Management | For | For |
1B | Election of Director: Philip R. Lochner, Jr. | Management | For | For |
1C | Election of Director: Ronald F. McKenna | Management | For | For |
02 | Ratification of selection of Deloitte & Touche LLP as independent auditors for the Company for 2011 | Management | For | For |
03 | Approval of annual incentive plan | Management | For | For |
04 | Say on Pay—an advisory vote on approval of executive compensation | Management | For | For |
05 | Say When on Pay—an advisory vote on approval of the frequency of shareholder votes on executive compensation | Management | 1 Year | For |
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PROSPERITY BANCSHARES, INC.
Security | 743606105 | Meeting Type | Annual |
Ticker Symbol | PRSP | Meeting Date | 19-Apr-2011 |
ISIN | US7436061052 | Agenda | 933389036—Management |
City | | Holding Recon Date | 28-Feb-2011 |
Country | United States | Vote Deadline Date | 18-Apr-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | William H. Fagan, M.D. | | For | For |
| 2 | P. Mueller, Jr., D.D.S. | | For | For |
| 3 | James D. Rollins III | | For | For |
| 4 | Harrison Stafford II | | For | For |
02 | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2011. | Management | For | For |
03 | Approval of the advisory proposal regarding the compensation of the Company's named executive officers. ("Say-on-Pay") | Management | For | For |
04 | Approval of the advisory proposal on the frequency of future advisory votes on executive compensation. ("Say-on-Frequency") | Management | 3 Years | For |
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LASALLE HOTEL PROPERTIES
Security | 517942108 | Meeting Type | Annual |
Ticker Symbol | LHO | Meeting Date | 21-Apr-2011 |
ISIN | US5179421087 | Agenda | 933377548—Management |
City | | Holding Recon Date | 09-Feb-2011 |
Country | United States | Vote Deadline Date | 20-Apr-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
1 | Director | Management | | |
| 1 | Michael D. Barnello | | For | For |
| 2 | Donald A. Washburn | | For | For |
2 | To ratify the appointment of the Company's independent registered public accountants for the year ending December 31, 2011. | Management | For | For |
3 | To approve, by non-binding vote, executive compensation. | Management | For | For |
4 | To recommend, by non-binding vote, the frequency of executive compensation votes. | Management | 1 Year | For |
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ARKANSAS BEST CORPORATION
Security | 040790107 | Meeting Type | Annual |
Ticker Symbol | ABFS | Meeting Date | 21-Apr-2011 |
ISIN | US0407901075 | Agenda | 933383010—Management |
City | | Holding Recon Date | 22-Feb-2011 |
Country | United States | Vote Deadline Date | 20-Apr-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
I | Director | Management | | |
| 1 | John W. Alden | | For | For |
| 2 | Frank Edelstein | | For | For |
| 3 | William M. Legg | | For | For |
| 4 | Judy R. McReynolds | | For | For |
| 5 | Robert A. Young III | | For | For |
II | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2011. | Management | For | For |
III | To approve, an on advisory basis, the compensation of the Company's named executive officers. | Management | For | For |
IV | To approve, on an advisory basis, the frequency of holding future advisory votes on the compensation of the Company's named executive officers. | Management | 1 Year | For |
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HANESBRANDS INC.
Security | 410345102 | Meeting Type | Annual |
Ticker Symbol | HBI | Meeting Date | 26-Apr-2011 |
ISIN | US4103451021 | Agenda | 933381244—Management |
City | | Holding Recon Date | 17-Feb-2011 |
Country | United States | Vote Deadline Date | 25-Apr-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | Lee A. Chaden | | For | For |
| 2 | Bobby J. Griffin | | For | For |
| 3 | James C. Johnson | | For | For |
| 4 | Jessica T. Mathews | | For | For |
| 5 | J. Patrick Mulcahy | | For | For |
| 6 | Ronald L. Nelson | | For | For |
| 7 | Richard A. Noll | | For | For |
| 8 | Andrew J. Schindler | | For | For |
| 9 | Ann E. Ziegler | | For | For |
02 | To ratify the appointment of Pricewaterhousecoopers LLP as Hanesbrands' independent registered public accounting firm for Hanesbrands' 2011 fiscal year | Management | For | For |
03 | To approve, by a non-binding advisory vote, executive compensation as described in the proxy statement for the annual meeting | Management | For | For |
04 | To recommend, by a non-binding advisory vote, the frequency of future advisory votes regarding executive compensation | Management | 1 Year | For |
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FIRST NIAGARA FINANCIAL GROUP, INC.
Security | 33582V108 | Meeting Type | Annual |
Ticker Symbol | FNFG | Meeting Date | 26-Apr-2011 |
ISIN | US33582V1089 | Agenda | 933389163—Management |
City | | Holding Recon Date | 04-Mar-2011 |
Country | United States | Vote Deadline Date | 25-Apr-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | Thomas E. Baker | | For | For |
| 2 | G. Thomas Bowers | | For | For |
| 3 | William H. (Tony) Jones | | For | For |
| 4 | Peter B. Robinson | | For | For |
02 | The amendment of our Certificate of Incorporation to implement the phased in declassifying of our Board of Directors | Management | For | For |
03 | The amendment to our Certificate of Incorporation to eliminate the "Fair Price" provision by deleting the current text of Article Eighth | Management | For | For |
04 | An advisory (non-binding) vote to approve our executive compensation programs and policies as described in this proxy statement | Management | For | For |
05 | An advisory (non-binding) vote on the frequency of future votes on executive compensation | Management | 3 Years | For |
06 | The ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2011 | Management | For | For |
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TELEFLEX INCORPORATED
Security | 879369106 | Meeting Type | Annual |
Ticker Symbol | TFX | Meeting Date | 26-Apr-2011 |
ISIN | US8793691069 | Agenda | 933398009—Management |
City | | Holding Recon Date | 14-Mar-2011 |
Country | United States | Vote Deadline Date | 25-Apr-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | George Babich, Jr. | | For | For |
| 2 | William R. Cook | | For | For |
| 3 | Stephen K. Klasko | | For | For |
| 4 | Benson F. Smith | | For | For |
02 | Approval of the Teleflex Incorporated 2011 executive incentive plan. | Management | For | For |
03 | Advisory vote on compensation of named executive officers. | Management | For | For |
04 | Advisory vote on whether the advisory vote on compensation of named executive officer should occur every one, two or three years. | Management | 2 Years | For |
05 | Ratification of the appointment of Pricewaterhousecoopers LLP as the Company's independent registered public accounting firm for the 2011 fiscal year. | Management | For | For |
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NATIONAL PENN BANCSHARES, INC.
Security | 637138108 | Meeting Type | Annual |
Ticker Symbol | NPBC | Meeting Date | 26-Apr-2011 |
ISIN | US6371381087 | Agenda | 933414687—Management |
City | | Holding Recon Date | 03-Mar-2011 |
Country | United States | Vote Deadline Date | 25-Apr-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | Thomas A. Beaver | | For | For |
| 2 | Jeffrey P. Feather | | For | For |
| 3 | Patricia L. Langiotti | | For | For |
| 4 | Natalye Paquin | | For | For |
02 | Ratification of National Penn's independent auditors for 2011. | Management | For | For |
03 | An advisory (non-binding) proposal to approve the compensation of National Penn's executives. | Management | For | For |
04 | An advisory (non-binding) proposal relating to the frequency of an advisory vote on executive officer compensation. | Management | 1 Year | For |
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ASPEN INSURANCE HOLDINGS LIMITED
Security | G05384105 | Meeting Type | Annual |
Ticker Symbol | AHL | Meeting Date | 28-Apr-2011 |
ISIN | BMG053841059 | Agenda | 933387614—Management |
City | | Holding Recon Date | 01-Mar-2011 |
Country | Bermuda | Vote Deadline Date | 27-Apr-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | To approve the compensation of the Company's named executive officers, as disclose din our annual report on Form 10-K filed on February 25, 2011, as part of the non-binding advisory vote for say-on-pay. | Management | For | For |
02 | Director | Management | | |
| 1 | Mr. Christopher O'Kane | | For | For |
| 2 | Mr. John Cavoores | | For | For |
| 3 | Mr. Liaquat Ahamed | | For | For |
| 4 | Ms. Heidi Hutter | | For | For |
| 5 | Mr. Albert Beer | | For | For |
03 | To appoint KPMG Audit PLC ("KPMG"), London, England, to act as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2011 and to authorize the Board through the Audit Committee (the "Audit Committee") to set the remuneration for the independent registered public accounting firm. | Management | For | For |
04 | To approve the 2011 Share Incentive Plan. | Management | For | For |
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OWENS & MINOR, INC.
Security | 690732102 | Meeting Type | Annual |
Ticker Symbol | OMI | Meeting Date | 29-Apr-2011 |
ISIN | US6907321029 | Agenda | 933383781—Management |
City | | Holding Recon Date | 08-Mar-2011 |
Country | United States | Vote Deadline Date | 28-Apr-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | A. Marshall Acuff, Jr. | | For | For |
| 2 | J. Alfred Broaddus, Jr. | | For | For |
| 3 | Richard E. Fogg | | For | For |
| 4 | John W. Gerdelan | | For | For |
| 5 | Lemuel E. Lewis | | For | For |
| 6 | G. Gilmer Minor, III | | For | For |
| 7 | Eddie N. Moore, Jr. | | For | For |
| 8 | Peter S. Redding | | For | For |
| 9 | James E. Rogers | | For | For |
| 10 | Robert C. Sledd | | For | For |
| 11 | Craig R. Smith | | For | For |
| 12 | Anne Marie Whittemore | | For | For |
02 | Vote to ratify KPMG LLP as the Company's independent registered public accounting firm for 2011 | Management | For | For |
03 | Advisory vote on executive compensation | Management | For | For |
04 | Advisory vote on the frequency of a shareholder vote on executive compensation | Management | 1 Year | For |
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CLECO CORPORATION
Security | 12561W05 | Meeting Type | Annual |
Ticker Symbol | CNL | Meeting Date | 29-Apr-2011 |
ISIN | US12561W1053 | Agenda | 933385189—Management |
City | | Holding Recon Date | 01-Mar-2011 |
Country | United States | Vote Deadline Date | 28-Apr-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | William L. Marks | | For | For |
| 2 | Robert T. Ratcliff, Sr. | | For | For |
| 3 | Peter M. Scott III | | For | For |
| 4 | William H. Walker, Jr. | | For | For |
02 | To ratify the Audit Committee's appointment of the firm of Pricewaterhousecoopers LLP as Cleco Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2011. | Management | For | For |
03 | Advisory vote on the compensation of Cleco Corporation's named executive officers. | Management | For | For |
04 | Advisory vote on the frequency of holding an advisory vote on the compensation of Cleco Corporation's named executive officers. | Management | 3 Years | For |
05 | Proposal to approve an amendment to Cleco Corporation's Bylaws. | Management | For | For |
06 | Proposal to approve an amendment to Cleco Corporation's amended and restated Articles of Incorporation. | Management | For | For |
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ARGO GROUP INTERNATIONAL HOLDINGS, LTD.
Security | G0464B107 | Meeting Type | Annual |
Ticker Symbol | AGII | Meeting Date | 03-May-2011 |
ISIN | BMG0464B1072 | Agenda | 933386218—Management |
City | | Holding Recon Date | 11-Mar-2011 |
Country | United States | Vote Deadline Date | 02-May-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | H. Berry Cash | | For | For |
| 2 | John R. Power, Jr. | | For | For |
| 3 | Mark E. Watson III | | For | For |
02 | To vote on a proposal to approve, on an advisory, non-binding basis, the compensation of our named executive officers. | Management | For | For |
03 | To vote on a proposal to select, on an advisory, non-binding basis, the frequency of the shareholder vote on the compensation of our named executive officer. | Management | 1 Year | For |
04 | To consider and approve the recommendation of the Audit Committee of our Board of Directors that Ernst & Young LLP be appointed as our independent auditors for the fiscal year ending December 31, 2011 and to refer the determination of the independent auditors remuneration to the Audit Committee of our Board of Directors. | Management | For | For |
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WEST PHARMACEUTICAL SERVICES, INC.
Security | 955306105 | Meeting Type | Annual |
Ticker Symbol | WST | Meeting Date | 03-May-2011 |
ISIN | US9553061055 | Agenda | 933397689—Management |
City | | Holding Recon Date | 18-Mar-2011 |
Country | United States | Vote Deadline Date | 02-May-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | Donald E. Morel Jr. * | | For | For |
| 2 | John H. Weiland* | | For | For |
| 3 | Robert C. Young* | | For | For |
| 4 | Mark A. Buthman* | | For | For |
| 5 | Douglas A. Michels# | | For | For |
02 | To amend our Amended and Restated Articles of Incorporation to declassify our Board of Directors so that all of our Directors stand for election each year. | Management | For | For |
03 | To ratify the appointment of Pricewaterhousecoopers LLP as our independent registered public accounting firm for the 2011 fiscal year. | Management | For | For |
04 | To hold an advisory vote on executive compensation. | Management | For | For |
05 | To hold an advisory vote on the frequency of the executive compensation vote. | Management | 1 Year | For |
06 | To approve the adoption of West Pharmaceutical Services, Inc. 2011 Omnibus Incentive Compensation Plan. | Management | For | For |
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APTARGROUP, INC.
Security | 038336103 | Meeting Type | Annual |
Ticker Symbol | ATR | Meeting Date | 04-May-2011 |
ISIN | US038361039 | Agenda | 933385064—Management |
City | | Holding Recon Date | 10-Mar-2011 |
Country | United States | Vote Deadline Date | 03-May-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | Mr. George L. Fotiades | | For | For |
| 2 | Mr. King W. Harris | | For | For |
| 3 | Mr. Peter H. Pfeiffer | | For | For |
| 4 | Dr. Joanne C. Smith | | For | For |
02 | Advisory vote on executive compensation | Management | For | For |
03 | Advisory vote on the frequency of the advisory vote on executive compensation | Management | 1 Year | For |
04 | Approval of the 2011 Stock Awards Plan | Management | For | For |
05 | Ratification of the appointment of Pricewaterhousecoopers LLP as the independent registered public accounting firm for 2011 | Management | For | For |
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CHICAGO BRIDGE & IRON COMPANY N.V.
Security | 167250109 | Meeting Type | Annual |
Ticker Symbol | CBI | Meeting Date | 04-May-2011 |
ISIN | US1672501095 | Agenda | 933390332—Management |
City | | Holding Recon Date | 10-Mar-2011 |
Country | United States | Vote Deadline Date | 02-May-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
1A | Election of the member of the Supervisory Board to serve until the annual general meeting of shareholders in 2013: Gary L. Neale. (Please note that an "Abstain" vote will count as a For vote for the alternate nominee Luciano Reyes). | Management | For | For |
1B | Election of the member of the Supervisory Board to serve until the annual general meeting of shareholders in 2013: J. Charles Jennett. (Please note than an "Abstain" vote will count as a For vote for the alternate nominee Westley S. Stockton). | Management | For | For |
2A | Election of the member of the Supervisory Board to serve until the annual general meeting of shareholders in 2014: Larry D. McVay. (Please note that an "Abstain" vote will count as a For vote for the alternate nominee David L. King). | Management | For | For |
2B | Election of the member of the Supervisory Board to serve until the annual general meeting of shareholders in 2014: Marsha C. Williams. (Please note that an "Abstain" vote will count as a For vote for the alternate nominee Luke V. Scorsone). | Management | For | For |
03 | To approve, by non-binding vote, the compensation of the Company's named executive officers. | Management | For | For |
04 | To recommend, by non-binding vote, the frequency of the advisory vote on the compensation of the Company's named executive officers. | Management | 3 Years | For |
05 | To authorize the preparation of our Dutch statutory annual accounts and the annual report of our Management Board in the English language and to adopt our Dutch statutory annual accounts for the year ended December 31, 2010. | Management | For | For |
06 | To discharge the sole member of our Management Board from liability in respect of the exercise of its duties during the year ended December 31, 2010. | Management | For | For |
07 | To discharge the members of our Supervisory Board from liability in respect of the exercise of their duties during the year ended December 31, 2010. | Management | For | For |
08 | To approve the extension of the authority of our Management Board, acting with the approval of the Supervisory Board, to repurchase up to 10% of our issued share capital of the Company until November 4, 2012, on the open market, through privately negotiated transactions or in one or more self tender offers for a price per share not less than the nominal value of a share and not higher than 110% of the most recent available (as of the time of repurchase) price of a share on any securities exchange where our shares are traded. | Management | For | For |
09 | To appoint Ernst & Young LLP as our independent registered public accounting firm, who will audit our accounts for the year ending December 31, 2011. | Management | For | For |
10 | To approve the extension of the authority of the Supervisory Board to issue shares and/or grant rights to acquire shares (including options to subscribe for shares), never to exceed the number of authorized but unissued shares, and to limit or exclude the preemptive rights of shareholders of the Company with respect to the issuance of shares and/or the grant of the right to acquire shares until May 4, 2016. | Management | For | For |
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TOWER GROUP, INC.
Security | 891777104 | Meeting Type | Annual |
Ticker Symbol | TWGP | Meeting Date | 05-May-2011 |
ISIN | US8917771045 | Agenda | 933388515—Management |
City | | Holding Recon Date | 08-Mar-2011 |
Country | United States | Vote Deadline Date | 04-May-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | Michael H. Lee | | For | For |
| 2 | William W. Fox, Jr | | For | For |
| 3 | William A. Robbie | | For | For |
| 4 | Steven W. Schuster | | For | For |
02 | Ratify the appointment of Pricewaterhousecoopers LLP as the Company's independent registered public accounting firm for the year 2011 | Management | For | For |
03 | Advisory vote on the Company's executive compensation | Management | For | For |
04 | Advisory vote on the frequency of future advisory votes on the Company's executive compensation | Management | 3 Years | For |
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THE BRINK'S COMPANY
Security | 109696104 | Meeting Type | Annual |
Ticker Symbol | BCO | Meeting Date | 06-May-2011 |
ISIN | US1096961040 | Agenda | 933392300—Management |
City | | Holding Recon Date | 04-Mar-2011 |
Country | United States | Vote Deadline Date | 05-May-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Approve amendments to the Amended and Restated Articles of Incorporation relating to the size of the Board of Directors. | Management | | |
02 | Director | Management | | |
| 1 | Marc C. Breslawsky | | For | For |
| 2 | Michael T. Dan | | For | For |
03 | Approve the amended and restated key employees incentive plan. | Management | For | For |
04 | Approve a non-binding advisory resolution relating to the compensation of the named executive officers. | Management | For | For |
05 | Provide a non-binding advisory vote as to the frequency (every one, two or three years) of the non-binding shareholder vote on the compensation of the named executive officers. | Management | 1 Year | For |
06 | Approve the Audit and Ethics Committee's selection of KPMG LLP as an independent registered public accounting firm to audit the accounts of the Company and its subsidiaries for 2011. | Management | For | For |
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BARNES GROUP INC.
Security | 067806109 | Meeting Type | Annual |
Ticker Symbol | B | Meeting Date | 06-May-2011 |
ISIN | US0678061096 | Agenda | 933416477—Management |
City | | Holding Recon Date | 10-Mar-2011 |
Country | United States | Vote Deadline Date | 05-May-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | William S. Bristow, Jr. | | For | For |
| 2 | Hassell H. McClellan | | For | For |
| 3 | Gregory F. Milzcik | | For | For |
02 | Ratify the selection of Pricewaterhousecoopers LLP as the Company's independent registered public accounting firm for 2011. | Management | For | For |
03 | Approval of the Barnes Group Inc. performance based bonus plan for selected executive officers, as amended. | Management | For | For |
04 | Advisory (non-binding) resolution regarding the Company's executive compensation. | Management | For | For |
05 | Advisory (non-binding) resolution regarding the frequency of holding an advisory vote on the Company's executive compensation. | Management | 3 Years | For |
06 | Amendment of the Company's Amended and Restated By-Laws to provide for the annual election of all Directors. | Shareholder | Against | For |
07 | Stockholder proposal regarding elimination of supermajority voting requirements in the Company's restated Certificate of Incorporation, as amended, and ist amended and restated By-Laws. | Shareholder | Against | For |
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PROTECTIVE LIFE CORPORATION
Security | 743674103 | Meeting Type | Annual |
Ticker Symbol | PL | Meeting Date | 09-May-2011 |
ISIN | US7436741034 | Agenda | 933410653—Management |
City | | Holding Recon Date | 11-Mar-2011 |
Country | United States | Vote Deadline Date | 06-May-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | Robert O. Burton | | For | For |
| 2 | Thomas L. Hamby | | For | For |
| 3 | John D. Johns | | For | For |
| 4 | Vanessa Leonard | | For | For |
| 5 | Charles D. McCrary | | For | For |
| 6 | John J. McMahon, Jr. | | For | For |
| 7 | Hans H. Miller | | For | For |
| 8 | Malcolm Portera | | For | For |
| 9 | C. Dowd Ritter | | For | For |
| 10 | Jesse J. Spikes | | For | For |
| 11 | William A. Terry | | For | For |
| 12 | W. Michael Warren, Jr. | | For | For |
| 13 | Vanessa Wilson | | For | For |
02 | Advisory vote regarding the compensation of the Company's named executive officers as disclosed in its proxy statement. | Management | For | For |
03 | Advisory vote on the frequency at which the Company should increase an advisory vote regarding the compensation of its named executive officers in its proxy statement for shareholder consideration. | Management | 1 Year | For |
04 | Ratification of the appointment of Pricewaterhousecoopers LLP as the Company's independent accountants. | Management | For | For |
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TRUSTMARK CORPORATION
Security | 898402102 | Meeting Type | Annual |
Ticker Symbol | TRMK | Meeting Date | 10-May-2011 |
ISIN | US8984021027 | Agenda | 9334101488—Management |
City | | Holding Recon Date | 14-Mar-2011 |
Country | United States | Vote Deadline Date | 09-May-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | Adolphus B. Baker | | For | For |
| 2 | William C. Deviney, Jr. | | For | For |
| 3 | Daniel A. Grafton | | For | For |
| 4 | Gerard R. Host | | For | For |
| 5 | David H. Hoster II | | For | For |
| 6 | John M. McCullouch | | For | For |
| 7 | Richard H. Puckett | | For | For |
| 8 | R. Michael Summerford | | For | For |
| 9 | Leroy G. Walker, Jr. | | For | For |
| 10 | William G. Yates III | | For | For |
02 | Advisory vote on Executive Compensation—to provide advisory approval of Trustmark's executive compensation. | Management | For | For |
03 | Advisory vote on the frequency of advisory votes on executive compensation—to provide a recommendation for the frequency of advisory votes on Trustmark's executive compensation. | Management | 1 Year | For |
04 | Ratification of selection of independent auditors—to ratify the selection of KPMG LLP as Trustmark Corporation's independent auditors for the fiscal year ending December 31, 2011. | Management | For | For |
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PORTLAND GENERAL ELECTRIC CO
Security | 736508847 | Meeting Type | Annual |
Ticker Symbol | POR | Meeting Date | 11-May-2011 |
ISIN | US7365088472 | Agenda | 933396295—Management |
City | | Holding Recon Date | 07-Mar-2011 |
Country | United States | Vote Deadline Date | 10-May-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | John W. Ballantine | | For | For |
| 2 | Rodney L. Brown, Jr. | | For | For |
| 3 | David A. Dietzler | | For | For |
| 4 | Kirby A. Dyess | | For | For |
| 5 | Peggy Y. Fowler | | For | For |
| 6 | Mark B. Ganz | | For | For |
| 7 | Corbin A. McNeill, Jr. | | For | For |
| 8 | Neil J. Nelson | | For | For |
| 9 | M. Lee Pelton | | For | For |
| 10 | James J. Piro | | For | For |
| 11 | Robert T.F. Reid | | For | For |
02 | To approve, by a non-binding vote, the compensation of named executive officers. | Management | For | For |
03 | To approve, by a non-binding vote, the frequency of future shareholder votes on approval of compensation of named executive officers. | Management | 3 Years | For |
04 | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal year 2011. | Management | For | For |
05 | Shareholder proposal concerning Greenhouse Gas Emissions reduction. | Shareholder | Against | For |
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WABTEC CORPORATION
Security | 929740108 | Meeting Type | Annual |
Ticker Symbol | WAB | Meeting Date | 11-May-2011 |
ISIN | US9297401088 | Agenda | 933401109—Management |
City | | Holding Recon Date | 16-Mar-2011 |
Country | United States | Vote Deadline Date | 10-May-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
1 | Director | Management | | |
| 1 | Emilio A. Fernandez | | For | For |
| 2 | Lee B. Foster II | | For | For |
2 | Approval of advisory (non-binding) resolution relating to 2010 named executive officer compensation. | Management | For | For |
3 | Advisory (non-binding) vote on how often the Company should conduct a stockholder advisory vote on named executive officer compensation. | Management | 1 Year | For |
4 | Approval of the 2011 Stock Incentive Plan. | Management | For | For |
5 | Ratification of the appointment of Ernst & Young as our independent registered public accounting firm for the 2011 fiscal year. | Management | For | For |
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GENERAL CABLE CORPORATION
Security | 369300108 | Meeting Type | Annual |
Ticker Symbol | BGC | Meeting Date | 12-May-2011 |
ISIN | US3693001089 | Agenda | 933396271—Management |
City | | Holding Recon Date | 14-Mar-2011 |
Country | United States | Vote Deadline Date | 11-May-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | Gregory B. Kenny | | For | For |
| 2 | Charles G. McClure, Jr. | | For | For |
| 3 | Patrick M. Prevost | | For | For |
| 4 | Robert L. Smialek | | For | For |
| 5 | John E. Welsh, III | | For | For |
02 | Ratification of the appointment of Deloitte & Touche LLP, an independent registered public accounting firm, to audit General Cable's 2011 consolidated financial statements and internal control over financial reporting. | Management | For | For |
03 | To approve, by non-binding vote, the compensation of our executive officers. | Management | For | For |
04 | To recommend, by non-binding vote, the frequency of executive compensation votes. | Management | 1 Year | For |
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CORPORATE OFFICE PROPERTIES TRUST
Security | 22002T108 | Meeting Type | Annual |
Ticker Symbol | OFC | Meeting Date | 12-May-2011 |
ISIN | US22002T1088 | Agenda | 933400652—Management |
City | | Holding Recon Date | 15-Mar-2011 |
Country | United States | Vote Deadline Date | 11-May-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | Jay H. Shidler | | For | For |
| 2 | Clay W. Hamlin, III | | For | For |
| 3 | Thomas F. Brady | | For | For |
| 4 | Robert L. Denton | | For | For |
| 5 | Randall M. Griffin | | For | For |
| 6 | Elizabeth A. Hight | | For | For |
| 7 | David M. Jacobstein | | For | For |
| 8 | Steven D. Kesler | | For | For |
| 9 | Richard Szafranski | | For | For |
| 10 | Kenneth D. Wethe | | For | For |
02 | Approval, on a non-binding, advisory basis, of named executive compensation. | Management | For | For |
03 | Vote, on a non-binding, advisory basis, on frequency of future votes on named executive officer compensation. | Management | 1 Year | For |
04 | Ratification of the appointment of independent registered public accounting firm. | Management | For | For |
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TANGER FACTORY OUTLET CENTERS, INC.
Security | 875465106 | Meeting Type | Annual |
Ticker Symbol | SKT | Meeting Date | 13-May-2011 |
ISIN | US8754651060 | Agenda | 933401147—Management |
City | | Holding Recon Date | 17-Mar-2011 |
Country | United States | Vote Deadline Date | 12-May-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | Jack Affrick | | For | For |
| 2 | Steven B. Tanger | | For | For |
| 3 | William G. Benton | | For | For |
| 4 | Bridget Ryan Berman | | For | For |
| 5 | Donald G. Drapkin | | For | For |
| 6 | Thomas J. Reddin | | For | For |
| 7 | Thomas E. Robinson | | For | For |
| 8 | Allan L. Schuman | | For | For |
02 | To ratify the appointment of Pricewaterhousecoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2011. | Management | For | For |
03 | To amend the Articles of Incorporation to increase the number of common shares authorized for issuance from 150 million common shares to 300 million common shares. | Management | For | For |
04 | To hold an advisory vote on the approval of executive compensation. | Management | For | For |
05 | To hold an advisory vote on whether an advisory vote on executive compensation should be held every one, two or three years. | Management | 3 Years | For |
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CARTER'S INC.
Security | 146229109 | Meeting Type | Annual |
Ticker Symbol | CRI | Meeting Date | 13-May-2011 |
ISIN | US1462291097 | Agenda | 933420236—Management |
City | | Holding Recon Date | 25-Mar-2011 |
Country | United States | Vote Deadline Date | 12-May-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | Amy Woods Brinkley | | For | For |
| 2 | Michael D. Casey | | For | For |
| 3 | A. Bruce Cleverly | | For | For |
| 4 | Jevin S. Eagle | | For | For |
02 | Advisory vote on executive compensation. | Management | For | For |
03 | Advisory vote on the frequency of an advisory vote on executive compensation. | Management | 3 Years | For |
04 | Approval of the Company's amended and restated equity incentive plan. | Management | For | For |
05 | Approval of the Company's amended and restated annual incentive compensation plan. | Management | For | For |
06 | Ratification of the appointment of Pricewaterhousecoopers LLP as the Company's independent registered public accounting firm for fiscal 2011. | Management | For | For |
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SENIOR HOUSING PROPERTIES TRUST
Security | 81721M109 | Meeting Type | Annual |
Ticker Symbol | SNH | Meeting Date | 16-May-2011 |
ISIN | US81721M1099 | Agenda | 933375873—Management |
City | | Holding Recon Date | 18-Feb-2011 |
Country | United States | Vote Deadline Date | 13-May-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | To elect the nominee named in our proxy statement to our Board of Trustees as the Independent Trustee in Group III: Frederick N. Zeytoonijian | Management | For | For |
02 | To approve a nonbinding advisory resolution on our executive compensation | Management | For | For |
03 | To recommend, by nonbinding advisory vote, the frequency of shareholder nonbinding advisory votes relating to our executive compensation | Management | 3 Years | For |
04 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2011. | Management | For | For |
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OIL STATES INTERNATIONAL, INC.
Security | 678026105 | Meeting Type | Annual |
Ticker Symbol | OIS | Meeting Date | 17-May-2011 |
ISIN | US6780261052 | Agenda | 933418534—Management |
City | | Holding Recon Date | 31-Mar-2011 |
Country | United States | Vote Deadline Date | 16-May-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | Christohper T. Seaver | | For | For |
| 2 | Douglas E. Swanson | | For | For |
| 3 | Cindy B. Taylor | | For | For |
02 | Ratification of the selection of Ernst & Young LLP as independent accountants for the Company for the current year. | Management | For | For |
03 | Proposal to approve the advisory vote relating to executive compensation. | Management | For | For |
04 | Executive compensation proposal to approve the advisory vote regarding frequency of advisory vote on. | Management | 1 Year | For |
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OLD DOMINION FREIGHT LINE, INC.
Security | 679580100 | Meeting Type | Annual |
Ticker Symbol | ODFL | Meeting Date | 17-May-2011 |
ISIN | US6795801009 | Agenda | 933429335—Management |
City | | Holding Recon Date | 21-Mar-2011 |
Country | United States | Vote Deadline Date | 16-May-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | Earl E. Congdon | | For | For |
| 2 | David S. Congdon | | For | For |
| 3 | John R. Congdon | | For | For |
| 4 | J. Paul Breitbach | | For | For |
| 5 | John R. Congdon, Jr. | | For | For |
| 6 | Robert G. Culp, III | | For | For |
| 7 | John D. Kasarda | | For | For |
| 8 | Leo H. Suggs | | For | For |
| 9 | D. Michael Wray | | For | For |
02 | Advisory vote on the compensation of the Company's named executive officers as disclosed in the accompanying proxy statement. | Management | For | For |
03 | Advisory vote on the frequency of future advisory votes on the compensation of the Company's named executive officers. | Management | 1 Year | For |
04 | Shareholder proposal regarding Independent Chairman of the Board. | Shareholder | Against | For |
05 | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2011. | Management | For | For |
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FIRST MIDWEST BANCORP, INC.
Security | 320867104 | Meeting Type | Annual |
Ticker Symbol | FMBI | Meeting Date | 18-May-2011 |
ISIN | US3208671046 | Agenda | 933410603—Management |
City | | Holding Recon Date | 25-Mar-2011 |
Country | United States | Vote Deadline Date | 17-May-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
1A | Election of Director: John F. Chlebowski, Jr. | Management | For | For |
1B | Election of Director: John E. Rooney | Management | For | For |
1C | Election of Director: Ellen A. Rudnick | Management | For | For |
1D | Election of Director: Phupinder S. Gill | Management | For | For |
1E | Election of Director: Michael J. Small | Management | For | For |
1F | Election of Director: Peter J. Henseler | Management | For | For |
02 | Advisory (non-binding) vote ratifying the appointment of Ernst & Young LLP as our independent auditors for the fiscal year ending December 31, 2011. | Management | For | For |
03 | Advisory (non-binding) vote to approve executive compensation. | Management | For | For |
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MAGELLAN HEALTH SERVICES, INC.
Security | 559079207 | Meeting Type | Annual |
Ticker Symbol | MGLN | Meeting Date | 18-May-2011 |
ISIN | US5590792074 | Agenda | 933414942—Management |
City | | Holding Recon Date | 31-Mar-2011 |
Country | United States | Vote Deadline Date | 17-May-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | William J. McBride* | | For | For |
| 2 | Robert M. Le Blanc* | | For | For |
| 3 | William D. Forrest* | | For | For |
| 4 | Barry M. Smith# | | For | For |
02 | To approve, by non-binding vote, the compensation of the named executive officers. | Management | For | For |
03 | To recommend, by non-binding vote, the frequency of stockholder votes on named executive officer compensation. | Management | 3 Years | For |
04 | To approve the Magellan Health Services, Inc. 2011 Management Incentive Plan. | Management | For | For |
05 | To approve the Magellan Health Services, Inc. 2011 Employee Stock Purchase Plan. | Management | For | For |
06 | Ratification of Ernst & Young LLP as independent auditors for fiscal year 2011. | Management | For | For |
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ASTORIA FINANCIAL CORPORATION
Security | 046265104 | Meeting Type | Annual |
Ticker Symbol | AF | Meeting Date | 18-May-2011 |
ISIN | US0462651045 | Agenda | 933416807—Management |
City | | Holding Recon Date | 25-Mar-2011 |
Country | United States | Vote Deadline Date | 17-May-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | George L. Engelke, Jr. | | For | For |
| 2 | Peter C. Haeffner, Jr. | | For | For |
| 3 | Ralph F. Palleschi | | For | For |
02 | The approval of an amendment to the 2005 re-designated, amended and restated stock incentive plan for officers and employees of Astoria Financial Corporation. | Management | For | For |
03 | The approval, on a non-binding basis, of the compensation of Astoria Financial Corporation's named executive officers. | Management | For | For |
04 | The approval, on a non-binding basis, of the frequency of future shareholder advisory votes to approve the compensation of Astoria Financial Corporation's named executive officers. | Management | 1 Year | For |
05 | The ratification of the appointment of KPMG LLP as the independent registered public accounting firm for Astoria Financial Corporation for the fiscal year ending December 31, 2011. | Management | For | For |
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WESTAR ENERGY, INC.
Security | 95709T100 | Meeting Type | Annual |
Ticker Symbol | WR | Meeting Date | 19-May-2011 |
ISIN | US95709T1007 | Agenda | 933412784—Management |
City | | Holding Recon Date | 21-Mar-2011 |
Country | United States | Vote Deadline Date | 18-May-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | Mollie H. Carter | | For | For |
| 2 | Jerry B. Farley | | For | For |
| 3 | Arthur B. Krause | | For | For |
| 4 | William B. Moore | | For | For |
02 | To provide an advisory vote on executive compensation | Management | For | For |
03 | To provide an advisory vote on the frequency of advisory votes on executive compensation | Management | 1 Year | For |
04 | To approve an amendment to our long term incentive and share award plan and approve the material terms of the performance goals under the plan. | Management | For | For |
05 | To approve an amendment to our restated Articles of Incorporation to increase our authorized shares of common stock | Management | For | For |
06 | To ratify and confirm of Deloitte & Touche LLP as our independent registered public accounting firm for 2011 | Management | For | For |
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PEBBLEBROOK HOTEL TRUST
Security | 70509V100 | Meeting Type | Annual |
Ticker Symbol | PEB | Meeting Date | 20-May-2011 |
ISIN | US70509V1008 | Agenda | 9333394291—Management |
City | | Holding Recon Date | 10-Mar-2011 |
Country | United States | Vote Deadline Date | 19-May-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | Jon E. Bortz | | For | For |
| 2 | Cydney C. Donnell | | For | For |
| 3 | Ron E. Jackson | | For | For |
| 4 | Michael J. Schall | | For | For |
| 5 | Earl E. Webb | | For | For |
| 6 | Laura H. Wright | | For | For |
02 | Ratification of the selection of KPMG LLP to serve as our independent registered public accountants for the year ending December 31, 2011. | Management | For | For |
03 | To approve, by non-binding vote, the compensation of our named executive officers. | Management | For | For |
04 | To recommend, by non-binding vote, the frequency of voting to approve the compensation of our named executive officers. | Management | 3 Years | For |
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STONE ENERGY CORPORATION
Security | 861642106 | Meeting Type | Annual |
Ticker Symbol | SGY | Meeting Date | 20-May-2011 |
ISIN | US8616421066 | Agenda | 933415122—Management |
City | | Holding Recon Date | 24-Mar-2011 |
Country | United States | Vote Deadline Date | 19-May-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | George R. Christmas | | For | For |
| 2 | B.J. Duplantis | | For | For |
| 3 | Peter D. Kinnear | | For | For |
| 4 | John P. Laborde | | For | For |
| 5 | Richard A. Pattarozzi | | For | For |
| 6 | Donald E. Powell | | For | For |
| 7 | Kay G. Priestly | | For | For |
| 8 | David H. Welch | | For | For |
02 | Ratification of the appointment of the independent registered public accounting firm, Ernst & Young LLP, for fiscal 2011 | Management | For | For |
03 | Approval of an amendment to the Stone Energy Corporation 2009 amended and restated stock incentive plan to increase the number of shares available for issuance under the plan | Management | For | For |
04 | Approval, by non-binding vote, of resolution approving executive compensation | Management | For | For |
05 | To recommend, by non-binding vote, the frequency of future executive compensation votes | Management | 2 Years | For |
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THE CHILDREN'S PLACE RETAIL STORES, INC.
Security | 168905107 | Meeting Type | Annual |
Ticker Symbol | PLCE | Meeting Date | 20-May-2011 |
ISIN | US1689051076 | Agenda | 933418522—Management |
City | | Holding Recon Date | 04-Apr-2011 |
Country | United States | Vote Deadline Date | 19-May-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
1A | Election of Director: Joseph Alutto | Management | For | For |
1B | Election of Director: Jamie Iannone | Management | For | For |
1C | Election of Director: Joseph Gromek | Management | For | For |
02 | To ratify the appointment of BDO USA, LLP as the independent registered public accounting firm of The Children's Place Retail Stores, Inc. for the fiscal year ending January 28, 2012. | Management | For | For |
03 | To approve The Children's Place Retail Stores, Inc. 2011 equity incentive plan. | Management | For | For |
04 | To approve, by non-binding vote, executive compensation as described in the proxy statement. | Management | For | For |
05 | To recommend, by non-binding vote, the frequency of executive "say-on-pay" compensation votes. | Management | 1 Year | For |
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NETGEAR, INC.
Security | 64111Q104 | Meeting Type | Annual |
Ticker Symbol | NTGR | Meeting Date | 24-May-2011 |
ISIN | US64111Q1040 | Agenda | 933409167—Management |
City | | Holding Recon Date | 28-Mar-2011 |
Country | United States | Vote Deadline Date | 23-May-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | Patrick C.S. Lo | | For | For |
| 2 | J.E. Carter-Miller | | For | For |
| 3 | Ralph E. Faison | | For | For |
| 4 | A. Timothy Godwin | | For | For |
| 5 | Jef Graham | | For | For |
| 6 | Linwood A. Lacy, Jr. | | For | For |
| 7 | Gregory J. Rossmann | | For | For |
| 8 | Julie A. Shimer | | For | For |
02 | Proposal to ratify the appointment of Pricewaterhousecoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2011 | Management | For | For |
03 | To adopt, on a non-binding advisory basis, a resolution approving the compensation of our named executive officers in the proxy statement | Management | For | For |
04 | To recommend, on a non-binding advisory basis, the frequency of future advisory votes on executive compensation | Management | 1 Year | For |
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BJ'S WHOLESALE CLUB, INC.
Security | 05548J106 | Meeting Type | Annual |
Ticker Symbol | BJ | Meeting Date | 26-May-2011 |
ISIN | US05548J1060 | Agenda | 933419877—Management |
City | | Holding Recon Date | 28-Mar-2011 |
Country | United States | Vote Deadline Date | 25-May-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
1A | Election of Director: Paul Danos Ph.D. | Management | For | For |
1B | Election of Director: Laura J. Sen | Management | For | For |
1C | Election of Director: Michael J. Sheehan | Management | For | For |
02 | Ratification of the Audit Committee's selection of Pricewaterhousecoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending January 28, 2012. | Management | For | For |
03 | To approve the advisory (non-binding) resolution relating to executive compensation. | Management | For | For |
04 | To hold an advisory vote on the frequency of future advisory votes on executive compensation. | Management | 3 Years | For |
05 | Consideration of a shareholder proposal regarding bird welfare. | Shareholder | Against | For |
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JDA SOFTWARE GROUP, INC.
Security | 46612K108 | Meeting Type | Annual |
Ticker Symbol | JDAS | Meeting Date | 26-May-2011 |
ISIN | US46612K1088 | Agenda | 933421389—Management |
City | | Holding Recon Date | 31-Mar-2011 |
Country | United States | Vote Deadline Date | 25-May-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
1A | Election of Director: James D. Armstrong | Management | For | For |
1B | Election of Director: Hamish N. Brewer | Management | For | For |
02 | Advisory (non-binding) vote to approve the compensation of our named executive officers (say-on-pay) | Management | For | For |
03 | Advisory vote on the frequency of future advisory votes on executive compensation | Management | 1 Year | For |
04 | The ratification of our appointment of Deloitte & Touche LLP as our independent auditors for the fiscal year ending December 31, 2011 | Management | For | For |
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GENESEE & WYOMING INC.
Security | 371559105 | Meeting Type | Annual |
Ticker Symbol | GWR | Meeting Date | 26-May-2011 |
ISIN | US3715591059 | Agenda | 933431265—Management |
City | | Holding Recon Date | 01-Apr-2011 |
Country | United States | Vote Deadline Date | 25-May-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | Mortimer B. Fuller III | | For | For |
| 2 | John C. Hellmann | | For | For |
| 3 | Robert M. Melzer | | For | For |
02 | Proposal to ratify the adoption of the second amended and restated 2004 Omnibus Incentive Plan. | Management | For | For |
03 | Proposal to approve the amendment and restatement of the Company's Restated Certificate of Incorporation. | Management | For | For |
04 | Say on pay—A non-binding, advisory vote on executive compensation. | Management | For | For |
05 | Say when on pay—A non-binding, advisory vote on the frequency of future advisory votes on executive compensation. | Management | For | For |
06 | Proposal to ratify the selection of Pricewaterhousecoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2011. | Management | For | For |
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VAALCO ENERGY, INC.
Security | 91851C201 | Meeting Type | Annual |
Ticker Symbol | EGY | Meeting Date | 01-Jun-2011 |
ISIN | US91851C2017 | Agenda | 933414384—Management |
City | | Holding Recon Date | 01-Apr-2011 |
Country | United States | Vote Deadline Date | 31-May-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
1 | Director | Management | | |
| 1 | Robert L. Gerry, III | | For | For |
| 2 | W. Russell Sheirman | | For | For |
| 3 | Robert H. Allen | | For | For |
| 4 | Frederick W. Brazelton | | For | For |
| 5 | Luigi Cflisch | | For | For |
| 6 | O. Donaldson Chapoton | | For | For |
| 7 | John J. Myers, Jr. | | For | For |
2 | Proposal to ratify the appointment of Deloitte & Touche, LLP as the independent auditors of the Company | Management | For | For |
3 | Proposal to approve, by non-binding vote, our executive compensation | Management | For | For |
4 | Proposal to approve, by non-binding vote, the frequency of holding an advisory vote on executive compensation | Management | 1 Year | For |
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TUTOR PERINI CORPORATION
Security | 901109108 | Meeting Type | Annual |
Ticker Symbol | TPC | Meeting Date | 01-Jun-2011 |
ISIN | US9011091082 | Agenda | 933426276—Management |
City | | Holding Recon Date | 12-Apr-2011 |
Country | United States | Vote Deadline Date | 31-May-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | Marilyn A. Alexander | | For | For |
| 2 | Peter Arkley | | For | For |
| 3 | Raymond R. Oneglia | | For | For |
| 4 | Donald D. Snyder | | For | For |
02 | The ratification of the selection of Deloitte & Touche LLP, independent registered public accountants, as auditors of Tutor Perini for the fiscal year ending December 31, 2011. | Management | For | For |
03 | To approve amendments to the Perini Corporation 2004 Stock Option and Incentive Plan. | Management | For | For |
04 | Say on pay—an advisory vote on executive compensation. | Management | For | For |
05 | Say when on pay—an advisory vote on the frequency of future advisory votes on executive compensation. | Management | 3 Years | For |
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EMCOR GROUP, INC.
Security | 29084Q100 | Meeting Type | Annual |
Ticker Symbol | EME | Meeting Date | 01-Jun-2011 |
ISIN | US29084Q1004 | Agenda | 933428092—Management |
City | | Holding Recon Date | 06-Apr-2011 |
Country | United States | Vote Deadline Date | 31-May-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | Stephen W. Bershad | | For | For |
| 2 | David A.B. Brown | | For | For |
| 3 | Larry J. Bump | | For | For |
| 4 | Albert Fried, Jr. | | For | For |
| 5 | Anthony J. Guzzi | | For | For |
| 6 | Richard F. Hamm, Jr. | | For | For |
| 7 | David H. Laidley | | For | For |
| 8 | Frank T. Macinnis | | For | For |
| 9 | Jerry E. Ryan | | For | For |
| 10 | Michael T. Yonker | | For | For |
02 | Approval by non-binding advisory vote of executive compensation. | Management | For | For |
03 | Non-binding advisory vote on the frequency of stockholder vote on executive compensation. | Management | 1 Year | For |
04 | Ratification of the appointment of Ernst & Young LLP as independent auditors for 2011. | Management | For | For |
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THE BUCKLE, INC.
Security | 118440106 | Meeting Type | Annual |
Ticker Symbol | BKE | Meeting Date | 02-Jun-2011 |
ISIN | US1184401065 | Agenda | 933429931—Management |
City | | Holding Recon Date | 25-Mar-2011 |
Country | United States | Vote Deadline Date | 01-Jun-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | D. Hirschfeld | | For | For |
| 2 | D. Nelson | | For | For |
| 3 | K. Rhoads | | For | For |
| 4 | J. Shada | | For | For |
| 5 | R. Campbell | | For | For |
| 6 | B. Fairfield | | For | For |
| 7 | B. Hoberman | | For | For |
| 8 | J. Peetz | | For | For |
| 9 | M. Huss | | For | For |
02 | Proposal to ratify the selection of Deloitte & Touche LLP as independent registered public accounting firm for the Company for the fiscal year ending January 28, 2012. | Management | For | For |
03 | Proposal to approve the Company's 2011 management incentive plan. | Management | For | For |
04 | Proposal to approve the performance-based awards granted pursuant to the Company's 2005 restricted stock plan. | Management | For | For |
05 | Approval of the advisory vote on executive compensation. | Management | For | For |
06 | Approval of the advisory vote on frequency of future advisory votes on executive compensation. | Management | 3 Years | For |
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DICK'S SPORTING GOODS, INC.
Security | 253393102 | Meeting Type | Annual |
Ticker Symbol | DKS | Meeting Date | 02-Jun-2011 |
ISIN | US2533931026 | Agenda | 933431289—Management |
City | | Holding Recon Date | 06-Apr-2011 |
Country | United States | Vote Deadline Date | 01-Jun-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | Edward W. Stack | | For | For |
| 2 | Lawrence J. Schorr | | For | For |
| 3 | Jacqualyn A. Fouse | | For | For |
02 | Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm. | Management | For | For |
03 | Advisory vote on the compensation of named executive officers. | Management | For | For |
04 | Advisory vote on frequency of advisory vote on the compensation of named executive officers. | Management | 1 Year | For |
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GEOEYE, INC.
Security | 37250W108 | Meeting Type | Annual |
Ticker Symbol | GEOY | Meeting Date | 02-Jun-2011 |
ISIN | US37250W1080 | Agenda | 933446658—Management |
City | | Holding Recon Date | 12-Apr-2011 |
Country | United States | Vote Deadline Date | 01-Jun-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | James A. Abrahamson | | For | For |
| 2 | Joseph M. Ahearn | | For | For |
| 3 | Martin C. Faga | | For | For |
| 4 | Michael F. Horn, Sr. | | For | For |
| 5 | Lawrence A. Hough | | For | For |
| 6 | Matthew M. O'Connell | | For | For |
| 7 | Roberta E. Lenczowski | | For | For |
| 8 | James M. Simon, Jr. | | For | For |
| 9 | William W. Sprague | | For | For |
02 | To approve, by non-binding advisory vote, the compensation of the named executive officers of the Company. | Management | For | For |
03 | To approve, by non-binding advisory vote, of an annual advisory vote on executive compensation. | Management | 1 Year | For |
04 | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2011. | Management | For | For |
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GULFPORT ENERGY CORPORATION
Security | 402635304 | Meeting Type | Annual |
Ticker Symbol | GPOR | Meeting Date | 16-Jun-2011 |
ISIN | US40635049 | Agenda | 933459807—Management |
City | | Holding Recon Date | 26-Apr-2011 |
Country | United States | Vote Deadline Date | 15-Jun-2011 |
SEDOL(s) | | Quick Code | |
Item | Proposal | Type | Vote | For/Against Management |
01 | Director | Management | | |
| 1 | Mike Liddell | | For | For |
| 2 | Donald L. Dillingham | | For | For |
| 3 | David L. Houston | | For | For |
| 4 | James D. Palm | | For | For |
| 5 | Scott E. Streller | | For | For |
02 | Proposal to approve, on an advisory basis, the Company's executive compensation. | Management | For | For |
03 | Proposal to approve, on an advisory basis, the frequency of advisory shareholder vote on the Company's executive compensation. | Management | 3 Years | For |
04 | Proposal to ratify the appointment of Grant Thornton LLP as the Company's independent auditors for the fiscal year ending December 31, 2011. | Management | For | For |
===========================END N-PX REPORT============================
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Viking Mutual Funds
(Registrant)
By: | /s/ Shannon D. Radke |
| | Shannon D. Radke |
| | President, Viking Mutual Funds |
Date: August 22, 2011
