Flux Power (FLUX) Form 3 Flux Power / John A Cosentino Jr ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Cosentino John A Jr

(Last) (First) (Middle)

C/O FLUX POWER HOLDINGS, INC.

2685 S. MELROSE DRIVE

(Street)

VISTA CA 92081

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
05/07/2020

3. Issuer Name and Ticker or Trading Symbol
Flux Power Holdings, Inc. [ FLUX ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option	(1)	05/07/2030	Common Stock	3,480	6.57(1)	D

Explanation of Responses:

1. Pursuant to the Issuer's 2014 Equity Incentive Plan ("Plan"), the Reporting Person was granted 3,480 non-qualified stock options (the "Options") at the exercise price disclosed in this form. The Options were granted on May 7, 2020 (the "Grant Date") and vests over a 2 year period in quarterly installments commencing as of May 7, 2020. The exercise price for the Options is the thirty (30) days volume weight average closing price of the Issuer's common stock as of the Grant Date.

	/s/ John A. Cosentino, Jr.	05/13/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
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